Representative 2013 Transactions - Sheppard, Mullin, Richter & … · 2014-03-07 · (NASDAQ: PAMT)...
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Snap-on Incorporated (NYSE: SNA) acquisition of Challenger Lifts, Inc. and Quality Lifts LLC Crossline Capital sale to Stonegate Mortgage New Voice Media UK Limited Series D Preferred Stock financing Universal Services of America sale of an equity interest to Partners Group Hecla Mining Company (NYSE: HL) 6.875% Senior Notes due 2021 Diodes Incorporated (NASDAQ: DIOD) acquisition of BCD Semiconductor Manufacturing Bison Capital Partners acquisition of United Urology Centers LLC and its affiliates Keolis Transit America, Inc. divestiture of subsidiary to Transportation America, Inc. ServiceMesh acquisition by Computer Sciences Corp. (NYSE: CSC) MindClick Global, Inc. Series Seed Preferred Stock financing TargetSolutions, Inc. sale to RedVector.com, LLC Relativity Holdings sale of equity to private investors Douglas Steel Supply Company sale and leaseback of real property and acquisition of H&R Sales, Inc. Bison Capital Equity Partners add-on financing of WestStar T.V. Limited Morley Builders, Inc. repurchase and purchase of its common stock WiserCare, Inc. Series Seed Preferred Stock financing Millennium Laboratories, Inc. acquisition of RxAnte, Inc. Quench, LLC dba DeLeon Tequila sale to a joint venture between Diageo PLC (LSE: DGE, NYSE: DEO) and Combs Enterprises, LLC National Technical Systems, Inc. (NASDAQ: NTSC) sale to Aurora Capital Group Copperweld Bimetallics LLC acquisition of the assets of the CommScope BiMetals® business of CommScope Holding Company, Inc. (NASDAQ: COMM) NGEN Partners advised in connection with IPO of DIRTT Environmental Solutions Ltd. (TSX: DRT) Subsea Global Solutions, LLC sale of a controlling interest to Lariat Partners HealthLoop, Inc. Series A Preferred Stock financing LKQ Corporation (NASDAQ: LKQ) offering of 4.75% Senior Notes due 2023 Equator, LLC sale to Altisource Portfolio Solutions SA (NASDAQ: ASPS) Gyroscope Technologies, Inc. contribution of assets to Pose Marketplace, Inc. Ole Smoky Distillery, LLC equity investment by Centerview Capital Universal Protection Service, LLC acquisitions of Thrive Intelligence, Carney Security, Hite Security, The Budd Group, Boyd and Associates, and Sky Sports Sunny Optics acquisition of Meade Instruments Corp. (Nasdaq: MEAD) Bratton Technologies, Inc. Series A Preferred Stock financing Lexington Acquisition Inc. acquisition of California Art Products Co. Sanders Industries sale of Alloy Die Casting Co. to the Gladstone Companies Quantum Spatial acquisition of Watershed Sciences, Inc. Velo International acquisition of the Didatuan Group Parametric Sound Corp. (NASDAQ: PAMT) merger with VTB Holdings, Inc. (Voyetra Turtle Beach) Gigamon, Inc. (GIMO) represented selling stockholders in Initial Public Offering and follow-on offering NGEN Partners investments in Choose Energy, Soraa, Inc., and Solaria Signet Healthcare Partners investment in Icon Biosciences 1 East West Limited sale to Seabury Group LLC Lakewood IPA, Inc. acquisition by Tenet California, Inc. Elcelyx Therapeutics, Inc. spin-off of assets into NaZura BioHealth, Inc. Shyp, Inc. convertible note financing Uwanna, Inc. Series A Preferred Stock financing Lex Machina, Inc. Series A Preferred Stock financing Trojan Battery Company sale to Charlesbank Capital Partners New Enterprise Associates investment in Series A Preferred Shares of Pinetree Group Ltd. OmniForce acquisition of Pacific Shoreline Marathon, LLC SourceCode Technology Holdings, Inc. purchase of assets from Mint Management Technologies (Pty) Ltd CauseForce, Inc. sale of equity interest to Bregal Partners Western Digital Corporation (NASDAQ: WDC) acquisition of Veobit, Inc. Clessidra SGR S.p.A. acquisition of a majority stake in Buccellati Holding Italia S.p.A. (U.S. Counsel) DB Studios, Inc. sale to InnerWorkings, Inc. (NASDAQ: IWNK) Greenlight Financial Services sale to Nationstar Mortgage LLC Bactes Imaging Solutions, Inc. and Related Regional Entities sale to Sharecare, Inc. Mux Industries, Inc. dba Ram Board sale of assets to Garland Industires, Inc. Proximal Data, Inc. Series B Preferred Stock financing Relativity Sports acquisition of Fegan Sports MobileCause Series 1 Preferred Stock financing Littlejohn & Co., LLC equity investment in Gulf Coast Shipyard Group Universal Protection Service, LLC acquisitions of Allegiance Security Group, All Phase Security, Protection Plus Security, and Summit Security Shanghai Fosun Pharmaceutical (Group) Co., Ltd. Series D Preferred Stock Financing of Saladax Biomedical, Inc. Sanders Industries sale of Ultracast, LLC to Armstrong Mold Corporation PrePlay, Inc. Series B Preferred Stock financing Signet Healthcare Partners and Venrock investment in Impopharma Inc. Micro Focus IP Development Limited acquisition of Orbix, Artix and Orbacus Software product lines from Progress Software Corporation Gold Tip, LLC sale to Bushnell Inc. EndoSee Corporation Series B Preferred Stock financing San Diego Gas & Electric Company sale of 2 segments of Wireless Communication Spectrum to AT&T Mobility Spectrum LLC NGEN Partners repurchase of Greengate Power Company’s securities Guaranty Bank sale of Shelter Mortgage to CIVC Partners LP McDonnell Investment Management, LLC (now MIM Liquidation, LLC) sale to Natixis Global Asset Management, L.P. Kuai Di Dache (Travice Inc.) acquisition of DaHuangFeng loanDepot.com, LLC acquisition of the mortgage operations of imortgage.com, Inc. GenCorp Inc. (NYSE: GY) acquisition of Pratt & Whitney’s Rocketdyne business from United Technologies Corporation (NYSE: UTX) EBD Group AG, EBD Group GmbH and European Business Development Group, Inc. sale to Informa plc (LSE: INF) GNW-Evergreen Insurance Services, LLC sale to a subsidiary of Hub International Ltd. Ondot Series B Preferred Stock financing and follow-on financing mFoundry, Inc. acquisition by Fidelity National Information Services (NYSE: FIS) JAFCO Life Science Series C Preferred Stock financing of Eagle Pharmaceuticals, Inc. Alibaba Group investments in AutoNavi Holdings Ltd., Shoprunner, Inc. and TutorGroup Holding Representative 2013 Transactions sheppardmullin.com | www.corporatesecuritieslawblog.com
Transcript of Representative 2013 Transactions - Sheppard, Mullin, Richter & … · 2014-03-07 · (NASDAQ: PAMT)...
Snap-on Incorporated (NYSE: SNA) acquisition of
Challenger Lifts, Inc. and Quality Lifts LLC
Crossline Capital sale to
Stonegate Mortgage
New Voice Media UK Limited Series D
Preferred Stock financing
Universal Services of America
sale of an equity interest to
Partners Group
Hecla Mining Company (NYSE: HL)
6.875% Senior Notes due 2021
Diodes Incorporated (NASDAQ: DIOD)
acquisition of BCD Semiconductor
Manufacturing
Bison Capital Partners acquisition of
United Urology Centers LLC and its affiliates
Keolis Transit America, Inc. divestiture of subsidiary to
Transportation America, Inc.
ServiceMesh acquisition by
Computer Sciences Corp. (NYSE: CSC)
MindClick Global, Inc. Series Seed
Preferred Stock financing
TargetSolutions, Inc. sale to
RedVector.com, LLC Relativity Holdings
sale of equity to private investors
Douglas Steel Supply Company
sale and leaseback of real property and
acquisition of H&R Sales, Inc.
Bison Capital Equity Partners
add-on financing of WestStar T.V. Limited
Morley Builders, Inc. repurchase and purchase
of its common stock
WiserCare, Inc. Series Seed Preferred
Stock financing
Millennium Laboratories, Inc.
acquisition of RxAnte, Inc.
Quench, LLC dba DeLeon Tequila
sale to a joint venture between Diageo PLC (LSE: DGE, NYSE: DEO) and Combs
Enterprises, LLC
National Technical Systems, Inc.
(NASDAQ: NTSC) sale to
Aurora Capital Group
Copperweld Bimetallics LLC acquisition of the assets of the CommScope BiMetals®
business of CommScope Holding Company, Inc.
(NASDAQ: COMM)
NGEN Partners advised in connection
with IPO of DIRTT Environmental Solutions
Ltd. (TSX: DRT)
Subsea Global Solutions, LLC
sale of a controlling interest to
Lariat Partners
HealthLoop, Inc. Series A
Preferred Stock financing
LKQ Corporation (NASDAQ: LKQ)
offering of 4.75% Senior Notes due 2023
Equator, LLC sale to
Altisource Portfolio Solutions SA
(NASDAQ: ASPS)
Gyroscope Technologies, Inc.
contribution of assets to Pose Marketplace, Inc.
Ole Smoky Distillery, LLC
equity investment by Centerview Capital
Universal Protection Service, LLC acquisitions of
Thrive Intelligence, Carney Security, Hite Security, The
Budd Group, Boyd and Associates, and Sky Sports
Sunny Optics acquisition of
Meade Instruments Corp. (Nasdaq: MEAD)
Bratton Technologies, Inc.
Series A Preferred Stock
financing
Lexington Acquisition Inc.
acquisition ofCalifornia Art Products Co.
Sanders Industries sale of
Alloy Die Casting Co. to the
Gladstone Companies
Quantum Spatial acquisition of
Watershed Sciences, Inc.
Velo International acquisition of the Didatuan Group
Parametric Sound Corp.(NASDAQ: PAMT)
merger with VTB Holdings, Inc.
(Voyetra Turtle Beach)
Gigamon, Inc. (GIMO)
represented selling stockholders in Initial Public
Offering and follow-on offering
NGEN Partners investments in
Choose Energy, Soraa, Inc., and Solaria
Signet Healthcare Partners
investment in Icon Biosciences
1 East West Limited sale to
Seabury Group LLC
Lakewood IPA, Inc. acquisition by
Tenet California, Inc.
Elcelyx Therapeutics, Inc.
spin-off of assets into
NaZura BioHealth, Inc.
Shyp, Inc. convertible
note financing
Uwanna, Inc. Series A
Preferred Stock financing
Lex Machina, Inc. Series A
Preferred Stock financing
Trojan Battery Company sale to
Charlesbank Capital Partners
New Enterprise Associates
investment in Series A Preferred Shares of Pinetree Group Ltd.
OmniForce acquisition of
Pacific Shoreline Marathon, LLC
SourceCode Technology Holdings, Inc.
purchase of assets from Mint Management
Technologies (Pty) Ltd
CauseForce, Inc. sale of equity interest to
Bregal Partners
Western Digital Corporation
(NASDAQ: WDC) acquisition of Veobit, Inc.
Clessidra SGR S.p.A. acquisition of a majority
stake in Buccellati Holding
Italia S.p.A. (U.S. Counsel)
DB Studios, Inc. sale to
InnerWorkings, Inc. (NASDAQ: IWNK)
Greenlight Financial Services
sale to Nationstar Mortgage LLC
Bactes Imaging Solutions, Inc.
and Related Regional Entities sale to
Sharecare, Inc.
Mux Industries, Inc. dba Ram Board sale of assets to
Garland Industires, Inc.
Proximal Data, Inc.Series B
Preferred Stock financing
Relativity Sports acquisition of Fegan Sports
MobileCause Series 1
Preferred Stock financing
Littlejohn & Co., LLC equity investment in
Gulf Coast Shipyard Group
Universal Protection Service, LLC acquisitions of
Allegiance Security Group, All Phase Security,
Protection Plus Security, and Summit Security
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Series D Preferred Stock Financing of
Saladax Biomedical, Inc.
Sanders Industries sale of
Ultracast, LLC to Armstrong Mold
Corporation
PrePlay, Inc. Series B
Preferred Stock financing
Signet Healthcare Partners
and Venrock investment in
Impopharma Inc.
Micro Focus IP Development Limited
acquisition of Orbix, Artix and Orbacus
Software product lines from Progress Software Corporation
Gold Tip, LLC sale to
Bushnell Inc.
EndoSee Corporation Series B
Preferred Stock financing
San Diego Gas & Electric Company
sale of 2 segments of Wireless Communication
Spectrum to AT&T Mobility Spectrum LLC
NGEN Partners repurchase of
Greengate Power Company’s securities
Guaranty Bank sale of
Shelter Mortgage to
CIVC Partners LP
McDonnell Investment Management, LLC
(now MIM Liquidation, LLC) sale to
Natixis Global Asset Management, L.P.
Kuai Di Dache(Travice Inc.) acquisition of
DaHuangFeng
loanDepot.com, LLCacquisition of the
mortgage operations of imortgage.com, Inc.
GenCorp Inc. (NYSE: GY) acquisition
of Pratt & Whitney’s Rocketdyne business
from United Technologies Corporation (NYSE: UTX)
EBD Group AG, EBD Group GmbH
and European Business Development Group, Inc.
sale to Informa plc (LSE: INF)
GNW-Evergreen Insurance
Services, LLC sale to a subsidiary of Hub International Ltd.
Ondot Series B
Preferred Stock financing and
follow-on financing
mFoundry, Inc. acquisition by
Fidelity National Information Services
(NYSE: FIS)
JAFCO Life Science Series C Preferred
Stock financing of Eagle Pharmaceuticals, Inc.
Alibaba Groupinvestments in AutoNavi
Holdings Ltd.,Shoprunner, Inc. and TutorGroup Holding
Representative 2013 Transactions
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