Post-Soviet Hauntology

download Post-Soviet Hauntology

of 19

Transcript of Post-Soviet Hauntology

  • 8/10/2019 Post-Soviet Hauntology

    1/19

    Post-Soviet Hauntology: Cultural Memoryof the Soviet Terror

    Alexander Etkind

    In Russia, where many millions were unlawfully murdered during the Soviet period, the

    cultural practices of memory are inadequate to these losses. While Europeans are talking

    about the mnemonic age, a memory fest, and the obsession with the past around the

    globe, Russians complain about the historical amnesia in their country.1 Sporadically,

    some Russians outsource their memorial concerns abroad. Sometimes they strive to protect

    Russian monuments in Tallinn, Vienna, and elsewhere. Sometimes they attempt to silence

    the public sorrows of Russias neighbors in respect to a past that they happen to share with

    Russians. Sometimes it feels that the former Iron Curtain has become the frontline of theMemory War. But in contrast to the amnesia thesis, sociological polls show that Russians

    remember the Soviet terror fairly well, though they vastly differ in their interpretations of

    this terror. In contrast to the abuse of memory for nationalist purposes, the most important

    developments of Russian memory are structured not by nation or ethnicity, but by solidarity

    between different communities and generations. While the state is led by former KGB

    officers who avoid giving public apologies, building monuments, or opening archives, the

    struggling civil society and the intrepid reading public are possessed by the unquiet ghosts

    of the Soviet era. Haunted by the unburied past, post-Soviet culture has produced perverse

    memorial practices that are worthy of detailed study. While the American historian Stephen

    Kotkin perceives a Shakespearian quality in the post-Soviet transformation, it is no surprisethat the participating observers of this process employ equally dramatic metaphors, partially

    invented and partially imported, in their attempts to understand what has happened to their

    civilization.2 In a land where millions remain unburied, the dead return as the undead. They

    do so in novels, films, and other forms of culture which reflect, shape, and possess peoples

    memory. Inspired by Jacques Derridas hauntology, I have developed a theory of cultural

    memory consisting of monuments (hardware), texts (software), and specters (ghostware).

    The Black Energy of the Remnant

    Close to the Belomor Canal in the northwestern corner of Russia, a large mass grave wasuncovered in July, 1997 by independent researchers from St. Petersburg and Petrozavodsk.

    The site, called Sandarmokh after the closest village, is a pine forest which is distinguished

    by small, regular depressions in the earth. About 9,000 people were shot on this spot in 1937

    and 1938. The victims were men and women of sixty ethnicities and nine religions, with an

    unusually high proportion from the political and academic elites. More than a thousand of

    the murdered were delivered here from many hundreds of miles away, from the Solovetskii

    camp, for unknown reasons. People were brought there alive, forced to dig their own graves,

    and were shot on the spot. The executioners knew that it is easier to transport living people

    than corpses.

    The site was discovered in 1997 by Veniamin Iofe and Irina Flige, leaders of the Memorial

    Society at St. Petersburg, and by a local enthusiast named Iurii Dmitriev from Petrozavodsk.

    None of these three researchers were trained as a historian, though Iofe was a political

    Constellations Volume 16, No 1, 2009.C The Author. Journal compilation CBlackwell Publishing Ltd., 9600 Garsington Road, Oxford

    OX4 2DQ, UK and 350 Main Street, Malden, MA 02148, USA.

  • 8/10/2019 Post-Soviet Hauntology

    2/19

  • 8/10/2019 Post-Soviet Hauntology

    3/19

    184 Constellations Volume 16, Number 1, 2009

    which were committed decades before. Using his own words, the local newspaper described

    Dmitrievs ordeal:

    After many months, which Dmitriev spent in the archive reading the files of those who wereexiled or shot, he lost his appetite, could not sleep. . .There is a black energy; it leaks intoeveryone who touches the yellowish pages of interrogations, denunciations, and shooting

    protocols. But Dmitriev continued his work on the Book of Names. He ran out of money.His friends died. His nerves betrayed him. His relationships were destroyed. He lapsed intomonths of heavy drinking.7

    I like to compare monuments to crystals that settle in a solution of memory, provided that

    this solution is strong, stable, and not too hot. Contemporary Russian memory barely ap-

    proaches these minimal conditions of crystallization. An important condition in the process,

    analogous to the temperature of the solution, is the social consensus. High social consensus

    encourages the proliferation of monuments but, since there is not much to debate if everyone

    agrees, it discourages public debates; we see such a situation in contemporary Germany.

    In contrast, low consensus suppresses public memory, but can intensify manifestations ofmemory among the remembering minority. The enthusiastic efforts of solitary individuals,

    veritable heroes of memory like Dmitriev, are vital in this situation.

    But many sites of the Soviet Terror still have no monuments. To give a well-known

    example, about 30,000 people lie in unmarked graves in Toksovo near St. Petersburg. A part

    of this area is favored by wealthy Russians for its natural beauty and proximity to the city.

    Another part is a shooting range which is still being used by naval artillery to test weapons.

    As a Moscow newspaper wrote in 2002, They are being shot until now.8

    Russia vs. Germany

    When Nikita Khrushchev initiated his de-Stalinization campaign in 1956, he chose the con-

    cept of unjustified repressions as the idiom for mass murders, arrests, and deportations.

    Always mentioned in the plural, this is a striking concept: a formula for senseless acts of vio-

    lence which do not specify agency and therefore, elude responsibility. In contrast to the Nazi

    terror, in the Soviet Union no specific group (ethnic, territorial, professional, etc.) suffered

    significantly more than other groups, with one exception: A particularly heavy toll among

    Stalins victims was, of course, extracted from the state and party apparatus.9 Following this

    line, a bizarre argument was produced by the defense attorneys who represented the Com-

    munist Party at the Moscow trial of 1992. Since communists suffered from repressions morethan others, this argument goes, their organization cannot be blamed for these repressions,

    even though it organized them. Conflating subject and object, Soviet repressions differed

    from Nazi German exterminations, in which the victims and perpetrators were distanced by

    crystal-clear constructions. Unjustified repressions means, exactly, self-imposed, mean-

    ingless social catastrophe. If the Holocaust was the construction and extermination of the

    Other, the Great Terror was similar to a suicide.

    Comparing the state of the German memory of Nazism to the Russian memory of Com-

    munism, a Russianist feels despair. The processes and institutions of terror in Nazi Germany

    and Communist Russia featured multiple parallels and contacts; but the cultural memories

    of Russian and German terror developed in such different ways that they seem to defy com-

    parison. Holocaust memorials, museums, films, and novels have been studied by numerous

    researchers. The memory of World War II has recently become a subject of Russo-German

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    4/19

    Hauntology: Alexander Etkind 185

    comparative studies.10 In contrast, the scholarship on the Russian memory of Soviet terror

    is negligible.

    Both the Russian and German catastrophes have rich and controversial historiographies.

    Both national traditions are familiar with attempts at particularizing their respective catas-

    trophes and insisting upon the methodological principle of incomparability. In the 1980s, in

    the atmosphere of Detente, the question of the (in)comparability of the Nazi crimes launched

    a fierce discussion which is remembered as Historikerstreit. The philosopher Ernst Nolte

    emphasized the historical fact that the practices of state terror, such as concentration camps,

    were developed in the Soviet Union earlier than in Germany and that German socialists knew

    of these Soviet practices well before the Nazis came to power, thus suggesting the direct

    influence of the Soviets upon the Nazis. The philosopher Jurgen Habermas found in these

    arguments an unacceptable historicization of the Holocaust which, he argued, relieves the

    burden of historical guilt.11 In 1998, Francois Furet still characterized comparisons between

    Fascism and Communism as a taboo subject.12 In Russia, this was not the case. A former

    member of the Politburo of the Communist Party of the USSR, Aleksandr Iakovlev charac-

    terized the Soviet regime in terms which alluded to the German parallel: It was full-scalefascism of the Russian type. Our tragedy is that we have not repented. 13 Iakovlev chaired

    The Presidential Committee on the Rehabilitation of the Victims of Political Persecutions; as

    he knew well, rehabilitation was far from repentance.14 The GULAG survivor and founder

    of the Memorial Society, Veniamin Jofe wrote that the current chaos of speculations

    about the Soviet past works like a smoke-screen which masks the problem of evaluating

    the Soviet period of Russian history in terms as clear as those used for evaluating Nazi

    Germany.15 He obviously wanted the Russia of the 1990s to produce as clear a vision of

    its violent past as Germany managed to do.

    Comparing and contrasting the Russian and German situations of memory, several major

    factors should be taken into account. First, the socialist regime in Russia lasted much longerthan the Nazi regime in Germany. Repairing the damage probably also requires more time,

    but Russia is less distant from the collapse of its Soviet state than Germany is from the

    collapse of its Nazi state. Second, the Soviet victims were significantly more diverse than the

    Nazi victims; their descendants are dispersed and in some cases (e.g. Russian and Ukrainian

    political elites), have competing interests. Third, Germanys post-war transformation was

    forced upon it by military defeat and occupation, while Russias post-Soviet transformation

    was a political choice. Fourth, the memory of the Nazi period has developed in different ways

    in Germanys Western and Eastern parts; it may happen that the situation in East Germany is

    more similar to the Russian case than the better-known situation in the West. Finally, among

    the victims of both regimes and their descendants, the subjective experience of victimization

    and mourning was significantly different. In Soviet camps, most of the political prisoners

    shared the principles of their perpetrators but believed that in their personal cases, they were

    mistakenly identified. In Nazi camps, on the other hand, the typical victim did not question his

    identification (e.g., as a Jew), but objected to the general reasons for his persecution. These

    are two deeply different sentiments, which had different consequences: a strong and coherent

    anti-Fascist and Zionist movement in one case and a chaotic mix of loyalty, escapism, and

    resistance to the Soviet state in the other.

    With few exceptions, Jewish victims of the Nazi regime perished in a way which excluded

    hope in their families and communities. In contrast, many prisoners of the Gulag returnedfrom it; of those many who did not return, relatives and friends often knew nothing for years

    and decades. The condition of mourning in a situation of uncertainty is unusual and under-

    theorized. As Jacques Derrida put it, Nothing could be worse, for the work of mourning,

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    5/19

    186 Constellations Volume 16, Number 1, 2009

    than confusion or doubt; one has to know what is buried where and it is necessary. . .that, in

    what remains of him, he remains there. Let him stay there and move no more!16 Interpreting

    ways of life which were relatively orderly, Sigmund Freud famously distinguished between

    mourning and melancholia, basing this distinction on the subjects ability to acknowledge the

    reality of the loss. In Freuds logic, if the loss is not recognized, it is repressed; when repressed,

    it turns into new and strange forms; henceforth, it threatens to return as the uncanny. The

    failure to recognize death as death produces the uncanny. When the dead are not properly

    buried and mourned, they turn into the undead. Unlike some researchers on memory,17

    I believe that Freuds metaphors retain their heuristic value. However, different historical

    contexts shift the borders between such categories as certainty and doubt; mourning and

    hope; health and pathology; and, as Derrida insisted so vigorously and ghosts demonstrate so

    often, life and death. Scholars have not yet explored what happens to mourning/melancholia

    in a condition of uncertain loss.

    In a situation in which the beloved person disappears for reasons which nobody under-

    stands; in which she may be alive and might possibly, miraculously return; in which no

    information about the loss is available or trustworthy Freuds clinical distinction shouldbe modified.18 In this situation, uncertainty was external and realistic rather than internal

    and pathological. In an indefinitely large part of the Soviet experience, death could not be

    recognized as death, and survival could not be relied upon as life. The state, the source

    of repressions, was also the only source of information. Millions were convicted for long

    terms with no right of correspondence; no information was received from them for years

    or decades. As we know now, some of these victims were murdered immediately after their

    sentencing and some of them died later in the camps. Relatives were usually not informed

    in either case. People returned from the camps earlier or later than their sentences were

    supposed to expire. The sentence had little or no predictive value. The Gulag did not pro-

    vide reality checks for either hope or mourning. What it did provide was fertile ground forghost-making:

    One night the general was found in a cold sweat, screaming, Forgive me, DmitriiIvanovich! His wife shook him awake and asked him, whom he was talking to; hedid not respond. After a few weeks, the general started talking to the invisible DmitriiIvanovich while awake. After they took him to the insane asylum, his wife learnedthat Dmitrii Ivanovich was a man the general had shot with his own revolver in1937.19

    The trained historian Liudmila Alexeyeva, who later would become a leading Sovietdissident and post-Soviet human rights watcher, heard this story in 1953 and retold it in

    1990. She remembers the first prisoners who returned to Moscow as the undead: these

    people had been forgotten, written off, and now they were out there, on the streets, like the

    walking dead. Clinically, a disturbance of reality-testing distinguishes psychotic conditions,

    such as paranoia, from more benign ones, such as melancholy. But the ghostly panic that

    was launched by the return of the repressed from the Gulag in 1953 was not an individual

    disease or an epidemic. It was a post-catastrophic condition that should be understood as a

    communitarian event, for which the integral, long-lasting effects have been clearly different

    from the sum of individual ailments and recoveries. One can compare this condition to

    melancholy or paranoia, but its subject was not an individual but a community, not the

    screaming general talking to Dmitrii Ivanovich but Soviet society, which has continued

    talking to its victims even after its own death.

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    6/19

    Hauntology: Alexander Etkind 187

    Marking the end of the Nazi regime in 1945 and the end of the Soviet regime from

    19861991, we must judge the current state of Russian memory against German memory,

    as it was documented in the 1960s. At that time, complaints about collective amnesia

    and silencing the catastrophe were probably as typical in Germany as they are now in

    Russia. However, Germans had already experienced the Nuremberg trials (19451946) and

    the Frankfurt Auschwitz Trials (19631965). In Russia, an attempt to try the Communist

    Party failed in 1992. Germans began in the sixties to open memorials and museums on the

    sites of camps. Russians started opening memorials in the nineties. Comparing the Russian

    and German memory of terror is like comparing two individuals, an adolescent and an old

    man. One needs to imagine the old man in his younger years in order to understand their

    actual difference.

    The first study of German memory, The Inability to Mourn by Alexander and Margaret

    Mitscherlich, documents the situation in 1967. Read now, this book suggests a strong,

    almost ghostly resemblance to the Russia of 2008. In their clinical case studies and in

    an astute cultural critique of German society of the 1960s, the Mitscherlichs identified

    a syndrome which consisted of the unconscious fixation on the past, collective egodepletion, blockage of social imagination, and material satisfaction. Germany needed a

    political working-through of the past and failed to produce it. Historians, public intellectuals,

    and politicians failed to master the past in which millions were murdered. After the

    enormity of the catastrophe that lay behind them. . .the country seems to have exhausted its

    capacity to produce politically effective ideas; as a result, political life froze into mere

    administrative routine. Atypically for psychologists, the Mitscherlichs blamed the political

    system rather than specific individuals. Hard work and its success soon covered up the open

    wounds left by the past. . .Economic restoration was accompanied by the growth of a new

    self-esteem. Every word here is true for the Russia of the 21st century, with the difference that

    economic success in Russia has not been secured by hard work but inadvertently awarded by achance of history and nature. Since the German society of the 1960s, like the Russian society

    of the 2000s, was at least materially, on the whole better off than ever before. . .it [felt] no

    incentive to expose its interpretation of the recent past to the inconvenient questioning of

    others. It also had no reason to overcome the affective isolation of the Germans from the

    rest of the world, which started under the Nazi regime; this self-isolation has only just begun

    to change, wrote these German psychologists in 1967. The working hypothesis of this old

    book is still relevant, though in a context that its authors would find hard to imagine: Our

    hypothesis views the political and social sterility of present-day Germany as being brought

    about by a denial of the past.20

    Talking about Russia of 2008, I would only replace sterility with apathy and denialwith misrepresentation. Politically and culturally, the aftermath of president Yeltsins rule

    has proven to be very different from the aftermath of Chancellor Adenauers. However, this

    anachronistic comparison gives modest hope for the future. A number of studies demonstrate

    that the transformation of German memory reflected and led the broader development of

    culture and society.21 If German memory dramatically changed after the time analyzed

    by the Mitscherlichs, Russian memory could also undergo such a transformation in the

    future.

    The prominent Holocaust historian, Dan Diner, recently re-examined this problem. He

    stated that the Nazi regime eliminated those whom Germans considered a part of a culturally

    and historically different collective; as a result, the crime entered the ethnicized memory

    of Germans and acquired the status of a specifically German crime. In contrast, the Soviet

    regime defined both victims and perpetrators as part of the same historical mnemonic

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    7/19

    188 Constellations Volume 16, Number 1, 2009

    collective; in such a situation, the process of overcoming the evil naturally becomes

    wrestling with oneself.22 Naturalizing ethnic differences (as if Germans were naturally

    different from Jews and did not invest enormous efforts into construing this religious group

    as the national Other), Diner denies the ability of non-ethnic groups to structure mnemonic

    collectives and remember their dead in a collective way. Unavoidably, this thesis of a

    fundamental difference (Diner) between ethnic and other groups underestimates those types

    of solidarity which surpass national borders. But in the Cold War era, the memory of the Gulag

    was preserved by international groups, which consisted of American and European historians

    and politicians, and Soviet dissidents and memoirists. These people smuggled, translated,

    and published manuscripts of Solzhenitsyn, Grossman, Osip and Nadezhda Mandelstam, and

    many others; they produced magisterial pieces of scholarship such as Hannah Arendts The

    Origins of Totalitarianism (1951) or Robert Conquests The Great Terror (1968). In cases

    of genocide, global memory has played various roles in relation to national memories, from

    supplement to catalyst to substitute.

    Starting with Maurice Halbwachs classical argument that collective memory requires

    a remembering collective, Diner comes to the conclusion that nations can preserve mem-ory while some other social groups, such as classes, cannot. Therefore, German guilt and

    Jewish mourning pass down through generations while the Soviet crimes vanish from mem-

    ory. According to this argument, the repressions of Kulaks or Nepmen could not and

    do not remain in the collective memory, either because these groups were ideological fic-

    tions of the Bolsheviks with their theories of class warfare, or because these groups were

    successfully exterminated and did not leave descendants who would mourn them. Diner

    characterizes such crimes as historically describable but mnemonically non-transmissible.

    With hesitation, Diner makes an exception to this rule for those Soviet groups who suffered

    from repressions which were (if not in Bolshevik theory, then in their practice) defined by

    ethnicity. Diner mentions Ukrainians but he could give many more examples, for instance,Chechens, Crimean Tatars, or, indeed, Jews after WWII. However, my central question ad-

    dresses not these ethnically defined cases but a more general picture that Diner draws here:

    is Diners nationalization of memory (i.e. the identification of the remembering collective

    with the nation) historically true and morally defensible?

    I do not believe so. Diners concept of collective memory seems to be custom-made

    for the Nazi Holocaust. Designed to clarify comparisons between the Holocaust and other

    cases of mass murder, it precludes many of these comparisons. Diner seems to operate

    within a simplified distinction between two types of human collectives, nations and classes.

    Marxist efforts to furnish classes with self-conscious identities do not seem convincing to

    Diner, but the idea that nations have identities, and therefore subjectivities, he takes forgranted.

    It is individuals who feel guilt or sorrow. However, these individuals have the ability to

    pass, preserve, and exchange their feelings; culture provides them with the instruments for

    these purposes. Using cultural means, some individuals and groups are able to shape the

    feelings of other individuals and groups. With the help of texts, images, and other cultural

    instruments, some individuals even create new groups and collectives. Besides nations and

    classes, there is a third type of collective: associations, as Alexis de Tocqueville first described

    them. Indeed, the post-Soviet transformation seems to be a process of wrestling with oneself

    only to those who subscribe to a vision of the Soviet people as an undivided (classless, nation-

    less, subject-less) unity. Actually, it was a struggle between myriads of collective subjects,

    who constructed themselves according to a variety of principles, from the ethnic to the

    political to the generational to the memorial, and shaped their identities in this struggle.

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    8/19

    Hauntology: Alexander Etkind 189

    The active role of the Memorial Society, a typically Tocquevillian association, exemplifies

    the post-Soviet type of the remembering collective and testifies to the role of memory in

    structuring the social space.

    The concept of cultural memory is close to the concept of collective memory but is

    significantly broader. Cultural memory presumes a remembering collective only in the

    broadest and loosest sense; the cultural communities of those who subscribe to a certain

    journal or take part in an online chat, play the role of such a collective. In some rituals,

    people get together to share their mourning. Near the Solovetskii stone in Moscow, on the

    29th of October, 2007, the Memorial Society commemorated 70 years since the start of the

    Great Terror by reading the names of its victims. For twelve hours, volunteers read aloud

    2,600,000 names of those who were shot in 19371938. Some of those who read these

    names added my grandfather, my uncle. The Memorial Society intends to repeat this

    performance annually; indeed, in many provincial centers such as Vologda, descendants of

    the victims come annually, on The Day of the Political Prisoners on October 30 th, to the

    local memorials. Emil Durkheim has sensitized us to the concept of rituals as the means

    of religious and political instruction. Integrating monuments, texts, and performative acts,mourning rituals are indispensable mechanisms of cultural memory.

    However, culture allows people to share their experiences without requiring physical en-

    counter. Various media and genres of culture transmit and distort memory, which moves

    between individuals, communities, and generations. Cultural forms structure virtual collec-

    tives of their fans and connoisseurs or, in some cases, their active antagonists. However,

    the turn from collective memory to cultural memory deemphasizes the remembering

    collective and focuses on the materials which memory is made of. It is a turn from the soci-

    ology of memory in the tradition of Maurice Halbwachs, to cultural studies of memory in the

    tradition of Walter Benjamin. Multimedia collages of cultural memory integrate multiple

    types of signifiers: from memoirs to memorials; from historical studies to historical novels;from family albums to museums and archives; from folk songs to films to internet.23 In her

    research on the postmemory of the Holocaust, Marianne Hirsch emphasized the relevance

    of personal artifacts, such as photographs, family albums, and letters, for the memory of

    parents and grandparents experience. The crucial interaction between post-memory and

    public memory, however, remains unexplored in her work.24 With time, public forms of

    memory, from monuments to textbooks to novels to films, become increasingly dominant.

    Most of the people who are shaping post-Soviet memory have never experienced the Gulag

    themselves. The initial denial of the past transforms into the public interest in history, which

    is represented in multiple, mutually incompatible interpretations of events and personalities

    of the past.

    Multi-Historicism

    Though Dunkan Bell believes that in a historical representation, one can distinguish

    between social memory, mythology, and critical history,25 I doubt the practical value of

    this tripartite distinction. In respect to the past, validity claims are uncertain or controversial,

    as are their relations to the ethical or political concerns of the present. As Russian examples

    generously teach us, what was believed to be true yesterday is not considered to be true

    today. Cultural memory is a living realm which changes with history. Works of fiction which

    do not claim truth (e.g. historical novels) or genres with unverifiable validity (e.g. memoirs)

    are difficult to categorize according to Bells tripartite scheme. Borders between myths and

    truths tend to shift and curve from one political position to another and from one generation

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    9/19

    190 Constellations Volume 16, Number 1, 2009

    to another. These movements of truth in the space of memory comprise, in their own turn, an

    important part of cultural history. In democratic and other societies, various institutions of

    power compete for control over cultural memory, i.e. for the patrol on the borders between

    truth and myths in the representation of the past. For some political regimes, it is crucial to

    insist on their definitions of truth; when they fail to do so, they collapse. Having much at

    stake, various communities of memory either comply with claims of power, or ignore them,

    or reinterpret them according to their interests.

    An arresting example of this interpretative power is the 500 ruble banknote, issued in

    1997 and widely used now. On its face side, this banknote show the Solovetskii monastery,

    one of the most cherished in the Orthodox Church. In the historical photograph that this note

    reproduces, the onion-shaped cupolas of the cathedral, which it previously had and which

    it has now, are cut off and replaced by unusual pyramids. The local historian Jurii Brodskii

    believes that the atypical cupolas that are depicted on the note date this picture at the end of

    the 1920s.26 At that time, the semi-destroyed monastery housed the Solovetskii camp, the

    earliest and one of the most important in the Gulag. It would be brash to assert a conspiracy

    theory that ascribes subversive intent to the officials of the Central Bank. Neither wouldI dare to speculate about their unconscious motivations. Perhaps what we have here are

    prosaic processes of serendipity, which are then interpreted by enthusiasts of memory. Such

    interpretation constitutes an act of memory in itself, a performative act which is no less

    significant than other initiatives of memory, such as the renaming of a street or the writing

    of a memoir.

    In contemporary Russia, history is omnipresent. In the press, parliamentary debates, and

    political speeches, historical concepts like Stalinism, cult of personality, and repres-

    sions are rhetorically employed as often as modern legal or economic terms. The events of

    the mid-20th century are still perceived as a living, contentious experience which uncannily

    threatens to return again. The present is oversaturated with the past, and this solution refusesto produce any sediment. As the historian Tony Judt puts it, If the problem in Western

    Europe has been a shortage of memory, in the continents other half the problem is reversed.

    Here there is too much memory, too many pasts on which people can draw. 27 Historical

    memory in Russia is a living, de-centered combination of symbols and judgments which are

    experienced simultaneously, all at once, responding to various political needs and cultural

    desires. Because of the de-centered nature of this construction, deprived of consensual an-

    chors or reference-points, the public does not perceive the inconsistencies or logical conflicts

    between its different parts. In contrast to multiculturalism which is characteristic of (and ac-

    tively promoted by) American society, Russians live in and promote a condition I would call

    multi-historical.There are Russian university professors who explain Lenin or Gorbachev by the fact

    that they were Freemasons. There are influential churchmen who want to canonize Ivan the

    Terrible and Grigorii Rasputin. There are astronomers who have written volumes on The

    New Chronology, which claims that in the Middle Ages, Mongols did not occupy Russia

    but rather Russians occupied Europe. There are academics and officials of law-enforcement

    agencies who believe that the years of Stalinism were the best time for Russia. However, the

    majority of teachers, scholars, and politicians support the established ideas of history. They

    have to defend them daily.

    The most noticeable manifestation of this multi-historicism in popular culture borders on

    kitsch. A fancy St. Petersburg restaurant called Russian Kitsch: Cafe of the Transitional

    Period features grand frescos executed in the manner of Socialist Realism, in which Soviet

    collective farmers dance with American Indians, while Leonid Brezhnev, looking like Frank

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    10/19

    Hauntology: Alexander Etkind 191

    Sinatra, gives a political speech to a stone-age tribe. This seemingly postmodern attitude

    in many sites of contemporary Russian culture is ubiquitous. In the very successful film

    The Peculiarities of National Hunting (1995; director Alexander Rogozhkin), a Finnish

    historian studies the rituals of Russian hunting. During his field trip to Russia, he falls into

    the company of some drunken hunters. While they are drinking and shooting, the student

    visualizes gorgeous scenes of hunting with Borzoi dogs and aristocratic beauties. The whole

    story is based on the interpenetration of a pathetic present and an extraordinary but irrelevant

    past.

    Currently, history seems to divide the population more than politics and economics. The

    vast majority of Russians support Putin, but about half of these supporters hate Stalin

    and about half respect him. Most probably, it means that these people are divided in

    their actual, substantive idea of Putin as well: some support Putin because they see him

    as different from Stalin, while others support Putin because they believe he is similar

    to Stalin. The content of Russians varying interpretations of history is highly relevant

    to current politics. For obvious reasons, sociological polls do not provide access to this

    content.The liberal-minded Russian press compares Putin to Stalin daily and speculates about

    the coming thaw (the historical term which scholars use for the short period of relative

    liberalization after Stalins death).28 The details of Stalins life and the names of his cronies

    arouse public interest, as if they are politically pertinent. Stalinism continues to be the

    center of gravity of Russian intellectual discourse; in a similar way, American historians

    and intellectuals make their studies relevant by referring to September 11. Specters of

    Stalin are haunting a post-Soviet culture that produces dozens of alternative histories of the

    miraculous Georgian, as Lenin once called Stalin. In Vladimir Sharovs novel Before and

    Then, Stalin is a son and lover of the immortal Madame de Stael. In Vladimir Sorokins

    Blue Fat, Stalin is a tall and handsome ruler, a friend of Hitler, a lover of Khruschev, anda possessor of the elixir of immortality. In Pavel Krusanovs The Angels Bite, an unnamed

    Eurasian ruler is of Russian-Chinese origin, sleeps with his sister, and murders his friends

    and foes. In Dmitrii BykovsJustification, Stalin subjects people to unbearable suffering in

    order to select those few who are fit to survive it all: those who give up under torture and

    confess to invented crimes have betrayed Stalin and must perish, while those who resist to

    the end are preserved, healed, and trained to be KGB operatives and Soviet leaders. Most of

    these stories deconstruct themselves. Krusanovs hero, the dictator, in an attempt to invade

    the world brings it to its end. Bykovs protagonist, a Moscow historian and author of a

    revisionist theory of Stalinism, commits suicide.

    The historicizing drive can go much deeper. Currently, the hit of high literature is VladimirSorokinsDay of the Oprichnik(2006); set in 2027, it depicts the future Russia as a Chinese

    colony which will restore the political system of Ivan the Terrible, with its dynasty, public

    executions, and the omnipresent oprichniki (Ivans death squads). On the other side of the

    political spectrum, a big hit of the Russian media is a 70-minute long TV-show called Death

    of an Empire,which tells the story of the end of Byzantium. Produced in 2008 by a highly-

    positioned Orthodox monk, Father Tikhon Shevkunov (ostensibly, the personal confessor of

    Putin), this documentary presents Orthodox Byzantium as the predecessor of the Russian

    state, a victim of Western intrigues and Jewish capital. Anachronistically, this film applies

    the political slang which came into popular currency during Putins reign (successor, agents

    of influence, demographic crisis, stabilization fund, internal enemy, spiritual confusion, etc.)

    to the early Middle Ages; worse than that, it begs the authorities to protect the great but

    confused Russia from repeating the fate of Byzantium.

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    11/19

    192 Constellations Volume 16, Number 1, 2009

    Making Sense of It

    The first memorial to the victims of the Gulag, a simple granite stone, was erected in

    1989 in the cemetery of Solovetskii island by Veniamin Iofe and a group of activists from

    the Memorial Society.29 (Years later, the same group erected similar memorial stones in

    Moscow and St. Petersburg.) In 1999, at the Solovetskii cemetery, Iofe said that his stone

    was a question mark which asked about the meaning of this tragedy. We wanted to understandwhy all these millions were sacrificed, if they were indeed sacrificed? What was the supreme

    value which demanded these sacrifices?30 In this doubt about the idea of sacrifice, Iofe

    echoed Giorgio Agambens philosophical work on the Nazi camps which was inspired

    by the Auschwitz survivor Primo Levi. To define the status of the victim of a state of

    exception, Agamben developed the concept ofhomo sacer, a human victim that may be

    killed but not sacrificed.31 Only that life which has value may be sacrificed. Agamben states

    that since camps were permanent zones of exception from law, life in these zones could

    not be expressed in terms which were meaningful outside of these zones. Suspended in the

    liminal space between social and biological deaths, the victims life was bare; it was not

    subject to any legal or religious order. Essentially, it was the life of an animal, of chattel. Inthe Soviet camps, these people were calleddokhodiaga(the soon-to-be-dead); in Auschwitz,

    they were calledMuselmann(Muslim).

    Agamben noticed that victims bore witness only rarely. Survivors, not victims, write

    memoirs. According to Agamben, the memory of the camps is possessed only by survivors,

    which is almost unavoidable but not fair.32 Addressing the Soviet rather than German camps,

    Nadezhda Mandelstam resolved this paradox in the same way that Agamben did decades

    later: Only those who were about to perish in the camps, but accidentally survived can testify

    about them.33 She had already read Varlam Shalamov, a soon-to-be-dead who survived by

    chance in the Gulag and translated his experience into unique testimonies of the senseless,

    defenseless life of the Soviethomo sacer. A less known but equally remarkable example was

    given by Boris Sveshnikov (19271998), a soon-to-be-dead who was saved, like Shalamov,

    by a camp doctor, served the rest of his term in a camp hospital and depicted his experience

    in many dozens of pencil sketches and (after his release) oil paintings. Rescued by a Latvian

    prisoner and then by an American collector, a large part of Sveshnikovs works is kept now

    in the Zimmerli Museum in New Brunswick, NJ. Sveshnikov showed the details of life,

    work, and torture in the Gulag by using historicizing styles which refer to various Spanish,

    German, and Russian artists but focus on the themes of the European religious wars of the

    17th century (a choice of historical references which is reminiscent of another historicizing

    document of 20th

    -century mourning, Walter Benjamins book on the Trauerspiel.) One of themost impressive pieces of the collection at the Zimmerli Museum shows a soon-to-be-dead,

    already in the coffin but still a bit alive.

    Aleksandr Proshkins film The Cold Summer of 1953 (1987) presents a drama of the

    reawakening of the soon-to-be-dead. Two exhausted exiles of the Gulag, one a captain of

    military intelligence, another a civil engineer in the past, fight a gang of criminal ex-prisoners

    who capture a local village after their release from the camp. One exile dies in action, another

    kills bandits and survives to tell the story. In this violent film, the transformation of a semi-

    corpse into a hero of resistance is convincing; however, the act of creating memory is heroic

    enough to be celebrated on its own terms.

    Current sociological polls tell us that Russians are increasingly engaged in reinterpreta-tions of their past.34 Sarah H. Mendelson and Theodor P. Gerber sponsored a series of polls

    in Russia in 20032005 in which about 26% of young respondents reported that they had at

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    12/19

    Hauntology: Alexander Etkind 193

    least one relative who was repressed during the Soviet period.35 In 2007, Dina Khapaeva

    and Nikolai Koposov polled standard samples in three Russian cities. They report that 63.5%

    correctly believe that tens of millions of victims suffered from repressions. 36 These

    numbers are impressive; Russians remember events that happened fifty or seventy years

    ago surprisingly well. In any modern society, it would be unusual for every fifth or fourth

    individual to know the specific details of what happened in her society and to her family in

    the 1930s or 1950s. In the absence of any educational and memorial policy on the part of the

    state, these results seem even more surprising. Paradoxically, scholars tend to grumble about

    the condition of memory in contemporary Russia. Many speculate about collective nostalgia

    and cultural amnesia, or notice the cold character of the memory of Soviet terror. 37 In

    my view, surveys reveal the complex attitudes of a people who retain a vivid memory of the

    Soviet terror but are divided in their interpretation of this memory.

    Far from demonstrating an outright denial of the Soviet catastrophe, the vast majority of

    Russians show knowledge of their history. In their attitude towards this history, Russians are

    split almost evenly. It is not the historical knowledge which is at issue but its interpretation,

    which inevitably depends upon the schemes, theories, and myths that people receive fromtheir scholars, artists, and politicians. Domenic La Capra distinguished between two typical

    responses to a trauma, the constructive working through and the obsessive acting out

    of the trauma.38 I would add a third mode, making sense of it. In the period of terror, the

    power that affirms its sovereignty by creating zones of exception, denies responsibility for

    the abuses committed in these zones. But with the passing of time and with the scale of abuses

    revealed, the sovereign changes his strategy. His last resource is a sacrificial interpretation,

    which presents victims as sacrifices, and suicidal perpetrators as cruel but sensible strategists.

    In 2007, Vladimir Putins administration approved the guidelines for the new textbook

    of Soviet history, which interprets Stalins terror as the price of the great achievements of

    the Soviet Union. The textbook states that Stalins purges achieved the utmost efficiencyof the ruling elite and shaped the new managerial class which was adequate to the tasks

    of modernization. . .This class was unconditionally loyal to those in power. Its executive

    discipline was irreproachable.39 Filippovs textbook does not deny the mass violence of

    Stalins era but entertains the radical transformation of its meaning.

    Though this textbook was severely criticized by many historians and teachers, there is

    no doubt that many Russians share Filippovs drive to find a rationale for the Great Terror.

    According to sociological polls, approximately half of the Russian population explain the

    Soviet terror as an exaggerated but rational response to actual problems which confronted

    the country. Many believe that the terror was necessary for the survival of the nation, its

    modernization, victory in the war, etc. If it was necessary in the past, it can be desirable in

    the present and possibly in the future.

    Hardware, Software, Ghostware

    Looking at almost any monument in Washington, London, or St. Petersburg, one senses how

    the state celebrates its continuing connection with the past. These monuments are the body

    of the nation on display. They represent the ideal identity of the nation as a unity between the

    state, the people, and their common history. In a work that has become exemplary, a group

    of French authors led by Pierre Nora produced an eight-volume study of French monuments,

    Les lieux de memoire (1984). Erecting these monuments, Nora argued, the state imprints

    its changing self-representations on the citizens. This is memory as pantheon: the selective

    representation of great personalities and events of the past.

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    13/19

    194 Constellations Volume 16, Number 1, 2009

    According to the recent (AugustSeptember, 2007) exhibition in the Sakharov Museum in

    Moscow, there are now 1140 monuments and memorial plaques at various sites of the Gulag

    within the territory of the former Soviet Union: stones, crosses, obelisks, bells, bas-reliefs,

    and angels. There are also strange monsters, such as a concrete Leviathan, composed of

    multiple human faces, with a cross in place of the nose in Magadan, and the Moloch of

    Totalitarianism in Levashovo near St. Petersburg, which represents a robotic cannibal who

    is devouring or raping a human figure. In contrast to the artistic experience of Holocaust

    memorials, on the sites of the Gulag there are very few realistic monuments which depict

    an actual prisoner at a moment of suffering. Mourning senseless loss on such a catastrophic

    scale is an impossible task. Though this unrepresentability has been theorized less in the case

    of the Gulag than in the Holocaust, the heirs of the Gulags victims have intuitively chosen

    non-sacrificial monuments to commemorate their dead. In the current practice, stones and

    monsters comprise two types of monuments that express the political nature of life and death

    in the camps. Bare stones convey the memory of bare life, construed from the perspective of

    the victims. Monster monuments express the unimaginable quality of the experience of the

    soon-to-be-dead.Monuments remain silent and, practically speaking, invisible unless they are discussed,

    questioned, interpreted; in other words, unless they interact with the current intellectual

    and political discourse. On the other hand, public opinions, historical debates, and literary

    imagery pass away with every subsequent generation or fashion if they are not embodied

    in and anchored by monuments, memorials, and museums. Monuments without inscriptions

    are mute, whereas texts without monuments are ephemeral. In culture, as in a computer, there

    are two forms of memory, which might be likened to hardware and software. Soft memory

    consists primarily of texts (including literary, historical, and other narratives), whereas hard

    memory consists primarily of monuments. Of course, the soft and the hard are interdependent.

    Museums, cemeteries, commemorative festivities, guided tours, and history textbooks arecomplicated systems that demonstrate multilevel interactions between the hardware (sculp-

    tures, obelisks, memorials, historical places) and the software (songs, films, guidebooks,

    inscriptions, historical studies) of cultural memory. It is not the mere existence of the hard-

    ware and the software but their interaction, transparency, and conduct that give cultural

    memory life.

    As vehicles of cultural memory, texts and monuments differ in their relation to the public

    sphere. Representations of history in a democratic society comprise an important part of

    a public sphere that shares its ideals of inclusivity, free speech, and agonistic competition.

    Fully applicable to texts about the past (professional and popular history, historical novels,

    films, etc.), this vision does not work with monuments. They are monological; they usuallystand on their sites with no rivals to challenge them. Rarely do they debate and compete;

    at a certain site of memory, there is no place for two monuments to expose two historical

    positions on the event. There are exceptions of course; American Civil War memorials, which

    in some cases feature monuments to each side of the war in close proximity, come to mind.

    The Habermasian public sphere is a textual domain; public monuments do not comply with

    its laws but instead remain outside of it.

    If writing memoirs is predominantly an individual activity, constructing memorials is a

    collective one. Moreover, because of its large scale and public nature, it generally requires the

    participation of the state. By building monuments to its former leaders, the state affirms the

    continuity of its political tradition. By building monuments to its former enemies and victims,

    the state demonstrates the disruption of its historical continuity. Every such monument

    affirms the difference between the current state and the former one. For the state, the political

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    14/19

    Hauntology: Alexander Etkind 195

    revelation of its guilt is a difficult task; the memorialization of its victims is even harder.

    Almost all the projects of memorialization of the Soviet victims have been initiated by private

    persons. Without private initiative, no book and no monument in Russia would describe the

    terror. These initiatives are undertaken by enthusiasts of vastly different backgrounds. Among

    those whom I have interviewed were a physicist, a plumber, a former army officer, and a

    museum director. On the other hand, private individuals and voluntary associations cannot

    erect monuments without the collaboration of the state. Access to archives is controlled by the

    state (specifically the FSB, the descendant of the KGB), and this access has been diminishing

    throughout the last decade. Financial resources and real estate, which are required for any

    memorial, are usually owned by the state. Hard memory is controlled by the state, while

    soft memory is the domain of civil society. This is probably the reason why many Russian

    monuments are erected not on the former sites of murder, as is true in many German cases,

    but near them. This pattern demonstrates not the replacement of the old regime by a new

    one, but rather suggests their quiet coexistence.

    But even such proximate location of memory is far from being the rule in Russia. Russian

    memory is pervaded with soft texts, which rarely manifest in monumental forms. Memorywithout monuments is vulnerable to a cyclical, recurrent process of refutations and denials.

    Feelings of guilt can be consoled with new voices, and even the most influential texts can

    be challenged by new texts. Due to unique combinations of political circumstances, German

    and Russian culture elaborated different forms of dealing with the past. German memory is

    crystallized in hard monuments but intellectuals often lament the lack of cultural debate that

    could animate them. The long construction of the Holocaust Memorial in Berlin (initiated

    in 1999, completed in 2005) proved that this gigantic hardware initiative was capable of

    inspiring a public debate of similar proportions. It was not the first time that the cycles of

    German memory developed in this particular direction, from the hard to the soft. Russian

    cycles invariably develop in the opposite direction, from the soft to the hard.However, this simple scheme, which I published a few years ago,40 no longer entirely

    satisfies me. In Russian memory, I also see the proliferation of a third type or vehicle

    of memory: the undead. I am referring to ghosts, spirits, vampires, dolls, and other man-

    made and man-imagined simulacra that carry the memory of the dead. Three elements of

    cultural memory, its software, hardware, and ghostware, are intimately connected. Usually,

    ghosts live in texts; sometimes, they inhabit cemeteries and emerge from monuments. Most

    often, ghosts appear before the living whose dead were not properly buried. Ghosts feature

    interesting differences from texts and monuments. Texts are symbolic, while ghosts are

    iconic in the semiotic sense of these terms (as signs, ghosts possess a visual resemblance to

    the signified); in contrast to monuments, texts and ghosts are ephemeral; and in contrast totexts and monuments, ghosts are uncanny.

    Decades ago, the Russian-American scholar Roman Jakobson examined Pushkins poems

    (The Bronze Horseman, The Stone Guest, etc.) in which a statue turns into a specter to

    deprive a human character of his mind or life; Jakobson stated that this sculptural myth was

    a central theme of a great Russian poet.41 A contrasting idea was formulated more recently

    by another Russian-American scholar, Mikhail Yampolsky, who believes that a monument

    creates a mystical protective zone which stops the flow of time in its vicinity. 42 These

    two ideas work well together. Precisely because monuments freeze history, their moments

    of dynamism produce hauntological results. The mystical or hallucinatory resurgence of

    monuments, as in Pushkins poems, is uncanny; the real and practical events that happen

    to monuments, such as their removal, destruction, vandalism, or renaming, also provoke

    strong responses in the observers. In 2002, unknown vandals wrote on the Solovetskii stone

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    15/19

    196 Constellations Volume 16, Number 1, 2009

    in St. Petersburg in red oil, Too few were shot. The activists of the Memorial Society

    converted this situation into a media event, in which the local TV showed young men and

    women climbing all over the stone and lovingly washing it with sponges. In April 2007, the

    Estonian government moved the Bronze Soldier (a memorial statue honoring Soviet World

    War II casualties) from the central square of Tallinn to a cemetery; this move caused street

    riots and a successful cyber-attack on the governmental lines of communication. Estonians

    blamed Russian political technologists for coming to Tallinn to organize these street riots

    and Russian hackers for launching the cyber-attacks. In less dramatic circumstances, the

    Moscow municipal government wished to move the Solovetskii stone, an important Russian

    memorial to the victims of the Gulag, from one part of the Lubyanskaya square, where it

    stands now, to another part; the Memorial Society organized a series of public events which,

    in April 2008, convinced the government to leave the stone in peace.

    The recent film 4(written by Vladimir Sorokin, directed by Ilia Khryzhanovskii, 2005)

    illustrates the spectral dynamics of a post-catastrophic memory that produces the undead,

    cherishes them, and, in rare acts of heroism, buries them. The central character, a Moscow

    prostitute, travels deep into the countryside to attend the funeral of her sister. Her sister hadlived in a community of abandoned females who manufacture dolls made of bread. These

    women use their yeasty dolls as substitutes for partners; they play, drink alcohol, and have

    sex with these dolls. Creating a world of eerie simulacra, the dolls must be buried. In a

    climactic moment, the only vital character, the prostitute, burns the bread corpses on the

    grave of her sister in a gesture of despair and triumph.

    The most popular Russian film of the decade, Night Watch and its sequel, Day Watch

    (2004, 2006) demonstrate the post-Soviet infatuation with magic in a deliberately abstract, a-

    historical context. Based on the trilogy by Sergei Lukianenko, a psychiatrist from Kazakhstan

    who is one of the most popular post-Soviet authors, these films present an enormous tax-

    onomy of immortal creatures. Vampires and other supernatural beasts live in Russia andrule it. Humans in this world are entirely deprived of self-control and political life. As in

    a camp, these Muscovites are reduced to bare life, essentially the position of the vampires

    cattle (vampires in this film prefer human blood but, when frustrated, drink pigs blood as

    well). Actual politics are deployed by creatures of a higher order than vampires and humans.

    These creatures are immortal and powerful but otherwise look like humans. Like Ameri-

    cans, they are divided into two equally powerful parties, an achievement which has never

    been accomplished by Muscovites. The origins of their conflict are projected in one episode

    into medieval Europe, in another episode into the Asia of Genghis Khan. As in historical

    debates between contemporary Russian intellectuals, the roots of the current problems are

    presented as lost and found in the most distant time and spaces, but not in current or re-cent Russian politics. There is not a word in this movie about Stalin or the Soviets. The

    contemporary commoners, all of whom are potential victims of vampires, are juxtaposed

    against those noble warriors whose moments of glory and sources of conflicts are all in the

    past. What matters is not happening here and now; it all happened in the past. The past,

    which is imagined as grand and foreign, determines the actual, dismal present. While the

    contemporary rulers are of alien and metaphysical origins, the vampires are local and earthly.

    Curiously, the most important of these vampires is played by the only actor in this young,

    all-star cast who was famous in the Soviet era, Valerii Zolotukhin. The vampires represent,

    as they do in Slavic folklore, the unburied dead, while the remarkable face of their leader

    reflects a free play of Soviet shadows.43

    These films convey a static, irresolvable melancholy which risks slipping into paranoia.

    If Russia were shepherded by vampires, this is the worldview that they would disseminate

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    16/19

    Hauntology: Alexander Etkind 197

    among their human chattel. In the battle between light and dark forces, what is at stake

    is probably not the right to license vampires bloodsucking activities, as the Night Watch

    suggests. Inverting the films metaphor, the only means of preventing the reproduction of

    vampires is to bury, acknowledge, and remember the dead. Following Sigmund Freud, Walter

    Benjamin, and Jacques Derrida, some scholars in Sociology and Cultural Studies insist that

    to study social life one must confront the ghostly aspects of it and that the task of the

    reader. . .

    is not to exorcise these ghosts but rather to learn to think through what they have

    given us to consider.44 As Freud stated in his famous essay, The Uncanny (1919), there

    is nothing new or extraordinary in ghosts. In his definition, the uncanny is something

    which is secretly familiar, which has undergone repression and then returned from it. Freud

    emphasized the particular way of rendering the uncanny experience that later scholars would

    call metonymic. These stories feature dismembered limbs, a severed head, a hand cut off

    at the wrist, and other corporeal metonymies. The experience of the uncanny depends on the

    lost and found members of human bodies, which are sometimes autonomous and sometimes

    incorporated into other, now monstrous, bodies. When a living or revenant part represents

    the perished whole, it feels uncanny. The past is large, integrated, and self-sufficient, like theUSSR; what returns from it is dispersed, fragmented, and scary. Freuds formulas defined

    the uncanny as a particular form of memory, one that is intimately connected to fear. The

    higher the energy of forgetting, the stronger is the horror of remembering. The combination

    of memory and fear is, precisely, the uncanny.

    In Tengis Abuldzes filmRepentance(1984), which is now a Soviet classic, the daughter

    of a victim digs up the corpse of the dictator. She goes on trial but does not repent: she would

    do it 300 times again, she declares. It is not the corpse of the dictator that is uncanny in this

    film but the living dictator, as he is remembered or imagined by his former subjects. As in

    SophoclesAntigone, the perpetually moving corpse begets new tragedies; in this case, it is

    the suicide of the grandson of the dictator.45 However, the ethical message of the film, theresponsibility of the corpse, and the right of revenge on the part of the living, was rarely

    disputed. In the recent film The Living(2006, directed by Aleksandr Veledinskii), a Russian

    soldier of the Chechen War, Kir, is rescued by his comrades who die in action. On his way

    home from the war, Kir murders his officer and betrays his bride. He does not care; he is

    possessed by the ghosts of his lost comrades, who come to him alive though other people

    do not see them. When Kir and his ghostly companions travel to Moscow, what they (and

    the viewers) actually see is the burial monument to Stalin near the Kremlin Wall. The movie

    ends with Kirs visit to an abandoned cemetery where he hopes to find his friends buried like

    heroes. While trying to find these graves, Kir dies; immediately, he joins the company of his

    ghostly fellows. The multiple tricks that the undead play with the living in this film force theviewer to suspect that the soldier was probably dead from the very beginning; perhaps all or

    a large part of what we see actually happened to his ghost.

    These two films, Repentanceand The Living, mark the start and the possible end of the

    post-Soviet transition. In the 1980s, it seemed that the most important goal was to punish the

    dead dictator and in this way, to restore justice posthumously; twenty years later, the living

    are still struggling with the authorities but their unburied dead are friends, not foes. The early

    post-catastrophic culture attributed the actual problems of the present to the dead corpses

    of the past. Now this culture is more eager to respond to the present. There are enemies

    who are alive and deserve death, but there are also friends who are dead and need to be

    buried. Both films play on the uncanny effects of communication between the living and the

    dead; but while Repentancecelebrated the change of generations, the trial of memory, and

    historical time,The Livingdeconstructs the meaning of death in an obsessive way that makes

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    17/19

    198 Constellations Volume 16, Number 1, 2009

    time cyclical and history irrelevant. Still hopeful for the future, Repentanceargued for a new

    ethical order that would include dead corpses in its scope. Self-censoring any sign of hope,

    The Livingshows the ghostly nature of post-catastrophic consciousness, which obscures the

    very difference between the living and the dead. The post-Soviet trial ofthe dead turns into

    the new Russian minglingwiththe dead.

    For a long time, specters have been haunting this space that survived communism. While

    the living and the undead are growing more accustomed to each other, they develop uneasy

    friendships in which one can find a hint of hope. As Derrida urged, we must learn to live

    withghosts. . .To live otherwise, and better. No, not better, but more justly. . .If I am getting

    ready to speak at length about ghosts. . .it is in the name of justice.46

    NOTES

    This essay was written while I was a fellow at the Shelby Cullom Davis Center for Historical Studiesat Princeton University. Elizabeth R. Moore helped immensely in formulating my ideas in plain English.

    The comments of Andy Rabinbach, Eric Naiman, Svetlana Boym, Eli Zaretsky, Yuri Slezkine, MischaGabowitch, Alexei Yurchak, Sergei Oushakine, and Igal Halfin, are much appreciated.1. For a review, see Duncan Bell, Agonistic Democracy and the Politics of Memory,Constellations

    15, no. 1 (2008): 148166.2. Stephen Kotkin,Armageddon Averted: The Soviet Collapse, 19702000(Oxford: Oxford Univer-

    sity Press, 2003), 182.3. Grigorii Saltup,Barak i sto deviatnadtsatyi (Petrozavodsk, 2004).4. In this, Iurii Dmitriev is similar to another enthusiast of memory, a leader of the Memorial

    Society, Dmitrii Iurasov, who developed his interest in the repressions by reading Soviet encyclopedias;see Stephen Kotkin, Terror, Rehabilitation, and Historical Memory: An Interview with Dmitrii Iurasov,

    Russian Review 51 (April 1992): 245. For another example of the excavated remains and contested memories,see Irina Paperno, Exhuming the Bodies of Soviet Terror, Representations75 (2001): 89118.

    5. Iurii Dmitruiev, Belbaltlag otkryvaet tainy,Kurer Karelii, November 12, 2003.6. Pominalnye spiski Karelii.19371938. Yurii Dmitriev, ed. (Petrozavodsk 2002); see also Yurii

    DmitrievMesto rasstrela Sandarmokh (Petrozavodsk, 1999); Bor krasnyi ot prolitoi krovi. Yurii Dmitriev,ed. (Petrozavodsk 2000).

    7. Tsena pamiati,Karelskaia guberniia, 26 (315), June 26, 2002.8. Pavel Gutiontov and Andrei Chernov, Ikh prodolzhaiut rasstrelivat do sikh por,Novaia gazeta

    November 9, 2002.9. Ian Kershaw and Moshe Lewin, The Regimes and their Dictators: Perspectives in Comparison,

    in Stalinism and Nazism. Dictatorships in Comparison, Ian Kershaw and Moshe Lewin, ed. (Cambridge:Cambridge University Press 1997), 8.

    10. Mischa Gabowitsch ed.,Pamiat o voine 60 let spustia (Moscow: Novoe literaturnoe obozrenie,2005).

    11. See Ernst Nolte, Between Myth and Revisionism? The Third Reich in the Perspective of the1980s, inThe Aspects of the Third Reich,ed. H.W. Koch (London: Macmillan, 1985); Dominick LaCapra,

    Representing the Holocaust: History, Theory, Trauma (Ithaca: Cornell University Press, 1995), ch.5; JornRusen, The Logic of Historicization, History and Memory9, nos. 12 (1997): 113146.

    12. Francois Furet and Ernst Nolte, Fascism and Communism (Lincoln: University of Nebraska Press,2001), 15.

    13. Alexandra Samarinas interview with Alexandrom Iakovlevym, Obschaia gazeta, October 18,2001.

    14. To receive a legal exoneration, a survivor of the Gulag or his/her spouse had to prove theirinnocence against those accusations which had been formulated half a century ago. Victims could not viewtheir KGB files. The officials who took part in the terror and were repressed afterwards as spies, wreckers,etc., could not be exonerated: instead of the original accusations, they were deemed guilty of participating inthe repressions. The financial compensation that the rehabilitated victims of repressions have received

    from the state has been negligible; for details, see Nanci Adler, Victims of Soviet Terror: the Story of theMemorial Movement(Westport, CT: Praeger, 1993).

    15. V.V. Iofe, Reabilitatisiia kak istoricheskaia problema, in hisGranitsy smysla(St. Petersburg:Memorial, 2002), 7.

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    18/19

    Hauntology: Alexander Etkind 199

    16. Jacques Derrida,Specters of Marx, Peggy Kamuf trans. (New York: Verso 1994), 9.17. For a serious critique of Freudian concepts of mourning, repression, etc. in application to collective

    memory, see Wulf Kansteiner, Finding Meaning in Memory: A Methodological Critique of CollectiveMemory Studies,History and Theory41 (2002): 17997.

    18. For attempts to synthesize Freud and Benjamin by demonstrating the connection between melan-cholia and historicism, see Martin Jay, Refractions of Violence (New York: Routledge 2003); David L.Eng and David Kazanjian, eds., Loss: The Politics of Mourning (Berkeley: University of California Press,

    2003); Alessia Ricciardi,The Ends of Mourning. Psychoanalysis, Literature, Film (Palo Alto, CA: StanfordUnivesity Press, 2003). New readings of Freuds works on mourning, melancholia, and object-relationstend to accept the endured, interminable mourning as a non-pathological condition which Derrida calledmidmourning; see Tammy Clewell, Mourning beyond Melancholia: Freuds Psychoanalysis of Loss,

    Journal of the American Psychoanalytic Association52, no. 1 (2004): 4367. In these works, the impact ofFreuds reality testing onto the work of mourning has been taken for granted.

    19. Liudmila Alexeyeva and Paul Goldberg, The Thaw Generation. Coming of Age in the Post-Stalin Era (Boston: Little, Brown, 1990), 7071. The American journalist Harrison E. Salisbury who wasa Moscow correspondent for the New York Timesfrom 1949 to 1960, was surprised to see how sad theordinary Russian was; Salisbury noticed an unseen but real burden which weights his shoulders; see hisintroduction to his wifes memoirs in Charlotte Y. Salisbury,Russian Diary(New York: Walker, 1974), 7.

    20. Alexander and Margarete Mitscherlich,The Inability to Mourn (New York: Grove Press, 1975),

    7, 14, 25.21. Charles S. Maier,The Unmasterable Past. History, Holocaust, and German National Identity

    (Cambridge, MA: Harvard University Press, 1988); Saul Friedlander ed.,Probing the Limits of Represen-tation: Nazism and the Final Solution (Cambridge, MA: Harvard University Press, 1992); DominickLaCapra, Representing the Holocaust: History, Theory, Trauma (Ithaca: Cornell University Press, 1995);Andreas Huyssen, Twilight Memories: Marking Time in a Culture of Amnesia (New York: Routledge, 1995);Geoffrey H. Hartman,The Longest Shadow. In the Aftermath of the Holocaust(Bloomington: Indiana Uni-versity Press, 1996); Robert R. Shandley ed., Unwilling Germans? The Goldgahen Debate(Minneapolis:University of Minnesota Press, 1998); Aleida Assmann, Erinnerungsr aume: Formen und Wandlungen deskulturullen Ged achnisses(Munich: Beck, 1999); James Young,At Memory Edge: After-Images of the Holo-caust in Contemporary Art and Architecture (New Haven: Yale University Press, 2000); Vamik D. Volkan,Gabriele Ast and William Greer, The Third Reich in the Unconscious: Transgenerational Transmission

    and its Consequences (New York: Brunner, 2002); Oren Baruch Stier, Committed to Memory. CulturalMediations on the Holocaust(Amherst: University of Massachusetts Press 2003); Daniel Levy and NatanSznaider, The Holocaust and Memory in the Global Age (Philadelphia: Temple University Press, 2006).

    22. Dan Diner,Beyond the Conceivable. Studies on Germany, Nazism, and the Holocaust(Berkeley:University of California Press, 2000), 191192, italics mine.

    23. Kansteiner, Finding Meaning in Memory.24. Marianne Hirsch,Family Frames: Photography, Narrative, and Post-Memory(Cambridge, MA:

    Harvard University Press, 1997).25. Bell, Agonistic Democracy, 150.26. Jurii Brodskii. Solovki.Dvadtsat let osobogo naznacheniia(Moskva: ROSSPEN, 2002), 3.27. Tony Judt, The Past is Another Country: Myth and Memory in Postwar Europe,Daedalus21,

    no. 4 (1992): 99; Richard S. Esbenshade, Remembering to Forget: Memory, History, National Identity in

    Postwar East-Central Europe,Representations49 (1995): 7296.28. In a simple experiment, I googled two names, Putin and Stalin, in Cyrillic letters; 1,250,000Russian internet pages mention these two names. Then I googled Putin and Bush, also in Cyrillic: to mysurprise, there were half of this number, 558,000 references. If to repeat the experiment in Latin, the resultsare dramatically different: 180,000 for Putin, Stalin; 502,000 for Putin, Bush (Data from February 11, 2008).

    29. For Western histories of the Memorial Society, see Adler,Victims of Soviet Terror; Anne White,The Memorial Society in the Russian Provinces, Europe-Asia Studies47, no. 8 (1995): 13431366.

    30. Iofe, Itogi veka, in his:Granitsy smysla, 52.31. Giorgio Agamben,Homo Sacer: Sovereign Power and Bare Life(Stanford: Stanford University

    Press, 1995), 83.32. Giorgio Agamben,Remnants of Auschwitz: The Witness and the Archive (New York: Zone Books,

    1999).33. Nadezhda Mandelstam,Vtoraia kniga(Paris: IMCA-Press, 1972), 685.34. In Germany during 1967, Mitscherlichs offered the similar distinction between the denial of the

    past, which had been made already impossible, and the obsolescence of guilt, which they described asthe actual feeling of millions; see Mitscherlich and Mitscherlich, The Inability to Mourn,14.

    C 2009 The Author. Journal compilation C 2009 Blackwell Publishing Ltd.

  • 8/10/2019 Post-Soviet Hauntology

    19/19

    200 Constellations Volume 16, Number 1, 2009

    35. Sarah E. Mendelson and Theodore P. Gerber, Failing the Stalin Test,Foreign Affairs85, no. 1(January/February 2006). According to Leonid Byzov, about 20.1% of Russians recall that their relativeswerein the Gulag.Online vremia novostei187, October, 12 2007, available at www.vremia.ru/print/18876.html.

    36. Dina Khapaeva and Nikolai Koposov, Pozhaleite, liudi, palachei. Massovoe istoricheskoe soz-nanie v postsovetskoi Rossii, available at http://www.polit.ru/analytics/2007/11/21/stalinism.html

    37. See e.g. Sarah E. Mendelson and Theodore P. Gerber, Soviet Nostalgia: An Impediment toRussian Democratization, Washington Quarterly 29, no. 1 (2005): 8396; Maria Ferretti, Rasstroistvo

    pamiati: Rossiia i stalinizm, available at http://www.liberal.ru/article_print.asp?Num=98; Charles S. Maier,Heies und kaltes Gedachtnis. Uber die politische Halbwertszeit von Nazismus und Kommunismus,Transit22 (Winter 20012002): 153165; for re-evaluation of this position, see Tatiana Zhurchenko, Thegeopolitics of memory, available at www.eurozine.com/articles/2007-05-10-zhurzhenko-en.html.

    38. Domenic La Capra, Writing History, Writing Trauma (Baltimore: Johns Hopkins UniversityPress, 2001).

    39. Aleksandr Filippov, Noveishaia istoriia Rossii, 19452006. Kniga dlia uchitelia (Moskva:Prosveshchenie, 2007), 90. This book was the subject of several conferences of teachers and heated debatesin the press. Despite the public outrage, the presidential administration supported the use of Filippovs bookin high schools. Based on these guidelines, the actual textbook for Russian high schools is being prepared; inDecember 2007, the authors declared that they would soften their formulations on Stalin and the repressions.The composition of this textbook was overseen by a leading ideologist of Putins rule, Gleb Pavlovskii, who

    states that the Soviet Union is the global treasure of social, legal, and existential models. Predislovie,inSovetskie liudi. Stseny iz istorii, Natala Kozlova ed. (Moskva: Evropa, 2005), 45.

    40. See Alexander Etkind, Hard and Soft in Cultural Memory: Political Mourning in Russia andGermany,Grey Room16 (2004): 3659.

    41. Roman Jakobson,Pushkin and His Sculptural Myth(The Hague: Mouton de Gruyter, 1975).42. Mikail Yampolsky, In the Shadow of Monuments, inSoviet Hieroglyphics. Visual Culture in

    Late Twentieth-Century Russia, Nancy Condee ed. (Bloomington: Indiana University Press, 1995), 93112.43. These films have been the subject of several studies: Stephen M. Norris draws analogies be-

    tween these films plotline and the actual events in Russian politics in In the Gloom: The Politi-cal Lives of Undead Bodies in Timur Bekmambetovs Night Watch, Kinokultura (2007), available athttp://www.kinokultura.com/2007/16-norris.shtml; a glossy Russian volume demonstrates the kulturolo-gia approach to these films and features essays by Boris Groys and Mikhail Ryklin,Dozor kak symptom.

    B.Kupriianov and M.Surkov, eds. (Moskva: Falanster 2006).44. Avery F. Gordon,Ghostly Matters. Haunting and the Sociological Imagination (Minneapolis:University of Minnesota Press, 1997), 7; Gerhard Richter, Introduction in Benjamins Ghosts. Interven-tion in Contemporary Literary and Cultural Theory, Gerhard Richter, ed. (Palo Alto: Stanford UniversityPress, 2002), 5. On ghosts of the post-socialist memory, see Istvan Rev, Retroactive Justice: Prehistory ofPost-Communism (Palo Alto: Stanford University Press, 2004); Heonik Kwon, Ghosts of War in Vietnam(Cambridge: Cambridge University Press, 2008).

    45. Interestingly, the recentKatynby Andrzej Waida (2007), which shows the slaughter of thousandsof Polish officers by their Russian allies in 1940, also refers to Antigone. A female character struggles tobury her brother who was murdered by Russians; to earn money for the monument, she sells her hair to aWarsaw theater which needs wigs for their production ofAntigone.

    46. Derrida,Specters of Marx, xviii.

    Alexander Etkind is a Reader in Russian Literature and Cultural History in Cambridge

    University. His publications include Eros of the Impossible: History of Psychoanalysis in

    Russia (1996), Khlyst. Sekty, literatura i revoliutsiia (1998) andNon-fiction po-russki pravda

    (2007).