Richard C Tallman Financial Disclosure Report for 2009

8/3/2019 Richard C Tallman Financial Disclosure Report for 2009

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. 4 o t o [ FINANCIAL DISCLOSURE REPORT R e l m r t R e q u i r " d h v t h e E t h i c sm Go vtrnment ..l ct ~[ 197SR o y 1 / 2 0 t O ] FOR CALEN1)AR YEAR 20091. Ptr..un R~:pl~rling (ht~l ham,,:, {irsl, mnldl initmll 2. Cour l ur Ovga niz~ . l lo . ,3. D;tl u ~ RepurtI alhnan. Richard C. U S. Cuur t o~" Appeal s . Nimh C i r~ui t IJS,l[l i2(Jl(l

4. Title (Article I11 judges indicate active or senior statu~; 5a. l l epor l Type check ap prupr ia~ ~)pcI 6. Reporting P~riodmngisrra~e judges indicate I~11- or~ No:tartaric,n, l )a~e 01101~009

Active United States Circuit Judge ~ 2/3 I,2009

7. (?h:md~tr~ or Office Adtlrcs~ 8. ()t~ the bas~s o l the inf iwmat ion conta ined in th i~ R q)or t u .d anyWill iam K. NzlkZl l l l t l ra Uni ted States Cou~house [ with app licable I~ws and r~gu lzt ionx. "1~1(i [ : ihh Avenue. Su i te 9fl2 ISeat t l e . Washington 981 f14- l t 3f l

I M P O R T A N T N O T E S : Tl~e instructions actnmptm.;,ing thi.~ Ibrm m ust be fidlowed. Comp lete all part.~,chetking the NONE box for each part where you huve no reportable it~brmation. S~., on last page.

I . P O S I T I O N S . ( u ~ , ,, . ;, , .~ indi,,idual only; x,," pp. 9-1~ of fili,,g i ......... ;i,.,~.) : N()NE (No rt7;ortable positions.)

[~(~SItION N A M E O F ORGANIZATION/ENTITY

2 Mcmbct Nut thwc.~tcrn Urn. crsi~ Schoul ~f Law AdvisoD Buard


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FINANCIAL DISCI,OSURE REPORT!,~ ......fPe ..... Report ing I ~ a tc o tRc por tPage 2 of 7 Tallman, Richard C. 05/I0 , 2010

A. Fliers Non-Investment Incmnc~ NO NE No no~t-im~stment income)D ATE SOURCE AND TYPE IN( OME( y o u r s . n o t s p o u s e s }

B . S p o u s e s I N o n - 1 n v e s t m e n t ] n c o m c - u y , ,, , ,,ere , n u , r h d d u r i , , a " u , , v p , n t i , ,t , ,* J t h , , r e p o r t h t g y e a r , ~ o m p t e t ,, t h i s

:__~ N O N E (:Vo r~q~ortcthlt, nv~-investmcnt income )D ATE SOURCE AND TYPE

2. 2009 Prudcnti:d le.surat~cc C o m p a n y

i V . R E 1 , ~ , I B U R S E M E N T S

.... ~ N O N E ( ~ ~ r~portab&"SOURCE I ) A T E S I_OUATION IURPOSE I T E M S P A I D O R P R O V I D E D

, N o l l h ~ x c s { g ll I Umxcta t ty Alnil 2-5. 2009 C h i c a g o . I I . l . a w B o a r d M e e t i n g f r : m s p c u la t i o t~ . L u d g i n g , M e a l sSchool o[ Law2 No~lhwcslcrn l.hm crsity May 14-16. 2009 Chicago. IL L aw School "lran spooatioIt L odging M,.a ls


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F I NA N C I A L D IS C L O S U R E R E P O R T1 ~ . . . . . .

r P . . .. . u c p o ~ t i , , ~IPage 3 of 7 Tallman, Richard C.

05/10/2010

V . G I F T S . ( t , , , tuaes a ,v ,+ t , , .v , ous ; a , , , t a+e, . ,ae,+t + t , i ta~e, , : . , , , p p . 2 s + ~ t o f f i l it , g i n + t r u ~ t i o t ,s . )NONE (No reportable g~s.)

S C ) U R C E D E S C R I P T I O N1

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5 .

, ~ j N O N E { N o romrtable l iabi l i t i es ,)C R E I ) I T O R D E S C R I P T I O N V A L U E C O D E

23.4


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F I NA N C I A L D IS C L O S U R E R E P O R T [ ~ ....... fP ....Rtl, orli~g Datt . of Repor,Page 4 of 7VII. INVESTMENTS and TRUSTS -

N O N E (No reportab]~" ir~come, o.~:;ct.v, t)r Ironsattracts,)Descrip ion el A~se s Income during (iruxs ~alu at ~nd "lransacfi~ns during reporting period

[including trusl a~sclx) rupoglng period of rcp tmi~g period

Place "~ X)" a fter each a s set Amount cxmup~ Irom p~ior dixck~sur Code I div.. r*nt. Code 2 Method buy, sol!. ra!!rid,)/ ~ Code 2 ~ C~ l buyer/seller

l(A-tt) ~ orm~) (l-I~ Cod3 ~ rcdcmFfion) , (J-P) (A-If) (ifpnxatc

I . Prudential Rc i ircmcnt gUl~dS: No n e M T

2. - PIM(O Total Return lnstl . Fund M T

3. - I)odgc & C.x Stuck Ftmd (:cc Par~ VII! Sold 1 1 2 / 0 1 1 ( 1 9 J

4. -I [o~chkis & Wiley Small-(;lp Value Fund Sold 02!0 Ii09 J(see Pint VHI n. ~)

5. - I{uru P;lc{I]c Gruwth Ftmd (see Pu:t VIII Sold 02/01/09 Knolo I )6. - Vanguard lnstl Fund (scc PaM VIII note I) Sold 02!01/09 I,

7. - Drclus Sm Cap Index I. T

8. - Vanguard Adm iral .Mmmy Market (:,co Part Sold 0 8 ! ! 1 i 0 9 LVIII. no!c 2tt ). Wells Fargo Ilank (hccking!S:.lvnlg5 accts A I n t e r e s t 1 T1 0 . S e a t t l e t it y C r e d i t U n i o n . c h e c k i n g & A [ n t e r c : ; t J T

I I. J P M o ~ g a n C h a s e f l a n k C h o c k i n g / S a v in g s A I n t e r e s t J TAccts1 2 Va ng ua rd (;m u p Fu nd s: None 0 T13 . - Vanguard 5t0 Index M T

1 4 . - Van g u ar d E x p l o r e r M T

15 . - Vanguard Social Index (soc Par~ VIII, t~otc Sold O~;I It09 K

16 - Vangumd PRIMECAP Core I. T

1 7 . - V;mguatd GNMA L T


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F I N A N C I A L D I S C L O S U R E R E P O R T

V I I . I N V E ST M E N T S a n d T R U S T S -NONE (No reportable income, assert, or transactions.)

~ B. ~ ~ I) .

P lace "{XI" a fter cad~ as set [ Am,)unl" C~,d~ I div.. r~.t . Codu 2 Mcflmd buy sell m m ~ d,J, yy . (~ dc 2 Uodc I h .y~isc l lc rexempt l iom priu r d isch~su~ ~ (A-Ii) " or mt ~ ~J- ) Cudc 3 r~dcmption t ~j-P) (,~-I1) 0t p riva te~ ~ (Q- W) [ transactionJ

~8. -VanguardHigh-Yichl(urpuram K Tt9 - Vanguard Intcmalion;il Growth 1 . T

21 . Aetna Universal I,itb Ins. N o n e I T

22 MctIoHD F!exiblc Premium [.ilk: Ins.: N < m e 1 T

23 - l-~qmty ip, c. J T

24 . - Growth J T

25 - Vuyugcr J T2 6 . Bank ol+Amcrica, ( heckmg & Sa ,ings A intcrcst J T


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Name of Person Reporting I)att" of ReportF IN A N C I A L D IS C L O S U R E R E P O R Tt ~ m ~ , t ~ ~ h :, ~ o c .age 6 of 7

V I II . A D D I T I O N A L I NF O R M A T I O N O R E X P LA N A T I O N S.

~ SoM to buy Vanguard Short Term lnv G~adc3 ~xchange into Vanguard PI{IMECAI Core tim&


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F I NA N C I A L D IS C L O S U R E R E P O R T ~ ....... fP ....... R e p o r 6 a g I)atl:afReport[~:l~t2 7 Or" 7 Tallman, Rich;ud C.

I X . C E R T I FI C A T I O N .I ee~tif~ that all information given above (including information per{aiuin~ to my spouse and minor or dcpeudenl children, if any) isaccurate, true, and complete to the best of m) knowledge aud belief, aud that any information not reported was withheld because it met applicablc statutory

provisions perlltittJllg not~-disclosurc.I further certily tbat earned income from outside cmploym+nt and hmmraria and the acceptance of gilts which hale bevu reported are ia

compliance s+ith the provisions of 5 U.S.C. app. ~ 501 ct. scq., 5 U.S.C. ~ 7353, and Judicial Conference regulations.

Si~nat

NOTE: ANY [NDIVII)UAL W IIO K NOW INGI.Y AND \VII .FULLY FALSIFIES OR F, \ ILS TO FILE Ti l l s REPORI" MAY BE St )BJECI T O C IVILA.ND CRhMINAI. SAN(~TIONS (5 U.S.C. app. 1 04)

FILING INSTRUCTIONSMail s igned original and 3 addi t i tmal copies t t~:

Com m it tcc on Financia l Disc losu ,cAdministrat ive Office of the United States CourtsSuite 2 - 3 0 1One C o lum b us C i r c l e , N .E .Washing lon , D.C. 205 44

Richard C Tallman Financial Disclosure Report for 2009

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