PS1 PS2 PS1 KODAMA CHEMICAL INDUSTRY CO.,LTD. PS1 TOYO … · 2020. 11. 20. · Nippon Avionics...

Oct. 2020

- 1 -

(Reference Translation)

TSE NOTICE Nov. 20, 2020 （Fri.)

[Attachment]

Changes in Number of Listed Shares, etc. in Connection with Exercise of Subscription Warrants, etc. (Relevant Period Oct. 01, 2020 - Oct. 31, 2020)

(Note) 1. No. of Listed Shares at End of MonthNo. of listed shares for Common Stock, Preferred Stock, etc. (*Code 2593-5 is Type-1 Preferred Stock of ITO EN, LTD.)When exercising Subscription Warrants in cases where treasury stocks will be transferred, the number of listed shares may not increase even after decreasing the residual amount of bonds, etc.After acquiring CBs subject to call in cases where retirement has not been conducted, the number of listed shares may increase without a decrease in the residual amount of bonds.Altered number of shares of Nuts Inc.（Code 7612） is the number of listed shares as of the end of August.

2. Primary Reasons for ChangesExercise of Bonds with Subscription Warrants …Due to Exercise of Bonds with Subscription WarrantsConversion of Preferred Stock, etc. …Due to Conversion of Stock (Preferred Stock, etc.) which can be converted into another type of StockExercise of CBs …Due to Exercise of CBs, and new share issuance by acquisition of Share Options subject to CallExercise of Subscription Warrants …Due to Exercise of Subscription Warrant, and new share issuance by acquisition of Share Options subject to CallPublic Offering …Due to Public Offering and Overseas OfferingThird-Party Allotment, etc. …Due to Third-Party Allotment, Green Shoe Option (pursuant to the Cabinet Office Ordinance on the Disclosure of Corporate Affairs, etc.

Article 19, Paragraph 2, Item 1, sub-item L.1), Allotment of New Shares as stock-based remuneration　and Private Placement to Specified Investors for listed companies on TOKYO PRO Market

Retirement of Treasury Stocks …Due to Retirement of Treasury Stocks

3. Bond Code, etc.（１）＊ …indicates listed securities.

（２） Type of Bond, etc.PS …Stock (Preferred Stock, etc.) that can be converted into another type of stockCB …Convertible BondWB …Bond with Subscription Warrant

"CB 23. 9 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (overseas offering) issued Sep. 2018 with a 2023 maturity."CB 23.19 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (third-party allotment) issued Sep. 2018 with a 2023 maturity."CB 25. 9 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (overseas offering) issued Sep. 2018 with a 2025 maturity."CB 25.19 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (third-party allotment) issued Sep. 2018 with a 2025 maturity.

（３） Regarding subscription warrants, only issues for which a report has been received from the issuer, which states that the possibility of new stock issuance, are eligible for publicatio(Issues for which a report has been received, which states that all treasury stocks will be transferred/swapped, will not be published.)

4. Display of Stock (Preferred Stock, etc.) that can be converted into another type of stock

Company Name (Code)Bond Symbol, etc.

Indicatorin this Document

Details

Sumiseki Holdings,Inc. 1514 ＰＳ１ Class 2 Preferred StockVillage Vanguard CO.,LTD. 2769 ＰＳ１ Class A Preferred StockUNITIKA LTD. 3103 ＰＳ１ Class A Classified Stock

ＰＳ２ Class B Classified StockOMIKENSHI CO.,LTD. 3111 ＰＳ１ Class A Preferred StockKODAMA CHEMICAL INDUSTRY CO.,LTD. 4222 ＰＳ１ Class A Preferred StockUltrafabrics Holdings Co.,Ltd. 4235 ＰＳ１ Class A Preferred StockSHiDAX CORPORATION 4837 ＰＳ１ No. 1 Class B Preferred StockNippon Sheet Glass Company,Limited 5202 ＰＳ１ Class A Classified StockTOYO ENGINEERING CORPORATION 6330 ＰＳ１ Class A Preferred StockChiyoda Corporation 6366 ＰＳ１ Class A Preferred StockSharp Corporation 6753 ＰＳ１ Class C Classified StockNIHON DEMPA KOGYO CO.,LTD. 6779 ＰＳ１ Class A Classified StockAIREX INC. 6944 ＰＳ１ Class A Preferred StockNippon Avionics Co.,Ltd. 6946 ＰＳ１ Class 1 Preferred Stock

ＰＳ２ Class 2 Preferred StockJimoto Holdings,Inc. 7161 ＰＳ１ Class B Preferred Stock

ＰＳ２ Class C Preferred StockＰＳ３ Class D Preferred Stock

Oct. 2020

- 2 -

Company Name (Code)Bond Symbol, etc.

Indicatorin this Document

Details

TOYOTA MOTOR CORPORATION 7203 ＰＳ１ No. 1 Class AA Classified StockAKEBONO BRAKE INDUSTRY CO.,LTD. 7238 ＰＳ１ Class A Classified StockMITSUBA Corporation 7280 ＰＳ１ Class A Classified Stock

ＰＳ２ Class C Classified StockSan ju San Financial Group,Inc. 7322 ＰＳ１ Class 1 Preferred StockATOM CORPORATION 7412 ＰＳ１ No. 1 Preferred Stock

ＰＳ２ No. 2 Preferred StockＰＳ３ No. 3 Preferred StockＰＳ４ No. 4 Preferred Stock

CYBERDYNE,INC. 7779 ＰＳ１ Class B Classified StockSaikaya Department Store Co.,Ltd. 8254 ＰＳ１ Class A Preferred StockTsukuba Bank,Ltd. 8338 ＰＳ１ Class 4 Preferred StockTHE TOHOKU BANK,LTD. 8349 ＰＳ１ Class 1 Preferred StockTHE MICHINOKU BANK,LTD. 8350 ＰＳ１ Class A Preferred StockTHE BANK OF KOCHI,LTD. 8416 ＰＳ１ Class 1 Preferred StockTHE TOWA BANK,LTD. 8558 ＰＳ１ Class 2 Preferred StockAPLUS FINANCIAL Co.,Ltd. 8589 ＰＳ１ Class H Preferred Stock

ＰＳ２ No. 1 Class B Preferred StockFIDEA Holdings Co.Ltd. 8713 ＰＳ１ Class B Preferred StockRISE Inc. 8836 ＰＳ１ Class A Preferred StockREVOLUTION CO.,LTD. 8894 ＰＳ１ Class A Classified Stock

ＰＳ２ Class B Classified StockTokyo Electric Power Company Holdings,Incorporated 9501 ＰＳ１ Class A Preferred Stock

ＰＳ２ Class B Preferred StockTHE KAMOGAWA GRAND HOTEL,LTD. 9695 ＰＳ１ Class A Preferred StockTHE ROYAL HOTEL,LIMITED 9713 ＰＳ１ No. 1 Class A Preferred StockKozosushi Co.,LTD. 9973 ＰＳ１ Class A Classified StockBUNKYODO GROUP HOLDINGS CO.,LTD. 9978 ＰＳ１ Class K Classified Stock

ＰＳ２ Class D Classified StockＰＳ３ Class E Classified StockＰＳ４ Class F Classified StockＰＳ５ Class G Classified StockＰＳ６ Class H Classified StockＰＳ７ Class I Classified StockＰＳ８ Class J Classified Stock

Oct. 2020

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[Correction]

Details for the relevant period Jul. 01, 2020 － Sep.30, 2020 have been partially corrected as follows.

(Aug. 20, 2020 (Attachment Published), Relevant Period Jul. 01, 2020 － Jul. 31, 2020)

Page Company Name (Code)No. of Listed Shares

at End of MonthReason for Alteration Altered No. of Shares Bond Symbol, etc. Alteration Value, etc.

90・91 SUNCORPORATION 6736 (Correction) 22,687,600 SharesExercise of

Subscription Warrants31,000 Shares Jan. 2015 Resolution based 1 1,500 Shares

(Error) 22,686,100 SharesExercise of

Subscription Warrants29,500 Shares Jan. 2015 Resolution based 1 　　0 Shares

(Sep. 18, 2020 (Attachment Published), Relevant Period Aug. 01, 2020 － Aug. 31, 2020)


at End of Month

94 SUNCORPORATION 6736 (Correction) 22,699,600 Shares

(Error) 22,698,100 Shares

(Oct. 20, 2020 (Attachment Published), Relevant Period Sep. 01, 2020 － Sep. 30, 2020)


at End of Month

95 SUNCORPORATION 6736 (Correction) 22,725,400 Shares

(Error) 22,723,900 Shares

Oct. 2020

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By Company

No. of Listed Shares Altered Alteration Value, etc.Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

KYOKUYO CO.,LTD. (1301) 10,928,283 0

Nippon Suisan Kaisha,Ltd. (1332) 312,430,277 0

Maruha Nichiro Corporation (1333) 52,656,910 0

HOHSUI CORPORATION (1352) 8,379,000 0

YUKIGUNI MAITAKE CO.,LTD. (1375) 39,850,000 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

KANEKO SEEDS CO.,LTD. (1376) 11,772,626 0

SAKATA SEED CORPORATION (1377) 47,410,750 0

HOKUTO CORPORATION (1379) 33,359,040 Exercise of CB 0 * CB 1 60,000 thou. JPY 9,857,000 thou. JPY

AKIKAWA FOODS & FARMS CO.,LTD. (1380) 4,179,000 0

AXYZ CO.,Ltd. (1381) 5,617,500 0

HOB Co.,Ltd. (1382) 762,000 0

Berg Earth co.,ltd. (1383) 1,269,900 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

May 2016 Resolution based 2 0 Shares

Hokuryo Co.,Ltd. (1384) 8,459,000 0

RUDEN HOLDINGS CO.,Ltd. (1400) 12,495,000 Exercise of Subscription Warrants 9,000 Mar. 2013 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 9,000 Shares


mbs,inc. (1401) 7,732,000 0

West Holdings Corporation (1407) 35,405,760 0

Hinokiya Group Co.,Ltd. (1413) 13,575,000 0

SHO-BOND Holdings Co.,Ltd. (1414) 56,745,180 0

MIRAIT Holdings Corporation (1417) 108,325,329 0

INTERLIFE HOLDINGS CO.,LTD. (1418) 20,010,529 0

Tama Home Co.,Ltd. (1419) 29,455,800 0

Sanyo Homes Corporation (1420) 12,620,000 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares

Feb. 2018 Resolution based 2 0 Shares

Nippon Aqua Co.,Ltd. (1429) 34,760,000 0

First-corporation Inc. (1430) 13,358,540 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Lib Work Co.,Ltd. (1431) 10,841,020 Oct. 01 Stock Split 5,420,510

DORYOKU Co.,Ltd. (1432) 2,066,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


BESTERRA CO.,LTD (1433) 8,355,600 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

JESCO Holdings,Inc. (1434) 6,580,600 Exercise of Subscription Warrants 1,000 Dec. 2013 Resolution based 1 1,000 Shares

TATERU,Inc. (1435) 91,127,000 0

Fit Corporation (1436) 4,282,800 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

YASUE CORPORATION (1439) 1,309,020 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares


Oct. 2020

- 5 -


Shares Shares



YAMAZEN HOMES CO.,LTD. (1440) 1,610,000 0

Giken Holdings Co.,Ltd. (1443) 16,237,977 0

Hikari Holdings Co.,Ltd. (1445) 279,900 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares


CANDEAL CO.,Ltd (1446) 10,722,200 Exercise of Subscription Warrants 2,000 Sep. 2017 Resolution based 1 2,000 Shares

ITbook Holdings Co.,LTD. (1447) 19,806,901 0

SPACE VALUE HOLDINGS CO.,LTD. (1448) 35,556,584 0

TANAKEN (1450) 4,349,800 Oct. 01 Stock Split 2,174,900

KHC Ltd. (1451) 3,945,650 0

YOKOHAMA WRIGHT Industries Co.,LTD (1452) 50,000 0

Chugai Mining Co.,Ltd. (1491) 289,747,982 0

Sumiseki Holdings,Inc. (1514) 58,892,853 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,140,000 Shares

Nittetsu Mining Co.,Ltd. (1515) 8,352,319 0

MITSUI MATSUSHIMA HOLDINGS CO.,LTD. (1518) 13,064,400 0

INPEX CORPORATION (1605) 1,462,323,600 0

Japan Petroleum Exploration Co.,Ltd. (1662) 57,154,776 0

K&O Energy Group Inc. (1663) 30,336,061 0

SDS HOLDINGS Co.,Ltd. (1711) 5,217,473 Exercise of Subscription Warrants 0 Sep. 2020 Resolution based 1 0 Shares

Daiseki Eco.Solution Co.,Ltd. (1712) 16,827,120 0

DAI-ICHI CUTTER KOGYO K.K. (1716) 6,000,000 0

Meiho Facility Works Ltd. (1717) 12,775,900 0

MIKIKOGYO CO.,LTD. (1718) 1,153,263 0

HAZAMA ANDO CORPORATION (1719) 200,343,397 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

TOKYU CONSTRUCTION CO., LTD. (1720) 106,761,205 0

COMSYS Holdings Corporation (1721) 141,000,000 0

NIHON DENGI CO.,LTD. (1723) 8,197,500 0

SYNCLAYER INC. (1724) 4,033,780 0

Br.Holdings Corporation (1726) 39,700,000 0

MISAWA HOMES CHUGOKU CO.,LTD. (1728) 11,540,180 0

ASO FOAM CRETE Co.,Ltd. (1730) 3,420,000 0

OTEC CORPORATION (1736) 5,700,000 0

MESCO,Inc. (1737) 12,780,000 0

SEEDHEIWA CO.,LTD. (1739) 6,454,400 0

KOATSU KOGYO CO.,LTD. (1743) 760,000 0

CREA HOLDINGS,Inc. (1757) 249,541,756 0

Taiyo Kisokogyo Co.,Ltd. (1758) 819,600 0

TAKAMATSU CONSTRUCTION GROUP CO.,LTD. (1762) 38,880,000 0

KUDO CORPORATION (1764) 1,331,220 0

TOKEN CORPORATION (1766) 13,472,000 0

SONEC CORPORATION (1768) 7,500,000 0

FUJITA ENGINEERING CO.,LTD. (1770) 11,700,000 0

FUJI FURUKAWA ENGINEERING & CONSTRUCTION CO.LTD. (1775) 9,026,561 0

Oct. 2020

- 6 -


Shares Shares

SUMIKEN MITSUI ROAD CO., LTD. (1776) 9,277,500 0

YAMAURA CORPORATION (1780) 21,103,514 0

Joban Kaihatsu Co.,Ltd. (1782) 785,000 0

Asia Gate Holdings Co.,Ltd. (1783) 58,442,851 Exercise of CB 0 CB 1 0 thou. JPY 87,840 thou. JPY

Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares



Nakabohtec Corrosion Protecting Co.,Ltd. (1787) 2,602,500 0

SANTO CO.,LTD. (1788) 686,000 0

ETS Holdings Co.,Ltd. (1789) 6,375,284 0

OHMOTO GUMI CO.,LTD. (1793) 5,132,380 0

MASARU CORPORATION (1795) 901,151 0

MORIYA CORPORATION (1798) 2,260,000 0

DAIICHI KENSETSU CORPORATION (1799) 20,858,491 0

TAISEI CORPORATION (1801) 224,541,172 0

OBAYASHI CORPORATION (1802) 721,509,646 0

SHIMIZU CORPORATION (1803) 788,514,613 Exercise of CB 0 CB 20. 10 JPY 0 thou. JPY 0 thou. JPY Redemption 30,000,000 thou. JPY

TOBISHIMA CORPORATION (1805) 19,310,436 0

WATANABE SATO CO.,LTD. (1807) 3,195,700 0

HASEKO Corporation (1808) 300,794,397 0

MATSUI CONSTRUCTION CO.,LTD. (1810) 30,580,000 0

THE ZENITAKA CORPORATION (1811) 7,353,140 0

KAJIMA CORPORATION (1812) 528,656,011 0

Fudo Tetra Corporation (1813) 16,489,522 0

DAISUE CONSTRUCTION CO.,LTD. (1814) 10,614,225 0

TEKKEN CORPORATION (1815) 15,668,956 0

Nishimatsu Construction Co.,Ltd. (1820) 55,591,502 0

Sumitomo Mitsui Construction Co., Ltd. (1821) 162,673,321 0

DAIHO CORPORATION (1822) 18,433,163 Exercise of CB 991,135 * CB 3 3,164,000 thou. JPY 4,836,000 thou. JPY




MAEDA CORPORATION (1824) 194,608,482 0

Sata Construction Co.,Ltd. (1826) 15,521,233 0

NAKANO CORPORATION (1827) 34,498,097 0

TANABE ENGINEERING CORPORATION (1828) 10,728,000 0

OKUMURA CORPORATION (1833) 39,665,226 0

TOTETSU KOGYO CO.,LTD. (1835) 36,100,000 0

TSUCHIYA HOLDINGS CO.,LTD. (1840) 25,775,118 0

SANYU CONSTRUCTION CO.,LTD. (1841) 4,000,000 0

OHMORI CO.,LTD. (1844) 14,848,429 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares





Oct. 2020

- 7 -


Shares Shares

ICHIKEN Co.,Ltd. (1847) 7,278,400 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares










Jul. 2015 Resolution based 1 0 Shares


FUJI P.S CORPORATION (1848) 18,602,244 0

Nankai Tatsumura Construction Co.,Ltd. (1850) 28,835,730 0

ASANUMA CORPORATION (1852) 8,078,629 0

Mori-Gumi Co.,Ltd. (1853) 32,800,000 0

TODA CORPORATION (1860) 322,656,796 0

Kumagai Gumi Co.,Ltd. (1861) 46,805,660 0

KITANO CONSTRUCTION CORP., (1866) 6,836,853 0

UEKI CORPORATION (1867) 3,436,764 0

YAHAGI CONSTRUCTION CO.,LTD. (1870) 44,607,457 0

P.S. Mitsubishi Construction Co., Ltd. (1871) 47,486,029 0

NIHON HOUSE HOLDINGS CO.,LTD. (1873) 45,964,842 0

DAITO TRUST CONSTRUCTION CO.,LTD. (1878) 68,918,979 0

SHINNIHON CORPORATION (1879) 61,360,720 0

NIPPO CORPORATION (1881) 119,401,836 0

TOA ROAD CORPORATION (1882) 5,220,023 0

MAEDA ROAD CONSTRUCTION CO.,LTD. (1883) 89,159,453 0

THE NIPPON ROAD CO.,LTD. (1884) 9,761,618 0

TOA CORPORATION (1885) 22,494,629 Exercise of CB 0 CB 24. 12 JPY 0 thou. JPY 7,000,000 thou. JPY

JDC CORPORATION (1887) 98,255,000 0

WAKACHIKU CONSTRUCTION CO.,LTD. (1888) 12,964,993 0

TOYO CONSTRUCTION CO.,LTD. (1890) 94,371,183 0

PENTA-OCEAN CONSTRUCTION CO.,LTD. (1893) 286,013,910 0

The Kaneshita Construction Co.,Ltd. (1897) 3,806,660 0

SEIKITOKYU KOGYO CO.,LTD. (1898) 40,414,407 0

FUKUDA CORPORATION (1899) 8,988,111 0

TAISEI ONCHO CO.,LTD. (1904) 6,882,487 0

TENOX CORPORATION (1905) 7,694,080 0

Nippon Dry-Chemical CO.,LTD. (1909) 7,181,812 0

Sumitomo Forestry Co.,Ltd. (1911) 182,778,336 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares



JAPAN FOUNDATION ENGINEERING CO.,LTD. (1914) 30,846,400 0

TOMOE CORPORATION (1921) 40,763,046 0

Oct. 2020

- 8 -


Shares Shares

DAIWA HOUSE INDUSTRY CO.,LTD. (1925) 666,238,205 0

RAITO KOGYO CO.,LTD. (1926) 57,804,450 0

Sekisui House,Ltd. (1928) 684,683,466 0

NITTOC CONSTRUCTION CO.,LTD. (1929) 43,919,291 0

HOKURIKU ELECTRICAL CONSTRUCTION CO.,LTD. (1930) 24,969,993 0

YURTEC CORPORATION (1934) 72,224,462 0

NIPPON RIETEC CO.,LTD. (1938) 25,617,717 0

YONDENKO CORPORATION (1939) 8,127,735 0

CHUDENKO CORPORATION (1941) 58,138,117 0

KANDENKO CO.,LTD. (1942) 205,288,338 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 20,000,000 thou. JPY

KINDEN CORPORATION (1944) 218,141,080 0

TOKYO ENERGY & SYSTEMS INC. (1945) 37,261,752 0

TOENEC CORPORATION (1946) 19,329,990 0

The Kodensha,Co.,Ltd. (1948) 1,794,000 0

SUMITOMO DENSETSU CO.,LTD. (1949) 35,635,879 0

NIPPON DENSETSU KOGYO CO.,LTD. (1950) 61,537,219 0

KYOWA EXEO CORPORATION (1951) 117,812,419 0

Shin Nippon Air Technologies Co.,Ltd. (1952) 24,282,225 0

Nippon Koei Co.,Ltd. (1954) 15,948,054 Oct. 30 Third-Party Allotment, etc. 14,996

KYUDENKO CORPORATION (1959) 70,864,961 0

Sanyo Engineering & Construction Inc. (1960) 17,000,000 0

SANKI ENGINEERING CO.,LTD. (1961) 59,661,156 0

JGC HOLDINGS CORPORATION (1963) 259,214,827 0

Chugai Ro Co.,Ltd. (1964) 7,800,000 0

TECHNO RYOWA LTD. (1965) 22,888,604 0

TAKADA CORPORATION (1966) 7,220,950 0

YAMATO CORPORATION (1967) 26,927,652 0

TAIHEI DENGYO KAISHA,LTD. (1968) 20,341,980 0

Takasago Thermal Engineering Co.,Ltd. (1969) 70,239,402 0

CHUO BUILD INDUSTRY CO.,LTD. (1971) 2,378,740 0

SANKO METAL INDUSTRIAL CO.,LTD. (1972) 3,960,000 0

NEC Networks & System Integration Corporation (1973) 149,321,421 0

ASAHI KOGYOSHA CO.,LTD. (1975) 6,800,000 0

MEISEI INDUSTRIAL Co.,Ltd. (1976) 59,386,718 0

Taikisha Ltd. (1979) 35,082,009 0

DAI-DAN CO.,LTD. (1980) 22,981,901 0

KYOWANISSEI CO.,LTD. (1981) 11,800,000 0

Hibiya Engineering,Ltd. (1982) 25,006,321 0

KANDA TSUSHINKI CO.,LTD. (1992) 2,623,227 0

TAKAHASHI CURTAIN WALL CORPORATION (1994) 9,553,011 0

AKATSUKI EAZIMA CO.,LTD. (1997) 2,200,000 0

Nippon Flour Mills Co.,Ltd. (2001) 78,824,009 Exercise of CB 0 CB 25. 6 JPY 0 thou. JPY 25,000,000 thou. JPY

NISSHIN SEIFUN GROUP INC. (2002) 304,357,891 0

NITTO FUJI FLOUR MILLING CO.,LTD. (2003) 4,692,364 0

Showa Sangyo Co.,Ltd. (2004) 32,969,979 Exercise of CB 0 * CB 10 8,000 thou. JPY 5,679,000 thou. JPY

THE TORIGOE CO.,LTD. (2009) 26,036,374 0

Oct. 2020

- 9 -


Shares Shares

CHUBU SHIRYO CO.,LTD. (2053) 30,371,908 0

NICHIWA SANGYO CO.,LTD. (2055) 20,830,825 0

FEED ONE CO.,LTD. (2060) 39,477,128 Oct. 01 Reverse Stock Split -157,908,512

Toyo Sugar Refining Co.,Ltd. (2107) 5,456,000 0

Nippon Beet Sugar Manufacturing Co.,Ltd. (2108) 15,325,642 0

Mitsui Sugar Co.,Ltd. (2109) 28,333,480 0

Ensuiko Sugar Refining Co.,Ltd. (2112) 35,000,000 0

Fuji Nihon Seito Corporation (2114) 29,748,200 0

Nissin Sugar Co.,Ltd. (2117) 22,673,883 0

LIFULL Co.,Ltd. (2120) 134,239,870 0

mixi,Inc. (2121) 78,230,850 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares






Interspace Co.,Ltd. (2122) 6,967,200 0

JAC Recruitment Co.,Ltd. (2124) 41,292,000 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Nihon M&A Center Inc. (2127) 168,206,000 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

Members Co.,Ltd. (2130) 12,945,200 Exercise of Subscription Warrants 800 Jun. 2015 Resolution based 1 0 Shares





Sun Capital Management Corp. (2134) 71,013,244 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares


HIP CORPORATION (2136) 3,975,300 0

CROOZ,Inc. (2138) 12,957,600 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares





CHUCO CO.,LTD. (2139) 7,044,000 0

UT Group Co.,Ltd. (2146) 40,363,067 0

ITmedia Inc. (2148) 20,532,600 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

CareNet,Inc. (2150) 11,048,000 0

TAKEEI CORPORATION (2151) 28,616,300 0

Youji Corporation (2152) 11,784,000 0

E･J Holdings Inc. (2153) 7,261,060 0

BeNEXT Group Inc. (2154) 42,927,700 Oct. 28 Third-Party Allotment, etc. 74,000

Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

SAYLOR ADVERTISING INC. (2156) 6,078,000 0

KOSHIDAKA HOLDINGS Co.,LTD. (2157) 82,300,000 0

FRONTEO,Inc. (2158) 38,163,562 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares


Oct. 2020

- 10 -


Shares Shares




Full Speed Inc. (2159) 15,571,000 0

GNI Group Ltd. (2160) 43,513,149 Exercise of Subscription Warrants 4,500 Aug. 2015 Resolution based 1 0 Shares


Sep. 2018 Resolution based 1 4,500 Shares


nms Holdings Corporation (2162) 21,611,000 0

ARTNER CO.,LTD. (2163) 10,627,920 0

CHIIKISHINBUNSHA CO.,LTD. (2164) 1,843,800 0

Pasona Group Inc. (2168) 41,690,300 0

CDS Co.,Ltd. (2169) 6,924,400 0

Link and Motivation Inc. (2170) 113,068,000 0

Hakuten Corporation (2173) 7,957,200 0

GCA Corporation (2174) 44,392,705 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares







Sep. 2016 Resolution based 1 0 Shares



SMS CO.,LTD. (2175) 87,097,400 Exercise of Subscription Warrants 7,400 Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 7,000 Shares


Ina Research Inc. (2176) 2,998,800 0

Tri-Stage Inc. (2178) 30,517,200 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares


SEIGAKUSHA CO.,LTD. (2179) 5,876,000 0

SUNNY SIDE UP GROUP Inc. (2180) 15,191,600 0

PERSOL HOLDINGS CO.,LTD. (2181) 236,704,861 0

Linical Co.,Ltd. (2183) 24,740,000 0

CMC CORPORATION (2185) 7,182,000 0

Sobal Corporation (2186) 8,167,498 0

tella,Inc. (2191) 23,689,056 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares




Cookpad Inc. (2193) 107,429,400 0

AMITA HOLDINGS CO.,LTD. (2195) 1,169,424 0

ESCRIT INC. (2196) 13,786,500 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares



Oct. 2020

- 11 -


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IKK Inc. (2198) 29,956,800 0

Morinaga & Co.,Ltd. (2201) 54,189,769 0

NAKAMURAYA CO.,LTD. (2204) 5,976,205 0

Ezaki Glico Co.,Ltd. (2206) 68,468,569 Exercise of CB 0 CB 24. 1 JPY 0 thou. JPY 30,000,000 thou. JPY

Meito Sangyo Co.,Ltd. (2207) 17,265,000 0

BOURBON CORPORATION (2208) 27,700,000 0

IMURAYA GROUP CO.,LTD. (2209) 13,086,200 0

Fujiya Co.,Ltd. (2211) 25,784,659 0

YAMAZAKI BAKING CO.,LTD. (2212) 220,282,860 0

FIRST BAKING CO.,LTD. (2215) 6,929,900 0

Kanro Inc. (2216) 7,657,802 0

Morozoff Limited (2217) 3,669,226 0

KAMEDA SEIKA CO.,LTD. (2220) 22,318,650 0

IWATSUKA CONFECTIONERY CO.,LTD. (2221) 5,995,000 0

Kotobuki Spirits Co.,Ltd. (2222) 31,121,520 0

COMO CO.,LTD. (2224) 3,630,000 0

KOIKE-YA Inc. (2226) 5,335,000 0

CALBEE,Inc. (2229) 133,929,800 0

GOYO foods Industry Co.,Ltd. (2230) 1,807,172 Exercise of CB 0 CB 1 0 thou. JPY 219,912 thou. JPY

MORINAGA MILK INDUSTRY CO.,LTD. (2264) 49,834,143 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares











ROKKO BUTTER CO.,LTD. (2266) 21,452,125 0

YAKULT HONSHA CO.,LTD. (2267) 171,045,418 0

B-R 31 ICE CREAM CO.,LTD. (2268) 9,644,554 0

Meiji Holdings Co.,Ltd. (2269) 152,683,400 0

MEGMILK SNOW BRAND Co.,Ltd. (2270) 70,751,855 0

Prima Meat Packers,Ltd. (2281) 50,524,399 0

NH Foods Ltd. (2282) 102,958,904 Exercise of Subscription Warrants 0 Jul. 2004 Resolution based 1 0 Shares






Hayashikane Sangyo Co.,Ltd. (2286) 8,910,000 0

MARUDAI FOOD CO.,LTD. (2288) 26,505,581 0

FUKUTOME MEAT PACKERS,LTD. (2291) 3,400,000 0

S Foods Inc. (2292) 32,267,721 0

Oct. 2020

- 12 -


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TAKIZAWA HAM CO.,LTD. (2293) 2,102,000 0

Kakiyasu Honten Co.,Ltd. (2294) 12,446,700 0

ITOHAM YONEKYU HOLDINGS INC. (2296) 297,355,059 0

Kyokuto Co.,Ltd. (2300) 5,551,230 0

GAKUJO CO.,Ltd. (2301) 15,560,000 0

Dawn Corporation (2303) 3,300,000 0

CSS HOLDINGS,LTD. (2304) 5,285,600 Exercise of Subscription Warrants 0 Dec. 2004 Resolution based 1 0 Shares


STUDIO ALICE Co.,Ltd. (2305) 17,185,650 0

CROSS CAT CO.,LTD. (2307) 9,210,960 0

CMIC HOLDINGS Co.,Ltd. (2309) 18,923,569 0

EPCO Co.,Ltd. (2311) 9,316,000 0

CAICA Inc. (2315) 635,070,646 0

Systena Corporation (2317) 112,720,000 0

Softfront Holdings (2321) 27,561,789 Exercise of Subscription Warrants 0 Apr. 2018 Resolution based 1 0 Shares


fonfun corporation (2323) 3,380,920 0

NJS Co.,Ltd. (2325) 10,048,000 0

Digital Arts Inc. (2326) 14,133,000 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares


NS Solutions Corporation (2327) 94,704,740 0

TOHOKUSHINSHA FILM CORPORATION (2329) 46,735,334 0

Forside Co.,Ltd. (2330) 32,557,704 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares


SOHGO SECURITY SERVICES CO.,LTD. (2331) 102,040,042 0

Quest Co.,Ltd. (2332) 5,487,768 0

eole Inc. (2334) 2,330,183 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares



CUBE SYSTEM INC. (2335) 15,279,840 0

Fuji Techno Solutions Co.,Inc. (2336) 807,600 0

Ichigo Inc. (2337) 505,371,918 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares




Bit One Group Co.,Ltd. (2338) 10,812,361 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares




GOKURAKUYU HOLDINGS CO.,LTD. (2340) 18,562,200 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares







Oct. 2020

- 13 -


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ARBEIT-TIMES CO.,LTD. (2341) 32,237,249 0

TRANS GENIC INC. (2342) 17,369,141 Exercise of Subscription Warrants 0 Aug. 2019 Resolution based 1 0 Shares

HEIAN CEREMONY SERVICE CO.,LTD. (2344) 14,667,000 0

Kushim,Inc. (2345) 4,004,600 0

Nippon Information Development Co.,Ltd. (2349) 13,109,490 0

ASJ INC. (2351) 7,947,100 0

AZIA CO.,LTD. (2352) 4,412,400 Exercise of Subscription Warrants 0 May 2020 Resolution based 1 0 Shares

NIPPON PARKING DEVELOPMENT Co.,Ltd. (2353) 348,398,600 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares





YE DIGITAL Corporation (2354) 18,127,200 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares




CORE CORPORATION (2359) 14,834,580 0

YUMESHIN HOLDINGS CO.,LTD. (2362) 78,861,940 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares




MEDINET Co.,Ltd. (2370) 162,960,423 Exercise of Subscription Warrants 2,130,000 Mar. 2013 Resolution based 1 0 Shares

Aug. 2020 Resolution based 1 2,130,000 Shares

Kakaku.com,Inc. (2371) 206,705,000 0

I'rom Group Co.,Ltd. (2372) 12,285,965 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

CARE TWENTYONE CORPORATION (2373) 4,948,000 0

SAINT-CARE HOLDING CORPORATION (2374) 24,965,786 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares











Oct. 2020

- 14 -


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GiG Works Inc. (2375) 7,282,570 Exercise of Subscription Warrants 5,250 Sep. 2013 Resolution based 1 0 Shares


Aug. 2015 Resolution based 1 5,250 Shares





SCINEX CORPORATION (2376) 6,470,660 0

RENAISSANCE,INCORPORATED (2378) 21,379,000 0

DIP corporation (2379) 60,140,000 0

SBS Holdings,Inc. (2384) 39,718,200 0

Soiken Holdings Inc. (2385) 26,158,200 0

Wedge Holdings CO.,LTD. (2388) 35,794,478 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares


DIGITAL HOLDINGS,INC. (2389) 23,817,700 0

PLANET,INC. (2391) 6,632,800 0

Nippon Care Supply Co.,Ltd. (2393) 16,342,400 0

SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. (2395) 41,632,400 0

DNA Chip Research Inc. (2397) 5,789,700 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares

TSUKUI HOLDINGS CORPORATION (2398) 72,460,800 0

amana inc. (2402) 5,408,000 0

TETSUJIN Inc. (2404) 13,647,362 0

Arte Salon Holdings,Inc. (2406) 10,300,000 0

KG Intelligence CO.,LTD. (2408) 7,398,000 0

CAREER DESIGN CENTER CO.,LTD. (2410) 7,054,400 0

GENDAI AGENCY INC. (2411) 15,050,000 0

Benefit One Inc. (2412) 159,970,000 0

M3,Inc. (2413) 678,720,600 Exercise of Subscription Warrants 3,200 Aug. 2011 Resolution based 1 0 Shares


















Oct. 2020

- 15 -


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Human Holdings Co.,Ltd. (2415) 10,987,200 0

TSUKADA GLOBAL HOLDINGS Inc. (2418) 48,960,000 0

Brass Corporation (2424) 5,709,300 0

Care Service Co.,Ltd. (2425) 4,200,000 0

OUTSOURCING Inc. (2427) 125,909,300 0

WELLNET CORPORATION (2428) 19,400,000 0

WORLD HOLDINGS CO.,LTD. (2429) 17,562,200 Exercise of Subscription Warrants 600 Mar. 2015 Resolution based 1 600 Shares

DeNA Co.,Ltd. (2432) 130,210,945 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares





HAKUHODO DY HOLDINGS INCORPORATED (2433) 389,397,652 0

CEDAR.Co.,Ltd (2435) 11,476,000 0

KYODO PUBLIC RELATIONS CO.,LTD. (2436) 4,091,796 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares



SHINWA WISE HOLDINGS CO.,LTD. (2437) 7,439,900 0

Asukanet Company,Limited (2438) 17,464,000 0

Gurunavi,Inc. (2440) 48,675,100 0

Takamiya Co.,Ltd. (2445) 46,577,000 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares










PRAP Japan,Inc. (2449) 4,679,010 0

Computer Mind Co.,Ltd. (2452) 450,000 0

Japan Best Rescue System Co.,Ltd. (2453) 34,688,000 0

All About,Inc. (2454) 13,863,500 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares


AUN CONSULTING,Inc. (2459) 7,502,800 0

FAN Communications,Inc. (2461) 76,930,032 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

LIKE Co.,Ltd. (2462) 20,325,800 Exercise of Subscription Warrants 1,000 Apr. 2015 Resolution based 1 0 Shares

Apr. 2015 Resolution based 2 1,000 Shares

Oct. 2020

- 16 -


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BUSINESS BREAKTHROUGH,INC. (2464) 14,264,100 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

FueTrek Co.,Ltd. (2468) 9,504,200 0

Hibino Corporation (2469) 10,265,480 0

S-Pool,Inc. (2471) 79,007,500 0

WDB HOLDINGS CO.,LTD. (2475) 20,060,000 0

Temairazu,Inc. (2477) 6,478,584 0

JTEC CORPORATION (2479) 8,572,400 0

System Location Co.,Ltd. (2480) 3,570,000 0

TOWNNEWS-SHA CO.,LTD. (2481) 5,575,320 0

HONYAKU Center Inc. (2483) 3,369,000 0

DEMAE-CAN CO.,LTD (2484) 85,486,500 0

TEAR Corporation (2485) 22,406,100 0

CDG Co.,Ltd. (2487) 6,240,000 0

JAPAN THIRD PARTY CO.,LTD. (2488) 6,015,600 0

Adways Inc. (2489) 41,588,500 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

ValueCommerce Co.,Ltd. (2491) 34,471,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Infomart Corporation (2492) 259,431,200 0

E-SUPPORTLINK,Ltd. (2493) 4,424,800 0

UNITED,Inc. (2497) 23,671,845 0

Oriental Consultants Holdings Company Limited (2498) 6,080,920 0

NIHONWASOU HOLDINGS,INC. (2499) 9,134,000 0

SAPPORO HOLDINGS LIMITED (2501) 78,794,298 Exercise of CB 0 CB 21. 4 JPY 0 thou. JPY 20,000,000 thou. JPY

Asahi Group Holdings,Ltd. (2502) 507,003,362 Oct. 15 Third-Party Allotment, etc. 2,541,800

Kirin Holdings Company,Limited (2503) 914,000,000 0

TAKARA HOLDINGS INC. (2531) 199,699,743 0

Oenon Holdings,Inc. (2533) 65,586,196 0

YOMEISHU SEIZO CO.,LTD. (2540) 16,500,000 0

HOKKAIDO COCA-COLA BOTTLING CO.,LTD. (2573) 7,606,898 0

Coca-Cola Bottlers Japan Holdings Inc. (2579) 206,268,593 0

FRUTA FRUTA INC. (2586) 8,508,229 Exercise of Subscription Warrants 683,400 Mar. 2014 Resolution based 1 0 Shares



Suntory Beverage & Food Limited (2587) 309,000,000 0

Premium Water Holdings,Inc. (2588) 27,855,712 Exercise of Subscription Warrants 18,100 Apr. 2016 Resolution based 1 13,250 Shares


Nov. 2016 Resolution based 1 2,200 Shares


DyDo GROUP HOLDINGS,INC. (2590) 16,568,500 0

ITO EN,LTD. (2593) 89,212,380 0

(2593-5) 34,246,962 0

KEY COFFEE INC (2594) 22,689,000 0

UNICAFE INC. (2597) 13,869,200 0

JAPAN FOODS CO.,LTD. (2599) 5,100,000 0

The Nisshin OilliO Group,Ltd. (2602) 34,667,857 0

FUJI OIL HOLDINGS INC. (2607) 87,569,383 0

KADOYA SESAME MILLS INCORPORATED (2612) 9,400,000 0

Oct. 2020

- 17 -


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J-OIL MILLS, INC. (2613) 16,754,223 0

Lawson,Inc. (2651) 100,300,000 Exercise of Subscription Warrants 0 Oct. 2005 Resolution based 1 0 Shares















MANDARAKE INC. (2652) 7,236,000 0

AEON KYUSHU CO.,LTD. (2653) 34,742,418 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares
















ASMO CORPORATION (2654) 15,145,175 0

Vector Inc. (2656) 14,007,000 0

SAN-A CO.,LTD. (2659) 31,981,654 0

CAWACHI LIMITED (2664) 24,583,420 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares


AUTOWAVE Co.,Ltd. (2666) 14,451,000 0

ImageONE Co.,Ltd. (2667) 8,303,600 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

Tabio Corporation (2668) 6,813,880 0

Kanemi Co.,Ltd. (2669) 10,000,000 0

ABC-MART,INC. (2670) 82,539,646 0

YUMEMITSUKETAI Co.,Ltd. (2673) 10,458,000 0

HARD OFF CORPORATION Co.,Ltd. (2674) 13,954,000 0

DYNAC HOLDINGS CORPORATION (2675) 7,033,000 0

Oct. 2020

- 18 -


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TAKACHIHO KOHEKI CO.,LTD. (2676) 10,171,800 0

ASKUL Corporation (2678) 55,259,400 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares





GEO HOLDINGS CORPORATION (2681) 43,936,488 Exercise of Subscription Warrants 6,500 Aug. 2009 Resolution based 1 0 Shares





UOKI CO.,LTD. (2683) 2,555,856 0

Adastria Co.,Ltd. (2685) 48,800,000 0

GFOOT CO.,LTD. (2686) 42,554,100 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares


CVS Bay Area Inc. (2687) 5,064,000 0

KAWANISHI HOLDINGS,INC. (2689) 6,250,000 0

ITOCHU-SHOKUHIN Co.,Ltd. (2692) 13,032,690 0

YKT CORPORATION (2693) 11,906,880 0

G.taste Co.,Ltd. (2694) 239,866,162 Exercise of CB 0 CB 10 0 thou. JPY 70,000 thou. JPY

CB 11 0 thou. JPY 300,000 thou. JPY

Kura Sushi,Inc. (2695) 20,699,800 0

CAN DO CO.,LTD. (2698) 16,770,200 0

KITOKU SHINRYO CO.,LTD. (2700) 1,706,000 0

McDonald's Holdings Company(Japan),Ltd. (2702) 132,960,000 0

OOTOYA Holdings Co.,Ltd. (2705) 7,246,800 0

BROCCOLI Co.,Ltd. (2706) 8,747,642 0

KUZE CO.,LTD. (2708) 3,882,500 0

Pla Matels Corporation (2714) 8,550,000 0

Elematec Corporation (2715) 42,304,946 0

J-Holdings Corp. (2721) 4,333,500 Oct. 20 Third-Party Allotment, etc. 1,600,000

Exercise of Subscription Warrants 0 Sep. 2020 Resolution based 1 0 Shares


I.K Co.,Ltd. (2722) 7,808,000 0

PAL GROUP Holdings CO.,LTD (2726) 46,272,000 0

JALUX Inc. (2729) 12,775,000 0

EDION Corporation (2730) 112,005,636 Exercise of CB 0 CB 21. 10 JPY 0 thou. JPY 80,000 thou. JPY

CB 25. 6 JPY 0 thou. JPY 13,810,000 thou. JPY

ARATA CORPORATION (2733) 18,027,640 Exercise of CB 0 CB 1 0 thou. JPY 3,000 thou. JPY

* CB 2 0 thou. JPY 6,000,000 thou. JPY

SALA CORPORATION (2734) 66,041,147 0

WATTS CO.,LTD. (2735) 13,958,800 0

Festaria Holdings Co.,Ltd. (2736) 1,192,100 Exercise of Subscription Warrants 0 Sep. 2009 Resolution based 1 0 Shares




Oct. 2020

- 19 -


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TOMEN DEVICES CORPORATION (2737) 6,802,000 0

HALOWS CO.,LTD. (2742) 19,864,600 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares





PIXEL COMPANYZ INC. (2743) 27,586,600 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares



Hokuyu Lucky Co.,Ltd. (2747) 1,264,640 0

JP-HOLDINGS,INC. (2749) 87,849,400 0

S.ISHIMITSU&CO.,LTD. (2750) 8,000,000 0

TENPOS HOLDINGS Co.,Ltd. (2751) 14,314,800 0

FUJIO FOOD GROUP INC. (2752) 44,580,660 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares


AMIYAKI TEI CO.,LTD. (2753) 6,848,800 0

TOKATSU HOLDINGS CO.,LTD. (2754) 4,840,000 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares










TOKYO ELECTRON DEVICE LIMITED (2760) 10,445,500 0

Toshin Group co.,ltd. (2761) 11,405,400 0

SANKO MARKETING FOODS CO.,LTD. (2762) 15,826,500 0

FTGroup CO.,LTD. (2763) 32,022,268 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Hiramatsu Inc. (2764) 48,604,200 Exercise of CB 0 CB 1 0 thou. JPY 1,999,984 thou. JPY


FIELDS CORPORATION (2767) 34,700,000 0

Sojitz Corporation (2768) 1,251,499,501 0

Village Vanguard CO.,LTD. (2769) 7,861,700 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,500 Shares

Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares


Oct. 2020

- 20 -


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Mutual Corporation (2773) 7,620,320 0

SHINTO Holdings,Inc. (2776) 17,447,000 Exercise of Subscription Warrants 0 Apr. 2019 Resolution based 1 0 Shares

CASSINA IXC.Ltd. (2777) 4,091,100 0

PALEMO HOLDINGS CO.,LTD. (2778) 12,051,384 0

Komehyo Holdings Co.,Ltd. (2780) 11,257,000 0

Seria Co.,Ltd. (2782) 75,840,000 0

Alfresa Holdings Corporation (2784) 235,017,600 0

APPLE INTERNATIONAL CO.,LTD. (2788) 13,841,400 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Karula Co.,LTD. (2789) 6,021,112 0

NAFCO Co.,Ltd. (2790) 29,784,400 0

DAIKOKUTENBUSSAN CO.,LTD. (2791) 14,474,200 0

HONEYS HOLDINGS CO.,LTD. (2792) 27,900,000 0

NIPPON PRIMEX INC. (2795) 5,523,592 0

Pharmarise Holdings Corporation (2796) 9,615,515 Oct. 05 Third-Party Allotment, etc. 49,300

Exercise of CB 0 CB 1 0 thou. JPY 1,482,000 thou. JPY

Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares







Y's table corporation (2798) 2,660,900 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

KIKKOMAN CORPORATION (2801) 193,883,202 0

Ajinomoto Co.,Inc. (2802) 549,163,354 0

BULL-DOG SAUCE CO.,LTD. (2804) 13,954,880 0

S&B FOODS INC. (2805) 13,954,234 0

YUTAKA FOODS CORPORATION (2806) 8,832,311 0

Kewpie Corporation (2809) 150,000,000 0

House Foods Group Inc. (2810) 100,750,620 0

KAGOME CO.,LTD. (2811) 94,366,944 0

YAIZU SUISANKAGAKU INDUSTRY CO.,LTD. (2812) 13,056,198 0

Wakou Shokuhin Co.,Ltd. (2813) 949,319 0

SATO FOODS INDUSTRIES CO.,LTD. (2814) 9,326,460 0

ARIAKE JAPAN Co.,Ltd. (2815) 32,808,683 0

DAISHO CO.,LTD. (2816) 9,868,800 0

PIETRO Co.,Ltd. (2818) 6,257,230 0

EBARA Foods Industry,Inc. (2819) 10,468,710 0

Yamami Company (2820) 6,966,000 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

AOHATA Corporation (2830) 8,292,000 0

HAGOROMO FOODS CORPORATION (2831) 10,325,365 0

NICHIREI CORPORATION (2871) 140,003,877 0

SEIHYO CO.,LTD. (2872) 432,081 0

YOKOHAMA REITO CO.,LTD. (2874) 59,266,684 0

Oct. 2020

- 21 -


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TOYO SUISAN KAISHA,LTD. (2875) 110,881,044 0

Delsole Corporation (2876) 9,105,290 0

NittoBest Corporation (2877) 12,102,660 0

EAT&HOLDINGS Co.,Ltd (2882) 10,158,190 0

DAIREI CO.,LTD. (2883) 6,008,300 0

Yoshimura Food Holdings K.K. (2884) 22,581,095 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

NIHON SHOKUHIN KAKO CO.,LTD. (2892) 6,400,000 0

Ishii Food Co.,Ltd. (2894) 18,392,000 0

NISSIN FOODS HOLDINGS CO.,LTD. (2897) 105,700,000 0

NAGATANIEN HOLDINGS CO.,LTD. (2899) 19,138,703 0

ISHIGAKI FOODS CO.,LTD. (2901) 7,068,300 Exercise of Subscription Warrants 0 May 2019 Resolution based 1 0 Shares

SHINOBU FOODS PRODUCTS CO.,LTD. (2903) 13,500,000 0

ICHIMASA KAMABOKO CO.,LTD. (2904) 18,590,000 0

OK Food Industry Co.,Ltd. (2905) 3,718,141 0

AHJIKAN CO.,LTD. (2907) 7,700,000 0

FUJICCO CO.,LTD. (2908) 34,991,521 0

ROCK FIELD CO.,LTD. (2910) 26,788,748 0

ASAHIMATSU FOODS CO.,LTD. (2911) 1,876,588 0

JAPAN TOBACCO INC. (2914) 1,333,333,200 0

KENKO Mayonnaise Co.,Ltd. (2915) 16,476,000 0

Semba Tohka Industries Co.,Ltd (2916) 11,400,000 0

OHMORIYA Co.,LTD. (2917) 5,098,096 0

WARABEYA NICHIYO HOLDINGS CO.,LTD. (2918) 17,625,660 0

NATORI CO.,LTD. (2922) 15,032,209 0

SATO FOODS CO.,LTD. (2923) 5,075,500 0

Ifuji Sangyo Co.,Ltd. (2924) 8,345,370 0

PICKLES CORPORATION (2925) 6,427,300 Exercise of Subscription Warrants 29,300 Jun. 2015 Resolution based 1 3,800 Shares

Jun. 2016 Resolution based 1 4,900 Shares





SHINOZAKIYA,INC. (2926) 14,436,600 0

AFC-HD AMS Life Science Co.,Ltd. (2927) 14,144,720 0

Pharma Foods International Co.,Ltd. (2929) 29,047,600 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Kitanotatsujin Corporation (2930) 141,072,000 0

euglena Co.,Ltd. (2931) 93,153,322 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares



STI Foods Holdings,Inc. (2932) 5,495,500 Oct. 22 Third-Party Allotment, etc. 195,000

GOOD LIFE COMPANY,INC. (2970) 4,235,100 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Star Mica Holdings Co.,Ltd. (2975) 18,228,656 Exercise of Subscription Warrants 0 Nov. 2018 Resolution based 1 0 Shares





Oct. 2020

- 22 -


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Liv-up Co.,Ltd. (2977) 1,000,000 0

TSUKURUBA Inc. (2978) 9,821,200 Exercise of CB 0 CB 1 0 thou. JPY 700,000 thou. JPY








SRE Holdings Corporation (2980) 15,232,483 Exercise of Subscription Warrants 14,760 Jan. 2016 Resolution based 1 9,600 Shares

Jan. 2016 Resolution based 2 1,200 Shares



Landix Inc. (2981) 2,809,593 Exercise of Subscription Warrants 6,500 Dec. 2017 Resolution based 1 6,500 Shares

A.D.Works Group Co.,Ltd. (2982) 40,095,064 Exercise of Subscription Warrants 200,000 Sep. 2020 Resolution based 1 0 Shares


First Stage Corporation (2985) 2,484,000 0

LA Holdings Co.,Ltd. (2986) 5,274,919 0

TASUKI Corporation (2987) 5,300,000 Oct. 02 Initial Listing 5,300,000

Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares


Katakura Industries Co.,Ltd. (3001) 35,215,000 0

GUNZE LIMITED (3002) 19,293,516 0

Hulic Co.,Ltd. (3003) 673,907,735 0

SHINYEI KAISHA (3004) 3,960,000 0

KACHIKAIHATSU CO.LTD. (3010) 56,079,865 Exercise of CB 0 CB 1 0 thou. JPY 1,200,000 thou. JPY


BANNERS CO.,LTD. (3011) 20,236,086 0

Applied Co.,Ltd. (3020) 2,703,200 0

Pacific Net Co.,Ltd. (3021) 5,175,000 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Rasa Corporation (3023) 12,910,000 0

CREATE CORPORATION (3024) 3,969,000 0

Alpen Co.,Ltd. (3028) 40,488,000 0

HUB CO.,LTD. (3030) 11,265,300 0

RACCOON HOLDINGS,Inc. (3031) 22,361,043 Exercise of Subscription Warrants 702,000 Nov. 2014 Resolution based 1 702,000 Shares

Qol Holdings Co.,Ltd. (3034) 38,902,785 0

ktk INC. (3035) 5,725,000 0

ALCONIX CORPORATION (3036) 25,943,100 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

KOBE BUSSAN CO.,LTD. (3038) 136,800,000 0

HEKI Co.,Ltd. (3039) 590,000 0

SOLITON SYSTEMS K.K. (3040) 19,738,888 0

Oct. 2020

- 23 -


Shares Shares

Beauty Kadan Co.,Ltd. (3041) 5,076,000 0

SecuAvail Inc. (3042) 3,845,000 0

Kawasaki & Co.,Ltd. (3045) 2,901,000 0

JINS HOLDINGS Inc. (3046) 23,980,000 Exercise of CB 0 CB 23. 2 JPY 0 thou. JPY 10,000,000 thou. JPY


BIC CAMERA INC. (3048) 188,146,304 0

DCM Holdings Co.,Ltd. (3050) 161,805,825 Exercise of CB 56,931 * CB 1 55,000 thou. JPY 1,307,000 thou. JPY

PEPPER FOOD SERVICE CO.,LTD. (3053) 26,680,000 Exercise of Subscription Warrants 1,706,400 Mar. 2017 Resolution based 1 0 Shares

Jul. 2020 Resolution based 1 1,706,400 Shares

HYPER Inc. (3054) 9,110,700 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares







Sanyodo Holdings Inc. (3058) 7,400,000 0

HIRAKI CO.,LTD. (3059) 5,155,600 0

j-Group Holdings Corp. (3063) 9,710,100 Exercise of Subscription Warrants 37,600 Apr. 2014 Resolution based 1 0 Shares


MonotaRO Co.,Ltd. (3064) 250,629,800 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares











Life Foods Co.,Ltd. (3065) 3,660,400 0

TOKYO ICHIBAN FOODS CO.,LTD. (3067) 8,926,800 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


WDI Corporation (3068) 6,331,920 0

JFLA Holdings Inc. (3069) 41,929,936 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

AMAGASA Co.,Ltd. (3070) 3,470,000 Exercise of Subscription Warrants 200,000 Jan. 2020 Resolution based 1 200,000 Shares

Stream Co.,Ltd. (3071) 28,525,000 0

DD Holdings Co.,Ltd. (3073) 15,642,720 0

Choushimaru Co.,Ltd. (3075) 14,518,000 0

Ai Holdings Corporation (3076) 56,590,410 0

Horiifoodservice Co.,Ltd. (3077) 5,670,000 0

DVx Inc. (3079) 11,280,000 0

JASON CO.,LTD. (3080) 12,812,000 0

KICHIRI HOLDINGS & Co.,Ltd. (3082) 10,550,400 0

C'sMEN Co.,Ltd. (3083) 2,882,800 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares

Oct. 2020

- 24 -


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ARCLAND SERVICE HOLDINGS CO.,LTD. (3085) 33,096,000 Exercise of CB 0 CB 1 0 thou. JPY 2,009,000 thou. JPY

J.FRONT RETAILING Co.,Ltd. (3086) 270,565,764 0

DOUTOR･NICHIRES Holdings Co.,Ltd. (3087) 45,609,761 0

Matsumotokiyoshi Holdings Co.,Ltd. (3088) 109,272,214 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Techno Alpha Co.,Ltd. (3089) 2,316,000 0

BRONCO BILLY Co.,LTD. (3091) 15,079,000 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares





ZOZO,Inc. (3092) 311,644,285 Exercise of Subscription Warrants 0 Jun. 2019 Resolution based 1 0 Shares






Treasure Factory Co.,LTD. (3093) 11,598,800 0

SUPER VALUE CO.,LTD. (3094) 6,334,200 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares


OCEAN SYSTEM CORPORATION (3096) 10,833,000 0

The Monogatari Corporation (3097) 6,035,221 Oct. 27 Third-Party Allotment, etc. 2,459

Exercise of Subscription Warrants 2,740 Sep. 2015 Resolution based 1 600 Shares





cocokara fine Inc. (3098) 31,412,085 0

Isetan Mitsukoshi Holdings Ltd. (3099) 396,331,354 Exercise of Subscription Warrants 9,900 Jan. 2010 Resolution based 1 0 Shares



















Oct. 2020

- 25 -


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TOYOBO CO.,LTD. (3101) 89,048,792 0

UNITIKA LTD. (3103) 57,752,343 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 21,740 Shares

PS 2 0 Shares 2,559 Shares

Fujibo Holdings,Inc. (3104) 11,720,000 0

Nisshinbo Holdings Inc. (3105) 178,978,479 0

KURABO INDUSTRIES LTD. (3106) 22,356,228 0

Daiwabo Holdings Co.,Ltd. (3107) 19,271,292 0

SHIKIBO LTD. (3109) 11,810,829 0

NITTO BOSEKI CO.,LTD. (3110) 39,935,512 0

OMIKENSHI CO.,LTD. (3111) 6,602,459 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 2,000,000 Shares

Oak Capital Corporation (3113) 53,675,037 0

TOYOTA BOSHOKU CORPORATION (3116) 187,665,738 0

MBK Co.,Ltd. (3121) 27,881,656 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares


SAIBO Co.,Ltd. (3123) 14,000,000 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares




SHINNAIGAI TEXTILE LTD. (3125) 1,959,800 0

SHINDEN HIGHTEX CORPORATION (3131) 2,110,200 0

MACNICA FUJI ELECTRONICS HOLDINGS,INC. (3132) 63,030,582 0

kaihan co.,Ltd. (3133) 3,888,900 0

Hamee Corp. (3134) 16,212,400 Exercise of Subscription Warrants 1,000 Apr. 2012 Resolution based 1 0 Shares




MarketEnterprise Co.,Ltd (3135) 5,226,400 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares






Fundely Co.,Ltd. (3137) 6,455,100 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares



Fujisan Magazine Service Co.,Ltd. (3138) 3,315,620 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares





Lacto Japan Co.,Ltd. (3139) 9,865,200 Exercise of Subscription Warrants 8,000 Jun. 2014 Resolution based 1 8,000 Shares



Oct. 2020

- 26 -


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IDEA INTERNATIONAL CO.,LTD. (3140) 14,717,350 0

WELCIA HOLDINGS CO.,LTD. (3141) 209,633,676 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares




O'will Corporation (3143) 3,150,000 0

CREATE SD HOLDINGS CO.,LTD. (3148) 66,819,342 0

gremz,Inc. (3150) 23,390,800 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares


VITAL KSK HOLDINGS,INC. (3151) 61,224,796 0

Yashima Denki Co.,Ltd. (3153) 21,782,500 0

MEDIUS HOLDINGS Co.,Ltd. (3154) 21,789,724 0

Restar Holdings Corporation (3156) 30,072,643 0

JUTEC Holdings Corporation (3157) 13,767,052 0

Maruzen CHI Holdings Co.,Ltd. (3159) 92,554,085 0

OOMITSU CO.,LTD. (3160) 13,450,800 0

AZEARTH Corporation (3161) 6,085,401 0

OCHI HOLDINGS CO.,LTD. (3166) 13,610,970 0

TOKAI Holdings Corporation (3167) 139,679,977 0

Kurotani Corporation (3168) 14,337,200 0

Misawa & Co.,Ltd. (3169) 7,112,400 0

Tea Life Co.,Ltd. (3172) 4,250,000 0

Cominix Co.,Ltd. (3173) 6,868,840 0

Happiness and D Co.,Ltd. (3174) 2,544,800 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares








AP HOLDINGS CO.,LTD. (3175) 7,427,850 0

Sanyo Trading Co.,Ltd. (3176) 29,007,708 0

ARIGATOU SERVICES COMPANY,LIMITED (3177) 953,600 0

CHIMNEY CO.,LTD. (3178) 19,340,800 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares

Syuppin Co.,Ltd. (3179) 23,974,180 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares


BEAUTY GARAGE Inc. (3180) 6,376,000 0

KAITORI OKOKU CO.,LTD. (3181) 1,771,800 0

Oisix ra daichi Inc. (3182) 37,998,716 Exercise of Subscription Warrants 1,200 May 2012 Resolution based 1 1,200 Shares


WIN-Partners Co.,Ltd. (3183) 30,503,310 0

International Conglomerate of Distribution for Automobile Holdings Co.,Ltd. (3184) 2,100,000 0

DREAM VISION CO.,LTD. (3185) 12,251,400 Exercise of Subscription Warrants 30,000 Feb. 2013 Resolution based 1 0 Shares

May 2020 Resolution based 1 30,000 Shares


Oct. 2020

- 27 -


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NEXTAGE Co.,Ltd. (3186) 77,220,800 Exercise of Subscription Warrants 1,322,800 Mar. 2012 Resolution based 1 0 Shares


Feb. 2019 Resolution based 1 1,150,000 Shares

sanwacompany ltd. (3187) 17,906,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

ANAP INC. (3189) 4,815,800 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

HOTMAN Co.,Ltd. (3190) 7,275,500 0

JOYFUL HONDA CO.,LTD. (3191) 103,225,760 0

Shirohato Co.,Ltd. (3192) 6,669,700 0

Torikizoku co.,ltd. (3193) 11,622,300 0

KIRINDO HOLDINGS CO.,LTD. (3194) 11,332,206 0

GENERATION PASS CO.,LTD. (3195) 8,277,240 0

HOTLAND Co.,Ltd. (3196) 21,519,800 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares

SKYLARK HOLDINGS CO.,LTD. (3197) 197,502,200 0

SFP Holdings Co.,Ltd. (3198) 25,776,689 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

Watahan & Co.,Ltd. (3199) 19,816,074 Oct. 01 Stock Split 9,908,037

THE JAPAN WOOL TEXTILE CO.,LTD. (3201) 86,478,858 0

Daitobo Co.,Ltd. (3202) 30,000,000 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares


Toabo Corporation (3204) 8,940,448 0

DAIDOH LIMITED (3205) 37,696,897 0

Yossix Co.,Ltd. (3221) 10,322,200 Exercise of Subscription Warrants 1,000 Jul. 2013 Resolution based 1 1,000 Shares

United Super Markets Holdings Inc. (3222) 131,681,356 0

SLD Entertainment Inc. (3223) 1,560,864 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares


General Oyster,Inc. (3224) 2,982,200 Exercise of CB 0 CB 1 0 thou. JPY 10,611.8 thou. JPY

Exercise of Subscription Warrants 50,000 May 2012 Resolution based 1 0 Shares




SANEI ARCHITECTURE PLANNING CO.,LTD. (3228) 21,217,600 Exercise of CB 0 CB 22. 11 JPY 0 thou. JPY 10,000,000 thou. JPY

Nomura Real Estate Holdings,Inc. (3231) 192,992,701 Exercise of Subscription Warrants 7,000 Jun. 2014 Resolution based 1 7,000 Shares












Mie Kotsu Group Holdings,Inc. (3232) 107,301,583 0

PROPERST CO.,LTD. (3236) 28,297,915 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


Oct. 2020

- 28 -


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INTRANCE CO.,LTD. (3237) 37,131,000 0

CENTRAL GENERAL DEVELOPMENT CO.,LTD. (3238) 7,747,000 0

WILL,Co.,Ltd. (3241) 11,345,000 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

URBANET CORPORATION CO.,LTD. (3242) 31,374,100 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

Samty Co.,Ltd. (3244) 41,020,140 0

DEAR LIFE CO.,LTD. (3245) 40,831,700 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

KOSE R.E. Co.,Ltd. (3246) 10,368,000 0

EARLY AGE CO.,Ltd. (3248) 3,181,000 0

Nippon Commercial Development Co.,Ltd. (3252) 18,285,800 0

PRESSANCE CORPORATION (3254) 65,336,739 0

GRANDES,Inc. (3261) 3,637,874 0

Ascot Corp. (3264) 58,948,922 0

Fund Creation Group Co.,Ltd. (3266) 37,649,371 Exercise of Subscription Warrants 0 Apr. 2019 Resolution based 1 0 Shares

Phil Company,Inc. (3267) 5,778,000 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares


The Global Ltd. (3271) 13,601,000 0

HOUSECOM CORPORATION (3275) 7,790,000 0

Japan Property Management Center Co.,Ltd. (3276) 19,025,600 0

Sansei Landic Co.,Ltd (3277) 8,468,300 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

STrust Co.,Ltd. (3280) 6,167,000 0

Hoosiers Holdings (3284) 57,554,275 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

TRUST Holdings Inc. (3286) 5,204,500 0

Open House Co.,Ltd. (3288) 125,819,100 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares


Tokyu Fudosan Holdings Corporation (3289) 719,830,974 0

Iida Group Holdings Co.,Ltd. (3291) 294,431,639 0

AZUMA HOUSE Co.,Ltd. (3293) 4,031,700 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

e'grand Co.,Ltd (3294) 6,379,100 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares



Toubujyuhan Co.,Ltd. (3297) 2,712,400 0

MUGEN ESTATE Co.,Ltd. (3299) 24,361,000 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares






AMBITION CORPORATION (3300) 6,804,400 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares



TEIKOKU SEN-I Co.,Ltd. (3302) 27,354,400 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Oct. 2020

- 29 -


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THE NIHON SEIMA CO.,LTD. (3306) 3,673,320 0

NIPPON COKE & ENGINEERING COMPANY,LIMITED (3315) 302,349,449 0

TOKYO NISSAN COMPUTER SYSTEM CO.,LTD (3316) 6,300,000 0

FLYING GARDEN CO.,LTD. (3317) 1,449,168 0

Golf Digest Online Inc. (3319) 18,274,000 0

CROSS PLUS INC. (3320) 7,718,800 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares




MITACHI CO.,LTD. (3321) 7,906,000 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares


Alpha Group Inc. (3322) 6,962,400 0

RECOMM CO.,LTD. (3323) 82,414,755 Exercise of Subscription Warrants 43,000 Nov. 2013 Resolution based 1 30,000 Shares


RUNSYSTEM CO.,LTD. (3326) 2,070,900 0

BEENOS Inc. (3328) 13,335,995 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares


TOWA FOOD SERVICE CO.,LTD. (3329) 8,186,400 0

ASAHI CO.,LTD. (3333) 26,240,800 0

NIHON CHOUZAI Co.,Ltd. (3341) 32,048,000 0

WonderCorporation (3344) 7,559,184 0

TRUST CO.,LTD. (3347) 28,150,000 0

COSMOS Pharmaceutical Corporation (3349) 40,000,800 0

Red Planet Japan,Inc. (3350) 57,192,187 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares


BUFFALO CO.LTD (3352) 2,253,374 0

Medical Ikkou Group Co.,Ltd. (3353) 2,035,000 0

KURIYAMA HOLDINGS CORPORATION (3355) 22,300,200 0

Terilogy Co.,Ltd. (3356) 16,580,000 Exercise of Subscription Warrants 0 Jul. 2019 Resolution based 1 0 Shares


Y.S.FOOD CO.,LTD. (3358) 6,073,000 0

cotta CO.,LTD (3359) 11,102,013 Exercise of Subscription Warrants 22,500 Jan. 2014 Resolution based 1 22,500 Shares

SHIP HEALTHCARE HOLDINGS,INC. (3360) 50,834,700 Exercise of CB 0 CB 23. 12 JPY 0 thou. JPY 25,000,000 thou. JPY

Toell Co.,Ltd. (3361) 20,488,040 0

FUJITA CORPORATION Co.,Ltd. (3370) 1,921,500 Exercise of Subscription Warrants 0 Nov. 2019 Resolution based 1 0 Shares

SOFTCREATE HOLDINGS CORP. (3371) 13,775,139 0

KANMONKAI Co.,Ltd. (3372) 13,148,900 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Naigai Tec Corporation (3374) 2,937,543 0

ZOA CORPORATION (3375) 1,454,000 0

Oct. 2020

- 30 -


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ONLY corporation (3376) 5,972,000 0

BIKE O & COMPANY Ltd. (3377) 15,315,600 0

Seven & I Holdings Co.,Ltd. (3382) 886,441,983 0

COSMO BIO COMPANY,LIMITED (3386) 6,048,000 0

create restaurants holdings inc. (3387) 189,445,284 0

MEIJI ELECTRIC INDUSTRIES CO.,LTD. (3388) 12,067,120 0

INEST,Inc. (3390) 60,666,425 0

TSURUHA HOLDINGS INC. (3391) 49,419,168 Exercise of Subscription Warrants 800 Sep. 2008 Resolution based 1 0 Shares










DELICA FOODS HOLDINGS CO.,LTD. (3392) 14,872,000 0

Startia Holdings,Inc. (3393) 10,240,400 0

Saint Marc Holdings Co.,Ltd. (3395) 22,777,370 0

FELISSIMO CORPORATION (3396) 10,043,500 0

TORIDOLL Holdings Corporation (3397) 87,181,752 Exercise of Subscription Warrants 18,000 Jun. 2012 Resolution based 1 9,000 Shares


Maruchiyo Yamaokaya Corporation (3399) 2,469,000 0

TEIJIN LIMITED (3401) 197,953,707 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 20,000,000 thou. JPY

TORAY INDUSTRIES,INC. (3402) 1,631,481,403 Exercise of CB 0 CB 21. 8 JPY 0 thou. JPY 50,000,000 thou. JPY











KURARAY CO.,LTD. (3405) 354,863,603 0

ASAHI KASEI CORPORATION (3407) 1,393,932,032 0

SAKAI OVEX CO.,LTD. (3408) 6,436,258 0

KITANIHON SPINNING CO.,LTD (3409) 9,037,700 0

TOKYO BASE Co.,Ltd. (3415) 47,626,800 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares




PIXTA Inc. (3416) 2,252,940 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares


Oct. 2020

- 31 -


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OHKI HEALTHCARE HOLDINGS CO.,LTD. (3417) 14,072,100 0

BALNIBARBI Co.,Ltd. (3418) 8,706,280 Exercise of Subscription Warrants 2,000 Jul. 2014 Resolution based 1 2,000 Shares

KFC,Ltd. (3420) 7,378,050 0

INABA SEISAKUSHO Co.,Ltd. (3421) 17,922,429 0

S E Corporation (3423) 31,256,600 0

ATOM LIVIN TECH Co.,Ltd. (3426) 4,105,000 0

MIYAJI ENGINEERING GROUP,INC. (3431) 6,919,454 0

TOCALO Co.,Ltd. (3433) 63,200,000 0

ALPHA Corporation (3434) 10,200,000 0

SANKO TECHNO CO.,LTD. (3435) 8,745,408 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares







SUMCO CORPORATION (3436) 291,181,239 0

TOKUDEN CO.,LTD. (3437) 1,602,000 Oct. 01 Stock Split 801,000

Mitsuchi Corporation (3439) 2,652,020 0

NISSO PRONITY Co.,Ltd. (3440) 7,360,000 0

SANNO Co.,Ltd. (3441) 5,000,000 0

KAWADA TECHNOLOGIES,INC. (3443) 5,914,870 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

KIKUCHI SEISAKUSHO CO.,LTD. (3444) 12,337,700 0

RS Technologies Co.,Ltd. (3445) 12,928,100 Exercise of Subscription Warrants 1,000 Jun. 2014 Resolution based 1 1,000 Shares


JTEC CORPORATION (3446) 5,855,000 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares



Shinwa Co.,Ltd. (3447) 14,089,200 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

SUGA STEEL Co.,LTD. (3448) 300,000 0

TECHNOFLEX CORPORATION (3449) 21,360,000 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares


B-Lot Company Limited (3452) 16,476,400 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


First Brothers Co.,Ltd. (3454) 14,445,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

TSON CO.,LTD. (3456) 468,500 0

HOUSE DO Co.,Ltd. (3457) 19,496,800 Exercise of Subscription Warrants 800 Jun. 2014 Resolution based 1 0 Shares




CRE,Inc. (3458) 27,390,700 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Oct. 2020

- 32 -


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Palma Co.,Ltd. (3461) 6,214,000 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares


PROPERTY AGENT Inc. (3464) 7,243,200 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares


KI-STAR REAL ESTATE CO.,LTD (3465) 14,232,500 0

Agratio urban design Inc. (3467) 5,701,200 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares


Dualtap Co.,Ltd. (3469) 3,430,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares



G-FACTORY CO.,LTD. (3474) 6,749,500 Exercise of Subscription Warrants 5,000 Apr. 2014 Resolution based 1 3,500 Shares

Dec. 2015 Resolution based 1 1,500 Shares

Good Com Asset Co.,Ltd. (3475) 7,599,000 Exercise of Subscription Warrants 7,200 Jan. 2013 Resolution based 1 4,000 Shares


FORLIFE Co.,Ltd. (3477) 2,000,000 0

TKP Corporation (3479) 38,105,985 Exercise of Subscription Warrants 6,300 Dec. 2016 Resolution based 1 6,300 Shares


J.S.B.Co.,Ltd. (3480) 9,785,400 Exercise of Subscription Warrants 29,200 Oct. 2016 Resolution based 1 29,200 Shares

Loadstar Capital K.K. (3482) 21,444,000 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

SHOEI CO.,LTD. (3483) 475,000 0

Tenpo Innovation CO.,LTD. (3484) 17,824,400 0

GLOBAL LINK MANAGEMENT INC. (3486) 7,619,060 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


FaithNetwork Co.,Ltd (3489) 4,980,000 0

Azplanning Co.,Ltd. (3490) 951,000 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares

GAtechnologies Co.,Ltd. (3491) 9,797,705 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares




Mullion Co.,Ltd. (3494) 1,602,200 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

Koryojyuhan Co.,Ltd. (3495) 1,311,450 Exercise of Subscription Warrants 1,500 May 2017 Resolution based 1 1,500 Shares

AZOOM CO.,LTD (3496) 1,461,100 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares





LEGAL CORPORATION (3497) 3,153,478 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares


Kasumigaseki Capital Co.,Ltd. (3498) 3,238,600 Exercise of Subscription Warrants 31,800 Jun. 2016 Resolution based 1 19,200 Shares




Suminoe Textile Co.,Ltd. (3501) 7,682,162 0

Nippon Felt Company Limited (3512) 19,842,089 0

ICHIKAWA CO.,LTD. (3513) 4,967,151 0

Oct. 2020

- 33 -


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FUJI CORPORATION (3515) 1,000,000 0

ECONACH HOLDINGS CO.,LTD. (3521) 42,728,733 0

NITTO SEIMO CO.,LTD. (3524) 2,605,000 0

ASHIMORI INDUSTRY CO.,LTD. (3526) 6,056,939 0

Prospect Co.,Ltd. (3528) 500,810,984 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares





ATSUGI CO.,LTD. (3529) 17,319,568 0

AXAS HOLDINGS CO.,LTD. (3536) 32,258,453 0

SHOEI YAKUHIN CO.,LTD. (3537) 3,579,105 0

WILLPLUS Holdings Corporation (3538) 9,874,560 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares


JM HOLDINGS CO.,LTD. (3539) 26,679,500 0

C.I.MEDICAL CO.,LTD. (3540) 10,000,000 0

Nousouken Corporation (3541) 21,014,500 0

Vega corporation Co.,Ltd. (3542) 10,600,800 Exercise of Subscription Warrants 30,600 May 2013 Resolution based 1 17,800 Shares





KOMEDA Holdings Co.,Ltd. (3543) 46,097,250 Exercise of Subscription Warrants 300 Nov. 2014 Resolution based 1 0 Shares





SATUDORA HOLDINGS CO.,LTD. (3544) 4,742,000 0

Alleanza Holdings Co.,Ltd. (3546) 30,168,966 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares



KUSHIKATSU TANAKA HOLDINGS CO. (3547) 9,284,280 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

BAROQUE JAPAN LIMITED (3548) 36,676,300 0

KUSURI NO AOKI HOLDINGS CO.,LTD. (3549) 31,532,560 Exercise of Subscription Warrants 1,000 Sep. 2018 Resolution based 1 1,000 Shares

STUDIO ATAO Co.,Ltd. (3550) 13,857,000 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares

DYNIC CORPORATION (3551) 8,504,747 0

KYOWA LEATHER CLOTH CO.,LTD. (3553) 24,500,000 0

RenetJapanGroup,Inc. (3556) 11,620,100 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares




UNITED&COLLECTIVE CO.LTD. (3557) 3,011,300 0

LOCONDO,Inc. (3558) 11,480,160 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares




Oct. 2020

- 34 -


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p-ban.com Corp. (3559) 4,500,406 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares


Hobonichi Co.,Ltd. (3560) 2,319,800 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares



CHIKARANOMOTO HOLDINGS Co.,Ltd. (3561) 24,017,600 Exercise of Subscription Warrants 2,600 May 2014 Resolution based 1 2,600 Shares


No.1 Co.,Ltd (3562) 3,149,180 Exercise of Subscription Warrants 1,260 Apr. 2013 Resolution based 1 1,200 Shares






Sushiro Global Holdings Ltd. (3563) 116,049,984 Exercise of Subscription Warrants 0 Jan. 2018 Resolution based 1 0 Shares









LIXIL VIVA CORPORATION (3564) 0 Oct. 20 Delisting -44,720,000

Ascentech K.K. (3565) 13,532,400 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

UNIFORM NEXT CO.,LTD. (3566) 2,487,162 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

SEIREN CO.,LTD. (3569) 64,633,646 0

SOTOH CO.,LTD. (3571) 13,933,757 0

Tokai Senko K.K. (3577) 3,614,252 0

SOKO SEIREN CO.,LTD. (3578) 1,428,015 0

KOMATSU MATERE Co.,Ltd. (3580) 43,140,999 0

AuBEX CORPORATION (3583) 3,092,623 0

WACOAL HOLDINGS CORP. (3591) 65,589,042 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares












Oct. 2020

- 35 -


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HOGY MEDICAL CO.,LTD. (3593) 32,682,310 0

JICHODO Co.,Ltd. (3597) 3,230,701 0

YAMAKI CO.,LTD. (3598) 14,950,074 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares







FUJIX Ltd. (3600) 1,468,093 0

KAWAMOTO CORPORATION (3604) 6,000,000 0

KURAUDIA HOLDINGS CO.,LTD. (3607) 9,689,200 0

TSI HOLDINGS CO.,LTD. (3608) 95,783,293 0

MATSUOKA CORPORATION (3611) 10,059,400 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

WORLD CO.,LTD. (3612) 34,390,965 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares


Netyear Group Corporation (3622) 6,999,000 0

Billing System Corporation (3623) 6,564,400 0

AXEL MARK INC. (3624) 6,817,700 Exercise of CB 0 CB 1 0 thou. JPY 575,499.1 thou. JPY

Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares


Techfirm Holdings Inc. (3625) 7,515,000 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares

TIS Inc. (3626) 263,367,294 0

JNS HOLDINGS INC. (3627) 11,723,600 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares

DATA HORIZON CO.,LTD. (3628) 3,565,060 0

Densan System Co.,Ltd. (3630) 10,786,000 0

GREE,Inc. (3632) 242,249,700 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares



GMO Pepabo,Inc. (3633) 5,434,600 0

Sockets Inc. (3634) 2,477,400 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares


Oct. 2020

- 36 -


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KOEI TECMO HOLDINGS CO.,LTD. (3635) 129,268,048 0

Mitsubishi Research Institute,Inc. (3636) 16,424,080 0

Voltage Incorporation (3639) 6,513,675 Exercise of Subscription Warrants 0 Dec. 2019 Resolution based 1 0 Shares

DENSAN CO.,LTD. (3640) 5,837,200 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

PAPYLESS CO.,LTD. (3641) 10,326,880 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Medical Net,Inc. (3645) 5,386,500 0

Ekitan & Co.,Ltd. (3646) 6,818,800 0

G Three Holdings CORPORATION (3647) 17,860,720 0

AGS Corporation (3648) 17,845,932 0

FINDEX Inc. (3649) 26,608,800 0

Digital Media Professionals Inc. (3652) 3,152,400 0

Morpho,Inc. (3653) 5,390,000 Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares


BrainPad Inc. (3655) 7,433,532 0

KLab Inc. (3656) 38,317,400 Exercise of Subscription Warrants 3,100 Jul. 2012 Resolution based 1 0 Shares





Poletowin Pitcrew Holdings,Inc. (3657) 38,156,000 0

eBOOK Initiative Japan CO.,LTD. (3658) 5,711,500 Exercise of Subscription Warrants 900 Apr. 2012 Resolution based 1 0 Shares






NEXON Co.,Ltd. (3659) 885,963,539 Exercise of Subscription Warrants 66,000 Apr. 2013 Resolution based 1 0 Shares




Oct. 2017 Resolution based 1 32,000 Shares












Oct. 2020

- 37 -


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istyle Inc. (3660) 68,046,800 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares







m-up holdings,Inc. (3661) 9,116,397 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

Ateam Inc. (3662) 19,787,400 Exercise of Subscription Warrants 1,800 Oct. 2011 Resolution based 1 1,800 Shares


ArtSpark Holdings Inc. (3663) 8,157,720 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares


MOBCAST HOLDINGS INC. (3664) 29,530,808 Exercise of Subscription Warrants 470,500 Nov. 2019 Resolution based 1 0 Shares


Enigmo Inc. (3665) 42,642,000 0

TECNOS JAPAN INCORPORATED (3666) 20,400,000 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

enish,inc. (3667) 13,729,760 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares





COLOPL,Inc. (3668) 129,607,536 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Kyoritsu Computer & Communication Co.,Ltd. (3670) 1,204,600 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

SOFTMAX CO.,LTD (3671) 5,959,500 0

AltPlusInc. (3672) 17,405,198 Exercise of Subscription Warrants 0 Jan. 2012 Resolution based 1 0 Shares

Broadleaf Co.,Ltd. (3673) 97,896,800 0

Aucfan Co.,Ltd. (3674) 10,539,400 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares





Cross Marketing Group Inc. (3675) 19,970,464 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

DIGITAL HEARTS HOLDINGS Co.,Ltd. (3676) 23,890,800 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares


SYSTEM INFORMATION CO.,LTD. (3677) 23,672,000 0

MEDIA DO Co.,Ltd. (3678) 14,635,200 Exercise of Subscription Warrants 31,500 Feb. 2012 Resolution based 1 0 Shares




ZIGExN Co.,Ltd. (3679) 111,700,000 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

Hotto Link Inc. (3680) 15,668,200 Exercise of Subscription Warrants 2,000 Apr. 2013 Resolution based 1 2,000 Shares


V-cube,Inc. (3681) 24,481,000 Exercise of Subscription Warrants 113,600 Dec. 2011 Resolution based 1 113,600 Shares

Oct. 2020

- 38 -


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Encourage Technologies Co.,Ltd. (3682) 6,924,200 0

CYBERLINKS CO.,LTD. (3683) 5,171,386 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares






DLE Inc. (3686) 42,339,600 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Fixstars Corporation (3687) 33,617,500 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

CARTA HOLDINGS,INC. (3688) 25,468,652 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares



IGNIS LTD. (3689) 15,649,200 Exercise of Subscription Warrants 7,600 Mar. 2014 Resolution based 1 0 Shares







YRGLM Inc. (3690) 6,372,415 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


REALWORLD,inc. (3691) 3,430,600 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares



FFRI Security,Inc. (3692) 8,190,000 0

E-COMETRUE Inc. (3693) 722,600 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

OPTiM CORPORATION (3694) 55,128,288 Exercise of Subscription Warrants 1,280 Aug. 2014 Resolution based 1 1,280 Shares

GMO Research,Inc. (3695) 1,677,000 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

CERES INC. (3696) 11,543,000 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares




SHIFT Inc. (3697) 16,940,500 Exercise of Subscription Warrants 1,000,000 Jul. 2014 Resolution based 1 0 Shares


Jan. 2011 Resolution based 1 1,000,000 Shares



CRI Middleware Co.,Ltd. (3698) 5,553,150 Exercise of CB 0 CB 3 0 thou. JPY 1,019,900 thou. JPY

Exercise of Subscription Warrants 34,800 Nov. 2013 Resolution based 1 25,800 Shares


Tokushu Tokai Paper Co.,Ltd. (3708) 14,900,000 0

Jorudan Co.,Ltd. (3710) 5,255,000 0

Information Planning CO.,LTD. (3712) 4,090,000 0

GEXEED CO.,LTD. (3719) 21,800,732 Exercise of Subscription Warrants 0 Aug. 2019 Resolution based 1 0 Shares

NIHON FALCOM CORPORATION (3723) 10,280,000 0

4Cs Holdings Co.,Ltd. (3726) 7,175,570 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

Oct. 2020

- 39 -


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Aplix Corporation (3727) 22,138,630 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares


Software Service,Inc. (3733) 5,488,000 0

T-Gaia Corporation (3738) 56,074,000 0

Systems Engineering Consultants Co.,LTD. (3741) 5,120,000 0

SIOS Corporation (3744) 8,874,400 0

INTERTRADE Co.,Ltd. (3747) 7,444,800 0

FRACTALE Corporation (3750) 8,663,419 Exercise of Subscription Warrants 0 May 2020 Resolution based 1 0 Shares

Japan Asia Group Limited (3751) 27,763,880 0

FLIGHT HOLDINGS Inc. (3753) 9,456,500 0

Aeria Inc. (3758) 23,649,428 Exercise of Subscription Warrants 0 Oct. 2019 Resolution based 1 0 Shares

CAVE Interactive CO.,LTD. (3760) 5,277,900 Exercise of Subscription Warrants 0 Mar. 2019 Resolution based 1 0 Shares



TECHMATRIX CORPORATION (3762) 44,518,400 0

Pro-Ship Incorporated (3763) 15,283,800 Exercise of Subscription Warrants 45,600 Oct. 2015 Resolution based 1 45,600 Shares


GungHo Online Entertainment,Inc. (3765) 95,210,316 0

SYSTEMS DESIGN Co.,Ltd. (3766) 3,940,000 0

Riskmonster.com (3768) 3,773,461 0

GMO Payment Gateway,Inc. (3769) 74,301,000 Exercise of CB 0 CB 23. 6 JPY 0 thou. JPY 17,000,000 thou. JPY

ZAPPALLAS,INC. (3770) 13,651,000 0

SYSTEM RESEARCH CO.,LTD. (3771) 8,360,000 0

Wealth Management,Inc. (3772) 8,526,200 0

Advanced Media,Inc. (3773) 18,332,724 0

Internet Initiative Japan Inc. (3774) 46,734,600 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares










BroadBand Tower,Inc. (3776) 60,133,500 0

FHT holdings Corp. (3777) 138,690,380 Exercise of Subscription Warrants 0 Feb. 2019 Resolution based 1 0 Shares

SAKURA internet Inc. (3778) 37,620,700 0

J ESCOM HOLDINGS,INC. (3779) 10,472,990 0

DDS,Inc. (3782) 48,210,300 Exercise of Subscription Warrants 720,000 May 2016 Resolution based 1 0 Shares


VINX CORP. (3784) 17,718,000 0

Techno Mathematical Co.,Ltd. (3787) 2,593,100 0

GMO GlobalSign Holdings K.K. (3788) 11,693,000 0

IG Port,Inc. (3791) 5,055,400 0

Oct. 2020

- 40 -


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Drecom Co.,Ltd. (3793) 28,951,700 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

e-Seikatsu Co.,Ltd. (3796) 7,280,700 0

ULS Group,Inc. (3798) 6,164,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Keyware Solutions Inc. (3799) 9,110,000 0

UNIRITA Inc. (3800) 8,500,000 0

ECOMIC CO.,LTD (3802) 1,880,600 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Image Information Inc. (3803) 2,080,000 0

System D Inc. (3804) 6,498,000 0

FISCO Ltd. (3807) 45,776,722 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares



CyberStep,Inc. (3810) 7,864,201 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares


Alphax Food System Co.,LTD (3814) 2,513,800 0

Media Kobo,Inc. (3815) 11,300,000 0

DAIWA COMPUTER CO.,LTD. (3816) 3,949,762 0

SRA Holdings,Inc. (3817) 15,240,000 0

Acrodea,Inc. (3823) 28,493,693 Exercise of Subscription Warrants 50,000 Aug. 2017 Resolution based 1 0 Shares







Remixpoint,inc. (3825) 85,158,400 Exercise of Subscription Warrants 1,650,000 Jun. 2016 Resolution based 1 0 Shares


Apr. 2020 Resolution based 1 1,650,000 Shares

System Integrator Corp. (3826) 11,078,400 0

Asahi Net,Inc. (3834) 32,000,000 0

eBASE Co.,Ltd. (3835) 47,164,800 0

AVANT CORPORATION (3836) 37,603,203 Oct. 20 Third-Party Allotment, etc. 16,221

Ad-Sol Nissin Corporation (3837) 9,352,719 Exercise of Subscription Warrants 600 Jun. 2015 Resolution based 1 0 Shares







ODK Solutions Company,Ltd. (3839) 8,200,000 0

PATH Corporation (3840) 30,429,800 Oct. 20 Third-Party Allotment, etc. 2,189,800


Jedat Inc. (3841) 1,951,900 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Nextgen,Inc. (3842) 2,576,800 0

FreeBit Co.,Ltd. (3843) 23,414,000 0

COMTURE CORPORATION (3844) 32,241,600 0

I-FREEK MOBILE INC. (3845) 17,497,678 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Oct. 2020

- 41 -


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PACIFIC SYSTEMS CORPORATION (3847) 1,480,000 0

Data Applications Company,Limited (3848) 3,707,000 0

NTT DATA INTRAMART CORPORATION (3850) 4,955,000 0

Nippon Ichi Software,Inc. (3851) 5,110,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares



Cyber Com Co.,Ltd. (3852) 8,021,600 0

ASTERIA Corporation (3853) 17,491,265 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

I'LL INC (3854) 25,042,528 0

Abalance Corporation (3856) 5,198,011 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares


LAC Co.,Ltd. (3857) 26,683,120 0

Ubiquitous AI Corporation (3858) 10,459,000 0

Oji Holdings Corporation (3861) 1,014,381,817 0

Nippon Paper Industries Co.,Ltd. (3863) 116,254,892 0

Mitsubishi Paper Mills Limited (3864) 44,741,433 0

Hokuetsu Corporation (3865) 188,053,114 0

Chuetsu Pulp & Paper Co.,Ltd. (3877) 13,354,688 0

TOMOEGAWA CO.,LTD. (3878) 10,389,406 0

Daio Paper Corporation (3880) 169,012,926 0

NIPPON KODOSHI CORPORATION (3891) 10,953,582 0

Okayama Paper Industries Co.,Ltd. (3892) 5,500,000 0

HAVIX CORPORATION (3895) 8,175,280 0

AWA PAPER & TECHNOLOGICAL COMPANY,Inc. (3896) 10,172,676 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares




CrowdWorks Inc. (3900) 15,225,160 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares




MarkLines Co.,Ltd. (3901) 13,187,200 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

Medical Data Vision Co.,Ltd. (3902) 40,027,526 0

gumi Inc. (3903) 31,225,900 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares








KAYAC Inc. (3904) 15,201,600 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares




Oct. 2020

- 42 -


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Datasection Inc. (3905) 13,907,753 Exercise of Subscription Warrants 69,800 Feb. 2012 Resolution based 1 0 Shares








ALBERT Inc. (3906) 4,452,500 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares

Silicon Studio Corp. (3907) 2,956,200 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares





Collabos Corporation (3908) 4,791,000 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares




Showcase Inc. (3909) 6,782,800 Exercise of Subscription Warrants 1,600 Apr. 2011 Resolution based 1 0 Shares



MKSystem Corporation (3910) 5,428,000 0

Aiming Inc. (3911) 39,571,100 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares




Mobile Factory,Inc. (3912) 8,832,295 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares


sMedio,Inc. (3913) 2,040,121 Exercise of Subscription Warrants 0 Mar. 2011 Resolution based 1 0 Shares




JIG-SAW INC. (3914) 6,751,000 Exercise of Subscription Warrants 2,000 Apr. 2014 Resolution based 1 0 Shares


TerraSky Co.,Ltd (3915) 12,719,400 Exercise of Subscription Warrants 12,000 Feb. 2015 Resolution based 1 0 Shares



Digital Information Technologies Corporation (3916) 15,501,820 0

iRidge,Inc. (3917) 6,732,300 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares





PCI Holdings,INC. (3918) 8,522,400 0

PiPEDO HD,Inc. (3919) 8,137,664 Exercise of Subscription Warrants 2,400 May 2017 Resolution based 1 2,400 Shares


Oct. 2020

- 43 -


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Internetworking and Broadband Consulting Co.,Ltd. (3920) 5,715,600 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares


NEOJAPAN Inc. (3921) 14,859,600 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

PR TIMES,Inc. (3922) 13,457,200 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

RAKUS Co.,Ltd. (3923) 181,216,000 Oct. 01 Stock Split 90,608,000

R&D COMPUTER CO.,LTD. (3924) 5,987,100 0

Double Standard Inc. (3925) 6,790,000 0

Open Door Inc. (3926) 31,260,000 0

Fuva Brain Limited (3927) 5,600,200 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares



Mynet Inc. (3928) 8,614,600 Exercise of Subscription Warrants 0 Jan. 2015 Resolution based 1 0 Shares




SOCIALWIRE CO.,LTD. (3929) 6,108,600 Exercise of Subscription Warrants 800 May 2017 Resolution based 1 800 Shares


Hatena Co.,Ltd. (3930) 2,986,000 Exercise of Subscription Warrants 200 Jul. 2011 Resolution based 1 0 Shares





VALUE GOLF Inc. (3931) 1,792,700 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares


Akatsuki Inc. (3932) 14,028,400 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares






CHIeru Co.,Ltd. (3933) 7,831,200 Oct. 01 Stock Split 3,915,600



BENEFIT JAPAN Co.,LTD. (3934) 5,917,511 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares


Edia Co.,Ltd. (3935) 6,119,600 Oct. 01 Stock Swap 60,000

Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares



Globalway,Inc. (3936) 1,166,292 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares






Ubicom Holdings,Inc. (3937) 11,743,600 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Oct. 2020

- 44 -


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LINE Corporation (3938) 243,733,042 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 36,580,000 thou. JPY




Exercise of Subscription Warrants 17,500 Dec. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 3,500 Shares








Kanamic Network Co.,LTD (3939) 48,132,000 0

Nomura System Corporation Co,Ltd. (3940) 23,028,000 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares




Rengo Co.,Ltd. (3941) 271,056,029 0

Furubayashi Shiko Co.,Ltd. (3944) 1,776,820 0

Superbag Company,Limited (3945) 1,686,154 0

TOMOKU CO.,LTD. (3946) 19,341,568 Exercise of CB 0 * CB 5 0 thou. JPY 2,999,000 thou. JPY

Dynapac Co.,Ltd. (3947) 10,322,591 0

HIKARI BUSINESS FORM CO.,LTD. (3948) 5,815,294 0

THE PACK CORPORATION (3950) 19,900,000 0

ASAHI PRINTING CO.,LTD. (3951) 23,284,929 0

OHMURA SHIGYO CO.,LTD. (3953) 4,884,000 0

SHOWA PAXXS CORPORATION (3954) 4,450,000 0

IMURA ENVELOPE CO.,INC. (3955) 10,729,370 0

Kokusai Chart Corporation (3956) 6,000,000 0

VALUEDESIGN INC. (3960) 1,614,600 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares







Silver Egg Technology CO.,Ltd. (3961) 2,966,942 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

CHANGE Inc. (3962) 33,554,331 Oct. 08 Stock Swap 1,984,731




Oct. 2020

- 45 -


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Synchro Food Co.,Ltd. (3963) 26,893,800 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

AUCNET INC. (3964) 27,828,700 Exercise of Subscription Warrants 2,800 Jun. 2015 Resolution based 1 2,800 Shares


Capital Asset Planning,Inc. (3965) 5,708,496 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares

Uzabase,Inc. (3966) 36,431,046 Exercise of Subscription Warrants 8,628 May 2013 Resolution based 1 0 Shares








Eltes Co.,Ltd. (3967) 5,225,880 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares




Segue Group Co.,Ltd. (3968) 11,520,235 Exercise of Subscription Warrants 3,200 Mar. 2014 Resolution based 1 1,600 Shares





ATLED CORP. (3969) 7,471,800 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Innovation Inc. (3970) 2,392,600 Exercise of Subscription Warrants 103,000 Feb. 2016 Resolution based 1 2,200 Shares


TBCSCAT Inc. (3974) 1,820,000 0

AOI TYO Holdings Inc. (3975) 24,566,447 0

SHANON Inc. (3976) 1,464,050 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares










MACROMILL,INC. (3978) 40,320,300 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares



ULURU.CO.,LTD. (3979) 3,424,000 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares




Beaglee Inc. (3981) 6,173,634 Exercise of Subscription Warrants 2,475 May 2014 Resolution based 1 2,475 Shares



Oct. 2020

- 46 -


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ORO Co.,Ltd. (3983) 16,606,453 0

User Local,Inc. (3984) 7,867,500 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares



TEMONA.inc. (3985) 11,256,048 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares




bBreak Systems Company,Limited (3986) 1,536,960 0

Ecomott Inc. (3987) 5,156,800 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

SYS Holdings Co.,Ltd. (3988) 2,572,000 0

SHARINGTECHNOLOGY.INC (3989) 21,818,800 Exercise of Subscription Warrants 560,000 Sep. 2016 Resolution based 1 0 Shares




UUUM Co.,Ltd. (3990) 19,731,900 Exercise of Subscription Warrants 94,200 Dec. 2014 Resolution based 1 0 Shares










Wantedly,Inc (3991) 9,330,900 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares



Needs Well Inc. (3992) 8,505,200 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

PKSHA Technology Inc. (3993) 30,751,800 Exercise of Subscription Warrants 72,400 Jan. 2015 Resolution based 1 0 Shares





Money Forward,Inc. (3994) 23,796,878 Oct. 12 Stock Swap 62,646

Exercise of Subscription Warrants 131,780 Jan. 2014 Resolution based 1 36,000 Shares










Oct. 2020

- 47 -


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SKIYAKI Inc. (3995) 10,725,000 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares






Signpost Corporation (3996) 11,363,000 Exercise of Subscription Warrants 256,500 Apr. 2011 Resolution based 1 0 Shares





TRADE WORKS Co.,Ltd (3997) 3,310,200 Exercise of Subscription Warrants 600 Dec. 2016 Resolution based 1 600 Shares

SuRaLa Net Co.,Ltd. (3998) 6,435,035 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

KnowledgeSuite Inc. (3999) 5,105,200 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares



Showa Denko K.K. (4004) 149,711,292 0

SUMITOMO CHEMICAL COMPANY,LIMITED (4005) 1,655,446,177 0

Sumitomo Seika Chemicals Company,Limited. (4008) 13,972,970 0

Headwaters Co.,Ltd (4011) 922,800 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares



AXIS CO.,LTD. (4012) 2,050,000 0

Nittsusystem Co.,Ltd. (4013) 10,045,000 Oct. 13 Initial Listing 10,045,000

KARADANOTE,INC. (4014) 5,996,000 Oct. 27 Initial Listing 5,996,000

Nissan Chemical Corporation (4021) 145,000,000 0

Rasa Industries,Ltd. (4022) 7,944,203 0

KUREHA CORPORATION (4023) 20,805,407 0

TAKI CHEMICAL CO.,LTD. (4025) 9,458,768 0

Konoshima Chemical Co.,Ltd. (4026) 9,240,000 0

TAYCA CORPORATION (4027) 25,714,414 0

ISHIHARA SANGYO KAISHA,LTD. (4028) 40,383,943 0

Katakura & Co-op Agri Corporation (4031) 10,161,686 0

Nippon Soda Co.,Ltd. (4041) 31,127,307 0

TOSOH CORPORATION (4042) 325,080,956 0

Tokuyama Corporation (4043) 69,934,375 0

Central Glass Co.,Ltd. (4044) 42,975,995 0

TOAGOSEI CO.,LTD. (4045) 131,996,299 0

OSAKA SODA CO.,LTD. (4046) 26,731,415 Exercise of CB 0 * CB 6 0 thou. JPY 8,737,000 thou. JPY

KANTO DENKA KOGYO CO.,LTD. (4047) 57,546,050 0

GMO Financial Gate,Inc. (4051) 3,948,370 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares



Ficha Inc. (4052) 5,496,000 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Sun* Inc. (4053) 36,840,000 Exercise of Subscription Warrants 0 Dec. 2018 Resolution based 1 0 Shares


Oct. 2020

- 48 -


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Nihon Jyoho Create Co.,Ltd. (4054) 6,907,220 0

T&S inc. (4055) 1,780,700 Exercise of Subscription Warrants 0 Apr. 2018 Resolution based 1 0 Shares


Neural Pocket Inc. (4056) 13,971,200 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares



Interfactory,Inc. (4057) 3,830,900 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares





Toyokumo,Inc. (4058) 5,052,000 Oct. 19 Third-Party Allotment, etc. 50,000


Magmag,Inc. (4059) 2,760,000 Oct. 22 Third-Party Allotment, etc. 30,000

Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares


rakumo Inc. (4060) 5,497,200 Oct. 30 Third-Party Allotment, etc. 198,900

Exercise of Subscription Warrants 5,400 Oct. 2017 Resolution based 1 5,400 Shares


Denka Company Limited (4061) 88,555,840 0

IBIDEN CO.,LTD. (4062) 140,860,557 0

Shin-Etsu Chemical Co.,Ltd. (4063) 416,662,793 0

Nippon Carbide Industries Company,Incorporated (4064) 8,531,129 Exercise of Subscription Warrants 2,000 Nov. 2019 Resolution based 1 2,000 Shares

Sakai Chemical Industry Co.,Ltd. (4078) 17,000,000 0

TANAKA CHEMICAL CORPORATION (4080) 32,533,000 0

DAIICHI KIGENSO KAGAKU-KOGYO CO.,LTD (4082) 24,400,000 0

AIR WATER INC. (4088) 229,755,057 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares












NIPPON SANSO HOLDINGS CORPORATION (4091) 433,092,837 0

Nippon Chemical Industrial Co.,Ltd. (4092) 8,922,775 0

Toho Acetylene Co.,Ltd. (4093) 7,004,000 0

NIHON KAGAKU SANGYO CO.,LTD. (4094) 20,680,000 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares

NIHON PARKERIZING CO.,LTD. (4095) 132,604,524 0

KOATSU GAS KOGYO CO.,LTD. (4097) 55,577,526 0

Titan Kogyo Kabushiki Kaisha (4098) 3,027,626 0

SHIKOKU CHEMICALS CORPORATION (4099) 55,877,263 0

Oct. 2020

- 49 -


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TODA KOGYO CORP. (4100) 6,099,192 0

Maruo Calcium Co.,Ltd. (4102) 2,355,200 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares







ISE CHEMICALS CORPORATION (4107) 5,135,135 0

STELLA CHEMIFA CORPORATION (4109) 13,213,248 0

Hodogaya Chemical Co.,Ltd. (4112) 8,413,726 0

TAOKA CHEMICAL COMPANY,LIMITED (4113) 2,888,000 0

NIPPON SHOKUBAI CO.,LTD. (4114) 40,800,000 0

Honshu Chemical Industry Co.,Ltd. (4115) 11,500,000 0

Dainichiseika Color & Chemicals Mfg.Co.,Ltd. (4116) 18,613,110 0

KANEKA CORPORATION (4118) 68,000,000 0

Nippon Pigment Company,Limited (4119) 1,575,899 0

SUGAI CHEMICAL INDUSTRY CO.,LTD. (4120) 1,373,000 0

OSAKA YUKA INDUSTRY LTD. (4124) 1,073,500 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Kyowa Kirin Co.,Ltd. (4151) 540,000,000 0

Mitsubishi Gas Chemical Company,Inc. (4182) 225,739,199 0

Mitsui Chemicals,Inc. (4183) 204,608,615 0

JSR CORPORATION (4185) 226,126,145 0

TOKYO OHKA KOGYO CO.,LTD. (4186) 45,100,000 0

OSAKA ORGANIC CHEMICAL INDUSTRY LTD. (4187) 22,410,038 0

Mitsubishi Chemical Holdings Corporation (4188) 1,506,288,107 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 75,000,000 thou. JPY


KH Neochem Co.,Ltd. (4189) 37,149,400 0

Daicel Corporation (4202) 302,942,682 0

Sumitomo Bakelite Company,Limited (4203) 49,590,478 0

Sekisui Chemical Co.,Ltd. (4204) 476,507,285 0

ZEON CORPORATION (4205) 237,075,556 0

Aica Kogyo Company,Limited (4206) 67,590,664 0

Ube Industries,Ltd. (4208) 106,200,107 0

Sekisui Jushi Corporation (4212) 47,313,598 0

C.I. TAKIRON Corporation (4215) 97,500,000 0

ASAHI YUKIZAI CORPORATION (4216) 19,800,400 0

NICHIBAN CO.,LTD. (4218) 20,738,006 0

RIKEN TECHNOS CORPORATION (4220) 64,113,819 0

Okura Industrial Co.,Ltd. (4221) 12,414,870 0

KODAMA CHEMICAL INDUSTRY CO.,LTD. (4222) 7,859,191 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,812,500 Shares

LONSEAL CORPORATION (4224) 4,625,309 0

Sekisui Kasei Co.,Ltd. (4228) 46,988,109 0

Gun Ei Chemical Industry Co.,Ltd. (4229) 8,998,308 0

TIGERS POLYMER CORPORATION (4231) 20,111,598 0

Sun A.Kaken Company,Limited (4234) 11,320,000 0

Oct. 2020

- 50 -


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Ultrafabrics Holdings Co.,Ltd. (4235) 6,929,400 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,850,000 Shares



Fujipream Corporation (4237) 29,786,400 0

Miraial Co.,Ltd. (4238) 10,120,000 0

CLUSTER TECHNOLOGY CO.,LTD. (4240) 5,692,800 0

atect corporation (4241) 4,416,100 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

TAKAGI SEIKO CORPORATION (4242) 2,781,572 0

NIX,INC. (4243) 2,323,000 0

Daiki Axis Co.,Ltd. (4245) 12,416,600 Exercise of Subscription Warrants 7,800 Aug. 2020 Resolution based 1 7,800 Shares

DaikyoNishikawa Corporation (4246) 73,896,400 0

Takemoto Yohki Co.,Ltd. (4248) 12,529,200 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares



MORIROKU HOLDINGS COMPANY,LTD. (4249) 16,960,000 0

Frontier Inc. (4250) 630,000 0

KEIWA Incorporated (4251) 8,012,400 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

NIPPON KAYAKU CO.,LTD. (4272) 177,503,570 0

HOSOYA PYRO-ENGINEERING CO.,LTD. (4274) 4,032,000 0

Carlit Holdings Co.,Ltd. (4275) 24,050,000 0

EPS Holdings,Inc. (4282) 46,311,389 0

SOLXYZ Co.,Ltd. (4284) 13,410,297 0

LEGS COMPANY,LTD. (4286) 10,840,000 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

JUST PLANNING INC. (4287) 12,736,338 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

Asgent,Inc. (4288) 3,815,734 0

Prestige International Inc. (4290) 128,054,600 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares










SEPTENI HOLDINGS CO.,LTD. (4293) 138,916,500 Exercise of Subscription Warrants 0 Dec. 2003 Resolution based 1 0 Shares



Faith, Inc. (4295) 13,831,091 0

PROTO CORPORATION (4298) 41,925,300 0

HIMACS,Ltd. (4299) 12,412,992 Oct. 01 Stock Split 6,206,496

AMUSE INC. (4301) 18,623,520 0

Estore Corporation (4304) 5,161,298 Exercise of CB 0 CB 1 0 thou. JPY 999,600 thou. JPY

Nomura Research Institute,Ltd. (4307) 640,787,500 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares



Oct. 2020

- 51 -


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J-Stream Inc. (4308) 14,028,700 0

Dream Incubator Inc. (4310) 10,405,100 Exercise of Subscription Warrants 0 Nov. 2011 Resolution based 1 0 Shares


Cybernet Systems Co.,Ltd. (4312) 32,076,000 0

BeMap,Inc. (4316) 3,227,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares











Ray Corporation (4317) 14,328,976 0

QUICK CO.,LTD. (4318) 19,098,576 0

TAC CO.,LTD. (4319) 18,504,000 0

CE Holdings Co.,Ltd. (4320) 15,139,000 0

Kenedix, Inc. (4321) 220,581,200 0

Japan System Techniques Co.,Ltd. (4323) 5,612,230 0

DENTSU GROUP INC. (4324) 288,410,000 0

INTAGE HOLDINGS Inc. (4326) 40,426,000 0

SHL-JAPAN Ltd. (4327) 6,141,158 0

TAKE AND GIVE. NEEDS Co.,Ltd. (4331) 13,059,330 0

TOHO SYSTEM SCIENCE CO.,LTD. (4333) 13,865,992 0

YUKE'S Co.,Ltd. (4334) 11,096,000 0

IPS CO.,LTD. (4335) 2,466,000 0

CRIE ANABUKI INC. (4336) 2,340,000 0

PIA CORPORATION (4337) 14,657,613 0

SEIRYO ELECTRIC CORPORATION (4341) 3,500,000 0

SECOM JOSHINETSU CO.,LTD. (4342) 13,109,501 0

AEON Fantasy Co.,LTD. (4343) 19,762,025 Exercise of Subscription Warrants 800 Jun. 2013 Resolution based 1 800 Shares







SOURCENEXT CORPORATION (4344) 136,244,800 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares






Oct. 2020

- 52 -


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CTS Co.,Ltd. (4345) 43,400,000 0

Nexyz.Group Corporation (4346) 13,413,640 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Broadmedia Corporation (4347) 79,147,323 0

INFOCOM CORPORATION (4348) 57,600,000 0

MEDICAL SYSTEM NETWORK Co.,Ltd. (4350) 30,642,600 0

YAMADA SERVICER SYNTHETIC OFFICE CO.,LTD (4351) 4,268,000 0

LONGLIFE HOLDING Co.,Ltd. (4355) 11,190,400 0

APPLIED TECHNOLOGY CO.,LTD. (4356) 2,858,400 0

KAWAGUCHI CHEMICAL INDUSTRY CO.,LTD. (4361) 1,220,000 0

Nippon Fine Chemical Co.,Ltd. (4362) 25,372,447 0

MANAC INCORPORATED (4364) 8,625,000 0

MATSUMOTO YUSHI-SEIYAKU CO.,LTD. (4365) 4,512,651 0

Daito Chemix Corporation (4366) 11,200,000 0

KOEI CHEMICAL COMPANY,LIMITED (4367) 4,900,000 0

FUSO CHEMICAL CO.,LTD. (4368) 35,511,000 0

Tri Chemical Laboratories Inc. (4369) 7,812,160 0

M - mart Inc. (4380) 4,890,800 0

BPLATS,Inc. (4381) 2,326,956 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares





HEROZ,Inc. (4382) 14,929,182 Oct. 30 Retirement of Treasury Stocks -46

Exercise of Subscription Warrants 2,800 Apr. 2015 Resolution based 1 0 Shares



BiZright Technology Inc. (4383) 646,540 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares


RAKSUL INC. (4384) 28,339,490 Exercise of CB 0 CB 24. 11 JPY 0 thou. JPY 5,000,000 thou. JPY

Exercise of Subscription Warrants 58,300 Nov. 2014 Resolution based 1 38,300 Shares














Mercari,Inc. (4385) 156,762,510 Exercise of Subscription Warrants 176,556 Aug. 2014 Resolution based 1 1,000 Shares



Oct. 2020

- 53 -


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SIG Co.,Ltd. (4386) 5,850,540 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


ZUU Co.,Ltd. (4387) 4,391,760 Oct. 01 Stock Split 2,167,880

Exercise of Subscription Warrants 56,000 Jul. 2014 Resolution based 1 0 Shares






AI,Inc. (4388) 5,146,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


Property Data Bank,Inc. (4389) 5,919,900 Exercise of Subscription Warrants 0 Jun. 2007 Resolution based 1 0 Shares


IPS,Inc. (4390) 12,370,000 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares




Logizard Co.,Ltd. (4391) 3,262,000 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

Future Innovation Group,Inc. (4392) 31,084,515 Exercise of Subscription Warrants 0 Aug. 2017 Resolution based 1 0 Shares






Oct. 2020

- 54 -


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Bank of Innovation,Inc. (4393) 3,951,000 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares


eXmotion Co.,Ltd. (4394) 2,856,100 Exercise of Subscription Warrants 6,600 Mar. 2016 Resolution based 1 600 Shares


Accrete Inc. (4395) 5,575,200 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares


System Support Inc. (4396) 10,338,000 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

TeamSpirit Inc. (4397) 16,225,600 Exercise of Subscription Warrants 30,400 Aug. 2016 Resolution based 1 30,400 Shares


BroadBand Security,Inc. (4398) 3,998,530 Exercise of Subscription Warrants 250 Apr. 2016 Resolution based 1 250 Shares

Kufu Company Inc. (4399) 18,017,461 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares




ADEKA CORPORATION (4401) 103,714,442 0

NOF CORPORATION (4403) 84,841,376 0

Miyoshi Oil & Fat Co.,Ltd. (4404) 10,306,895 0

New Japan Chemical Co.,Ltd. (4406) 37,286,906 0

TOHO CHEMICAL INDUSTRY COMPANY,LIMITED (4409) 21,350,000 0

HARIMA CHEMICALS GROUP,INC. (4410) 26,080,396 0

eSOL Co.,Ltd. (4420) 21,460,800 0

D.I.System Co.,Ltd. (4421) 1,524,500 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares


VALUENEX Japan Inc. (4422) 2,877,000 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares








ARTERIA Networks Corporation (4423) 50,000,000 0

Amazia,inc. (4424) 6,710,200 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares



Kudan Inc. (4425) 7,666,800 Exercise of Subscription Warrants 200 Jun. 2016 Resolution based 1 0 Shares








Passlogy Co.,Ltd. (4426) 1,000,000 0

Oct. 2020

- 55 -


Shares Shares

EduLab,Inc. (4427) 9,782,470 Oct. 17 Public Offering 461,600

Oct. 20 Third-Party Allotment, etc. 198,100

Exercise of Subscription Warrants 33,400 Dec. 2015 Resolution based 1 25,200 Shares


sinops Inc. (4428) 6,107,000 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares




Ricksoft Co.,Ltd. (4429) 4,292,500 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares


TOKAI SOFT CO.,LTD. (4430) 4,920,300 0

Smaregi,Inc. (4431) 9,744,700 Exercise of Subscription Warrants 2,000 Apr. 2016 Resolution based 1 0 Shares


HITO-Communications Holdings,Inc. (4433) 17,899,333 0

Serverworks Co.,Ltd. (4434) 7,582,060 Exercise of Subscription Warrants 26,336 Dec. 2015 Resolution based 1 4,400 Shares



kaonavi,inc. (4435) 11,330,400 Exercise of Subscription Warrants 21,600 Sep. 2011 Resolution based 1 0 Shares





MINKABU THE INFONOID,Inc. (4436) 13,781,900 Exercise of Subscription Warrants 4,000 Jun. 2015 Resolution based 1 0 Shares






gooddays holdings,Inc. (4437) 3,308,000 Exercise of Subscription Warrants 480 Aug. 2018 Resolution based 1 480 Shares





Welby Inc. (4438) 7,832,800 Exercise of Subscription Warrants 8,000 Dec. 2014 Resolution based 1 0 Shares




TOUMEI CO.,LTD. (4439) 7,334,100 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

WITZ Corporation (4440) 4,054,000 0

Tobila Systems Inc. (4441) 10,385,400 Exercise of Subscription Warrants 0 Jan. 2018 Resolution based 1 0 Shares

VALTES CO.,LTD. (4442) 7,150,000 0

Sansan,Inc. (4443) 31,138,853 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares


infoNet inc. (4444) 1,951,475 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Living Technologies Inc. (4445) 1,340,012 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares


Oct. 2020

- 56 -


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Link-U Inc. (4446) 13,958,700 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


Chatwork Co.,Ltd. (4448) 36,720,655 Exercise of Subscription Warrants 93,200 Feb. 2017 Resolution based 1 9,600 Shares







giftee Inc. (4449) 26,620,600 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares




Power Solutions,Ltd. (4450) 1,367,018 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

Kao Corporation (4452) 482,000,000 0

DKS Co.Ltd. (4461) 10,684,321 0

ISHIHARA CHEMICAL CO.,LTD. (4462) 8,154,140 0

NICCA CHEMICAL CO.,LTD. (4463) 17,710,000 0

SOFT99corporation (4464) 22,274,688 0

Niitaka Co., Ltd. (4465) 5,943,052 0

SANYO CHEMICAL INDUSTRIES,LTD. (4471) 23,534,752 0

HENNGE K.K. (4475) 16,002,200 Exercise of Subscription Warrants 0 Feb. 2007 Resolution based 1 0 Shares


AI CROSS Inc. (4476) 3,977,050 Exercise of Subscription Warrants 27,050 Feb. 2017 Resolution based 1 0 Shares








BASE,Inc. (4477) 21,782,200 Oct. 10 Public Offering 1,200,000

Exercise of Subscription Warrants 132,800 Oct. 2014 Resolution based 1 0 Shares





freee K.K. (4478) 48,547,331 Oct. 16 Third-Party Allotment, etc. 334

Exercise of Subscription Warrants 15,297 Jun. 2013 Resolution based 1 0 Shares







Oct. 2020

- 57 -


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Makuake,Inc. (4479) 11,673,700 Exercise of Subscription Warrants 6,000 Apr. 2017 Resolution based 1 6,000 Shares


MEDLEY,INC. (4480) 30,474,700 Exercise of Subscription Warrants 250,800 Jun. 2015 Resolution based 1 94,000 Shares










BASE CO.,LTD. (4481) 8,928,600 Exercise of Subscription Warrants 3,600 Nov. 2017 Resolution based 1 3,600 Shares

WILLs Inc. (4482) 18,941,200 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares


JMDC Inc. (4483) 51,950,084 Oct. 01 Stock Split 25,975,042


LANCERS,INC. (4484) 15,560,700 Oct. 27 Third-Party Allotment, etc. 31,400

Exercise of Subscription Warrants 23,300 Jun. 2013 Resolution based 1 0 Shares







JTOWER Inc. (4485) 20,599,672 Exercise of Subscription Warrants 18,600 Feb. 2013 Resolution based 1 0 Shares











Unite and Grow Inc. (4486) 3,642,600 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Oct. 2020

- 58 -


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Space Market,Inc. (4487) 11,683,300 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares



AI inside Inc. (4488) 3,801,450 Exercise of Subscription Warrants 17,650 Mar. 2016 Resolution based 1 0 Shares




VisasQ Inc. (4490) 8,708,300 Exercise of Subscription Warrants 42,350 Aug. 2016 Resolution based 1 1,450 Shares






Computer Management Co.,Ltd. (4491) 1,014,500 0

GENETEC CORPORATION (4492) 1,920,000 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares

Cyber Security Cloud,Inc. (4493) 9,313,200 Exercise of Subscription Warrants 3,200 Mar. 2018 Resolution based 1 0 Shares



i3 Systems,Inc. (4495) 5,201,250 Exercise of Subscription Warrants 3,900 Jun. 2014 Resolution based 1 2,900 Shares



Commerce One Holdings Inc. (4496) 3,761,700 0

Locoguide Inc. (4497) 9,654,300 Exercise of Subscription Warrants 4,400 Mar. 2018 Resolution based 1 2,000 Shares


Speee,Inc. (4499) 9,901,900 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares


Takeda Pharmaceutical Company Limited (4502) 1,576,387,908 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares






Astellas Pharma Inc. (4503) 1,861,787,075 0

Sumitomo Dainippon Pharma Co.,Ltd. (4506) 397,900,154 0

Shionogi & Co.,Ltd. (4507) 311,586,165 0

WAKAMOTO PHARMACEUTICAL CO.,LTD. (4512) 34,838,325 0

ASKA Pharmaceutical Co.,Ltd. (4514) 30,563,199 0

Nippon Shinyaku Co.,Ltd. (4516) 70,251,484 0

BIOFERMIN PHARMACEUTICAL CO.,LTD. (4517) 12,154,000 0

CHUGAI PHARMACEUTICAL CO.,LTD. (4519) 1,679,057,667 0

KAKEN PHARMACEUTICAL CO.,LTD. (4521) 45,939,730 0

Eisai Co.,Ltd. (4523) 296,566,949 0

MORISHITA JINTAN CO.,LTD. (4524) 4,150,000 0

RIKEN VITAMIN CO.,LTD. (4526) 40,705,100 0

ROHTO PHARMACEUTICAL CO.,LTD. (4527) 118,089,155 Exercise of Subscription Warrants 0 Aug. 2008 Resolution based 1 0 Shares

Oct. 2020

- 59 -


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ONO PHARMACEUTICAL CO.,LTD. (4528) 528,341,400 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares






HISAMITSU PHARMACEUTICAL CO.,INC. (4530) 85,164,895 0

Yuki Gosei Kogyo Co.,Ltd. (4531) 21,974,000 0

Mochida Pharmaceutical Co.,Ltd. (4534) 40,630,000 0

SANTEN PHARMACEUTICAL CO.,LTD. (4536) 400,164,654 Exercise of Subscription Warrants 12,900 Jun. 2011 Resolution based 1 0 Shares







Fuso Pharmaceutical Industries,Ltd. (4538) 9,451,169 0

NIPPON CHEMIPHAR CO.,LTD. (4539) 4,261,420 0

TSUMURA & CO. (4540) 76,758,362 0

Nichi-Iko Pharmaceutical Co.,Ltd. (4541) 65,162,652 0

TERUMO CORPORATION (4543) 759,521,040 Exercise of CB 0 CB 21. 12 JPY 20,000 thou. JPY 1,290,000 thou. JPY

H.U. Group Holdings,Inc. (4544) 57,416,407 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares



KISSEI PHARMACEUTICAL CO.,LTD. (4547) 51,811,185 0

SEIKAGAKU CORPORATION (4548) 56,814,093 0

EIKEN CHEMICAL CO.,LTD. (4549) 43,541,438 0

Nissui Pharmaceutical Co.,Ltd. (4550) 22,547,140 0

TORII PHARMACEUTICAL CO.,LTD. (4551) 28,800,000 0

JCR Pharmaceuticals Co.,Ltd. (4552) 129,686,308 Oct. 01 Stock Split 97,264,731

TOWA PHARMACEUTICAL CO.,LTD. (4553) 51,516,000 Exercise of CB 0 CB 22. 7 JPY 0 thou. JPY 4,150,000 thou. JPY

Fuji Pharma Co.,Ltd. (4554) 31,253,800 0

SAWAI PHARMACEUTICAL CO.,LTD. (4555) 44,090,988 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares









KAINOS Laboratories,Inc. (4556) 4,558,860 0

MEDICAL & BIOLOGICAL LABORATORIES CO.,LTD. (4557) 5,211,800 0

CHUKYO IYAKUHIN CO.,LTD. (4558) 11,660,734 0

ZERIA PHARMACEUTICAL CO.,LTD. (4559) 53,119,190 0

AnGes,Inc. (4563) 122,999,561 Exercise of Subscription Warrants 1,000 Apr. 2018 Resolution based 1 0 Shares

Oct. 2020

- 60 -


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OncoTherapy Science,Inc. (4564) 176,332,000 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares


Sosei Group Corporation (4565) 80,585,728 Exercise of CB 0 CB 25. 7 JPY 0 thou. JPY 16,000,000 thou. JPY





DAIICHI SANKYO COMPANY,LIMITED (4568) 2,127,034,029 Oct. 01 Stock Split 1,418,022,686

KYORIN Holdings,Inc. (4569) 64,607,936 0

Immuno-Biological Laboratories Co.,Ltd. (4570) 9,314,590 Exercise of CB 0 CB 1 0 thou. JPY 200,000 thou. JPY


NanoCarrier Co.,Ltd. (4571) 69,882,158 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares




Carna Biosciences,Inc. (4572) 12,407,100 Exercise of Subscription Warrants 0 Jul. 2019 Resolution based 1 0 Shares

TAIKO PHARMACEUTICAL CO.,LTD. (4574) 44,001,900 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

CanBas Co.,Ltd. (4575) 7,056,840 Exercise of CB 0 CB 3 0 thou. JPY 749,994 thou. JPY

Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares




D.Western Therapeutics Institute, Inc. (4576) 29,251,100 Exercise of Subscription Warrants 0 Jul. 2020 Resolution based 1 0 Shares

Daito Pharmaceutical Co.,Ltd. (4577) 13,719,064 0

Otsuka Holdings Co.,Ltd. (4578) 557,835,617 0

RaQualia Pharma Inc. (4579) 20,950,642 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares


TAISHO PHARMACEUTICAL HOLDINGS CO.,LTD. (4581) 85,139,653 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares









SymBio Pharmaceuticals Limited (4582) 35,298,331 Exercise of Subscription Warrants 100,000 Oct. 2010 Resolution based 1 0 Shares







Oct. 2020

- 61 -


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Chiome Bioscience Inc. (4583) 39,290,400 Exercise of Subscription Warrants 558,600 Apr. 2015 Resolution based 1 0 Shares




Gene Techno Science Co.,Ltd. (4584) 29,058,747 Exercise of CB 94,117 CB 2 40,000 thou. JPY 0 thou. JPY






Medrx Co.,Ltd. (4586) 17,915,100 Exercise of Subscription Warrants 640,000 Apr. 2011 Resolution based 1 0 Shares





PeptiDream Inc. (4587) 125,910,400 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares


Oncolys BioPharma Inc. (4588) 14,511,300 Exercise of Subscription Warrants 40,000 Oct. 2010 Resolution based 1 34,000 Shares





RIBOMIC Inc. (4591) 27,908,784 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares




SanBio Company Limited (4592) 51,785,505 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares







Oct. 2020

- 62 -


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HEALIOS K.K. (4593) 51,517,600 Exercise of CB 0 CB 2 0 thou. JPY 4,000,000 thou. JPY










BrightPath Biotherapeutics Co.,Ltd. (4594) 49,718,500 Exercise of Subscription Warrants 917,000 Oct. 2014 Resolution based 1 120,000 Shares






MIZUHO MEDY CO.,LTD. (4595) 9,525,600 0

Kubota Pharmaceutical Holdings Co.,Ltd. (4596) 43,913,288 Exercise of Subscription Warrants 701,600 Nov. 2016 Resolution based 1 0 Shares






Solasia Pharma K.K. (4597) 121,461,210 Exercise of Subscription Warrants 2,575,000 Sep. 2012 Resolution based 1 0 Shares







Aug. 2020 Resolution based 1 2,575,000 Shares


Delta-Fly Pharma,Inc. (4598) 4,504,600 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

StemRIM Inc. (4599) 57,612,300 Exercise of Subscription Warrants 585,900 May 2012 Resolution based 1 240,000 Shares

Oct. 2020

- 63 -


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Dai Nippon Toryo Company,Limited (4611) 29,710,678 0

NIPPON PAINT HOLDINGS CO.,LTD. (4612) 325,402,443 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares








KANSAI PAINT CO.,LTD. (4613) 272,623,270 Exercise of CB 0 CB 22. 6 JPY 0 thou. JPY 60,000,000 thou. JPY

SHINTO PAINT COMPANY,LIMITED (4615) 31,000,000 0

KAWAKAMI PAINT MANUFACTURING CO.,LTD. (4616) 1,000,000 0

Chugoku Marine Paints,Ltd. (4617) 69,068,822 0

Nihon Tokushu Toryo Co.,Ltd. (4619) 23,611,200 0

FUJIKURA KASEI CO.,LTD. (4620) 32,716,878 0

ROCK PAINT CO.,LTD. (4621) 22,000,000 0

ASAHIPEN CORPORATION (4623) 4,623,000 0

Isamu Paint Co.,Ltd. (4624) 2,400,000 0

ATOMIX CO.,LTD. (4625) 7,242,000 0

TAIYO HOLDINGS CO.,LTD. (4626) 28,998,502 0

NATOCO CO.,LTD. (4627) 8,144,400 0

SK KAKEN CO.,LTD. (4628) 3,134,777 0

DAISHIN CHEMICAL CO.,LTD. (4629) 4,592,000 0

DIC Corporation (4631) 95,156,904 0

SAKATA INX CORPORATION (4633) 62,601,161 0

TOYO INK SC HOLDINGS CO.,LTD. (4634) 60,621,744 0

TOKYO PRINTING INK MFG.CO.,LTD. (4635) 2,725,758 0

T&K TOKA CO.,LTD. (4636) 25,055,440 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares







Oct. 2020

- 64 -


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ANDOR Co.,Ltd. (4640) 5,184,140 0

Altech Corporation (4641) 24,746,675 0

ORIGINAL ENGINEERING CONSULTANTS CO.,LTD. (4642) 7,796,800 0

Imagineer Co.,Ltd. (4644) 10,649,000 0

ICHISHIN HOLDINGS CO.,LTD. (4645) 10,604,888 0

SD ENTERTAINMENT,Inc. (4650) 8,997,000 0

SANIX INCORPORATED (4651) 48,919,396 0

DAIOHS CORPORATION (4653) 13,439,142 0

ENVIRONMENTAL CONTROL CENTER CO.,LTD. (4657) 4,678,270 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Nippon Air Conditioning Services Co.,Ltd. (4658) 35,784,000 0

AJIS CO.,LTD. (4659) 10,771,200 0

ORIENTAL LAND CO.,LTD. (4661) 363,690,160 Exercise of Subscription Warrants 0 Feb. 2019 Resolution based 1 0 Shares

Focus Systems Corporation (4662) 16,292,942 0

JAPAN RELIANCE SERVICE CORPORATION (4664) 2,940,000 0

DUSKIN CO.,LTD. (4665) 50,994,823 0

PARK24 Co.,Ltd. (4666) 155,016,369 Exercise of CB 0 CB 25. 10 JPY 0 thou. JPY 35,000,000 thou. JPY



AISAN TECHNOLOGY CO.,LTD. (4667) 5,542,800 0

MEIKO NETWORK JAPAN CO.,LTD. (4668) 27,803,600 0

NIPPAN RENTAL Co.,Ltd. (4669) 2,280,756 0

FALCO HOLDINGS Co.,Ltd. (4671) 11,280,177 0

Kawasaki Geological Engineering Co.,Ltd. (4673) 1,057,980 0

CRESCO LTD. (4674) 24,000,000 0

FUJI MEDIA HOLDINGS,INC. (4676) 234,194,500 0

SHUEI YOBIKO Co.,Ltd. (4678) 6,710,000 0

TAYA Co.,Ltd. (4679) 5,100,000 0

ROUND ONE Corporation (4680) 95,452,914 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares


RESORTTRUST,INC. (4681) 108,520,799 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 29,700,000 thou. JPY


OBIC Co.,Ltd. (4684) 99,600,000 0

Ryoyu Systems Co.,Ltd. (4685) 1,271,000 0

JUSTSYSTEMS CORPORATION (4686) 64,224,800 0

TDC SOFT Inc. (4687) 25,113,600 0

Z Holdings Corporation (4689) 4,823,828,465 Exercise of Subscription Warrants 7,400 Oct. 2010 Resolution based 1 3,200 Shares







NIPPON PALLET POOL CO.,LTD. (4690) 850,000 0

WASHINGTON HOTEL CORPORATION (4691) 12,170,000 0

BML,INC. (4694) 44,014,726 Exercise of Subscription Warrants 0 Nov. 2006 Resolution based 1 0 Shares

Oct. 2020

- 65 -


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WATABE WEDDING CORPORATION (4696) 9,909,400 0

UCHIDA ESCO CO.,Ltd. (4699) 3,600,000 0

Trend Micro Incorporated (4704) 140,565,404 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares






CLIP Corporation (4705) 4,536,000 0

KITAC CORPORATION (4707) 5,969,024 0

Relia,Inc. (4708) 66,820,721 0

ID Holdings Corporation (4709) 12,044,302 0

KeyHolder,Inc. (4712) 16,575,783 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares


RISO KYOIKU CO.,LTD. (4714) 156,209,829 0

ORACLE CORPORATION JAPAN (4716) 128,219,271 Exercise of Subscription Warrants 5,600 Sep. 2011 Resolution based 1 700 Shares









WASEDA ACADEMY CO.,LTD. (4718) 16,669,952 0

ALPHA SYSTEMS INC. (4719) 14,052,400 0

JOHNAN ACADEMIC PREPARATORY INSTITUTE,INC. (4720) 8,937,840 0

Future Corporation (4722) 47,664,000 0

CAC Holdings Corporation (4725) 20,541,400 0

SB Technology Corp. (4726) 22,707,500 Exercise of Subscription Warrants 12,500 Aug. 2016 Resolution based 1 3,000 Shares



TOSE CO.,LTD. (4728) 7,763,040 0

USS Co.,Ltd. (4732) 313,250,000 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares


Oct. 2020

- 66 -


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OBIC BUSINESS CONSULTANTS CO.,LTD. (4733) 80,704,000 0

Being Co.,Ltd. (4734) 8,257,600 0

KYOSHIN CO.,LTD. (4735) 8,396,000 0

Nippon RAD Inc. (4736) 5,355,390 0

ITOCHU Techno-Solutions Corporation (4739) 240,000,000 0

ITFOR Inc. (4743) 29,430,000 0

Tokyo Individualized Educational Institute,INC. (4745) 54,291,435 0

Toukei Computer Co.,Ltd. (4746) 9,350,000 0

KOZO KEIKAKU ENGINEERING Inc. (4748) 5,500,000 0

DAISAN CO.,LTD. (4750) 7,618,000 0

CyberAgent,Inc. (4751) 126,426,600 Exercise of CB 0 CB 23. 2 JPY 0 thou. JPY 20,000,000 thou. JPY


Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares



SHOWA SYSTEM ENGINEERING CORPORATION (4752) 4,810,000 0

TOSNET CORPORATION (4754) 4,732,600 0

Rakuten,Inc. (4755) 1,434,573,900 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

















Oct. 2020

- 67 -


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ALPHA CO.,LTD. (4760) 915,444 0

SAKURA KCS Corporation (4761) 11,200,000 0

XNET Corporation (4762) 8,261,600 0

CREEK & RIVER Co.,Ltd. (4763) 23,009,000 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares

SAMURAI&J PARTNERS Co.,Ltd. (4764) 34,968,800 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares




Morningstar Japan K.K. (4765) 89,673,600 Oct. 17 Public Offering 5,700,000

PA Co.,Ltd. (4766) 11,229,800 0

TOW CO.,LTD. (4767) 48,969,096 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares



Oct. 2020

- 68 -


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OTSUKA CORPORATION (4768) 190,002,120 0

INFORMATION CREATIVE CO.,LTD. (4769) 7,732,270 0

ZUKEN ELMIC,INC. (4770) 6,284,944 0

F&M CO.,LTD. (4771) 15,582,100 Exercise of Subscription Warrants 7,000 Aug. 2015 Resolution based 1 7,000 Shares

Stream Media Corporation (4772) 106,520,351 0

Cybozu,Inc. (4776) 52,757,800 0

GALA INCORPORATED (4777) 19,060,800 Exercise of Subscription Warrants 0 Aug. 2018 Resolution based 1 0 Shares




SOFTBRAIN Co.,Ltd. (4779) 30,955,000 0

NIHON HOUSING CO.,LTD. (4781) 16,080,000 0

Nippon Computer Dynamics Co.,Ltd. (4783) 8,800,000 0

GMO AD Partners Inc. (4784) 16,757,200 0

YAMADA Consulting Group Co.,Ltd. (4792) 19,896,000 0

Oricon Inc. (4800) 15,123,200 0

CENTRAL SPORTS Co.,LTD. (4801) 11,466,300 0

Paraca Inc. (4809) 10,257,800 Exercise of Subscription Warrants 600 Dec. 2012 Resolution based 1 600 Shares



Information Services International-Dentsu,Ltd. (4812) 32,591,240 0

ACCESS CO.,LTD. (4813) 39,481,700 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares



Nextware Ltd. (4814) 13,015,222 0

TOEI ANIMATION CO.,LTD. (4816) 42,000,000 0

Digital Garage,Inc. (4819) 47,428,500 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 25,000,000 thou. JPY
















EM SYSTEMS CO.,LTD. (4820) 74,514,800 Exercise of Subscription Warrants 0 Jul. 2006 Resolution based 1 0 Shares

MEDIASEEK,inc. (4824) 9,766,800 0

WEATHERNEWS INC. (4825) 11,844,000 0

Oct. 2020

- 69 -


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Computer Institute of Japan, Ltd. (4826) 19,555,080 0

Business Engineering Corporation (4828) 6,000,000 0

Nihon Enterprise Co.,Ltd. (4829) 40,133,600 Exercise of Subscription Warrants 600 Feb. 2016 Resolution based 1 600 Shares




JFE Systems, Inc. (4832) 7,853,000 0

Success Holders,inc. (4833) 24,066,115 Exercise of Subscription Warrants 550,000 Jun. 2020 Resolution based 1 550,000 Shares

SHiDAX CORPORATION (4837) 40,929,162 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000 Shares

SPACE SHOWER NETWORKS INC. (4838) 11,330,800 0

WOWOW INC. (4839) 28,844,400 0

TriIs Incorporated (4840) 8,300,000 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares




Scala,Inc. (4845) 17,555,959 Oct. 29 Third-Party Allotment, etc. 34,000



INTELLIGENT WAVE INC. (4847) 26,340,000 0

FULLCAST HOLDINGS CO.,LTD. (4848) 38,486,400 0

en-japan inc. (4849) 49,716,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares




CellSource Co.,Ltd. (4880) 2,048,800 Exercise of Subscription Warrants 11,600 Oct. 2017 Resolution based 1 2,400 Shares



Modalis Therapeutics Corporation (4883) 28,385,000 Exercise of Subscription Warrants 295,000 Apr. 2016 Resolution based 1 285,000 Shares








FUJIFILM Holdings Corporation (4901) 514,625,728 0

KONICA MINOLTA,INC. (4902) 502,664,337 0

Shiseido Company,Limited (4911) 400,000,000 0

Lion Corporation (4912) 299,115,346 0

TAKASAGO INTERNATIONAL CORPORATION (4914) 20,152,397 0

MANDOM CORPORATION (4917) 48,269,212 0

IVY COSMETICS CORPORATION (4918) 5,104,000 0

Milbon Co.,Ltd. (4919) 33,117,234 0

Nippon Shikizai,Inc. (4920) 2,099,376 0

FANCL CORPORATION (4921) 130,353,200 Exercise of CB 0 CB 24. 4 JPY 0 thou. JPY 10,000,000 thou. JPY

KOSE Corporation (4922) 60,592,541 0

Oct. 2020

- 70 -


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COTA CO.,LTD. (4923) 22,494,819 0

HABA LABORATORIES,INC. (4925) 3,935,000 0

C'BON COSMETICS Co.,Ltd. (4926) 4,281,200 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

POLA ORBIS HOLDINGS INC. (4927) 229,136,156 0

Noevir Holdings Co.,Ltd. (4928) 34,156,623 0

ADJUVANT COSME JAPAN CO.,LTD. (4929) 7,996,200 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares

GRAPHICO,Inc. (4930) 922,000 Oct. 20 Third-Party Allotment, etc. 42,000





Shinnihonseiyaku Co.,Ltd. (4931) 21,611,300 0

I-ne CO.,LTD. (4933) 8,634,900 Oct. 30 Third-Party Allotment, etc. 321,300



Premier Anti-Aging Co.,Ltd. (4934) 8,700,000 Oct. 28 Initial Listing 8,700,000


S.T.CORPORATION (4951) 23,000,000 0

SDS Biotech K.K. (4952) 7,830,925 0

AGRO-KANESHO CO.,LTD. (4955) 13,404,862 0

KONISHI CO.,LTD. (4956) 40,707,440 0

YASUHARA CHEMICAL CO.,LTD. (4957) 10,839,663 0

T.HASEGAWA CO.,LTD. (4958) 42,708,154 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares





CHEMIPRO KASEI KAISHA,LTD. (4960) 16,623,613 0

GOO CHEMICAL CO.,LTD. (4962) 6,992,000 0

SEIKO PMC CORPORATION (4963) 30,743,604 0

C.Uyemura & Co.,Ltd. (4966) 9,878,040 0

KOBAYASHI PHARMACEUTICAL CO.,LTD. (4967) 82,050,000 0

ARAKAWA CHEMICAL INDUSTRIES,LTD. (4968) 20,652,400 0

Toyo Gosei Co.,Ltd. (4970) 8,143,390 0

MEC COMPANY LTD. (4971) 20,071,093 0

Soken Chemical & Engineering Co.,Ltd. (4972) 8,300,000 0

JAPAN PURE CHEMICAL CO.,LTD. (4973) 6,317,200 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares






TAKARA BIO INC. (4974) 120,415,600 0

JCU CORPORATION (4975) 27,865,318 0

TOYO DRILUBE CO.,LTD. (4976) 1,355,000 0

Nitta Gelatin Inc. (4977) 18,373,974 0

Oct. 2020

- 71 -


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ReproCELL Incorporated (4978) 71,461,891 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares

OAT Agrio Co.,Ltd. (4979) 5,536,000 0

Dexerials Corporation (4980) 64,106,800 Exercise of Subscription Warrants 18,000 Mar. 2013 Resolution based 1 0 Shares



Earth Corporation (4985) 22,057,500 Exercise of Subscription Warrants 425,000 Jul. 2020 Resolution based 1 425,000 Shares

TERAOKA SEISAKUSHO CO.,LTD. (4987) 26,687,955 0

Showa Chemical Industry Co.,Ltd. (4990) 11,979,000 0

HOKKO CHEMICAL INDUSTRY CO.,LTD. (4992) 29,985,531 0

Taisei Lamick Co.,Ltd. (4994) 7,047,500 0

KUMIAI CHEMICAL INDUSTRY CO.,LTD. (4996) 133,184,612 0

NIHON NOHYAKU CO.,LTD. (4997) 81,967,082 0

FUMAKILLA LIMITED (4998) 16,490,000 0

CEMEDINE CO.,LTD. (4999) 15,167,000 0

TOA OIL COMPANY,LIMITED (5008) 12,443,500 0

FUJI KOSAN COMPANY,LTD. (5009) 8,743,907 0

NIPPON SEIRO CO.,LTD. (5010) 22,400,000 0

NICHIREKI CO.,LTD. (5011) 31,685,955 0

Yushiro Chemical Industry Co.,Ltd. (5013) 13,900,065 0

BP Castrol K.K. (5015) 22,975,189 0

Fuji Oil Company,Ltd. (5017) 78,183,677 0

MORESCO Corporation (5018) 9,696,500 0

Idemitsu Kosan Co.,Ltd. (5019) 297,864,718 0

ENEOS Holdings,Inc. (5020) 3,230,282,649 0

COSMO ENERGY HOLDINGS COMPANY,LIMITED (5021) 84,770,508 Exercise of CB 0 CB 22. 12 JPY 0 thou. JPY 60,000,000 thou. JPY

DRAFT Inc. (5070) 4,617,900 Exercise of Subscription Warrants 12,900 Jul. 2018 Resolution based 1 12,900 Shares

VIS co.ltd. (5071) 8,159,800 Exercise of Subscription Warrants 6,750 Oct. 2014 Resolution based 1 5,250 Shares



ART FORCE JAPAN Co.,Ltd. (5072) 251,000 Oct. 21 Initial Listing 251,000

The Yokohama Rubber Company,Limited (5101) 169,549,081 0

Showa Holdings Co.,Ltd. (5103) 76,293,426 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares


NITTO KAKO CO.,LTD. (5104) 3,840,000 0

Toyo Tire Corporation (5105) 154,111,029 0

BRIDGESTONE CORPORATION (5108) 713,698,221 0

Sumitomo Rubber Industries,Ltd. (5110) 263,043,057 0

FUJIKURA COMPOSITES Inc. (5121) 23,446,209 0

OKAMOTO INDUSTRIES,INC. (5122) 19,599,367 0

Achilles Corporation (5142) 15,862,714 0

NISHIKAWA RUBBER CO.,LTD. (5161) 19,995,387 0

ASAHI RUBBER INC. (5162) 4,618,520 0

NICHIRIN CO.,LTD. (5184) 14,371,500 0

Fukoku Co.,Ltd. (5185) 17,609,130 0

Nitta Corporation (5186) 30,272,503 0

CREATE MEDIC CO.,LTD. (5187) 9,664,327 0

Oct. 2020

- 72 -


Shares Shares

SAKURA RUBBER CO.,LTD. (5189) 1,012,000 0

Sumitomo Riko Company Limited (5191) 104,042,806 0

Mitsuboshi Belting Ltd. (5192) 32,604,198 0

SAGAMI RUBBER INDUSTRIES CO.,LTD. (5194) 10,937,449 0

Bando Chemical Industries,Ltd. (5195) 47,213,536 0

FUJI LATEX CO.,LTD. (5199) 1,286,199 0

AGC Inc. (5201) 227,441,381 0

Nippon Sheet Glass Company,Limited (5202) 90,782,899 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 30,000 Shares













ISHIZUKA GLASS CO.,LTD. (5204) 4,219,554 0

Arisawa Mfg.Co.,Ltd. (5208) 36,404,924 Exercise of Subscription Warrants 2,500 Jun. 2016 Resolution based 1 0 Shares






Nihon Yamamura Glass Co.,Ltd. (5210) 11,145,249 0

FUJI GLASS CO.,LTD. (5212) 2,142,000 0

Nippon Electric Glass Co.,Ltd. (5214) 99,523,246 0

KURAMOTO CO.,LTD. (5216) 31,582,119 0

Techno Quartz Inc. (5217) 780,000 0

OHARA INC. (5218) 25,450,000 0

Sumitomo Osaka Cement Co.,Ltd. (5232) 40,643,217 0

TAIHEIYO CEMENT CORPORATION (5233) 127,140,278 0

NOZAWA CORPORATION (5237) 12,075,000 0

RESOL HOLDINGS Co.,Ltd. (5261) 5,564,200 0

Nippon Hume Corporation (5262) 29,347,500 0

ASAHI CONCRETE WORKS CO.,LTD. (5268) 13,233,000 0

NIPPON CONCRETE INDUSTRIES CO.,LTD. (5269) 57,777,432 0

TOYO ASANO FOUNDATION CO.,LTD. (5271) 1,440,840 0

MITANI SEKISAN CO.,LTD. (5273) 24,986,599 0

SPANCRETE CORPORATION (5277) 9,332,400 0

NIHON KOGYO CO.,LTD. (5279) 3,064,200 0

Yoshicon Co.,Ltd. (5280) 8,030,248 0

GEOSTR Corporation (5282) 31,530,000 0

Oct. 2020

- 73 -


Shares Shares

TAKAMISAWA CO.,LTD. (5283) 1,758,400 0

YAMAU CO.,LTD. (5284) 6,306,000 0

YAMAX Corp. (5285) 5,790,000 0

ITO YOGYO CO.,LTD. (5287) 3,568,000 0

ASIA PILE HOLDINGS CORPORATION (5288) 38,089,792 0

Vertex Corporation (5290) 11,684,450 0

TOKAI CARBON CO.,LTD. (5301) 224,943,104 0

Nippon Carbon Co.,Ltd. (5302) 11,832,504 0

SEC CARBON,LIMITED (5304) 4,138,868 0

TOYO TANSO CO.,LTD. (5310) 20,992,588 0

NORITAKE CO.,LIMITED (5331) 14,842,849 0

TOTO LTD. (5332) 176,981,297 0

NGK INSULATORS,LTD. (5333) 322,211,996 0

NGK SPARK PLUG CO.,LTD. (5334) 204,175,320 0

DANTO HOLDINGS CORPORATION (5337) 30,000,000 0

ASAHI EITO CO.,LTD. (5341) 2,767,500 Exercise of Subscription Warrants 0 Aug. 2020 Resolution based 1 0 Shares

MARUWA CO.,LTD. (5344) 12,372,000 0

SHINAGAWA REFRACTORIES CO.,LTD. (5351) 9,429,366 0

KROSAKI HARIMA CORPORATION (5352) 9,114,528 0

Nippon Crucible Co.,Ltd. (5355) 1,409,040 0

YOTAI REFRACTORIES CO.,LTD. (5357) 25,587,421 0

Isolite Insulating Products Company,Limited (5358) 23,606,573 0

TYK CORPORATION (5363) 45,477,000 0

NIKKATO CORPORATION (5367) 12,135,695 0

JAPAN INSULATION CO.,LTD. (5368) 8,707,200 0

SHINTO COMPANY LIMITED (5380) 415,841 0

Mipox Corporation (5381) 12,081,920 0

FUJIMI INCORPORATED (5384) 28,699,500 0

TSURUYA CO.,LTD. (5386) 7,767,800 0

CHIYODA UTE CO.,LTD. (5387) 23,737,165 0

KUNIMINE INDUSTRIES CO.,LTD. (5388) 14,450,000 0

A&A Material Corporation (5391) 7,778,000 0

NICHIAS CORPORATION (5393) 67,811,917 0

Riken Corundum Company Limited (5395) 922,128 0

NIPPON STEEL CORPORATION (5401) 950,321,402 0

Kobe Steel,Ltd. (5406) 364,364,210 0

NAKAYAMA STEEL WORKS,LTD. (5408) 63,079,256 0

Godo Steel,Ltd. (5410) 17,145,211 0

JFE Holdings,Inc. (5411) 614,438,399 0

TOKYO STEEL MANUFACTURING CO.,LTD. (5423) 155,064,249 0

KYOEI STEEL LTD. (5440) 44,898,730 0

YAMATO KOGYO CO.,LTD. (5444) 67,670,000 0

TOKYO TEKKO CO.,LTD. (5445) 9,365,305 0

HOKUETSU METAL Co.,Ltd. (5446) 3,994,000 0

OSAKA STEEL CO.,LTD. (5449) 42,279,982 0

Yodogawa Steel Works,Ltd. (5451) 35,837,230 0

Oct. 2020

- 74 -


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TAKASAGO TEKKO K.K. (5458) 3,008,000 0

Maruichi Steel Tube Ltd. (5463) 94,000,000 0

MORY INDUSTRIES INC. (5464) 7,949,580 0

Daido Steel Co.,Ltd. (5471) 43,448,769 0

Nippon Koshuha Steel Co.,Ltd. (5476) 14,687,617 0

Nippon Yakin kogyo Co.,Ltd. (5480) 15,497,333 0

Sanyo Special Steel Co.,Ltd. (5481) 54,507,307 0

AICHI STEEL CORPORATION (5482) 19,886,675 0

Tohoku Steel Co.,Ltd. (5484) 7,550,000 0

Hitachi Metals,Ltd. (5486) 428,904,352 0

NIPPON KINZOKU CO.,LTD. (5491) 6,700,000 0

PACIFIC METALS CO.,LTD. (5541) 19,577,071 0

SHINHOKOKU STEEL CORPORATION (5542) 3,510,000 0

Nippon Denko Co.,Ltd. (5563) 146,775,767 0

Kurimoto,Ltd. (5602) 13,098,490 0

KOGI CORPORATION (5603) 3,362,163 0

NIPPON CHUZO K.K. (5609) 5,135,150 0

Daiwa Heavy Industry Co.,Ltd. (5610) 1,358,000 0

NIPPON CHUTETSUKAN K.K. (5612) 3,293,074 0

Kawakin Holdings Co.,Ltd. (5614) 20,000,000 0

The Japan Steel Works,Ltd. (5631) 74,359,182 0

Mitsubishi Steel Mfg.Co.,Ltd. (5632) 15,709,968 0

METALART CORPORATION (5644) 3,157,382 0

NICHIA STEEL WORKS,LTD. (5658) 51,755,478 0

Nippon Seisen Co.,Ltd. (5659) 6,492,293 0

Shinko Wire Company,Ltd. (5660) 5,912,999 0

REVER HOLDINGS CORPORATION (5690) 17,126,500 0

Powdertech Co.,Ltd. (5695) 2,970,000 0

SANYU CO.,LTD. (5697) 6,091,000 0

ENVIPRO HOLDINGS Inc. (5698) 15,051,227 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares



IBOKIN Co.,Ltd. (5699) 1,713,600 0

DAIKI ALUMINIUM INDUSTRY CO.,LTD. (5702) 43,629,235 0

Nippon Light Metal Holdings Company,Ltd. (5703) 61,993,750 Oct. 01 Reverse Stock Split -557,943,750

JMC Corporation (5704) 5,291,400 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares



Mitsui Mining and Smelting Company,Limited (5706) 57,296,616 0

Toho Zinc CO.,Ltd. (5707) 13,585,521 0

Mitsubishi Materials Corporation (5711) 131,489,535 0

Sumitomo Metal Mining Co.,Ltd. (5713) 290,814,015 Exercise of CB 0 CB 23. 3 JPY 0 thou. JPY 30,000,000 thou. JPY

DOWA HOLDINGS CO.,LTD. (5714) 61,989,206 0

FURUKAWA CO.,LTD. (5715) 40,445,568 0

S･Science Company,Ltd. (5721) 100,593,749 0

Asaka Riken Co.,Ltd. (5724) 2,572,300 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

Oct. 2020

- 75 -


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OSAKA Titanium technologies Co.,Ltd. (5726) 36,800,000 0

TOHO TITANIUM COMPANY,LIMITED (5727) 71,270,910 0

NIHON SEIKO CO.,LTD (5729) 2,605,900 0

UACJ Corporation (5741) 48,328,193 0

NIC Autotec,Inc. (5742) 5,500,000 0

NIPPON SHINDO CO.,LTD. (5753) 2,370,000 0

CK SAN-ETSU Co.,Ltd. (5757) 8,867,000 0

TOHO KINZOKU CO.,LTD. (5781) 2,338,001 0

Furukawa Electric Co.,Ltd. (5801) 70,666,917 0

Sumitomo Electric Industries,Ltd. (5802) 793,940,571 0

Fujikura Ltd. (5803) 295,863,421 0

SWCC SHOWA HOLDINGS CO.,LTD. (5805) 30,826,861 0

TOTOKU ELECTRIC CO.,LTD. (5807) 6,808,788 0

TATSUTA ELECTRIC WIRE AND CABLE CO.,LTD. (5809) 70,156,394 0

Onamba Co.,Ltd. (5816) 12,558,251 0

JMACS Japan Co.,Ltd. (5817) 4,691,555 0

Canare Electric Co.,Ltd. (5819) 7,028,060 0

MITSUBOSHI CO.,LTD. (5820) 1,266,655 0

HIRAKAWA HEWTECH CORP. (5821) 17,627,800 0

RYOBI LIMITED (5851) 32,646,143 0

AHRESTY CORPORATION (5852) 26,076,717 0

Life Intelligent Enterprise Holdings Co.,Ltd. (5856) 74,903,800 0

Asahi Holdings,Inc. (5857) 39,854,344 0

STG CO.,LTD. (5858) 838,400 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

DAIKEN CO.,LTD. (5900) 5,970,480 0

Toyo Seikan Group Holdings,Ltd. (5901) 202,862,162 0

HOKKAN HOLDINGS LIMITED (5902) 13,469,387 0

SHINPO CO.,LTD. (5903) 6,140,850 0

NIHON SEIKAN K.K. (5905) 1,392,000 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares







MK SEIKO CO.,LTD. (5906) 15,595,050 0

JFE Container Co.,Ltd. (5907) 2,867,500 0

CORONA CORPORATION (5909) 29,342,454 0

Yokogawa Bridge Holdings Corp. (5911) 45,564,802 0

OSJB Holdings Corporation (5912) 122,513,391 0

KOMAIHALTEC Inc. (5915) 4,972,709 0

The Takigami Steel Construction Co.,Ltd. (5918) 2,697,600 0

Kawagishi Bridge Works Co.,Ltd. (5921) 3,000,000 0

NASU DENKI-TEKKO CO.,LTD. (5922) 1,200,000 0

TAKADAKIKO(Steel Construction)CO.,LTD. (5923) 2,237,586 0

ALMETAX MANUFACTURING CO,LTD. (5928) 11,912,515 0

Oct. 2020

- 76 -


Shares Shares

Sanwa Holdings Corporation (5929) 231,000,000 0

Bunka Shutter Co.,Ltd. (5930) 72,196,487 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

Sankyo Tateyama,Inc. (5932) 31,554,629 0

ALINCO INCORPORATED (5933) 21,039,326 0

GANTAN BEAUTY INDUSTRY CO.,LTD. (5935) 771,606 0

TOYO SHUTTER CO.,LTD. (5936) 6,387,123 0

LIXIL Group Corporation (5938) 313,319,159 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 60,000,000 thou. JPY

OTANI KOGYO CO.,LTD. (5939) 880,000 0

FUJISASH CO.,LTD. (5940) 126,267,824 0

NAKANISHI MFG. CO.,LTD. (5941) 6,306,000 0

NIPPON FILCON CO.,LTD. (5942) 22,167,211 0

NORITZ CORPORATION (5943) 50,797,651 0

Tenryu Saw Mfg.Co.,Ltd. (5945) 5,573,817 0

CHOFU SEISAKUSHO CO.,LTD. (5946) 35,980,500 0

RINNAI CORPORATION (5947) 51,616,463 0

UNIPRES CORPORATION (5949) 47,991,873 0

JAPAN POWER FASTENING CO.,LTD. (5950) 18,688,540 Exercise of CB 0 CB 1 0 thou. JPY 549,976 thou. JPY


Dainichi Co.,Ltd. (5951) 19,058,587 0

Amatei Incorporated (5952) 12,317,000 0

YAMASHINA CORPORATION (5955) 143,611,765 0

TOSO CO.,LTD. (5956) 10,000,000 0

NITTOSEIKO CO.,LTD. (5957) 39,985,017 0

SANYO INDUSTRIES,LTD. (5958) 3,520,000 0

OKABE CO.,LTD. (5959) 53,790,632 0

ASAKA INDUSTRIAL CO.,LTD. (5962) 1,037,080 0

TOYO KNIFE CO.,LTD. (5964) 1,865,900 0

FUJIMAK CORPORATION (5965) 14,272,000 0

KYOTO TOOL CO.,LTD. (5966) 2,477,435 0

TONE CO.,LTD. (5967) 2,342,600 0

LOBTEX Co.,Ltd. (5969) 1,000,000 0

G-TEKT CORPORATION (5970) 43,931,260 0

KYOWAKOGYOSYO CO.,LTD. (5971) 1,360,000 0

TOAMI CORPORATION (5973) 6,400,000 0

CHUGOKUKOGYO CO.,LTD. (5974) 3,420,000 0

Topre Corporation (5975) 54,021,824 0

Neturen Co.,Ltd. (5976) 43,790,500 0

TOKYO ROPE MFG.CO.,LTD (5981) 16,268,242 0

MARUZEN CO.,LTD. (5982) 19,780,000 0

IWABUCHI CORPORATION (5983) 1,100,000 0

KANEFUSA CORPORATION (5984) 14,310,000 0

SUNCALL CORPORATION (5985) 34,057,923 0

MOLITEC STEEL CO.,LTD. (5986) 22,558,063 0

ONEX Corporation (5987) 1,660,000 0

PIOLAX,INC. (5988) 39,254,100 0

H-ONE CO.,LTD. (5989) 28,392,830 0

Oct. 2020

- 77 -


Shares Shares

SUPER TOOL CO.,LTD. (5990) 2,084,304 0

NHK SPRING CO.,LTD. (5991) 244,066,144 0

CHUO SPRING CO.,LTD. (5992) 6,385,599 0

FINE SINTER CO.,LTD. (5994) 4,420,000 0

KYORITSU AIR TECH INC. (5997) 6,000,000 0

Advanex Inc. (5998) 4,153,370 0

IHARA SCIENCE CORPORATION (5999) 14,000,000 0

MIURA CO.,LTD. (6005) 125,291,112 0

TAKUMA CO.,LTD. (6013) 83,000,000 0

Japan Engine Corporation (6016) 2,800,000 0

THE HANSHIN DIESEL WORKS,LTD. (6018) 3,229,400 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares










Akasaka Diesels Ltd. (6022) 1,540,000 0

DAIHATSU DIESEL MFG. CO.,LTD. (6023) 31,850,000 0

GMO TECH,Inc. (6026) 1,100,620 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Bengo4.com,Inc. (6027) 22,263,000 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares







TechnoPro Holdings,Inc. (6028) 36,140,388 0

artra corporation (6029) 8,881,600 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares


Adventure,Inc. (6030) 6,798,900 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares



Scigineer Inc. (6031) 2,109,186 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares








Interworks,Inc. (6032) 9,800,000 0

EXTREME CO.,LTD. (6033) 5,455,176 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Oct. 2020

- 78 -


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MRT Inc. (6034) 5,694,200 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares





IR Japan Holdings,Ltd. (6035) 17,838,310 0

KeePer Technical Laboratory Co.,Ltd. (6036) 28,280,840 Oct. 01 Stock Split 14,140,420

FIRSTLOGIC,INC. (6037) 11,844,400 0

IID,Inc. (6038) 5,012,200 Oct. 27 Third-Party Allotment, etc. 6,000




Japan Animal Referral Medical Center Co.,Ltd. (6039) 2,436,200 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Nippon Ski Resort Development Co.,Ltd. (6040) 16,000,400 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares


NIKKI CO.,LTD. (6042) 2,000,000 0

SANKI SERVICE CORPORATION (6044) 5,896,085 0

Rentracks CO.,LTD. (6045) 7,975,800 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

LINKBAL INC. (6046) 19,500,000 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares


Gunosy Inc. (6047) 23,922,774 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares






DesignOne Japan,Inc. (6048) 15,123,800 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares



ItoKuro Inc. (6049) 22,680,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares










E-Guardian Inc. (6050) 10,405,800 0

Livesense Inc. (6054) 28,148,800 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares


JAPAN MATERIAL Co.,Ltd. (6055) 105,149,520 0

VECTOR INC. (6058) 47,936,100 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

UCHIYAMA HOLDINGS Co.,Ltd. (6059) 21,618,800 0

Oct. 2020

- 79 -


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Cocolonet CO., LTD. (6060) 3,843,100 0

UNIVERSAL ENGEISHA CO.,LTD (6061) 5,025,000 0

CHARM CARE CORPORATION (6062) 32,712,000 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares




Emergency Assistance Japan Co., Ltd. (6063) 2,519,600 Exercise of Subscription Warrants 26,400 Dec. 2010 Resolution based 1 24,000 Shares




ACTCALL INC. (6064) 11,253,700 Exercise of Subscription Warrants 4,200 May 2015 Resolution based 1 4,200 Shares

Shintokyo Group Co.,Ltd. (6066) 4,960,000 0

Impact HD Inc. (6067) 6,333,594 Exercise of Subscription Warrants 500 Feb. 2018 Resolution based 1 0 Shares


Trenders,Inc. (6069) 7,472,400 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares





CAREERLINK CO.,LTD. (6070) 12,569,400 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares


IBJ,Inc. (6071) 42,000,000 0

Jibannet Holdings Co.,Ltd. (6072) 23,127,200 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

ASANTE INCORPORATED (6073) 12,348,500 0

JSS CORPORATION (6074) 4,026,056 0

N･FIELD Co.,Ltd. (6077) 13,210,000 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Value HR Co.,Ltd. (6078) 12,190,800 Exercise of Subscription Warrants 2,000 Feb. 2016 Resolution based 1 2,000 Shares


M&A Capital Partners Co.,Ltd. (6080) 31,210,000 Exercise of Subscription Warrants 0 Jan. 2015 Resolution based 1 0 Shares





Allied Architects,Inc. (6081) 14,054,700 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares






RIDE ON EXPRESS HOLDINGS Co.,Ltd. (6082) 10,757,892 Exercise of Subscription Warrants 0 Mar. 2011 Resolution based 1 0 Shares

ERI HOLDINGS CO.,LTD. (6083) 7,832,400 0

ARCHITECTS STUDIO JAPAN INC. (6085) 1,634,750 0

Shin Maint Holdings Co.,Ltd. (6086) 10,833,000 0

ABIST Co.,Ltd. (6087) 3,980,000 0

SIGMAXYZ Inc. (6088) 21,068,300 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

WILL GROUP,INC. (6089) 22,327,600 Exercise of Subscription Warrants 6,200 Apr. 2015 Resolution based 1 0 Shares

Oct. 2020

- 80 -


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Human Metabolome Technologies,Inc. (6090) 5,895,800 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares





Wesco Holdings Inc. (6091) 17,724,297 0

EnBio Holdings,Inc (6092) 6,577,200 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares





Escrow Agent Japan,Inc. (6093) 45,597,183 Exercise of Subscription Warrants 0 Jan. 2012 Resolution based 1 0 Shares

FreakOut Holdings,inc. (6094) 16,666,700 Exercise of CB 0 CB 1 0 thou. JPY 0 thou. JPY Redemption 4,500,000 thou. JPY

CB 2 0 thou. JPY 1,500,000 thou. JPY

CB 3 0 thou. JPY 1,500,000 thou. JPY

Exercise of Subscription Warrants 6,000 Sep. 2013 Resolution based 1 6,000 Shares






MedPeer,Inc. (6095) 21,473,100 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares







RareJob,Inc. (6096) 9,524,400 Exercise of Subscription Warrants 7,200 Dec. 2012 Resolution based 1 800 Shares




Recruit Holdings Co.,Ltd. (6098) 1,695,960,030 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

ELAN Corporation (6099) 30,300,000 0

TSUGAMI CORPORATION (6101) 55,000,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares









Oct. 2020

- 81 -


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OKUMA Corporation (6103) 33,755,154 0

SHIBAURA MACHINE CO.,LTD. (6104) 29,977,106 0

AMADA CO.,LTD. (6113) 359,115,217 0

AIDA ENGINEERING,LTD. (6118) 69,448,421 0

TAKISAWA MACHINE TOOL CO.,LTD. (6121) 6,578,122 0

OKAMOTO MACHINE TOOL WORKS,LTD. (6125) 4,717,895 0

HAMAI CO.,LTD. (6131) 3,462,400 0

FUJI CORPORATION (6134) 97,823,748 Exercise of CB 0 CB 21. 3 JPY 500,000 thou. JPY 6,720,000 thou. JPY

Makino Milling Machine Co.,Ltd. (6135) 24,893,841 0

OSG Corporation (6136) 98,179,742 Exercise of CB 0 CB 22. 4 JPY 0 thou. JPY 1,670,000 thou. JPY


KOIKE SANSO KOGYO CO.,LTD. (6137) 4,522,933 0

DIJET INDUSTRIAL CO.,LTD. (6138) 2,992,999 0

Asahi Diamond Industrial Co.,Ltd. (6140) 55,700,000 0

DMG MORI CO.,LTD. (6141) 125,953,683 0

Sodick Co.,Ltd. (6143) 53,363,016 Exercise of CB 0 * CB 1 0 thou. JPY 7,981,000 thou. JPY

Seibu Electric & Machinery Co.,Ltd. (6144) 15,160,000 0

NITTOKU CO.,LTD. (6145) 18,098,923 0

DISCO CORPORATION (6146) 36,024,471 Exercise of Subscription Warrants 0 Jul. 2004 Resolution based 1 0 Shares












Oct. 2020

- 82 -


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YAMAZAKI CO.,LTD. (6147) 4,579,000 0

Odawara Engineering Co.,Ltd. (6149) 6,392,736 0

TAKEDA MACHINERY CO.,LTD. (6150) 1,020,000 0

NITTO KOHKI CO.,LTD. (6151) 21,803,295 0

TAKAMATSU MACHINERY CO.,LTD. (6155) 11,020,000 0

A-ONE SEIMITSU INC. (6156) 6,000,000 0

NS TOOL CO.,LTD. (6157) 12,505,627 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares



WAIDA MFG.CO.,LTD. (6158) 7,028,000 0

MICRON MACHINERY CO.,LTD. (6159) 7,706,100 0

ESTIC CORPORATION (6161) 2,942,000 0

TAIYO KOKI CO.,LTD. (6164) 5,956,400 0

PUNCH INDUSTRY CO.,LTD. (6165) 22,122,400 0

NAKAMURA CHOUKOU CO.,LTD. (6166) 10,020,900 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares


Fuji Die Co.,Ltd. (6167) 20,000,000 0

C.E.Management Integrated Laboratory Co.Ltd (6171) 14,967,100 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

Metaps Inc. (6172) 13,566,910 Exercise of CB 0 CB 1 0 thou. JPY 1,499,988 thou. JPY


Aqualine Ltd. (6173) 2,032,600 0

DENTAS CO.,LTD. (6174) 366,666 0

Net Marketing Co.Ltd. (6175) 14,796,800 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares




Brangista.Inc (6176) 14,575,300 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares






AppBank Inc. (6177) 7,862,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares


Oct. 2020

- 83 -


Shares Shares


JAPAN POST HOLDINGS Co.,Ltd. (6178) 1,940,475,300 0

GMO Media,Inc. (6180) 1,868,839 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Tameny Inc. (6181) 10,732,800 Exercise of Subscription Warrants 2,400 May 2015 Resolution based 1 2,400 Shares

ROZETTA CORPORATION (6182) 10,657,660 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares




BELLSYSTEM24 HOLDINGS,INC. (6183) 73,653,107 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

Kamakura Shinsho,Ltd. (6184) 38,781,600 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares







SMN Corporation (6185) 13,146,553 Exercise of Subscription Warrants 40,000 Aug. 2013 Resolution based 1 0 Shares


ICHIKURA CO.,LTD. (6186) 5,516,335 0

LITALICO Inc. (6187) 17,653,300 Exercise of Subscription Warrants 3,200 Mar. 2015 Resolution based 1 0 Shares




FUJI SOFT SERVICE BUREAU INCORPORATED (6188) 13,500,000 0

Global Kids Company Corp. (6189) 9,229,880 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares



PhoenixBio Co.,Ltd. (6190) 3,288,212 Exercise of CB 0 CB 1 0 thou. JPY 900,000 thou. JPY


AirTrip Corp. (6191) 20,719,800 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY









HyAS&Co.Inc. (6192) 23,345,700 Exercise of Subscription Warrants 1,800 Apr. 2013 Resolution based 1 0 Shares




Virtualex Holdings,Inc. (6193) 2,943,453 Exercise of Subscription Warrants 300 May 2013 Resolution based 1 300 Shares


Atrae,Inc. (6194) 13,362,600 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

HOPE,INC. (6195) 6,002,800 Exercise of Subscription Warrants 0 Aug. 2020 Resolution based 1 0 Shares

Oct. 2020

- 84 -


Shares Shares

Strike Company,Limited (6196) 19,354,200 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

Solasto Corporation (6197) 94,338,900 Exercise of Subscription Warrants 4,200 May 2012 Resolution based 1 0 Shares




CAREER CO.,LTD. (6198) 8,624,320 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares


SERAKU Co.,Ltd. (6199) 13,767,200 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares



Insource Co.,Ltd. (6200) 21,310,750 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

TOYOTA INDUSTRIES CORPORATION (6201) 325,840,640 0

Howa Machinery,Ltd. (6203) 12,548,134 0

OKK CORPORATION (6205) 8,146,556 0

Ishikawa Seisakusho,Ltd. (6208) 6,385,972 0

TOYO MACHINERY & METAL CO.,Ltd. (6210) 20,703,000 0

TSUDAKOMA Corp. (6217) 6,807,555 0

ENSHU Limited (6218) 6,353,454 0

SHIMA SEIKI MFG.,LTD. (6222) 35,800,000 0

KIMURA KOHKI Co.,Ltd. (6231) 3,849,000 0

Autonomous Control Systems Laboratory Ltd. (6232) 10,894,665 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares




KYOKUTO SANKI CO.,LTD. (6233) 5,391,000 0

OPTORUN CO.,LTD. (6235) 44,358,000 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares


NC Holdings Co.,Ltd. (6236) 6,416,046 0

IWAKI CO.,LTD. (6237) 22,490,910 0

FURYU CORPORATION (6238) 28,296,000 0

NAGAOKA INTERNATIONAL CORPORATION (6239) 7,078,400 0

YAMASHIN-FILTER CORP. (6240) 71,335,172 Exercise of Subscription Warrants 2,105,700 Sep. 2020 Resolution based 1 2,105,700 Shares

HIRANO TECSEED CO.,LTD. (6245) 15,394,379 0

Techno Smart Corp. (6246) 12,401,720 0

HISAKA WORKS,LTD. (6247) 32,732,800 0

Yokota Manufacturing Co., Ltd. (6248) 1,873,500 0

Gamecard-Joyco Holdings,Inc. (6249) 14,263,000 0

YAMABIKO CORPORATION (6250) 44,108,428 0

Nomura Micro Science Co.,Ltd. (6254) 10,152,000 0

NPC Incorporated (6255) 22,052,426 0

FUJISHOJI CO.,LTD. (6257) 24,395,500 0

HIRATA Corporation (6258) 10,756,090 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

PEGASUS SEWING MACHINE MFG.CO.,LTD. (6262) 24,828,600 0

Marumae Co.,Ltd. (6264) 13,053,000 0

Myotoku Ltd. (6265) 1,657,000 0

TAZMO CO.,LTD. (6266) 13,508,300 0

Oct. 2020

- 85 -


Shares Shares

GENERAL PACKER CO.,LTD. (6267) 1,798,800 0

Nabtesco Corporation (6268) 125,133,799 0

MODEC,INC. (6269) 56,408,000 0

NISSEI CORPORATION (6271) 29,194,673 0

RHEON AUTOMATIC MACHINERY CO.,LTD. (6272) 28,392,000 0

SMC CORPORATION (6273) 67,369,359 0

NAVITAS CO.,LTD. (6276) 5,722,500 0

HOSOKAWA MICRON CORPORATION (6277) 8,615,269 0

UNION TOOL CO. (6278) 19,780,000 0

ZUIKO CORPORATION (6279) 28,800,000 0

MAEDASEISAKUSHO CO.,LTD. (6281) 16,100,000 0

OILES CORPORATION (6282) 34,300,505 0

NISSEI ASB MACHINE CO.,LTD. (6284) 15,348,720 0

SEIKO CORPORATION (6286) 6,483,323 0

SATO HOLDINGS CORPORATION (6287) 34,921,242 0

GIKEN LTD. (6289) 28,059,028 Exercise of Subscription Warrants 1,000 Oct. 2015 Resolution based 1 1,000 Shares

AIRTECH JAPAN,LTD. (6291) 10,386,500 Exercise of Subscription Warrants 1,000 Apr. 2016 Resolution based 1 0 Shares


KAWATA MFG. CO.,LTD. (6292) 7,210,000 0

NISSEI PLASTIC INDUSTRIAL CO.,LTD. (6293) 22,272,000 0

OKADA AIYON CORPORATION (6294) 8,378,700 0

KOKEN BORING MACHINE CO.,LTD. (6297) 8,970,111 0

Y.A.C.HOLDINGS CO.,LTD. (6298) 9,758,947 0

Kobelco Eco-Solutions Co.,Ltd. (6299) 16,120,000 0

KOMATSU LTD. (6301) 972,887,610 0

SUMITOMO HEAVY INDUSTRIES,LTD. (6302) 122,905,481 0

Sasakura Engineering Co.,Ltd. (6303) 3,113,800 0

Hitachi Construction Machinery Co.,Ltd. (6305) 215,115,038 0

NIKKO CO.,LTD. (6306) 40,000,000 0

SANSEI CO.,LTD. (6307) 8,987,700 0

TOMOE ENGINEERING CO.,LTD.(TOMOE KOGYO CO.,LTD.) (6309) 10,533,200 0

ISEKI & CO.,LTD. (6310) 22,984,993 0

Freund Corporation (6312) 18,400,000 0

TOWA CORPORATION (6315) 25,021,832 0

MARUYAMA MFG.CO.,INC. (6316) 5,029,332 0

Kitagawa Corporation (6317) 9,650,803 0

SNT CORPORATION (6319) 55,000,000 0

TACMINA CORPORATION (6322) 7,728,540 0

RORZE CORPORATION (6323) 17,640,000 0

Harmonic Drive Systems Inc. (6324) 96,315,400 Exercise of Subscription Warrants 0 Jan. 2018 Resolution based 1 0 Shares

TAKAKITA CO.,LTD. (6325) 14,000,000 0

KUBOTA CORPORATION (6326) 1,208,576,846 Oct. 30 Retirement of Treasury Stocks -12,000,000

KITAGAWA SEIKI CO.,LTD. (6327) 7,649,600 0

EBARA JITSUGYO CO.,LTD. (6328) 6,715,000 0

TOYO ENGINEERING CORPORATION (6330) 38,558,507 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 20,270,300 Shares

Mitsubishi Kakoki Kaisha,Ltd. (6331) 7,913,950 0

Oct. 2020

- 86 -


Shares Shares

TSUKISHIMA KIKAI CO.,LTD. (6332) 45,625,800 0

TEIKOKU ELECTRIC MFG. CO.,LTD. (6333) 20,423,438 0

Meiji Machine Co.,Ltd. (6334) 11,402,636 0

TOKYO KIKAI SEISAKUSHO,LTD. (6335) 8,728,920 0

ISHII HYOKI CO.,LTD. (6336) 8,176,452 0

TESEC Corporation (6337) 5,778,695 0

Takatori Corporation (6338) 5,491,490 0

Sintokogio,Ltd. (6339) 54,580,928 0

SHIBUYA CORPORATION (6340) 28,149,877 Exercise of Subscription Warrants 0 Aug. 2019 Resolution based 1 0 Shares

Taihei Machinery Works,Limited (6342) 1,500,000 0

FREESIA MACROSS CORPORATION (6343) 45,099,320 0

AICHI CORPORATION (6345) 79,453,250 0

KIKUKAWA ENTERPRISE,INC. (6346) 1,320,000 0

PLACO CO.,LTD. (6347) 2,734,675 0

KOMORI CORPORATION (6349) 58,292,340 0

TSURUMI MANUFACTURING CO.,LTD. (6351) 27,500,000 0

Sumitomo Precision Products Co.,Ltd. (6355) 5,316,779 0

NIPPON GEAR CO.,LTD. (6356) 14,280,000 0

Sansei Technologies,Inc. (6357) 19,332,057 0

SAKAI HEAVY INDUSTRIES,LTD. (6358) 4,338,417 0

TOKYO AUTOMATIC MACHINERY WORKS,LTD. (6360) 1,452,000 0

EBARA CORPORATION (6361) 95,388,253 Exercise of Subscription Warrants 35,200 Oct. 2009 Resolution based 1 5,400 Shares









Ishii Iron Works Co.,Ltd. (6362) 3,784,000 0

Torishima Pump Mfg.Co.,Ltd. (6363) 29,512,179 0

HOKUETSU INDUSTRIES CO.,LTD. (6364) 30,165,418 0

DMW CORPORATION (6365) 4,776,900 0

Chiyoda Corporation (6366) 260,324,529 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 175,000,000 Shares

DAIKIN INDUSTRIES,LTD. (6367) 293,113,973 0

ORGANO CORPORATION (6368) 11,589,925 0

TOYO KANETSU K.K. (6369) 9,323,074 0

Kurita Water Industries Ltd. (6370) 116,200,694 0

TSUBAKIMOTO CHAIN CO. (6371) 38,281,393 0

DAIDO KOGYO CO.,LTD. (6373) 10,924,201 0

NIKKISO CO.,LTD. (6376) 74,286,464 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares





Oct. 2020

- 87 -


Shares Shares




KIMURA CHEMICAL PLANTS CO.,LTD. (6378) 20,600,000 0

RAIZNEXT Corporation (6379) 54,168,053 0

ORIENTAL CHAIN MFG. CO.,LTD. (6380) 1,467,233 0

ANEST IWATA Corporation (6381) 41,745,505 0

TRINITY INDUSTRIAL CORPORATION (6382) 18,220,000 0

DAIFUKU CO.,LTD. (6383) 126,610,077 0

SHOWA SHINKU CO.,LTD. (6384) 6,499,000 0

SAMCO INC. (6387) 8,042,881 0

KATO WORKS CO.,LTD. (6390) 11,743,587 0

KAJI TECHNOLOGY CORPORATION (6391) 1,718,000 0

YAMADA CORPORATION (6392) 2,400,000 0

YUKEN KOGYO CO.,LTD. (6393) 4,510,676 0

TADANO LTD. (6395) 129,500,355 0

Unozawa-gumi Iron Works,Limited (6396) 1,120,000 0

FUJI SEIKI CO.,LTD. (6400) 9,054,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

KANEMATSU ENGINEERING CO.,LTD. (6402) 5,564,000 0

SUIDO KIKO KAISHA,LTD. (6403) 4,295,968 0

Suzumo Machinery Co.,Ltd. (6405) 6,480,000 0

FUJITEC CO.,LTD. (6406) 90,067,000 0

CKD Corporation (6407) 67,909,449 0

OGURA CLUTCH CO.,LTD. (6408) 1,553,323 0

KITO CORPORATION (6409) 27,048,200 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares


NAKANO REFRIGERATORS CO.,LTD. (6411) 5,068,000 0

Heiwa Corporation (6412) 99,809,060 0

RISO KAGAKU CORPORATION (6413) 47,406,332 0

KAWASAKI THERMAL ENGINEERING CO.,LTD. (6414) 8,415,000 0

KATSURAGAWA ELECTRIC CO.,LTD. (6416) 1,552,500 0

SANKYO CO.,LTD. (6417) 69,597,500 0

JAPAN CASH MACHINE CO.,LTD. (6418) 29,662,851 0

Mars Group Holdings Corporation (6419) 22,720,000 0

FUKUSHIMA GALILEI CO.LTD. (6420) 22,066,160 0

TAKAMISAWA CYBERNETICS COMPANY,LTD. (6424) 4,525,000 0

Universal Entertainment Corporation (6425) 80,195,000 0

OIZUMI Corporation (6428) 22,500,000 0

DAIKOKU DENKI CO.,LTD. (6430) 14,783,900 0

TAKEUCHI MFG.CO.,LTD. (6432) 48,999,000 0

HEPHAIST CO.,LTD. (6433) 6,316,700 0

Amano Corporation (6436) 76,657,829 0

JUKI CORPORATION (6440) 29,874,179 0

SANDEN HOLDINGS CORPORATION (6444) 28,066,313 0

JANOME SEWING MACHINE CO.,LTD. (6445) 19,521,444 0

BROTHER INDUSTRIES,LTD. (6448) 262,220,530 0

Oct. 2020

- 88 -


Shares Shares

MAX CO.,LTD. (6454) 49,141,426 0

MORITA HOLDINGS CORPORATION (6455) 46,918,542 0

GLORY LTD. (6457) 63,638,210 0

SINKO INDUSTRIES LTD. (6458) 27,212,263 0

DAIWA INDUSTRIES LTD. (6459) 51,717,215 0

SEGA SAMMY HOLDINGS INC. (6460) 266,229,476 0

Nippon Piston Ring Co.,Ltd. (6461) 8,374,157 0

RIKEN CORPORATION (6462) 10,648,466 0

TPR CO.,LTD. (6463) 36,100,099 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares


TSUBAKI NAKASHIMA CO.,LTD. (6464) 41,063,000 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares










HOSHIZAKI CORPORATION (6465) 72,421,650 0

TVE Co.,Ltd. (6466) 2,678,600 0

NICHIDAI CORPORATION (6467) 9,053,300 0

HODEN SEIMITSU KAKO KENKYUSHO CO.,LTD. (6469) 7,407,800 0

TAIHO KOGYO CO.,LTD. (6470) 29,172,457 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares



NSK Ltd. (6471) 551,268,104 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

NTN CORPORATION (6472) 532,463,527 0

JTEKT Corporation (6473) 343,286,307 0

NACHI-FUJIKOSHI CORP. (6474) 24,919,343 0

MINEBEA MITSUMI Inc. (6479) 427,080,606 Exercise of CB 0 CB 22. 8 JPY 0 thou. JPY 20,000,000 thou. JPY

NIPPON THOMPSON CO.,LTD. (6480) 73,501,425 0

THK CO.,LTD. (6481) 133,856,903 0

YUSHIN PRECISION EQUIPMENT CO.,LTD. (6482) 35,638,066 0

KVK CORPORATION (6484) 8,347,078 0

MAEZAWA KYUSO INDUSTRIES CO.,LTD. (6485) 12,000,000 0

EAGLE INDUSTRY CO.,LTD. (6486) 49,757,821 0

Yoshitake Inc. (6488) 6,967,473 0

Maezawa Industries,Inc. (6489) 21,425,548 0

NIPPON PILLAR PACKING CO.,LTD. (6490) 25,042,406 0

OKANO VALVE MFG.CO.LTD. (6492) 1,793,000 0

NITTAN VALVE CO.,LTD. (6493) 28,978,860 0

NFK HOLDINGS CO.,Ltd (6494) 34,313,342 Exercise of Subscription Warrants 0 Oct. 2019 Resolution based 1 0 Shares

MIYAIRI VALVE MFG.CO.,LTD. (6495) 48,849,935 0

NAKAKITA SEISAKUSHO CO.,LTD. (6496) 3,832,800 0

Oct. 2020

- 89 -


Shares Shares

HAMAI INDUSTRIES LTD (6497) 7,424,140 0

KITZ CORPORATION (6498) 90,396,511 Oct. 23 Retirement of Treasury Stocks -10,000,000

Hitachi,Ltd. (6501) 967,885,277 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares



TOSHIBA CORPORATION (6502) 455,000,000 0

Mitsubishi Electric Corporation (6503) 2,147,201,551 0

FUJI ELECTRIC CO.,LTD. (6504) 149,296,991 0

TOYO DENKI SEIZO K.K.(TOYO ELECTRIC MFG.CO.,LTD.) (6505) 9,735,000 0

YASKAWA Electric Corporation (6506) 266,690,497 0

SINFONIA TECHNOLOGY CO.,LTD. (6507) 29,789,122 0

MEIDENSHA CORPORATION (6508) 45,527,540 0

Origin Company,Limited (6513) 6,699,986 0

SANYO DENKI CO.,LTD. (6516) 12,972,187 0

Denyo Co.,Ltd. (6517) 22,859,660 0

SANSO ELECTRIC CO.,LTD. (6518) 4,606,100 0

REFINVERSE,Inc. (6531) 3,299,950 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares




BayCurrent Consulting,Inc. (6532) 15,541,141 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares


Orchestra Holdings Inc. (6533) 9,157,200 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares



i-mobile Co.,Ltd. (6535) 21,848,196 Exercise of Subscription Warrants 9,000 Dec. 2015 Resolution based 1 0 Shares


WASHHOUSE CO.,LTD. (6537) 6,886,800 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares




CareerIndex Inc. (6538) 20,966,400 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


MATCHING SERVICE JAPAN CO.,LTD. (6539) 24,946,800 Exercise of Subscription Warrants 400 Feb. 2016 Resolution based 1 400 Shares

SEMBA CORPORATION (6540) 10,165,559 Exercise of Subscription Warrants 5,000 Jun. 2014 Resolution based 1 5,000 Shares

GRACE TECHNOLOGY,INC. (6541) 14,199,300 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Founder's Consultants Holdings Inc. (6542) 5,153,632 0

NISSEN INC. (6543) 2,002,300 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

JAPAN ELEVATOR SERVICE HOLDINGS CO.,LTD. (6544) 44,244,000 Exercise of Subscription Warrants 186,400 Mar. 2016 Resolution based 1 0 Shares



internet infinity INC. (6545) 5,427,771 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Fulltech Co.Ltd. (6546) 5,367,800 0

GREENS CO.,LTD. (6547) 12,886,200 0

TABIKOBO Co.Ltd. (6548) 4,777,100 Exercise of Subscription Warrants 200 Feb. 2016 Resolution based 1 200 Shares

DM Solutions Co.,Ltd (6549) 2,766,000 Exercise of Subscription Warrants 6,000 Aug. 2014 Resolution based 1 6,000 Shares

Oct. 2020

- 90 -


Shares Shares


Fringe81 Co,Ltd. (6550) 10,354,400 Exercise of Subscription Warrants 3,200 Apr. 2013 Resolution based 1 0 Shares




TSUNAGU GROUP HOLDINGS Inc. (6551) 7,393,950 Exercise of Subscription Warrants 2,430 Mar. 2015 Resolution based 1 2,430 Shares



GameWith,Inc. (6552) 18,295,900 Exercise of Subscription Warrants 24,000 Jan. 2017 Resolution based 1 0 Shares


SoldOut,Inc. (6553) 10,469,100 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares




SUS Co.,Ltd. (6554) 8,793,200 Exercise of Subscription Warrants 8,800 Oct. 2015 Resolution based 1 8,800 Shares

MS&Consulting Co.,Ltd. (6555) 4,417,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares



Welbe,Inc. (6556) 28,383,000 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


global bridge HOLDINGS Co.,Ltd. (6557) 2,661,335 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares



Cookbiz Co.,Ltd. (6558) 2,249,691 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares


LTS,Inc. (6560) 4,173,300 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares






HANATOUR JAPAN CO.,LTD. (6561) 11,000,000 0

Geniee,Inc. (6562) 17,988,200 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares





Mirai Works Inc. (6563) 1,254,550 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



MIDAC CO.,LTD. (6564) 13,386,750 0

ABHOTEL CO.,LTD. (6565) 14,176,000 0

KANAME KOGYO CO.,LTD. (6566) 15,871,400 0

SERIO HOLDINGS CO.,LTD. (6567) 6,329,400 Oct. 01 Stock Split 3,164,700

KNC Laboratories Co.,Ltd. (6568) 7,760,300 0

NISSO CORPORATION (6569) 34,201,200 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Oct. 2020

- 91 -


Shares Shares

Kyowa Corporation (6570) 6,080,130 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

QB Net Holdings Co.,Ltd. (6571) 12,766,000 Exercise of Subscription Warrants 3,300 Oct. 2016 Resolution based 1 0 Shares



RPA Holdings,Inc. (6572) 58,578,500 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares



Agile Media Network Inc. (6573) 2,485,180 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares




Convano Inc. (6574) 2,248,760 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares


HUMAN ASSOCIATES HOLDINGS,Inc. (6575) 3,252,237 Exercise of Subscription Warrants 2,300 Mar. 2016 Resolution based 1 2,300 Shares




Youkosha Co.,Ltd. (6576) 700,000 0

Bestone.Com Co.,Ltd (6577) 1,254,960 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares


NLINKS Co.,Ltd. (6578) 7,169,742 Exercise of Subscription Warrants 5,100 Jan. 2017 Resolution based 1 5,100 Shares

logly,Inc. (6579) 3,742,000 Oct. 01 Stock Split 1,869,400

Exercise of Subscription Warrants 3,200 Feb. 2015 Resolution based 1 0 Shares





Writeup Co.,Ltd. (6580) 2,903,000 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Sanoh Industrial Co.,Ltd. (6584) 37,112,000 0

Makita Corporation (6586) 280,017,520 0

TOSHIBA TEC CORPORATION (6588) 57,629,140 0

SHIBAURA MECHATRONICS CORPORATION (6590) 5,192,619 0

MABUCHI MOTOR CO.,LTD. (6592) 68,562,462 0

NIDEC CORPORATION (6594) 596,284,468 0

TSUKUBASEIKO Co.,Ltd. (6596) 3,806,000 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares

HPC SYSTEMS Inc. (6597) 4,188,000 Exercise of Subscription Warrants 3,000 Oct. 2015 Resolution based 1 3,000 Shares


EBRAINS,INC. (6599) 1,536,000 0

UMC Electronics Co.,Ltd. (6615) 19,295,180 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


TOREX SEMICONDUCTOR LTD. (6616) 11,554,200 0

TAKAOKA TOKO CO.,LTD. (6617) 16,276,305 0

OHIZUMI MFG.CO.,LTD. (6618) 8,382,968 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

W-SCOPE Corporation (6619) 38,039,600 Exercise of Subscription Warrants 1,670,000 Feb. 2010 Resolution based 1 0 Shares



Oct. 2020

- 92 -


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Sep. 2020 Resolution based 1 1,670,000 Shares



Miyakoshi Holdings,Inc. (6620) 40,014,943 0

DAIHEN CORPORATION (6622) 27,103,291 0

JALCO Holdings Inc. (6625) 96,701,718 Exercise of Subscription Warrants 3,000,000 Nov. 2018 Resolution based 1 3,000,000 Shares

SEMITEC Corporation (6626) 2,842,900 0

Tera Probe,Inc. (6627) 9,282,500 0

ONKYO HOME ENTERTAINMENT CORPORATION (6628) 131,268,294 Oct. 22 Third-Party Allotment, etc. 11,500,000


TECHNO HORIZON CO.,LTD. (6629) 21,063,240 0

YA-MAN LTD. (6630) 58,348,880 0

JVCKENWOOD Corporation (6632) 164,000,201 0

C&G SYSTEMS INC. (6633) 9,801,549 0

NCXX Group Inc. (6634) 15,030,195 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares



KK DI-NIKKO ENGINEERING (6635) 5,464,400 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

TERASAKI ELECTRIC CO.,LTD. (6637) 13,030,000 0

MIMAKI ENGINEERING CO.,LTD. (6638) 32,040,000 0

CONTEC CO.,LTD. (6639) 6,600,000 0

I-PEX Inc. (6640) 18,722,800 0

Nissin Electric Co.,Ltd. (6641) 107,832,445 0

Togami Electric Mfg.Co.,Ltd. (6643) 5,028,658 0

Osaki Electric Co.,Ltd. (6644) 49,267,180 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares






OMRON Corporation (6645) 206,244,872 0

MORIO DENKI CO.,LTD. (6647) 1,425,000 0

KAWADEN CORPORATION (6648) 4,192,000 0

NITTO KOGYO CORPORATION (6651) 43,000,000 0

IDEC CORPORATION (6652) 33,224,485 0

SEIKO ELECTRIC CO.,LTD. (6653) 12,603,595 0

FUJI ELECTRIC INDUSTRY CO.,LTD. (6654) 6,669,000 0

inspec Inc. (6656) 3,786,600 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares







Oct. 2020

- 93 -


Shares Shares


Shirai Electronics Industrial Co.,Ltd. (6658) 13,976,000 0

MEDIA LINKS CO.,LTD. (6659) 5,675,300 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



Ubiteq,INC. (6662) 14,791,600 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

TAIYO INDUSTRIAL CO.,LTD. (6663) 5,910,100 0

OPTOELECTRONICS CO.,LTD. (6664) 6,578,000 0

RIVER ELETEC CORPORATION (6666) 7,492,652 0

ADTEC PLASMA TECHNOLOGY CO.,LTD. (6668) 8,586,000 0

MCJ Co.,Ltd. (6670) 101,774,700 0

GS Yuasa Corporation (6674) 82,714,942 0

SAXA Holdings,Inc. (6675) 6,244,962 0

MELCO HOLDINGS INC. (6676) 22,237,873 0

SK-Electronics CO.,LTD. (6677) 11,368,400 0

Techno Medica Co.,Ltd. (6678) 8,760,000 0

ZOOM CORPORATION (6694) 2,297,412 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares



Tripleone Co.,ltd. (6695) 182,400 0

P3,Inc (6696) 3,686,000 Exercise of Subscription Warrants 32,500 Jul. 2014 Resolution based 1 0 Shares



ViSCO Technologies Corporation (6698) 6,406,400 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares


DIAMOND ELECTRIC HOLDINGS Co.,Ltd. (6699) 7,733,401 0

NEC Corporation (6701) 272,849,863 0

FUJITSU LIMITED (6702) 207,001,821 0

Oki Electric Industry Company,Limited (6703) 87,217,602 0

IWATSU ELECTRIC CO.,LTD. (6704) 10,080,344 0

DKK Co.,Ltd. (6706) 14,084,845 0

Sanken Electric Co.,Ltd. (6707) 25,098,060 0

MEISEI ELECTRIC CO.,LTD. (6709) 13,279,633 0

NAKAYO,INC. (6715) 4,794,963 0

AIPHONE CO.,LTD. (6718) 18,220,000 0

Wintest Corp. (6721) 33,041,000 0

A&T Corporation (6722) 6,257,900 0

Renesas Electronics Corporation (6723) 1,725,670,990 Exercise of Subscription Warrants 2,469,700 Jun. 2016 Resolution based 1 0 Shares









Oct. 2020

- 94 -


Shares Shares
























SEIKO EPSON CORPORATION (6724) 399,634,778 0

Wacom Co.,Ltd. (6727) 166,546,400 0

ULVAC, Inc. (6728) 49,355,938 0

AXELL CORPORATION (6730) 11,211,989 0

PIXELA CORPORATION (6731) 99,999,581 0

Newtech Co.,Ltd. (6734) 2,081,000 0

SUNCORPORATION (6736) 22,768,000 Exercise of CB 0 CB 1 0 thou. JPY 299,978 thou. JPY

Exercise of Subscription Warrants 42,600 Jul. 2009 Resolution based 1 0 Shares





EIZO Corporation (6737) 22,731,160 0

Japan Display Inc. (6740) 846,165,800 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares










Oct. 2020

- 95 -


Shares Shares

Nippon Signal Company,Limited (6741) 68,339,704 0

Kyosan Electric Manufacturing Co.,Ltd. (6742) 62,844,251 0

Daido Signal Co.,Ltd. (6743) 18,018,000 0

NOHMI BOSAI LTD. (6744) 60,832,771 0

HOCHIKI CORPORATION (6745) 29,172,000 0

SEIWA ELECTRIC MFG. CO.,LTD. (6748) 13,238,700 0

ELECOM CO.,LTD. (6750) 46,110,710 0

Panasonic Corporation (6752) 2,453,563,397 0

Sharp Corporation (6753) 532,416,558 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 795,363 Shares

ANRITSU CORPORATION (6754) 138,277,494 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares




FUJITSU GENERAL LIMITED (6755) 109,277,299 0

OSG CORPORATION CO.,LTD. (6757) 5,500,000 0

SONY CORPORATION (6758) 1,261,058,781 Exercise of CB 0 * CB 6 23,000 thou. JPY 61,315,000 thou. JPY





















TDK Corporation (6762) 129,590,659 0

Teikoku Tsushin Kogyo Co.,Ltd. (6763) 10,141,833 0

TAMURA CORPORATION (6768) 82,771,473 0

THine Electronics,Inc. (6769) 12,340,100 0

ALPS ALPINE CO.,LTD. (6770) 219,281,450 0

IKEGAMI TSUSHINKI CO.,LTD. (6771) 7,285,746 0

Tokyo Cosmos Electric Co.,Ltd. (6772) 1,581,250 0

TB GROUP INC. (6775) 9,419,142 Exercise of Subscription Warrants 0 Sep. 2019 Resolution based 1 0 Shares

Tensho Electric Industries Co.,Ltd. (6776) 17,014,000 0

SANTEC CORPORATION (6777) 11,961,100 0

Oct. 2020

- 96 -


Shares Shares

Artiza Networks,Inc. (6778) 9,562,000 0

NIHON DEMPA KOGYO CO.,LTD. (6779) 20,757,905 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 5,000 Shares

SUZUKI CO.,LTD. (6785) 14,390,000 0

RVH Inc. (6786) 19,330,560 0

Meiko Electronics Co.,Ltd. (6787) 26,803,320 0

NIHON TRIM CO.,LTD. (6788) 8,656,780 0

Roland DG Corporation (6789) 12,656,311 0

Foster Electric Company,Limited (6794) 26,000,000 0

SMK Corporation (6798) 7,500,000 0

YOKOWO CO.,LTD. (6800) 20,849,878 0

TEAC CORPORATION (6803) 28,931,713 0

Hosiden Corporation (6804) 67,710,084 Exercise of CB 0 CB 24. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

HIROSE ELECTRIC CO.,LTD. (6806) 38,175,942 0

Japan Aviation Electronics Industry,Limited (6807) 92,302,608 0

TOA CORPORATION (6809) 34,536,635 0

Maxell Holdings,Ltd. (6810) 53,341,500 0

FURUNO ELECTRIC CO.,LTD. (6814) 31,894,554 0

UNIDEN HOLDINGS CORPORATION (6815) 6,313,964 0

SUMIDA CORPORATION (6817) 27,444,317 0

Izu Shaboten Resort Co.,Ltd (6819) 28,496,537 0

ICOM INCORPORATED (6820) 14,850,000 0

Oi Electric Co.,Ltd. (6822) 1,470,000 0

RION CO.,LTD. (6823) 12,303,400 0

NEW COSMOS ELECTRIC CO.,LTD. (6824) 12,561,000 0

HONDA TSUSHIN KOGYO CO.,LTD. (6826) 25,006,200 0

AOI ELECTRONICS CO.,LTD. (6832) 12,000,000 0

SEIKOH GIKEN Co.,Ltd. (6834) 9,333,654 0

ALLIED TELESIS HOLDINGS K.K. (6835) 109,671,545 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares


PLAT'HOME CO.,LTD. (6836) 1,358,800 0

KYOSHA CO.,LTD. (6837) 14,624,000 0

TAMAGAWA HOLDINGS CO.,LTD. (6838) 5,571,900 Exercise of Subscription Warrants 100,800 Apr. 2016 Resolution based 1 5,700 Shares





FUNAI ELECTRIC CO.,LTD. (6839) 36,130,796 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares



AKIBA Holdings Co.,Ltd. (6840) 919,256 0

YOKOGAWA ELECTRIC CORPORATION (6841) 268,624,510 0

Shindengen Electric Manufacturing Co.,Ltd. (6844) 10,338,884 0

Azbil Corporation (6845) 145,200,884 0

DKK-TOA CORPORATION (6848) 19,880,620 0

NIHON KOHDEN CORPORATION (6849) 88,730,980 0

Chino Corporation (6850) 9,260,116 0

Oct. 2020

- 97 -


Shares Shares

TECHNOL SEVEN CO.,LTD. (6852) 1,480,840 0

KYOWA ELECTRONIC INSTRUMENTS CO.,LTD. (6853) 28,058,800 0

JAPAN ELECTRONIC MATERIALS CORPORATION (6855) 10,604,880 0

HORIBA,Ltd. (6856) 42,532,752 0

ADVANTEST CORPORATION (6857) 199,566,770 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares



ONO SOKKI Co.,Ltd. (6858) 12,200,000 0

ESPEC CORP. (6859) 23,781,394 0

KEYENCE CORPORATION (6861) 243,207,684 0

MINATO HOLDINGS INC. (6862) 7,818,014 Exercise of Subscription Warrants 12,000 Sep. 2015 Resolution based 1 10,000 Shares


NIRECO CORPORATION (6863) 8,305,249 0

NF HOLDINGS CORPORATION (6864) 7,028,800 Exercise of Subscription Warrants 123,500 Sep. 2018 Resolution based 1 123,500 Shares

HIOKI E.E.CORPORATION (6866) 14,024,365 0

LEADER ELECTRONICS CORPORATION (6867) 4,448,501 Oct. 07 Third-Party Allotment, etc. 10,500


SYSMEX CORPORATION (6869) 209,346,432 Exercise of Subscription Warrants 2,000 Aug. 2013 Resolution based 1 2,000 Shares

Fenwal Controls of Japan,Ltd. (6870) 5,893,000 0

MICRONICS JAPAN CO.,LTD. (6871) 40,025,316 0

KYORITSU ELECTRIC CORPORATION (6874) 4,369,200 0

MegaChips Corporation (6875) 23,038,400 0

Obara Group Incorporated (6877) 20,869,380 Exercise of CB 0 CB 25. 3 JPY 0 thou. JPY 6,000,000 thou. JPY

IMAGICA GROUP Inc. (6879) 44,741,467 Exercise of Subscription Warrants 0 Jul. 2019 Resolution based 1 0 Shares


KYODEN COMPANY,LIMITED (6881) 52,279,051 0

Sansha Electric Manufacturing Co.,Ltd. (6882) 14,950,000 0

ACMOS INC. (6888) 10,215,400 0

Ferrotec Holdings Corporation (6890) 37,251,702 Exercise of CB 0 CB 2 0 thou. JPY 3,734,976 thou. JPY

PULSTEC INDUSTRIAL CO.,LTD. (6894) 1,393,459 0

TWINBIRD CORPORATION (6897) 10,259,600 Exercise of Subscription Warrants 430,200 Aug. 2020 Resolution based 1 430,200 Shares

TOMITA ELECTRIC CO.,LTD. (6898) 816,979 0

ASTI CORPORATION (6899) 3,417,006 0

SAWAFUJI ELECTRIC CO.,LTD. (6901) 4,322,000 0

DENSO CORPORATION (6902) 787,944,951 0

HARADA INDUSTRY CO.,LTD. (6904) 21,758,000 0

COSEL CO.,LTD. (6905) 35,712,000 0

GEOMATEC CO.,LTD. (6907) 9,152,400 0

IRISO ELECTRONICS CO.,LTD. (6908) 24,583,698 0

KIKUSUI ELECTRONICS CORPORATION (6912) 9,900,000 0

OPTEX GROUP Company,Limited (6914) 37,735,784 0

CHIYODA INTEGRE CO.,LTD. (6915) 13,528,929 0

I-O DATA DEVICE,INC. (6916) 14,839,349 0

AVAL DATA CORPORATION (6918) 7,417,842 0

KEL CORPORATION (6919) 7,743,000 0

Lasertec Corporation (6920) 94,286,400 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Oct. 2020

- 98 -


Shares Shares

Stanley Electric Co.,Ltd. (6923) 173,700,000 0

IWASAKI ELECTRIC CO.,LTD. (6924) 7,821,950 0

USHIO INC. (6925) 127,000,000 0

OKAYA ELECTRIC INDUSTRIES CO.,LTD. (6926) 22,921,562 0

Helios Techno Holding Co.,Ltd. (6927) 22,806,900 0

ENOMOTO Co.,Ltd. (6928) 6,865,360 0

NIPPON CERAMIC CO.,LTD. (6929) 27,231,257 0

NIPPON ANTENNA CO.,LTD. (6930) 14,300,000 0

ENDO Lighting Corporation (6932) 14,776,321 0

The Furukawa Battery Co.,Ltd. (6937) 32,800,000 0

SOSHIN ELECTRIC CO.,LTD. (6938) 15,600,000 0

YAMAICHI ELECTRONICS CO.,LTD. (6941) 23,329,775 0

SOPHIA HOLDINGS CO.,LTD. (6942) 2,737,720 0

NKK SWITCHES CO.,LTD. (6943) 842,520 0

AIREX INC. (6944) 2,941,740 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 830,000 Shares

FUJITSU FRONTECH LIMITED (6945) 24,015,162 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares









Nippon Avionics Co.,Ltd. (6946) 2,830,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 783,000 Shares

PS 2 0 Shares 1,460,000 Shares

ZUKEN INC. (6947) 23,267,169 0

JEOL Ltd. (6951) 48,857,800 0

CASIO COMPUTER CO.,LTD. (6952) 259,020,914 0

FANUC CORPORATION (6954) 201,922,097 0

FDK CORPORATION (6955) 34,536,302 0

SHIBAURA ELECTRONICS CO.,LTD. (6957) 7,779,865 0

CMK CORPORATION (6958) 63,060,164 0

FUKUDA DENSHI CO.,LTD. (6960) 19,588,000 0

ENPLAS CORPORATION (6961) 18,232,897 0

DAISHINKU CORP. (6962) 9,049,242 0

ROHM COMPANY LIMITED (6963) 103,000,000 Exercise of CB 0 CB 24. 12 JPY 0 thou. JPY 40,000,000 thou. JPY

SANKO CO.,LTD. (6964) 10,066,872 0

HAMAMATSU PHOTONICS K.K. (6965) 165,027,259 0

Mitsui High-tec,Inc. (6966) 39,466,865 0

SHINKO ELECTRIC INDUSTRIES CO.,LTD. (6967) 135,171,942 0

MATSUO ELECTRIC CO.,LTD. (6969) 2,572,000 0

KYOCERA CORPORATION (6971) 377,618,580 0

KYOEI SANGYO CO.,LTD. (6973) 3,193,545 0

TAIYO YUDEN CO.,LTD. (6976) 130,218,481 0

JAPAN RESISTOR MFG.CO. (6977) 1,240,000 0

Oct. 2020

- 99 -


Shares Shares

Murata Manufacturing Co.,Ltd. (6981) 675,814,281 0

The Lead Co.,Inc. (6982) 2,632,960 0

FUTABA CORPORATION (6986) 42,426,739 0

NITTO DENKO CORPORATION (6988) 158,758,428 0

HOKURIKU ELECTRIC INDUSTRY CO.,LTD. (6989) 9,250,099 0

Daikokuya Holdings Co.,Ltd. (6993) 116,982,866 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

SHIZUKI ELECTRIC COMPANY INC. (6994) 33,061,003 0

TOKAI RIKA CO.,LTD. (6995) 94,234,171 0

NICHICON CORPORATION (6996) 78,000,000 Exercise of CB 0 CB 24. 12 JPY 0 thou. JPY 12,000,000 thou. JPY

NIPPON CHEMI-CON CORPORATION (6997) 17,224,333 Exercise of Subscription Warrants 658,400 Aug. 2020 Resolution based 1 658,400 Shares

Nippon Tungsten Co.,Ltd. (6998) 2,577,760 0

KOA CORPORATION (6999) 40,479,724 0

Mitsui E&S Holdings Co.,Ltd. (7003) 83,098,717 0

Hitachi Zosen Corporation (7004) 170,214,843 0

Mitsubishi Heavy Industries,Ltd. (7011) 337,364,781 0

Kawasaki Heavy Industries,Ltd. (7012) 167,080,532 0

IHI Corporation (7013) 154,679,954 0

Namura Shipbuilding Co.,Ltd. (7014) 69,099,551 Exercise of Subscription Warrants 0 Dec. 2008 Resolution based 1 0 Shares












Naikai Zosen Corporation (7018) 2,253,000 0

NITCHITSU CO.,LTD. (7021) 2,130,000 0

Sanoyas Holdings Corporation (7022) 32,848,066 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares




SPRIX,Ltd. (7030) 17,391,600 Exercise of Subscription Warrants 78,150 Aug. 2015 Resolution based 1 74,550 Shares




Management Solutions Co.,Ltd. (7033) 16,673,400 Exercise of Subscription Warrants 7,200 Oct. 2016 Resolution based 1 7,200 Shares

Prored Partners CO.,LTD. (7034) 11,169,600 Exercise of Subscription Warrants 0 Aug. 2017 Resolution based 1 0 Shares

and factory,inc (7035) 9,827,120 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

eMnet Japan.co.ltd. (7036) 1,877,200 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

teno.Holdings Company Limited (7037) 4,657,500 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

Frontier Management Inc. (7038) 5,756,880 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares

BRIDGE International Corp. (7039) 3,578,200 Exercise of Subscription Warrants 0 Aug. 2003 Resolution based 1 0 Shares

Oct. 2020

- 100 -


Shares Shares


SUN-LIFE HOLDING CO.,LTD. (7040) 6,820,000 0

CRG HOLDINGS CO.,LTD. (7041) 5,472,000 Exercise of Subscription Warrants 19,500 Mar. 2016 Resolution based 1 19,500 Shares



ACCESS GROUP HOLDINGS CO.,LTD. (7042) 1,219,800 0

Alue Co.,Ltd. (7043) 2,554,400 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares


PIALA INC. (7044) 7,112,160 Exercise of Subscription Warrants 480 Mar. 2015 Resolution based 1 0 Shares



TSUKUI STAFF CORPORATION (7045) 1,606,500 Exercise of Subscription Warrants 1,000 Jul. 2016 Resolution based 1 1,000 Shares

TECNOS DATA SCIENCE ENGINEERING INCORPORATED (7046) 2,200,000 0

PORT INC. (7047) 11,642,220 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares




VELTRA Corporation (7048) 28,916,700 Exercise of Subscription Warrants 5,100 Dec. 2017 Resolution based 1 5,100 Shares



SHIKIGAKU.Co.,Ltd. (7049) 7,534,500 Exercise of Subscription Warrants 60,000 Feb. 2017 Resolution based 1 60,000 Shares

FRONTIER INTERNATIONAL INC. (7050) 4,553,000 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Maruc Co.,Ltd. (7056) 650,000 0

New Constructor's Network Co.,Ltd. (7057) 3,213,500 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Kyoei Security Service Co.,Ltd. (7058) 1,506,500 0

COPRO-HOLDINGS.Co.,Ltd. (7059) 5,000,000 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares


geechs inc. (7060) 10,481,840 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares




Japan Hospice Holdings Inc. (7061) 7,923,000 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares


Fureasu Co.,Ltd. (7062) 2,332,600 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares


a dot co.,ltd (7063) 2,479,150 Exercise of Subscription Warrants 27,500 Dec. 2015 Resolution based 1 0 Shares




Howtelevision,Inc. (7064) 1,291,200 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares



UPR Corporation (7065) 7,660,000 0

Peers Co.,Ltd. (7066) 2,265,300 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares



Oct. 2020

- 101 -


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Branding Technology Inc. (7067) 1,615,800 Exercise of Subscription Warrants 400 Feb. 2017 Resolution based 1 400 Shares

Feedforce Inc. (7068) 6,422,600 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

CyberBuzz,Inc. (7069) 3,783,100 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares



SI Holdings plc (7070) 11,330,000 0

Amvis Holdings,Inc. (7071) 22,522,000 0

Intimate Merger,Inc. (7072) 2,894,300 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


JAIC Co.,Ltd. (7073) 906,800 Exercise of Subscription Warrants 0 Apr. 2017 Resolution based 1 0 Shares




Twenty-four seven Inc. (7074) 4,500,000 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares





QLS Holdings Co.,Ltd (7075) 2,014,560 0

ALiNK Internet,INC. (7077) 2,102,400 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares

INCLUSIVE Inc. (7078) 2,420,400 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares




WDB coco CO.,LTD. (7079) 2,285,000 0

Sportsfield Co.,Ltd. (7080) 882,560 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


Koyou Rentia Co.,Ltd. (7081) 5,400,300 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares


Jimoty,Inc. (7082) 5,996,365 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

AHC GROUP INC. (7083) 2,089,800 Exercise of Subscription Warrants 850 Oct. 2017 Resolution based 1 0 Shares



Kids Smile Holdings Inc. (7084) 3,172,000 Exercise of Subscription Warrants 0 Mar. 2019 Resolution based 1 0 Shares

CURVES HOLDINGS Co.,Ltd. (7085) 93,857,493 0

KIZUNA HOLDINGS Corp. (7086) 3,444,235 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares


WILLTEC Co.,Ltd. (7087) 6,271,000 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Forum Engineering Inc. (7088) 26,709,600 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares


for Startups,Inc. (7089) 3,379,400 Exercise of Subscription Warrants 1,200 Sep. 2017 Resolution based 1 0 Shares



Ligua Inc. (7090) 1,387,800 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


Oct. 2020

- 102 -


Shares Shares


Living Platform,Ltd. (7091) 1,533,000 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares

adish Co.,Ltd. (7093) 1,774,900 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

NexTone Inc. (7094) 3,079,000 0

Macbee Planet,Inc. (7095) 3,190,900 Exercise of Subscription Warrants 67,500 Nov. 2017 Resolution based 1 13,500 Shares


SAKURASAKU PLUS,Co.,Ltd. (7097) 4,130,000 Oct. 28 Initial Listing 4,130,000



Agent Inc. (7098) 5,000,000 0

NIPPON SHARYO,LTD. (7102) 14,675,012 0

Mitsubishi Logisnext Co.,Ltd. (7105) 106,543,013 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares









THE KINKI SHARYO CO.,LTD. (7122) 6,908,359 0

Financial Products Group Co.,Ltd. (7148) 89,073,600 0

THE SHIMANE BANK,LTD. (7150) 8,416,000 0

LIFENET INSURANCE COMPANY (7157) 60,595,136 Exercise of Subscription Warrants 0 Jan. 2012 Resolution based 1 0 Shares

Jimoto Holdings,Inc. (7161) 17,886,763 Oct. 01 Reverse Stock Split -160,980,867

Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 13,000,000 Shares



ASTMAX Co.,Ltd. (7162) 13,160,300 0

ZENKOKU HOSHO Co.,Ltd. (7164) 68,871,790 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares







Mebuki Financial Group,Inc. (7167) 1,179,055,218 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares








NFC Holdings,Inc. (7169) 18,089,402 0

CHUOU INTERNATIONAL GROUP CO.,LTD. (7170) 3,337,960 0

Oct. 2020

- 103 -


Shares Shares

Japan Investment Adviser Co.,Ltd. (7172) 30,470,000 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares



Tokyo Kiraboshi Financial Group,Inc. (7173) 30,650,115 0

The Imamura Securities Co.,Ltd. (7175) 2,660,000 0

Simplex Financial Holdings Co.,Ltd. (7176) 1,410,000 0

GMO Financial Holdings,Inc. (7177) 117,909,153 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


Kyushu Financial Group,Inc. (7180) 463,375,978 0

JAPAN POST INSURANCE Co.,Ltd. (7181) 562,600,000 0

JAPAN POST BANK Co.,Ltd. (7182) 4,500,000,000 0

Anshin Guarantor Service Co.,Ltd. (7183) 17,976,600 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares


THE FIRST BANK OF TOYAMA,LTD. (7184) 67,309,700 0

Hirose Tusyo Inc. (7185) 6,590,000 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


Concordia Financial Group,Ltd. (7186) 1,209,616,065 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares






J-LEASE CO.,LTD. (7187) 8,824,800 Exercise of Subscription Warrants 14,400 Dec. 2014 Resolution based 1 14,400 Shares

Nishi-Nippon Financial Holdings,Inc. (7189) 162,596,955 0

Mercuria Investment Co.,Ltd. (7190) 17,606,500 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares


Entrust Inc. (7191) 22,357,522 0

Mortgage Service Japan Limited (7192) 14,574,000 Exercise of Subscription Warrants 0 Sep. 2020 Resolution based 1 0 Shares

Casa Inc. (7196) 11,082,700 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares




ARUHI Corporation (7198) 36,080,600 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares







Premium Group Co.,Ltd. (7199) 13,286,390 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

NISSAN MOTOR CO.,LTD. (7201) 4,220,715,112 0

ISUZU MOTORS LIMITED (7202) 848,422,669 0

TOYOTA MOTOR CORPORATION (7203) 3,262,997,492 Conversion of Preferred Stock, etc. 0 PS 1 200 Shares 47,100,000 Shares

HINO MOTORS,LTD. (7205) 574,580,850 0

KANEMITSU CORPORATION (7208) 5,129,577 0

MITSUBISHI MOTORS CORPORATION (7211) 1,490,282,496 0

Oct. 2020

- 104 -


Shares Shares

F-TECH INC. (7212) 18,712,244 0

LECIP HOLDINGS CORPORATION (7213) 14,178,200 0

GMB CORPORATION (7214) 5,258,052 0

FALTEC Co.,Ltd. (7215) 9,378,600 0

TEIN,INC. (7217) 6,652,250 0

TANAKA SEIMITSU KOGYO CO.,LTD. (7218) 9,763,600 0

HKS CO.,LTD. (7219) 1,600,000 0

MUSASHI SEIMITSU INDUSTRY CO.,LTD. (7220) 65,258,601 0

NISSAN SHATAI CO.,LTD. (7222) 157,239,691 0

ShinMaywa Industries,LTD. (7224) 70,000,000 0

KYOKUTO KAIHATSU KOGYO CO.,LTD. (7226) 42,737,668 0

DAYTONA CORPORATION (7228) 3,604,600 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares

YUTAKA GIKEN CO.,LTD. (7229) 14,820,000 0

NISSIN KOGYO CO.,LTD. (7230) 65,452,143 0

TOPY INDUSTRIES,LIMITED (7231) 24,077,510 0

TOKYO RADIATOR MFG.CO.,LTD. (7235) 14,400,000 0

T.RAD Co., Ltd. (7236) 8,380,711 0

AKEBONO BRAKE INDUSTRY CO.,LTD. (7238) 135,992,343 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 20,000 Shares

TACHI-S CO.,LTD. (7239) 35,242,846 0

NOK CORPORATION (7240) 173,138,537 0

FUTABA INDUSTRIAL CO.,LTD. (7241) 89,580,827 0

KYB Corporation (7242) 25,748,431 0

ICHIKOH INDUSTRIES,LTD. (7244) 96,292,401 0

DAIDO METAL CO.,LTD. (7245) 47,520,253 0

PRESS KOGYO CO.,LTD. (7246) 114,009,770 0

MIKUNI CORPORATION (7247) 34,049,423 0

PACIFIC INDUSTRIAL CO.,LTD. (7250) 61,312,896 0

KEIHIN CORPORATION (7251) 73,985,246 0

UNIVANCE CORPORATION (7254) 23,396,787 0

SAKURAI LTD. (7255) 4,000,000 0

KASAI KOGYO CO.,LTD. (7256) 39,511,728 0

AISIN SEIKI CO.,LTD. (7259) 294,674,634 0

Mazda Motor Corporation (7261) 631,803,979 0

MURO CORPORATION (7264) 6,546,200 0

EIKEN INDUSTRIES CO.,LTD (7265) 1,240,000 0

Imasen Electric Industrial Co.,Ltd. (7266) 21,341,152 0

HONDA MOTOR CO.,LTD. (7267) 1,811,428,430 0

TATSUMI Corporation (7268) 6,000,000 0

SUZUKI MOTOR CORPORATION (7269) 491,098,300 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 2,970,000 thou. JPY


SUBARU CORPORATION (7270) 769,175,873 0

YASUNAGA CORPORATION (7271) 12,938,639 0

Yamaha Motor Co.,Ltd. (7272) 350,122,835 0

IKUYO CO.,LTD. (7273) 1,538,500 0

SHOWA CORPORATION (7274) 76,020,019 0

KOITO MANUFACTURING CO.,LTD. (7276) 160,789,436 0

Oct. 2020

- 105 -


Shares Shares

TBK Co.,Ltd. (7277) 29,424,635 0

EXEDY Corporation (7278) 48,593,736 0

HI-LEX CORPORATION (7279) 38,216,759 0

MITSUBA Corporation (7280) 45,581,809 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 5,000 Shares

PS 2 0 Shares 15,000 Shares

TOYODA GOSEI CO.,LTD. (7282) 130,031,215 0

AISAN INDUSTRY CO.,LTD. (7283) 63,018,396 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares




MEIWA INDUSTRY CO.,LTD. (7284) 3,502,859 0

NIPPON SEIKI CO.,LTD. (7287) 60,907,599 0

NIHON PLAST CO.,LTD. (7291) 19,410,000 0

MURAKAMI CORPORATION (7292) 13,100,000 0

YOROZU CORPORATION (7294) 25,055,636 Exercise of Subscription Warrants 0 Nov. 2009 Resolution based 1 0 Shares





F.C.C.CO.,LTD. (7296) 52,644,030 0

CAR MATE MFG. CO.,LTD. (7297) 7,928,885 0

Yachiyo Industry Co.,Ltd. (7298) 24,042,700 0

FUJI OOZX Inc. (7299) 2,055,950 0

ARAYA INDUSTRIAL CO.,LTD. (7305) 6,045,326 0

SHIMANO INC. (7309) 92,720,000 0

TS TECH CO.,LTD. (7313) 68,000,000 0

ODAWARA AUTO-MACHINE MFG.CO.,LTD. (7314) 3,110,100 0

IJTT Co.,Ltd. (7315) 49,154,282 0

Matsuya R&D Co.,Ltd (7317) 2,598,500 0

Japan Living Warranty Inc. (7320) 5,004,300 Exercise of Subscription Warrants 0 Nov. 2009 Resolution based 1 0 Shares



Kansai Mirai Financial Group,Inc. (7321) 372,876,219 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares






San ju San Financial Group,Inc. (7322) 26,167,585 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,200,000 Shares

IRRC Corporation (7325) 8,538,000 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

SBI Insurance Group Co.,Ltd. (7326) 24,820,530 Exercise of Subscription Warrants 0 Apr. 2018 Resolution based 1 0 Shares

Daishi Hokuetsu Financial Group,Inc. (7327) 45,942,978 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares





Oct. 2020

- 106 -


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Hirogin Holdings,Inc. (7337) 312,370,921 Oct. 01 Initial Listing 312,370,921








INV Inc. (7338) 5,876,331 Oct. 01 Initial Listing 5,876,331







ipet Holdings,Inc. (7339) 10,798,173 Oct. 01 Initial Listing 10,798,173


Goodpatch Inc. (7351) 7,272,160 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares



Branding Engineer CO.,LTD. (7352) 5,173,400 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares





KIYO Learning Co.,Ltd. (7353) 2,197,000 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares


Direct Marketing MiX Inc. (7354) 20,050,500 Oct. 05 Initial Listing 20,050,500



Issunbou Co.,Ltd. (7355) 2,197,300 Oct. 28 Initial Listing 2,197,300


Retty Inc. (7356) 10,814,344 Oct. 30 Initial Listing 10,812,504

Exercise of Subscription Warrants 1,840 Apr. 2013 Resolution based 1 0 Shares

Oct. 2020

- 107 -


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NANSIN CO.,LTD. (7399) 7,708,000 0

JAMCO CORPORATION (7408) 26,863,974 0

ATOM CORPORATION (7412) 184,559,297 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 9,000,000 Shares

PS 2 0 Shares 5 Shares



Sokensha Co.,Ltd. (7413) 705,500 0

ONOKEN CO.,LTD. (7414) 21,859,712 Exercise of CB 0 CB 25. 2 JPY 0 thou. JPY 6,000,000 thou. JPY

Haruyama Holdings Inc. (7416) 16,485,078 0

NANYO CORPORATION (7417) 6,615,070 0

Nojima Co.,Ltd. (7419) 51,289,616 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

SATORI ELECTRIC CO.,LTD. (7420) 17,946,826 0

KAPPA・CREATE CO.,LTD. (7421) 49,414,578 0

TOHO LAMAC CO.,LTD. (7422) 512,070 0

HATSUHO SHOUJI CO.,LTD. (7425) 870,165 0

Yamadai Corporation (7426) 1,187,368 0

ECHO TRADING CO.,LTD. (7427) 6,036,546 0

Hakuto Co.,Ltd. (7433) 24,137,213 0

OTAKE CORPORATION (7434) 4,284,500 0

NADEX CO.,LTD. (7435) 9,605,800 0

KONDOTEC INC. (7438) 27,257,000 0

NAKAYAMAFUKU CO.,LTD. (7442) 20,214,480 0

YOKOHAMA GYORUI CO.,LTD. (7443) 6,290,000 0

Harima-Kyowa Co.,LTD. (7444) 5,441,568 0

RIGHT ON Co.,Ltd. (7445) 29,631,500 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

TOHOKU CHEMICAL Co.,LTD. (7446) 960,000 0

NAGAILEBEN Co.,Ltd. (7447) 38,236,000 0

JEANS MATE CORPORATION (7448) 16,101,466 0

SUNDAY CO.,LTD. (7450) 10,770,100 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares






Oct. 2020

- 108 -


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Mitsubishi Shokuhin Co.,Ltd. (7451) 58,125,490 0

RYOHIN KEIKAKU CO.,LTD. (7453) 280,780,000 0

PARIS MIKI HOLDINGS Inc. (7455) 56,057,474 0

MATSUDA SANGYO Co.,Ltd. (7456) 28,908,581 0

DAIICHIKOSHO CO.,LTD. (7458) 57,234,200 0

MEDIPAL HOLDINGS CORPORATION (7459) 244,524,496 Exercise of CB 0 CB 22. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

YAGI & CO.,LTD. (7460) 10,568,000 0

KIMURA CO.,LTD. (7461) 15,180,000 0

DAIYA TSUSHO CO.,LTD. (7462) 822,200 0

ADVAN CO.,LTD. (7463) 53,812,692 0

SAFTEC CO.,LTD. (7464) 500,000 0

SPK CORPORATION (7466) 10,453,800 0

HAGIWARA ELECTRIC HOLDINGS CO.,LTD. (7467) 9,018,000 0

TOBA,INC. (7472) 5,000,000 0

ALBIS Co.,Ltd. (7475) 9,255,926 0

AS ONE CORPORATION (7476) 20,688,135 0

MURAKI CORPORATION (7477) 1,470,000 0

SUZUDEN CORPORATION (7480) 14,652,600 0

OIE SANGYO CO.,LTD. (7481) 9,255,000 0

SHIMOJIMA Co.,Ltd. (7482) 24,257,826 0

DOSHISHA CO.,LTD. (7483) 37,375,636 0

SANRIN CO.,LTD. (7486) 12,300,000 0

OZU CORPORATION (7487) 8,435,225 0

NISSIN SHOJI CO.,LTD. (7490) 7,600,000 0

KONAKA CO.,LTD. (7494) 31,146,685 0

NISHIKAWA KEISOKU Co.,Ltd. (7500) 3,432,475 0

TIEMCO LTD. (7501) 3,339,995 0

PLAZA CREATE HONSHA CO.,LTD. (7502) 13,836,258 0

KOHSOKU CORPORATION (7504) 20,973,920 0

FUSO DENTSU CO.,LTD. (7505) 3,480,490 0

HOUSE OF ROSE Co.,Ltd. (7506) 4,703,063 0

G-7 HOLDINGS Inc. (7508) 26,672,800 0

I.A GROUP CORPORATION (7509) 1,645,360 0

TAKEBISHI CORPORATION (7510) 14,798,600 0

Aeon Hokkaido Corporation (7512) 139,420,284 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares

Kojima Co.,Ltd. (7513) 77,912,716 0

HIMARAYA Co.,Ltd. (7514) 12,320,787 0

Maruyoshi Center Inc. (7515) 934,999 0

KOHNAN SHOJI CO.,LTD. (7516) 34,682,113 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Net One Systems Co.,Ltd. (7518) 86,000,000 0

GOYO INTEX CO.,LTD. (7519) 10,815,585 0

Eco's Co.,Ltd. (7520) 11,648,917 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares




Oct. 2020

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MUSASHI CO.,LTD. (7521) 7,950,000 0

WATAMI CO.,LTD. (7522) 41,686,780 0

ART VIVANT CO.,LTD. (7523) 12,963,816 0

MARCHE CORPORATION (7524) 8,550,400 0

RIX CORPORATION (7525) 8,640,000 0

SystemSoft Corporation (7527) 68,040,560 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

SEIWA CHUO HOLDINGS CORPORATION (7531) 3,922,000 0

Pan Pacific International Holdings Corporation (7532) 634,063,840 Exercise of Subscription Warrants 12,800 Jun. 2015 Resolution based 1 0 Shares






MARUBUN CORPORATION (7537) 28,051,200 0

DAISUI CO.,LTD. (7538) 13,774,819 0

AINAVO HOLDINGS Co.,Ltd. (7539) 11,647,820 0

Three F Co.,Ltd. (7544) 7,707,095 0

NISHIMATSUYA CHAIN Co.,Ltd. (7545) 69,588,856 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares


ZENSHO HOLDINGS CO.,LTD. (7550) 154,862,825 0

WEDS CO.,LTD. (7551) 16,118,166 0

HAPPINET CORPORATION (7552) 24,050,000 0

KOURAKUEN HOLDINGS CORPORATION (7554) 16,774,841 0

Ota Floriculture Auction Co.,Ltd. (7555) 5,500,000 0

GLOBAL FOOD CREATORS CO.,LTD. (7559) 5,769,040 0

HURXLEY CORPORATION (7561) 11,025,032 0

ANRAKUTEI Co.,Ltd (7562) 2,139,434 0

WORKMAN CO.,LTD. (7564) 81,846,816 0

MANSEI CORPORATION (7565) 2,300,000 0

SAKAE ELECTRONICS CORPORATION (7567) 5,090,000 0

HASHIMOTO SOGYO HOLDINGS CO.,LTD. (7570) 10,646,526 0

YAMANO HOLDINGS CORPORATION (7571) 34,497,058 0

Japan Lifeline Co.,Ltd. (7575) 85,419,976 0

HAPiNS Co.,Ltd. (7577) 15,000,000 0

NICHIRYOKU CO.,LTD. (7578) 2,566,001 Oct. 07 Third-Party Allotment, etc. 1,191,900


SAIZERIYA CO.,LTD. (7581) 52,272,342 0

KAN-NANMARU CORPORATION (7585) 4,351,308 0

PALTEK CORPORATION (7587) 11,849,899 0

TAKASHO CO.,LTD. (7590) 14,679,814 0

VT HOLDINGS CO.,LTD. (7593) 119,381,034 0

Maruka Corporation (7594) 9,327,700 0

ARGO GRAPHICS Inc. (7595) 22,354,000 0

UORIKI CO.,LTD. (7596) 14,620,000 0

Tokyo Kiho Co.,Ltd. (7597) 447,856 0

IDOM Inc. (7599) 106,888,000 0

Oct. 2020

- 110 -


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Japan Medical Dynamic Marketing,INC. (7600) 26,475,880 0

POPLAR CO.,Ltd. (7601) 11,787,822 0

Carchs Holdings Co.,Ltd. (7602) 24,087,009 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

MAC HOUSE CO.,LTD. (7603) 15,597,638 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

UMENOHANA CO.,LTD. (7604) 8,209,200 0

FUJI CORPORATION (7605) 10,485,000 0

UNITED ARROWS LTD. (7606) 30,213,676 0

Shinwa Co.,Ltd. (7607) 14,415,319 0

SK JAPAN CO.,LTD. (7608) 8,490,103 0

Daitron Co.,Ltd. (7609) 11,155,979 0

TAY TWO CO.,LTD. (7610) 67,992,000 0

HIDAY HIDAKA Corp. (7611) 38,147,116 0

Nuts Inc. (7612) 0 Oct. 03 Delisting -85,762,020

SIIX CORPORATION (7613) 50,400,000 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares




OM2Network Co.,Ltd. (7614) 7,335,634 0

KYOTO KIMONO YUZEN CO.,LTD. (7615) 15,498,200 0

COLOWIDE CO.,LTD. (7616) 75,284,041 0

PC DEPOT CORPORATION (7618) 52,622,400 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

TANAKA CO.,LTD. (7619) 8,832,000 0

UKAI CO.,LTD. (7621) 5,235,940 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

SUNAUTAS CO.,LTD. (7623) 3,230,500 0

Naito & Co.,Ltd. (7624) 54,789,510 0

GLOBAL-DINING,INC. (7625) 10,231,800 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares


OHASHI TECHNICA INC. (7628) 14,759,080 0

ICHIBANYA CO.,LTD. (7630) 31,926,000 0

HOSHIIRYO-SANKI CO.,LTD. (7634) 3,420,000 0

SUGITA ACE CO.,LTD. (7635) 5,374,000 0

HANDSMAN CO.,LTD (7636) 14,509,800 0

Hakudo Co.,Ltd. (7637) 11,343,300 0

NEW ART HOLDINGS Co.,Ltd. (7638) 16,626,375 0

TOP CULTURE Co.,Ltd. (7640) 12,688,000 0

DAIICHI CO.,LTD. (7643) 11,438,640 0

PLANT Co.,Ltd. (7646) 8,090,000 0

ONTSU Co.,Ltd. (7647) 201,474,645 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares


SUGI HOLDINGS Co.,LTD. (7649) 63,330,838 0

O-WELL CORPORATION (7670) 10,500,000 0

AmidA Holdings Co.,Ltd. (7671) 2,104,100 0

TAKA NET SERVICE Co.,Ltd. (7672) 112,100 0

DAIKO TSUSAN CO.,LTD. (7673) 5,332,780 0

NATTY SWANKY Co.,Ltd (7674) 2,120,580 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

GOODSPEED.CO.,LTD. (7676) 3,106,400 Exercise of Subscription Warrants 41,400 Sep. 2018 Resolution based 1 41,400 Shares

Oct. 2020

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Yashima & Co.,Ltd. (7677) 2,880,000 0

ASAKUMA CO.,LTD. (7678) 5,374,720 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares


YAKUODO HOLDINGS Co.,Ltd. (7679) 19,740,219 0

KEIJIDOUSHAKAN.Co.,Ltd. (7680) 51,600 0

LEOCLAN Co.,Ltd. (7681) 1,954,400 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

HAMAYUU CO.,LTD. (7682) 1,072,200 0

WA,Inc. (7683) 4,746,900 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

BuySell Technologies Co.,Ltd. (7685) 6,911,560 Exercise of Subscription Warrants 4,140 Sep. 2016 Resolution based 1 0 Shares




Kakuyasu Group Co.,Ltd. (7686) 7,749,400 Exercise of Subscription Warrants 600 Mar. 2017 Resolution based 1 400 Shares


MICREED Co.,Ltd. (7687) 2,113,800 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

Miahelsa Corporation (7688) 2,459,600 Exercise of Subscription Warrants 0 Jan. 2015 Resolution based 1 0 Shares




Copa Corporation Inc. (7689) 2,813,000 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares


CURRENT MOTOR Corporation (7690) 600,000 0

C Channel Corporation (7691) 28,722,000 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares











EARTH INFINITY CO.LTD. (7692) 3,013,300 Oct. 16 Initial Listing 3,013,300

Shimadzu Corporation (7701) 296,070,227 0

JMS CO.,LTD. (7702) 24,733,466 0

Kawasumi Laboratories,Incorporated (7703) 0 Oct. 28 Delisting -22,948,003

GL Sciences Inc. (7705) 11,190,000 0

Precision System Science Co.,Ltd. (7707) 26,716,900 Exercise of Subscription Warrants 300,000 Aug. 2018 Resolution based 1 300,000 Shares

KUBOTEK CORPORATION (7709) 13,830,000 0

SUKEGAWA ELECTRIC CO.,LTD. (7711) 5,870,000 0

SIGMA KOKI CO.,LTD. (7713) 7,552,628 0

NAGANO KEIKI CO.,LTD. (7715) 19,432,984 0

NAKANISHI INC. (7716) 94,259,400 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares



Oct. 2020

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V Technology Co.,Ltd. (7717) 10,057,600 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

STAR MICRONICS CO.,LTD. (7718) 45,091,334 Exercise of CB 0 CB 21. 6 JPY 0 thou. JPY 8,000,000 thou. JPY

TOKYO KOKI CO.LTD. (7719) 7,133,791 0

TOKYO KEIKI INC. (7721) 17,076,439 0

KOKUSAI CO.,LTD. (7722) 14,200,000 0

Aichi Tokei Denki Co.,Ltd. (7723) 5,140,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares






INTER ACTION Corporation (7725) 11,510,200 0

KURODA PRECISION INDUSTRIES LTD. (7726) 5,675,702 0

OVAL Corporation (7727) 26,180,000 0

TOKYO SEIMITSU CO.,LTD. (7729) 41,710,981 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares


















MANI,INC. (7730) 106,911,000 0

NIKON CORPORATION (7731) 378,336,521 0

TOPCON CORPORATION (7732) 108,156,842 0

OLYMPUS CORPORATION (7733) 1,370,914,963 0

RIKEN KEIKI CO.,LTD. (7734) 23,661,000 0

SCREEN Holdings Co.,Ltd. (7735) 50,794,866 Exercise of CB 0 CB 22. 6 JPY 0 thou. JPY 15,000,000 thou. JPY


Oct. 2020

- 113 -


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CANON ELECTRONICS INC. (7739) 42,206,540 0

Tamron Co.,Ltd. (7740) 25,950,000 0

HOYA CORPORATION (7741) 375,881,120 0

SEED CO.,LTD. (7743) 27,336,000 0

Noritsu Koki Co.,Ltd. (7744) 36,190,872 0

A&D Company,Limited (7745) 22,579,700 Exercise of Subscription Warrants 0 Aug. 2005 Resolution based 1 0 Shares


OKAMOTO GLASS CO.,LTD. (7746) 23,305,543 0

ASAHI INTECC CO.,LTD. (7747) 260,659,200 Exercise of Subscription Warrants 44,000 Aug. 2014 Resolution based 1 44,000 Shares

HOLON CO.,LTD. (7748) 3,823,900 0

MEDIKIT CO.,LTD. (7749) 18,880,000 0

CANON INC. (7751) 1,333,763,464 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares



RICOH COMPANY,LTD. (7752) 744,912,078 0

SEKONIC CORPORATION (7758) 1,880,000 0

IMV CORPORATION (7760) 16,957,016 0

Citizen Watch Co.,Ltd. (7762) 314,353,809 0

JECO CO.,LTD. (7768) 1,675,805 0

RHYTHM CO.,LTD. (7769) 8,385,093 0

Nihon Seimitsu Co.,Ltd. (7771) 22,238,299 0

Japan Tissue Engineering Co., Ltd. (7774) 40,610,200 0

DAIKEN MEDICAL CO.,LTD. (7775) 31,840,000 0

CellSeed Inc. (7776) 14,806,419 Exercise of Subscription Warrants 193,400 Aug. 2015 Resolution based 1 0 Shares




3-D Matrix,Ltd. (7777) 40,968,126 Exercise of CB 0 CB 2 0 thou. JPY 350,000 thou. JPY










CYBERDYNE,INC. (7779) 137,445,809 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 77,700,000 Shares




Menicon Co.,Ltd. (7780) 38,037,444 Exercise of Subscription Warrants 4,000 Jun. 2011 Resolution based 1 0 Shares





Oct. 2020

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HIRAYAMA HOLDINGS Co.,Ltd. (7781) 3,606,400 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares



Sincere Co.,LTD. (7782) 6,862,200 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares



BARCOS Co.,Ltd. (7790) 1,140,000 Oct. 02 Initial Listing 1,140,000

Amifa Co.,Ltd. (7800) 3,225,000 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

Bushiroad Inc. (7803) 16,338,400 Exercise of CB 0 CB 1 0 thou. JPY 5,000,000 thou. JPY

Exercise of Subscription Warrants 10,000 Jun. 2016 Resolution based 1 10,000 Shares

B&P Co.,Ltd. (7804) 2,300,000 0

PRINTNET INC. (7805) 5,460,400 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

MTG Co.,Ltd. (7806) 39,733,028 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares







KOWA CO.,LTD. (7807) 4,333,770 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares



C.S. LUMBER CO.,INC (7808) 1,821,600 Exercise of Subscription Warrants 1,500 Feb. 2016 Resolution based 1 1,500 Shares

KOTOBUKIYA CO.,LTD. (7809) 2,756,400 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Crossfor Co.,Ltd. (7810) 17,522,000 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares


NAKAMOTO PACKS CO.,LTD. (7811) 8,173,320 0

CRESTEC Inc. (7812) 3,248,900 0

PLATZ Co.,Ltd. (7813) 3,726,000 0

JAPAN Creative Platform Group Co.,Ltd. (7814) 55,271,736 0

TOKYO BOARD INDUSTRIES CO.,LTD. (7815) 3,660,369 0

Snow Peak,Inc. (7816) 19,070,000 0

PARAMOUNT BED HOLDINGS CO.,LTD. (7817) 30,877,487 0

TRANSACTION CO.,Ltd. (7818) 29,375,400 0

SHOBIDO Corporation (7819) 13,410,000 0

NIHON FLUSH CO.,LTD. (7820) 25,060,000 0

MAEDA KOSEN CO.,LTD. (7821) 32,260,200 Exercise of CB 0 CB 24. 4 JPY 0 thou. JPY 12,000,000 thou. JPY



Oct. 2020

- 115 -


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Eidai Co.,Ltd. (7822) 46,783,800 0

ARTNATURE INC. (7823) 34,393,200 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares





FURUYA METAL CO.,LTD. (7826) 7,265,212 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares



ORVIS CORPORATION (7827) 1,738,596 0

Samantha Thavasa Japan Limited (7829) 65,851,417 0

Wellco Holdings Corporation (7831) 24,650,800 0

BANDAI NAMCO Holdings Inc. (7832) 222,000,000 0

IFIS JAPAN LTD. (7833) 10,242,000 0

AVIX,Inc. (7836) 25,143,500 Exercise of Subscription Warrants 45,000 Jul. 2016 Resolution based 1 45,000 Shares

R.C.CORE CO.,LTD. (7837) 4,508,700 0

KYORITSU PRINTING CO.,LTD. (7838) 48,905,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares







SHOEI CO.,LTD. (7839) 26,843,058 0

FRANCE BED HOLDINGS CO.,LTD. (7840) 41,397,500 0

ENDO MANUFACTURING CO.,LTD. (7841) 9,441,800 0

Marvelous Inc. (7844) 62,216,400 0

PILOT CORPORATION (7846) 43,814,400 0

GRAPHITE DESIGN INC. (7847) 6,945,600 0

Starts Publishing Corporation (7849) 1,920,000 0

SOUGOU SHOUKEN CO.,LTD. (7850) 3,060,110 0

KAWASE COMPUTER SUPPLIES CO,LTD. (7851) 5,160,000 0

Cardinal Co.,Ltd. (7855) 2,143,000 0

HAGIHARA INDUSTRIES INC. (7856) 14,897,600 0

SEKI CO.,LTD. (7857) 4,508,000 0

ALMEDIO INC. (7859) 14,802,316 0

Avex Inc. (7860) 45,343,500 0

TOPPAN FORMS CO.,LTD. (7862) 115,000,000 0

HIRAGA CO.,LTD. (7863) 4,015,585 0

FUJI SEAL INTERNATIONAL,INC. (7864) 60,161,956 0

People Co.,Ltd. (7865) 4,437,500 0

TOMY COMPANY,LTD. (7867) 96,290,850 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares


KOSAIDO Co.,Ltd. (7868) 24,925,300 0

Oct. 2020

- 116 -


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NIHON FORM SERVICE CO.,LTD. (7869) 402,000 0

FUKUVI CHEMICAL INDUSTRY CO.,LTD. (7871) 20,688,425 0

ESTELLE HOLDINGS CO.,LTD. (7872) 11,459,223 0

LEC,INC. (7874) 38,165,340 0

TAKEDA PRINTING CO.,LTD. (7875) 8,781,000 0

EIDAI KAKO CO.,LTD. (7877) 1,460,000 0

Kohsai Co.,Ltd. (7878) 396,000 0

NODA CORPORATION (7879) 17,339,200 0

Sun Messe Co.,Ltd. (7883) 17,825,050 0

TAKANO Co.,Ltd. (7885) 15,721,000 0

YAMATO INDUSTRY CO.,LTD. (7886) 1,017,179 0

NANKAI PLYWOOD CO.,LTD. (7887) 1,009,580 0

SANKO GOSEI LTD. (7888) 30,688,569 0

PRONEXUS INC. (7893) 30,716,688 0

CHUO KAGAKU CO.,LTD. (7895) 21,040,000 0

SEVEN INDUSTRIES CO.,LTD. (7896) 4,673,250 Oct. 01 Stock Split 3,115,500

HOKUSHIN CO.,LTD. (7897) 28,373,005 0

WOOD ONE CO.,LTD. (7898) 9,841,969 0

MICS CHEMICAL CO.,LTD. (7899) 5,850,000 0

MATSUMOTO INC. (7901) 381,300 0

SONOCOM CO.,LTD. (7902) 5,000,000 0

DAIKEN CORPORATION (7905) 27,080,043 0

YONEX CO.,LTD. (7906) 93,620,800 0

KIMOTO CO.,LTD. (7908) 54,772,564 0

TOPPAN PRINTING CO.,LTD. (7911) 349,706,240 0

Dai Nippon Printing Co.,Ltd. (7912) 324,240,346 0

Kyodo Printing Co.,Ltd. (7914) 9,020,000 0

Nissha Co.,Ltd. (7915) 50,855,638 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 2,840,000 thou. JPY

MITSUMURA PRINTING CO.,LTD. (7916) 3,103,420 0

FUJIMORI KOGYO CO.,LTD. (7917) 19,267,760 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares











VIA Holdings,Inc. (7918) 32,369,400 0

Nozaki Insatsu Shigyo Co.,Ltd. (7919) 21,460,000 0

TAKARA & COMPANY LTD. (7921) 13,153,293 Oct. 22 Third-Party Allotment, etc. 216,500

SANKO SANGYO CO.,LTD. (7922) 7,378,800 0

TOIN CORPORATION (7923) 6,377,500 0

MAEZAWA KASEI INDUSTRIES CO.,LTD. (7925) 15,732,000 0

Oct. 2020

- 117 -


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MUTO SEIKO CO. (7927) 7,739,548 0

ASAHI KAGAKU KOGYO CO.,LTD. (7928) 3,896,000 0

MIRAI INDUSTRY CO.,LTD. (7931) 25,607,086 0

Nippi,Incorporated (7932) 2,889,000 0

ASICS Corporation (7936) 189,870,559 0

TSUTSUMI JEWELRY CO.,LTD. (7937) 20,080,480 0

REGAL CORPORATION (7938) 3,250,000 Exercise of Subscription Warrants 0 Jan. 2010 Resolution based 1 0 Shares











KENSOH CO.,LTD. (7939) 4,022,774 0

WAVELOCK HOLDINGS CO.,LTD. (7940) 11,120,538 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares


JSP Corporation (7942) 31,413,473 0

NICHIHA CORPORATION (7943) 37,324,264 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares











COMANY INC. (7945) 9,924,075 0

KOYOSHA INC. (7946) 1,400,100 0

FP CORPORATION (7947) 84,568,424 Oct. 01 Stock Split 42,284,212

KOMATSU WALL INDUSTRY CO.,LTD. (7949) 10,903,240 0

YAMAHA CORPORATION (7951) 191,555,025 0

Kawai Musical Instruments Manufacturing Co.,Ltd. (7952) 9,011,560 0

KIKUSUI CHEMICAL INDUSTRIES CO.,LTD. (7953) 12,744,054 0

Cleanup Corporation (7955) 37,442,374 0

PIGEON CORPORATION (7956) 121,653,486 0

FUJICOPIAN CO.,LTD. (7957) 1,789,487 0

TENMA CORPORATION (7958) 26,813,026 0

OLIVER CORPORATION (7959) 12,976,053 0

KANEMATSU SUSTECH CORPORATION (7961) 4,149,200 0

KING JIM CO.,LTD. (7962) 32,459,692 0

Oct. 2020

- 118 -


Shares Shares

KOKEN LTD. (7963) 5,104,003 0

Zojirushi Corporation (7965) 72,600,000 0

LINTEC Corporation (7966) 76,630,740 0

Shin-Etsu Polymer Co.,Ltd. (7970) 82,623,376 0

TOLI Corporation (7971) 66,829,249 0

ITOKI CORPORATION (7972) 45,664,437 Exercise of Subscription Warrants 0 Jun. 2020 Resolution based 1 0 Shares

Nintendo Co.,Ltd. (7974) 131,669,000 0

LIHIT LAB.,INC. (7975) 1,907,850 0

MITSUBISHI PENCIL COMPANY,LIMITED (7976) 64,286,292 0

SHOFU INC. (7979) 17,894,089 0

SHIGEMATSU WORKS CO.,LTD. (7980) 7,200,000 0

TAKARA STANDARD CO.,LTD. (7981) 73,937,194 0

Miroku Corporation (7983) 3,005,441 0

KOKUYO CO.,LTD. (7984) 128,742,463 0

NEPON Inc. (7985) 1,202,848 0

NIHON ISK Company,Limited (7986) 1,776,000 0

NAKABAYASHI CO.,LTD. (7987) 28,794,294 0

NIFCO INC. (7988) 107,508,954 0

TACHIKAWA CORPORATION (7989) 20,763,600 0

GLOBERIDE,Inc. (7990) 12,000,000 0

MAMIYA-OP CO.,LTD (7991) 9,358,670 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares










The Sailor Pen Co.,Ltd. (7992) 14,621,961 0

OKAMURA CORPORATION (7994) 112,391,530 0

VALQUA,LTD. (7995) 18,688,733 0

Kurogane Kosakusho Ltd. (7997) 1,857,113 0

MUTOH HOLDINGS CO.,LTD. (7999) 5,054,818 0

ITOCHU Corporation (8001) 1,584,889,504 0

Marubeni Corporation (8002) 1,737,940,900 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares









Scroll Corporation (8005) 34,818,050 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

Oct. 2020

- 119 -


Shares Shares

YUASA FUNASHOKU Co.,Ltd. (8006) 4,897,723 0

Takashima & Co.,Ltd. (8007) 4,546,173 0

YONDOSHI HOLDINGS INC. (8008) 24,331,356 0

SANYO SHOKAI LTD. (8011) 12,622,934 0

NAGASE & CO.,LTD. (8012) 127,408,285 0

NAIGAI CO.,LTD. (8013) 8,217,281 0

CHORI CO.,LTD. (8014) 25,303,478 0

TOYOTA TSUSHO CORPORATION (8015) 354,056,516 0

ONWARD HOLDINGS CO.,LTD. (8016) 157,921,669 Exercise of Subscription Warrants 0 May 2008 Resolution based 1 0 Shares











SANKYO SEIKO CO.,LTD. (8018) 60,000,000 0

KANEMATSU CORPORATION (8020) 84,500,202 0

Mizuno Corporation (8022) 26,578,243 0

DAIKO DENSHI TSUSHIN,LTD. (8023) 13,868,408 0

TSUKAMOTO CORPORATION CO.,LTD. (8025) 4,069,747 0

FamilyMart Co.,Ltd. (8028) 506,849,252 0

LOOK HOLDINGS INCORPORATED (8029) 7,704,613 0

Chuo Gyorui Co.,Ltd. (8030) 4,315,300 0

MITSUI & CO.,LTD. (8031) 1,717,104,808 0

JAPAN PULP AND PAPER COMPANY LIMITED (8032) 15,021,551 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares






Tokyo Electron Limited (8035) 157,210,911 Exercise of Subscription Warrants 0 Jun. 2006 Resolution based 1 0 Shares








KAMEI CORPORATION (8037) 37,591,969 0

TOHTO SUISAN CO.,LTD. (8038) 4,026,000 0

TSUKIJI UOICHIBA COMPANY,LIMITED (8039) 2,247,520 0

TOKYO SOIR CO.,LTD. (8040) 3,860,000 0

Oct. 2020

- 120 -


Shares Shares

OUG Holdings Inc. (8041) 5,562,292 0

Starzen Company Limited (8043) 9,761,276 0

Yokohama Maruuo Co.,Ltd. (8045) 7,261,706 0

MARUFUJI SHEET PILING CO.,LTD. (8046) 4,000,000 0

SEIKO HOLDINGS CORPORATION (8050) 41,404,261 0

YAMAZEN CORPORATION (8051) 95,305,435 0

TSUBAKIMOTO KOGYO CO.,LTD. (8052) 6,497,969 0

SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) (8053) 1,251,253,867 0

Nihon Unisys,Ltd. (8056) 109,663,524 0

UCHIDA YOKO CO.,LTD. (8057) 10,419,371 0

Mitsubishi Corporation (8058) 1,485,723,351 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares























DAIICHI JITSUGYO CO.,LTD. (8059) 11,086,400 0

Canon Marketing Japan Inc. (8060) 131,079,972 0

SEIKA CORPORATION (8061) 12,820,650 0

SATO SHOJI CORPORATION (8065) 21,799,050 0

MITANI CORPORATION (8066) 30,002,137 0

RYOYO ELECTRO CORPORATION (8068) 26,800,000 0

TOKYO SANGYO CO.,LTD. (8070) 28,678,486 0

JAPAN PUBLICATIONS TRADING CO.,LTD. (8072) 700,000 0

YUASA TRADING CO.,LTD. (8074) 23,155,882 0

Shinsho Corporation (8075) 8,860,562 0

TORQ Inc. (8077) 28,007,448 0

HANWA CO.,LTD. (8078) 42,332,640 0

SHOEI FOODS CORPORATION (8079) 17,100,000 0

Oct. 2020

- 121 -


Shares Shares

KANADEN CORPORATION (8081) 28,600,000 0

Ryoden Corporation (8084) 22,824,977 0

NARASAKI SANGYO CO.,LTD. (8085) 5,325,600 0

NIPRO CORPORATION (8086) 171,459,479 Exercise of CB 0 CB 21. 1 JPY 0 thou. JPY 25,000,000 thou. JPY

FURUSATO INDUSTRIES,LTD. (8087) 14,574,366 0

IWATANI CORPORATION (8088) 58,561,649 Exercise of CB 5,423,540 CB 20. 10 JPY 19,630,000 thou. JPY 0 thou. JPY

Nice Corporation (8089) 9,656,119 0

SHOKO CO.,LTD. (8090) 11,271,468 0

NICHIMO CO.,LTD. (8091) 3,787,400 0

Kyokuto Boeki Kaisha,Limited (8093) 6,495,918 0

IWAKI & CO.,LTD. (8095) 34,729,839 0

KANEMATSU ELECTRONICS LTD. (8096) 28,633,952 0

SAN-AI OIL CO.,LTD. (8097) 71,000,000 0

Inabata & Co.,Ltd. (8098) 63,499,227 0

GSI Creos Corporation (8101) 6,464,971 0

Meiwa Corporation (8103) 41,780,000 0

KUWAZAWA Holdings Corporation (8104) 16,694,496 0

MARUSHO HOTTA CO.,LTD. (8105) 59,640,348 0

KIMURATAN CORPORATION (8107) 133,917,010 Exercise of Subscription Warrants 2,053,500 Jul. 2018 Resolution based 1 0 Shares




Nov. 2019 Resolution based 1 2,053,500 Shares

YAMAEHISANO Co.,Ltd. (8108) 23,687,412 0

GOLDWIN INC. (8111) 47,448,172 0

UNICHARM CORPORATION (8113) 620,834,319 0

DESCENTE,LTD. (8114) 76,924,176 0

MOONBAT Co.,Ltd. (8115) 5,341,733 0

CENTRAL AUTOMOTIVE PRODUCTS LTD. (8117) 20,020,000 0

KING Co.,Ltd. (8118) 24,771,561 0

SANYEI CORPORATION (8119) 2,552,946 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares













T.KAWABE & CO.,LTD. (8123) 1,861,000 0

Wakita & Co.,LTD. (8125) 52,021,297 0

YAMATO INTERNATIONAL INC. (8127) 21,302,936 0

Oct. 2020

- 122 -


Shares Shares

TOHO HOLDINGS CO.,LTD. (8129) 78,270,142 Exercise of CB 0 CB 23. 6 JPY 0 thou. JPY 20,000,000 thou. JPY

Sangetsu Corporation (8130) 61,150,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares



Mitsuuroko Group Holdings Co.,Ltd. (8131) 62,332,388 0

SINANEN HOLDINGS CO.,LTD. (8132) 13,046,591 0

ITOCHU ENEX CO.,LTD. (8133) 116,881,106 0

ZETT CORPORATION (8135) 20,102,000 0

Sanrio Company,Ltd. (8136) 89,065,301 0

SUN-WA TECHNOS CORPORATION (8137) 16,044,000 0

SANKYO KASEI CORPORATION (8138) 1,560,000 0

NAGAHORI CORPORATION (8139) 16,773,376 0

Ryosan Company,Limited (8140) 25,000,000 0

Shinko Shoji Co.,Ltd. (8141) 47,510,566 0

TOHO Co.,Ltd. (8142) 11,012,166 0

LAPINE CO.,LTD. (8143) 2,567,064 0

DENKYOSHA CO.,LTD. (8144) 6,665,021 0

TOMITA CO.LTD. (8147) 6,158,000 0

SANSHIN ELECTRONICS CO.,LTD. (8150) 24,281,373 0

TOYO Corporation (8151) 26,085,000 0

SOMAR CORPORATION (8152) 1,958,734 0

MOS FOOD SERVICES,INC. (8153) 32,009,910 0

KAGA ELECTRONICS CO.,LTD. (8154) 28,702,118 0

MIMASU SEMICONDUCTOR INDUSTRY CO.,LTD. (8155) 35,497,183 0

TSUZUKI DENKI CO.,LTD. (8157) 22,177,894 0

SODA NIKKA CO.,LTD. (8158) 25,168,000 0

TACHIBANA ELETECH CO.,LTD. (8159) 26,025,242 0

KISOJI CO.,LTD. (8160) 25,913,889 0

SRS HOLDINGS CO.,LTD. (8163) 34,770,184 0

SENSHUKAI CO.,LTD. (8165) 52,056,993 0

Taka-Q Co.,Ltd. (8166) 24,470,822 0

RETAIL PARTNERS CO.,LTD. (8167) 46,646,059 0

Keiyo Co.,Ltd. (8168) 65,140,184 0

Joshin Denki Co.,Ltd. (8173) 28,680,333 0

NIPPON GAS CO.,LTD. (8174) 41,773,466 0

ROYAL HOLDINGS Co., Ltd. (8179) 39,554,189 0

Totenko Co.,Ltd. (8181) 2,572,871 0

Inageya Co.,Ltd. (8182) 52,381,447 0

SHIMACHU CO.,LTD. (8184) 42,609,104 0

CHIYODA CO.,LTD. (8185) 41,609,996 0

OTSUKA KAGU,LTD. (8186) 58,460,700 Exercise of Subscription Warrants 0 Feb. 2019 Resolution based 1 0 Shares



LIFE CORPORATION (8194) 53,450,800 0

Maxvalu Tokai Co.,Ltd. (8198) 36,473,848 0

RINGER HUT CO.,LTD. (8200) 26,067,972 0

Oct. 2020

- 123 -


Shares Shares

Laox CO.,LTD. (8202) 93,335,103 Exercise of Subscription Warrants 0 Apr. 2017 Resolution based 1 0 Shares


MrMax Holdings Ltd. (8203) 39,611,134 0

TEN ALLIED Co.,Ltd. (8207) 26,579,527 0

ENCHO CO.,LTD. (8208) 6,857,497 0

FRIENDLY CORPORATION (8209) 2,855,699 0

AOKI Holdings Inc. (8214) 90,649,504 0

GINZA YAMAGATAYA CO.,LTD. (8215) 1,804,471 0

OKUWA CO.,LTD. (8217) 45,237,297 0

KOMERI CO.,LTD. (8218) 54,409,168 0

AOYAMA TRADING Co.,Ltd. (8219) 50,394,016 0

Takachiho Co.,Ltd. (8225) 727,500 0

RIKEI CORPORATION (8226) 15,514,721 0

SHIMAMURA Co.,Ltd. (8227) 36,913,299 0

HASEGAWA CO.,LTD. (8230) 18,646,376 0

Takashimaya Company,Limited (8233) 177,759,481 Exercise of CB 0 CB 20. 12 JPY 0 thou. JPY 25,000,000 thou. JPY


MATSUYA CO.,LTD. (8237) 53,289,640 0

H2O RETAILING CORPORATION (8242) 125,201,396 0

Kintetsu Department Store CO.,Ltd. (8244) 40,437,940 0

Daiwa Co.,Ltd. (8247) 6,003,400 0

TECHNO ASSOCIE Co.,Ltd. (8249) 20,036,400 0

MARUI GROUP CO.,LTD. (8252) 223,660,417 0

Credit Saison Co.,Ltd. (8253) 185,444,772 0

Saikaya Department Store Co.,Ltd. (8254) 3,135,314 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,483,036 Shares

Axial Retailing Inc. (8255) 23,388,039 0

MARUMITSU CO.,LTD. (8256) 28,411,840 0

Sanyo Department Store Co.,Ltd. (8257) 810,000 0

IZUTSUYA CO.,LTD. (8260) 11,480,495 0

AEON CO.,LTD. (8267) 871,924,572 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares



IZUMI CO.,LTD. (8273) 71,665,200 0

FORVAL CORPORATION (8275) 27,732,622 0

HEIWADO CO.,LTD. (8276) 58,546,470 0

FUJI CO.,LTD. (8278) 38,291,560 0

YAOKO CO.,LTD (8279) 40,013,722 Exercise of CB 0 CB 24. 6 JPY 0 thou. JPY 15,000,000 thou. JPY

XEBIO holdings CO.,LTD. (8281) 47,911,023 0

K'S HOLDINGS CORPORATION (8282) 235,463,121 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares






PALTAC CORPORATION (8283) 63,553,485 0

MITANI SANGYO CO.,LTD. (8285) 61,772,500 0

Oct. 2020

- 124 -


Shares Shares

MAXVALU NISHINIHON CO.,LTD. (8287) 52,538,754 Exercise of Subscription Warrants 5,200 May 2011 Resolution based 1 0 Shares









Olympic Group Corporation (8289) 23,354,223 0

NISSAN TOKYO SALES HOLDINGS CO.,LTD. (8291) 66,635,063 0

FAMILY INC. (8298) 6,529,114 0

Shinsei Bank,Limited (8303) 259,034,689 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares





Aozora Bank,Ltd. (8304) 118,289,418 0

Mitsubishi UFJ Financial Group,Inc. (8306) 13,581,995,120 0

Resona Holdings, Inc. (8308) 2,302,829,191 0

Sumitomo Mitsui Trust Holdings,Inc. (8309) 375,291,440 0

Sumitomo Mitsui Financial Group,Inc. (8316) 1,374,040,061 0

The Chiba Bank,Ltd. (8331) 815,521,087 0

The Gunma Bank,Ltd. (8334) 435,888,177 0

The Musashino Bank,Ltd. (8336) 33,805,456 0

The Chiba Kogyo Bank,Ltd. (8337) 62,222,045 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares







Tsukuba Bank,Ltd. (8338) 82,553,721 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 70,000,000 Shares

The 77 Bank,Ltd. (8341) 76,655,746 0

The Aomori Bank,Ltd. (8342) 20,512,161 0

THE AKITA BANK,LTD. (8343) 18,093,643 0

The Yamagata Bank,Ltd. (8344) 34,000,000 0

The Bank of Iwate,Ltd. (8345) 18,497,786 0

The Toho Bank,Ltd. (8346) 252,500,000 0

THE TOHOKU BANK,LTD. (8349) 9,509,963 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000,000 Shares

THE MICHINOKU BANK,LTD. (8350) 18,135,395 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000,000 Shares

Fukuoka Financial Group,Inc. (8354) 191,138,265 0

THE SHIZUOKA BANK,LTD. (8355) 595,129,069 Exercise of CB 0 CB 23. 1 USD 0 thou. USD 300,000 thou. USD

The Juroku Bank,Ltd. (8356) 37,924,134 0

Suruga Bank Ltd. (8358) 232,139,248 0

The Hachijuni Bank,Ltd. (8359) 511,103,411 0

Oct. 2020

- 125 -


Shares Shares

The Yamanashi Chuo Bank,Ltd. (8360) 32,783,000 0

The Ogaki Kyoritsu Bank,Ltd. (8361) 41,831,897 0

The Fukui Bank,Ltd. (8362) 24,144,669 0

The Hokkoku Bank,Ltd. (8363) 28,115,197 0

THE SHIMIZU BANK,LTD. (8364) 11,641,318 0

The Bank of Toyama,Ltd. (8365) 5,444,400 0

THE SHIGA BANK,LTD. (8366) 53,090,081 0

The Nanto Bank,Ltd. (8367) 33,025,656 0

The Hyakugo Bank,Ltd. (8368) 254,119,000 0

The Bank of Kyoto,Ltd. (8369) 75,840,688 0

The Kiyo Bank,Ltd. (8370) 70,300,000 0

Hokuhoku Financial Group, Inc. (8377) 132,163,014 0

The San-in Godo Bank,Ltd. (8381) 156,977,472 0

The Chugoku Bank,Limited (8382) 195,272,106 0

THE TOTTORI BANK,LTD. (8383) 9,619,938 0

The Iyo Bank,Ltd. (8385) 323,775,366 0

The Hyakujushi Bank,Ltd. (8386) 30,000,000 0

The Shikoku Bank Ltd. (8387) 42,900,000 0

The Awa Bank,Ltd. (8388) 43,240,000 0

THE OITA BANK,LTD. (8392) 16,243,634 0

The Miyazaki Bank,Ltd. (8393) 17,633,400 0

THE BANK OF SAGA LTD. (8395) 17,135,909 0

The Bank of Okinawa,Ltd. (8397) 24,240,000 0

Bank of The Ryukyus,Limited (8399) 43,108,470 0

Seven Bank,Ltd. (8410) 1,179,308,000 0

Mizuho Financial Group,Inc. (8411) 2,539,249,894 Oct. 01 Reverse Stock Split -22,853,249,051





THE BANK OF KOCHI,LTD. (8416) 10,244,800 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,500,000 Shares

Yamaguchi Financial Group,Inc. (8418) 264,353,616 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares





Fuyo General Lease Co.,Ltd. (8424) 30,287,810 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares










Oct. 2020

- 126 -


Shares Shares

Mizuho Leasing Company,Limited (8425) 49,004,000 0

Tokyo Century Corporation (8439) 123,028,320 0

Future Venture Capital Co.,Ltd. (8462) 8,902,600 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

SBI Holdings,Inc. (8473) 243,087,890 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 50,000,000 thou. JPY


Exercise of Subscription Warrants 15,100 Jul. 2017 Resolution based 1 5,000 Shares


J Trust Co.,Ltd. (8508) 115,469,910 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares



Japan Securities Finance Co.,Ltd. (8511) 100,000,000 0

AIFUL CORPORATION (8515) 484,620,136 0

Japan Asia Investment Company,Limited (8518) 17,884,392 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

THE NAGANO BANK,LTD. (8521) 9,258,856 Exercise of CB 0 * CB 1 0 thou. JPY 2,965,000 thou. JPY

The Bank of Nagoya,Ltd. (8522) 18,255,487 0

North Pacific Bank,Ltd. (8524) 399,060,179 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



The Aichi Bank,Ltd. (8527) 10,943,240 0

The Chukyo Bank,Limited (8530) 21,745,958 0

THE TAIKO BANK,LTD. (8537) 9,671,400 0

The Ehime Bank,Ltd. (8541) 39,426,777 Exercise of CB 0 * CB 1 0 thou. JPY 3,422,000 thou. JPY

TOMATO BANK,LTD. (8542) 11,679,030 0

The Keiyo Bank,Ltd. (8544) 138,927,858 0

THE TOCHIGI BANK,LTD. (8550) 109,608,000 0

The Kita-Nippon Bank,Ltd. (8551) 8,793,776 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares




THE TOWA BANK,LTD. (8558) 37,180,273 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,500,000 Shares


THE FUKUSHIMA BANK,LTD. (8562) 28,000,000 0

THE DAITO BANK,LTD. (8563) 12,701,462 0

RICOH LEASING COMPANY,LTD. (8566) 31,243,223 0

AEON Financial Service Co.,Ltd. (8570) 216,010,128 0

ACOM CO.,LTD. (8572) 1,596,282,800 0

JACCS CO.,LTD. (8584) 35,079,161 0

Orient Corporation (8585) 1,718,727,703 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares







Hitachi Capital Corporation (8586) 124,826,552 0

APLUS FINANCIAL Co.,Ltd. (8589) 1,524,211,152 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 22,750,000 Shares

Oct. 2020

- 127 -


Shares Shares


ORIX CORPORATION (8591) 1,313,954,980 0

Mitsubishi UFJ Lease & Finance Company Limited (8593) 895,834,160 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares











JAFCO Group Co.,Ltd. (8595) 32,550,000 0

KYUSHU LEASING SERVICE CO.,LTD. (8596) 25,952,374 0

TOMONY Holdings,Inc. (8600) 163,728,911 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares










Daiwa Securities Group Inc. (8601) 1,699,378,772 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares










Nomura Holdings, Inc. (8604) 3,493,562,601 0

OKASAN SECURITIES GROUP INC. (8609) 208,214,969 0

Marusan Securities Co.,Ltd. (8613) 67,398,262 0

TOYO SECURITIES CO.,LTD. (8614) 87,355,253 0

Tokai Tokyo Financial Holdings,Inc. (8616) 260,582,115 0

The Kosei Securities Co.,Ltd. (8617) 9,486,400 0

Mito Securities Co.,Ltd. (8622) 70,689,033 0

Ichiyoshi Securities Co.,Ltd. (8624) 42,431,386 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares


MATSUI SECURITIES CO.,LTD. (8628) 259,264,702 0

Sompo Holdings,Inc. (8630) 373,330,489 0

Oct. 2020

- 128 -


Shares Shares

Japan Exchange Group,Inc. (8697) 536,351,448 0

Monex Group,Inc. (8698) 258,998,600 0

Sawada Holdings Co.,Ltd. (8699) 40,953,500 0

Maruhachi Securities Co.,Ltd. (8700) 4,042,970 0

TRADERS HOLDINGS CO.,LTD. (8704) 29,160,947 Oct. 01 Reverse Stock Split -116,643,789

Okato Nissan Securities Holdings,Inc. (8705) 57,069,047 Oct. 01 Stock Swap 46,104,000




KYOKUTO SECURITIES CO.,LTD. (8706) 32,779,000 0

IwaiCosmo Holdings,Inc. (8707) 25,012,800 0

AIZAWA SECURITIES CO.,LTD. (8708) 47,525,649 0

FIDEA Holdings Co.Ltd. (8713) 181,421,226 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 25,000,000 Shares

Senshu Ikeda Holdings,Inc. (8714) 281,008,632 Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares











Anicom Holdings,Inc. (8715) 81,256,800 Oct. 01 Stock Split 60,942,600

MS&AD Insurance Group Holdings,Inc. (8725) 593,473,207 0

MONEY PARTNERS GROUP CO.,LTD. (8732) 33,801,900 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY


Akatsuki Corp. (8737) 34,029,544 0

SPARX Group Co.,Ltd. (8739) 209,577,400 0

FUJITOMI CO.,LTD. (8740) 6,860,000 0

KOBAYASHI YOKO CO.,LTD. (8742) 10,094,644 0

DAIICHI COMMODITIES CO.,LTD. (8746) 16,227,207 0

YUTAKA SHOJI CO.,LTD. (8747) 8,897,472 0

Dai-ichi Life Holdings,Inc. (8750) 1,198,755,800 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares







Tokio Marine Holdings,Inc. (8766) 702,000,000 0

Advantage Risk Management Co.,Ltd. (8769) 17,280,200 Exercise of Subscription Warrants 0 Aug. 2017 Resolution based 1 0 Shares

eGuarantee,Inc. (8771) 45,429,800 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares



Oct. 2020

- 129 -


Shares Shares






ASAX CO.,LTD. (8772) 32,980,500 0

GFA Co.,Ltd. (8783) 14,279,800 Exercise of Subscription Warrants 0 May 2020 Resolution based 1 0 Shares


FinTech Global Incorporated (8789) 201,114,600 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares








NEC Capital Solutions Limited (8793) 21,533,400 0

T&D Holdings, Inc. (8795) 633,000,000 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares






Advance Create Co.,Ltd. (8798) 11,045,500 Exercise of Subscription Warrants 7,900 Feb. 2020 Resolution based 1 7,900 Shares

Mitsui Fudosan Co.,Ltd. (8801) 965,281,777 0

Mitsubishi Estate Company,Limited (8802) 1,391,328,316 0

HEIWA REAL ESTATE CO.,LTD. (8803) 38,859,996 0

Tokyo Tatemono Co.,Ltd. (8804) 209,167,674 0

DAIBIRU CORPORATION (8806) 116,851,049 0

Keihanshin Building Co.,Ltd. (8818) 52,184,498 0

Sumitomo Realty & Development Co.,Ltd. (8830) 476,085,978 0

TAIHEIYO KOUHATSU INCORPORATED (8835) 7,783,448 0

RISE Inc. (8836) 96,013,277 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 6,244,307 Shares

TOC Co.,Ltd. (8841) 103,879,352 0

TOKYO RAKUTENCHI CO.,LTD. (8842) 6,511,218 0

COSMOS INITIA Co.,Ltd. (8844) 33,911,219 0

LEOPALACE21 CORPORATION (8848) 244,882,515 0

STARTS CORPORATION INC. (8850) 53,998,205 0

The Japan Living Service Co.,LTD. (8854) 1,989,845 0

FUJI CORPORATION LIMITED (8860) 36,849,912 0

AIRPORT FACILITIES Co.,LTD. (8864) 52,979,350 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares





Meiwa Estate Company Limited (8869) 24,893,734 0

Oct. 2020

- 130 -


Shares Shares

GOLDCREST Co.,Ltd. (8871) 35,784,000 0

Relo Group,Inc. (8876) 152,951,200 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 25,000,000 thou. JPY



ESLEAD CORPORATION (8877) 15,465,600 0

NISSHIN GROUP HOLDINGS Company,Limited (8881) 46,951,260 0

WOOD FRIENDS CO.,Ltd. (8886) 1,480,000 0

RIBERESUTE CORPORATION (8887) 10,990,000 0

Apaman Co.,Ltd. (8889) 18,278,060 0

Raysum Co.,Ltd. (8890) 46,081,400 0

MG HOME CO.,LTD. (8891) 2,906,048 0

ES-CON JAPAN Ltd. (8892) 71,941,887 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

SHIN-NIHON TATEMONO CO.,LTD. (8893) 19,914,617 0

REVOLUTION CO.,LTD. (8894) 294,692,398 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,640,771 Shares


Takara Leben CO.,LTD. (8897) 121,000,000 0

CENTURY21 REAL ESTATE OF JAPAN LTD. (8898) 11,325,000 0

Sunwood Corporation (8903) 4,894,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares



AVANTIA CO.,LTD. (8904) 14,884,300 0

AEON Mall Co.,Ltd. (8905) 227,538,039 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares





MAINICHI COMNET CO.,LTD. (8908) 18,000,000 0

Shinoken Group Co.,Ltd. (8909) 36,380,400 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares



Area Quest Inc. (8912) 20,250,000 0

Arealink Co.,Ltd. (8914) 12,940,900 0

First Juken Co,.Ltd. (8917) 16,901,900 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares




LAND Co.,Ltd. (8918) 1,440,974,000 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

KATITAS CO.,LTD (8919) 78,650,640 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares


TOSHO CO.,LTD. (8920) 38,315,000 0

Japan Asset Marketing Co.,Ltd. (8922) 774,645,947 0

TOSEI CORPORATION (8923) 48,683,800 Exercise of Subscription Warrants 39,500 Oct. 2015 Resolution based 1 0 Shares


ARDEPRO Co.,Ltd. (8925) 337,234,159 0

MEIHO ENTERPRISE CO.,LTD. (8927) 24,661,000 0

ANABUKI KOSAN INC. (8928) 11,535,600 0

Oct. 2020

- 131 -


Shares Shares

Aoyama Zaisan Networks Company,Limited (8929) 12,142,400 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares

WADAKOHSAN CORPORATION (8931) 11,100,000 0

Sun Frontier Fudousan Co.,Ltd. (8934) 48,755,500 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares



FJ NEXT CO.,LTD. (8935) 34,646,500 0

GLOME Holdings,Inc. (8938) 5,560,400 0

INTELLEX Co.,Ltd. (8940) 8,932,100 0

LAND BUSINESS CO.,LTD. (8944) 26,780,800 0

SUNNEXTA GROUP Inc. (8945) 11,108,700 Oct. 27 Third-Party Allotment, etc. 15,500

Exercise of Subscription Warrants 47,200 May 2012 Resolution based 1 0 Shares















ASIAN STAR CO. (8946) 18,008,200 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares


Makoto Construction CO,Ltd (8995) 2,012,000 0

Grandy House Corporation (8999) 30,823,200 0

TOBU RAILWAY CO.,LTD. (9001) 209,815,421 0

Sotetsu Holdings,Inc. (9003) 98,145,499 0

TOKYU CORPORATION (9005) 624,869,876 0

Keikyu Corporation (9006) 275,760,547 0

Odakyu Electric Railway Co.,Ltd. (9007) 368,497,717 0

Keio Corporation (9008) 128,550,830 0

Keisei Electric Railway Co.,Ltd. (9009) 172,411,185 0

FUJI KYUKO CO.,LTD. (9010) 54,884,738 0

Chichibu Railway Co.,Ltd. (9012) 1,500,000 0

Shin-Keisei Electric Railway Co.,Ltd. (9014) 11,023,228 0

Niigata Kotsu Co.,Ltd. (9017) 3,864,000 0

East Japan Railway Company (9020) 377,932,400 0

West Japan Railway Company (9021) 191,334,500 0

Central Japan Railway Company (9022) 206,000,000 0

SEIBU HOLDINGS INC. (9024) 323,462,920 0

Konoike Transport Co.,Ltd. (9025) 56,952,442 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares


Oct. 2020

- 132 -


Shares Shares





ZERO CO.,LTD. (9028) 17,560,242 0

HIGASHI TWENTY ONE CO.,LTD. (9029) 13,264,000 0

Nishi-Nippon Railroad Co.,Ltd. (9031) 79,360,186 0

Hiroshima Electric Railway Co.,Ltd. (9033) 30,445,500 0

NANSO Transport Co.,Ltd. (9034) 5,000,000 0

TOHBU NETWORK CO.,LTD. (9036) 5,749,000 0

HAMAKYOREX CO.,LTD. (9037) 19,012,000 0

Sakai Moving Service Co.,Ltd. (9039) 21,162,000 0

Kintetsu Group Holdings Co.,Ltd. (9041) 190,662,061 0

Hankyu Hanshin Holdings,Inc. (9042) 254,281,385 0

Nankai Electric Railway Co.,Ltd. (9044) 113,402,446 0

Keihan Holdings Co.,Ltd. (9045) 113,182,703 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 20,000,000 thou. JPY

Kobe Electric Railway Co.,Ltd. (9046) 8,061,566 0

Nagoya Railroad Co., Ltd. (9048) 196,700,692 Exercise of CB 0 CB 23. 10 JPY 0 thou. JPY 100,000 thou. JPY


Keifuku Electric Railroad Co.,Ltd. (9049) 2,000,000 0

SENKON LOGISTICS CO.,LTD (9051) 5,651,000 Exercise of Subscription Warrants 0 Oct. 2010 Resolution based 1 0 Shares


Sanyo Electric Railway Co.,Ltd. (9052) 22,330,598 0

ALPS LOGISTICS CO.,LTD. (9055) 35,474,400 0

ENSHU TRUCK CO.,LTD. (9057) 7,546,000 0

TRANCOM CO.,LTD. (9058) 10,324,150 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares


Kanda Holdings Co.,Ltd (9059) 11,654,360 0

JAPAN LOGISTIC SYSTEMS CORP. (9060) 1,383,310 0

NIPPON EXPRESS CO.,LTD. (9062) 96,000,000 0

Okayamaken Freight Transportation CO.,LTD. (9063) 2,200,000 0

YAMATO HOLDINGS CO.,LTD. (9064) 388,575,592 Oct. 13 Retirement of Treasury Stocks -22,764,400

SANKYU INC. (9065) 65,215,606 0

NISSIN CORPORATION (9066) 20,272,769 0

MARUWN CORPORATION (9067) 28,965,449 0

Maruzen Showa Unyu Co.,Ltd. (9068) 20,612,844 0

SENKO Group Holdings Co.,Ltd. (9069) 152,952,221 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 10,000,000 thou. JPY










Oct. 2020

- 133 -


Shares Shares

TONAMI HOLDINGS CO.,LTD. (9070) 9,761,011 0

NIKKON Holdings Co.,Ltd. (9072) 68,239,892 0

Kyogoku unyu shoji Co.,Ltd. (9073) 3,200,000 0

Japan Oil Transportation Co.,Ltd. (9074) 3,322,935 0

FUKUYAMA TRANSPORTING CO.,LTD. (9075) 55,770,363 0

SEINO HOLDINGS CO.,LTD. (9076) 207,679,783 0

S LINE CO.,LTD. (9078) 11,095,203 0

Kanagawa Chuo Kotsu Co.,Ltd. (9081) 12,600,000 0

Daiwa Motor Transportation Co.,Ltd. (9082) 5,250,000 0

Shinki Bus Co.,Ltd. (9083) 6,172,000 0

Hitachi Transport System,Ltd. (9086) 111,776,714 0

TAKASE CORPORATION (9087) 1,054,513 0

MARUWA UNYU KIKAN CO.,LTD. (9090) 64,372,560 Exercise of Subscription Warrants 2,800 Nov. 2012 Resolution based 1 2,800 Shares


Chilled & Frozen Logistics Holdings Co.,Ltd. (9099) 25,690,766 0

Nippon Yusen Kabushiki Kaisha (9101) 170,055,098 0

Mitsui O.S.K.Lines,Ltd. (9104) 120,628,611 0

Kawasaki Kisen Kaisha,Ltd. (9107) 93,938,229 0

NS United Kaiun Kaisha,Ltd. (9110) 23,970,679 0

MEIJI SHIPPING CO.,LTD. (9115) 36,000,000 0

IINO KAIUN KAISHA,LTD. (9119) 111,075,980 0

TAMAI STEAMSHIP CO.,LTD (9127) 1,932,000 0

KYOEI TANKER CO.,LTD. (9130) 7,650,000 0

Kyushu Railway Company (9142) 157,301,600 0

SG HOLDINGS CO.,LTD. (9143) 320,197,200 0

Kuribayashi Steamship Co.,Ltd. (9171) 12,739,696 0

Tokai Kisen Co.,Ltd. (9173) 2,200,000 0

Sado Steam Ship Co.,Ltd. (9176) 14,292,250 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares







KAWASAKI KINKAI KISEN KAISHA,LTD. (9179) 2,952,500 0

Tokyo Kisen Co.,Ltd. (9193) 10,010,000 0

Japan Airlines Co.,Ltd. (9201) 337,143,500 0

ANA HOLDINGS INC. (9202) 348,498,361 Exercise of CB 0 CB 22. 9 JPY 0 thou. JPY 70,000,000 thou. JPY


Star Flyer Inc. (9206) 2,865,640 0

PASCO CORPORATION (9232) 14,770,266 0

Asia Air Survey Co.,Ltd. (9233) 18,614,000 0

Nishimoto Co.,Ltd. (9260) 14,353,140 0

KUBODERA CO.,LTD. (9261) 2,158,400 0

SILVER LIFE CO.,LTD. (9262) 10,702,400 Exercise of Subscription Warrants 11,200 May 2015 Resolution based 1 3,200 Shares


Oct. 2020

- 134 -


Shares Shares


VISIONARYHOLDINGS CO.,LTD. (9263) 37,205,415 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares


Puequ CO.,LTD. (9264) 2,351,500 Exercise of Subscription Warrants 2,300 Sep. 2013 Resolution based 1 0 Shares


YAMASHITA HEALTH CARE HOLDINGS,INC. (9265) 2,553,000 0

Ikka Dining Project.,Ltd. (9266) 6,204,800 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares



Genky DrugStores Co.,Ltd. (9267) 15,477,484 0

OPTIMUS GROUP COMPANY LIMITED (9268) 5,353,045 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

Valuence Holdings Inc. (9270) 13,211,740 Exercise of Subscription Warrants 28,580 Mar. 2017 Resolution based 1 8,950 Shares


Wagokoro co.,ltd. (9271) 3,051,300 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares


Boutiques,Inc. (9272) 2,538,100 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares





KOA SHOJI HOLDINGS CO.,LTD. (9273) 9,904,995 0

KOKUSAI PULP & PAPER CO.,LTD. (9274) 75,077,406 0

NARUMIYA INTERNATIONAL Co.,Ltd. (9275) 10,122,830 0

az-earth Co.,Ltd. (9276) 257,000 0

BOOKOFF GROUP HOLDINGS LIMITED (9278) 20,547,413 0

GIFT INC. (9279) 9,930,362 Exercise of Subscription Warrants 1,600 Oct. 2015 Resolution based 1 0 Shares



Mitsubishi Logistics Corporation (9301) 87,960,739 0

MITSUI-SOKO HOLDINGS Co.,Ltd. (9302) 24,883,002 0

The Sumitomo Warehouse Co.,Ltd. (9303) 84,386,615 0

The Shibusawa Warehouse Co.,Ltd. (9304) 15,217,747 0

Yamatane Corporation (9305) 11,344,181 0

Toyo Logistics Co.,Ltd. (9306) 39,324,953 0

Sugimura Warehouse Co.,Ltd. (9307) 16,380,110 Exercise of Subscription Warrants 6,000 Sep. 2013 Resolution based 1 6,000 Shares



Inui Global Logistics Co.,Ltd. (9308) 26,072,960 0

Japan Transcity Corporation (9310) 67,142,417 0

ASAGAMI CORPORATION (9311) 1,418,000 0

THE KEIHIN CO.,LTD. (9312) 6,536,445 0

Maruhachi Warehouse Company Limited (9313) 7,300,000 0

Asia Development Capital Co.Ltd. (9318) 1,139,102,123 Oct. 08 Third-Party Allotment, etc. 666,666,667


Chuo Warehouse Co.,Ltd. (9319) 19,064,897 0

KAWANISHI WAREHOUSE CO.,LTD. (9322) 8,258,322 0

Oct. 2020

- 135 -


Shares Shares

Yasuda Logistics Corporation (9324) 30,360,000 0

PHYZ Holdings Inc. (9325) 10,822,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

KANTSU CO.,LTD. (9326) 3,040,000 Exercise of Subscription Warrants 5,250 Feb. 2018 Resolution based 1 5,250 Shares

TOYO WHARF & WAREHOUSE CO.,LTD. (9351) 7,740,000 0

SAKURAJIMA FUTO KAISHA,LTD. (9353) 1,540,000 0

RINKO CORPORATION (9355) 2,700,000 0

Utoc Corporation (9358) 43,448,099 0

SUZUYO SHINWART CORPORATION (9360) 3,000,000 0

FUSHIKI KAIRIKU UNSO CO.,LTD. (9361) 2,615,400 0

HYOKI KAIUN KAISHA,LTD. (9362) 1,224,000 0

DAIUN CO.,LTD. (9363) 6,228,039 0

Kamigumi Co.,Ltd. (9364) 130,936,837 0

TRADIA CORPORATION (9365) 1,470,000 0

SANRITSU CORPORATION (9366) 6,006,373 0

DAITO KOUN CO.,LTD. (9367) 9,389,000 0

KIMURA UNITY CO.,LTD. (9368) 12,070,000 0

K.R.S.Corporation (9369) 12,677,900 0

Kintetsu World Express,inc. (9375) 72,000,000 0

EURASIA TRAVEL Co.,Ltd. (9376) 3,690,000 0

AGP CORPORATION (9377) 13,950,000 0

Azuma Shipping Co.,Ltd. (9380) 28,923,000 0

AIT CORPORATION (9381) 23,913,600 0

NAIGAI TRANS LINE LTD. (9384) 10,698,000 0

SHOEI CORPORATION (9385) 6,850,000 0

NIPPON CONCEPT CORPORATION (9386) 13,868,500 0

PAPANETS CO.,Ltd. (9388) 172,500 0

TBS HOLDINGS,INC. (9401) 174,709,837 0

Nippon Television Holdings,Inc. (9404) 263,822,080 0

ASAHI BROADCASTING GROUP HOLDINGS CORPORATION (9405) 41,833,000 0

BROADCASTING SYSTEM OF NIIGATA INCORPORATED (9408) 6,000,000 0

TV Asahi Holdings Corporation (9409) 108,529,000 0

SKY Perfect JSAT Holdings Inc. (9412) 297,170,975 0

TV TOKYO Holdings Corporation (9413) 28,779,500 0

Nippon BS Broadcasting Corporation (9414) 17,804,032 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares


VISION INC. (9416) 49,027,800 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares



Smartvalue Co.,Ltd. (9417) 10,264,800 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

USEN-NEXT HOLDINGS Co.,Ltd. (9418) 60,072,611 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

WirelessGate,Inc. (9419) 10,779,774 Exercise of Subscription Warrants 0 Nov. 2010 Resolution based 1 0 Shares



NJ Holdings Inc. (9421) 5,350,400 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

CONEXIO Corporation (9422) 44,737,938 0

Forval RealStraight Inc. (9423) 23,689,800 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

Oct. 2020

- 136 -


Shares Shares

Japan Communications Inc. (9424) 164,258,239 Exercise of Subscription Warrants 0 Mar. 2020 Resolution based 1 0 Shares


NIPPON TELEPHONE INC. (9425) 3,409,000 0

CROPS CORPORATION (9428) 9,597,400 0

NIPPON TELEGRAPH AND TELEPHONE CORPORATION (9432) 2,640,525,940 0

KDDI CORPORATION (9433) 2,304,179,550 0

SoftBank Corp. (9434) 4,787,145,170 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

HIKARI TSUSHIN,INC. (9435) 46,549,642 0

OKINAWA CELLULAR TELEPHONE COMPANY (9436) 27,342,000 0

NTT DOCOMO,INC. (9437) 3,228,629,406 0

MTI Ltd. (9438) 61,153,300 Exercise of Subscription Warrants 8,700 Jan. 2016 Resolution based 1 2,200 Shares




M･H･GROUP LTD. (9439) 11,332,100 0

Bell-Park Co.,Ltd. (9441) 6,732,600 0

TOSHIN HOLDINGS CO.,LTD (9444) 6,481,200 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

FORVAL TELECOM,INC. (9445) 16,693,200 0

SAKAI Holdings CO.,LTD (9446) 10,956,500 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares


GMO internet Inc. (9449) 113,242,987 0

Fibergate Inc. (9450) 20,422,200 Exercise of Subscription Warrants 19,800 Apr. 2017 Resolution based 1 0 Shares


Kips Co.,Ltd. (9465) 3,998,600 0

Aidma Marketing Communication Corporation (9466) 13,520,000 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares

AlphaPolis Co.,Ltd. (9467) 9,687,400 0

KADOKAWA CORPORATION (9468) 70,892,060 0

GAKKEN HOLDINGS CO.,LTD. (9470) 42,383,232 0

ZENRIN CO.,LTD. (9474) 57,301,365 Exercise of CB 0 CB 23. 3 JPY 0 thou. JPY 8,000,000 thou. JPY

Shobunsha Holdings,Inc. (9475) 18,178,173 0

CHUOKEIZAI-SHA HOLDINGS,INC. (9476) 4,398,464 0

SE Holdings and Incubations Co.,Ltd. (9478) 23,484,226 0

Impress Holdings, Inc. (9479) 37,371,500 0

Tokyo Electric Power Company Holdings,Incorporated (9501) 1,607,017,531 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,600,000,000 Shares


Chubu Electric Power Company,Incorporated (9502) 758,000,000 0

The Kansai Electric Power Company,Incorporated (9503) 938,733,028 0

The Chugoku Electric Power Company,Incorporated (9504) 387,154,692 Exercise of CB 0 CB 22. 1 JPY 0 thou. JPY 50,000,000 thou. JPY

Hokuriku Electric Power Company (9505) 210,333,694 0

Tohoku Electric Power Company,Incorporated (9506) 502,882,585 Exercise of CB 0 CB 20. 12 JPY 0 thou. JPY 70,000,000 thou. JPY

Shikoku Electric Power Company,Incorporated (9507) 223,086,202 0

Kyushu Electric Power Company,Incorporated (9508) 474,183,951 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 75,000,000 thou. JPY

Hokkaido Electric Power Company,Incorporated (9509) 215,291,912 0

The Okinawa Electric Power Company,Incorporated (9511) 56,927,965 0

Electric Power Development Co.,Ltd. (9513) 183,051,100 0

EF-ON INC. (9514) 21,638,199 0

Oct. 2020

- 137 -


Shares Shares

eREX Co.,Ltd. (9517) 51,869,200 Exercise of Subscription Warrants 775,000 Mar. 2014 Resolution based 1 0 Shares


RENOVA,Inc. (9519) 77,135,600 Exercise of Subscription Warrants 8,000 Feb. 2011 Resolution based 1 0 Shares











TOKYO GAS CO.,LTD. (9531) 442,436,059 0

OSAKA GAS CO.,LTD. (9532) 416,680,000 0

TOHO GAS CO.,LTD. (9533) 105,606,285 0

HOKKAIDO GAS CO.,LTD. (9534) 17,737,806 0

HIROSHIMA GAS CO.,LTD. (9535) 68,120,955 0

SAIBU GAS CO.,LTD. (9536) 37,187,567 0

HOKURIKU GAS CO.,LTD. (9537) 4,800,000 0

KEIYO GAS CO.,LTD. (9539) 10,935,000 0

SHIZUOKA GAS CO.,LTD. (9543) 76,192,950 0

METAWATER Co.,Ltd. (9551) 51,847,000 Oct. 01 Stock Split 25,923,500

I-NET CORP. (9600) 16,242,424 0

Shochiku Co.,Ltd. (9601) 13,937,857 0

TOHO CO.,LTD (9602) 186,490,633 0

H.I.S.Co.,Ltd. (9603) 68,768,936 Oct. 21 Third-Party Allotment, etc. 5,246,000

Oct. 30 Retirement of Treasury Stocks -5,000,000

Exercise of CB 0 CB 24. 11 JPY 0 thou. JPY 25,000,000 thou. JPY


TOEI COMPANY,LTD. (9605) 14,768,909 0

WILSON LEARNING WORLDWIDE INC. (9610) 5,154,580 0

LUCKLAND CO.,LTD. (9612) 9,709,400 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares


NTT DATA CORPORATION (9613) 1,402,500,000 0

KYORITSU MAINTENANCE CO.,LTD. (9616) 39,219,653 Exercise of CB 0 * CB 4 0 thou. JPY 19,987,000 thou. JPY

ICHINEN HOLDINGS CO.,LTD. (9619) 24,612,227 0

CTI Engineering Co.,Ltd. (9621) 14,159,086 0

SPACE CO.,LTD. (9622) 26,600,319 0

CHODAI CO.,LTD. (9624) 9,416,000 0

CERESPO CO.,LTD. (9625) 5,703,500 0

AIN HOLDINGS INC. (9627) 35,428,212 0

SAN HOLDINGS,INC. (9628) 12,164,016 0

PCA CORPORATION (9629) 7,700,000 0

TOKYU RECREATION CO.,LTD. (9631) 6,387,494 0

Subaru Enterprise Co.,Ltd. (9632) 2,662,000 0

Oct. 2020

- 138 -


Shares Shares

TOKYO THEATRES COMPANY,INCORPORATED (9633) 8,013,000 0

Musashino Kogyo Co.,Ltd. (9635) 1,050,000 0

Kin-Ei Corp. (9636) 2,821,000 0

O S CO.,LTD. (9637) 3,200,000 0

SANKYO FRONTIER CO.,LTD. (9639) 11,678,400 0

SAISON INFORMATION SYSTEMS CO.,LTD. (9640) 16,200,000 0

SACOS CORPORATION (9641) 42,866,681 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares




TANABE CONSULTING CO.,LTD. (9644) 8,754,200 0

KYOWA ENGINEERING CONSULTANTS CO.,LTD. (9647) 586,100 0

Japan Process Development Co.,Ltd. (9651) 10,645,020 0

GREENLAND RESORT COMPANY LIMITED (9656) 10,346,683 0

BUSINESS BRAIN SHOWA･OTA INC. (9658) 16,000,000 0

Kabuki-Za Co.,Ltd. (9661) 12,170,000 0

NAGAWA CO.,Ltd (9663) 16,357,214 0

YOMIURI LAND.CO.,LTD. (9671) 8,352,202 0

TOKYOTOKEIBA CO.,LTD. (9672) 28,764,854 0

Joban Kosan Co.,Ltd. (9675) 8,808,778 0

KANAMOTO CO.,LTD. (9678) 38,742,241 0

HORAI Co.,Ltd. (9679) 1,404,000 0

TOKYO DOME CORPORATION (9681) 95,857,420 0

DTS CORPORATION (9682) 50,444,532 0

SQUARE ENIX HOLDINGS CO.,LTD. (9684) 122,531,596 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares















KYCOM HOLDINGS CO.,LTD. (9685) 5,115,492 0

TOYO TEC CO.,LTD. (9686) 11,440,000 0

KSK CO.,LTD (9687) 7,636,368 0

RYOMO SYSTEMS CO.,LTD. (9691) 3,510,000 0

COMPUTER ENGINEERING & CONSULTING LTD. (9692) 37,600,000 0

THE KAMOGAWA GRAND HOTEL,LTD. (9695) 10,453,920 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,200,000 Shares

With us Corporation (9696) 10,440,000 0

Oct. 2020

- 139 -


Shares Shares

CAPCOM CO.,LTD. (9697) 135,446,488 0

CREO CO.,LTD. (9698) 8,650,369 0

NISHIO RENT ALL Co.,LTD. (9699) 28,391,464 0

Tokyo Kaikan Co.,Ltd. (9701) 3,463,943 0

ISB CORPORATION (9702) 5,669,952 Oct. 09 Third-Party Allotment, etc. 71,000

AGORA Hospitality Group Co.,Ltd. (9704) 281,708,934 0

Japan Airport Terminal Co.,ltd. (9706) 84,476,500 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 15,000,000 thou. JPY

UNIMAT Retirement Community Co.,Ltd. (9707) 8,598,912 0

Imperial Hotel,Ltd. (9708) 59,400,000 0

NCS&A CO.,LTD. (9709) 20,000,000 0

THE ROYAL HOTEL,LIMITED (9713) 10,271,651 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 300,000 Shares

transcosmos inc. (9715) 48,794,046 Exercise of CB 0 CB 20. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

NOMURA Co.,Ltd. (9716) 119,896,588 0

JASTEC Co.,Ltd. (9717) 18,287,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares





SCSK Corporation (9719) 104,181,803 0

HOTEL NEWGRAND CO.,LTD. (9720) 1,179,199 0

FUJITA KANKO INC. (9722) 12,207,424 0

THE KYOTO HOTEL,LTD. (9723) 11,091,400 0

KNT-CT Holdings Co.,Ltd. (9726) 27,331,013 0

NIPPON KANZAI Co.,Ltd. (9728) 41,180,306 0

TOKAI Corp. (9729) 36,041,346 0

Hakuyosha Company,Ltd. (9731) 3,900,000 0

Nagase Brothers Inc. (9733) 10,148,409 0

Kabushiki Kaisha Seiyoken. (9734) 2,628,000 0

SECOM CO.,LTD. (9735) 233,295,926 0

NIPPON SYSTEMWARE CO.,LTD. (9739) 14,900,000 0

CENTRAL SECURITY PATROLS CO.,LTD. (9740) 14,816,692 0

INES Corporation (9742) 23,900,000 0

TANSEISHA CO.,LTD. (9743) 48,424,071 0

MEITEC CORPORATION (9744) 29,000,000 0

TKC Corporation (9746) 26,731,033 0

FUJI SOFT INCORPORATED (9749) 33,700,000 0

IX Knowledge Incorporated (9753) 11,200,000 0

OYO Corporation (9755) 27,582,573 0

Funai Soken Holdings Incorporated (9757) 53,000,000 0

JAPAN SYSTEMS CO.,LTD. (9758) 26,051,832 0

NSD CO.,LTD. (9759) 92,344,320 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

SHINGAKUKAI HOLDINGS CO.,LTD. (9760) 20,031,000 0

TOKAI LEASE CO.,LTD. (9761) 3,494,322 0

Marubeni Construction Material Lease Co.,Ltd. (9763) 3,429,440 0

OHBA CO.,LTD. (9765) 18,250,000 0

KONAMI HOLDINGS CORPORATION (9766) 143,500,000 Exercise of CB 0 CB 22. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

Oct. 2020

- 140 -


Shares Shares

NIKKEN KOGAKU CO.,LTD. (9767) 1,862,254 0

IDEA Consultants,Inc. (9768) 7,499,025 0

GAKKYUSHA CO.,LTD. (9769) 11,212,292 0

SAPPORO CLINICAL LABORATORY INC. (9776) 4,216,000 0

SUBARU CO.,LTD. (9778) 693,576 0

HARIMA B.STEM CORPORATION (9780) 962,449 0

DMS INC. (9782) 7,262,020 0

Benesse Holdings,Inc. (9783) 102,541,528 0

AEON DELIGHT CO.,LTD. (9787) 54,169,633 Exercise of Subscription Warrants 0 May 2011 Resolution based 1 0 Shares







NAC CO.,LTD. (9788) 24,306,750 0

Fukui Computer Holdings,Inc. (9790) 20,700,000 0

BIKEN TECHNO CORPORATION (9791) 7,718,722 0

NICHIIGAKKAN CO.,LTD. (9792) 73,017,952 0

Daiseki Co.,Ltd. (9793) 43,000,000 0

STEP CO.,LTD. (9795) 16,670,000 0

NIPPON ENGINEERING CONSULTANTS CO.,LTD. (9797) 7,660,000 0

ASAHI INTELLIGENCE SERVICE CO.,LTD. (9799) 8,264,850 0

NIPPON STEEL TRADING CORPORATION (9810) 32,307,800 0

T.O. Holdings CO.,LTD. (9812) 8,926,896 0

Striders Corporation (9816) 8,897,089 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares



DAIMARU ENAWIN Co.,Ltd. (9818) 8,046,500 0

MT GENEX CORPORATION (9820) 1,079,600 0

Mammy Mart Corporation (9823) 10,796,793 0

SENSHU ELECTRIC CO.,LTD. (9824) 10,800,000 0

Lilycolor Co.,Ltd. (9827) 12,662,100 0

GENKI SUSHI CO.,LTD. (9828) 8,882,908 0

NAGANO TOKYU DEPARTMENT STORE CO.,LTD. (9829) 964,521 0

TRUSCO NAKAYAMA CORPORATION (9830) 66,008,744 0

YAMADA HOLDINGS CO.,LTD. (9831) 966,560,272 0

AUTOBACS SEVEN CO.,LTD. (9832) 84,050,105 0

JUNTENDO CO.,LTD. (9835) 8,331,164 0

MORITO CO.,LTD. (9837) 30,800,000 0

ARCLAND SAKAMOTO CO.,LTD. (9842) 41,381,686 0

Nitori Holdings Co.,Ltd. (9843) 114,443,496 0

PARKER CORPORATION (9845) 26,801,452 0

TENMAYA STORE CO.,LTD. (9846) 11,550,000 0

KYODO PAPER HOLDINGS (9849) 735,344 0

GOURMET KINEYA CO.,LTD. (9850) 22,610,359 0

Oct. 2020

- 141 -


Shares Shares

CB GROUP MANAGEMENT Co.,Ltd. (9852) 2,461,848 0

GINZA RENOIR CO.,LTD. (9853) 6,252,004 0

AIGAN CO.,LTD. (9854) 21,076,154 0

KU HOLDINGS CO.,LTD. (9856) 44,126,024 0

EIWA CORPORATION (9857) 6,470,000 0

YOSHINOYA HOLDINGS CO.,LTD. (9861) 65,129,558 0

Solekia Limited (9867) 865,301 0

KATO SANGYO CO.,LTD. (9869) 38,153,115 0

KITAKEI CO.,LTD. (9872) 10,011,841 0

KFC Holdings Japan,Ltd. (9873) 22,423,761 0

COX CO.,LTD. (9876) 27,711,028 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares




SEKIDO CO.,LTD. (9878) 1,985,928 Exercise of Subscription Warrants 500 May 2020 Resolution based 1 0 Shares




INNOTECH CORPORATION (9880) 13,700,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares








YELLOW HAT LTD. (9882) 49,923,146 0

CHARLE CO.,LTD. (9885) 16,086,250 0

MATSUYA FOODS HOLDINGS CO.,LTD. (9887) 19,063,968 0

UEX,LTD. (9888) 12,000,000 0

JBCC Holdings Inc. (9889) 17,773,743 0

MAKIYA CO.,LTD. (9890) 10,540,200 0

CONSEC CORPORATION (9895) 1,864,011 0

JK Holdings Co.,Ltd. (9896) 31,840,016 0

Sagami Holdings Corporation (9900) 26,501,784 0

NICHIDEN Corporation (9902) 31,886,000 0

KANSEKI CO.,LTD (9903) 8,050,000 0

Verite Co.,Ltd. (9904) 27,230,825 0

Fujii Sangyo Corporation (9906) 10,010,000 0

NIHON DENKEI CO.,LTD (9908) 7,879,005 0

AIKO CORPORATION (9909) 882,200 0

NIPPO LTD. (9913) 9,127,338 0

Uematsu Shokai Co.,Ltd. (9914) 2,340,000 0

KANSAI SUPER MARKET LTD. (9919) 31,940,954 0

WATT MANN CO.,LTD. (9927) 1,136,854 0

MIROKU JYOHO SERVICE CO.,LTD. (9928) 34,806,286 Exercise of CB 0 CB 23. 12 JPY 0 thou. JPY 11,000,000 thou. JPY

Oct. 2020

- 142 -


Shares Shares



HEIWA PAPER CO.,LTD. (9929) 10,116,917 0

KITAZAWA SANGYO CO.,LTD. (9930) 23,818,257 0

SUGIMOTO & CO.,LTD. (9932) 11,399,237 0

INABA DENKISANGYO CO.,LTD. (9934) 56,419,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares





OHSHO FOOD SERVICE CORP. (9936) 23,286,230 0

TAIYO BUSSAN KAISHA,LTD. (9941) 1,328,219 0

PLENUS Co.,Ltd. (9945) 44,392,680 0

MINISTOP CO.,LTD. (9946) 29,372,774 0

ARCS COMPANY,LIMITED (9948) 57,649,868 0

HACHI-BAN CO.,LTD. (9950) 3,068,111 0

THE YONKYU CO.,LTD. (9955) 12,228,029 0

VALOR HOLDINGS CO.,LTD. (9956) 53,987,499 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

ASEED HOLDINGS CO.,LTD. (9959) 13,495,248 0

TOTECH CORPORATION (9960) 13,988,000 0

MISUMI Group Inc. (9962) 284,047,497 Exercise of Subscription Warrants 1,300 Jun. 2012 Resolution based 1 0 Shares















ITEC CORPORATION (9964) 11,300,000 0

FUJIKYU CORPORATION (9966) 12,301,000 Oct. 01 Stock Split 6,150,500

SAKAI TRADING CO.,LTD. (9967) 2,000,000 0

SHOKUBUN CO.,LTD. (9969) 11,856,669 0

ALTECH CO.,LTD. (9972) 19,354,596 0

Kozosushi Co.,LTD. (9973) 117,546,265 Exercise of CB 0 CB 1 0 thou. JPY 400,000 thou. JPY

Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 28,760,000 Shares




Belc CO.,LTD. (9974) 20,867,800 0

Oct. 2020

- 143 -


Shares Shares

SEKICHU CO.,LTD. (9976) 5,586,150 0

Aoki Super Co.,LTD. (9977) 6,250,000 0

BUNKYODO GROUP HOLDINGS CO.,LTD. (9978) 24,614,090 Conversion of Preferred Stock, etc. 5,384,375 PS 1 55 Shares 365 Shares Retirement 55 Shares

PS 2 200 Shares 0 Shares Retirement 200 Shares

PS 3 200 Shares 0 Shares Retirement 200 Shares






DAISYO CORPORATION (9979) 21,198,962 0

MRK HOLDINGS INC. (9980) 101,295,071 0

Takihyo Co.,Ltd. (9982) 9,600,000 0

FAST RETAILING CO.,LTD. (9983) 106,073,656 0

SoftBank Group Corp. (9984) 2,089,814,330 0

ZAOH COMPANY,LTD. (9986) 6,266,000 0

SUZUKEN CO.,LTD. (9987) 103,344,083 0

SUNDRUG CO.,LTD. (9989) 119,331,184 0

SAC'S BAR HOLDINGS INC. (9990) 29,859,900 0

GECOSS CORPORATION (9991) 36,436,125 0

YAMAZAWA CO.,LTD. (9993) 10,960,825 0

YAMAYA CORPORATION (9994) 10,847,870 0

GLOSEL Co.,Ltd. (9995) 26,426,800 0

Satoh&Co.,Ltd. (9996) 9,152,640 0

BELLUNA CO.,LTD. (9997) 97,244,472 0

DISCLAIMER: This translation may be used only for reference purposes. This English version is not an official translation of theoriginal Japanese document. In cases where any differences occur between the English version and the original Japanese version, theJapanese version shall prevail. Tokyo Stock Exchange, Inc. and/or Japan Exchange Regulation shall individually or jointly accept noresponsibility or liability for damage or loss caused by any error, inaccuracy, or misunderstanding with regard to thistranslation.

PS1 PS2 PS1 KODAMA CHEMICAL INDUSTRY CO.,LTD. PS1 TOYO … · 2020. 11. 20. · Nippon Avionics...

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