Quantitative Risk Assessment of Underground Pipelines with a … · 2019-08-09 · Quantitative...
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Quantitative Risk Assessment of Underground Pipelines with a Focus on Probability Estimation
4th International Forum on
Industrial Pipeline Management
Mark Stephens C-FER Technologies
Kaohsiung, Taiwan - August 9, 2019
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About C-FER
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• Independent engineering, consulting and testing services
• Not-for-Profit subsidiary of Alberta Innovates
• Self-sustaining, fee-for-service operation
• In operation since 1984
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Making Pipelines Safer
• Large-scale Destructive Testing
• Technology Evaluation
• Advanced Design Methods
• Quantitative Risk Assessment
• Risk and Reliability Based Integrity Management
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Why Consider Risk?
• Can provide an objective and consistent basis for assessing, managing and demonstrating pipeline performance
• Actions based on risk considerations reflect both likelihood of failure and potential consequences
• Applicable to new design and integrity management of existing pipelines Presentation focus on application to integrity management
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Why Quantitative Risk?
• Available approaches
Qualitative methods
• Characterize risk by a descriptive value or index
• Best suited to threat identification and risk ranking
Quantitative methods
• Characterize risk as the expected value of a measurable consequence parameter
• More objective basis for decision making
Better suited to determining if a system is safe enough
Better suited to determining what actions are required and when
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North American Perspective
High profile incidents have led stakeholders to demand better pipeline performance
Quantitative analysis methods
are being embraced to more
objectively, consistently and
defensibly address pipeline risk
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Quantitative Risk Analysis (QRA)
• Given the basic definition of risk
• QRA requires
Quantitative failure probability or failure frequency estimates
• Distinction by failure cause to identify dominant threats and targeted remediation action
• Distinction by failure mode (leak versus rupture) to acknowledge consequence differences
Quantitative failure consequence estimates
• Consideration of public safety impact for toxic or flammable gas and liquid lines
• Consideration of environmental impact for lines transporting persistent hazardous liquids
• Consideration of financial impact direct and indirect costs
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Risk = Probability x Consequence
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Probability Estimation
• Quantitative analysis options
Statistical methods
• Estimates developed from evaluation of past pipeline performance
• Various historical incident data sets available
Reliability-based methods
• Estimates developed from pipeline and ROW attributes
• Various approaches available including structural reliability methods
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Statistical Methods
• Approach Collect historical data on previous pipeline failures
Use historical data as basis for probability estimates
• Data sources Proprietary operator data
Industry data in public domain
• US: US Department of Transportation (USDOT / PHMSA)
• Canada: National Energy Board (NEB) | Canadian Energy Pipeline Association (CEPA)
• Europe: European Gas Pipeline Incident Group (EGIG) UK Onshore Pipeline Operators Association (UKOPA) CONservation of Clean Air and Water in Europe (CONCAWE)
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Example – Statistical Approach
Calculate annual probability of corrosion rupture for section of natural gas pipeline
• Given incident database Data on 100,000 km of gas transmission lines
50 corrosion failures recorded in last 5 years
10% of corrosion failures were ruptures
• Solution Annual failure rate = number of incidents / system exposure = 50 / (100,000 x 5) = 1 x 10-4 per km-yr
Annual rupture rate = 0.1 x 1 x 10-4 per km-yr = 1 x 10-5 per km-yr
• Key assumption Historical average is representative of pipeline performance in the future
• Possible concerns How are failure rate estimates affected by:
• pipeline age and condition
• operating stress level
• integrity management actions taken
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Comments on Statistical Methods
• Advantages Simple
Credible (based on real data)
• Limitations Generally not very pipeline-specific
• Data sets do not support subdivision by key pipeline attributes
• No link between failure rate and maintenance actions
Ignores systematic changes in pipeline condition
• Cannot account for time-dependent deterioration
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Reliability-based Methods
• Approach
Develop failure prediction models that define the sets of conditions that can lead to failure
Use structural reliability methods where appropriate to combine deterministic models with input uncertainties to estimate probability (or frequency) of failure for individual threats
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Load or Resistance Mean
Resistance
Mean Load
Probability Distribution of the Resistance (R)
Probability Distribution of the Load (L)
Small region of overlap proportional to probability of failure
(POF)
POF = P(R < L)
Requires formal characterization of the uncertainties in the applied load and the available resistance for each damage or deterioration mechanism
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Uncertainties Inherent in the Probability Estimation Process
• Random variations Loads imposed on the line Internal pressure
Third party impact force
• Measurement uncertainty Pipe properties and line condition Joint-by-joint yield strength & fracture toughness
Number and size of defects
Defect growth rates
• Model uncertainty Pipe behavior under loads Burst capacity at corrosion defect
Dent-gouge failure susceptibility
Tensile capacity of girth welds
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Reliability Model Chosen Depends on the Type of Threat
• Consider management of progressive (time dependent) damage Determine existing damage severity
• Find and size existing defects
Assess anticipated behavior over time
• Estimate rate of defect growth and assess time for defects to become failure critical
Manage integrity through periodic inspection and remediation or proof-testing
• Examples include corrosion and cracking Consider metal loss corrosion
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Probability Estimation
• Corrosion – example of a time dependent damage mechanism
Failure rate (per km-yr) = No. defects (per km) x Probability of failure per defect (per yr)
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• Considerations in developing failure rate estimate
– Identifying and characterizing defect population • Assumed number of features and feature sizes should reflect the
probability of detection and sizing accuracy of inspection method
– Estimating probability of failure over time structural reliability model • Failure predictions should reflect uncertainties in: defect sizes and growth rates,
variability in pipe properties, and accuracy of the failure prediction model
– Considering impact of maintenance • Effects of defect remediation, re-inspection interval and modified
operating conditions should be reflected in probability estimates
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Probability Estimation Process
• Select deterministic failure prediction models (consider leak and burst separately)
• Characterize parameter uncertainties using probability distributions
• Calculate failure probability using standard techniques (e.g. simulation)
QRA of Underground Pipelines, Aug 9, 2019,
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Inspection
data
Material property
& dimension data
Operating
pressure
Inspection-related
uncertainties
Inspection
and/or operating
history data
Failure probability
as function of time
Model Results
Test
res
ult
s
x x x
x x
x x
x
x x
x
Model
uncertainties
Feature Dimension
Defect
characteristics
Pro
bab
ility
Den
sity
Growth Rate
Defect growth
parameters
Yield stress & Toughness
Freq
uen
cy
Pipe
properties
Pressure
Load
characteristics
Pro
bab
ility
Den
sity
Failure model
& test data
Growth model
uncertainties
Freq
uen
cy
Example for corrosion
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1.E-06
1.E-05
1.E-04
1.E-03
1.E-02
1.E-01
0 5 10 15 20 25
Time (years)
Pro
bab
ilit
y o
f F
ailu
re
(per
km
yr)
Probability Estimation Results
• Obtain pipeline failure rate versus time
QRA of Underground Pipelines, Aug 9, 2019,
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Leak
Burst
Allowable
POF leak*
Allowable
POF burst*
Not OK
Repair or re-inspection at or before
8
*based on risk considerations that reflect failure consequences
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Impact of Maintenance
• Mitigation philosophy Find and eliminate significant defects before they reach critical size
• Maintenance options, e.g. In-line Inspection (ILI) and selective repair
Hydrostatic testing
• Maintenance impact Eliminate contribution to failure probability from defects removed
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1.E-06
1.E-05
1.E-04
1.E-03
1.E-02
1.E-01
0 5 10 15 20 25
Time (years)
Pro
bab
ilit
y o
f F
ailu
re
(per
km
yr)
Impact of Maintenance
• Obtain pipeline failure rate versus time – accounting for maintenance
QRA of Underground Pipelines, Aug 9, 2019,
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Leak
Burst
Allowable
POF leak*
Allowable
POF burst*
Time to re-inspection
12
Repair #2
Repair #1
*based on risk considerations that reflect consequences
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Reliability Model Depends on the Type of Threat
• Consider management of random (time independent) damage Determine likelihood of damaging event occurrence
• Characterize event frequency
Assess anticipated pipeline response to event
• Characterize the damage tolerance of pipeline
Manage integrity through control of event likelihood or potential for failure given an event
• Examples include mechanical damage and sudden ground movement Consider mechanical damage
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Probability Estimation
• Mechanical damage – example of time independent damage
Failure rate (per mi-yr) = Hit frequency (per km-yr) x Probability of failure given hit
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• Considerations in developing failure rate estimate
– Estimating hit frequency • Likelihood of having excavation activity and effectiveness of damage prevention
measures should be reflected in hit frequency estimate
– Estimating failure probability given a hit • Failure probability given line hit should reflect: uncertainty in damage caused by
contact, variability in pipe properties, and accuracy of failure prediction model
– Considering impact of maintenance • Effect of changes in damage prevention measures or modified operating conditions
should be reflected in probability estimates
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Assessment Approach
• Calculate equipment impact failure probability
Slide 22
Pipelinehit by
excavator
Excavationto pipelinelocation
Operator ROWpatrols fail todetect activity
Contractorfails to avoid
pipeline
Constructionactivity
Inadequatecover
Patrolfails todetectactivity
Intervalbetweenpatrolstoo long
Contractorunaware of
pipelineContractor
ignoreswarnings
Inadequatemarkings
Inadequateone-callsystem
Yield stress (MPa)
Frequency
Data on impact
force and
dent-gouge
geometry
Model results
Test results
xxx
x
xx
x
xx
x
x
Data on steel
properties and
pipe dimensions
Failure models
and
test results
Failure probability
given hit
model
uncertainties
pipe
properties
Load (kN)
Frequency
outside
force
Hit Frequency (inductive logic model – fault tree)
Failure given Hit (structural reliability models for puncture or dent-gouge)
Inadequate
cover or
protection
UofA CME 694 – Guest Lecture – Stephens 2018 QRA of Underground Pipelines, Aug 9, 2019,
Kaohsiung, Taiwan
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Hit Frequency
QRA of Underground Pipelines, Aug 9, 2019,
Kaohsiung, Taiwan
P i p e l i n e h i t b y
e x c a v a t o r
E x c a v a t i o n t o p i p e l i n e l o c a t i o n
O p e r a t o r R O W p a t r o l s f a i l t o d e t e c t a c t i v i t y
C o n t r a c t o r f a i l s t o a v o i d
p i p e l i n e
C o n s t r u c t i o n a c t i v i t y
P a t r o l f a i l s t o d e t e c t a c t i v i t y
I n t e r v a l b e t w e e n p a t r o l s t o o l o n g
C o n t r a c t o r u n a w a r e o f
p i p e l i n e C o n t r a c t o r
i g n o r e s w a r n i n g s
I n a d e q u a t e m a r k i n g s
I n a d e q u a t e o n e - c a l l s y s t e m
Basic event probabilities (depend on line attributes)
Calibrated using historical data and engineering models
Simplified fault tree model - to illustrate concept
Inadequate
cover or
protection
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Hit Frequency Estimation
QRA of Underground Pipelines, Aug 9, 2019,
Kaohsiung, Taiwan
- land use and presence of crossings - depth of burial - one call system type - dig notification requirement - dig notification response - public awareness level - right-of-way indication - alignment markers - explicit signage - alignment markers - above ground - alignment markers - buried - surveillance method / interval - mechanical protection
Excavation
depth
exceeds
cover depth
Failure of
mechanical
protection
Failure of
protective
measures
Buried
markers fail
to convey
location
Accidental
activity on
located
alignment
Parties
fail to call
before
moving onto
ROW
Operator
fails to
ensure correct
location of
alignment
Pipeline hit by third-
party mechanical
equipment
Failure of
preventive
measures
Pipeline operator
not notified of
pending activity
No patrol
during
period of
activity
Patrol
personnel
fail to detect
activity
One-call
system fails
to notify
relevant
operator
One-call system
fails to notify
pipeline operator
Activity on
pipeline
alignment
ROW
indicators
not
recognized
Parties
ignore ROW
indicators
Permenant
above-
ground
markers fail
to convey
location
Explicit
signage not
seen
Parties
ignore explicit
signage
Temporary measures
fail to correctly
locate alignment
Alignment not
correctly located
ROW patrols
fail to detect
activity
Parties fail to use
one-call system
Parties fail to use
one-call system
when on ROW
Parties fail to notify
operator directly
E1
B1
E2
E4
E5
E6
E9 E7
E10
E11
B3 B4
B2
B5 B6B8 B9
B10
B11B12
B13 B14
Model reflects effect on hit frequency of a range of system attributes and damage prevention measures, including:
Actual fault tree model required - more complex
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Effect of Maintenance
• Mitigation philosophy Reduce potential for line hits
• Maintenance option examples ROW condition enhancement
Increased signage/markers
Public awareness improvements
Increase burial depth
Introduce mechanical protection
• Maintenance impact Reduce hit frequency proportionate reduction in failure probability
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Effect of Damage Management
QRA of Underground Pipelines, Aug 9, 2019,
Kaohsiung, Taiwan
Excavation
depth
exceeds
cover depth
Failure of
mechanical
protection
Failure of
protective
measures
Buried
markers fail
to convey
location
Accidental
activity on
located
alignment
Parties
fail to call
before
moving onto
ROW
Operator
fails to
ensure correct
location of
alignment
Pipeline hit by third-
party mechanical
equipment
Failure of
preventive
measures
Pipeline operator
not notified of
pending activity
No patrol
during
period of
activity
Patrol
personnel
fail to detect
activity
One-call
system fails
to notify
relevant
operator
One-call system
fails to notify
pipeline operator
Activity on
pipeline
alignment
ROW
indicators
not
recognized
Parties
ignore ROW
indicators
Permenant
above-
ground
markers fail
to convey
location
Explicit
signage not
seen
Parties
ignore explicit
signage
Temporary measures
fail to correctly
locate alignment
Alignment not
correctly located
ROW patrols
fail to detect
activity
Parties fail to use
one-call system
Parties fail to use
one-call system
when on ROW
Parties fail to notify
operator directly
E1
B1
E2
E4
E5
E6
E9 E7
E10
E11
B3 B4
B2
B5 B6B8 B9
B10
B11B12
B13 B14
Example application
26
- land use and presence of crossings - depth of burial - one call system type - dig notification requirement - dig notification response - public awareness level - right-of-way indication - alignment markers - explicit signage - alignment markers - above ground - alignment markers - buried - surveillance method / interval - mechanical protection
Model reflects effect on hit frequency of a range of system attributes and damage prevention measures, including:
Improve awareness Enhance indication
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Effect of Damage Management
• Attribute changes affect basic event probabilities change hit frequency change failure rate
QRA of Underground Pipelines, Aug 9, 2019,
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Probability that ROW indicators are not recognized
Public Awareness Level Right - of - way Indication Below average Average Above average
None
1.0 1.0 1.0
Intermittent and/or
very limited indication
0.87 0.65 0.43
Continuous but
limited indication
0.47 0.35 0.23
Continuous and highly indicative
0.21 0.16 0.11
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Effect of Damage Management
• Example: from C-FER fault tree model
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1.E-05 1.E-04 1.E-03 1.E-02 1.E-01 1.E+00
Probability of Line Hit (per mi-yr)
Painted Slab
Plain Slab
Awareness & ROW Improvement
Increase Public Awareness
ROW Condition Improvement
Base Case
Probability of Line Hit (per km-yr) ROW=right of way
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Comments on Consequence Estimation
•Considerations Safety, Environment and Cost
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Population effects dominated by short term impact of flammable or toxic gas or liquid product releases
Product Release
Rate
Pool fire
Vapour cloud explosion
Vapour cloud fire
Toxic or asphyxiating vapour cloud
Fireball Jet fire
Chance of casualty
Number of casualties
Measures of Safety Impact
A measure of Environmental and
Socioeconomic Impact
Environmental impact dominated by longer term impact of persistent liquid product releases
Volume Released
Environment Sensitivity
or Importance
Product Toxicity
Effective Release Volume
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1.E-06
1.E-05
1.E-04
1.E-03
1.E-02
1.E-01
0 5 10 15 20 25
Time (years)
Pro
bab
ilit
y o
f F
ailu
re
(per
km
yr)
Risk Management
• Obtain pipeline risk versus time Determine required action
QRA of Underground Pipelines, Aug 9, 2019,
Kaohsiung, Taiwan
Risk Threshold
Option 2 – corrosion mitigation
Option 1 – mechanical damage prevention
Base Case S
eg
me
nt
Ris
k (
pe
r k
m-y
r)
30
Risk Thresholds Safety: - Individual risk of fatality - F-N Curve (expected no. fatalities) Environment: - Expected release volume*
*volume adjusted for spill impact
Criteria currently under review for possible inclusion in CSA Z662 - 2023
calculate over sliding evaluation length
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Risk Evaluation of Linear Systems
• Key considerations
Some integrity threats are concentrated at explicit locations
• Locations are know (e.g. corrosion defects found during inspection)
• Best evaluated as discrete, location-specific probability units: per year
Some integrity threats are distributed along pipeline length
• Locations not known (e.g. future mechanical damage, corrosion defects not found)
• Best evaluated as failure rate or distributed probability units: per km-yr
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Pipeline
Location specific probability pfi
Distributed probability pd
Evaluation Length, Le
What is required is the aggregated probability or average failure rate over a relevant length
n
i
fi
e
df pL
pP1
1
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Evaluation Length Considerations
• Example: safety implications of natural gas pipeline
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Interaction Length is segment length with potential to affect dwelling occupants - level of safety risk exposure depends on aggregated failure probability from all active threats within IL
Rupture hazard
zone
Length Swept Out by Hazard Circle
Interaction Length, IL
Dwelling unit
Pipeline
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Evaluation Length Considerations
• Example: environmental implications of liquid product pipeline
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Interaction Length is segment length with potential to impact river - level of environmental risk exposure depends on aggregated failure probability from all active threats within IL
Length that Can Draining into River
Interaction Length, IL
Rupture spill
path
Pipeline
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Evaluation Length Considerations
• Pipeline risk should be evaluated over a sliding evaluation length
• In many situations the appropriate evaluation length = hazard interaction length
• The appropriate evaluation length depends on The risk measure being evaluated
Various pipeline and right-of-way attributes
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Quantitative Risk Assessment - Summary
• Benefits of Quantitative Risk Assessment (QRA)
An objective and consistent basis for assessing pipeline operating risk
• Added benefits of QRA employing structural reliability methods
Better able to reflect line-specific factors including impact of maintenance actions
Framework for consideration of all significant sources of uncertainty
Sound basis for decision making
• What actions are required
• When action is required
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Comments on Quantitative Risk Assessment Using Structural Reliability Methods
• Feasibility Structural reliability methods and models for specific pipeline integrity threats have been under development for more than 20 years
• Various Joint Industry Research Programs
• PRCI Research C-FER’s Reliability Based Design and Assessment (RBDA) process
• Reliability models directly applicable in risk assessment
Many models in public domain, e.g. Annex O of CSA Z662
• Validity Model development activities have included extensive calibration and validation exercises
• Models have been used to hindcast historical failure rates for the existing North American pipeline network – agreement shown to be good
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