PRESENTAZIONE DEL PROGRAMMA HORIZON 2020: Quadro...

Asti – 20 Marzo 2014

HORIZON 2020, FINANZIAMENTI E SCENARI FUTURI

PRESENTAZIONE DEL PROGRAMMA HORIZON 2020:

Quadro generale e regole di partecipazione

Serena Borgna Punto Contatto Nazionale: Bioeconomy – NMP - ERC

[email protected]

mailto:[email protected]

Europa 2020

Innovation Union

Horizon 2020

Strategia per una crescita intelligente, sostenibile e inclusiva

Iniziativa faro di sostegno alla ricerca e all’innovazione

Quadro strategico comune su ricerca e innovazione (2014- 2020)

2

OCCUPAZIONE 75% of the population aged 20-64 should be employed

R & INNOVAZIONE 3% del PIL dei Paesi EU investito in R&D

A reduction of CO2 emissions by 20%

CLIMA / ENERGIA A share of renewable energies up to 20%

An increase in energy efficiency by 20%

FORMAZIONE The share of early school leavers should be under 10%

At least 40% of the younger generation should have a degree or diploma

POVERTA’ 20 million fewer people should be at risk of poverty

Europa 2020 - 5 obiettivi

3

Le 7 “Flagship Initiatives”

Smart Growth Sustainable Growth Inclusive Growth

Innovation

« Innovation Union »

Climate, energy and mobility

« Resource efficient Europe »

Employment and skills

« An agenda for new skills and jobs »

Education

« Youth on the move » Competitiveness

« An industrial policy for the globalisation era »

Fighting poverty

« European platform against poverty » Digital society

« A digital agenda for Europe »

4

1. Training researchers

5. European Research infrastructures

8. Forum on Forward Looking Activities

2. University ranking system

3. Developing new curricula

7. Involvement of SMEs in R&I

6. Programmes focusing on EU2020

4. ERA Framework

27. Research programmes on public sector and social innovation

19. European Design Board

12. Cross-border matching of innovative firms

9. EIT to expand its activities

10. New financial instruments for private finance

11. Free Venture Capital funds

34. New indicator for fast-growing companies and monitoring

31. Scientific cooperation with third countries

32. International agreements on research infrastructures

33. MS to carry out self assessments

14. EU Patent

17. Pre-commercial and public procurements

18. Eco-innovation action plan

13. Review of State aid R&D&I

24. Smart Specialisation

29. European Innovation Partnerships

30. Policies for researchers to reside in Europe

20. Open access

28. Partners consultation on knowledge economy

25. Focus on Innovation in the next Structural Funds

26. European Social innovation pilot

21. Knowledge transfer

16. Modernise standard-setting

22. European market for patents and licensing

23. Safeguard of IPRs

15. Screening of key regulatory frameworks

La Innovation Union/1

5

European Innovation Partnership

6

Active & Healthy Ageing

Water

Agricultural Productivity & Sustainability

Smart Cities & Communities

Raw Materials

2014 - 2020

Europa 2020

Innovation Union

7

PQ

EIT

CIP

Horizon 2020

2007 - 2013

VERSO HORIZON 2020

Excellent Science

European Research Council

Frontier research by the best individual teams

Future and Emerging Technologies

Collaborative research to open new fields of innovation

Marie Skłodowska Curie actions

Opportunities for training and career development

Research infrastructures (including e-infrastructure)

Ensuring access to world-class facilities

Industrial Leadership

Leadership in enabling and industrial technologies

ICT, nanotechnologies, materials, biotechnology, manufacturing, space

Access to risk finance

Leveraging private finance and venture capital for research and innovation

Innovation in SMEs

Fostering all forms of innovation in all types of SMEs

Societal Challenges

Health, demographic change and wellbeing

Food security, sustainable agriculture, marine and maritime research & the bioeconomy

Secure, clean and efficient energy

Smart, green and integrated transport

Climate action, resource efficiency and raw materials

Inclusive, innovative and reflective societies

Security society

European Institute of Innovation and Technology (EIT)

Spreading Excellence and Widening Participation

Science with and for society

Joint Research Center (JRC)

Struttura del programma

CARATTERISTICHE

Un singolo programma che riunisce tre iniziative fino ad ora separate

Value chain che va dalla ricerca di frontiera , allo sviluppo tecnologico, dimostrazione, valorizzazione dei risultati e innovazione

Innovazione, in tutte le sue forme

Focus su societal challenges

Accesso semplificato per le imprese, le università, etc in tutti gli stati europei

Sinergie con i Fondi Strutturali

10

Challenge based calls (inter-pillars)

Business plan

Focus on added value of Innovation

Demand/value driven

Brain intensive (engineering)

Synergistic approach (programme engineering -SF)

Focus on outcome

Cosa cambia?

NEW CONCEPT THEMATIC

BASED

CHALLENGE BASED - SYSTEMIC

7PQ

Linear thematic calls

Research plan

Focus on R&D

Quantity driven

Resource intensive

Linear approach (project design)

Focus on output

Horizon 2020

11

Accordo sul Budget *28 Giugno 2013

70,2 Miliardi di € - prezzi costanti

(incluso EURATOM)

78,6 Miliardi di € - prezzi correnti

Quadro finanziario pluriennale

2014/2020 - MFF

. 12

Budget da FP1 a Horizon 2020

Programmi Quadro quadriennali e quinquennali Programmi Quadro settennali.

Billion €

Budget: past & present

Excellent Science














Innovation in SMEs


Societal Challenges







Security society




Joint Research Center (JRC) 15

BOTTOM UP

TOP - DOWN

BOTTOM UP

(SME)

TOP - DOWN

BOTTOM UP

(SME) TOP - DOWN


Ripartizione finanziaria

Excellent Science

32%


22%

Societal Challenges

39%

Spreading excellence and

widening participation

1%


1%

EIT 3%

Joint Research Centre

2%

16

Excellent Science

Societal challenges


Il budget per le attività

54%

11%

25%

10%



Marie Skłodowska Curie Actions

European Research Infrastructures (including eInfrastructures)

80%

16%

4% Leadership in enabling and industrial technologies


Innovation in SMEs

25%

13%

20%

21%

10%

5%

6%


Food security, sustainable agriculture and forestry, marine and maritime and inland water research and the bioeconomy:



Climate action, environment, resource efficiency and raw materials

inclusive, innovative and reflective Societies

Secure Societies

18

Il budget per le attività /2 Compromise % 27.06.13 Million € ( current prices

I. Excellent Science, of which: 31,73% 24.441

1. ERC 17,00% 13.095

2. FET 3,50% 2.696

3. MS Curie Actions 8,00% 6.162

4. Research Infrastructures 3,23% 2.488

II. Industrial Leadership, of which: 22,09% 17.016

Leadership in Enabling and Industrial Technologies 17,60% 13.557

Access to Risk Finance 3,69% 2.842

Innovation in SME’s 0,80% 616

II.I Societal Challenges, of which: 38,53% 29.679

Health, demographic change and well being 9,70% 7.472

Food security, sustainable agriculture, marine and

maritime research & the bio economy

5,00%

3.851

Secure, clean and efficient energy 7,70% 5.931

Smart, green and integrated transport 8,23% 6.339

Climate action, resource efficiency and raw materials 4,00% 3.081

Europe in a changing world – Inclusive, innovative and

reflective society

1,70%

1.309

Secure societies – Protecting freedom and security of

Europe and its citizens

2,20%

1.695

Spreading Excellence and Widening Participation 1,06% 816

Science with and for society 0,60% 462

European Institute of Innovation and Technology - EIT 3,52% 2.711

JRC Non-nuclear 2,47% 1.903

Total EU REGULATION 100,00% 77.028

Total EURATOM REGULATION 2014-2018 100,00% 1.603

EXCELLENT SCIENCE

1° PILLAR

19


Excellent Science









Industrial Technologies





Innovation in SMEs


Societal Challenges







Security society




20

OBIETTIVI

L’ ERC incoraggia proposte che

o superino le tradizionali barriere tra le discipline

o trattano settori nuovi ed emergenti

o high-risk, high-gain

o ground-breaking

L’ ERC finanzia I migliori ricercatori e la ricerca di frontiera

o Valutazione basata sul solo principio dell’eccellenza

o Approccio Bottom up

o Grants finanziariamente consistenti

Consiglio Europeo della Ricerca

• ERC organo indipendente (ERCEA agenzia esecutiva)

• Schemi

FP7 Eleggibilità Finanziamento

ERC Starting 2-7 anni tra conseguimento del phd e pubblicazione del bando

1,5 mln € (*2 mln€) per 5 anni

ERC Consolidator

7-12 anni dal phd tra conseguimento del phd e pubblicazione del bando

2 mln € (*2,75mln €) per 5 anni

ERC Advanced Almeno 10 anni di esperienza on ricerca

2,5 mln (* 3, 5 mln €) per 5 anni

ERC Sinergy • Da due a quattro PI • transdisciplinarietà

15 mln € per 6 anni

ERC Proof of Concept

Per grantees finanziati 150.000€ per 12(18) mesi 22

ERC 2014 calls

Starting

Grant

Consolidator

Grant

Advanced

Grant

Proof of Concept

Grant

Call identifier ERC-2014-StG ERC-2014-CoG ERC-2014-AdG ERC-2014-PoC

Publication date 11 December 2013 11 December 2013 17 June

2014 11 December 2013

Deadline(s) 25 March

2014

20 May

2014 21 October 2014

1 April

2014

1 October 2014

Budget million EUR

(estimated number

of grants)

485

(370)

713

(400)

450

(200)

15

(100)

Planned dates to

inform applicants

21 July

2014

21 November 2014

31 October 2014

15 January 2015

10 March

2015

28 April

2015

31 July

2014

13 January 2015

Indicative date for

signature of grant

agreements

21 March

2015

15 May

2015 28 August 2015

31 November 2014

13 May

2015

FET – three complementary funding schemes

Uncorrelated Research projects

FET-Open

Early Ideas

Topical clusters of research projects

FET Proactive

Exploration and Incubation

Common research agendas

FET Flagships

Large-Scale Partnering Initiatives

EXPLORING DEVELOPING ADDRESSING

NOVEL IDEAS TOPICS & COMMUNITIES GRAND CHALLENGES

Roadmap based research Open, light and agile

FET OPEN

'Open is open': all technologies, NO TOPICAL SCOPE.

BOTTOM-UP, but targeted - not blue sky research

40% of the FET budget in H2020 (>1B€). FET gatekeepers define the kind of research that FET is looking for.

An end-to-end light and fast scheme: • Deadline free (indicative 30/09/2014)

• 15 page proposals

• 1 step submission, 1 stage evaluation

• 3 evaluation criteria (60% S&T)

Instruments: R& I action - CSA

FET

Interdisciplinary

Novelty

S&T targeted

Foundational

High-Risk

Long-term vision

FET PROACTIVE

Topics coming out of the on-line consultation (1297 contributions received to the FET on-line consultation, 9 candidate topics + Complemented by a special action: high-performance computing)

Collaborative research

A set of thematic initiatives on promising emerging research themes.

Fixed deadlines calls

15 page proposals

1 step submission, 1 stage evaluation

3 evaluation criteria

Instrument: Research and Innovation Actions (100% funding)

FET

Time for Time

Adaptive Bottom-up Construction

Constructive symbiosis

Ecological technologies

Nano-bio-chem interface

Nanoscale optomechanical devices

Quantum technologies

Knowing, doing, being

Global Systems Science

26

Innovative Training

Networks (ITN)

Individual Fellowships

(IF)

R&I Staff Exchange

(RISE)

COFUND

Doctoral and initial training of researchers proposed by international networks of organisations from public and private sectors

Individual fellowships for most promising experienced researchers to develop their skills through international or inter-sector mobility

International and inter-sector cooperation through the exchange of research and innovation staff

Co-funding of regional, national and international programmes

ITN (including EID and IDP)

IEF IOF IIF CIG IAPP IRSES COFUND

Marie Skłodowska-Curie Actions - MSCA

27

CALL DEADLINES 2014

Call ID Call Opens Call Deadline Budget (Mio

EUR)

H2020-MSCA-ITN-2014 11-12-2013 09-04-2014 405.18

H2020-MSCA-IF-2014 12-03-2014 11-09-2014 240.50

H2020-MSCA-RISE-2014 11-12-2013 24-04-2014 70.00

H2020-MSCA-COFUND-2014

10-04-2014 02-10-2014 80.00

H2020-MSCA-NIGHT-2014 11-12-2013 04-03-2014 8.00

H2020-MSCA-NCP-2014 11-12-2013 02-04-2014 1.50

CALL DEADLINES 2015

Education

and Culture

Call ID Call Opens Call Deadline Budget (Mio

EUR)

H2020-MSCA-ITN-2015 02-09-2014 13-01-2015 370.00

H2020-MSCA-IF-2015 12-03-2015 10-09-2015 213.00

H2020-MSCA-RISE-2015 06-01-2015 28-04-2015 80.00

H2020-MSCA-COFUND-2015

14-04-2015 01-10-2015 80.00

Synchrotron SOLEIL – IPANEMA; Archives of the British Museums; PRACE Partnership for Advanced Computing in

Europe; Polar and Marine Research Vessel; Radioastronomical facilities

European Research Infrastructures (ERI)

• Per definizione vengono considerate Infrastrutture di Ricerca (IR) risorse e servizi utilizzate da ricercatori o imprese per attività di ricerca e innovazione e comprendono: grandi attrezzature scientifiche, archivi, database, oltre che le te-cnologie ICT (software, super calcolatori…). Le IR possono quindi essere loca- lizzate in un solo luogo, distribuite, fisse, mobili o virtuali e possono essere uti-lizzate anche per attività legate all’istruzione e a servizi pubblici.

• Le IR sono fondamentali per la competitività oltre e per l’innovazione scientifica dell’Europa.

• Il work programme di ERI finanzia attività votate all’incremento del potenziale innovativo delle infrastrutture di ricerca, rafforzandone i partenariati con l’industriali, aprendole al’uso da parte dei ricercatori industriali, promuovendo il trasferimento di conoscenza, ecc.

ERI – WP 2014/2015 Calls 1. SVILUPPO DI NUOVE INFRASTRUTTURE A LIVELLO

MONDIALE

2. INTEGRAZIONE E APERTURA DELLE INFRASTRUTTURE DI INTERESSE PANEUROPEO

3. INFRASTRUTTURE INFORMATICHE E DI COMUNICAZIONE

4. SUPPORTO ALL’INNOVAZIONE, RISORSE UMANE, STRATEGIA E COOPERAZIONE INTERNAZIONALE

31

DEADLINE

32

Call 1: Developing new world-class research infrastructures

INFRADEV-1-2014 and INFRADEV-4-2014/2015

INFRADEV-2-2015 and

INFRADEV-3-2015

02/09/2014 14/01/2015

Call 2: Integrating and opening research infrastructures of European interest

2/09/2014

Call 4: Support to Innovation, Human resources, Policy and International cooperation

Call 3: e-Infrastructures

INDUSTRIAL LEADERSHIP

2° PILLAR

34


Excellent Science









Societal Challenges







Security society





35






Innovation in SMEs


COSA SONO LE KET? Key Enabling Technologies

Tecnologie "ad alta intensità di conoscenza e associate ad elevata intensità di R & S, a cicli d'innovazione rapidi, a consistenti spese di investimento e a posti di lavoro altamente qualificati. Rendono possibile l'innovazione nei processi, nei beni e nei servizi in tutti i settori economici e hanno quindi rilevanza sistemica. Sono multidisciplinari, interessano tecnologie di diversi settori e tendono a convergere e a integrarsi. Possono aiutare i leader nelle tecnologie di altri settori a trarre il massimo vantaggio dalle loro attività di ricerca“

*Current situation of key enabling technologies in Europe, SEC (2009)

Photonics

Manufacturing

Nanotechnologies

Biotechnology

Micro/Nanoelectronics

Advanced Materials

36

37

TRL 1 – basic principles observed TRL 2 – technology concept formulated TRL 3 – experimental proof of concept TRL 4 – technology validated in lab TRL 5 – technology validated in relevant environment (industrial environment in the case of key enabling technologies) TRL 6 – technology demonstrated in relevant environment (industrial environment in the case of key enabling technologies) TRL 7 – system prototype demonstration in operational environment TRL 8 – system complete and qualified TRL 9 – actual system proven in operational environment (competitive manufacturing in the case of key enabling technologies; or in space)

NMPB - Nanotechnologies, Advanced Materials, Biotechnology and Advanced Manufacturing and Processing

Calls

2014/2015

38

NANOTECHNOLOGIES,

ADVANCED MATERIALS

AND PRODUCTION

BIOTECHNO-LOGIES

FACTORIES OF THE FUTURE

SPIRE ENERGY-EFFICIENT

BUILDINGS

DEADLINE CALL1: NANOTECHNOLOGIES, ADVANCED MATERIALS AND PRODUCTION

39

DEADLINE CALL2

BIOTECHNOLOGIES

40

CALL3: FACTORIES OF THE FUTURE

DEADLINE

CALL4:

ENERGY-EFFICIENT BUILDINGS

41

CALL5: SPIRE

ICT – LEIT calls (WP)

42

1. Components and systems

2. Advanced Computing

3. Future Internet

4. Content technologies and information management

5. Robotics

6. Key Enabling Technologies: Micro- nano-electronics and photonics

+ Factory of the Future cPPP

+ International Cooperation actions (EU-Brazil, EU-Japan)

ICT Cross cutting activities:

• Internet of Things

• Human-centric Digital Age

• Cybersecurity

• Support to NCPs

ICT Innovation actions

• Access to finance

• Innovation policy support

• Open disruptive innovation scheme (SME instrument)

Excellent Science














Innovation in SMEs


Societal Challenges







Security society




Joint Research Center (JRC) 43

ICT IN H2020

ICT – DEADLINE

H2020-ICT-2014 Publication date: 11 December 2013 Opening: 11 December 2013 except topic ICT37 that opens on 01/03/2014 for phase 1 and phase2 (SME INSTRUMENT) and topic ICT14 that opens on 15 July 2014. Deadline(s): 24 April 2014 (All Topics except ICT14.a, ICT14.b, ICT14.c, ICT35) 25 November 2014 (ICT14a, ICT14.b, ICT14.c) Overall indicative budget: EUR 703.5 million Deadline(s): at 17.00.00 Brussels time on the following dates

SPACE

CALLS

2014/2015

45

APPLICA-TIONS IN SATELLITE

NAVIGATION - GALILEO

EARTH OBSERVA-

TION

PROTECTION OF

EUROPEAN ASSETS IN

AND FROM SPACE”

SPIRE

COMPETITI-VENESS OF

THE EUROPEAN

SPACE SECTOR: TECHNOLOGY

AND

SCIENCE

46

DEADLINES SPACE

CALL 1: APPLICATIONS IN SATELLITE NAVIGATION - GALILEO – 2014 & 2015

GALILEO 1, 2, 3, 4 (2014)

03-04-2014 at 17.00.00 Brussels time

GALILEO 1, 2, 3 (2015)

[04-02-2015]

CALL 2: EARTH OBSERVATION

EO 1,2,3 26-03.2014 at 17.00.00 Brussels time

CALL 3: PROTECTION OF EUROPEAN ASSETS IN AND FROM SPACE

Protect 1,2 26-03.2014 at 17.00.00 Brussels time

CALL 4: COMPETITIVENESS OF THE EUROPEAN SPACE SECTOR: TECHNOLOGY AND SCIENCE

COMPET 1,2,3,4,5,6,7,8,9,10,11

26-03.2014 at 17.00.00 Brussels time

SOCIETAL CHALLENGES

3° PILLAR

47







Innovation in SMEs






48

Excellent Science









Societal Challenges







Security society

SC1 Health, Demographic Change And Wellbeing

49

PERSONA-LISING

HEALTH AND CARE

**Understanding health, ageing

and disease

** Innovative treatments and

technologies

** Effective health promotion, disease

prevention, preparedness and

screening

**Improving diagnosis

**Improving health

information, data exploitation and

providing an evidence base for

health policies and regulation

**Advancing active and

healthy ageing care

**Integrated, sustainable,

citizen-centred

CALLS - FOCUS AREA WP 2014 - 15

DEADLINES

50

CALL PERSONA-LISING HEALTH AND CARE

CO-ORDINATION ACTIVITIES: 15/04/2014

SC2 - European Bioeconomy Challenges: Food Security, Sustainable Agriculture and Forestry, Marine and Maritime and Inland Water Research

51

FOCUS AREA

2014 -2015:

Sustainable Food

Security

Blue Growth

Innovative, Sustainable

and Inclusive Bioeconomy

DEADLINES Call 1 – SUSTAINABLE FOOD SECURITY

52

DEADLINES CALL 2: BLUE GROWTH

53

CALL 3: INNOVATIVE, SUSTAINABLE AND INCLUSIVE BIOECONOMY

54

DEADLINES

SC3. Secure, Clean And Efficient Energy

55


ENERGY EFFICIENCY

COMPETITIVE LOW – CARBON

ENERGY

SMART CITIES AND

COMMUNITIES

Buildings and consumers Heating and cooling Industry and products Finance for sustainable

energy Renewable electricity and

heating/cooling Modernising the single European electricity grid Providing the energy system with flexibility through

enhanced energy storage technologies Sustainable biofuels and alternative

fuels for the European transport fuel mix Enabling the sustainable use of fossil

fuels in the transition to a low-carbon economy

DEADLINES

CALL 1:

ENERGY EFFICIENCY

56

CALL 3: SMART CITIES AND COMMUNITIES

CALL 2: COMPETITIVE LOW-CARBON

ENERGY

57

DEADLINES

SC4 Smart, Green and Integrated Transport

58

MOBILITY FOR

GROWTH

AVIATION RAIL

ROAD WATERBORNE

URBAN MOBILITY

LOGISTICS

INTELLIGENT TRANSPORT

SYSTEMS INFRASTRUCTURE

SSH

SMALL BUSINESS AND FAST

TRACK INNOVATION

FOR TRANSPORT

GREEN VEHICLES


DEADLINES

CALL 1: MOBILITY FOR

GROWTH

59 CALL 2

GREEN VEHICLES

SC5. Climate Action, Resource Efficiency and Raw Materials

60


WASTE

SUSTAINABLE DEVELOPMENT

& CLIMATE ACTION

WATER

Fighting and adapting to climate change Protecting the environment, sustainably managing

natural resources, water, biodiversity and ecosystem Ensuring the sustainable supply of non-energy and non-

agricultural raw materials Enabling the transition towards a green economy

through eco-innovation Developing comprehensive and sustained global

environmental observation and information systems Cultural Heritage

DEADLINES

CALL 1: WASTE

61

CALL 2 : WATER

CALL 3: Growing a Low Carbon, Resource Efficient Economy with a Sustainable Supply of Raw Materials

62

SC6 Europe in a changing world – Inclusive, Innovative and Reflective societies

63

OVERCOMING THE CRISIS: NEW IDEAS,

STRATEGIES AND GOVERNANCE

STRUCTURES FOR EU

YOUNG GENERATION

IN AN INNOVATIVE

INCLUSIVE AND SUSTAINABLE

EUROPE

EUROPE AS GLOBAL ACTOR

REFLECTIVE SOCIETIES:

CULTURAL HERITAGE AND

EUROPEAN IDENTITIES

NEW FORMS OF

INNOVATION


DEADLINES

CALL 1: OVERCOMING THE CRISIS

64

CALL 2: YOUNG GENERATION

CALL 3 - REFLECTIVE SOCIETIES

65

DEADLINES

CALL 4 - EUROPE AS A GLOBAL ACTOR

66

DEADLINES

CALL 5 - NEW FORMS OF INNOVATION

67

DEADLINES

SC7 Secure Societies: Protecting Freedom And Security

of Europe and its Citizens CALLS - FOCUS AREA WP 2014 - 15

68

FIGHT AGAIN

CRIME AND TERRORISM

DISASTER-RESILIENCE:

SAFEGUARDING AND SECURING

SOCIETY, INCLUDING

ADAPTING TO CLIMATE CHANGE

BOARDER SECURITY

AND EXTERNAL SECURITY

DIGITAL SECURITY:

CYBERSECURITY, PRIVACY AND TRUST

Crisis Management and Civil protection with a view to strengthening prevention and preparedness against natural and man-made disasters by underpinning an all-hazard approach to risk assessment across the EU …developing solutions, for climate change

adaptation in areas affected by natural disasters Critical Infrastructure Protection… Communication Interoperability facilitating disaster

management… Ethical/Societal Dimension.

DEADLINES

CALL 1 DISASTER RESILIENCE

69

CALL 2 FIGHT AGAINST CRIME AND TERRORISM

70

CALL 3 – BORDER SECURITY AND

EXTERNAL SECURITY

DEADLINES

CALL 4 – DIGITAL SECURITY: CYBERSECURITY, PRIVACY AND Trust

Spreading Excellence and

Widening Participation

816 M€

71

Horizon 2020 introduces specific measures for spreading excellence and widening participation through engaging those who commit less in the EU research and innovation effort. This will greatly enhance competitiveness.

SPREADING EXCELLENCE AND WIDENING PARTICIPATION

72

TEAMING AND TWINNING: create new Centres of Excellence and expertise and encourage pan-European networking among researchers with a strong focus on excellence and innovation. They will build on knowledge transfer and, exchange of best practice between research institutions, building on the strengths of leading partners.

TEAMING & TWINNIG

ERA CHAIRS

POLICY SUPPORT FACILITY

(COST Action)


462 M€

73

"Science with and for Society shall build effective cooperation between science and society, recruit new talent for science and pair scientific excellence with social awareness and responsability"

SCIENCE WITH AND FOR SOCIETY

74

Call for making Science Education and carreers attractive for young people;

Call for promoting Gender equality in Research and innovation;

Call for integrating Society in Science and Innovation; Call for developing Governance for the advancement of

Responsible Research and Innovation; Call for Strategic Activities: networking and sharing

knowledge about Science with and for Society

2014 2015 2016 2017 2018 2019 2020

Strategic Programme

Work Programme 1

Strategic Programme

Work Programme 2

Strategic Programme

Work Programme 3

Work Programme 4

Smaller and continuous updates to respond to unexpected developments

Calls published on basis of WP

Ad hoc financing decision






Strategic programmes: short documents

outligning priorities over 3 years, updated every

two years

Work Programmes mirror the strategic programme and are updated over the

same 2-year cycle

Strategic programming approach

Leitmotif of the first work programme is the

ECONOMIC CRISIS AND THE PATH TO SUSTAINABLE GROWTH

A STRATEGIC PROGRAMMING APPROACH

Work programme elaborato sulla base di una programmazione strategica

Per aumentare l’impatto del finanziamento e per un maggiore approccio integrato

'Key drivers' usate per identificare le aree sulle quali le risorse e gli sforzi devono essere focalizzati per massimizzare il loro impatto

competitività sostenibile,

l'innovazione e la crescita;

coinvolgimento dell'industria, incluse le PMI;

accesso ai finanziamenti;

sviluppo di nuove conoscenze e

miglioramento delle skills;

diffusione di tecnologie abilitanti;

misure per affrontare il divide

tra ricerca e innovazione;

sostegno forte partnership con gli

Stati membri, e

approccio strategico alla cooperazione

internazionale.

PERSONALISING HEALTH AND CARE SC1 - Health SC2 - Bioeconomy

SUSTAINABLE FOOD SECURITY SC2 - Bioeconomy

BLUE GROWTH: UNLOCKING THE POTENTIAL OF THE OCEANS

SC2 – Bioeconomy SC3 – Energy SC4 – Transport SC5 – Environment

SMART CITIES AND COMMUNITIES SC3 – Energy SC4 – Transport

COMPETITIVE LOW-CARBON ENERGY SC3 – Energy

ENERGY EFFICIENCY SC3 – Energy SC5 – Environment

MOBILITY FOR GROWTH SC4 – Transport

WASTE: A RESOURCE TO RECYCLE, REUSE AND RECOVER RAW MATERIALS SC5 – Environment SC2 – Bioeconomy LEIT – NMPB

WATER INNOVATION: BOOSTING ITS VALUE FOR EUROPE SC5 – Environment SC2 – Bioeconomy LEIT – NMPB

OVERCOMING THE CRISIS: NEW IDEAS, STRATEGIES AND GOVERNANCE STRUCTURES FOR EUROPE

SC6 – SSH

DISASTER-RESILIENCE: SAFEGUARDING SOCIETY AND ADAPTING TO CLIMATE CHANGE

SC7 – Security SC5 – Environment

DIGITAL SECURITY SC7 – Security

Work Programme TOPICS Structure

• sets the context, the problem to be addressed, why intervention is necessary

SPECIFIC CHALLENGE

• delineates the problem, specifies the focus and the boundaries of the potential action BUT without describing specific approaches

SCOPE

• describe the key elements of what is expected to be achieved in relation to the specific challenge

EXPECTED IMPACT

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TOPIC ICT Esempio

SOGGETTI GIURIDICI PARTECIPANTI (ART.6)/ ELEGGIBILITA’ PER IL FINANZIAMENTO (ART.9)

Qualsiasi soggetto giuridico, universita’ o centro di ricerca stabilito in uno stato membro o associato* o in un paese terzo JRC (Joint Research Centre) Organizzazioni internazionali di interesse

EU Organizzazioni internazionali e soggetti

stabiliti in paesi terzi in aggiunta alle condizioni minime

*Albania, Bosnia-Herzegovina, CroaZia, FYR Macedonia, Islanda,

Israele, Liechtenstein, Montenegro, Norvegia, Serbia, Svizzera, Turchia

CHI PUO’ PARTECIPARE?

CHI PUO’ RICEVERE IL FINANZIAMENTO?

Qualsiasi soggetto giuridico, universita’ o centro di ricerca stabilito in uno stato membro o associato o in un paese terzo JRC (Joint Research Centre) Paesi ICPC Organizzazioni internazionali di

interesse EU

Organizzazioni internazionali e soggetti stabiliti in paesi terzi non ICPC solo eccezionalmente se previsto dal WP/accordo bilaterale oppure se essenziale per l’azione

POSSIBILITA’ DI JOINT CALL CON I PAESI TERZI E LE ORG. INTERNAZIONALI

3 SOGGETTI GIURIDICI indipendenti stabiliti in 3 diversi stati membri o associati

ERC, SME Instrument, Azioni Co-fund, CSA, Azioni A Supporto Della Mobilita’ E Della Formazione Dei Ricercatori (Marie Curie)

CONDIZIONI AGGIUNTIVE: possono essere previste nel work programme (n. di partecipanti, tipologie di partecipanti, etc…)

CONDIZIONI MINIME DI PARTECIPAZIONE (ART.8)

1 SOLO PARTECIPANTE

Excellent Science














Innovation in SMEs


Societal Challenges







Security society

C

OO

PER

AZIO

NE

INTER

NA

ZION

ALE

C

OO

PER

AZIO

NE

INTER

NA

ZION

ALE

LE

H2020 E LA COOPERAZIONE INTERNAZIONALE

C

OO

PER

AZIO

NE

INTER

NA

ZION

ALE

*'Enhancing and focusing EU international cooperation in research and innovation: a strategic approach' (COM(2012) 497) http://ec.europa.eu/research/iscp/index.cfm?pg=strategy

SC6 Inclusive, Innovative and Reflective Society

LE

http://ec.europa.eu/research/iscp/index.cfm?pg=strategy









http://ec.europa.eu/research/iscp/pdf/com_2012_497_communication_from_commission_to_inst_en.pdf

COOPERAZIONE INTERNAZIONALE: strategia verso H2020

EUROPA HA BISOGNO DI IMPEGNARSI PIÙ ATTIVAMENTE E STRATEGICAMENTE NELLA COOPERAZIONE INTERNAZIONALE

TRE OBIETTIVI PRINCIPALI:

Rafforzare l’eccellenza e l’attrattivita dell’Unione in ricerca e innovazione così come la sua competitività industriale ed economica

Raccogliere le sfide sociali globali Supportare le politiche estere dell’Unione

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COMBINARE AZIONI

APERTE E AZIONI MIRATE

OPENNESS

• Horizon 2020 apre alla partecipazione da tutto il mondo nei tre pilastri

• Revisione della lista dei paesi che ricevono finanziamento automatico

TARGETED

ACTIONS

• Tematico: identificare le aree di cooperazione internazionale in base all’ agenda politica dell’Unione

• Differenziazione per paesi/regioni nella definizione dei partner di cooperazione

• multi-annual roadmaps per la cooperazione con partner chiave

QUALI PAESI

Capacità in R&I Contributo ai commitment internazionali

Apertura del mercato Frameworks in atto per avviare una cooperazione

Enlargement and neighbourhood countries,

and EFTA

• Focus su allineamento con ERA

• Supporto alle politiche di allargamento e vicinato (supporto nello sviluppare un comune 'Knowledge and Innovation Space')

• (compresi Associated Countries)

Industrialised countries and emerging economies

• Focus su competitività

• Affrontare sfide globali

• Opportunità di business e accesso a nuovi mercati

Developing countries

• Supportare politiche di sviluppo costruendo partnerships che contribuiscono allo sviluppo sostenibile

• Indirizzate a sfide rilevanti (e.g. poverty-related diseases, energy and food security, biodiversity)

AREE DI INTERESSE IDENTIFICATE IN BASE A :

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Emergenti economies:Brasile, Russia, India, Cina + Messico

*LIST: general ANNEX A WP

INTERNATIONAL COOPERATION IN H2020

Attività mirate nei pilastri SOCIETAL CHALLENGES E INDUSTRIAL LEADERSHIP Projects with required or preferential 3rd country participation

Joint calls, delegated management, ERA-NET

Pilastro EXCELLENT SCIENCE Marie Skłodowska-Curie Fellowships : strong international dimension

Development of global research infrastructures

ERC open to researchers from all over the world - research to be carried out mostly in Member States or Associated Countries

Azioni cross-cutting dedicate – INCLUSIVE, INNOVATIVE AND REFLECTIVE SOCIETIES CHALLENGE (6° CHALLENGE) Support for to policy dialogue

Networking and twinning activities

Coordination of EU and MS/AC international cooperation policies

Strengthening of European presence in international partner countries 85

FINANZIAMENTO

Horizon 2020 is open to participation from across the world

AUTOMATIC FUNDING:

• Member States (including overseas departments and overseas territories)

• Associated Countries

Participants from other countries only funded in EXCEPTIONAL (included BRIC + Mexico) CASES:

• when provision is made in the call text

• bilateral agreement (e.g. Health challenge – NIH)

• when the Commission deems it essential (case by case assessment)

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TARGET ACTIONS: esempi

• Coordinated call:

EU – BRAZIL (ICT)

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SVIZZERA: si o no?

La Svizzera NON è più ad oggi stato associato associato ad h2020.

È un paese terzo, industrializzato, e come tale può essere partner in un progetto (al superamento delle condizioni minime di eleggibilità) ma non riceve più finanziamento automatico.

- OPEN PARTICIPATION/NO AUTOMATIC FUNDING -

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TARGET ACTIONS: esempi • Topic con cooperazione internazionale richiesta

• SFS -1-2014-2015: Sustainable terrestrial livestock production

89

CHINA

TIPOLOGIE DI AZIONI

90 90

TIPOLOGIE AZIONI

CSA

Co

–Fu

nd

(+)

Inn

ova

zio

ne

Ric

erca

co

llab

ora

tiva

Research and innovation action

Innovation action

Strumento PMI

Eranet

Pre –commercial procurement

(PCP)

Pubblic Procurement of Innovative solution (PPI)

Coordination and Support Action

Prize

Fast track to innovation

91

TIPOLOGIE AZIONI

CSA

Co

–Fu

nd

(+)

Inn

ova

zio

ne

Ric

erca

co

llab

ora

tiva

Research and innovation action

Innovation action

Strumento PMI

Eranet

Pre –commercial procurement

(PCP)

Pubblic Procurement of Innovative solution (PPI)

Coordination and Support Action

Prize

Fast track to innovation

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Progetti collaborativi

Basic research, applied research, technology development and integration, and testing e validation on a small scale prototype in a laboratory or simulated environment

Funding rate: 100% costi diretti, 25% costi indiretti

R&I actions

Prototyping, testing, demostrating, piloting, large - scale product validation and market replication

Funding Rate: 70% costi diretti (100% no profit); 25% costi indiretti

a. Demostration or pilot

b. Market replication

I actions

93

94

Research and Innovation Action

DESCRIPTION: Action primarily consisting of activities aiming to

establish new knowledge and/or to explore the feasibility of a new or improved technology, product, process, service or solution. For this purpose they may include basic and applied research, technology development and integration, testing and validation on a small-scale prototype in a laboratory or simulated environment. Projects may contain closely connected but limited demonstration or pilot activities aiming to show technical feasibility in a near to operational environment.

FUNDING RATE: maximum 100% (direct costs)

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Innovation Action DESCRIPTION: Action primarily consisting of activities directly aiming at

producing plans and arrangements or designs for new, altered or improved products, processes or services. For this purpose they may include prototyping, testing, demonstrating, piloting, large-scale product validation and market replication. A ‘demonstration or pilot’ aims to validate the technical and economic viability of a new or improved technology, product, process, service or solution in an operational (or near to operational) environment, whether industrial or otherwise, involving where appropriate a larger scale prototype or demonstrator. A ‘market replication’ aims to support the first application/deployment in the market of an innovation that has already been demonstrated but not yet applied/deployed in the market due to market failures/barriers to uptake.

FUNDING RATE: maximum 70% - direct costs (except for non-profit legal

entities, where a maximum rate of 100%)

RESEARCH PARTICIPANT PORTAL http://ec.europa.eu/research/participants/portal/page/home

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http://ec.europa.eu/research/participants/portal/page/home

http://ec.europa.eu/research/participants/portal/page/home

DOCUMENTI UTILI • Work Programme (introduction e WP specifico per

tema)

• General Annexes (A-K)

• Template (per tipologia di azione)

• Regolamenti (1.Horizon 2020 - Regulation of Establishment; 2. Euratom Horizon 2020 - Regulation of Establishment; 3. Rules for participation; 4 Specific programme; 5. European institute of Innovation and Technology (EIT))

• Annoted grant agreement

DOVE TROVARE I DOCUMENTI

PRESENTAZIONE ELETTRONICA

ECAS password

PICs per tutti I partners

PREPARAZIONE della PROPOSTA, On-line per la parte strutturata (5 sezioni)

Upload della parte non strutturata (template fornito dalla CE, da caricare in pdf)

SOTTOMISSIONE DELLA PROPOSTA

Validation checks

PRESENTAZIONE COMPLETA entro la SCADENZA delle17h00

Tasso di fallimento nella presentazione= + 1%

Unica ragione per il fallimento; sottomissione last minute Problemi tecnici

Errori indotti dal panico (es. Caricamento della versione errata)

Caricamento tardivo, oltre la scadenza del bando

TITOLOGIE DI SOTTOMISSIONE

SOTTOMISSIONE IN ONE STAGE

• R&A/IA, CSA

CRITERI:

• Eccellenza,

• Impatto

• Implementazione

• Limiti pagina :

70 (R&IA), 50 (CSA)

SOTTOMISSIONE IN DOPPIO STAGE

• R&IA, IA

CRITERI:

• Eccellenza

• Impatto (parte)

• Limiti pagina:

15 (att.ne eccezioni) inclusa cover page

PARTE STRUTTURATA – online 1/2

SEZIONE 1 • Titolo, acronimo, obiettivo etc. • Keywords (fisse e libere) • Abstract della proposta (2000

caratteri max) • Presentazioni precedenti/simultanee

SEZIONE 2 (1 form per partner)

• Participant Identification Code (PIC) obbligatorio!

• Dipartmento • Dipendenza • Contatti

SEZIONE 3 • Costi e contributo UE

SEZIONE 4

• Questionario su etica

SEZIONE 5 • Questionario sul bando

PARTE STRUTTURATA – online 2/2

ORGANIZZATA SULLA BASE DEI CRITERI DI VALUTAZIONE

• Eccellenza

• Es. Objectives, concept, progress beyond state-of-art...

• Impatto

• Es. Potential impact (con riferimento al WP); misure per massimizzare l’impatto (disseminazione, comunicazione, sfruttamento)

• Implementazione • Descrizione dei work packages

• Informazione su parti terze e subcontraenti

TEMPLATE FORNITO DAL SISTEMA DI SOTTOMISSIONE ELETTRONICA (.RTF)

B. PARTE NON STRUTTURATA TECHNICAL ANNEX

TEMPLATE PROPOSTA

• Uno per ogni tipologia di attività (R&IA, IA, CSA, ERANET, PCP, PPI,…)

• Differenziazione tra proposta in uno o due step

• Disponibile template generale e valido per ogni tema:

• Template specifico una volta registrata la proposta su R&I PP

STRUTTURA PARTE B

COVER PAGE

1. EXCELLENCE

1.1 Objectives*

1.2 Relation to the work programme *

1.3 Concept and approach*

1.4 Ambition*

2. IMPACT

2.1 Expected impacts *

2.2 Measures to maximise impact

a) Dissemination and exploitation of results

b) Communication activities

3. IMPLEMENTATION

3.1 Work plan — Work packages, deliverables and milestones

3.2 Management structure and procedures

3.3 Consortium as a whole

3.4 Resources to be committed

4. Members of the consortium

5. Ethics and Security

GRAZIE PER L‘ATTENZIONE!

APRE Agenzia per la Promozione della Ricerca Europea

via Cavour, 71 00184 - Roma

www.apre.it Tel. (+39) 06-48939993

Fax. (+39) 06-48902550

Serena Borgna [email protected]

mailto:[email protected]

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