Reply Re Reconsideration

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    30 REPLY RE: MOTION FOR RECONSIDERATIONPage - 1

    VAN SICLEN,STOCKS &FIRKINSA Professional Service Corporation

    721 45th Street N.E.

    Auburn, WA 98002-1381

    (253) 859-8899

    The Honorable Judge Johnson

    Hearing Date: November 9, 2012

    Hearing Time: 9:00AM

    IN THE SUPERIOR COURT OF WASHINGTON FOR PIERCE COUNTY

    CITY OF PACIFIC,

    Petitioner,

    vs.

    HERBERT Cy SUN,

    Respondent.

    NO. 12-2-12552-5

    RESPONDENTS REPLY TO

    PETITIONERS MEMORANDUM INOPPOSITION TO MOTION FOR

    RECONSIDERATION OF ORDER

    DENYING MOTION TO

    DISQUALIFY AND MOTION TO

    APPOINT INDEPENDENT

    STANDYBY COUNSEL

    I. REPLY TO PETITIONERS REQUESTED RELIEFCy Sun by and through his attorneys, Van Siclen, Stocks and Firkins, and replies to

    Petitioners memorandum in opposition to Mayor Suns motion for reconsideration and

    motion for the appointment of stand-by counsel. This reply is based on the cited authorities, as

    well as the records and files herein.

    II. REPLY STATEMENT OF ISSUES1. Where the Declaration of Professor Strait could not have been produced earlier with

    reasonable diligence should this Court now consider it in granting RespondentsMotion to Reconsider Disqualification and Motion to Appoint Independent Stand-by

    Counsel? Yes.

    E-FILED

    IN COUNTY CLERK'S OF

    PIERCE COUNTY, WASHIN

    November 08 2012 10:20

    KEVIN STOCK

    COUNTY CLERK

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    30 REPLY RE: MOTION FOR RECONSIDERATIONPage - 2

    VAN SICLEN,STOCKS &FIRKINSA Professional Service Corporation

    721 45th Street N.E.

    Auburn, WA 98002-1381

    (253) 859-8899

    2. Where Luce, Kenney and Associates were previously discharged by an authorizedconstituent of the entity, can they resume representation and claim RPC 1.13 as a

    shield for their actions outside of the entity? No.

    3. Where the expert opinion of an authoritative source is proffered, should the Courtdisregard it merely because Petitioner deems it erroneous? No.

    III.REPLY STATEMENT OF FACTSThe facts related to this matter are contained in Respondents prior filings and are

    incorporated by reference here.

    IV.REPLY AUTHORITY AND ARGUMENTAs opposing counsel states, Respondent cited to CR 59(a)(1), (7) and (9) in support of

    his Motion to Reconsider. To be clear, it is the position of Respondent the Court erred in

    denying the underlying Motion to disqualify Luce Kenney and Associates. Pursuant to

    CR59(a)(1) Respondent asserts the Courts application of the RPCs in denying the Motion to

    Disqualify was irregular. Pursuant to CR59(a)(7) Respondent asserts the Courts prior ruling

    was not supported by the evidence or reasonable inferences therefrom to justify the decision,

    and that it was contrary to law. Finally, pursuant to CR59(a)(9) Respondent asserts

    substantial justice was not done by the Courts prior ruling. Put succinctly, the circumstance

    of Luce Kenney and Associates representing the City in suing the Mayor, while at the same

    time having a continuing obligation as City Attorney to advise the Mayor and the Mayors

    office, has not been remedied. The actions of the firm acting as City Attorney prevent the

    Mayor from effectively having a City Attorney. Counsel additionally addresses CR59(a)(4)

    and its application to the declaration recently provided to the Court below.

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    30 REPLY RE: MOTION FOR RECONSIDERATIONPage - 3

    VAN SICLEN,STOCKS &FIRKINSA Professional Service Corporation

    721 45th Street N.E.

    Auburn, WA 98002-1381

    (253) 859-8899

    A. The Declaration of Professor Strait in support of the Motion to Reconsider andMotion to Appoint Stand-by Counsel does not constitute new evidence of the kind

    that with reasonable diligence could have been produced previously.

    CR 59 provides grounds for reconsideration. CR59(a)(4) provides:

    On the motion of the party aggrieved, a verdict may be vacated and a new trial

    granted to all or any of the parties, and on all issues, or on some of the issues when

    such issues are clearly and fairly separable and distinct, or any other decision or order

    may be vacated and reconsideration granted. Such motion may be granted for any one

    of the following causes materially affecting the substantial rights of such parties: (4)

    Newly discovered evidence, material for the party making the application, which

    he could not with reasonable diligence have been discovered and produced at the

    trial.

    (emphasis added).

    It is the Respondents position the Declaration of Professor Strait does not constitute

    new evidence previously available through reasonable diligence. In general, an issue may

    be raised in a motion for reconsideration when the issue is closely related to an issue

    previously raised and no new evidence is required. August v. U.S. Bancorp, 146 Wn. App.

    328, 347, 190 P.3d 86 (2008). Nonetheless, in a motion for reconsideration, a plaintiff

    cannot propose new case theories that could have been raised before entry of an adverse

    decision. Wilcox v. Lexington Eye Inst., 130 Wn. App. 234, 241, 122 P.3d 729 (2005).

    Mayor Sun is not proposing any new case theories. There is a conflict pursuant to the RPCs,

    specifically 1.7, 1.13 and 1.16, involving the City Attorney of the City of Pacific. That was

    the subject of the prior briefing and argument. That remains the substance of the Motion to

    Reconsider. That is the subject of the Declaration of Professor Strait.

    InAugust, 146 Wn. App. 328, no prejudice was found by the Court hearing a motion

    to reconsider on a new theory based on closely related issues and where no new evidence was

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    30 REPLY RE: MOTION FOR RECONSIDERATIONPage - 4

    VAN SICLEN,STOCKS &FIRKINSA Professional Service Corporation

    721 45th Street N.E.

    Auburn, WA 98002-1381

    (253) 859-8899

    required. There, the trial court had dismissed on summary judgment August's lawsuit against

    U.S. Bancorp for its alleged mismanagement of several family trusts and estates. Id. at 336

    37, 339, 190 P.3d 86. The trial court also denied August's motion for reconsideration, which

    was based on a new theory of liability. Id. at 339, 346, 190 P.3d 86. On appeal, the bank

    argued that August could not introduce the new theory in a motion for reconsideration. Id. at

    346, 190 P.3d 86. The court of appeals held otherwise for two reasons. Id. at 34647, 190

    P.3d 86. First, [i]n the context of summary judgment, unlike in a trial, there is no

    prejudice if the court considers additional facts on reconsideration. Id. at 347, 190 P.3d 86

    (citing Chen v. State, 86 Wn.App. 183, 192, 937 P.2d 612 (1997)). Second, generally even

    after a trial an issue may be raised in a motion for reconsideration when it is closely related to

    an issue previously raised and no new evidence is required. Id. (citingAnderson v. Farmers

    Ins. Co., 83 Wn.App. 725, 734, 923 P.2d 713 (1996)

    The Declaration of Professor Strait is based on the record and arguments the Court

    already has before it. It does not constitute new evidence in the sense of including much (if

    any) novel information. Rather, it is an analysis of issues previously put before this Court

    with regard to the conflict of interest here at issue. There is no discernible prejudice to

    opposing counsel in providing this analysis at this time where they have a full and fair

    opportunity to respond. The Declaration of Professor Strait is closely related to the issues

    previously raised. It is an analysis reliant upon the existing factual record before the Court.

    Even if the Court is inclined to view the Declaration Professor Straits as new and

    novel, the declaration was simply not available through reasonable diligence for inclusion

    with the underlying briefing. Indeed, if evidence was available but not offered until after the

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    30 REPLY RE: MOTION FOR RECONSIDERATIONPage - 6

    VAN SICLEN,STOCKS &FIRKINSA Professional Service Corporation

    721 45th Street N.E.

    Auburn, WA 98002-1381

    (253) 859-8899

    October 25. Id. at 8. Our Motion to Reconsider and Motion to Appoint Stand-by Counsel

    was filed on October 29, 2012. Id. at 8.

    Furthermore, this declaration was offered to the Court not only to support the Motion

    to Reconsider, but also to support the newly-raised Motion for Appointment of Stand-by

    Counsel that was contained in the prior filing. The Court had previously ruled that Mayor

    Sun was entitled to representation on this matter only (the writ of mandamus proceeding).

    That is an independent basis for the Court to consider the declaration. Therefore the

    declaration is properly before the Court, even if only for purposes of the secondary motion.

    Counsel did not begin its representation of Mayor Sun with the understanding that the

    individual acting as City Attorney and his firm had an unwaivable conflict of interest

    requiring their withdrawal or disqualification. When that issue became clear, Counsel

    reasonably and timely sought an expert opinion. Professor John Strait is a unique resource

    with regard to interpretation of the RPCs in this state. Counsel is unaware of another

    individual possessing the same authority upon this topic. Professor Straits curriculum vitae

    and CLEs he has given (previously provided) demonstrate the unique nature of the expert

    opinion he can provide to this Court on this topic. Concomitant to his authority in this area,

    Professor Strait is very busy with teaching, lecturing, and providing expert opinions to others.

    Counsel exercised entirely reasonable diligence in efforts to contact Professor Strait for

    expert assistance in this matter once the issue of Mr. Luce and his firms conflict of interest

    reared its head and was fully apparent. Quite simply, Professor Strait could not analyze the

    issues and provide a declaration any earlier than he has done.

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    30 REPLY RE: MOTION FOR RECONSIDERATIONPage - 7

    VAN SICLEN,STOCKS &FIRKINSA Professional Service Corporation

    721 45th Street N.E.

    Auburn, WA 98002-1381

    (253) 859-8899

    B. RPC 1.13 does not shield Luce Kenney and Associates from the disqualifyingconflict.

    The Petitioner continues to rely upon RPC 1.13 for the proposition that because they

    represent only the entity of the City of Pacific and not the Mayor any issue of any conflict of

    interest is obviated or nonexistent. This ignores RCW 35.23.111, which describes the duties of

    the City Attorney to advise and represent city officers. To the extent that RPC 1.13 may

    conflict (in this circumstance) with RCW 35.23.11, the RCW should control.

    Moreover, the essence of the attorney/client relationship is whether the attorney's

    advice or assistance is sought and received on legal matters. See 1 R. Mallen & J. Smith

    11.2 n. 18; 7 Am.Jur.2d Attorneys at Law 118 (1980). Clearly, a Mayor must seek and

    receive advice on legal matters from their City Attorney. The relationship itself need not be

    formalized in a written contract, but rather may be implied from the parties' conduct. In re

    McGlothlen, 99 Wash.2d 515, 522, 663 P.2d 1330 (1983). Whether a fee is paid is not

    dispositive. McGlothlen, at 522, 663 P.2d 1330. The existence of the relationship turns

    largely on the client's subjective belief that it exists.McGlothlen, at 522, 663 P.2d 1330. The

    client's subjective belief, however, does not control the issue unless it is reasonably formed

    based on the attending circumstances, including the attorney's words or actions. See 1 R.

    Mallen & J. Smith 8.2 n. 12; Fox v. Pollack, 181 Cal.App.3d 954, 959, 226 Cal.Rptr. 532

    (1986); In re Petrie, 154 Ariz. 295, 299-300, 742 P.2d 796, 800-801 (1987). It is entirely

    reasonable where there is statutory authority to that effect for the Mayor to subjectively

    believe there is an attorney-client relationship between his office and the City Attorney

    warranting a corresponding duty of loyalty. The article Petitioner previously provided

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    30 REPLY RE: MOTION FOR RECONSIDERATIONPage - 9

    VAN SICLEN,STOCKS &FIRKINSA Professional Service Corporation

    721 45th Street N.E.

    Auburn, WA 98002-1381

    (253) 859-8899

    higher authority in the organization, including, if warranted by the circumstances, to the

    highest authority that can act on behalf of the organization as determined by applicable law.

    RPC 1.13(b). The lawyer shall refer the matter to higher authority in the organization. Id.

    There is nothing contained within RPC 1.13(b) that allows a lawyer to report the ultra vires

    action or inaction to an outside entity or file suit in Court against a constituent or actor of the

    entity. The RPC involves reporting up the chain within the organization not outside of the

    organization. Petitioners 1.13(b) analysis also ignores Comment 6 to RPC 1.13, which

    states: this Rule does not limit or expand the lawyer's responsibility under Rules 1.8, 1.16,

    3.3 or 4.1. (emphasis added).

    When Mr. Luce and his firm undertook representation of the City of Pacific, as is

    generally true for all entity representation counsel, Mr. Luce had an obligation to remain

    neutral in the internal dispute between the City Council and the Mayor and to advise each to

    get separate and independent counsel if their positions were irreconcilable. Decl. of

    Professor John Strait at 18. Mr. Luce was not free to choose sides, as he clearly did, adverse

    to either the City Council or the Mayor. Id. His ethical obligation was to remain neutral in

    the dispute and advise what was in the Citys interest were in the abstract to both the City

    Council and the Mayor and, if the disputes could not be resolved internally between the

    Mayor and the City Council, to refuse to choose sides. Id. By choosing the City Council

    over the Mayor, Mr. Luce and his firm violated their obligations to the entity (City of Pacific)

    and breached their obligations under RPC 1.13. Id.

    Finally, the purpose of citing State ex.rel Steilacoom Town Council v. Volkmer, 73

    Wn.App. 89 867 P.2d 678 (1994) and Tukwila v. Todd, 17 Wn.App. 401, 563 P.2d 223 (1977)

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    30 REPLY RE: MOTION FOR RECONSIDERATIONPage - 10

    VAN SICLEN,STOCKS &FIRKINSA Professional Service Corporation

    721 45th Street N.E.

    Auburn, WA 98002-1381

    (253) 859-8899

    previously was to demonstrate an existing framework for how and when a city may hire its own

    lawyer and pay for legal services separate from the city attorney when that recourse becomes

    necessary (as in the case of a conflict). If extraordinary circumstances exist, such that the mayor

    and/or town council is incapacitated, or the town attorney refuses to act or is incapable of acting

    or is disqualified from acting, a court may determine that a contract with outside counsel is both

    appropriate and necessary. Volkmer, 73 Wn.App. 89, 95.

    C. The Declaration of Professor Strait is expert opinion, which stands on its own andconstitutes a correct analysis.

    If scientific, technical, or other specialized knowledge will assist the trier of fact to

    understand the evidence or to determine a fact in issue, a witness qualified as an expert by

    knowledge, skill, experience, training, or education, may testify thereto in the form of an

    opinion or otherwise. ER 702. Professor Strait is such an expert on the issue before this

    Court. Accordingly, the Court should be permitted to consider Professor Straits opinion

    regardless of Petitioners conclusory and unsupported claim that his expert opinion is

    erroneous. Petitioner ignores the extensive credentials of Professor Strait in flatly calling his

    opinions erroneous. See Decl. Of Professor Strait at 2-6.

    Petitioner claims Professor Straits opinion assumes facts not in evidence. This is

    incorrect, and ignores the direct and obvious factual inferences to be drawn from the actions

    of the City Attorney. The City Attorney has chosen sides; they filed suit against the Mayor

    initially seeking monetary damages. The actions Petitioner undertook in retaining their

    employment with the City of Pacific were objectively in furtherance of their own interest for

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    30 REPLY RE: MOTION FOR RECONSIDERATIONPage - 11

    VAN SICLEN,STOCKS &FIRKINSA Professional Service Corporation

    721 45th Street N.E.

    Auburn, WA 98002-1381

    (253) 859-8899

    continued employment with the City following their termination. It is factually incorrect that

    Luce Kenney and Associates were lawfully rehired.

    Additionally, Petitioner repeatedly refers to an oral ruling by Judge Culpepper that

    he was rehired lawfully. Petitioners Memorandum In Opposition et. Al. at p.13. This was

    not the issue before Judge Culpepper. Furthermore, this ruling is contained in no writing, and

    Counsel for the Respondent has a different recollection of Judge Culpeppers findings on

    September 25, 2012. See Decl. of Tyler Firkins In Support of Reply to Petitioners

    Memorandum in Opposition to Disqualification dated October 18, 2012, at 7.

    V. CONCLUSION

    Based on the aforementioned, the Court should grant the previously filed Motion to

    Reconsider Disqualification and the Motion to Appoint Independent Standby Counsel and

    consider the merits of all exhibits and declarations submitted.

    DATED this 8th

    day of November, 2012.

    VAN SICLEN,STOCKS &FIRKINS

    /s/ Tyler K. Firkins

    By:_________________________________

    Tyler K. Firkins, WSBA 20964

    Attorney for Mayor Herbert Cy Sun

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