REPORTING ON FINANCIAL INSTRUMENTS TO THE COMMISSION...
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FICHE NO 4B
REPORTING ON FINANCIAL INSTRUMENTS TO THE COMMISSION
UNDER THE ANNUAL AND FINAL IMPLEMENTATION REPORTS
Version 2 - 22 July 2013
Regulation Article
Common Provisions Regulation (CPR) Article 40(3) – Implementing act laying down
uniform conditions by establishing models to
be used when reporting on financial
instruments.
This document is provisional, without prejudice to the on-going negotiations (in line with the
principle that "nothing is agreed until everything is agreed"). This document is a draft that
shall be adjusted following the expert meeting.
It does not prejudge the final nature of the basic act, nor the content of any delegated or
implementing act that may be prepared by the Commission.
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1. EMPOWERMENT
Article 40(3) of the CPR sets out that:
"The Commission shall adopt, by means of implementing act, in accordance with the
examination procedure referred to in Article 143(3), arrangements laying down uniform
conditions by establishing models to be used when reporting on financial instruments".
This document is based on the most recent compromise text on Financial Instruments of 2
July 2013, without prejudice to the on-going negotiations (in line with the principle that
"nothing is agreed until everything is agreed").
2. MAIN OBJECTIVES AND SCOPE OF THE IMPLEMENTING ACT
The reporting model for financial instruments as a part of the annual and final implementation
reports should set up uniform conditions concerning the monitoring of financial instruments
and provision of monitoring information to the Commission.
These uniform conditions should ensure that information in respect of financial instruments
referred to in Article 33(1) (a) and Article 33(1) (b) is monitored by managing authorities and
reported to the Commission in a consistent and comparable way and can, where necessary, be
consolidated and aggregated.
As part of the simplification process, the model aims at avoiding any double reporting by the
managing authority on the financial instruments referred to in Article 33(1) (a) and Article 33
(1) (b).
The intention is to ensure complete, coherent reporting by the managing authorities, according
to all elements required under Article 40(2) and in line with the Financial Regulation. All the
essential elements included under the paragraphs (a) to (k) and transposed in the reporting
model shall allow the Commission to assess progress made in financing and implementing
financial instruments and present it, once per year, in summaries of the data pursuant to
Article 40(4).
By proposing this reporting model, the Commission aims also to ensure a suitable, reliable
and technically robust reporting specific to financial instruments, but still in the framework of
the annual reporting exercise on programmes.
Managing authorities will report on all financial instruments under their responsibility or
management, including financial instruments set-up at national, regional, transnational or
cross-border level (pursuant to Article 32(1)(b)) and the ESI Funds programmes contributions
to financial instruments set-up at Union level (pursuant to Article 32(1)(a)).
The reporting model should be completed separately for each financial instrument and, where
applicable, fund of funds. If the financial instrument/fund of funds receives contributions from
more than one ESI Fund and/or programme, the managing authority will report on the data
relative to the programme under its responsibility and priority axes or measures predefined in
section 1 of the reporting model.(The Commission pursuant to Article 40(4) will do the
consolidation of the data on financial instruments, provided by managing authorities in their
annual implementation reports.
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The same reporting model will apply for all types of delivery structures, namely for funds of
funds, financial instruments implemented with and without a fund of funds. The reporting
obligations, as set-up in article 40(2) (a)-(k) should not be applied at the level of final
recipient
The managing authority shall submit the reporting information on financial instruments as an
annex to their annual and final reports on implementation of programmes. The first report to
be submitted in 2016 shall cover the financial years 2014 and 2015, as well as the period
between the starting date for eligibility of expenditure and 31 December 2013.
All parts and sections in the reporting model will be mandatory, however the reporting
information required in paragraphs (j) and (k) of Article 40(2), should be provided in the
reporting model only twice during the programming period: in the annual implementation
reports submitted in 2017 and 2019, as well as in the final implementation report. The "light"
annual implementation reports, including the financial instrument information required in
Article 40(2) (a)-(h) will be submitted in 2016, 2018, 2020, 2021 and 2022.
Financial/quantitative data on financial instruments provided under the reporting model will
have to be completed by a general commentary on the implementation pursuant to Article
44(2) of CPR and to be included in the appropriate section of the model for annual
implementation report (section 2 of the AIR model for ERDF, ESF and CF). In this section,
managing authorities will provide key information and general commentary on the
implementation of financial instruments under the ESI Fund programme for the year
concerned.
3. MAIN ELEMENTS OF THE IMPLEMENTING ACT
The reporting model for 2014-2020 will have a similar structure to the reporting model used
for ERDF and ESF Operational Programmes as of 2011, under the programming period
2007-2013. This model may be further adapted to EAFRD and EMFF, according to the
specific regulations of those Funds.
The reporting model presents financial instruments information required under Article 40(2)
in the uniform reporting conditions.
Following the logic of paragraphs (a) to (k) of Article 40(2), the model is divided into 9 parts
numbered from I to IX. Each part refers to one paragraph of Article 40(2), with exception to
the part VII of the model covering two paragraphs (g and h).
The reporting model annexed to this fiche contains also some specifications of the format of
the information required (text, number or date) and the input method (selection of predefined
inputs or filling in with input). Detailed technical aspects of the requested information (as for
example: length of fields and links to the other information already available in the AIR, like
priority axes/measures, indicators) will be developed in SFC2014 and in further Commission
guidance on the reporting.
Further details covering the information provided under each part of the model are given
hereunder:
In Part I corresponding to Article 40(2)(a) of CPR, managing authorities will report on
programmes, priority axes and or/and measures from which support from the ESI Funds is
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provided to the financial instrument and to identify thematic objective(s) supported by the
financial instrument.
Part II refers to the description of the financial instrument and implementation arrangements
according to paragraph Article 40(2) (b) of CPR. In this part managing authorities will
describe the financial instrument, namely its name, official address/place of business and
specify if the latter is set up at Union level and managed by the European Commission or at
national/ regional/ transnational or cross-border level and managed by or under the
responsibility of the managing authority. Moreover, the managing authorities will report on
type of the financial instrument implemented (off-the-shelf or tailor- made FIs), its
implementing mode (financial instrument implemented with or without a fund of funds) and
geographical coverage (national, trans- national or cross-border level). This part will also
specify the form of financial support offered by the financial instrument, including
information on other support combined within the financial instrument pursuant to Article
32(5) of CPR like grants, interest rate subsidy, and guarantee fee subsidy.
According to Article 40(2)(c) of CPR, Part III identifies the body/bodies implementing the
financial instrument (including funds of funds, where applicable), as referred to under
Articles 33(1)(a), 33(4)(a), (b) and (c), and the financial intermediaries referred to under
Article 33(6). The required information covers the procedure of selecting of the body/bodies
and a date of signature of the funding agreement.
Part IV refers to the total amount of the ESI Funds programme contributions (by priority axis
or measure) actually paid to the financial instrument (paragraph (d) of Article 40(2)) in
relation to contributions committed in the signed funding agreement.
Part V refers to the total amount of support paid to final recipients (or to the benefit of final
recipients) or committed in guarantee contracts, by the financial instrument for investments in
final recipients. This part includes as well management costs incurred or/and management
fees paid by the ESI Funds programme in relation to the investments made in final recipients
(Articles 40(2) (e) of CPR).
Part VI refers to the new paragraph (f) of Article 40(2) of CPR: the performance of the
financial instrument, including , progress in its set-up and in selection of bodies implementing
the financial instrument (including the body implementing a fund of funds). This part
presents also a state of play as regards completion of the ex-ante assessment(s) and selection
of financial intermediaries and number of funding agreements already signed. Information on
disbursed loans defaulted; guarantees provided and called due to the loan default will also
have to be provided under this part of the reporting model.
Part VII of the model contains information on interest and other gains generated by support
from the ESI Funds to the financial instrument, programme resources paid back to the
financial instrument from investments (as referred to in Article 37 and 38, with reference to
Article 40(2) (g). The value of equity investments with respect to previous years required in
the new paragraph (h) of Article 40(2) was also included in this part of the reporting model.
Part VIII aims to present progress in achieving the expected leverage effect of investments
made by the financial instrument and value of investments and participations, as required in
Article 40(2) (j) of CPR.
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Finally part IX should present the contribution of the financial instrument to the achievement
of indicators of the priority axis or measure concerned (according to Article40 (2) (k) of
CPR). This part will be linked to the output and result indicators set-up at the level the priority
axis or measure concerned.
4. MAIN CHANGES COMPARED TO THE PERIOD 2007-2013
The main changes concern the introduction of new elements as set out in Article 40(2) of the
CPR, in line with the Financial Regulation i.e.:
information on interest and other gains generated by support from the ESI Funds to the
financial instruments;
resources paid back to financial instruments from investments or from the release of
resources committed;
the value of equity investments, with respect to previous years; total amounts re-
invested by the financial instrument,
progress in achieving the expected leverage,
and contribution of the financial instrument to the achievement of the indicators of the
priority axis or measure concerned.
Compared to the previous programming period, there will be one reporting model not only for
financial instruments implemented under ERDF and ESF but also under all ESI Funds
(ERDF, CF, ESF, EAFRD and EMFF) programmes.
5. ANNEX: REPORTING MODEL ON FINANCIAL INSTRUMENTS
No.
Information required for each financial instrument implemented under the
ESI Funds programme (Fund of funds, financial instrument implemented
with and without a fund of funds)
Format of the
information and
input method
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I. Identification of the programme and priority or measure from which support from the
ESI Funds is provided (Article 40(2)(a) of Common Provisions Regulation No ….../2013) ////////////////////////////
1 Priority axis or measure supporting the financial instrument under the ESI Funds
programme ////////////////////////////
1.1 number number
1.2 title text
1.3 ESI Fund(s) supporting the financial instrument under the priority axis or measure selection button
2 Other ESI Funds programmes providing contributions to the financial instrument ////////////////////////////
2.1 Number of other ESI Funds programmes providing contributions to the financial
instrument
number
2.2 CCI n° of other ESI Funds programmes providing contributions to the financial
instrument
number
3 Thematic objective(s) supported by the financial instrument
selection button
(1) strengthening research, technological development and innovation and
communication technologies
(2) enhancing access to, and use and quality of, information and communication
technologies
(3) enhancing the competitiveness of small and medium sized enterprises, the
agricultural sector (for the EAFRD) and the fisheries and aquaculture sector (for
the EMFF)
(4) supporting the shift towards a low-carbon economy in all sectors
(5) promoting climate change adaptation, risk prevention and management
(6) protecting the environment and promoting resource efficiency
(7) promoting sustainable transport and removing bottlenecks in key network
infrastructures
(8) promoting employment and supporting labour mobility
(9) promoting social inclusion and combating poverty;
(10) investing in education, skills and lifelong learning;
(11) enhancing institutional capacity and an efficient public administration
II. Description of the financial instrument and implementation arrangements (Article
40(2)(b) of Common Provisions Regulation No ….../2013)
////////////////////////////
4 Name of the financial instrument/fund of funds text
5 Official address/place of business (country and town name) text
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6.1
Financial instruments set up at Union level, managed directly or indirectly by the
European Commission supported from ESI Funds programme contributions
(according to Article 33(1)(a) of CPR)
selection button
Horizon 2020 selection button
Competitiveness & SMEs (COSME)
Creative Europe
Social Change & Innovation
Erasmus for all
Connecting Europe Facility - Energy
Connecting Europe Facility- Digital
Connecting Europe Facility-Transport
Other
6.2
Financial instruments set up at national/ regional/ transnational or cross-border
level, managed by or under the responsibility of the managing authority supported
from ESI Funds programme contributions (according to Article 33(1)(b) of CPR)
selection button
Managing authority invested in the capital of existing or newly created legal
entities, including those financed from other ESI Funds, dedicated to
implementing financial instruments (according to Article 33(4)(a) of CPR)
selection button
Managing authority entrusted implementation tasks to the EIB, international
financial institutions or body governed by public or private law (according to
Article 33(4)(b) of CPR)
Managing authority undertook implementation tasks directly in the case of
financial instruments consisting solely of loans or guarantees (according to
Article 33(4)(c) of CPR)
7
Type of the financial instrument selection button
Tailor made
Off-the-shelf
8
Financial instrument set-up as selection button
Fund of funds
Financial instrument implemented with the fund of fund
Financial instrument implemented without the fund of funds
8.1 Name of the fund of fund under which the financial instrument is implemented text
9
Financial instrument set-up at ////////////////////////////
national level selection button
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regional level
trans- national or cross-border level
10
Financial instrument is providing support under the form of ////////////////////////////
loans selection button
micro-loans
guarantees
equity or quasi-equity investments
other support combined within the financial instrument (pursuant to Article 32(5)
of CPR)
other financial product
10.1
Other support combined within the financial instrument (pursuant to Article
32(5) of CPR) ////////////////////////////
grant selection button
interest rate subsidy
guarantee fee subsidy
11
Legal status of the financial instrument ( pursuant to Article 33(7) of CPR) ////////////////////////////
fiduciary account opened in the name of the implementing body and on behalf of
the managing authority
selection button
separate block of finance within a financial institution
III. Identification of the body implementing financial instruments (and funds of funds
where applicable), as referred to under Articles 33(1)(a), 33(4)(a), (b) and (c), and the
financial intermediaries referred to under Article 33(6) (Article 40(2)(c) of Common
Provisions Regulation No ….../2013)
////////////////////////////
12 Body implementing the financial instrument ////////////////////////////
12.1
Type of implementing body ////////////////////////////
European Investment Bank selection button
European Investment Fund
International financial institution in which a Member State is a shareholder
Financial institution established in a Member State aiming at the achievement of
public interest under the control of a public authority
A body governed by public or private law
12.2 Name text
12.3 Official address/place of business (country and town name) text
13 Procedure of selecting of the implementing body pursuant to Article 33(4) of
CPR selection button
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award of a public contract
award of a grant
other procedure
13.1 description of other procedure text
14 Date of signature of the funding agreement date
IV. Total amount of programme contributions, by priority or measure, paid to the financial
instrument (Article 40(2)(d) of Common Provisions Regulation No ….../2013) ////////////////////////////
15 Total amount of programme contributions committed in funding agreement
( in EUR) number (amount)
15.1 out of which ESI Funds contributions ( in EUR) number (amount)
16 Total amount of programme contributions paid to the financial instrument
( in EUR) number (amount)
16.1 out of which amounts of ESI Funds contributions ( in EUR) number (amount)
16.1.1 out of which ERDF (in EUR) number (amount)
16.1.2 out of which Cohesion Fund (in EUR) number (amount)
16.1.3 out of which ESF(in EUR) number (amount)
16.1.4 out of which EAFRD (in EUR) number (amount)
16.1.5 out of which EMFF (in EUR) number (amount)
16.2 out of which total amount of national counterpart number (amount)
16.2.1 out of which total amount of national public funding number (amount)
16.2.2 out of which total amount of national private funding number (amount)
16.3
total amount of management costs and fees paid out of programme
contributions
number (amount)
V. Total amount of support paid to final recipients, or to the benefit of final recipients, or
committed in guarantee contracts, by the financial instrument for investments in final
recipients, as well as management costs incurred or management fees paid, by ESI Funds
programme and priority or measure (Articles 40(2)(e) of Common Provisions Regulation
No ….../2013)
////////////////////////////
17 Total amount of support paid to final recipients or to the benefit of final
recipients in loans ////////////////////////////
17.1 Name of loan product text
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17.2 Date of signature of funding agreement for loan product date
17.3 Total value of loans committed in contracts signed with final recipients (in EUR) number (amount)
17.3.1 out of which ESI Funds programme contributions (in EUR) number (amount)
17.4 Total value of loans disbursed to final recipients from programme contributions (
in EUR) number (amount)
17.4.1 out of which total amount of support from the ESI Funds (in EUR) number (amount)
17.4.1.1 out of which ERDF (in EUR) number (amount)
17.4.1.2 out of which Cohesion Fund (in EUR) number (amount)
17.4.1.3 out of which ESF(in EUR) number (amount)
17.4.1.4 out of which EAFRD (in EUR) number (amount)
17.4.1.5 out of which EMFF (in EUR) number (amount)
17.4.2 out of which total amount of national public funding (in EUR) number (amount)
17.4.3 out of which total amount of national private funding (in EUR) number (amount)
17.4.4 out of which amounts of microloans ( in EUR) number (amount)
17.5 Number of loan contracts signed with final recipients number
17.6 Number of final recipients supported by loans number
17.6.1 out of which large enterprises number
17.6.2 out of which SMEs number
17.6.3 out of which microenterprises number
17.6.4 out of which individuals number
17.6.5 out of which other type of final recipients supported number
17.6.5.1 description of other type of final recipients supported text
17.7 Management costs incurred or/and management fees paid by the financial
instrument (in EUR) number (amount)
17.7.1 out of which amount attributable to the support from the ESI funds (in EUR) number (amount)
18 Total amount of support committed to final recipients or to the benefit of
final recipients in guarantees ////////////////////////////
18.1 Name of guarantee product text
18.2 Date of signature of funding agreement for guarantee product date
18.3 Total amount of programme contributions committed for guarantee contracts
signed with final recipients (in EUR) number (amount)
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18.4 Total amount of programme contributions committed for guarantee contracts for
loans paid to final recipients (in EUR) number (amount)
18.4.1 out of which total amount of support from the ESI Funds (in EUR) number (amount)
18.4.1.1 out of which ERDF (in EUR) number (amount)
18.4.1.2 out of which Cohesion Fund (in EUR) number (amount)
18.4.1.3 out of which ESF (in EUR) number (amount)
18.4.1.4 out of which EAFRD (in EUR) number (amount)
18.4.1.5 out of which EMFF (in EUR) number (amount)
18.4.2 out of which total amount of national public funding (in EUR) number (amount)
18.4.3 out of which total amount of national private funding (in EUR) number (amount)
18.4.4
out of which total amount of ESI Funds committed for guarantee contracts for
microloans paid to final recipients (in EUR)
number (amount)
18.5
Total value of loans actually paid to final recipients in relation to guarantees
contracts signed (in EUR)
number (amount)
18.6
Number of loans paid to final recipients in relation to guarantees contracts signed
with final recipients
number
18.7 Number of final recipients supported by guarantees number
18.7.1 out of which large enterprises number
18.7.2 out of which SMEs number
18.7.3 out of which microenterprises number
18.7.4 out of which individuals number
18.7.5 out of which other type of final recipients supported number
18.7.5.1 description of other type of final recipients supported text
18.8 Management costs incurred or/and management fees paid by the financial
instrument (in EUR) number (amount)
18.8.1 out of which amount attributable to the support from the ESI funds (in EUR) number (amount)
19 Total amount of support paid to final recipients or to the benefit of final
recipients in equity or quasi-equity investments ////////////////////////////
19.1 Name of equity or quasi-equity investment text
19.2 Date of signature of funding agreement for equity quasi-equity investment date
19.3 Total value of investments in contracts signed with final recipients (in EUR) number (amount)
19.4 Total value of investments made to final recipients from programme contributions
( in EUR) number (amount)
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19.4.1 out of which total amount of support from the ESI Funds (in EUR) number (amount)
19.4.1.1 out of which ERDF (in EUR) number (amount)
19.4.1.2 out of which Cohesion Fund (in EUR) number (amount)
19.4.1.3 out of which ESF (in EUR) number (amount)
19.4.1.4 out of which EAFRD (in EUR) number (amount)
19.4.1.5 out of which EMFF (in EUR) number (amount)
19.4.2 out of which total amount of national public funding (in EUR) number (amount)
19.4.3 out of which total amount of national private funding (in EUR) number (amount)
19.5 Number of equity or quasi-equity investments made number
19.6 Number of final recipients supported by equity or quasi-equity investments number
19.6.1 out of which large enterprises number
19.6.2 out of which SMEs number
19.6.3 out of which microenterprises number
19.6.4 out of which individuals number
19.6.5 out of which other type of final recipients supported number
19.6.5.1 description of other type of final recipients supported text
19.7 Management costs incurred or/and management fees paid by the financial
instrument (in EUR) number (amount)
19.7.1 out of which amount attributable to the support from the ESI funds (in EUR) number (amount)
20 Total amount of support paid to final recipients or to the benefit of final
recipients in other financial product investments ////////////////////////////
20.1 Name of other financial product text
20.2 Date of signature of funding agreement for other financial product date
20.3 Total value of investments in contracts signed with final recipients (in EUR) number (amount)
20.4 Total amount of investments made to final recipients from programme
contributions (in EUR) number (amount)
20.4.1 out of which total amounts of support from the ESI Funds (in EUR) number (amount)
20.4.1.1 out of which ERDF (in EUR) number (amount)
20.4.1.2 out of which Cohesion Fund (in EUR) number (amount)
20.4.1.3 out of which ESF (in EUR) number (amount)
20.4.1.4 out of which EAFRD (in EUR) number (amount)
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20.4.1.5 out of which EMFF (in EUR) number (amount)
20.4.2 out of which total amount of national public funding (in EUR) number (amount)
20.4.3 out of which total amount of national private funding (in EUR) number (amount)
20.5 Number of other financial product investments made to final recipient number
20.6 Number of final recipients supported by other financial product number
20.6.1 out of which large enterprises number
20.6.2 out of which SMEs number
20.6.3 out of which microenterprises number
20.6.4 out of which individuals number
20.6.5 out of which other type of final recipients supported number
20.6.5.1 description of other type of final recipients supported text
20.7 Management costs incurred or/and management fees paid by the financial
instrument (in EUR) number (amount)
20.7.1 out of which amount attributable to the support from the ESI funds (in EUR) number (amount)
VI. The performance of the financial instrument, including progress in its set-up and in
selection of bodies implementing the financial instrument (including the body implementing
a fund of funds) (Article 40(2)(f) of Common Provisions Regulation No ….../2013)
////////////////////////////
////////////////////////////
/////
21 Date of completion of ex-ante assessment by the managing authority ( preceding
set-up or contribution to the FI ) date
22 Selection of financial intermediaries
////////////////////////////
////////////////////////////
/////
22.1 number of selection procedures already launched number
22.2 number of funding agreements already signed number
23 Was the financial instrument still operational at the end of the reporting year? text
23.1 If no, date of the winding-up date
24 Total number of disbursed loans defaulted number
25 Total amount of disbursed loans defaulted (in EUR) number (amount)
26 Total number of guarantees provided and called due to the loan default number
27 Total committed amount for guarantees provided and called due to loan default
(in m EUR) number (amount)
VII. Interest and other gains generated by support from the ESI Funds to the financial
instrument, programme resources paid back to the financial instrument from investments
as referred to in Article 37 and 38, and the value of equity investments with respect to
previous years (Article 40(2)(g) and (h) of Common Provisions Regulation No ….../2013)
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28 Interest and other gains generated by payments from ESI Funds programme to the
financial instrument (in EUR) number (amount)
29 Amounts repaid to the financial instrument attributable to support from ESI Funds
programmes by end of the reporting year (in the meaning of Article 38 of CPR) number (amount)
30.1 out of which, capital repayments (in EUR) number (amount)
30.1.1 out of which, capital repayments attributable to the support from ESI Funds (in
EUR) number (amount)
30.2 out which gains, other earnings and yields (in EUR) number (amount)
30.2.1 out which gains, other earnings and yields attributable to the support from ESI
Funds (in EUR) number (amount)
31 Amounts repaid to the financial instrument attributable to the support from ESI
funds programmes and re-invested by the specific financial instrument
////////////////////////////
////////////////////////////
/////
31.1 Amounts repaid and re-invested through the same financial instruments (in EUR) number (amount)
31.1.1 out of which, amounts attributable to the support from the ESI funds (in EUR) number (amount)
31.2 Amounts repaid and re-invested through other financial instruments (in EUR) number (amount)
31.2.1 out of which, amounts attributable to the support from the ESI funds (in EUR) number (amount)
31.3
Amounts repaid and used for preferential remuneration of private investors or
public investors operating under the market economy principle (who provide
counterpart resources to the support from the ESI Funds to the financial
instrument or who co-invest at the level of final recipient)
number (amount)
31.3.1 out of which, amounts attributable to the support from the ESI funds (in EUR) number (amount)
31.4 Amounts repaid and used for the reimbursement of management costs incurred
and payment of management fees of the financial instrument number (amount)
31.4.1 out of which, amounts attributable to the support from the ESI funds (in EUR) number (amount)
32 Value of equity investments, with respect to previous years ( in EUR) number (amount)
VIII. Progress in achieving the expected leverage effect of investments made by the financial
instrument and value of investments and participations (Article 40(2)(j) of Common
Provisions Regulation No ….../2013)
////////////////////////////
33 Total amount of other contributions made to the financial instruments (outside
ESI Funds programme) ////////////////////////////
33.1 Total amount of other contributions committed in the funding agreement number (amount)
33.2 Total amount of other contributions paid to the financial instrument (in EUR) number (amount)
34 Expected and achieved leverage effect, by reference to the funding agreement ////////////////////////////
34.1 Expected leverage effect for loan products, by reference to the funding agreement number
34.1.1 Achieved leverage at the end of the reporting year number
34.2 Expected leverage effect for guarantee products, by reference to the funding
agreement number
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34.2.1 Achieved leverage at the end of the reporting year number
34.3 Expected leverage effect for equity or quasi-equity investments, by reference to
the funding agreement number
34.3.1 Achieved leverage at the end of the reporting year number
34.4 Expected leverage effect for investments made in other financial product, by
reference to the funding agreement number
34.4.1 Achieved leverage at the end of the reporting year number
35 Total amount of additional resources ( other than programme contributions)
mobilised at the level of final recipients (in EUR) number (amount)
35.1 out of which additional private resources number (amount)
35.2 out of which additional public resources number (amount)
35.3 out of which already disbursed in loans number (amount)
35.4 out of which already disbursed in guarantees number (amount)
35.5 out of which already disbursed in equity/venture capital investments number (amount)
IX. Contribution of the financial instrument to the achievement of the indicators of the
priority or measure concerned (Article 40(2)(k) of Common Provisions Regulation No
….../2013)
////////////////////////////
36 Output indicator (code number and name) to which the operation contributes
number and
measurement unit
or text
36.1 Target output
number and
measurement unit
or text
36.2 Achieved value of the output indicator
number and
measurement unit
or text
37 Result indicator (code number and name) to which the operation contributes
number and
measurement unit
or text
37.1 Target result
number and
measurement unit
or text
37.2 Baseline
number and
measurement unit
or text
37.3 Achieved value of a result indicator
number and
measurement unit
or text
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