Proximal humerus fractures in children and adolescents · 2017. 1. 13. · post-traumatic lesions...

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Orthopaedics & Traumatology: Surgery & Research 100 (2014) S149–S156 Available online at ScienceDirect www.sciencedirect.com Review article Proximal humerus fractures in children and adolescents Y. Lefèvre a,, P. Journeau b , A. Angelliaume a , A. Bouty a , E. Dobremez a a Service de chirurgie pédiatrique, hôpital des Enfants, CHU de Bordeaux, place Amélie-Raba-Léon, 33000 Bordeaux, France b Service de chirurgie d’orthopédie infantile, hôpital d’Enfants, CHU de Nancy, allée du Morvan, 54500 Vandœuvre-lès-Nancy, France a r t i c l e i n f o Article history: Accepted 14 June 2013 Keywords: Proximal humerus Paediatric patient Retrograde elastic stable intramedullary nailing a b s t r a c t Proximal humerus fractures are rare in paediatric traumatology. Metaphyseal fractures account for about 70% of cases and epiphyseal separation for the remaining 30%. The development and anatomy of the prox- imal humerus explain the various fracture types, displacements, and potential complications; and also help in interpreting the radiographic findings, most notably in young children. Physicians should be alert to the possibility of an underlying lesion or pathological fracture requiring appropriate diagnostic investigations, and they should consider child abuse in very young paediatric patients. Although the man- agement of proximal humerus fractures remains controversial, the extraordinary remodelling potential of the proximal humerus in skeletally immature patients often allows non-operative treatment without prior reduction. When the displacement exceeds the remodelling potential suggested by the extent of impaction, angulation, and patient age, retrograde elastic stable intramedullary nailing (ESIN) provides effective stabilisation. As a result, the thoraco-brachial abduction cast is less often used, although this method remains a valid option. Retrograde ESIN must be performed by a surgeon who is thoroughly con- versant with the fundamental underlying principles. Direct percutaneous pinning is a fall-back option when the surgeon’s experience with ESIN is insufficient. Finally, open reduction is very rarely required and should be reserved for severely displaced fractures after failure of closed reduction. When these indications are followed, long-term outcomes are usually excellent, with prompt resumption of previous activities and a low rate of residual abnormalities. © 2013 Published by Elsevier Masson SAS. Proximal humerus fractures (PHF) are uncommon but char- acteristic post-traumatic lesions in children and adolescents. The anatomic characteristics of the proximal humerus largely explain the various fracture presentations, complications, and outcomes. The management of PHF underwent a major change in 1985 with the introduction of retrograde elastic stable intramedullary nailing (ESIN). ESIN has steadily gained ground over non-operative management, although the best criteria for choosing between these two treatment options are still not agreed on. 1. The proximal humerus 1.1. Development and growth of the proximal humerus The proximal humeral physis is composed of three ossifica- tion centres, for the head, lesser tuberosity, and greater tuberosity, respectively. The capital centre appears at 3 months of age at the lat- est, whereas the two other centres appear at 1 year of age and fuse between 3 and 5 years of age to produce the tuberosity ossification Corresponding author. Mobile phone: +33 6 64 76 06 05; office phone: +33 5 56 79 98 11; fax: +33 5 56 79 47 91. E-mail address: [email protected] (Y. Lefèvre). centre. Finally, at about 6 years of age, the capital and tuberos- ity centres fuse into a single proximal epiphyseal centre. At this point, the proximal humerus physis acquires a characteristic tent shape (Fig. 1a) responsible for a radiographic double contour that complicates the interpretation of the images [1]. The proximal humerus physis accounts for nearly 80% of the longitudinal growth of the humerus, a fact that translates into an extraordinary potential for remodelling (Fig. 2). The last growth plates to close are those of the long bones (16–17 years in girls and 18 years in boys) [2]. Consequently, epiphyseal separation can occur in adolescents, who can experience remod- elling in the event of malunion. 1.2. Specific anatomic characteristics of the proximal humerus The joint capsule insertion follows the lateral edge of the physis then dips downwards vertically on the medial aspect of the meta- physis (Fig. 1b). This configuration explains the high proportion of Salter-Harris type II epiphyseal separations with a fracture line that follows the joint capsule insertion, detaching a medial wedge of the metaphysis together with the epiphyseal fragment [3]. The muscle attachments to the proximal humerus contribute to explain the displacement of the fragments. The rotator cuff attaches proximal to the pectoralis major and deltoid muscles. 1877-0568/$ see front matter © 2013 Published by Elsevier Masson SAS. http://dx.doi.org/10.1016/j.otsr.2013.06.010 brought to you by CORE View metadata, citation and similar papers at core.ac.uk provided by Elsevier - Publisher Connector

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Page 1: Proximal humerus fractures in children and adolescents · 2017. 1. 13. · post-traumatic lesions in children and adolescents. The anatomic characteristics of the proximal humerus

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roximal humerus fractures in children and adolescents

. Lefèvrea,∗, P. Journeaub, A. Angelliaumea, A. Boutya, E. Dobremeza

Service de chirurgie pédiatrique, hôpital des Enfants, CHU de Bordeaux, place Amélie-Raba-Léon, 33000 Bordeaux, FranceService de chirurgie d’orthopédie infantile, hôpital d’Enfants, CHU de Nancy, allée du Morvan, 54500 Vandœuvre-lès-Nancy, France

a r t i c l e i n f o

rticle history:ccepted 14 June 2013

eywords:roximal humerusaediatric patientetrograde elastic stable intramedullaryailing

a b s t r a c t

Proximal humerus fractures are rare in paediatric traumatology. Metaphyseal fractures account for about70% of cases and epiphyseal separation for the remaining 30%. The development and anatomy of the prox-imal humerus explain the various fracture types, displacements, and potential complications; and alsohelp in interpreting the radiographic findings, most notably in young children. Physicians should bealert to the possibility of an underlying lesion or pathological fracture requiring appropriate diagnosticinvestigations, and they should consider child abuse in very young paediatric patients. Although the man-agement of proximal humerus fractures remains controversial, the extraordinary remodelling potentialof the proximal humerus in skeletally immature patients often allows non-operative treatment withoutprior reduction. When the displacement exceeds the remodelling potential suggested by the extent ofimpaction, angulation, and patient age, retrograde elastic stable intramedullary nailing (ESIN) provideseffective stabilisation. As a result, the thoraco-brachial abduction cast is less often used, although this

brought to you by ata, citation and similar papers at core.ac.uk

provided by Elsevier - Publisher C

method remains a valid option. Retrograde ESIN must be performed by a surgeon who is thoroughly con-versant with the fundamental underlying principles. Direct percutaneous pinning is a fall-back optionwhen the surgeon’s experience with ESIN is insufficient. Finally, open reduction is very rarely requiredand should be reserved for severely displaced fractures after failure of closed reduction. When theseindications are followed, long-term outcomes are usually excellent, with prompt resumption of previous

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activities and a low rate o

Proximal humerus fractures (PHF) are uncommon but char-cteristic post-traumatic lesions in children and adolescents. Thenatomic characteristics of the proximal humerus largely explainhe various fracture presentations, complications, and outcomes.

The management of PHF underwent a major change in 1985ith the introduction of retrograde elastic stable intramedullaryailing (ESIN). ESIN has steadily gained ground over non-operativeanagement, although the best criteria for choosing between these

wo treatment options are still not agreed on.

. The proximal humerus

.1. Development and growth of the proximal humerus

The proximal humeral physis is composed of three ossifica-ion centres, for the head, lesser tuberosity, and greater tuberosity,

espectively. The capital centre appears at 3 months of age at the lat-st, whereas the two other centres appear at 1 year of age and fuseetween 3 and 5 years of age to produce the tuberosity ossification

∗ Corresponding author. Mobile phone: +33 6 64 76 06 05; officehone: +33 5 56 79 98 11; fax: +33 5 56 79 47 91.

E-mail address: [email protected] (Y. Lefèvre).

877-0568/$ – see front matter © 2013 Published by Elsevier Masson SAS.ttp://dx.doi.org/10.1016/j.otsr.2013.06.010

dual abnormalities.© 2013 Published by Elsevier Masson SAS.

centre. Finally, at about 6 years of age, the capital and tuberos-ity centres fuse into a single proximal epiphyseal centre. At thispoint, the proximal humerus physis acquires a characteristic tentshape (Fig. 1a) responsible for a radiographic double contour thatcomplicates the interpretation of the images [1].

The proximal humerus physis accounts for nearly 80% of thelongitudinal growth of the humerus, a fact that translates into anextraordinary potential for remodelling (Fig. 2).

The last growth plates to close are those of the long bones (16–17years in girls and 18 years in boys) [2]. Consequently, epiphysealseparation can occur in adolescents, who can experience remod-elling in the event of malunion.

1.2. Specific anatomic characteristics of the proximal humerus

The joint capsule insertion follows the lateral edge of the physisthen dips downwards vertically on the medial aspect of the meta-physis (Fig. 1b). This configuration explains the high proportion ofSalter-Harris type II epiphyseal separations with a fracture line thatfollows the joint capsule insertion, detaching a medial wedge of the

metaphysis together with the epiphyseal fragment [3].

The muscle attachments to the proximal humerus contribute toexplain the displacement of the fragments. The rotator cuff attachesproximal to the pectoralis major and deltoid muscles.

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Fig. 1. Development and anatomy of the proximal humerus: a: appearance of the proximal humeral epiphysis during growth, with the development of secondary ossificationcentres (head at 1 year of age, lesser tuberosity around 2 years of age, and greater tuberosity around 5 years of age), which fuse before 10 years of age. The apparently eccentricposition of the ossification centres within the epiphysis explains that the normal appearance can be mistaken for epiphyseal separation; b: configuration of the gleno-humeraljoint capsule attachment to the proximal humerus, which explains the frequency of epiphyseal separation with detachment of a medial metaphyseal wedge.

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Another important factor is the proximity of soft-tissue struc-ures, including the long head of biceps tendon, which runs throughhe gleno-humeral joint cavity. In addition, the axillary artery anderve trunks emerging from the brachial plexus travel medial tohe humeral head. These structures should be considered whennalysing PHFs and planning the treatment strategy for the fracturend potential complications.

. Proximal humerus fractures (PHFs)

.1. Epidemiology

The incidence distribution of PHFs over the life span shows anarly modest peak between 10 and 14 years of age followed by aeturn to low levels in young adults then by an increase after 45ears to a maximum after 70 years [4].

In neonates, PHFs account for one-third of all humerus fractures,hich are exceedingly rare (0.03/1000 births) [5]. In children and

dolescents, PHFs contribute only 0.5% to 3.5% of all fractures [4,6].In the youngest age groups, abuse can result in PHFs (by order of

requency, the sites of humerus fractures due to abuse are the dia-hysis, distal humerus, and proximal humerus.) In patients youngerhan 18 months of age, two-thirds of all humerus fractures may beelated to abuse [7].

0-year-old boy: a: on day 0; b: 6 months after non-operative treatment consisting

Finally, the proportion of metaphyseal fractures is higher inpre-pubertal patients, whereas the proportion of epiphyseal sepa-rations is higher in adolescents.

2.2. Causes and mechanisms

In neonates, traction on the upper limb during a difficult vaginalor caesarean extraction can result in a PHF [5,8]. In young paediatricpatients, particularly those who are victims of abuse, PHFs resultfrom repeated brutal traction on the abducted upper limb. Amongolder children and adolescents, boys are affected in 60% of cases,and PHFs chiefly involve the non-dominant arm.

For all PHF types, the usual cause is a backwards fall on the armwith the upper limb adducted, the elbow extended, and the shoul-der extended and rotated externally. In adults, this mechanismusually results in antero-medial dislocation of the gleno-humeraljoint. A direct fall on the tip of the shoulder is less common, andtorsion forces are the least frequent mechanism.

The falls that cause these mechanisms occur in a variety of cir-

cumstances. About one-fourth of the falls are related to sports andanother third to motor vehicle accidents. Furthermore, one-fourthof patients have a lesion at another site (fracture of another longbone, injury to an internal organ, or neurosurgical injury).
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Finally, the long head of biceps tendon runs through the jointcavity, suggesting a risk of entrapment within severely displacedfractures, precluding closed reduction (Fig. 4). Despite some con-troversy [1,17], this possibility is accepted by most authors and

Fig. 3. Pathoanatomy of proximal hume

Finally, little leaguer’s shoulder is a stress fracture or overusenjury seen in young baseball players [9]. The patient reports painn the proximal humerus, particularly during the act of throwing.adiographs show non-displaced Salter-Harris type I pseudo-piphyseal separation, with widening of the proximal physis area,ateral physeal fragmentation or calcification, sclerosis, and meta-hyseal demineralisation or even subchondral geodes.

.3. Pathological patterns of proximal humerus fractures

Two variants are distinguished: metaphyseal fracture and epi-hyseal separation (Fig. 3) [1]. Metaphyseal fractures account for0% of all PHFs. The fracture line is usually at the surgical necknd less often at the metaphysis-diaphysis junction. A transverser short oblique line is the rule. Epiphyseal separation contributeshe remaining 30% of PHFs. The type of separation depends onhe degree of skeletal maturity. Salter-Harris type II is the mostommon type and occurs chiefly in adolescents. Pure intra-physealeparation, or Salter-Harris type I, is less common and can be seent all ages before growth-plate closure. Salter-Harris types III andV are exceedingly rare. Little leaguer’s shoulder with Salter-Harrisype I pseudo-epiphyseal separation, or thrower’s stress fracture,s a separate entity.

Finally, among all pathological fractures, 40% involve the prox-mal humerus [10]. Unicameral bone cyst is the leading cause, ashis lesion develops in the proximal humerus in 51% of cases [11].he other tumours responsible for pathological PHFs are aneurys-al bone cyst, non-ossifying fibroma, fibrous dysplasia, and bonealignancies such as osteosarcoma [10].

.4. Displacement

Varus is the usual direction of PHF displacement, with theumeral head moving medial to and behind the shaft: traction ofhe pectoralis major muscle attachment pulls the distal fragment

edially, while the rotator cuff and deltoid muscle attachmentsull the proximal fragment upwards, with a tendency towards flex-

on and external rotation [12].Displacement is absent or minimal in 40% of metaphyseal frac-

ures. In contrast, 85% of patients with epiphyseal separationxhibit displacement.

The Neer-Horowitz classification system based on displacementeverity [13] is widely referred to in the literature (grade I, no dis-

lacement; grade II, displacement no greater than one-third of shaftidth; grade III, displacement greater than one-third but no greater

han two-thirds of shaft width; and grade IV, displacement greaterhan two-thirds of shaft width).

actures in skeletally immature patients.

2.5. Complications

Acute complications are rare. Nevertheless, there have been afew reports of injury to the axillary artery, reflecting the closeproximity of the shoulder-girdle vessels and nerves [14]. Nervetrunk stretching, which may be fairly common in the elderly [15], isexceedingly rare in paediatric patients (of 578 skeletally immaturepatients, only 0.7% had symptomatic nerve lesions [16]). Injuriesto vessels and nerves occur chiefly in severely displaced fractures[16].

Fig. 4. Entrapment of the long head of biceps tendon within an epiphyseal separa-tion of the proximal humerus. Presence of the tendon precludes closed reduction.

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onsidered to indicate open reduction (via the delto-pectoralpproach) when closed reduction fails [15,18].

.6. Healing

No cases of non-union have been reported in the literature.Time to healing of a metaphyseal fracture or epiphyseal sepa-

ation is 6 weeks. Nevertheless, the considerable bone-formationotential at the proximal humerus allows mobilisation duringomestic activities or pendulum exercises (with limited loading)s early as 3 to 4 weeks.

.7. Course and sequelae

The vast majority of PHFs have a favourable outcome withesumption of previous sporting activities within a few months ando pain or noticeable discomfort [1,6,19].

Possible sequelae include residual pain and shoulder abductionimitation related to residual varus. Shortening of the humerusnearly always by less than 2 cm and well tolerated) and mal-nion with residual angulation but no clinical impact have beeneported [1,19]. A few cases of transient epiphyseal necrosis with

favourable outcome have been described in patients with Salter-arris type III or IV epiphyseal separation [20].

Overall, the risk of sequelae is greatest in patients with severeisplacement and, according to some authors, in very young pae-iatric patients who are treated surgically [21].

.8. Diagnosis

The diagnosis is readily achieved in most cases, particularlyn patients with displaced metaphyseal fractures. After a typicalnjury, the patient presents with pain, swelling, and functionalmpairment of the shoulder. Identification of the fracture line onntero-posterior and lateral radiographs confirms the diagnosis.

Diagnostic challenges may arise, however, in young paedi-tric patients with normal radiographs, as the double-contourppearance related to the distinctive shape of the physis may mis-akenly suggest non-displaced epiphyseal separation. Comparativeadiographs provide the definitive diagnosis when doubt persists.inally, ultrasonography can visualise the fracture, particularly ineonates and infants [5].

A pathological fracture should be considered routinely if theracture occurred after a low-energy trauma or the patient reportshoulder pain antedating the fracture. Standard imaging tech-iques provide an initial characterisation of the underlying lesion.omputed tomography with or without contrast injection delin-ates the features of the most typical lesions, such as unicameralone cyst. The images should be scrutinised for evidence of a cys-ic lesion, such as the presence within the lesion of fluid levels orf a bone splinter indicating a cavity. It has been suggested thatnicameral cyst can be diagnosed based only on the radiographicndings [22]. Computerised tomography (CT) and magnetic res-nance imaging (MRI) can be used to complement the imagingork-up and is indispensable when a malignancy is suspected.owever, care should be taken to avoid unnecessary imaging

tudies, as the underlying lesion is most often a unicameral cystexhibiting the usual distinctive features) and PHF is the most com-

on mode of discovery of unicameral cyst at this location.When the imaging studies cannot convincingly rule out a malig-

ancy, a definitive diagnosis must be obtained. A biopsy is requiredn this situation. Two precautions are in order: comprehensive local

nd regional imaging studies must be obtained before the biopsyincluding MRI with the appropriate protocols), as the local changesnduced by the biopsy can bias the interpretation of subsequentmaging studies; and the time from fracture to biopsy must be kept

urgery & Research 100 (2014) S149–S156

short to avoid difficulties with the histological interpretation, asthe osteogenic foci normally seen in a healing fracture site maymistakenly suggest a malignant osteogenic bone tumour.

3. Therapeutic management

3.1. Treatment options

The two main treatment options are non-operative manage-ment and surgery. The best criteria for choosing between these twooptions are still under debate.

3.1.1. Non-operative managementThe rationale for non-operative management is the limited dis-

placement in many cases, with a fairly stable fracture site, togetherwith the extraordinary bone remodelling potential at the proximalhumerus.

Simple immobilisation with the elbow by the side is warrantedwhen displacement is absent or minimal or reduction is unneces-sary. The arm is positioned along the side with the elbow flexedto 90◦ and the forearm against the torso. The entire upper limb isincluded in the immobilisation system, except for the wrist andfingers. This requirement can be achieved using a simple slingand swathe system (Fig. 5a), which is removable, allowing bathingbut also carrying a risk of inappropriate removal by the patient.Other methods involving straps and adhesive taping, such as thethree-directional bandaging method described by Dujarrier, canbe used (Fig. 5b). The Dujarrier method is applied to the seatedpatient wearing a long-sleeved T-shirt to protect the torso andupper limb. Gamgee absorbent pads can be placed in the armpitand between the upper limb and torso for protection. The elbowis flexed to 90◦, with the forearm horizontal and the shoulderin internal rotation. This position is then maintained using 15 to20 cm-wide crêpe (Velpeau) bandages applied along three comple-mentary directions: vertically (between the tip of the shoulder andthe elbow on the injured side), horizontally (around the arm andtorso), and obliquely (between the elbow on the injured side andthe shoulder on the contra-lateral side). The hand should remainfree. Six to eight bandages are needed, and each is secured to theprevious and following bandages by adhesive tape. The bandagesshould be tight enough to stabilise the upper limb but not so tightthat they limit chest expansion or cause pain due to pressure on thefracture site. The bandages can be replaced by the direct applicationof adhesive tape, which provides greater rigidity but also increasespatient discomfort.

In our opinion, the hanging cast method suggested for sometypes of diaphyseal humerus fractures is not appropriate for PHFs.

Severely displaced PHFs require reduction under general anaes-thesia in the operating room. The shoulder is abducted to counterthe displacement. When impaction provides sufficient stability, thelimb is immobilised with the elbow by the side. In contrast, whenthe displacement recurs during adduction after fracture reductionby an abduction manoeuvre, thoraco-brachial immobilisation withthe shoulder abducted is required if non-operative treatment ischosen. The patient dons a T-shirt and a thoraco-brachial cast isthen fashioned with several layers of protective undercast padding.The rigid component consists in three plaster bandages or plates:a circular bandage wraps around the torso and above the contra-lateral shoulder, another bandage directly supports the upper limbwith the elbow in 90◦ of flexion, and the third bandage connects the

other two while maintaining the shoulder in sufficient abductionto maintain the reduction of the fracture (i.e., 60◦ to 90◦), in somecases with internal rotation (0◦ to 25◦) (Fig. 5c). A rigid strut (smallboard) can be incorporated to strengthen the device.
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However, this immobilisation system is bulky and its advan-ages and drawbacks should be compared to those of surgicaltabilisation.

.1.2. Surgical treatmentAlthough various methods have been described, retrograde elas-

ic stable intramedullary nailing (ESIN) has become the method ofhoice based on many studies comparing this technique to directercutaneous pinning.

.1.2.1. Direct percutaneous pinning. When fracture displacements unacceptable, the patient is given general anaesthesia in theperating room and manipulative reduction is performed usinganoeuvres that overcome the displacing forces. Steel K-wires are

hen inserted percutaneously via the lateral aspect of the shoulder,nder the deltoid muscle ‘V’, into the lateral metaphyseal cortex.he wires are advanced upwards and obliquely into the humeralead [6].

This technique has the advantage of being simple and rapid toerform. Complications include a risk of humeral head perforationnd a high rate of rotator cuff muscle irritation by the wires [23].he main drawback is limited fracture stabilisation, which requirestrict post-operative immobilisation or even, according to someuthors, the use of a shoulder abduction immobiliser [23]. Thisechnique is losing ground to retrograde ESIN [24].

.1.2.2. Retrograde ESIN. This method involves retrograde nailingn compliance with the principles of minimally invasive internalxation that spares the neighbouring soft tissues [25,26].

The patient is given general anaesthesia then placed in an eccen-ric supine position towards a radiolucent arm table. Care is taken tonsure that the fluoroscopy view shows the entire humerus, includ-ng the head. A less often used position is lateral decubitus with therm vertical and abducted on an arm support.

Sterile drapes are placed over the entire upper limb, leaving anccess route for a delto-pectoral approach, which may be needed iflosed reduction fails.

Sharp-tipped nails must be used. This is an important point,s blunt-tipped nails may push the proximal fragment instead ofenetrating it.

The nails are inserted 1 to 2 cm proximal to the lateral epi-ondyle (Fig. 6). The skin incision is distal to the bone penetrationoint in order to facilitate the ascending oblique nail trajectory. At

his point of the distal humerus, the radial nerve is anterior to theateral bicipital groove. The cortex is marked using a square-tippedwl to ensure stability of the drill bit and to avoid trajectory errors,ost notably in the lateral bicipital groove.

Fig. 6. Sites of insertion of retrograde elastic stable intramedullary nails (a, lateralview of the elbow; and b, section through the distal humerus).

Fracture reducibility is checked before sterile draping and usu-ally requires marked arm abduction. With the upper limb on thearm table, the nails are advanced into the proximal fragment, up tothe edge of the fracture. The reduction manoeuvre is repeated andthe nails are impacted into the proximal fragment using a malletwhile maintaining the reduction (Fig. 7).

When reduction is only partial, the first nail can be rotated afterbeing introduced into the proximal fragment to achieve final reduc-tion before introducing the second nail.

The two nails are oriented so that they diverge in the proximalfragment (Fig. 8). Care must be taken to ensure that the nails do notwind around each other, and multiple fluoroscopy incidences mustbe obtained to check that no part of the nail trajectories is outsidethe proximal fragment.

In patients with metaphyseal fractures, impaction into the prox-imal metaphyseal bone up to the distal edge of the physis usuallyprovides sufficient stability. If not, or in patients with epiphyseal

separation, the nails are impacted into the head through the physis(and sharp tips are particularly useful here) (Fig. 8). The number oftrajectories through the physis must be kept to a minimum, partic-ularly in the youngest patients. A careful assessment of shoulder
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Fig. 7. Diagram of the retrograde elastic stable intramedullary nailing technique: a: the nails are advanced up to the fracture site and seem to diverge on the antero-posteriorview; b: an abduction manoeuvre is performed to reduce the fracture; c: the nails are pushed into the metaphysis (and into the epiphysis if needed).

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otion and examination of multiple fluoroscopy incidences arerucial to rule out humeral head perforation and nail penetrationnto the joint cavity.

The nails are then cut and, if needed, impacted to only 5 mmrom the cortical surface, as the covering soft tissues are thin at thisevel.

Immobilisation consists only in a sling worn for 2 to 3 weeks.The nails are removed rapidly (starting at the second post-

perative month), given the risk of complete distal penetrationinto the humeral shaft) of the nails impacted into the epiphysisnd displaced proximally by growth.

The main specific advantages of the ESIN technique are goodtability and absence of insults to the fracture site. Studies have

ound excellent long-term outcomes [25–28].

The main drawbacks, principally in comparison to percutaneousinning, are the longer operative time and the surgeon learningurve.

n 40◦) in a 13-year-old boy treated with retrograde elastic stable intramedullary

3.1.2.3. Delto-pectoral approach. A direct surgical approach to thefracture site should be avoided to the extent possible, as it producesvery unbecoming scars. The only indication is failed closed reduc-tion, which occurs chiefly in epiphyseal separation with severedisplacement [21]. Entrapment of the long head of biceps tendonis controversial but has been deemed to require a direct approachto release the tendon, followed by ESIN fixation. However, in skele-tally immature patients, partial reduction is usually related tointerposition of periosteum and does not require a direct approach.

3.1.2.4. Metaphyseal-epiphyseal screw fixation. We believe thistechnique is no longer warranted, as it is not superior over ESINfixation and can result in severe damage to the rotator cuff muscles.

3.2. Indications

A review of published studies shows some disagreementabout the indications of each treatment option. Advocates of

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on-operative management feel that internal fixation is usedxcessively in these fractures given the usually favourable out-omes [29]. Others emphasise the high-quality reduction achievedith surgical therapy and the simplicity of post-operative manage-ent.The potential for remodelling is remarkable in young paediatric

atients but less marked in older children. Dameron and Reibeleported that the mean expected correction in children older than1 years of age was less than 20◦ [30].

To assist in developing a consensus about indications, Pahlavant al. conducted a systematic review of studies published between960 and 2010 [21]. They identified 14 studies (765 patients)eporting data on both non-operative and surgical treatment. Theesults were conflicting. Overall, range of motion was better afteron-operative management. Outcomes after surgical treatmenteemed better in older than in younger patients. Based on theseata, Pahlavan et al. suggested age-based indications, with threege groups (< 10 years, 10–13 years, and > 13 years). Immobilisationithout reduction is the treatment of choice in the youngest age

roup and reduction followed by surgical stabilisation in patientslder than 13 years with displaced fractures. In the intermediateroup, the indications should be discussed on a case-by-case basisepending on the extent of displacement and the setting.

Beaty [31] and others have suggested indications based on bothge and displacement. They reserve reduction (regardless of thexation method) for the following three patient subgroups:

patients younger than 5 years of age with 100% translation orgreater than 70◦ angulation;patients aged 5 to 10 years with greater than 50% translation orangulation greater than 70◦ in the younger patients and greaterthan 40◦ in the older patients;patients older than 11 years with translation greater than 50% orangulation greater than 40◦.

In practice, when choosing the treatment strategy two questionsust be answered:

when should reduction be performed?if reduction is performed, when is surgery in order to stabilizethe reduced fracture?

Based on our experience and on published data, we use theollowing age- and displacement-dependent indications.

Immobilisation with the elbow by the side is the rule in patientsith minimal displacement or an expected remodelling potential

hat is likely to correct the displacement.Reduction is indicated in three patient subgroups:

patients younger than 10 years with translation greater than 100%and/or angulation greater than 70◦;patients aged 10 to 13 years with translation greater than 50%and/or angulation greater than 40◦;patients older than 13 years (with an open proximal physis) withtranslation greater than 30% and/or angulation greater than 20◦.

Once reduction is achieved, stabilisation is obtained using ret-ograde ESIN. We believe this method is more acceptable than ahoraco-brachial abduction cast, as it allows a faster return to socialnd academic activities.

In practice, we very rarely use a thoraco-brachial abduction cast.evertheless, this technique remains a valid alternative when ESIN

s contra-indicated or refused by the patient and family: informedonsent is a crucial point in this situation.

In specific situations, retrograde ESIN stabilization may beeeded even for minimally displaced fractures. Examples include

urgery & Research 100 (2014) S149–S156 S155

multiple trauma patients (e.g., requiring monitoring of theabdomen), underlying bone disease or fragility, and underlyingchronic disease or disability.

Neonatal PHFs are treated by immobilisation with the elbow bythe side, chiefly for pain relief, for 2 weeks.

Pathological fractures require a different strategy. First, if thenature of the underlying lesion remains in doubt despite a standardimaging work-up, a biopsy should be performed. When the biopsyshows a benign lesion, surgical ESIN stabilisation may be indicateddepending on the nature of the lesion, displacement, and numberof previous fractures. In other cases, combining specific treatmentfor the benign tumour (e.g., injection or curettage and filling) withretrograde ESIN is discussed on a case-by-case basis.

Finally, overuse injuries in young athletes require discontinua-tion of the offending activity until the lesions heal, i.e., for 3 monthson average. The activity is then re-introduced gradually providedthe pain is fully resolved and the radiographs are normal [9].

4. Conclusion

In patients with PHFs, the diagnostic approach requires the elim-ination of an underlying lesion or pathologic fracture. Abuse shouldbe ruled out in very young paediatric patients. In-depth knowl-edge of the development and anatomy of the proximal humerusimproves the interpretation of radiographs, particularly in youngpaediatric patients, and explains the various fracture types.

The treatment strategy for PHFs is governed by the extraordi-nary remodelling potential of the proximal humerus, which oftenallows non-operative management without reduction in skele-tally immature patients. Retrograde ESIN of the proximal humerusshould be performed only by surgeons who have experience withthis method. Direct percutaneous pinning is only a fall-back optionfor surgeons who are not proficient with retrograde ESIN. Finally,direct open surgery is very rarely performed, its main indicationsbeing severely displaced fractures and, above all, failed closedreduction.

When these indications are followed, the long-term outcomesare usually excellent and sequelae fairly uncommon.

Disclosure of interest

The authors declare that they have no conflicts of interest con-cerning this article.

Acknowledgements

We thank Professor Rémi Kohler for his valuable collaboration.

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