Risk Based Compliance Management: ISO 19600 … · Risk Based Compliance Management: ISO 19600...
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Transcript of Risk Based Compliance Management: ISO 19600 … · Risk Based Compliance Management: ISO 19600...
Risk Based Compliance Management: ISO 19600
Crest Advisory Africa (Pty) Ltd: Training and Development
Date of Training
22-23 March 201719-20 July 2017
22-23 November 2017
RISK MANAGEMENT
INTERNAL AUDIT
COMPLIANCE
BUSINESS CONTINUITY
ICT & CYBER CRIME
SAFETY & OHS ACT
COMPETENCY SKILLSCourse Duration: 2 days
The training focuses on the fundamentals, which is needed in
understanding the interdependent relationship between Risk
Management and Compliance Management.
This forms the building blocks for the ISO 19600, Risk Based
Compliance
This course also looks at the Internal Context and especially at
the Vendor and Supplier Management within the Risk, Internal
Control and Compliance Environments.
The following will be addressed over the duration of the
course:
Introduction to Risk Based Compliance versus Rules
Based Compliance
Relationship between King IV, Risk, Internal Control and
Compliance Management
Context of the organization
Understanding the organization and its context
Understanding the needs and expectations of interested parties
Determining the scope of the compliance management system
Compliance management system and principles of good
governance
Compliance obligations
Identification, analysis and evaluation of compliance risks
Description / Goal
Workshop Objectives
Risk and Compliance roles form an integral part
of any organization wanting to achieve its objectives. This course:
Positions Compliance within the overall context of Risk Management
Clarifies the relationship between Compliance and other types of Risk Management
Benefits of Risk Based approach versus a Rules Based Approach
Explores the role of ethics (King IV) in a compliance program
Introduces risk based compliance methodologies within ISO 19600
Provides clarity on how to approach combined assurance efficiently and effectively
Includes a brief overview of the current topical legislation (internationally and locally) that impacts on
businesses today
Leadership
Leadership and commitment
Compliance Risk based policy
Organizational roles, responsibilities and authorities
Planning
Strategies and Actions to address Compliance based
Risks
Setting Compliance objectives and
Planning Compliance Risk Management
Performance Against targets to achieve objectives
Support
Resources
Competence and training of resources (internally and
externally)
Awareness (Strategic, Tactical and Operational)
Communication and reporting mechanisms (Internally
and Externally)
Documented and Evidentiary information
Operational Implementation
Operational planning and control
Establishing the Internal Control Perceived Effectiveness
Establishing Internal Controls and procedures
Outsourced processes (Vendors, Suppliers, Systems, etc.)
Agreements
Performance Evaluation and Management
Monitoring,
Measurement,
Analysis and
Evaluation
Audit ito the
Management review
Continuous Improvement Strategies
Nonconformity,
Noncompliance and
Corrective action
Continual improvement
Workshop Objectives
Who needs to attend?Risk Management Chief Risk Officers (CRO)
Risk Managers
Risk Owners
Risk Coordinators
Accounting Officers
Head of Departments
Risk Champions
Business Executives
Forensic Risk Officers
Managers who want to improve their Risk
Management Capabilities
Internal Audit Fundamentals Internal Auditors
Audit Compliance Officers
Assurance officers
Compliance Compliance Officers
Quality Officers
Procurement and Supply Chain Management
Benefits
Apply Rules within the Risk Management environment
(King IV)
Improved focus, attention and perspective to risk data
sources
More efficient and effective activities related to regulatory,
compliance and audit matters
More cost-effective management and monitoring of risks
The most impact and recognition of value is often perceived
more at the executive and director levels, than other layers of
management. The following key benefits and values from Risk
based Compliance Management (RBCM) include:
Directing everyone focus to the objectives of the company
Enhance strategic direction within organisations
Increased consistency and communication of risks within
the organization
Enhanced reporting and analysis of corporate risks (risk
data)
PriceR5500,00 per delegate (Excl. VAT)
AICP CPDThis course qualifies the delegate to 10 CPD points
Crest Advisory Africa (CAA) has been Accredited by the Services SETA as an Accredited Service Provider within the training environment. The Provider Accreditation Number: 12236
Bookings can be made at [email protected] telephonically with Nico Snyman, 0764034307