REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS ...

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021 CE Name CE No. Licence Type Types of Regulated Activity Aardvark Fund Management Limited ATC252 Licensed Corporation 9 Asiya Investments Hong Kong Limited AZD395 Licensed Corporation 4, 9 Formax Asset Management Limited BDG936 Licensed Corporation 9 Inventio Capital Management (HK) Limited BKQ734 Licensed Corporation 9 Moore Capital Asia Limited AUZ755 Licensed Corporation 1, 2, 9 ACHAREKAR Priyanka Manish BPK200 Licensed Representative 1 AURAND Christophe AUW606 Licensed Representative 9 BAI Yuyang BPF400 Licensed Representative 1, 2, 4 BARCLAY Samuel Anthony Lun BGD645 Licensed Representative 1, 2, 9 BI Hongyan BFG519 Licensed Representative 4, 9 BLAIR James Malcolm AKT388 Licensed Representative 1 CAO Weijian BEN576 Licensed Representative 1, 4, 6 CARLONE Thomas AMJ337 Licensed Representative 1, 4 CATHELIN Sebastien Philippe Roger AYS876 Licensed Representative 1 CHAN Hok Sing ACS382 Licensed Representative 4, 9 CHAN Kwok Wah ADS550 Licensed Representative 1 CHAN Lut Kwan AYC509 Licensed Representative 1, 2, 4, 5 CHAN Man Ho BPE925 Licensed Representative 1, 4, 9 CHAN Ngok Yan, Elton AGA656 Licensed Representative 1, 4 CHAN Shiu Tong, Terence BDP694 Licensed Representative 1, 2 CHAN Shuk Fan BOF446 Licensed Representative 1, 4 CHAN Tsz Ying BNS687 Licensed Representative 1 CHAN Wai APB789 Licensed Representative 1, 4 CHAN Yin Fan BKZ663 Licensed Representative 9 CHAN Yuk Wah BOA335 Licensed Representative 1, 4 CHAO Evan BKA233 Licensed Representative 1 CHEN Junbin BAE420 Licensed Representative 4 CHEN Junsheng BLL852 Licensed Representative 10 CHEN Keru BPA242 Licensed Representative 1, 4, 9 CHEN Mingshi BQS912 Licensed Representative 6 CHEN Mingzhao BQI845 Licensed Representative 4 CHEN Tianyun BNI800 Licensed Representative 1, 9 CHEN Ting BPC503 Licensed Representative 1 CHEN Yaqian BPR993 Licensed Representative 1, 2 CHEN Yi BOR533 Licensed Representative 1, 4 CHEN Yingjie BMZ418 Licensed Representative 9 Page 1 of 23

Transcript of REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS ...

Page 1: REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS ...

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

Aardvark Fund Management Limited ATC252 Licensed Corporation 9

Asiya Investments Hong Kong Limited AZD395 Licensed Corporation 4, 9

Formax Asset Management Limited BDG936 Licensed Corporation 9

Inventio Capital Management (HK) Limited BKQ734 Licensed Corporation 9

Moore Capital Asia Limited AUZ755 Licensed Corporation 1, 2, 9

ACHAREKAR Priyanka Manish BPK200 Licensed Representative 1

AURAND Christophe AUW606 Licensed Representative 9

BAI Yuyang BPF400 Licensed Representative 1, 2, 4

BARCLAY Samuel Anthony Lun BGD645 Licensed Representative 1, 2, 9

BI Hongyan BFG519 Licensed Representative 4, 9

BLAIR James Malcolm AKT388 Licensed Representative 1

CAO Weijian BEN576 Licensed Representative 1, 4, 6

CARLONE Thomas AMJ337 Licensed Representative 1, 4

CATHELIN Sebastien Philippe Roger AYS876 Licensed Representative 1

CHAN Hok Sing ACS382 Licensed Representative 4, 9

CHAN Kwok Wah ADS550 Licensed Representative 1

CHAN Lut Kwan AYC509 Licensed Representative 1, 2, 4, 5

CHAN Man Ho BPE925 Licensed Representative 1, 4, 9

CHAN Ngok Yan, Elton AGA656 Licensed Representative 1, 4

CHAN Shiu Tong, Terence BDP694 Licensed Representative 1, 2

CHAN Shuk Fan BOF446 Licensed Representative 1, 4

CHAN Tsz Ying BNS687 Licensed Representative 1

CHAN Wai APB789 Licensed Representative 1, 4

CHAN Yin Fan BKZ663 Licensed Representative 9

CHAN Yuk Wah BOA335 Licensed Representative 1, 4

CHAO Evan BKA233 Licensed Representative 1

CHEN Junbin BAE420 Licensed Representative 4

CHEN Junsheng BLL852 Licensed Representative 10

CHEN Keru BPA242 Licensed Representative 1, 4, 9

CHEN Mingshi BQS912 Licensed Representative 6

CHEN Mingzhao BQI845 Licensed Representative 4

CHEN Tianyun BNI800 Licensed Representative 1, 9

CHEN Ting BPC503 Licensed Representative 1

CHEN Yaqian BPR993 Licensed Representative 1, 2

CHEN Yi BOR533 Licensed Representative 1, 4

CHEN Yingjie BMZ418 Licensed Representative 9

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CE Name CE No. Licence Type Types of Regulated Activity

CHEN Yiwen BPQ338 Licensed Representative 1, 4

CHEN Yow Bang ANR189 Licensed Representative 1, 4, 6

CHEN Yufeng BPX276 Licensed Representative 4

CHEN Zai BPD429 Licensed Representative 1, 4, 6

CHEN Ziming BMX426 Licensed Representative 1, 4, 9

CHENAUX Valentin Maxime BLK874 Licensed Representative 1, 4, 9

CHENG Yu Wai BPY619 Licensed Representative 4

CHEUK Fei Fan ANE903 Licensed Representative 1

CHEUNG Pui Chung BPE459 Licensed Representative 1, 4

CHEUNG Shuet Li Shelly BEF525 Licensed Representative 1

CHEUNG Suk Mun AIG228 Licensed Representative 1, 7

CHIM Ting Fai, Byron APG129 Licensed Representative 1, 4, 9

CHIU Lai Yung BHI118 Licensed Representative 1

CHO Jungho AJD291 Licensed Representative 1, 4, 9

CHOI Changmin BPK645 Licensed Representative 1, 6

CHOI Michael Chung Hang BOC692 Licensed Representative 1

CHOI Pik Chi ADW996 Licensed Representative 1, 4

CHOI Suk Man BNX819 Licensed Representative 1, 4

CHOI Tsz Leung BQM861 Licensed Representative 1

CHONG Gan ABU567 Licensed Representative 1, 6

CHONG Ka Fai APY423 Licensed Representative 1

CHONG Pui Yee AOB170 Licensed Representative 4

CHOW Chung, Apollo BOF134 Licensed Representative 1, 4, 9

CHOW Fong Tat BON652 Licensed Representative 1, 2

CHOW Hoi Shan AXG849 Licensed Representative 1, 4, 6

CHOW Kit Har, Susanna ADY295 Licensed Representative 1

CHU Chun Leung AVC090 Licensed Representative 1

CHU Wai Ling AAH963 Licensed Representative 1, 4

CHU Wai Ling, Marianna ABX782 Licensed Representative 4, 9

CHUE Chun Kin John BGN163 Licensed Representative 1, 2

CHUNG Lai Ping ADY045 Licensed Representative 1

CHUNG Sau Lai AOV151 Licensed Representative 1, 2

CHUNG Tak Wai AMM043 Licensed Representative 1

CHUNG Tin Yu BJL076 Licensed Representative 1, 4, 9

CHUNG Wai Kei, Danny AMS375 Licensed Representative 1, 4

CIACCIA Jessica Marie BOC062 Licensed Representative 1, 4, 6

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CE Name CE No. Licence Type Types of Regulated Activity

CLOTHIER Samuel Brian BEF903 Licensed Representative 1, 4, 9

DAI Yuqing BHR646 Licensed Representative 1, 4

DENG Jialin AUA546 Licensed Representative 1

DING Yifan BQG398 Licensed Representative 6

DONG Xiang BCN525 Licensed Representative 1, 2

DU Peng APP905 Licensed Representative 1, 4, 9

DUAN Lian BOH861 Licensed Representative 4, 9

DUAN Yanni BHU468 Licensed Representative 6

DUBIN Jared Ross BNN537 Licensed Representative 9

ENGEL Edward Lee BNZ300 Licensed Representative 4

FAN Chi Yuen, Charles AYQ546 Licensed Representative 6

FAN Jiali BPG276 Licensed Representative 4

FAN Qianzhu BOJ408 Licensed Representative 6

FAN Suet Heung Fanny AST833 Licensed Representative 1

FOK Siu Pong AME216 Licensed Representative 5

FOO Kai-shen Isaac BOB398 Licensed Representative 1, 4, 9

FUNG Chi Yeung BOD915 Licensed Representative 1

FUNG Wing Wa BJC188 Licensed Representative 1, 2, 4

GAN Jun BFX695 Licensed Representative 4

GAO Guiwei AVA043 Licensed Representative 9

GARG Prateet BQB300 Licensed Representative 9

GHOSH ROY Reema AZW909 Licensed Representative 1, 2

GROSS William Michael BEO465 Licensed Representative 1, 2

GU Kaiqi BOU750 Licensed Representative 2

GUPTA Kapil BPY730 Licensed Representative 6

HALIM Steven APZ209 Licensed Representative 1, 4, 9

HAN Yining BRF160 Licensed Representative 1, 2

HE Binhui AXL913 Licensed Representative 1, 6

HE Dingding APR488 Licensed Representative 1, 4

HE Meng BNR853 Licensed Representative 1, 2

HO Kar Wing, Karen AQE832 Licensed Representative 1, 2

HO Lai Shan BQF885 Licensed Representative 1

HOU Jie BEL231 Licensed Representative 1, 4, 9

HU Xiaoyan AVK473 Licensed Representative 1

HUA Pengwei BNW178 Licensed Representative 4

HUANG Chia-Hsuan ATS381 Licensed Representative 1, 4, 9

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CE Name CE No. Licence Type Types of Regulated Activity

HUANG Chiao Lin BCP482 Licensed Representative 9

HUANG Hsing-Han BKY224 Licensed Representative 6

HUANG Zhenhao BRD598 Licensed Representative 1

HUI Wei Ming AFD939 Licensed Representative 1, 4, 9

HUNG Sze Wai Alex BNX755 Licensed Representative 1, 4

HUNG Wai Lun BJQ369 Licensed Representative 9

HUO Sihao BOK005 Licensed Representative 1

IP Howard Ho Yin BQW102 Licensed Representative 1, 2, 4

IP Koon Wah APZ599 Licensed Representative 1, 2

IU Wai Hing, Pius AVC009 Licensed Representative 1

JI Mo AXG209 Licensed Representative 1, 4, 9

JIAN Carson Shaoyang BNF871 Licensed Representative 1, 4, 9

JIANG Xiaoxu ASO484 Licensed Representative 1, 4, 6

JIANG Ye AYN421 Licensed Representative 1, 4, 9

JIANG Zhenghao BGL257 Licensed Representative 4

JIAO Yiding BCG582 Licensed Representative 4

JU Shunzhou BGH337 Licensed Representative 4, 9

KAMATH Pallavi Umesh BNP711 Licensed Representative 1, 2, 4

KANG So Yeon BOR776 Licensed Representative 1

KOLL Kathy Mitsuko AUV515 Licensed Representative 1, 4

KONG Hau Him Terence BQV685 Licensed Representative 9

KOO Bon Chol BMV305 Licensed Representative 2, 5

KOO Tin Man BHQ337 Licensed Representative 4, 9

KRUGER James Roderick Lockhart AOX034 Licensed Representative 1, 6

KUANG Jianyi Jenny BJO471 Licensed Representative 1, 2, 3, 4

KUBO Tomohiko BJH441 Licensed Representative 1, 4, 9

KUMAR Manu AWJ819 Licensed Representative 9

KWAN Ka Ho BQE509 Licensed Representative 1, 2

KWOK Siu Chung, Jonathan BBX571 Licensed Representative 9

LAI Fu Chuen BQR937 Licensed Representative 1

LAI Hei Ting BOQ020 Licensed Representative 1, 4, 9

LAM Kin Chun BEJ631 Licensed Representative 1, 4

LAM Shing Pong BIT299 Licensed Representative 1, 4, 9

LAM Yu Tung BJV726 Licensed Representative 1, 6

LAU Hiu Ting BOE257 Licensed Representative 1

LAU Ka Yu BGL391 Licensed Representative 1

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CE Name CE No. Licence Type Types of Regulated Activity

LAU Kai Pong BHM803 Licensed Representative 1, 9

LAU On Wah AAD083 Licensed Representative 4, 9

LAW Ching Pui BNT065 Licensed Representative 1, 4, 9

LEE Chung Hin Nicholas BOQ912 Licensed Representative 1, 2

LEE Jack Sze Chit ACI114 Licensed Representative 1

LEE Kim Fai AGX524 Licensed Representative 1, 4

LEE Man Yee Cynthia BNO494 Licensed Representative 1

LEE Pak Shing ANB855 Licensed Representative 1, 2

LEE Pik Ho AJD511 Licensed Representative 1, 4

LEE Po Ling BKB901 Licensed Representative 1

LEE Poh Sing BNV845 Licensed Representative 1, 4

LEE Wai Yin AYW252 Licensed Representative 1, 4

LEI Ming BPW417 Licensed Representative 4

LEUNG Chin Pong BES489 Licensed Representative 1

LEUNG Choon Long, Justin BOT726 Licensed Representative 1, 4

LEUNG Ka Wai, Billy APJ774 Licensed Representative 4

LEUNG Lai Ming BFD029 Licensed Representative 1

LEUNG Wing Wah BGT224 Licensed Representative 1, 2

LEUNG Yuet Fei BPA220 Licensed Representative 2

LI King Hong ANU968 Licensed Representative 1, 2

LI Kit Lun BOL398 Licensed Representative 9

LI Li BEI715 Licensed Representative 1, 4

LI Ming Hei AUJ251 Licensed Representative 1

LI Wei Bo BQK707 Licensed Representative 1, 4, 9

LI Yan BNB207 Licensed Representative 1, 4

LI Zeran BMR127 Licensed Representative 1, 4, 6

LI Zicong BNK081 Licensed Representative 1, 6

LIANG Chulei BNE526 Licensed Representative 1, 6

LIM Yang Kind BJP487 Licensed Representative 6

LIN Cuiyu BNR962 Licensed Representative 9

LIN Xinxiang, Leroy BNL351 Licensed Representative 2, 5

LIU Chenyu BMR269 Licensed Representative 1

LIU Miao BAK406 Licensed Representative 1

LIU Peiyuan BGN053 Licensed Representative 1, 4, 9

LIU Zixi BPW680 Licensed Representative 1, 4, 9

LU Jiahong BID376 Licensed Representative 2, 5

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CE Name CE No. Licence Type Types of Regulated Activity

LU Ning APU507 Licensed Representative 1, 4, 9

LU Wei BNF423 Licensed Representative 1, 6

LU Yang BFY812 Licensed Representative 1, 6

LUI Yip Fung BNF893 Licensed Representative 1

LUK Hin Shing, Sergiel BON474 Licensed Representative 1, 2, 4

LUO KAILUN BOW449 Licensed Representative 1, 4, 9

MA Tin Martin BIB630 Licensed Representative 1, 4

MAEDA Koichi AFJ229 Licensed Representative 9

MAI Siwei AUJ127 Licensed Representative 1, 4, 9

MAK Tin Yan BEA499 Licensed Representative 1, 2

MESSIER Gerald ARD189 Licensed Representative 1, 4, 9

MILEWSKI Damian ANM680 Licensed Representative 1

MILOVIDOVA Daria BOK333 Licensed Representative 9

MIYAKE Hiroyuki BJC697 Licensed Representative 1

MOREIRA Nicholas Hubert ADT374 Licensed Representative 2

MOYROUD Mathieu Benjamin BFA611 Licensed Representative 9

NA Hao BIG705 Licensed Representative 1, 4, 9

NG Cheuk Man BNP500 Licensed Representative 1, 4

NG Ka Po, Phyllis BMO674 Licensed Representative 1

NG Ming Hin BEV541 Licensed Representative 1

NG Ngan Ting BOE937 Licensed Representative 9

NG Wai Lam William BQG263 Licensed Representative 1, 4

NI Xiaofeng BCH585 Licensed Representative 9

ONG Steven Shihpo BPC647 Licensed Representative 1, 4

ONGKO Frederick Kesuma BNR240 Licensed Representative 2

PAN Hailin BHC186 Licensed Representative 1, 4

PAN Yuanji BCU992 Licensed Representative 1, 4, 9

PANG Sin Yee, Sheila ANQ371 Licensed Representative 1, 4

PARK Hyo Eun BPJ793 Licensed Representative 4, 9

PENG Yuan AXB953 Licensed Representative 1, 4, 9

PONG Scarlett Oi Lan ABW270 Licensed Representative 4, 9

POON Gi Gi AOE588 Licensed Representative 1

PUNSHI Sidharth AFL104 Licensed Representative 1, 4, 6

QI Linna BNO050 Licensed Representative 6

QIAO Zheyuan BNW162 Licensed Representative 1

QIN Jinfeng BQA723 Licensed Representative 1, 4

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CE Name CE No. Licence Type Types of Regulated Activity

QIU Changwei BOE192 Licensed Representative 4

QU Lu AXO049 Licensed Representative 4, 9

RAINEY William Martin BJC051 Licensed Representative 1, 4

SANDSTROM Jon Olof BCA039 Licensed Representative 1

SHAUGHNESSY Robert Michael BGR139 Licensed Representative 1, 2

SHI Min BMV928 Licensed Representative 1, 4, 9

SHI Qian BBH325 Licensed Representative 1

SHI Weijie BIX743 Licensed Representative 1, 2

SIM Zhe Wei AOE808 Licensed Representative 4

SIN Kit Fung BKE175 Licensed Representative 4, 9

SIN Yuk Tung AQF150 Licensed Representative 1

SINGH Nirbhay Kumar BNU579 Licensed Representative 1

SINN Chung Ming Anthony AJX994 Licensed Representative 1, 4, 9

SINN Pak Ming, Ringo ACC589 Licensed Representative 9

SISAYAN Kervin Laurence Suing BER028 Licensed Representative 4

SO Tsz Yan BPX546 Licensed Representative 1, 4

SONG Qian BMR961 Licensed Representative 6

SONG Xiaoming ANR732 Licensed Representative 1, 4

SONG Yi BMV459 Licensed Representative 9

SONG Yutian BHM963 Licensed Representative 1, 4, 9

STEWART Benjamin Richard BMR114 Licensed Representative 1, 4, 6

SUEN Wo Ping, Shofia AFU310 Licensed Representative 1, 2

SUN Ming AVC988 Licensed Representative 4

SUN Yile BOQ096 Licensed Representative 1, 6

SUNG Wai Kei BOT266 Licensed Representative 1, 2

SUZUKI (KORSUWAN) Ran (Rosalyn) BPS240 Licensed Representative 1, 7

SZE Kin Fai BPK613 Licensed Representative 1, 2

TAI Lok Sang BQO542 Licensed Representative 4, 9

TAM Tsz Wa ALQ184 Licensed Representative 4

TAN Li BOU237 Licensed Representative 1, 4, 9

TAN Ye-Hui, James AZY483 Licensed Representative 1

TAN Yong Sern BOA815 Licensed Representative 1, 4, 9

TANG Kai Wing BAB779 Licensed Representative 1, 4, 9

TANG Lin APH959 Licensed Representative 1, 4, 9

TONG Yuxiang BFV918 Licensed Representative 1

TSAI Yun-chen BAE137 Licensed Representative 1, 4

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CE Name CE No. Licence Type Types of Regulated Activity

TSANG Wai Chor BPX093 Licensed Representative 1, 4

TSANG Wai Ming BDV580 Licensed Representative 1, 4, 9

TSE Kwan Ho, Raymond ALY230 Licensed Representative 1

TSE Tung Wai BMA121 Licensed Representative 1, 6

TSE Wai BGK765 Licensed Representative 1, 2

TSUI Ho Chuen, Samson BHB670 Licensed Representative 1, 2, 3

VED Premal Gopaldas BMM169 Licensed Representative 1

WAI Chi Tat APF011 Licensed Representative 1, 2

WAN Haoyi BOP609 Licensed Representative 1, 4, 9

WANG Chengshuai BQL483 Licensed Representative 1, 6

WANG Chunjun BNH308 Licensed Representative 1

WANG Fang BIY226 Licensed Representative 1, 4, 9

WANG Haoyu BCN941 Licensed Representative 1, 4, 9

WANG Jia BGQ084 Licensed Representative 1, 4

WANG Juejun BEC308 Licensed Representative 4, 9

WANG Rui BGP155 Licensed Representative 1, 2, 4

WANG Weiying AUK275 Licensed Representative 4

WANG Wenbei BCS501 Licensed Representative 6

WANG Yan BEN571 Licensed Representative 1, 4, 6

WANG Zhe BNQ456 Licensed Representative 1, 4, 9

WATANABE SAKI BNY669 Licensed Representative 1, 4, 6

WINSBURY Patrick John AXG362 Licensed Representative 10

WONG Barbara AQU335 Licensed Representative 1, 4, 6

WONG Caleb Stephen BPN443 Licensed Representative 9

WONG Chung Wai BFU185 Licensed Representative 1, 4, 9

WONG Ho Ching AQJ842 Licensed Representative 1, 4, 9

WONG Ho Man BFT530 Licensed Representative 1

WONG Kam Yuen BHC234 Licensed Representative 1

WONG Kung Wing Elroy BIK703 Licensed Representative 1, 4

WONG Nga Sze ATC256 Licensed Representative 1, 2

WONG Sin Him BQM585 Licensed Representative 1, 4, 9

WONG Wing Keung ATL879 Licensed Representative 1

WONG Yat Lung BQI611 Licensed Representative 1, 4

WONG Yick Lam, Vivian BEZ798 Licensed Representative 1

WU Charles Hsing-yuan BEM784 Licensed Representative 1, 4

WU Wei BCB665 Licensed Representative 1, 4, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

WU Yao BQE051 Licensed Representative 1, 2, 7

WU Zhen AXP160 Licensed Representative 1

XIA Kaipeng BDH210 Licensed Representative 1, 4, 9

XIA Yitian BNB519 Licensed Representative 1, 4, 9

XIAO Li BKW546 Licensed Representative 4, 9

XIAO Xiruo BIW247 Licensed Representative 1, 4, 6

XIAO Zhuoheng BNN875 Licensed Representative 1, 4, 6

XIE Peiyi BQW106 Licensed Representative 9

XU Chenxi BPD421 Licensed Representative 9

XU Haigen BMP300 Licensed Representative 1, 4, 9

XU Zhensheng BEZ164 Licensed Representative 1, 4, 9

YAM Yin Chi AYQ904 Licensed Representative 1, 4, 9

YANG Guanya BQU943 Licensed Representative 4

YANG Jae Hoon BLB163 Licensed Representative 1, 2, 4

YANG Peiling BOI969 Licensed Representative 1, 4, 9

YANG Wei BQA515 Licensed Representative 1, 6

YANG Yongqing BOM626 Licensed Representative 1

YAO Heping BKC714 Licensed Representative 4

YAO Huiyang BEQ332 Licensed Representative 1, 4, 6

YEUNG Ho Chun, Kasper BPK493 Licensed Representative 1

YI Rui BGA678 Licensed Representative 1, 6

YIP Siu Kee ADT749 Licensed Representative 1, 4, 9

YIU Tze Wai APS748 Licensed Representative 4, 9

YOUN Un Sik, Christian ALV179 Licensed Representative 1, 2, 9

YOUNG Ting Cheung ACR656 Licensed Representative 1, 2

YU Guoshen BHR988 Licensed Representative 9

YU Kaiyuan BPL823 Licensed Representative 1, 4, 6

YU Lok Yee Joanna BQX008 Licensed Representative 1, 2

YU Wei Sung, Vivien AVN406 Licensed Representative 1, 4

YU Zerong BNF870 Licensed Representative 1, 4, 9

YUAN Meinian BFZ008 Licensed Representative 4

YUEN Caroline BIN528 Licensed Representative 1

YUEN Chor Yiu Jason BIX076 Licensed Representative 1, 4, 9

YUEN Hang Ngai ARS103 Licensed Representative 4

YUEN Tsze Yee AAE479 Licensed Representative 1

ZHANG Hao BKR853 Licensed Representative 4

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CE Name CE No. Licence Type Types of Regulated Activity

ZHANG Jialin AYM827 Licensed Representative 4

ZHANG Jianwen AOR293 Licensed Representative 1, 4, 9

ZHANG Jun AJB857 Licensed Representative 9

ZHANG Kun BEO135 Licensed Representative 1

ZHANG Linlin BLD576 Licensed Representative 1

ZHANG Lunke BPX023 Licensed Representative 1, 4

ZHANG Qi BJS136 Licensed Representative 1, 6

ZHANG Qi BNG080 Licensed Representative 1, 4

ZHANG Xiaoying BJH315 Licensed Representative 1, 4, 9

ZHANG Yanan BMW893 Licensed Representative 4, 5, 9

ZHANG Yichuan BHK037 Licensed Representative 1, 4, 9

ZHANG Yier BKW498 Licensed Representative 1, 4, 9

ZHANG Yuchang BBF379 Licensed Representative 1, 4, 9

ZHANG Yueqi BIZ373 Licensed Representative 1, 4, 9

ZHANG Zhongwen BKY288 Licensed Representative 4

ZHAO Tianming BGX249 Licensed Representative 6

ZHENG Xiaosu AYD639 Licensed Representative 1, 4, 9

ZHOU Zhe BJD408 Licensed Representative 4

ZHU Diyi BEM409 Licensed Representative 1, 4, 5, 9

BAI Yue AWI797 Licensed Representative - Responsible Officer 1, 4, 9

CATHELIN Sebastien Philippe Roger AYS876 Licensed Representative - Responsible Officer 2

CHAN Janice Wing Yee APV159 Licensed Representative - Responsible Officer 4, 9

CHAN Justin Sano AFY829 Licensed Representative - Responsible Officer 1, 6

CHAN Lee Yeung AAH761 Licensed Representative - Responsible Officer 1, 4

CHAPPEL Christopher Lee ALI728 Licensed Representative - Responsible Officer 1

CHEN Jie BFI718 Licensed Representative - Responsible Officer 6

CHEN Xueqian AWP698 Licensed Representative - Responsible Officer 9

CHUNG Tak Wai AMM043 Licensed Representative - Responsible Officer 4

COHEN Patrice AOE136 Licensed Representative - Responsible Officer 1, 2, 4

DING Jianhao BNU278 Licensed Representative - Responsible Officer 4, 9

ERIKCI Serkan BIS399 Licensed Representative - Responsible Officer 1, 4, 6

FANG Qiuyan BIO887 Licensed Representative - Responsible Officer 4, 9

FOK Siu Pong AME216 Licensed Representative - Responsible Officer 2

GAO Guiwei AVA043 Licensed Representative - Responsible Officer 1, 4

HO Mei Ling, Edwina AEK540 Licensed Representative - Responsible Officer 1, 4

HU Zhe BFS521 Licensed Representative - Responsible Officer 1, 4, 6, 9

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CE Name CE No. Licence Type Types of Regulated Activity

HUA Ling AYQ547 Licensed Representative - Responsible Officer 4, 9

KIM Peter Junho BQL309 Licensed Representative - Responsible Officer 1, 4

KOK Chi Ho ACW515 Licensed Representative - Responsible Officer 9

KOO Kwok Cheung, Kelvin ALA263 Licensed Representative - Responsible Officer 9

KWOK Wing Ho Felix ADQ206 Licensed Representative - Responsible Officer 1, 4, 9

LAM Chun Yuk ARR348 Licensed Representative - Responsible Officer 1

LEE Ka Lun AGM564 Licensed Representative - Responsible Officer 4, 9

LEE Man Kwan AOH076 Licensed Representative - Responsible Officer 9

LEUNG Shek Yin, Kevin AAH500 Licensed Representative - Responsible Officer 4

LI Ho Fung AZS874 Licensed Representative - Responsible Officer 4, 9

LI Ngai ADF149 Licensed Representative - Responsible Officer 1, 4, 9

LI Shu Ip BAI233 Licensed Representative - Responsible Officer 4, 5, 9

LI Ying BQN192 Licensed Representative - Responsible Officer 4, 9

LITTMANN Edward Raymond AYU360 Licensed Representative - Responsible Officer 9

LU LEI BLT136 Licensed Representative - Responsible Officer 4, 9

MA Xiyuan BIU614 Licensed Representative - Responsible Officer 2

MOREIRA Nicholas Hubert ADT374 Licensed Representative - Responsible Officer 1

NG Ho Man Fanny AKU292 Licensed Representative - Responsible Officer 6

NIU Siwen BNN859 Licensed Representative - Responsible Officer 4, 9

REN Shanshan AUC485 Licensed Representative - Responsible Officer 1, 4, 9

SHI Qian BBH325 Licensed Representative - Responsible Officer 6

SHIU Jeffrey Ma AMF045 Licensed Representative - Responsible Officer 1

SING Allen G ADY343 Licensed Representative - Responsible Officer 4, 9

TANG Yuk Fan AKS769 Licensed Representative - Responsible Officer 1, 4, 9

WANG Will Way BLH658 Licensed Representative - Responsible Officer 4

WONG Kai Kok ACT922 Licensed Representative - Responsible Officer 9

WONG Kim Kiu ARE702 Licensed Representative - Responsible Officer 1

WONG Mun Yee APU633 Licensed Representative - Responsible Officer 4, 9

WONG Wai Kiu ABY835 Licensed Representative - Responsible Officer 1

WONG Wai Man, June ACS213 Licensed Representative - Responsible Officer 1, 4, 5, 9

WONG Yin Hing ALZ820 Licensed Representative - Responsible Officer 1

WONG Yuk Yu, Fish ADL661 Licensed Representative - Responsible Officer 2, 5

XU Hai AMA054 Licensed Representative - Responsible Officer 9

YAM Wang Lap ALA614 Licensed Representative - Responsible Officer 1, 4, 9

YEUNG Hing Hei AQA986 Licensed Representative - Responsible Officer 4, 9

YEUNG Tsang Keung ACA708 Licensed Representative - Responsible Officer 1, 4

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CE Name CE No. Licence Type Types of Regulated Activity

YOUNG Alan James Michael ALI433 Licensed Representative - Responsible Officer 1, 2

ZHANG Kexin BOT103 Licensed Representative - Responsible Officer 1, 4

ZHANG Yu AQS656 Licensed Representative - Responsible Officer 1, 2, 4, 9

ZHAO Qian AOH251 Licensed Representative - Responsible Officer 4, 9

AGARWAL Anand ASL813 Licensed Representative (Provisional Licence) 1, 2

ANSTEY Joshua Isaac BRG093 Licensed Representative (Provisional Licence) 1, 4, 6

ARORA Roopali BRG202 Licensed Representative (Provisional Licence) 1

AU Chun Kit Max BRH094 Licensed Representative (Provisional Licence) 1, 2

BAEK Hyun Gi BRB839 Licensed Representative (Provisional Licence) 1, 2

BAI Yu BRF292 Licensed Representative (Provisional Licence) 4

BANYATPIYAPHOD Nadanai BRH460 Licensed Representative (Provisional Licence) 1, 4, 9

BIAN Zhongling BRI816 Licensed Representative (Provisional Licence) 1, 4

BOMBARDIERI Thomas Pierre BRF326 Licensed Representative (Provisional Licence) 1, 2, 7

BOULMIER Thomas Andre Philippe BRE743 Licensed Representative (Provisional Licence) 1, 2, 7

BURDIS James AUX142 Licensed Representative (Provisional Licence) 1, 4, 9

CAI Jiawei BPR464 Licensed Representative (Provisional Licence) 1, 6

CAO Ziyu BRH680 Licensed Representative (Provisional Licence) 6

CHAN Herbert BRG820 Licensed Representative (Provisional Licence) 1, 4, 9

CHAN Kim Sing BRG294 Licensed Representative (Provisional Licence) 1

CHAN Oi Lam BRH084 Licensed Representative (Provisional Licence) 1

CHAN Sau Li, Justin BRG651 Licensed Representative (Provisional Licence) 4

CHAN Siu Pong Stephen BRF955 Licensed Representative (Provisional Licence) 1, 2

CHAN Sze Man BRI057 Licensed Representative (Provisional Licence) 1

CHAN Wai Kit, Winkins AQD954 Licensed Representative (Provisional Licence) 1, 2

CHAN Yik Chun BRH063 Licensed Representative (Provisional Licence) 1, 2

CHANG Ho Ting BRH077 Licensed Representative (Provisional Licence) 2, 5

CHAWLA Ram-raj Robert BOP163 Licensed Representative (Provisional Licence) 9

CHEN Fengqiao BRI331 Licensed Representative (Provisional Licence) 1, 4, 6

CHEN Hao BRH953 Licensed Representative (Provisional Licence) 1, 4, 9

CHEN Jianye BRH314 Licensed Representative (Provisional Licence) 1, 4, 6

CHEN Naiyuan BNR281 Licensed Representative (Provisional Licence) 1, 6

CHEN Shu AYP960 Licensed Representative (Provisional Licence) 1

CHEN Xi BRG672 Licensed Representative (Provisional Licence) 1, 4, 6

CHEN Yifang BRG670 Licensed Representative (Provisional Licence) 4

CHEN Yilan BRI101 Licensed Representative (Provisional Licence) 6

CHEN Yuxin BRH526 Licensed Representative (Provisional Licence) 6

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

CHEN Zejiang BRF549 Licensed Representative (Provisional Licence) 4, 9

CHENG Cheng BRI470 Licensed Representative (Provisional Licence) 1, 4

CHENG Fang BRK902 Licensed Representative (Provisional Licence) 1, 4

CHENG Jiaqi BRI452 Licensed Representative (Provisional Licence) 1, 2, 4

CHENG Kan Lik ANA182 Licensed Representative (Provisional Licence) 1, 4

CHEUNG Hing Chi BRF682 Licensed Representative (Provisional Licence) 4, 9

CHING Jia Lin Carolyn BRI694 Licensed Representative (Provisional Licence) 4

CHING Kerry Kim Wai AFF128 Licensed Representative (Provisional Licence) 1, 4, 9

CHO Yoon Sung BRG174 Licensed Representative (Provisional Licence) 1, 2, 4

CHOI Junhee BRD769 Licensed Representative (Provisional Licence) 1, 4

CHOI Ka Ki Claudia BRI249 Licensed Representative (Provisional Licence) 1, 2

CHOI Wing Yi BEN508 Licensed Representative (Provisional Licence) 4, 9

CHOI Yan Ni Athena BRG749 Licensed Representative (Provisional Licence) 1

CHOMEL Benjamin, Guy ATI165 Licensed Representative (Provisional Licence) 2

CHOU TIN YEE BRH368 Licensed Representative (Provisional Licence) 4, 9

CHOW Chin Wai BRG537 Licensed Representative (Provisional Licence) 2

CHOW Kam Ho BRH074 Licensed Representative (Provisional Licence) 1

CHOW Tsz Kit, Vincent BGE065 Licensed Representative (Provisional Licence) 1, 6

CHU Shun Wang Nicky BRH981 Licensed Representative (Provisional Licence) 1, 4

CHUNG Hao BRI652 Licensed Representative (Provisional Licence) 1, 4, 6

CHUNG Wai Lam BRG571 Licensed Representative (Provisional Licence) 1, 4, 5, 9

CUI Xiuying BRI123 Licensed Representative (Provisional Licence) 6

DAI Letian BHP288 Licensed Representative (Provisional Licence) 9

DAI Xiaodong BRI174 Licensed Representative (Provisional Licence) 1, 6

DING Jinping BRJ147 Licensed Representative (Provisional Licence) 1, 6

DONG Zeqian BRI771 Licensed Representative (Provisional Licence) 1, 4, 6

DU Shuping BRI456 Licensed Representative (Provisional Licence) 1, 6

DUAN Liangxiao BRK329 Licensed Representative (Provisional Licence) 1, 6

DUBE Sidharth BRE320 Licensed Representative (Provisional Licence) 1, 4

ESCHER DWIVEDI Yolande Monika BNL350 Licensed Representative (Provisional Licence) 1, 4

FAGAN Roseanna Mariette BRI542 Licensed Representative (Provisional Licence) 1, 2

FAN Guangmao BRI799 Licensed Representative (Provisional Licence) 1, 6

FAN Rong BRG839 Licensed Representative (Provisional Licence) 10

FAN You BRI789 Licensed Representative (Provisional Licence) 1, 4

FANG Chong BRF586 Licensed Representative (Provisional Licence) 1, 4, 6

FEBO Christopher Vincenzo BRI135 Licensed Representative (Provisional Licence) 1, 2, 7

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

FENG Fan BRG481 Licensed Representative (Provisional Licence) 1, 4, 9

FENG Luning BRJ181 Licensed Representative (Provisional Licence) 10

FENG Tailai BRH481 Licensed Representative (Provisional Licence) 1, 6

FENG Yang BRH670 Licensed Representative (Provisional Licence) 1, 6

FUNG Hao Chuen, David AEE776 Licensed Representative (Provisional Licence) 4, 9

FUNG Yiu Hong BRD772 Licensed Representative (Provisional Licence) 1

GAI Zhihui BRF144 Licensed Representative (Provisional Licence) 1, 6

GAO Li AZO325 Licensed Representative (Provisional Licence) 1, 4, 6

GAO Nan BRI761 Licensed Representative (Provisional Licence) 1, 4, 6

GAO Tianju BRJ893 Licensed Representative (Provisional Licence) 1, 6

GAO Yiqing BRJ164 Licensed Representative (Provisional Licence) 1, 6

GAUDET Florian BRH943 Licensed Representative (Provisional Licence) 1, 2

GONG Wenwan BRF858 Licensed Representative (Provisional Licence) 1, 4

GONG Zhuo BRI327 Licensed Representative (Provisional Licence) 1, 2, 4

GU Biyi BRH075 Licensed Representative (Provisional Licence) 1, 4, 9

GUI Yijie BRH484 Licensed Representative (Provisional Licence) 1, 2

GUO Yuelin BRB915 Licensed Representative (Provisional Licence) 1, 6

HAN Xu BRI455 Licensed Representative (Provisional Licence) 1, 6

HANN Sai Wunn Max BOA911 Licensed Representative (Provisional Licence) 1, 2, 4, 5

HAO Christina Jieyu AMU550 Licensed Representative (Provisional Licence) 2, 5

HAO Xiaopeng BRJ474 Licensed Representative (Provisional Licence) 1, 6

HE Jiaqi BRI640 Licensed Representative (Provisional Licence) 1, 4, 6

HE Shuai BCH499 Licensed Representative (Provisional Licence) 9

HE Taihong BRI328 Licensed Representative (Provisional Licence) 1, 6

HE Yaner BRI459 Licensed Representative (Provisional Licence) 1, 2, 4

HE Yuening BRJ165 Licensed Representative (Provisional Licence) 1, 6

HEAH Yen Ning Genevieve BRD823 Licensed Representative (Provisional Licence) 1

HO Ka Lee BRF515 Licensed Representative (Provisional Licence) 1, 2, 3

HO Tsz Fung BRI819 Licensed Representative (Provisional Licence) 1, 6

HO Wing Hei BRI552 Licensed Representative (Provisional Licence) 1, 2

HO Yi Kuan BRJ812 Licensed Representative (Provisional Licence) 1, 6

HONG Sang Jin BIW989 Licensed Representative (Provisional Licence) 1

HONG Yinbing BRI651 Licensed Representative (Provisional Licence) 1, 4, 6

HOU Anastasia Tianqi BRF972 Licensed Representative (Provisional Licence) 1, 4, 6

HOU Youfei BRH078 Licensed Representative (Provisional Licence) 1, 2

HSU Wei Chi BRI631 Licensed Representative (Provisional Licence) 1, 4, 6

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

HU Fanshi BRI109 Licensed Representative (Provisional Licence) 1, 2

HU GUANXUE BRG918 Licensed Representative (Provisional Licence) 1, 2, 4

HU Jinyao BRH669 Licensed Representative (Provisional Licence) 1, 4

HU Ting BRI274 Licensed Representative (Provisional Licence) 4

HU YINGZHENG BRG270 Licensed Representative (Provisional Licence) 1, 4

HUANG Aaron Tianyue BRI002 Licensed Representative (Provisional Licence) 1, 4, 6

HUANG Haoyan BRH389 Licensed Representative (Provisional Licence) 1, 6

HUANG Kun-sheng BHV143 Licensed Representative (Provisional Licence) 1, 4, 9

HUANG Li Shun AVJ727 Licensed Representative (Provisional Licence) 1

HUANG Liyue BRH099 Licensed Representative (Provisional Licence) 4

HUANG Wen BRG762 Licensed Representative (Provisional Licence) 1, 6

HUANG Yinjun BAI389 Licensed Representative (Provisional Licence) 1

HUANG Yisha AUY926 Licensed Representative (Provisional Licence) 1

HUANG Yuanxi BRG678 Licensed Representative (Provisional Licence) 4

HUANG Yuehan BRI225 Licensed Representative (Provisional Licence) 1, 4

HUI Haiping BRH696 Licensed Representative (Provisional Licence) 1, 6

JACOBS Michael Lorren BRF677 Licensed Representative (Provisional Licence) 1, 2, 4

JI Bin BRH934 Licensed Representative (Provisional Licence) 1, 4, 6

JI Bing BRJ104 Licensed Representative (Provisional Licence) 1

JIA Zhongya BRJ134 Licensed Representative (Provisional Licence) 1, 6

JIANG Han BRB542 Licensed Representative (Provisional Licence) 1

JIANG Menghan BRG596 Licensed Representative (Provisional Licence) 4

JIANG Pengcheng BRG669 Licensed Representative (Provisional Licence) 4, 9

JIN Yining BRF860 Licensed Representative (Provisional Licence) 1, 6

KANG Jia BRG116 Licensed Representative (Provisional Licence) 1, 4, 6

KATARIA Kavish Virendra BRG137 Licensed Representative (Provisional Licence) 1, 2

KENNY Peter John BRF857 Licensed Representative (Provisional Licence) 1, 2

KHAN Shoaib BRH690 Licensed Representative (Provisional Licence) 4, 9

KONG Rong BRG887 Licensed Representative (Provisional Licence) 4

KU Ho BRE957 Licensed Representative (Provisional Licence) 10

KWAN Chun Keung, Kenneth AXX256 Licensed Representative (Provisional Licence) 9

KWAN Man Ching BRH365 Licensed Representative (Provisional Licence) 1, 2

KWAN Sai Hin BLX076 Licensed Representative (Provisional Licence) 4, 9

KWOK Long To Timothy BRH272 Licensed Representative (Provisional Licence) 1

LAI Chi Ho BRH396 Licensed Representative (Provisional Licence) 1, 2, 3

LAI Junxian BRE959 Licensed Representative (Provisional Licence) 1, 4, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

LAM Ki Lam BRG173 Licensed Representative (Provisional Licence) 1

LAM King Yin BRG822 Licensed Representative (Provisional Licence) 4, 9

LAM Lai Kwan BRI110 Licensed Representative (Provisional Licence) 1, 2

LAM Pak BRH597 Licensed Representative (Provisional Licence) 1

LAU Hiu Wai ALA867 Licensed Representative (Provisional Licence) 4

LAU Wai Kit BRJ131 Licensed Representative (Provisional Licence) 1, 2

LAW I Lung BFN654 Licensed Representative (Provisional Licence) 1, 4, 9

LAW Ka Kiu Victor BLF268 Licensed Representative (Provisional Licence) 1, 4, 9

LAW YIP CHI BRK415 Licensed Representative (Provisional Licence) 1, 4, 9

LE BOURGEOIS Antoine Marie BRH693 Licensed Representative (Provisional Licence) 1, 2, 4, 5

LEE Christopher T BRH983 Licensed Representative (Provisional Licence) 1

LEE Chun Ki BRI481 Licensed Representative (Provisional Licence) 1, 6

LEE Kwok Yan BRJ317 Licensed Representative (Provisional Licence) 1, 4

LEE Michael Le Jin BRI082 Licensed Representative (Provisional Licence) 1, 4

LEE Therese Vainius BRH380 Licensed Representative (Provisional Licence) 1, 2, 7

LEE Yuk Wa ABN437 Licensed Representative (Provisional Licence) 1

LEI Chi Hong BRJ894 Licensed Representative (Provisional Licence) 1, 4

LEUNG Choi Wah BRJ323 Licensed Representative (Provisional Licence) 1

LEUNG Chun Yin Savio BRI252 Licensed Representative (Provisional Licence) 1, 2

LEUNG Fung Sin ACI559 Licensed Representative (Provisional Licence) 1

LEUNG Leon BRF746 Licensed Representative (Provisional Licence) 1, 4

LEUNG Mei Sze, Kennis AFU704 Licensed Representative (Provisional Licence) 1

LEUNG Terrance Scott BHZ474 Licensed Representative (Provisional Licence) 1, 7

LEUNG Wing Ngai BRG449 Licensed Representative (Provisional Licence) 1

LI Ang BRI774 Licensed Representative (Provisional Licence) 1, 4, 6

LI Changchun BRI792 Licensed Representative (Provisional Licence) 1, 4

LI CHEN BRG486 Licensed Representative (Provisional Licence) 1, 4

LI Ju BRG416 Licensed Representative (Provisional Licence) 4, 9

LI Junhan BRH808 Licensed Representative (Provisional Licence) 1, 4, 9

LI Lei BRI321 Licensed Representative (Provisional Licence) 1, 4, 6

LI Li BHM430 Licensed Representative (Provisional Licence) 1, 4

LI Liuxiao BRG676 Licensed Representative (Provisional Licence) 1, 4, 9

LI Meng BRI056 Licensed Representative (Provisional Licence) 1, 4

LI Shang Xian BRH304 Licensed Representative (Provisional Licence) 1, 4, 9

LI Siyuan BRK553 Licensed Representative (Provisional Licence) 1, 6

LI Xueying BRJ172 Licensed Representative (Provisional Licence) 1, 4, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

LI Yu Syun BRF417 Licensed Representative (Provisional Licence) 1, 2, 4

LI Zhen Ni BRH048 Licensed Representative (Provisional Licence) 4

LI Zheng BJM368 Licensed Representative (Provisional Licence) 1, 4, 9

LI Zining BNL590 Licensed Representative (Provisional Licence) 1, 4, 6

LIANG Jin BRG971 Licensed Representative (Provisional Licence) 1, 4, 6

LIANG Kao-Chun BNW065 Licensed Representative (Provisional Licence) 1, 6

LIEN Yu Hsun BRJ490 Licensed Representative (Provisional Licence) 1

LIM You Jie BJJ423 Licensed Representative (Provisional Licence) 1

LIM Zi Feng BRI466 Licensed Representative (Provisional Licence) 2, 5

LIN Po-Han BRG554 Licensed Representative (Provisional Licence) 1, 4

LIN Yanghao BRE644 Licensed Representative (Provisional Licence) 1, 6

LIN Yue BRH486 Licensed Representative (Provisional Licence) 1, 4, 6

LIN Zhuangsheng BBA908 Licensed Representative (Provisional Licence) 9

LING Yuen Yee BRG810 Licensed Representative (Provisional Licence) 1, 4

LIU BAOSHAN BRH237 Licensed Representative (Provisional Licence) 1, 4

LIU Chang AVT314 Licensed Representative (Provisional Licence) 1, 4, 9

LIU Chieh-Hsin ANU776 Licensed Representative (Provisional Licence) 1, 4, 9

LIU Gaoxiang BRH064 Licensed Representative (Provisional Licence) 9

LIU Jiasi BRI322 Licensed Representative (Provisional Licence) 1, 6

LIU Jun BRI324 Licensed Representative (Provisional Licence) 1, 6

LIU Linke BRI329 Licensed Representative (Provisional Licence) 1, 6

LIU Lu BRD825 Licensed Representative (Provisional Licence) 4

LIU Rongxin BQX164 Licensed Representative (Provisional Licence) 1

LIU Shuhan BRI356 Licensed Representative (Provisional Licence) 1, 6

LIU Sijia BRJ148 Licensed Representative (Provisional Licence) 1, 6

LIU Songtao BRH666 Licensed Representative (Provisional Licence) 1, 6

LIU Yarong BRJ167 Licensed Representative (Provisional Licence) 1, 2, 4

LIU Yishan BOW729 Licensed Representative (Provisional Licence) 1, 4, 9

LIU Yixi BNN401 Licensed Representative (Provisional Licence) 4, 9

LIU Yu Wen BRJ339 Licensed Representative (Provisional Licence) 1, 2

LIU Yuen Nam AED190 Licensed Representative (Provisional Licence) 1, 9

LIU Zexu BRH315 Licensed Representative (Provisional Licence) 4

LIU Zhicheng BNT783 Licensed Representative (Provisional Licence) 1, 4, 6

LO Chun Man BRJ005 Licensed Representative (Provisional Licence) 1

LO Kim Kam Irene BRH656 Licensed Representative (Provisional Licence) 1, 4

LO Lei Yee BRJ274 Licensed Representative (Provisional Licence) 1, 4, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

LO Sui Kwan BRG336 Licensed Representative (Provisional Licence) 1, 2

LO Tsz Ying Joey BRF687 Licensed Representative (Provisional Licence) 1, 2

LO Yan Kin AWJ985 Licensed Representative (Provisional Licence) 1, 4, 9

LU Hong BRG514 Licensed Representative (Provisional Licence) 4

LU Pin Chieh BRF323 Licensed Representative (Provisional Licence) 1, 2

LU Yiqiu BRI460 Licensed Representative (Provisional Licence) 1, 6

LU Yu-Ting BRH998 Licensed Representative (Provisional Licence) 1, 4, 6

LUK Man Chun BRG612 Licensed Representative (Provisional Licence) 1

MA Bingqing BRH825 Licensed Representative (Provisional Licence) 4, 9

MAK Che Kai Keith BRH070 Licensed Representative (Provisional Licence) 1

MAK Sze Yan Abby BRH891 Licensed Representative (Provisional Licence) 4, 9

MAO Haosheng BRH878 Licensed Representative (Provisional Licence) 1, 6

MAO Qingqing BRI453 Licensed Representative (Provisional Licence) 1, 4

MAO Yuncong BRH448 Licensed Representative (Provisional Licence) 4

MARSHALL Gavin Paul BRI740 Licensed Representative (Provisional Licence) 1

MAZUR Hanna Blanka BRG017 Licensed Representative (Provisional Licence) 9

MEHTA Harshad Satish AYQ242 Licensed Representative (Provisional Licence) 1, 2

MEI Qianwen BAH855 Licensed Representative (Provisional Licence) 1

MENG Xiangjie BRF275 Licensed Representative (Provisional Licence) 4

MITHRAN Girish AFU262 Licensed Representative (Provisional Licence) 1, 2

MOW Chun Sang, Ryan BRI201 Licensed Representative (Provisional Licence) 1

NAN Yan BRH665 Licensed Representative (Provisional Licence) 1, 6

NG Chi Yan BRI791 Licensed Representative (Provisional Licence) 1, 4, 9

NG Hing Fung BRI795 Licensed Representative (Provisional Licence) 1, 4, 9

NG Ting Huen, Marco BOH497 Licensed Representative (Provisional Licence) 1

NGAN Hei Chiu AHR145 Licensed Representative (Provisional Licence) 1, 4, 9

NGUYEN ALBERT BRI627 Licensed Representative (Provisional Licence) 2

NI Ni BRG489 Licensed Representative (Provisional Licence) 1, 4

NI Xi BRG206 Licensed Representative (Provisional Licence) 1, 6

NIE Xuan BRK324 Licensed Representative (Provisional Licence) 1, 6

NOBLE Lance BPX521 Licensed Representative (Provisional Licence) 4

ONG Faloon BRG892 Licensed Representative (Provisional Licence) 1, 4, 9

PAN Jianhui BOM819 Licensed Representative (Provisional Licence) 1, 4, 6

PAN Jiao BGZ937 Licensed Representative (Provisional Licence) 1, 6

PAOLUCCI Nicholas Giovanni ALT899 Licensed Representative (Provisional Licence) 1, 2

PECHER Christian BRJ478 Licensed Representative (Provisional Licence) 4, 5, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

PEI Yixuan BRI325 Licensed Representative (Provisional Licence) 1, 6

PENG Xue BLP964 Licensed Representative (Provisional Licence) 1, 4, 6

PENG Yangyi BNV257 Licensed Representative (Provisional Licence) 1, 4, 6

POON Tik, Oscar BIB123 Licensed Representative (Provisional Licence) 1, 4, 9

QIU Zhiming BRJ146 Licensed Representative (Provisional Licence) 1, 6

REN Feifei BRK558 Licensed Representative (Provisional Licence) 1, 6

REN YULIAN BRH535 Licensed Representative (Provisional Licence) 1

REVENKO Oksana BRH405 Licensed Representative (Provisional Licence) 6

ROBB WEBSTER Oscar Matthew BRJ907 Licensed Representative (Provisional Licence) 1

ROMERO-EDMISTON Ana Carolina BRG800 Licensed Representative (Provisional Licence) 9

ROTH Thilo Josef BRG470 Licensed Representative (Provisional Licence) 9

SAN KWO CHIN BRK416 Licensed Representative (Provisional Licence) 1, 4, 9

SHAH Ashish Bhupendra BRG921 Licensed Representative (Provisional Licence) 9

SHAO Hongyang BRK330 Licensed Representative (Provisional Licence) 1, 6

SHI Zejun BRI721 Licensed Representative (Provisional Licence) 1, 2

SHIA Pei Shan BRG549 Licensed Representative (Provisional Licence) 2, 5

SIM Jeong Soo BDY696 Licensed Representative (Provisional Licence) 9

SIU Wo Ping BRJ693 Licensed Representative (Provisional Licence) 4, 9

SONG Wenhui BRH663 Licensed Representative (Provisional Licence) 1, 4

SONG Ying BRF943 Licensed Representative (Provisional Licence) 1, 4, 9

SRIVASTAVA Varun BRH076 Licensed Representative (Provisional Licence) 1, 4, 6

STEWART Glenn Jose BAP748 Licensed Representative (Provisional Licence) 1

SU Dexin BRF770 Licensed Representative (Provisional Licence) 1, 6

SULLIVAN Jack James Ian BRA281 Licensed Representative (Provisional Licence) 1, 2

SUN Siwen BRI128 Licensed Representative (Provisional Licence) 1, 2

SUN Xiaochun BRF619 Licensed Representative (Provisional Licence) 1

TAM Chak Wa BRF831 Licensed Representative (Provisional Licence) 9

TAM Chun Wai BRH217 Licensed Representative (Provisional Licence) 1, 4, 9

TAM Yu Fung BRJ621 Licensed Representative (Provisional Licence) 1, 6

TAN Ye Kai, Byron AEP447 Licensed Representative (Provisional Licence) 6

TANG Haiwei BRH241 Licensed Representative (Provisional Licence) 4, 9

TANG Jack BBD024 Licensed Representative (Provisional Licence) 2

TANG Jamie Wai Ting BRE920 Licensed Representative (Provisional Licence) 6

TANG Ka Ling BRI247 Licensed Representative (Provisional Licence) 1

TANG Wing Chung BRF291 Licensed Representative (Provisional Licence) 1

TANG Yuk Ying BRK128 Licensed Representative (Provisional Licence) 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

TE KLOOT Rowan James BHI930 Licensed Representative (Provisional Licence) 9

THADANI Lilie Mohan BRJ359 Licensed Representative (Provisional Licence) 1, 4

THOMSON Stuart Douglas Peter AUZ195 Licensed Representative (Provisional Licence) 1

TILBERIS Symon Theos BRF749 Licensed Representative (Provisional Licence) 1, 4

TING Hao-wei AJN350 Licensed Representative (Provisional Licence) 1, 4

TING Karen BRH061 Licensed Representative (Provisional Licence) 1, 4

TONG Kai Hei, Angela BID400 Licensed Representative (Provisional Licence) 1, 9

TSAI Benjamin Man Fung BRI237 Licensed Representative (Provisional Licence) 1

TSANG Kei Yan BRK274 Licensed Representative (Provisional Licence) 4

TSANG Kwok Ho ACC397 Licensed Representative (Provisional Licence) 1, 4

TSANG Shuk Yi AEZ559 Licensed Representative (Provisional Licence) 1, 4, 9

TSE Kit Ming, Kitty AHR007 Licensed Representative (Provisional Licence) 1, 4

TSENG Fan-Che BRD774 Licensed Representative (Provisional Licence) 1, 2, 9

TSOI Pak Ho BRJ302 Licensed Representative (Provisional Licence) 9

TSOI Wai Hung BRJ549 Licensed Representative (Provisional Licence) 1, 4

TSUI Yiu Fung BRG063 Licensed Representative (Provisional Licence) 1, 4, 9

TU Hao-Wen BRI359 Licensed Representative (Provisional Licence) 1, 2, 7

UM Jun Ho BQZ744 Licensed Representative (Provisional Licence) 1, 4

WADEL Vincent Nicolas Roger Jean BHL501 Licensed Representative (Provisional Licence) 1, 2

WALTON Andrew David BGB227 Licensed Representative (Provisional Licence) 1, 7

WAN Di BRH759 Licensed Representative (Provisional Licence) 4, 9

WAN Er BDY964 Licensed Representative (Provisional Licence) 9

WANG Bingjie BOL715 Licensed Representative (Provisional Licence) 1, 6

WANG Di BRH391 Licensed Representative (Provisional Licence) 1, 4, 6

WANG Jiajie BRE221 Licensed Representative (Provisional Licence) 9

WANG Lei BRD929 Licensed Representative (Provisional Licence) 1, 6

WANG Mengjue BRI330 Licensed Representative (Provisional Licence) 1, 6

WANG Min BRG934 Licensed Representative (Provisional Licence) 9

WANG Runjian BRI509 Licensed Representative (Provisional Licence) 1, 4, 6

WANG Shulin BRG496 Licensed Representative (Provisional Licence) 1, 6

WANG Simai BRI457 Licensed Representative (Provisional Licence) 1, 6

WANG Tian BRK591 Licensed Representative (Provisional Licence) 9

WANG Tianshi BRH649 Licensed Representative (Provisional Licence) 1, 4, 6

WANG TING BRF978 Licensed Representative (Provisional Licence) 4

WANG Wei BRI807 Licensed Representative (Provisional Licence) 1, 6

WANG Zheng BRI454 Licensed Representative (Provisional Licence) 1, 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

WANG Zhidan BRG550 Licensed Representative (Provisional Licence) 4

WANG Zhongxiao BRH984 Licensed Representative (Provisional Licence) 4

WANG Ziyi BRH718 Licensed Representative (Provisional Licence) 6

WATT Chun Yin BRG650 Licensed Representative (Provisional Licence) 1, 4

WEGENER Wing Chuen BQR172 Licensed Representative (Provisional Licence) 9

WEI Mingjun BPV307 Licensed Representative (Provisional Licence) 9

WEI Zhengyi BPF457 Licensed Representative (Provisional Licence) 9

WEN Yufeng BRI994 Licensed Representative (Provisional Licence) 1, 4, 6

WONG Chi Wai BRF728 Licensed Representative (Provisional Licence) 1

WONG Chun Pong, Albert AJK954 Licensed Representative (Provisional Licence) 1, 4

WONG Ka Tsun Terence BAK676 Licensed Representative (Provisional Licence) 1, 4

WONG Kin Hung BRG476 Licensed Representative (Provisional Licence) 1, 4, 9

WONG Kwok Hin BRH477 Licensed Representative (Provisional Licence) 1, 4

WONG Sau Ching BRJ210 Licensed Representative (Provisional Licence) 4, 9

WONG Sing Tat BQF545 Licensed Representative (Provisional Licence) 4, 9

WONG Sze Ching BRH121 Licensed Representative (Provisional Licence) 1, 2, 4, 5

WONG Wing Hang BRI697 Licensed Representative (Provisional Licence) 1

WONG Yu Lam BRJ096 Licensed Representative (Provisional Licence) 4

WOO Sau Man, Clement BRH799 Licensed Representative (Provisional Licence) 1, 2

WOO Tak Kin BRF542 Licensed Representative (Provisional Licence) 1, 4, 9

WU Boshen BRF697 Licensed Representative (Provisional Licence) 1, 4, 6

WU Jianhang BRH421 Licensed Representative (Provisional Licence) 1, 6

WU Puyun BRK333 Licensed Representative (Provisional Licence) 1, 4, 6

WU Weichen BRG730 Licensed Representative (Provisional Licence) 4

WU Weifeng BRI625 Licensed Representative (Provisional Licence) 1, 4, 6

WU Xinyi BRH612 Licensed Representative (Provisional Licence) 1, 2

WU Yang BHY416 Licensed Representative (Provisional Licence) 6

WU Yanshan BRI079 Licensed Representative (Provisional Licence) 1, 9

WU Zhelun BRH608 Licensed Representative (Provisional Licence) 1, 4

XIA Zhihan BRI024 Licensed Representative (Provisional Licence) 1, 4, 6

XIE Tao BRJ149 Licensed Representative (Provisional Licence) 1, 6

XU Flora BRI993 Licensed Representative (Provisional Licence) 1, 4

XU Jiayi BRI326 Licensed Representative (Provisional Licence) 1, 6

XU Shaoxuan BRH062 Licensed Representative (Provisional Licence) 4

XU Zeheng BRH989 Licensed Representative (Provisional Licence) 1, 4, 6

XUE Mei BRK336 Licensed Representative (Provisional Licence) 1, 6

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

YAN Xi BRH370 Licensed Representative (Provisional Licence) 1, 4, 6

YAN Yanhui BRJ473 Licensed Representative (Provisional Licence) 1, 6

YANG Bei AVV546 Licensed Representative (Provisional Licence) 1, 6

YANG Chang BRF590 Licensed Representative (Provisional Licence) 4

YANG Hanlin BRK331 Licensed Representative (Provisional Licence) 1, 2

YANG Qiuyao BRI102 Licensed Representative (Provisional Licence) 10

YANG Shuo Yan BRK114 Licensed Representative (Provisional Licence) 1, 4

YANG Shyang Yeu BRG736 Licensed Representative (Provisional Licence) 1, 4

YANG Suning BRG746 Licensed Representative (Provisional Licence) 1, 6

YANG Tao BRG194 Licensed Representative (Provisional Licence) 1, 4, 9

YANG Xiaochen BRI458 Licensed Representative (Provisional Licence) 1, 6

YANG Xiaoqing BRI080 Licensed Representative (Provisional Licence) 1, 4, 6

YANG Xukai BRI254 Licensed Representative (Provisional Licence) 1, 4, 9

YANG Yumei BRI133 Licensed Representative (Provisional Licence) 1, 2

YANG Yutian BRJ153 Licensed Representative (Provisional Licence) 1, 6

YAU Ka Ho AUI151 Licensed Representative (Provisional Licence) 1, 4

YE Yifan BRF984 Licensed Representative (Provisional Licence) 4

YEUNG Ka Ho BOI246 Licensed Representative (Provisional Licence) 1

YEUNG SIN BRH678 Licensed Representative (Provisional Licence) 1, 2

YEUNG Wai Yin Vivian BRI320 Licensed Representative (Provisional Licence) 1

YI Yucheng BRJ160 Licensed Representative (Provisional Licence) 1, 6

YIN Guangyue BRI802 Licensed Representative (Provisional Licence) 4

YIN Shuzhi BRI786 Licensed Representative (Provisional Licence) 9

YIP Emerson Yee Shun ACS891 Licensed Representative (Provisional Licence) 1, 4

YIP Wing Sze, Venz AWD043 Licensed Representative (Provisional Licence) 1, 2, 4

YIP Yan Yung BRG366 Licensed Representative (Provisional Licence) 1

YU Jiawei BRH668 Licensed Representative (Provisional Licence) 1, 6

YU Jingwei BRH313 Licensed Representative (Provisional Licence) 4

YU Kam Chiu William BDV879 Licensed Representative (Provisional Licence) 1, 4

YU Pak Hang AOA850 Licensed Representative (Provisional Licence) 4, 9

YU Zhou BRJ166 Licensed Representative (Provisional Licence) 1, 6

YUEN Ka Yan BRI785 Licensed Representative (Provisional Licence) 1

YUEN Wing Yee BRI281 Licensed Representative (Provisional Licence) 1

YUNG King Hung Samuel BRJ472 Licensed Representative (Provisional Licence) 1

ZENG Hongyao BRG951 Licensed Representative (Provisional Licence) 1, 6

ZENG Lingxiao BRI904 Licensed Representative (Provisional Licence) 1, 6

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Page 23: REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS ...

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2021

CE Name CE No. Licence Type Types of Regulated Activity

ZENG Qingqiulin BQN474 Licensed Representative (Provisional Licence) 9

ZHAN Haiwei BRJ168 Licensed Representative (Provisional Licence) 1, 6

ZHANG Chen BRG516 Licensed Representative (Provisional Licence) 1, 2

ZHANG Tianyu BRI648 Licensed Representative (Provisional Licence) 1, 4, 6

ZHANG XUECONG BRG367 Licensed Representative (Provisional Licence) 1, 4, 9

ZHANG Yihan BRJ105 Licensed Representative (Provisional Licence) 1, 6

ZHANG Yue BRH415 Licensed Representative (Provisional Licence) 1, 6

ZHAO Kai BRJ377 Licensed Representative (Provisional Licence) 4

ZHAO Qichao BRG728 Licensed Representative (Provisional Licence) 1, 4

ZHAO Wen BRK426 Licensed Representative (Provisional Licence) 1, 4

ZHAO Yueting BRH030 Licensed Representative (Provisional Licence) 1, 4

ZHENG Dian BRH455 Licensed Representative (Provisional Licence) 1, 6

ZHENG Shiyu BRG058 Licensed Representative (Provisional Licence) 1, 2

ZHENG Zekuang BRK334 Licensed Representative (Provisional Licence) 1, 6

ZHONG Liang BRH644 Licensed Representative (Provisional Licence) 1, 4, 9

ZHONG Ziyang BRK659 Licensed Representative (Provisional Licence) 1, 6

ZHOU Hang BRE804 Licensed Representative (Provisional Licence) 4

ZHOU Nan BRI765 Licensed Representative (Provisional Licence) 1, 4, 6

ZHOU Shenghao BRI323 Licensed Representative (Provisional Licence) 1

ZHOU Shinan BHF440 Licensed Representative (Provisional Licence) 1, 4, 6

ZHOU Yanwei BHF307 Licensed Representative (Provisional Licence) 1, 4

ZHOU Zheng BRG452 Licensed Representative (Provisional Licence) 1, 4

ZHOU Zihan BRG126 Licensed Representative (Provisional Licence) 1, 6

ZHU Ruibo BRI752 Licensed Representative (Provisional Licence) 1, 4, 6

ZHU Yimo BRF785 Licensed Representative (Provisional Licence) 1, 2

ZHU Yingying BRK327 Licensed Representative (Provisional Licence) 1, 6

ZOU Yumeng BRG016 Licensed Representative (Provisional Licence) 1, 4, 6

CHIN Shun Shing BRC219 Licensed Representative (Temporary Licence) 1, 4

HART Christopher Kevin BRK137 Licensed Representative (Temporary Licence) 1

LAMBERT Ashley George BRD668 Licensed Representative (Temporary Licence) 6

LIU Liu BRA448 Licensed Representative (Temporary Licence) 6

PAWLUK Matthew BQZ930 Licensed Representative (Temporary Licence) 6

WONG Kin Man BPY102 Licensed Representative (Temporary Licence) 1

Page 23 of 23