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Transcript of Public Administration Theories
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Public AdministrationPublic AdministrationTheoriesTheories
ByBy
Suvicha Pouaree, Ph.D.Suvicha Pouaree, Ph.D.
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Original ParadigmOriginal Paradigm
((1887 1887 ± ± 19501950))
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Separation of administration from politics
� Woodrow Wilson: ³The Study of Administration´(1887)
� The science of administration is the latest fruit of thatstudy of the science of politics
� Developed countries should have good government,strong executive branch, efficient and rational bureaucratic system, good administration => ³it is
getting harder to run a constitution than to frameone´.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� PA studies are for recruiting high competence
and high quality state officers
� State officers must serve the public opinion� State officers are not passive instruments but
they desire to seek for new administrative
methods
� Public must understand PA in order to balancethe power with the state
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� One rule of good administration for all governmentalike
� General theory of administration
� Politics is about laws-making and policy-making� Administration is about the implementation of laws
and policies
� Science of PA derives from the separation of
administration from politics, particularly in the macro politics
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Principles of good administration
± Centralization of power
± The higher the centralization of power, the moreresponsible of power
± Constitution is about the center of power, the political structure, laws-making, the control of executive branch
± Politics imposes administrative obligations, but thestudies of administration are beyond politicalscope
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Frank J. Goodnow: ³Politics and
Administration´ (1900)
� Government has two main duties: politicalduty such as policy-making (legislative and
judicial branches); and administration such as
implementation of state policy (executive
branch). These two obligations are separatedfrom each other (separation of power).
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Administration should not be under politics.
� PA study is about bureaucratic system and it is
a science that could be used anywhere.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Leonard D. White: ³Introduction to the Studyof Public Administration´ (1926)
� PA is about the management of human andmaterials in order to achieve the state¶s goals.
� Politics should not intervene withadministration.
� Administration could be studied by usingscientific methodologies.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� PA is able to be a value-free subject. Administration
is about facts, while politics is about value (fact-value
dichotomy and politics-administration dichotomy)
� Objectives of administration are economy, and
efficiency
� State can adopt parts of business administration principles with the public administration.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Max Weber: ³Bureaucracy´ (1922)
� A need to establish a rational basis for
organization and management of large-scaleundertaking such as state organizations.
� Bureaucracy means management by the office
or position rather than by a person or ³patrimonial´.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Kinds of authority => three pure types of
legitimate authority
± Ration-legal authority => Rested on legality, or ³right´ of those elevated to authority to issue
commands => Bureaucracy is structured based on
such a legal domination. => Subordinates owe
obedience to the legally established hierarchy. It isobedience to the authority of an established
position or rank.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
± Traditional authority => Rested on belief in the
sanctity of immemorial traditions and the
legitimacy of the status of those exercising
authority under them. Obedience is owed to the person who occupies the traditionally sanctioned position of authority. This type of authority is
seen by Weber as less efficient because leader is
not chosen on the basis of competence.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
± Charismatic authority => Based on devotion to the
specific and exceptional sanctity, heroism, or
exemplary character of an individual person. =>
The leader is obeyed by virtue of the followers¶ personal trust and belief in the leader¶s powers or
revelations. Weber views this authority as tooemotional and irrational.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Seven elements of bureaucracy
± The division of labor and authority andresponsibility are clearly defined for each member
and are legitimized as official duties; ± Offices or positions are organized in a hierarchy of
authority resulting in a chain of command or thescalar principle;
± All organizational members are selected on the basis of technical qualifications through formalexaminations or by virtue of training or education;
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
± Officials are appointed, not elected (with exceptional in
some cases of the chief of the whole unit, for example, an
elected public official);
± Administrative officials work for fixed salaries and arecareer officials.
± Administrative officials are not owners of the units they
administer;
± Administrators are subject to strict rules, discipline, and
control regarding the conduct of their official duties. These
rules and controls are impersonal and uniformly applied inall cases.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Frederick Taylor: ³Scientific Management´ (1911)
� The old system of management is called the
management of initiative and incentive.
± The rule of thumb
± The systematic soldiering (delay of work for producing
less, and maintaining jobs)
± Labor mobilized by the labor union
± A freedom of working methods
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
± Management side not so much control and give
any assistances to workers
± Incentive is only way that management side used
for getting people working harder
± Problem of inefficient management system, not
human
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Science refers to observing, testing and finding one
best way
� According to the scientific management system, the
management sides are obligated as following:
± Replacing the rule of thumb with the scientific management
=> gathering knowledge and information on the rule of
thumb of workers; finding the one best method and
cheapest way; making them as rules or regulation or stepsof work; planning for tomorrow working method;
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
± The scientific selection of workers and then progressive development of workmen => to studycharacter, nature and performance of each worker
to find out his limitations, and possibility for development; train, teach or help this worker,giving him whatever it is possible, thoseopportunities for advancement which will finallyenable him to do the highest and most interesting
and most profitable class of work for which hisnatural abilities fit him (a continual study of theworkmen in which it might take months or years)
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
± Developing employees to work in accordance with
the scientific management
± Creating cooperative environment between
workers and management sides => appropriatequantity of tasks; bonus for the hard working
employee who also work according to the
scientific approach; supervising all working steps;
open chance for workers to suggest ways toimprove working methods;
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� The most outstanding characteristic of the scientificmanagement is that it is able to be efficiently usedanywhere.
� Summary of Taylor¶s scientific managementapproach
± Science, not rule of thumb
± Harmony, not discord
± Cooperation, not individualism ± Maximum output, in place of restrict output
± The development of each man to his greatest efficiency and prosperity
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Mary Parker Follett, the political philosopher
� Democracy is the development of a social consciousness, notindividualism.
� Theory of government based on individual rights no longer hasa place in modern political theory.
� The new and true democracy is to build from smallneighborhood groups to community groups, to state groups, toa nation group, and eventually to an international group will.
� People could create a new social consciousness and livetogether peaceably in the ³world state´.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Conflict resolution:
± Voluntary submission of one side => using of force or
power domination.
± Struggle and the victory of one side over the other => usingof force or power domination.
± Compromise => futile because it postpones the issues and
the true does not lie between the two sides.
± Integration => finding a solution that satisfies both sideswithout compromise and domination.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� The notions of boss and subordinate create barriers to
recognizing the commonality of interests. To
overcome this problem, Follett proposed to
depersonalize orders and shift obedience to the ³lawof situation´.
� The essence of good human relations is creating the
feeling of working with someone rather than working
under someone. It becomes ³power with´ versus³power over´.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Employees elect representatives to shop or
work councils; these representatives then
participate in decision making and give theworker a voice in dealing with management
� Employee representation should not be a
struggle over who decide what and how the
profits are to be divided, but a step up towardattaining integration.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Good administration is about coordination.
± Coordination as the reciprocal relating of all the
factors in a situation
± Coordination by direct contact of all the
responsible people concerned (not top-down
coordination and control)
± Coordination in the early stage ± Coordination as a continuing process
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Henri Fayol
� Management is a special study, apart from technicalmatters, that could be taught in schools and
universities as theory is developed and codified.� Managers need to have these qualifications: physical
qualities; mental qualities; moral qualities; generaleducation; special knowledge; experiences
� Elements of management: planning, organizing,command, coordination and control
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� The manager who exercises command should:
± Have a thorough knowledge of personnel
± Eliminate the incompetent ± Be well versed in agreements binding the business
and its employees
± Set a good example
± Conduct periodic audits of the organization anduse summarized charts to further the audits
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
± Bring together the chief assistants by means of
conferences that provide for unity of direction and
focusing of effort
± Not become engrossed in detail
± Aim at making unity, energy, initiative, and loyalty prevail among the personnel
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Principles of management
± Division of labor
± Authority (formal authority and personal
authority): ³wherever authority is exercised,
responsibilities arise´
± Discipline deriving from good leaders, clear
agreements between management and labor regarding rules, and the judicious use of sanctions(penalties)
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
± Unity of command: ³For any action whatsoever an
employee should receive orders from one superior
only
± Unity of direction: ³one head and one plan for agroup of activities having the same objectives
± Subordination of individual interests to general
interest
± Remuneration (fair rewarding)
± Centralization depends on situation
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
± Scalar chain: ³the chain of superiors ranging fromthe ultimate authority to the lowest ranks´
± Order to ensure a place for everything and
everything in its place ± Equity results from kindliness and justice and
provides a principle for employee relations
± Stability of tenure of personnel: ³To provide for
orderly personnel planning and provision toreplace human resources´
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
± Initiative as a principle exhorted individuals to
display zeal and energy in all efforts
± Esprit de corps²stressing on building harmony
and unity within firm
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� James D. Mooney and Alan C. Reiley
� Principles of management:
± Coordination or unity of command by delegation ± Hierarchy of command
± Division of labor by specialization
± Line operation and staff (of consultant unit)
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� LutherH. Gulick and Lyndall Urwick
� Wherever many men are working together the bestresults are secured when there is a division of work among these men.
� The theory of organization has to do with thestructure of coordination imposed upon the work-division units of an enterprise.
� Two principles of coordination: coordination through
organization or structure of authority andcoordination through leadership.
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Coordination through organization
± Structure of authority within an organization
± Organizing executives
± Coordination of work units system
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Structure of authority
± Span of control: an appropriateness of numbers of
subordinates
± Unity of command: controlling and coordinating
by one chief only, not by committee
± Principle of homogeneity: bring all expertise to
work together for technical efficiency
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Organizing executives: ³The work of chief executive is POSDCORB´
± Planning
± Organizing
± Staffing
± Directing
± Coordinating ± Reporting
± Budgeting
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Original Paradigm (Original Paradigm (18871887 ± ± 19501950))
� Coordinating of work units system
± Organizing on the basis of organizational purpose
or vertical organizing (bringing together different
expertise people)
± Organizing on the basis of working process or
horizontal organizing (bringing together the sameexpertise people)
± Organizing on the basis of clientele and materials
± Organizing on the basis of place
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Public Administration:Public Administration:Challenged TheoriesChallenged Theories
First Identity Crisis (First Identity Crisis (19501950 ± ± 19601960))
ByBy
Suvicha PouareeSuvicha Pouaree
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First Identity Crisis (First Identity Crisis (19501950 ± ± 19601960))
� Herbert Simon (1946): No management principles in
the real world
� Robert A. Dahl (1947): Each organization has its
own characteristics of members, social structure,culture, etc. Hence, there is no general management
principle that could be applied with all organizations.
� Dwight Waldo (1948): Major problem of
management principles is that it too much focuses oneconomy and efficiency
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First Identity Crisis (First Identity Crisis (19501950 ± ± 19601960))
� Political scientists: Administration cannot beseparated from politics; Administration is actuallyabout politics.
� Sociologists: Bureaucratic theory could not be practiced within any organization.
� Management theorists: Scientific managementignores human behavior.
� Administrative scientists: decision-making in anuncertain environment should be the focus of PAstudy.
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First Identity Crisis (First Identity Crisis (19501950 ± ± 19601960))
� Administration is politics
� Informal bureaucratic system
� Human relation theories� Administrative science
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Administration is PoliticsAdministration is Politics
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Administration is PoliticsAdministration is Politics
� Avery Leiserson and Frizt Morstein-Marx
(1946):
± Any changes in public budget and personnel are
political involvement.
± Public administrators are obligated to set plan for
implementing policy.
± Executive branch has to listen to interest groups,media and the public in general before making any policies
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Administration is PoliticsAdministration is Politics
± Some public organizations are established by the
desires of interest groups.
± The survival of public organizations depends on
the supports from interest groups.
± What make public administration different from
private management is that there are more factors
to be considered such as political factors,technological factors, personnel factors, etc.
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Administration is PoliticsAdministration is Politics
� James W. Fesler:
± Some public organizations are likely to be
independent from the executive branch domination
because they gain supports from interest groups.
� Don K. Price:
± Bureaucrats are obligated not only to implement
policies but also to make policies. They are able toexpress their ideas to support or against any policies.
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Administration is PoliticsAdministration is Politics
� PaulHenson Appleby
� Public administration is actually about politics because it is a part of political process.
� PA is about governing. PA studies should not focuson how to create the most efficient administration, butthe policy-making and the power of political groups.
� The belief on the separation of administration from politics was made because those academics too much
followed the US constitution particularly on the³Separation of Power´. That made amisunderstanding that the civil service system must be neutral.
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Administration is PoliticsAdministration is Politics
� Power to make policy actually belongs toevery branches.
� In reality, there is no separation of power.
� What make public administration differentfrom private management is the politicalinvolvement. The decision-making of
executive branch and public administrators isthe government¶s action on behalf of the people.
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Administration is PoliticsAdministration is Politics
� Public administration is the last step in the
political process so that the administrative
process will be related with interest groups.
� Public administrators must act not only as
public service experts but also politicians. The
higher the positions of administrators, the
more they become politicians.
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Administration is PoliticsAdministration is Politics
� The art of PA is about organizing bureaucratic
hierarchy under the political environment.
Administrators in this hierarchical structure
receive demands from people and then make
decision on policy issues. Hence,
administration is about politics and PA study is
to seek for the administrative system thatcould perform the best political roles.
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Administration is PoliticsAdministration is Politics
� Administrative system must be responsible to the
society through ³administrative pluralism´. That
means a making of cooperation between democracy
(interest groups) and bureaucracy (publicadministrators)
� Administrative platonism or qualifications of
administrators: => having responsibility; capable of
personnel management and communication;resources finding and utilizing; teamwork and problems solver; confidence and initiative.
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Administration is PoliticsAdministration is Politics
� Norton E. Long:
� Power is similar to blood of the organization that is
spread throughout the organization.
� Bureaucratic system is not able to be separated from
politics because of the weak political party structure
and uncertainty in policy direction.
� Public administrators must consider political factors before making a decision in administration.
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Informal BureaucraticInformal BureaucraticSystemSystem
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Informal Bureaucratic SystemInformal Bureaucratic System
� Basic assumption:
� Bureaucratic organization is not always efficient.
� Bureaucratic organizational structure is not necessary
a factor affecting the successful organization. But
behavior and informal relationship of organization¶s
members are to make the efficient organization.
� Bureaucratic organizational structure will lead to goal
displacement, dysfunctional and unanticipatedconsequences.
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Informal Bureaucratic SystemInformal Bureaucratic System
� Robert Michel: ³Political Parties´ (1962)
� Goal displacement phenomenon:
± Attempts to maintain status quo of the leader ± Leader tries to increase power for his/her own sake
by controlling subordinates and exploiting
organizational mechanism
± Utilizing ³Iron Law of the Oligarchy´ ± Example of the Socialist Party and the Labor
Union in UK before the World War II
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Informal Bureaucratic SystemInformal Bureaucratic System
� RobertMerton
� Goal displacement phenomenon
± Deriving from low rank official
± Bureaucratic system creates behavior of the organization¶smembers => Too much rely on rules and regulations andviewing them as objectives, not means to achieveorganizational objectives.
± Bureaucrats lack flexibility and stress on state policies
rather than on public service delivery ± Bureaucratic organizational structure help controlling
official but leads to poor service delivery
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Informal Bureaucratic SystemInformal Bureaucratic System
� Alvin N. Gouldner: ³Patterns of Industrial
Bureaucracy´ (1954)
� Formal management system like bureaucratic theory
leads to conflict between bosses and subordinates,and the wider gap between these two groups.
� Philip Selznick : ³T.V.A. and the Grass Roots´
(1949)
� Goal displacement derives from conservativecharacteristics of the bureaucratic organization
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Informal Bureaucratic SystemInformal Bureaucratic System
� Michel Crozier: ³The Bureaucratic Phenomenon´(1964)
� Bureaucratic pathology (declining) derives from rules
and regulations of the organization� The more rules and regulations the less enthusiastic
the workers have
� Problem of centralization of power
� Problem of inefficient communication� Problem of conflicts between workers
� Culture is an impact affecting workers¶ behavior
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Human Relation TheoriesHuman Relation Theories
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Human Relation TheoriesHuman Relation Theories
� Hawthorne Studies by EltonMayo
± An assessment of the impact of working conditions(temperature, light, noise) on the motivation and
hence the productivity of individuals. ± Social norm, not physical factor, affect the
workers¶ performances
± Workers¶ behaviors are determined by reward and
penalty system, not economic returning. ± Group is an important factor affecting individuals¶
performance.
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Human Relation TheoriesHuman Relation Theories
± The individuals¶ perceptions of the significant of
works directly affect the production.
± Organizational culture is related to the production
standards. ± Implication for project management => Manager
should learn what are individuals¶ motivations
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Human Relation TheoriesHuman Relation Theories
� Criticism on Hawthorne Study
± Conflicts might have a positive result
± Hawthorne study did not profoundly consider the
workers¶ feeling such as class, power, etc.
± Hawthorne study is not different from scientific
management approach that focuses on top-down
management ± Hawthorn study might have problems of research
methodologies
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Human Relation TheoriesHuman Relation Theories
� AbrahamMaslow: ³Hierarchy of NeedsTheory´ (1954)
� Individuals will have basic requirements to be
content at one level. Once these are met on anongoing basis, their needs move to the nextlevel, and so on.
� Hence, in order to motivate workers to have a better performance, manager must try to fulfilltheir needs step by step
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Human Relation TheoriesHuman Relation Theories
� There are five levels of individuals¶ needs =>
physiological needs; safety needs; belonging
needs (social needs); needs for self-esteem and
respect; self-actualization. Each individualswill have their own need hierarchies.
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� Physiological needs => food, shelter, relief from pain, etc.
� Safety needs => the needs for freedom from
threats²including physical and economicthreats.
� Social needs => to belong to a social group, or a recognizable team--something that will givethem an identity²the need for friendship,affiliation, interaction and love.
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� Need for self-esteem and respect => the
thoughts of others about an individual counting
in their own self-image; the freedom and self-
respecting
� Self-actualization => the need to fulfill oneself
by making maximum use of abilities, skills and
potentials; the individuals¶ achievement
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Human Relation TheoriesHuman Relation Theories
� Frederick Herzberg: ³Two-Factor Theory of
Motivation´ or ³Motivation-Hygiene Theory´ (1959)
± The two factors are called dissatisfactions-satisfactions or
hygiene-motivators or extrinsic-intrinsic factors. ± The job context is a set of extrinsic conditions which result
in dissatisfaction among employees when condition are not
present.
± If the set of extrinsic conditions are present, this does notnecessarily motivate employees.
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Human Relation TheoriesHuman Relation Theories
± These conditions are the dissatisfactions or
hygiene factors, since they are needed to maintain
at least a level of ³no dissatisfaction´.
± Hygiene factors are: salary, job security, workingconditions, status, company procedures, quality of
technical supervision, quality of interpersonal
relations among peers, with the superiors and with
subordinates
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Human Relation TheoriesHuman Relation Theories
± The job content is a set of intrinsic conditions--when present in the job, build strong levels of motivation that can result in good job performance.
± If these intrinsic conditions are not present, they donot prove highly dissatisfying.
± Satisfactions or motivators are: achievement,recognition, responsibility, advancement, the work itself, the possibility of growth.
± Motivators are positive, while hygiene factors arenegative.
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Human Relation TheoriesHuman Relation Theories
� DouglassMcGregor: ³The Human Side of
Enterprise´ or ³Theory X and theory Y´
(1960)
� Theory X and Theory Y are ways to motivate
workers.
� Theory X is to fulfill workers¶ physical and
safety demands, but has not much to do withworkers¶ demand on social status.
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Human Relation TheoriesHuman Relation Theories
� Theory X
± Management side is obligated to prepare organizational
components; to control and motivate workers; to change
workers¶ behavior to cope with the demand of the
organization
± Natural characteristics of human are lazy, having no
enthusiastic, lack of leadership, selfish, headstrong to any
changes, unwise and easy to be deceived
± Motivation must comprise of both reward and penalty.
± Workers tend to adapt themselves to cope with Theory X inorder to satisfy management side.
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� Theory Y
± Management side is obligated to prepareorganizational components
± Natural characteristics of human is not lazy but
his/her experience within an organization makes
him/her become lazy person
± Human is responsible person and like to bedeveloped, so that the management side needs not
to motivate them on these matters.
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± Management side should focus on how to make
workers maximum use of their potential, setting
working condition to cope with workers¶ personal
demands, and making workers¶ personal demandsto become organizational objective
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� Chris Argryis: ³Personality and Organization´
(1957)
� Human with a good mental health must be
maturation: from lazy to enthusiastic person; fromdependent to independent person; from simply to
complex behavior; from unstable to stable person;
from today¶s expectation to long terms expectation;
from subordinate to boss behavior; and fromuncontrollable to self-controllable person
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� The bureaucratic organization structure is an obstacle
to the human development because it makes the
workers to only follow the bosses¶ demands
� In the long terms²under the bureaucraticorganization structure²bosses will have less
enthusiastic because of inefficient organization
� The ways to solve the problem are to push for
maturation of workers, to reduce controlling system,and to encourage democracy in the organization.
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� Chester I. Barnard: ³The Function of
Executive´
� Against notion on people joining organization
only because they need an economic return. In
fact, they want other types of returns also such
as political, religion, educational returns, etc.
� Authority is not only about state and religion but it is also about organization.
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� Theory of formal organization: Organization is a
system of consciously coordinated activities or forces
of two or more persons. The system is to be treated
as a whole because each part is related to every other part included in it in a significant way.
� System (organization) contains three universal
elements:
± Willingness to cooperate;
± Common purpose;
± Communication
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� Willingness to cooperate is indispensable, thefirst universal element of all organizations, andit means ³self-abnegation (renouncing), the
surrender of control of personal conduct, thedepersonalized of personal actions. Peoplehave to be willing to contribute to a system¶sobjectives; but the intensity and timing of this
willingness fluctuated, since it is based on thesatisfaction or dissatisfaction experienced or anticipated by organizational members.
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� In order to secure the willingness to cooperate,
the economy of incentives must be provided.
This consists of two parts:
± Offering objective incentives (money, non-
materials, associations, participation.
± Changing subjective attitudes through persuasion.
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� If cooperation is successful, the goal is attainedand the system is effective.
� Cooperative efficiency is the result of
individuals¶ efficiencies since cooperation isonly to satisfy individual motives. Efficiencyis the degree to which individual motives aresatisfied, and only the individual could
determine whether or not this condition is being met.
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� The executive has to inculcate (train or teach)
members with the common purpose or objective of
the organization. It is not necessarily what the
purpose means personally to the members, but whatthey perceived as its meaning to the organization as a
whole. People contribute not because their personal
motives are the same as the organization¶s, but
because they felt that personal satisfaction wouldcome from accomplishing the purpose of theorganization.
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� All activity is based on communication with these
three principles:
± Channels of communication should be definitely known;
± Objective authority requires a definite formal channel of communication to every member of an organization, that is
everyone must report to or be subordinated to someone;
± The line of communication must be as direct or short as
possible in order to speed communications and reducedistortions caused by transmission through many channels.
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� The survival of an organization depends on
executive¶s capabilities. There are three
executive functions:
± To provide system of communication. Executive
has to define organization¶s duties, clarify lines of
authority and responsibility, and consider bothformal and informal means of communication.
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± To promote the securing of essential personal
efforts. This is to bring people into cooperative
relationship and elicit their contributions to the
organization. This is largely about recruiting andselecting of personnel. In addition, it is about
maintenance of these variables: morale; scheme of
inducements (persuasion); schemes of deterrents
(preventing) such as supervision, control,inspection, education, and training which could
ensure the viability of the cooperative system.
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± To formulate and define purpose of theorganization including the functions of decision-making and delegation on responsibilities andauthority within cooperative system so that
individuals would know how they contribute to theend sought. The executive needs to adaptorganization¶s purpose to cope with the changingenvironmental factors. This needs to have strategic
factors that would create the set or system of conditions necessary to accomplish theorganization¶s purposes.
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� Authority is the character of communication(order) in a formal organization by virtue of which it is accepted by a contributor to or
member of the organization as governing theaction he contributes.
� Authority has two aspects:
± Personal subjective acceptance of a
communication as being authoritative ± The objective, formal character of communication
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� Individuals need to assent to authority and willdo so if four conditions are met:
± They understand the communicated order;
± They believe that the order is consistent with the purpose of the organization at the time of their decision;
± They believe that the order is compatible with the
personal interests as a whole; ± They are mentally and physically able to comply
with the order.
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Administrative ScienceAdministrative Science
� The organizational decision-making comprises of twoelements:
± Theory of opportunism (forecasting): Organization cannotcontrol all factors in the organization, the decision-making
then is based on strategic factors. These strategic factorsare to become organizational objectives and these factorshelp forecasting the future of the organization by using pastexperiences.
± Moral process means the decision-making based on
attitudes, values, ideology, expectation, emotion of humanwhich are made through physical, biological and socialfactors.
d i i i id i i i i
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� Herbert A. Simon: ³Administrative Behavior´
� Simon applied Barnard¶s idea to develop PA theories:
± Organizational members are not robots so that the incentive
to make people work, stay with and loyalty to theorganization is important.
± People need not only economic return, but also other types
of return.
± People have limitations in their decision-makings ± Zone of acceptance on authority
Ad i i i S iAd i i i S i
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� There must be mechanism for viewingorganization such as special words to explain aboutthe organization
� Problems of administrative principles
± The conflicts of administrative principles between the spanof control and hierarchy (communication problems); andspecialization and unity of command (problems of toomany similar expertise working together)
± The problem of organization based on purpose, process,
clients and places ± Administrative principles do not identify which type of organization is suitable to which situation.
Ad i i i S iAd i i i S i
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� Administrative theories could be developed as
followings:
± Making varieties of conceptual framework to
explain administrative phenomena
± Studying more on rational administration
± Studying more on organization
Ad i i i S iAd i i i S i
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� Decision-making is the heart of PA:
Administrative theory is about rational and
irrational of human. However, rational
decision-making is an ideology and it is rarelyfound in the real world.
� In order to make decision, decision-maker
must have: priority of objective; alternativestrategies; knowledge.
Ad i i i S iAd i i i S i
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� Mechanism of decision-making:
± Mechanism of behavior-persistence: whatever human used
to do it, he/she will continue to do it in order to save cost
± Mechanism of behavior-initiative. This case is aboutexternal factor, not individual factor. Organization is able
to influence the members¶ decision-making by imposing:
scope of work; working rules and regulations; hierarchy;
information for communication; and training course for
workers to work in accordance with the organizationalobjectives.
Ad i i t ti S iAd i i t ti S i
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� The decision on organizational objectives
� The decision can be divided into: final goal
(value or ethical judgments) and factual
judgment (fact)
� The decision-making within an organization is
about hierarchy in which the executive will
make a final judgment and the workers willmake a factual judgment.
Ad i i t ti S iAd i i t ti S i
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� Incentives for making people loyalty to the
organization
� There are three types of incentives for making
people loyalty to the organization:
± Organizational objectives
± Working incentives such as money, non-materials,
association, progressiveness ± Organizational growth
Ad i i t ti S iAd i i t ti S i
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� Relationship between boss and subordinates
� Administration is an arts.
� The right decision depends on supervisory staff,
while the achievement of work depends on operationstaff
� There should be the vertical specialization because it
helps coordination within an organization:
(procedural coordination²organizational level--and
substantive coordination²individual level)
Ad i i t ti S iAd i i t ti S i
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� Boss should try to have an influence over his/her subordinates:
± making organizational loyalty and efficiency
± training workers for creating decision premises ± Morally Utilization of power²to utilize power
within the zone of acceptance.
± Power is utilized for coordination between
members, making workers responsible to their jobs, and creating division of labor based onspecialization.
Ad i i t ti S iAd i i t ti S i
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� In order to solve the problem of disunity of
command, the scope of power should be
functional or hierarchical. Power could be
made both in vertical and horizon lines.
� Communication could help convincing
members to perform efficiently. It could be
both formal and informal approaches.� PA is a multidisciplinary.
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