REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS ...
Transcript of REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS ...
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
Aardvark Fund Management Limited ATC252 Licensed Corporation 9
Asiya Investments Hong Kong Limited AZD395 Licensed Corporation 4, 9
Formax Asset Management Limited BDG936 Licensed Corporation 9
Inventio Capital Management (HK) Limited BKQ734 Licensed Corporation 9
Moore Capital Asia Limited AUZ755 Licensed Corporation 1, 2, 9
ACHAREKAR Priyanka Manish BPK200 Licensed Representative 1
AURAND Christophe AUW606 Licensed Representative 9
BAI Yuyang BPF400 Licensed Representative 1, 2, 4
BARCLAY Samuel Anthony Lun BGD645 Licensed Representative 1, 2, 9
BI Hongyan BFG519 Licensed Representative 4, 9
BLAIR James Malcolm AKT388 Licensed Representative 1
CAO Weijian BEN576 Licensed Representative 1, 4, 6
CARLONE Thomas AMJ337 Licensed Representative 1, 4
CATHELIN Sebastien Philippe Roger AYS876 Licensed Representative 1
CHAN Hok Sing ACS382 Licensed Representative 4, 9
CHAN Kwok Wah ADS550 Licensed Representative 1
CHAN Lut Kwan AYC509 Licensed Representative 1, 2, 4, 5
CHAN Man Ho BPE925 Licensed Representative 1, 4, 9
CHAN Ngok Yan, Elton AGA656 Licensed Representative 1, 4
CHAN Shiu Tong, Terence BDP694 Licensed Representative 1, 2
CHAN Shuk Fan BOF446 Licensed Representative 1, 4
CHAN Tsz Ying BNS687 Licensed Representative 1
CHAN Wai APB789 Licensed Representative 1, 4
CHAN Yin Fan BKZ663 Licensed Representative 9
CHAN Yuk Wah BOA335 Licensed Representative 1, 4
CHAO Evan BKA233 Licensed Representative 1
CHEN Junbin BAE420 Licensed Representative 4
CHEN Junsheng BLL852 Licensed Representative 10
CHEN Keru BPA242 Licensed Representative 1, 4, 9
CHEN Mingshi BQS912 Licensed Representative 6
CHEN Mingzhao BQI845 Licensed Representative 4
CHEN Tianyun BNI800 Licensed Representative 1, 9
CHEN Ting BPC503 Licensed Representative 1
CHEN Yaqian BPR993 Licensed Representative 1, 2
CHEN Yi BOR533 Licensed Representative 1, 4
CHEN Yingjie BMZ418 Licensed Representative 9
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
CHEN Yiwen BPQ338 Licensed Representative 1, 4
CHEN Yow Bang ANR189 Licensed Representative 1, 4, 6
CHEN Yufeng BPX276 Licensed Representative 4
CHEN Zai BPD429 Licensed Representative 1, 4, 6
CHEN Ziming BMX426 Licensed Representative 1, 4, 9
CHENAUX Valentin Maxime BLK874 Licensed Representative 1, 4, 9
CHENG Yu Wai BPY619 Licensed Representative 4
CHEUK Fei Fan ANE903 Licensed Representative 1
CHEUNG Pui Chung BPE459 Licensed Representative 1, 4
CHEUNG Shuet Li Shelly BEF525 Licensed Representative 1
CHEUNG Suk Mun AIG228 Licensed Representative 1, 7
CHIM Ting Fai, Byron APG129 Licensed Representative 1, 4, 9
CHIU Lai Yung BHI118 Licensed Representative 1
CHO Jungho AJD291 Licensed Representative 1, 4, 9
CHOI Changmin BPK645 Licensed Representative 1, 6
CHOI Michael Chung Hang BOC692 Licensed Representative 1
CHOI Pik Chi ADW996 Licensed Representative 1, 4
CHOI Suk Man BNX819 Licensed Representative 1, 4
CHOI Tsz Leung BQM861 Licensed Representative 1
CHONG Gan ABU567 Licensed Representative 1, 6
CHONG Ka Fai APY423 Licensed Representative 1
CHONG Pui Yee AOB170 Licensed Representative 4
CHOW Chung, Apollo BOF134 Licensed Representative 1, 4, 9
CHOW Fong Tat BON652 Licensed Representative 1, 2
CHOW Hoi Shan AXG849 Licensed Representative 1, 4, 6
CHOW Kit Har, Susanna ADY295 Licensed Representative 1
CHU Chun Leung AVC090 Licensed Representative 1
CHU Wai Ling AAH963 Licensed Representative 1, 4
CHU Wai Ling, Marianna ABX782 Licensed Representative 4, 9
CHUE Chun Kin John BGN163 Licensed Representative 1, 2
CHUNG Lai Ping ADY045 Licensed Representative 1
CHUNG Sau Lai AOV151 Licensed Representative 1, 2
CHUNG Tak Wai AMM043 Licensed Representative 1
CHUNG Tin Yu BJL076 Licensed Representative 1, 4, 9
CHUNG Wai Kei, Danny AMS375 Licensed Representative 1, 4
CIACCIA Jessica Marie BOC062 Licensed Representative 1, 4, 6
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
CLOTHIER Samuel Brian BEF903 Licensed Representative 1, 4, 9
DAI Yuqing BHR646 Licensed Representative 1, 4
DENG Jialin AUA546 Licensed Representative 1
DING Yifan BQG398 Licensed Representative 6
DONG Xiang BCN525 Licensed Representative 1, 2
DU Peng APP905 Licensed Representative 1, 4, 9
DUAN Lian BOH861 Licensed Representative 4, 9
DUAN Yanni BHU468 Licensed Representative 6
DUBIN Jared Ross BNN537 Licensed Representative 9
ENGEL Edward Lee BNZ300 Licensed Representative 4
FAN Chi Yuen, Charles AYQ546 Licensed Representative 6
FAN Jiali BPG276 Licensed Representative 4
FAN Qianzhu BOJ408 Licensed Representative 6
FAN Suet Heung Fanny AST833 Licensed Representative 1
FOK Siu Pong AME216 Licensed Representative 5
FOO Kai-shen Isaac BOB398 Licensed Representative 1, 4, 9
FUNG Chi Yeung BOD915 Licensed Representative 1
FUNG Wing Wa BJC188 Licensed Representative 1, 2, 4
GAN Jun BFX695 Licensed Representative 4
GAO Guiwei AVA043 Licensed Representative 9
GARG Prateet BQB300 Licensed Representative 9
GHOSH ROY Reema AZW909 Licensed Representative 1, 2
GROSS William Michael BEO465 Licensed Representative 1, 2
GU Kaiqi BOU750 Licensed Representative 2
GUPTA Kapil BPY730 Licensed Representative 6
HALIM Steven APZ209 Licensed Representative 1, 4, 9
HAN Yining BRF160 Licensed Representative 1, 2
HE Binhui AXL913 Licensed Representative 1, 6
HE Dingding APR488 Licensed Representative 1, 4
HE Meng BNR853 Licensed Representative 1, 2
HO Kar Wing, Karen AQE832 Licensed Representative 1, 2
HO Lai Shan BQF885 Licensed Representative 1
HOU Jie BEL231 Licensed Representative 1, 4, 9
HU Xiaoyan AVK473 Licensed Representative 1
HUA Pengwei BNW178 Licensed Representative 4
HUANG Chia-Hsuan ATS381 Licensed Representative 1, 4, 9
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
HUANG Chiao Lin BCP482 Licensed Representative 9
HUANG Hsing-Han BKY224 Licensed Representative 6
HUANG Zhenhao BRD598 Licensed Representative 1
HUI Wei Ming AFD939 Licensed Representative 1, 4, 9
HUNG Sze Wai Alex BNX755 Licensed Representative 1, 4
HUNG Wai Lun BJQ369 Licensed Representative 9
HUO Sihao BOK005 Licensed Representative 1
IP Howard Ho Yin BQW102 Licensed Representative 1, 2, 4
IP Koon Wah APZ599 Licensed Representative 1, 2
IU Wai Hing, Pius AVC009 Licensed Representative 1
JI Mo AXG209 Licensed Representative 1, 4, 9
JIAN Carson Shaoyang BNF871 Licensed Representative 1, 4, 9
JIANG Xiaoxu ASO484 Licensed Representative 1, 4, 6
JIANG Ye AYN421 Licensed Representative 1, 4, 9
JIANG Zhenghao BGL257 Licensed Representative 4
JIAO Yiding BCG582 Licensed Representative 4
JU Shunzhou BGH337 Licensed Representative 4, 9
KAMATH Pallavi Umesh BNP711 Licensed Representative 1, 2, 4
KANG So Yeon BOR776 Licensed Representative 1
KOLL Kathy Mitsuko AUV515 Licensed Representative 1, 4
KONG Hau Him Terence BQV685 Licensed Representative 9
KOO Bon Chol BMV305 Licensed Representative 2, 5
KOO Tin Man BHQ337 Licensed Representative 4, 9
KRUGER James Roderick Lockhart AOX034 Licensed Representative 1, 6
KUANG Jianyi Jenny BJO471 Licensed Representative 1, 2, 3, 4
KUBO Tomohiko BJH441 Licensed Representative 1, 4, 9
KUMAR Manu AWJ819 Licensed Representative 9
KWAN Ka Ho BQE509 Licensed Representative 1, 2
KWOK Siu Chung, Jonathan BBX571 Licensed Representative 9
LAI Fu Chuen BQR937 Licensed Representative 1
LAI Hei Ting BOQ020 Licensed Representative 1, 4, 9
LAM Kin Chun BEJ631 Licensed Representative 1, 4
LAM Shing Pong BIT299 Licensed Representative 1, 4, 9
LAM Yu Tung BJV726 Licensed Representative 1, 6
LAU Hiu Ting BOE257 Licensed Representative 1
LAU Ka Yu BGL391 Licensed Representative 1
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
LAU Kai Pong BHM803 Licensed Representative 1, 9
LAU On Wah AAD083 Licensed Representative 4, 9
LAW Ching Pui BNT065 Licensed Representative 1, 4, 9
LEE Chung Hin Nicholas BOQ912 Licensed Representative 1, 2
LEE Jack Sze Chit ACI114 Licensed Representative 1
LEE Kim Fai AGX524 Licensed Representative 1, 4
LEE Man Yee Cynthia BNO494 Licensed Representative 1
LEE Pak Shing ANB855 Licensed Representative 1, 2
LEE Pik Ho AJD511 Licensed Representative 1, 4
LEE Po Ling BKB901 Licensed Representative 1
LEE Poh Sing BNV845 Licensed Representative 1, 4
LEE Wai Yin AYW252 Licensed Representative 1, 4
LEI Ming BPW417 Licensed Representative 4
LEUNG Chin Pong BES489 Licensed Representative 1
LEUNG Choon Long, Justin BOT726 Licensed Representative 1, 4
LEUNG Ka Wai, Billy APJ774 Licensed Representative 4
LEUNG Lai Ming BFD029 Licensed Representative 1
LEUNG Wing Wah BGT224 Licensed Representative 1, 2
LEUNG Yuet Fei BPA220 Licensed Representative 2
LI King Hong ANU968 Licensed Representative 1, 2
LI Kit Lun BOL398 Licensed Representative 9
LI Li BEI715 Licensed Representative 1, 4
LI Ming Hei AUJ251 Licensed Representative 1
LI Wei Bo BQK707 Licensed Representative 1, 4, 9
LI Yan BNB207 Licensed Representative 1, 4
LI Zeran BMR127 Licensed Representative 1, 4, 6
LI Zicong BNK081 Licensed Representative 1, 6
LIANG Chulei BNE526 Licensed Representative 1, 6
LIM Yang Kind BJP487 Licensed Representative 6
LIN Cuiyu BNR962 Licensed Representative 9
LIN Xinxiang, Leroy BNL351 Licensed Representative 2, 5
LIU Chenyu BMR269 Licensed Representative 1
LIU Miao BAK406 Licensed Representative 1
LIU Peiyuan BGN053 Licensed Representative 1, 4, 9
LIU Zixi BPW680 Licensed Representative 1, 4, 9
LU Jiahong BID376 Licensed Representative 2, 5
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
LU Ning APU507 Licensed Representative 1, 4, 9
LU Wei BNF423 Licensed Representative 1, 6
LU Yang BFY812 Licensed Representative 1, 6
LUI Yip Fung BNF893 Licensed Representative 1
LUK Hin Shing, Sergiel BON474 Licensed Representative 1, 2, 4
LUO KAILUN BOW449 Licensed Representative 1, 4, 9
MA Tin Martin BIB630 Licensed Representative 1, 4
MAEDA Koichi AFJ229 Licensed Representative 9
MAI Siwei AUJ127 Licensed Representative 1, 4, 9
MAK Tin Yan BEA499 Licensed Representative 1, 2
MESSIER Gerald ARD189 Licensed Representative 1, 4, 9
MILEWSKI Damian ANM680 Licensed Representative 1
MILOVIDOVA Daria BOK333 Licensed Representative 9
MIYAKE Hiroyuki BJC697 Licensed Representative 1
MOREIRA Nicholas Hubert ADT374 Licensed Representative 2
MOYROUD Mathieu Benjamin BFA611 Licensed Representative 9
NA Hao BIG705 Licensed Representative 1, 4, 9
NG Cheuk Man BNP500 Licensed Representative 1, 4
NG Ka Po, Phyllis BMO674 Licensed Representative 1
NG Ming Hin BEV541 Licensed Representative 1
NG Ngan Ting BOE937 Licensed Representative 9
NG Wai Lam William BQG263 Licensed Representative 1, 4
NI Xiaofeng BCH585 Licensed Representative 9
ONG Steven Shihpo BPC647 Licensed Representative 1, 4
ONGKO Frederick Kesuma BNR240 Licensed Representative 2
PAN Hailin BHC186 Licensed Representative 1, 4
PAN Yuanji BCU992 Licensed Representative 1, 4, 9
PANG Sin Yee, Sheila ANQ371 Licensed Representative 1, 4
PARK Hyo Eun BPJ793 Licensed Representative 4, 9
PENG Yuan AXB953 Licensed Representative 1, 4, 9
PONG Scarlett Oi Lan ABW270 Licensed Representative 4, 9
POON Gi Gi AOE588 Licensed Representative 1
PUNSHI Sidharth AFL104 Licensed Representative 1, 4, 6
QI Linna BNO050 Licensed Representative 6
QIAO Zheyuan BNW162 Licensed Representative 1
QIN Jinfeng BQA723 Licensed Representative 1, 4
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
QIU Changwei BOE192 Licensed Representative 4
QU Lu AXO049 Licensed Representative 4, 9
RAINEY William Martin BJC051 Licensed Representative 1, 4
SANDSTROM Jon Olof BCA039 Licensed Representative 1
SHAUGHNESSY Robert Michael BGR139 Licensed Representative 1, 2
SHI Min BMV928 Licensed Representative 1, 4, 9
SHI Qian BBH325 Licensed Representative 1
SHI Weijie BIX743 Licensed Representative 1, 2
SIM Zhe Wei AOE808 Licensed Representative 4
SIN Kit Fung BKE175 Licensed Representative 4, 9
SIN Yuk Tung AQF150 Licensed Representative 1
SINGH Nirbhay Kumar BNU579 Licensed Representative 1
SINN Chung Ming Anthony AJX994 Licensed Representative 1, 4, 9
SINN Pak Ming, Ringo ACC589 Licensed Representative 9
SISAYAN Kervin Laurence Suing BER028 Licensed Representative 4
SO Tsz Yan BPX546 Licensed Representative 1, 4
SONG Qian BMR961 Licensed Representative 6
SONG Xiaoming ANR732 Licensed Representative 1, 4
SONG Yi BMV459 Licensed Representative 9
SONG Yutian BHM963 Licensed Representative 1, 4, 9
STEWART Benjamin Richard BMR114 Licensed Representative 1, 4, 6
SUEN Wo Ping, Shofia AFU310 Licensed Representative 1, 2
SUN Ming AVC988 Licensed Representative 4
SUN Yile BOQ096 Licensed Representative 1, 6
SUNG Wai Kei BOT266 Licensed Representative 1, 2
SUZUKI (KORSUWAN) Ran (Rosalyn) BPS240 Licensed Representative 1, 7
SZE Kin Fai BPK613 Licensed Representative 1, 2
TAI Lok Sang BQO542 Licensed Representative 4, 9
TAM Tsz Wa ALQ184 Licensed Representative 4
TAN Li BOU237 Licensed Representative 1, 4, 9
TAN Ye-Hui, James AZY483 Licensed Representative 1
TAN Yong Sern BOA815 Licensed Representative 1, 4, 9
TANG Kai Wing BAB779 Licensed Representative 1, 4, 9
TANG Lin APH959 Licensed Representative 1, 4, 9
TONG Yuxiang BFV918 Licensed Representative 1
TSAI Yun-chen BAE137 Licensed Representative 1, 4
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
TSANG Wai Chor BPX093 Licensed Representative 1, 4
TSANG Wai Ming BDV580 Licensed Representative 1, 4, 9
TSE Kwan Ho, Raymond ALY230 Licensed Representative 1
TSE Tung Wai BMA121 Licensed Representative 1, 6
TSE Wai BGK765 Licensed Representative 1, 2
TSUI Ho Chuen, Samson BHB670 Licensed Representative 1, 2, 3
VED Premal Gopaldas BMM169 Licensed Representative 1
WAI Chi Tat APF011 Licensed Representative 1, 2
WAN Haoyi BOP609 Licensed Representative 1, 4, 9
WANG Chengshuai BQL483 Licensed Representative 1, 6
WANG Chunjun BNH308 Licensed Representative 1
WANG Fang BIY226 Licensed Representative 1, 4, 9
WANG Haoyu BCN941 Licensed Representative 1, 4, 9
WANG Jia BGQ084 Licensed Representative 1, 4
WANG Juejun BEC308 Licensed Representative 4, 9
WANG Rui BGP155 Licensed Representative 1, 2, 4
WANG Weiying AUK275 Licensed Representative 4
WANG Wenbei BCS501 Licensed Representative 6
WANG Yan BEN571 Licensed Representative 1, 4, 6
WANG Zhe BNQ456 Licensed Representative 1, 4, 9
WATANABE SAKI BNY669 Licensed Representative 1, 4, 6
WINSBURY Patrick John AXG362 Licensed Representative 10
WONG Barbara AQU335 Licensed Representative 1, 4, 6
WONG Caleb Stephen BPN443 Licensed Representative 9
WONG Chung Wai BFU185 Licensed Representative 1, 4, 9
WONG Ho Ching AQJ842 Licensed Representative 1, 4, 9
WONG Ho Man BFT530 Licensed Representative 1
WONG Kam Yuen BHC234 Licensed Representative 1
WONG Kung Wing Elroy BIK703 Licensed Representative 1, 4
WONG Nga Sze ATC256 Licensed Representative 1, 2
WONG Sin Him BQM585 Licensed Representative 1, 4, 9
WONG Wing Keung ATL879 Licensed Representative 1
WONG Yat Lung BQI611 Licensed Representative 1, 4
WONG Yick Lam, Vivian BEZ798 Licensed Representative 1
WU Charles Hsing-yuan BEM784 Licensed Representative 1, 4
WU Wei BCB665 Licensed Representative 1, 4, 9
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
WU Yao BQE051 Licensed Representative 1, 2, 7
WU Zhen AXP160 Licensed Representative 1
XIA Kaipeng BDH210 Licensed Representative 1, 4, 9
XIA Yitian BNB519 Licensed Representative 1, 4, 9
XIAO Li BKW546 Licensed Representative 4, 9
XIAO Xiruo BIW247 Licensed Representative 1, 4, 6
XIAO Zhuoheng BNN875 Licensed Representative 1, 4, 6
XIE Peiyi BQW106 Licensed Representative 9
XU Chenxi BPD421 Licensed Representative 9
XU Haigen BMP300 Licensed Representative 1, 4, 9
XU Zhensheng BEZ164 Licensed Representative 1, 4, 9
YAM Yin Chi AYQ904 Licensed Representative 1, 4, 9
YANG Guanya BQU943 Licensed Representative 4
YANG Jae Hoon BLB163 Licensed Representative 1, 2, 4
YANG Peiling BOI969 Licensed Representative 1, 4, 9
YANG Wei BQA515 Licensed Representative 1, 6
YANG Yongqing BOM626 Licensed Representative 1
YAO Heping BKC714 Licensed Representative 4
YAO Huiyang BEQ332 Licensed Representative 1, 4, 6
YEUNG Ho Chun, Kasper BPK493 Licensed Representative 1
YI Rui BGA678 Licensed Representative 1, 6
YIP Siu Kee ADT749 Licensed Representative 1, 4, 9
YIU Tze Wai APS748 Licensed Representative 4, 9
YOUN Un Sik, Christian ALV179 Licensed Representative 1, 2, 9
YOUNG Ting Cheung ACR656 Licensed Representative 1, 2
YU Guoshen BHR988 Licensed Representative 9
YU Kaiyuan BPL823 Licensed Representative 1, 4, 6
YU Lok Yee Joanna BQX008 Licensed Representative 1, 2
YU Wei Sung, Vivien AVN406 Licensed Representative 1, 4
YU Zerong BNF870 Licensed Representative 1, 4, 9
YUAN Meinian BFZ008 Licensed Representative 4
YUEN Caroline BIN528 Licensed Representative 1
YUEN Chor Yiu Jason BIX076 Licensed Representative 1, 4, 9
YUEN Hang Ngai ARS103 Licensed Representative 4
YUEN Tsze Yee AAE479 Licensed Representative 1
ZHANG Hao BKR853 Licensed Representative 4
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
ZHANG Jialin AYM827 Licensed Representative 4
ZHANG Jianwen AOR293 Licensed Representative 1, 4, 9
ZHANG Jun AJB857 Licensed Representative 9
ZHANG Kun BEO135 Licensed Representative 1
ZHANG Linlin BLD576 Licensed Representative 1
ZHANG Lunke BPX023 Licensed Representative 1, 4
ZHANG Qi BJS136 Licensed Representative 1, 6
ZHANG Qi BNG080 Licensed Representative 1, 4
ZHANG Xiaoying BJH315 Licensed Representative 1, 4, 9
ZHANG Yanan BMW893 Licensed Representative 4, 5, 9
ZHANG Yichuan BHK037 Licensed Representative 1, 4, 9
ZHANG Yier BKW498 Licensed Representative 1, 4, 9
ZHANG Yuchang BBF379 Licensed Representative 1, 4, 9
ZHANG Yueqi BIZ373 Licensed Representative 1, 4, 9
ZHANG Zhongwen BKY288 Licensed Representative 4
ZHAO Tianming BGX249 Licensed Representative 6
ZHENG Xiaosu AYD639 Licensed Representative 1, 4, 9
ZHOU Zhe BJD408 Licensed Representative 4
ZHU Diyi BEM409 Licensed Representative 1, 4, 5, 9
BAI Yue AWI797 Licensed Representative - Responsible Officer 1, 4, 9
CATHELIN Sebastien Philippe Roger AYS876 Licensed Representative - Responsible Officer 2
CHAN Janice Wing Yee APV159 Licensed Representative - Responsible Officer 4, 9
CHAN Justin Sano AFY829 Licensed Representative - Responsible Officer 1, 6
CHAN Lee Yeung AAH761 Licensed Representative - Responsible Officer 1, 4
CHAPPEL Christopher Lee ALI728 Licensed Representative - Responsible Officer 1
CHEN Jie BFI718 Licensed Representative - Responsible Officer 6
CHEN Xueqian AWP698 Licensed Representative - Responsible Officer 9
CHUNG Tak Wai AMM043 Licensed Representative - Responsible Officer 4
COHEN Patrice AOE136 Licensed Representative - Responsible Officer 1, 2, 4
DING Jianhao BNU278 Licensed Representative - Responsible Officer 4, 9
ERIKCI Serkan BIS399 Licensed Representative - Responsible Officer 1, 4, 6
FANG Qiuyan BIO887 Licensed Representative - Responsible Officer 4, 9
FOK Siu Pong AME216 Licensed Representative - Responsible Officer 2
GAO Guiwei AVA043 Licensed Representative - Responsible Officer 1, 4
HO Mei Ling, Edwina AEK540 Licensed Representative - Responsible Officer 1, 4
HU Zhe BFS521 Licensed Representative - Responsible Officer 1, 4, 6, 9
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
HUA Ling AYQ547 Licensed Representative - Responsible Officer 4, 9
KIM Peter Junho BQL309 Licensed Representative - Responsible Officer 1, 4
KOK Chi Ho ACW515 Licensed Representative - Responsible Officer 9
KOO Kwok Cheung, Kelvin ALA263 Licensed Representative - Responsible Officer 9
KWOK Wing Ho Felix ADQ206 Licensed Representative - Responsible Officer 1, 4, 9
LAM Chun Yuk ARR348 Licensed Representative - Responsible Officer 1
LEE Ka Lun AGM564 Licensed Representative - Responsible Officer 4, 9
LEE Man Kwan AOH076 Licensed Representative - Responsible Officer 9
LEUNG Shek Yin, Kevin AAH500 Licensed Representative - Responsible Officer 4
LI Ho Fung AZS874 Licensed Representative - Responsible Officer 4, 9
LI Ngai ADF149 Licensed Representative - Responsible Officer 1, 4, 9
LI Shu Ip BAI233 Licensed Representative - Responsible Officer 4, 5, 9
LI Ying BQN192 Licensed Representative - Responsible Officer 4, 9
LITTMANN Edward Raymond AYU360 Licensed Representative - Responsible Officer 9
LU LEI BLT136 Licensed Representative - Responsible Officer 4, 9
MA Xiyuan BIU614 Licensed Representative - Responsible Officer 2
MOREIRA Nicholas Hubert ADT374 Licensed Representative - Responsible Officer 1
NG Ho Man Fanny AKU292 Licensed Representative - Responsible Officer 6
NIU Siwen BNN859 Licensed Representative - Responsible Officer 4, 9
REN Shanshan AUC485 Licensed Representative - Responsible Officer 1, 4, 9
SHI Qian BBH325 Licensed Representative - Responsible Officer 6
SHIU Jeffrey Ma AMF045 Licensed Representative - Responsible Officer 1
SING Allen G ADY343 Licensed Representative - Responsible Officer 4, 9
TANG Yuk Fan AKS769 Licensed Representative - Responsible Officer 1, 4, 9
WANG Will Way BLH658 Licensed Representative - Responsible Officer 4
WONG Kai Kok ACT922 Licensed Representative - Responsible Officer 9
WONG Kim Kiu ARE702 Licensed Representative - Responsible Officer 1
WONG Mun Yee APU633 Licensed Representative - Responsible Officer 4, 9
WONG Wai Kiu ABY835 Licensed Representative - Responsible Officer 1
WONG Wai Man, June ACS213 Licensed Representative - Responsible Officer 1, 4, 5, 9
WONG Yin Hing ALZ820 Licensed Representative - Responsible Officer 1
WONG Yuk Yu, Fish ADL661 Licensed Representative - Responsible Officer 2, 5
XU Hai AMA054 Licensed Representative - Responsible Officer 9
YAM Wang Lap ALA614 Licensed Representative - Responsible Officer 1, 4, 9
YEUNG Hing Hei AQA986 Licensed Representative - Responsible Officer 4, 9
YEUNG Tsang Keung ACA708 Licensed Representative - Responsible Officer 1, 4
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
YOUNG Alan James Michael ALI433 Licensed Representative - Responsible Officer 1, 2
ZHANG Kexin BOT103 Licensed Representative - Responsible Officer 1, 4
ZHANG Yu AQS656 Licensed Representative - Responsible Officer 1, 2, 4, 9
ZHAO Qian AOH251 Licensed Representative - Responsible Officer 4, 9
AGARWAL Anand ASL813 Licensed Representative (Provisional Licence) 1, 2
ANSTEY Joshua Isaac BRG093 Licensed Representative (Provisional Licence) 1, 4, 6
ARORA Roopali BRG202 Licensed Representative (Provisional Licence) 1
AU Chun Kit Max BRH094 Licensed Representative (Provisional Licence) 1, 2
BAEK Hyun Gi BRB839 Licensed Representative (Provisional Licence) 1, 2
BAI Yu BRF292 Licensed Representative (Provisional Licence) 4
BANYATPIYAPHOD Nadanai BRH460 Licensed Representative (Provisional Licence) 1, 4, 9
BIAN Zhongling BRI816 Licensed Representative (Provisional Licence) 1, 4
BOMBARDIERI Thomas Pierre BRF326 Licensed Representative (Provisional Licence) 1, 2, 7
BOULMIER Thomas Andre Philippe BRE743 Licensed Representative (Provisional Licence) 1, 2, 7
BURDIS James AUX142 Licensed Representative (Provisional Licence) 1, 4, 9
CAI Jiawei BPR464 Licensed Representative (Provisional Licence) 1, 6
CAO Ziyu BRH680 Licensed Representative (Provisional Licence) 6
CHAN Herbert BRG820 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Kim Sing BRG294 Licensed Representative (Provisional Licence) 1
CHAN Oi Lam BRH084 Licensed Representative (Provisional Licence) 1
CHAN Sau Li, Justin BRG651 Licensed Representative (Provisional Licence) 4
CHAN Siu Pong Stephen BRF955 Licensed Representative (Provisional Licence) 1, 2
CHAN Sze Man BRI057 Licensed Representative (Provisional Licence) 1
CHAN Wai Kit, Winkins AQD954 Licensed Representative (Provisional Licence) 1, 2
CHAN Yik Chun BRH063 Licensed Representative (Provisional Licence) 1, 2
CHANG Ho Ting BRH077 Licensed Representative (Provisional Licence) 2, 5
CHAWLA Ram-raj Robert BOP163 Licensed Representative (Provisional Licence) 9
CHEN Fengqiao BRI331 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Hao BRH953 Licensed Representative (Provisional Licence) 1, 4, 9
CHEN Jianye BRH314 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Naiyuan BNR281 Licensed Representative (Provisional Licence) 1, 6
CHEN Shu AYP960 Licensed Representative (Provisional Licence) 1
CHEN Xi BRG672 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Yifang BRG670 Licensed Representative (Provisional Licence) 4
CHEN Yilan BRI101 Licensed Representative (Provisional Licence) 6
CHEN Yuxin BRH526 Licensed Representative (Provisional Licence) 6
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
CHEN Zejiang BRF549 Licensed Representative (Provisional Licence) 4, 9
CHENG Cheng BRI470 Licensed Representative (Provisional Licence) 1, 4
CHENG Fang BRK902 Licensed Representative (Provisional Licence) 1, 4
CHENG Jiaqi BRI452 Licensed Representative (Provisional Licence) 1, 2, 4
CHENG Kan Lik ANA182 Licensed Representative (Provisional Licence) 1, 4
CHEUNG Hing Chi BRF682 Licensed Representative (Provisional Licence) 4, 9
CHING Jia Lin Carolyn BRI694 Licensed Representative (Provisional Licence) 4
CHING Kerry Kim Wai AFF128 Licensed Representative (Provisional Licence) 1, 4, 9
CHO Yoon Sung BRG174 Licensed Representative (Provisional Licence) 1, 2, 4
CHOI Junhee BRD769 Licensed Representative (Provisional Licence) 1, 4
CHOI Ka Ki Claudia BRI249 Licensed Representative (Provisional Licence) 1, 2
CHOI Wing Yi BEN508 Licensed Representative (Provisional Licence) 4, 9
CHOI Yan Ni Athena BRG749 Licensed Representative (Provisional Licence) 1
CHOMEL Benjamin, Guy ATI165 Licensed Representative (Provisional Licence) 2
CHOU TIN YEE BRH368 Licensed Representative (Provisional Licence) 4, 9
CHOW Chin Wai BRG537 Licensed Representative (Provisional Licence) 2
CHOW Kam Ho BRH074 Licensed Representative (Provisional Licence) 1
CHOW Tsz Kit, Vincent BGE065 Licensed Representative (Provisional Licence) 1, 6
CHU Shun Wang Nicky BRH981 Licensed Representative (Provisional Licence) 1, 4
CHUNG Hao BRI652 Licensed Representative (Provisional Licence) 1, 4, 6
CHUNG Wai Lam BRG571 Licensed Representative (Provisional Licence) 1, 4, 5, 9
CUI Xiuying BRI123 Licensed Representative (Provisional Licence) 6
DAI Letian BHP288 Licensed Representative (Provisional Licence) 9
DAI Xiaodong BRI174 Licensed Representative (Provisional Licence) 1, 6
DING Jinping BRJ147 Licensed Representative (Provisional Licence) 1, 6
DONG Zeqian BRI771 Licensed Representative (Provisional Licence) 1, 4, 6
DU Shuping BRI456 Licensed Representative (Provisional Licence) 1, 6
DUAN Liangxiao BRK329 Licensed Representative (Provisional Licence) 1, 6
DUBE Sidharth BRE320 Licensed Representative (Provisional Licence) 1, 4
ESCHER DWIVEDI Yolande Monika BNL350 Licensed Representative (Provisional Licence) 1, 4
FAGAN Roseanna Mariette BRI542 Licensed Representative (Provisional Licence) 1, 2
FAN Guangmao BRI799 Licensed Representative (Provisional Licence) 1, 6
FAN Rong BRG839 Licensed Representative (Provisional Licence) 10
FAN You BRI789 Licensed Representative (Provisional Licence) 1, 4
FANG Chong BRF586 Licensed Representative (Provisional Licence) 1, 4, 6
FEBO Christopher Vincenzo BRI135 Licensed Representative (Provisional Licence) 1, 2, 7
Page 13 of 23
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
FENG Fan BRG481 Licensed Representative (Provisional Licence) 1, 4, 9
FENG Luning BRJ181 Licensed Representative (Provisional Licence) 10
FENG Tailai BRH481 Licensed Representative (Provisional Licence) 1, 6
FENG Yang BRH670 Licensed Representative (Provisional Licence) 1, 6
FUNG Hao Chuen, David AEE776 Licensed Representative (Provisional Licence) 4, 9
FUNG Yiu Hong BRD772 Licensed Representative (Provisional Licence) 1
GAI Zhihui BRF144 Licensed Representative (Provisional Licence) 1, 6
GAO Li AZO325 Licensed Representative (Provisional Licence) 1, 4, 6
GAO Nan BRI761 Licensed Representative (Provisional Licence) 1, 4, 6
GAO Tianju BRJ893 Licensed Representative (Provisional Licence) 1, 6
GAO Yiqing BRJ164 Licensed Representative (Provisional Licence) 1, 6
GAUDET Florian BRH943 Licensed Representative (Provisional Licence) 1, 2
GONG Wenwan BRF858 Licensed Representative (Provisional Licence) 1, 4
GONG Zhuo BRI327 Licensed Representative (Provisional Licence) 1, 2, 4
GU Biyi BRH075 Licensed Representative (Provisional Licence) 1, 4, 9
GUI Yijie BRH484 Licensed Representative (Provisional Licence) 1, 2
GUO Yuelin BRB915 Licensed Representative (Provisional Licence) 1, 6
HAN Xu BRI455 Licensed Representative (Provisional Licence) 1, 6
HANN Sai Wunn Max BOA911 Licensed Representative (Provisional Licence) 1, 2, 4, 5
HAO Christina Jieyu AMU550 Licensed Representative (Provisional Licence) 2, 5
HAO Xiaopeng BRJ474 Licensed Representative (Provisional Licence) 1, 6
HE Jiaqi BRI640 Licensed Representative (Provisional Licence) 1, 4, 6
HE Shuai BCH499 Licensed Representative (Provisional Licence) 9
HE Taihong BRI328 Licensed Representative (Provisional Licence) 1, 6
HE Yaner BRI459 Licensed Representative (Provisional Licence) 1, 2, 4
HE Yuening BRJ165 Licensed Representative (Provisional Licence) 1, 6
HEAH Yen Ning Genevieve BRD823 Licensed Representative (Provisional Licence) 1
HO Ka Lee BRF515 Licensed Representative (Provisional Licence) 1, 2, 3
HO Tsz Fung BRI819 Licensed Representative (Provisional Licence) 1, 6
HO Wing Hei BRI552 Licensed Representative (Provisional Licence) 1, 2
HO Yi Kuan BRJ812 Licensed Representative (Provisional Licence) 1, 6
HONG Sang Jin BIW989 Licensed Representative (Provisional Licence) 1
HONG Yinbing BRI651 Licensed Representative (Provisional Licence) 1, 4, 6
HOU Anastasia Tianqi BRF972 Licensed Representative (Provisional Licence) 1, 4, 6
HOU Youfei BRH078 Licensed Representative (Provisional Licence) 1, 2
HSU Wei Chi BRI631 Licensed Representative (Provisional Licence) 1, 4, 6
Page 14 of 23
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
HU Fanshi BRI109 Licensed Representative (Provisional Licence) 1, 2
HU GUANXUE BRG918 Licensed Representative (Provisional Licence) 1, 2, 4
HU Jinyao BRH669 Licensed Representative (Provisional Licence) 1, 4
HU Ting BRI274 Licensed Representative (Provisional Licence) 4
HU YINGZHENG BRG270 Licensed Representative (Provisional Licence) 1, 4
HUANG Aaron Tianyue BRI002 Licensed Representative (Provisional Licence) 1, 4, 6
HUANG Haoyan BRH389 Licensed Representative (Provisional Licence) 1, 6
HUANG Kun-sheng BHV143 Licensed Representative (Provisional Licence) 1, 4, 9
HUANG Li Shun AVJ727 Licensed Representative (Provisional Licence) 1
HUANG Liyue BRH099 Licensed Representative (Provisional Licence) 4
HUANG Wen BRG762 Licensed Representative (Provisional Licence) 1, 6
HUANG Yinjun BAI389 Licensed Representative (Provisional Licence) 1
HUANG Yisha AUY926 Licensed Representative (Provisional Licence) 1
HUANG Yuanxi BRG678 Licensed Representative (Provisional Licence) 4
HUANG Yuehan BRI225 Licensed Representative (Provisional Licence) 1, 4
HUI Haiping BRH696 Licensed Representative (Provisional Licence) 1, 6
JACOBS Michael Lorren BRF677 Licensed Representative (Provisional Licence) 1, 2, 4
JI Bin BRH934 Licensed Representative (Provisional Licence) 1, 4, 6
JI Bing BRJ104 Licensed Representative (Provisional Licence) 1
JIA Zhongya BRJ134 Licensed Representative (Provisional Licence) 1, 6
JIANG Han BRB542 Licensed Representative (Provisional Licence) 1
JIANG Menghan BRG596 Licensed Representative (Provisional Licence) 4
JIANG Pengcheng BRG669 Licensed Representative (Provisional Licence) 4, 9
JIN Yining BRF860 Licensed Representative (Provisional Licence) 1, 6
KANG Jia BRG116 Licensed Representative (Provisional Licence) 1, 4, 6
KATARIA Kavish Virendra BRG137 Licensed Representative (Provisional Licence) 1, 2
KENNY Peter John BRF857 Licensed Representative (Provisional Licence) 1, 2
KHAN Shoaib BRH690 Licensed Representative (Provisional Licence) 4, 9
KONG Rong BRG887 Licensed Representative (Provisional Licence) 4
KU Ho BRE957 Licensed Representative (Provisional Licence) 10
KWAN Chun Keung, Kenneth AXX256 Licensed Representative (Provisional Licence) 9
KWAN Man Ching BRH365 Licensed Representative (Provisional Licence) 1, 2
KWAN Sai Hin BLX076 Licensed Representative (Provisional Licence) 4, 9
KWOK Long To Timothy BRH272 Licensed Representative (Provisional Licence) 1
LAI Chi Ho BRH396 Licensed Representative (Provisional Licence) 1, 2, 3
LAI Junxian BRE959 Licensed Representative (Provisional Licence) 1, 4, 9
Page 15 of 23
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
LAM Ki Lam BRG173 Licensed Representative (Provisional Licence) 1
LAM King Yin BRG822 Licensed Representative (Provisional Licence) 4, 9
LAM Lai Kwan BRI110 Licensed Representative (Provisional Licence) 1, 2
LAM Pak BRH597 Licensed Representative (Provisional Licence) 1
LAU Hiu Wai ALA867 Licensed Representative (Provisional Licence) 4
LAU Wai Kit BRJ131 Licensed Representative (Provisional Licence) 1, 2
LAW I Lung BFN654 Licensed Representative (Provisional Licence) 1, 4, 9
LAW Ka Kiu Victor BLF268 Licensed Representative (Provisional Licence) 1, 4, 9
LAW YIP CHI BRK415 Licensed Representative (Provisional Licence) 1, 4, 9
LE BOURGEOIS Antoine Marie BRH693 Licensed Representative (Provisional Licence) 1, 2, 4, 5
LEE Christopher T BRH983 Licensed Representative (Provisional Licence) 1
LEE Chun Ki BRI481 Licensed Representative (Provisional Licence) 1, 6
LEE Kwok Yan BRJ317 Licensed Representative (Provisional Licence) 1, 4
LEE Michael Le Jin BRI082 Licensed Representative (Provisional Licence) 1, 4
LEE Therese Vainius BRH380 Licensed Representative (Provisional Licence) 1, 2, 7
LEE Yuk Wa ABN437 Licensed Representative (Provisional Licence) 1
LEI Chi Hong BRJ894 Licensed Representative (Provisional Licence) 1, 4
LEUNG Choi Wah BRJ323 Licensed Representative (Provisional Licence) 1
LEUNG Chun Yin Savio BRI252 Licensed Representative (Provisional Licence) 1, 2
LEUNG Fung Sin ACI559 Licensed Representative (Provisional Licence) 1
LEUNG Leon BRF746 Licensed Representative (Provisional Licence) 1, 4
LEUNG Mei Sze, Kennis AFU704 Licensed Representative (Provisional Licence) 1
LEUNG Terrance Scott BHZ474 Licensed Representative (Provisional Licence) 1, 7
LEUNG Wing Ngai BRG449 Licensed Representative (Provisional Licence) 1
LI Ang BRI774 Licensed Representative (Provisional Licence) 1, 4, 6
LI Changchun BRI792 Licensed Representative (Provisional Licence) 1, 4
LI CHEN BRG486 Licensed Representative (Provisional Licence) 1, 4
LI Ju BRG416 Licensed Representative (Provisional Licence) 4, 9
LI Junhan BRH808 Licensed Representative (Provisional Licence) 1, 4, 9
LI Lei BRI321 Licensed Representative (Provisional Licence) 1, 4, 6
LI Li BHM430 Licensed Representative (Provisional Licence) 1, 4
LI Liuxiao BRG676 Licensed Representative (Provisional Licence) 1, 4, 9
LI Meng BRI056 Licensed Representative (Provisional Licence) 1, 4
LI Shang Xian BRH304 Licensed Representative (Provisional Licence) 1, 4, 9
LI Siyuan BRK553 Licensed Representative (Provisional Licence) 1, 6
LI Xueying BRJ172 Licensed Representative (Provisional Licence) 1, 4, 9
Page 16 of 23
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
LI Yu Syun BRF417 Licensed Representative (Provisional Licence) 1, 2, 4
LI Zhen Ni BRH048 Licensed Representative (Provisional Licence) 4
LI Zheng BJM368 Licensed Representative (Provisional Licence) 1, 4, 9
LI Zining BNL590 Licensed Representative (Provisional Licence) 1, 4, 6
LIANG Jin BRG971 Licensed Representative (Provisional Licence) 1, 4, 6
LIANG Kao-Chun BNW065 Licensed Representative (Provisional Licence) 1, 6
LIEN Yu Hsun BRJ490 Licensed Representative (Provisional Licence) 1
LIM You Jie BJJ423 Licensed Representative (Provisional Licence) 1
LIM Zi Feng BRI466 Licensed Representative (Provisional Licence) 2, 5
LIN Po-Han BRG554 Licensed Representative (Provisional Licence) 1, 4
LIN Yanghao BRE644 Licensed Representative (Provisional Licence) 1, 6
LIN Yue BRH486 Licensed Representative (Provisional Licence) 1, 4, 6
LIN Zhuangsheng BBA908 Licensed Representative (Provisional Licence) 9
LING Yuen Yee BRG810 Licensed Representative (Provisional Licence) 1, 4
LIU BAOSHAN BRH237 Licensed Representative (Provisional Licence) 1, 4
LIU Chang AVT314 Licensed Representative (Provisional Licence) 1, 4, 9
LIU Chieh-Hsin ANU776 Licensed Representative (Provisional Licence) 1, 4, 9
LIU Gaoxiang BRH064 Licensed Representative (Provisional Licence) 9
LIU Jiasi BRI322 Licensed Representative (Provisional Licence) 1, 6
LIU Jun BRI324 Licensed Representative (Provisional Licence) 1, 6
LIU Linke BRI329 Licensed Representative (Provisional Licence) 1, 6
LIU Lu BRD825 Licensed Representative (Provisional Licence) 4
LIU Rongxin BQX164 Licensed Representative (Provisional Licence) 1
LIU Shuhan BRI356 Licensed Representative (Provisional Licence) 1, 6
LIU Sijia BRJ148 Licensed Representative (Provisional Licence) 1, 6
LIU Songtao BRH666 Licensed Representative (Provisional Licence) 1, 6
LIU Yarong BRJ167 Licensed Representative (Provisional Licence) 1, 2, 4
LIU Yishan BOW729 Licensed Representative (Provisional Licence) 1, 4, 9
LIU Yixi BNN401 Licensed Representative (Provisional Licence) 4, 9
LIU Yu Wen BRJ339 Licensed Representative (Provisional Licence) 1, 2
LIU Yuen Nam AED190 Licensed Representative (Provisional Licence) 1, 9
LIU Zexu BRH315 Licensed Representative (Provisional Licence) 4
LIU Zhicheng BNT783 Licensed Representative (Provisional Licence) 1, 4, 6
LO Chun Man BRJ005 Licensed Representative (Provisional Licence) 1
LO Kim Kam Irene BRH656 Licensed Representative (Provisional Licence) 1, 4
LO Lei Yee BRJ274 Licensed Representative (Provisional Licence) 1, 4, 9
Page 17 of 23
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
LO Sui Kwan BRG336 Licensed Representative (Provisional Licence) 1, 2
LO Tsz Ying Joey BRF687 Licensed Representative (Provisional Licence) 1, 2
LO Yan Kin AWJ985 Licensed Representative (Provisional Licence) 1, 4, 9
LU Hong BRG514 Licensed Representative (Provisional Licence) 4
LU Pin Chieh BRF323 Licensed Representative (Provisional Licence) 1, 2
LU Yiqiu BRI460 Licensed Representative (Provisional Licence) 1, 6
LU Yu-Ting BRH998 Licensed Representative (Provisional Licence) 1, 4, 6
LUK Man Chun BRG612 Licensed Representative (Provisional Licence) 1
MA Bingqing BRH825 Licensed Representative (Provisional Licence) 4, 9
MAK Che Kai Keith BRH070 Licensed Representative (Provisional Licence) 1
MAK Sze Yan Abby BRH891 Licensed Representative (Provisional Licence) 4, 9
MAO Haosheng BRH878 Licensed Representative (Provisional Licence) 1, 6
MAO Qingqing BRI453 Licensed Representative (Provisional Licence) 1, 4
MAO Yuncong BRH448 Licensed Representative (Provisional Licence) 4
MARSHALL Gavin Paul BRI740 Licensed Representative (Provisional Licence) 1
MAZUR Hanna Blanka BRG017 Licensed Representative (Provisional Licence) 9
MEHTA Harshad Satish AYQ242 Licensed Representative (Provisional Licence) 1, 2
MEI Qianwen BAH855 Licensed Representative (Provisional Licence) 1
MENG Xiangjie BRF275 Licensed Representative (Provisional Licence) 4
MITHRAN Girish AFU262 Licensed Representative (Provisional Licence) 1, 2
MOW Chun Sang, Ryan BRI201 Licensed Representative (Provisional Licence) 1
NAN Yan BRH665 Licensed Representative (Provisional Licence) 1, 6
NG Chi Yan BRI791 Licensed Representative (Provisional Licence) 1, 4, 9
NG Hing Fung BRI795 Licensed Representative (Provisional Licence) 1, 4, 9
NG Ting Huen, Marco BOH497 Licensed Representative (Provisional Licence) 1
NGAN Hei Chiu AHR145 Licensed Representative (Provisional Licence) 1, 4, 9
NGUYEN ALBERT BRI627 Licensed Representative (Provisional Licence) 2
NI Ni BRG489 Licensed Representative (Provisional Licence) 1, 4
NI Xi BRG206 Licensed Representative (Provisional Licence) 1, 6
NIE Xuan BRK324 Licensed Representative (Provisional Licence) 1, 6
NOBLE Lance BPX521 Licensed Representative (Provisional Licence) 4
ONG Faloon BRG892 Licensed Representative (Provisional Licence) 1, 4, 9
PAN Jianhui BOM819 Licensed Representative (Provisional Licence) 1, 4, 6
PAN Jiao BGZ937 Licensed Representative (Provisional Licence) 1, 6
PAOLUCCI Nicholas Giovanni ALT899 Licensed Representative (Provisional Licence) 1, 2
PECHER Christian BRJ478 Licensed Representative (Provisional Licence) 4, 5, 9
Page 18 of 23
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
PEI Yixuan BRI325 Licensed Representative (Provisional Licence) 1, 6
PENG Xue BLP964 Licensed Representative (Provisional Licence) 1, 4, 6
PENG Yangyi BNV257 Licensed Representative (Provisional Licence) 1, 4, 6
POON Tik, Oscar BIB123 Licensed Representative (Provisional Licence) 1, 4, 9
QIU Zhiming BRJ146 Licensed Representative (Provisional Licence) 1, 6
REN Feifei BRK558 Licensed Representative (Provisional Licence) 1, 6
REN YULIAN BRH535 Licensed Representative (Provisional Licence) 1
REVENKO Oksana BRH405 Licensed Representative (Provisional Licence) 6
ROBB WEBSTER Oscar Matthew BRJ907 Licensed Representative (Provisional Licence) 1
ROMERO-EDMISTON Ana Carolina BRG800 Licensed Representative (Provisional Licence) 9
ROTH Thilo Josef BRG470 Licensed Representative (Provisional Licence) 9
SAN KWO CHIN BRK416 Licensed Representative (Provisional Licence) 1, 4, 9
SHAH Ashish Bhupendra BRG921 Licensed Representative (Provisional Licence) 9
SHAO Hongyang BRK330 Licensed Representative (Provisional Licence) 1, 6
SHI Zejun BRI721 Licensed Representative (Provisional Licence) 1, 2
SHIA Pei Shan BRG549 Licensed Representative (Provisional Licence) 2, 5
SIM Jeong Soo BDY696 Licensed Representative (Provisional Licence) 9
SIU Wo Ping BRJ693 Licensed Representative (Provisional Licence) 4, 9
SONG Wenhui BRH663 Licensed Representative (Provisional Licence) 1, 4
SONG Ying BRF943 Licensed Representative (Provisional Licence) 1, 4, 9
SRIVASTAVA Varun BRH076 Licensed Representative (Provisional Licence) 1, 4, 6
STEWART Glenn Jose BAP748 Licensed Representative (Provisional Licence) 1
SU Dexin BRF770 Licensed Representative (Provisional Licence) 1, 6
SULLIVAN Jack James Ian BRA281 Licensed Representative (Provisional Licence) 1, 2
SUN Siwen BRI128 Licensed Representative (Provisional Licence) 1, 2
SUN Xiaochun BRF619 Licensed Representative (Provisional Licence) 1
TAM Chak Wa BRF831 Licensed Representative (Provisional Licence) 9
TAM Chun Wai BRH217 Licensed Representative (Provisional Licence) 1, 4, 9
TAM Yu Fung BRJ621 Licensed Representative (Provisional Licence) 1, 6
TAN Ye Kai, Byron AEP447 Licensed Representative (Provisional Licence) 6
TANG Haiwei BRH241 Licensed Representative (Provisional Licence) 4, 9
TANG Jack BBD024 Licensed Representative (Provisional Licence) 2
TANG Jamie Wai Ting BRE920 Licensed Representative (Provisional Licence) 6
TANG Ka Ling BRI247 Licensed Representative (Provisional Licence) 1
TANG Wing Chung BRF291 Licensed Representative (Provisional Licence) 1
TANG Yuk Ying BRK128 Licensed Representative (Provisional Licence) 1
Page 19 of 23
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
TE KLOOT Rowan James BHI930 Licensed Representative (Provisional Licence) 9
THADANI Lilie Mohan BRJ359 Licensed Representative (Provisional Licence) 1, 4
THOMSON Stuart Douglas Peter AUZ195 Licensed Representative (Provisional Licence) 1
TILBERIS Symon Theos BRF749 Licensed Representative (Provisional Licence) 1, 4
TING Hao-wei AJN350 Licensed Representative (Provisional Licence) 1, 4
TING Karen BRH061 Licensed Representative (Provisional Licence) 1, 4
TONG Kai Hei, Angela BID400 Licensed Representative (Provisional Licence) 1, 9
TSAI Benjamin Man Fung BRI237 Licensed Representative (Provisional Licence) 1
TSANG Kei Yan BRK274 Licensed Representative (Provisional Licence) 4
TSANG Kwok Ho ACC397 Licensed Representative (Provisional Licence) 1, 4
TSANG Shuk Yi AEZ559 Licensed Representative (Provisional Licence) 1, 4, 9
TSE Kit Ming, Kitty AHR007 Licensed Representative (Provisional Licence) 1, 4
TSENG Fan-Che BRD774 Licensed Representative (Provisional Licence) 1, 2, 9
TSOI Pak Ho BRJ302 Licensed Representative (Provisional Licence) 9
TSOI Wai Hung BRJ549 Licensed Representative (Provisional Licence) 1, 4
TSUI Yiu Fung BRG063 Licensed Representative (Provisional Licence) 1, 4, 9
TU Hao-Wen BRI359 Licensed Representative (Provisional Licence) 1, 2, 7
UM Jun Ho BQZ744 Licensed Representative (Provisional Licence) 1, 4
WADEL Vincent Nicolas Roger Jean BHL501 Licensed Representative (Provisional Licence) 1, 2
WALTON Andrew David BGB227 Licensed Representative (Provisional Licence) 1, 7
WAN Di BRH759 Licensed Representative (Provisional Licence) 4, 9
WAN Er BDY964 Licensed Representative (Provisional Licence) 9
WANG Bingjie BOL715 Licensed Representative (Provisional Licence) 1, 6
WANG Di BRH391 Licensed Representative (Provisional Licence) 1, 4, 6
WANG Jiajie BRE221 Licensed Representative (Provisional Licence) 9
WANG Lei BRD929 Licensed Representative (Provisional Licence) 1, 6
WANG Mengjue BRI330 Licensed Representative (Provisional Licence) 1, 6
WANG Min BRG934 Licensed Representative (Provisional Licence) 9
WANG Runjian BRI509 Licensed Representative (Provisional Licence) 1, 4, 6
WANG Shulin BRG496 Licensed Representative (Provisional Licence) 1, 6
WANG Simai BRI457 Licensed Representative (Provisional Licence) 1, 6
WANG Tian BRK591 Licensed Representative (Provisional Licence) 9
WANG Tianshi BRH649 Licensed Representative (Provisional Licence) 1, 4, 6
WANG TING BRF978 Licensed Representative (Provisional Licence) 4
WANG Wei BRI807 Licensed Representative (Provisional Licence) 1, 6
WANG Zheng BRI454 Licensed Representative (Provisional Licence) 1, 4
Page 20 of 23
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
WANG Zhidan BRG550 Licensed Representative (Provisional Licence) 4
WANG Zhongxiao BRH984 Licensed Representative (Provisional Licence) 4
WANG Ziyi BRH718 Licensed Representative (Provisional Licence) 6
WATT Chun Yin BRG650 Licensed Representative (Provisional Licence) 1, 4
WEGENER Wing Chuen BQR172 Licensed Representative (Provisional Licence) 9
WEI Mingjun BPV307 Licensed Representative (Provisional Licence) 9
WEI Zhengyi BPF457 Licensed Representative (Provisional Licence) 9
WEN Yufeng BRI994 Licensed Representative (Provisional Licence) 1, 4, 6
WONG Chi Wai BRF728 Licensed Representative (Provisional Licence) 1
WONG Chun Pong, Albert AJK954 Licensed Representative (Provisional Licence) 1, 4
WONG Ka Tsun Terence BAK676 Licensed Representative (Provisional Licence) 1, 4
WONG Kin Hung BRG476 Licensed Representative (Provisional Licence) 1, 4, 9
WONG Kwok Hin BRH477 Licensed Representative (Provisional Licence) 1, 4
WONG Sau Ching BRJ210 Licensed Representative (Provisional Licence) 4, 9
WONG Sing Tat BQF545 Licensed Representative (Provisional Licence) 4, 9
WONG Sze Ching BRH121 Licensed Representative (Provisional Licence) 1, 2, 4, 5
WONG Wing Hang BRI697 Licensed Representative (Provisional Licence) 1
WONG Yu Lam BRJ096 Licensed Representative (Provisional Licence) 4
WOO Sau Man, Clement BRH799 Licensed Representative (Provisional Licence) 1, 2
WOO Tak Kin BRF542 Licensed Representative (Provisional Licence) 1, 4, 9
WU Boshen BRF697 Licensed Representative (Provisional Licence) 1, 4, 6
WU Jianhang BRH421 Licensed Representative (Provisional Licence) 1, 6
WU Puyun BRK333 Licensed Representative (Provisional Licence) 1, 4, 6
WU Weichen BRG730 Licensed Representative (Provisional Licence) 4
WU Weifeng BRI625 Licensed Representative (Provisional Licence) 1, 4, 6
WU Xinyi BRH612 Licensed Representative (Provisional Licence) 1, 2
WU Yang BHY416 Licensed Representative (Provisional Licence) 6
WU Yanshan BRI079 Licensed Representative (Provisional Licence) 1, 9
WU Zhelun BRH608 Licensed Representative (Provisional Licence) 1, 4
XIA Zhihan BRI024 Licensed Representative (Provisional Licence) 1, 4, 6
XIE Tao BRJ149 Licensed Representative (Provisional Licence) 1, 6
XU Flora BRI993 Licensed Representative (Provisional Licence) 1, 4
XU Jiayi BRI326 Licensed Representative (Provisional Licence) 1, 6
XU Shaoxuan BRH062 Licensed Representative (Provisional Licence) 4
XU Zeheng BRH989 Licensed Representative (Provisional Licence) 1, 4, 6
XUE Mei BRK336 Licensed Representative (Provisional Licence) 1, 6
Page 21 of 23
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
YAN Xi BRH370 Licensed Representative (Provisional Licence) 1, 4, 6
YAN Yanhui BRJ473 Licensed Representative (Provisional Licence) 1, 6
YANG Bei AVV546 Licensed Representative (Provisional Licence) 1, 6
YANG Chang BRF590 Licensed Representative (Provisional Licence) 4
YANG Hanlin BRK331 Licensed Representative (Provisional Licence) 1, 2
YANG Qiuyao BRI102 Licensed Representative (Provisional Licence) 10
YANG Shuo Yan BRK114 Licensed Representative (Provisional Licence) 1, 4
YANG Shyang Yeu BRG736 Licensed Representative (Provisional Licence) 1, 4
YANG Suning BRG746 Licensed Representative (Provisional Licence) 1, 6
YANG Tao BRG194 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Xiaochen BRI458 Licensed Representative (Provisional Licence) 1, 6
YANG Xiaoqing BRI080 Licensed Representative (Provisional Licence) 1, 4, 6
YANG Xukai BRI254 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Yumei BRI133 Licensed Representative (Provisional Licence) 1, 2
YANG Yutian BRJ153 Licensed Representative (Provisional Licence) 1, 6
YAU Ka Ho AUI151 Licensed Representative (Provisional Licence) 1, 4
YE Yifan BRF984 Licensed Representative (Provisional Licence) 4
YEUNG Ka Ho BOI246 Licensed Representative (Provisional Licence) 1
YEUNG SIN BRH678 Licensed Representative (Provisional Licence) 1, 2
YEUNG Wai Yin Vivian BRI320 Licensed Representative (Provisional Licence) 1
YI Yucheng BRJ160 Licensed Representative (Provisional Licence) 1, 6
YIN Guangyue BRI802 Licensed Representative (Provisional Licence) 4
YIN Shuzhi BRI786 Licensed Representative (Provisional Licence) 9
YIP Emerson Yee Shun ACS891 Licensed Representative (Provisional Licence) 1, 4
YIP Wing Sze, Venz AWD043 Licensed Representative (Provisional Licence) 1, 2, 4
YIP Yan Yung BRG366 Licensed Representative (Provisional Licence) 1
YU Jiawei BRH668 Licensed Representative (Provisional Licence) 1, 6
YU Jingwei BRH313 Licensed Representative (Provisional Licence) 4
YU Kam Chiu William BDV879 Licensed Representative (Provisional Licence) 1, 4
YU Pak Hang AOA850 Licensed Representative (Provisional Licence) 4, 9
YU Zhou BRJ166 Licensed Representative (Provisional Licence) 1, 6
YUEN Ka Yan BRI785 Licensed Representative (Provisional Licence) 1
YUEN Wing Yee BRI281 Licensed Representative (Provisional Licence) 1
YUNG King Hung Samuel BRJ472 Licensed Representative (Provisional Licence) 1
ZENG Hongyao BRG951 Licensed Representative (Provisional Licence) 1, 6
ZENG Lingxiao BRI904 Licensed Representative (Provisional Licence) 1, 6
Page 22 of 23
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021
CE Name CE No. Licence Type Types of Regulated Activity
ZENG Qingqiulin BQN474 Licensed Representative (Provisional Licence) 9
ZHAN Haiwei BRJ168 Licensed Representative (Provisional Licence) 1, 6
ZHANG Chen BRG516 Licensed Representative (Provisional Licence) 1, 2
ZHANG Tianyu BRI648 Licensed Representative (Provisional Licence) 1, 4, 6
ZHANG XUECONG BRG367 Licensed Representative (Provisional Licence) 1, 4, 9
ZHANG Yihan BRJ105 Licensed Representative (Provisional Licence) 1, 6
ZHANG Yue BRH415 Licensed Representative (Provisional Licence) 1, 6
ZHAO Kai BRJ377 Licensed Representative (Provisional Licence) 4
ZHAO Qichao BRG728 Licensed Representative (Provisional Licence) 1, 4
ZHAO Wen BRK426 Licensed Representative (Provisional Licence) 1, 4
ZHAO Yueting BRH030 Licensed Representative (Provisional Licence) 1, 4
ZHENG Dian BRH455 Licensed Representative (Provisional Licence) 1, 6
ZHENG Shiyu BRG058 Licensed Representative (Provisional Licence) 1, 2
ZHENG Zekuang BRK334 Licensed Representative (Provisional Licence) 1, 6
ZHONG Liang BRH644 Licensed Representative (Provisional Licence) 1, 4, 9
ZHONG Ziyang BRK659 Licensed Representative (Provisional Licence) 1, 6
ZHOU Hang BRE804 Licensed Representative (Provisional Licence) 4
ZHOU Nan BRI765 Licensed Representative (Provisional Licence) 1, 4, 6
ZHOU Shenghao BRI323 Licensed Representative (Provisional Licence) 1
ZHOU Shinan BHF440 Licensed Representative (Provisional Licence) 1, 4, 6
ZHOU Yanwei BHF307 Licensed Representative (Provisional Licence) 1, 4
ZHOU Zheng BRG452 Licensed Representative (Provisional Licence) 1, 4
ZHOU Zihan BRG126 Licensed Representative (Provisional Licence) 1, 6
ZHU Ruibo BRI752 Licensed Representative (Provisional Licence) 1, 4, 6
ZHU Yimo BRF785 Licensed Representative (Provisional Licence) 1, 2
ZHU Yingying BRK327 Licensed Representative (Provisional Licence) 1, 6
ZOU Yumeng BRG016 Licensed Representative (Provisional Licence) 1, 4, 6
CHIN Shun Shing BRC219 Licensed Representative (Temporary Licence) 1, 4
HART Christopher Kevin BRK137 Licensed Representative (Temporary Licence) 1
LAMBERT Ashley George BRD668 Licensed Representative (Temporary Licence) 6
LIU Liu BRA448 Licensed Representative (Temporary Licence) 6
PAWLUK Matthew BQZ930 Licensed Representative (Temporary Licence) 6
WONG Kin Man BPY102 Licensed Representative (Temporary Licence) 1
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