Regulation A Integration with Your Other Offerings
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Transcript of Regulation A Integration with Your Other Offerings
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Reg A – Integration with
Your Other Offerings
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Integration is the doctrine that is
used to determine if one offering is part
of another
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This is important because you may be
in unintentional violation of the rules if one sale of stock is determined to be part of another offering and they do not fit
together
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The new Reg A provides a “safe harbor” rule on
integration
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You can easily tell
whether or not some stock sales
you made are determined to be part of the Rule
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A Regulation A offering will not
be integrated with:
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prior offers or sales of securities; or
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subsequent offers or sales of securities
that are:
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registered under the Securities Act,
except as provided in Rule 255(e)
[abandoned offerings];
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made in reliance on Rule 701; [as part
of written compensation agreements to
employees, and others]
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made pursuant to an employee benefit plan;
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made in reliance on Regulation S
[offerings outside of the U.S.];
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made pursuant to Section 4(a)(6) of the Securities Act
[crowdfunded offerings]; or
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made more than six months after the
completion of the Regulation A
offering
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www.TheSecuritiesAttorneys.com
Want to know more? – email me at John.Lux@ Securities-Law.info
(240) 200-4529
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John E. Lux was in
the top 5% of authors on
Slideshare in 2014 and has
been quoted by Bloomberg as an expert on reverse
mergers
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www.TheSecuritiesAttorneys.com
To learn more, go to
www. TheSecuritiesAttorneys.com
and get a free copy of our book
“How to Go Public”
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Disclaimer
This is not legal or investment advice of any kind
Seek competent advice from qualified attorneys and investment bankers
Your situation may vary
The more you know about finance and business, the more you can profit