PHILIPPINE DEALING & EXCHANGE CORP. - pds.com.ph€¦ · PHILIPPINE DEALING & EXCHANGE CORP. 37/F,...

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January 11, 2018 PHILIPPINE DEALING & EXCHANGE CORP. 37/F, Tower 1, The Enterprise Center 6766 Ayala Ave. cor. Paseo de Roxas, Makati City Attention: Ms. Vina Vanessa S. Salonga Head, Issuer Compliance and Disclosure Department (ICDD) Re: List of Top 100 Shareholders as of December 31, 2017 ========================================= Ladies and Gentlemen: Please find attached the list of top 100 shareholders of SM Investments Corporation as of December 31, 2017. Thank you. Very truly yours, ELMER B. SERRANO Corporate Secretary Encl. a/s

Transcript of PHILIPPINE DEALING & EXCHANGE CORP. - pds.com.ph€¦ · PHILIPPINE DEALING & EXCHANGE CORP. 37/F,...

January 11, 2018

PHILIPPINE DEALING & EXCHANGE CORP. 37/F, Tower 1, The Enterprise Center 6766 Ayala Ave. cor. Paseo de Roxas, Makati City

Attention: Ms. Vina Vanessa S. Salonga

Head, Issuer Compliance and Disclosure Department (ICDD)

Re: List of Top 100 Shareholders as of December 31, 2017

=========================================

Ladies and Gentlemen:

Please find attached the list of top 100 shareholders of SM Investments Corporation as of December 31, 2017.

Thank you.

Very truly yours,

ELMER B. SERRANO

Corporate Secretary

Encl. a/s

COMPANY NAME : Page 1SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of December 31, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)

STOCKHOLDER'S NAME

TOTAL

NATIONALITY

PCD NOMINEE CORP. (NON-FILIPINO) OTHERS 399,919,910 399,919,910 0 33.200

PCD NOMINEE CORP. (FILIPINO) FILIPINO 130,131,404 130,131,404 0 10.803

HERBERT T. SY FILIPINO 98,440,231 98,440,231 0 8.172

HARLEY T SY FILIPINO 86,792,438 86,792,438 0 7.205

HENRY T. SY JR. FILIPINO 86,375,415 86,375,415 0 7.171

TERESITA T. SY FILIPINO 85,127,731 85,127,731 0 7.067

HANS T. SY FILIPINO 75,526,898 75,526,898 0 6.270

ELIZABETH T. SY FILIPINO 70,084,482 70,084,482 0 5.818

SYNTRIX HOLDINGS, INC. FILIPINO 46,875,000 46,875,000 0 3.891

FELICIDAD T. SY FILIPINO 38,283,090 38,283,090 0 3.178

SYSMART CORPORATION FILIPINO 28,925,745 28,925,745 0 2.401

HENRY SY FOUNDATION INC. FILIPINO 22,500,000 22,500,000 0 1.868

TANSMART HOLDINGS, INC. FILIPINO 22,500,000 22,500,000 0 1.868

FELICIDAD T. SY FOUNDATION INC. FILIPINO 11,250,000 11,250,000 0 0.934

SUSANA FONG FILIPINO 452,998 452,998 0 0.038

VALUE PLUS INC. FILIPINO 152,119 152,119 0 0.013

BELLE CORPORATION FILIPINO 48,877 48,877 0 0.004

BERNADETTE S. GO FILIPINO 39,402 39,402 0 0.003

HECTOR YAP DIMACALI FILIPINO 39,102 39,102 0 0.003

HANS SY FAO WONDERFOODS CORP. FILIPINO 39,102 39,102 0 0.003

BENITO GAPUZ TE FILIPINO 39,102 39,102 0 0.003

EXECUTIVE OPTICAL INC. FILIPINO 27,750 27,750 0 0.002

CLARIDEN LEU LTD, SINGAPORE BRANCH NON-FILIPINO 20,002 20,002 0 0.002

LUISITO O GUTIERREZ FILIPINO 19,551 19,551 0 0.002

CLARA COOTAUCO SY FILIPINO 19,551 19,551 0 0.002

WILLIAM YU FILIPINO 19,551 19,551 0 0.002

MAXIMINO S. UY FILIPINO 18,750 18,750 0 0.002

MAXIMINO S. UY &/OR LIM HUE HUA FILIPINO 18,750 18,750 0 0.002

LIPAVE MANAGEMENT CORPORATION FILIPINO 17,250 17,250 0 0.001

MANUEL B SY FILIPINO 15,642 15,642 0 0.001

CEDAR COMMODITIES INC. FILIPINO 13,500 13,500 0 0.001

MICHELLE RENEE MCKENZIE AMERICAN 12,964 12,964 0 0.001

ERIC U. LIM &/OR CHRISTINE YAO LIM FILIPINO 10,500 10,500 0 0.001

HENRY Y GOSYCO &/OR GOSYCO BIRDIE G FILIPINO 9,777 9,777 0 0.001

ROWINA T SABAN FILIPINO 9,777 9,777 0 0.001

DAVID C TANCUAN FILIPINO 9,777 9,777 0 0.001

JOSEFINA T VEGUILLAS FILIPINO 9,777 9,777 0 0.001

CHO KIAT YU FILIPINO 9,777 9,777 0 0.001

ANTOINETTE S. GO FILIPINO 9,375 9,375 0 0.001

SERAFIN U. SALVADOR JR FILIPINO 9,375 9,375 0 0.001

JOSEPH T CHUA FILIPINO 7,821 7,821 0 0.001

MA. TERESA P CRUZ / MA. GEORGINA FILIPINO 7,821 7,821 0 0.001

COMPANY NAME : Page 2SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of December 31, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)

STOCKHOLDER'S NAME

TOTAL

NATIONALITY

FELIPE FERDINAND P CRUZ III / MA.

GEORGINA

FILIPINO 7,821 7,821 0 0.001

CHRISTOPHER P DE VENECIA / MA. GEORGINA FILIPINO 7,821 7,821 0 0.001

LUNINGNING T. ESTANISLAO FILIPINO 7,821 7,821 0 0.001

ROBERTUS J. KWEE FILIPINO 7,821 7,821 0 0.001

MA. SOCORRO M. LANUZA &/OR CAESAR C.

LANUZA JR.

FILIPINO 7,821 7,821 0 0.001

CAESAR C. LANUZA, JR. &/OR MA. SOCORRO

M. LANUZA

FILIPINO 7,821 7,821 0 0.001

PETER MAR &/OR MAR ANNABELLE FILIPINO 7,821 7,821 0 0.001

GLORIA S PE FILIPINO 7,821 7,821 0 0.001

MA. GEORGINA V PEREZ / CHRISTOPHER FILIPINO 7,821 7,821 0 0.001

MA. GEORGINA V PEREZ / FELIPE FERDINAND FILIPINO 7,821 7,821 0 0.001

MA. GEORGINA V PEREZ / MA. TERESA FILIPINO 7,821 7,821 0 0.001

JERRY C. TIU FILIPINO 7,821 7,821 0 0.001

SALVADOR TUY / LILYBETH FILIPINO 7,821 7,821 0 0.001

MA. LOURDES C. DE VENECIA FILIPINO 7,819 7,819 0 0.001

SHEN LONG CHINESE 6,810 6,810 0 0.001

ACRIS CORPORATION FILIPINO 6,700 6,700 0 0.001

HAIHUA ZHU CHINESE 6,000 6,000 0 0.000

SECOR HOLDINGS INC. FILIPINO 5,887 5,887 0 0.000

MICHAEL S BAUTISTA FILIPINO 5,868 5,868 0 0.000

JESUS G. TIRONA FILIPINO 5,868 5,868 0 0.000

ZHENZHEN CHEN CHINESE 5,718 5,718 0 0.000

JIN YANG CHINESE 5,640 5,640 0 0.000

JOSE MARI L CHAN FILIPINO 5,625 5,625 0 0.000

KE CHEN CHINESE 5,484 5,484 0 0.000

YUQI HUANG CHINESE 5,475 5,475 0 0.000

HANFENG LU CHINESE 5,475 5,475 0 0.000

QINGLONG WANG CHINESE 5,475 5,475 0 0.000

FAN ZHANG CHINESE 5,475 5,475 0 0.000

ZHEN WU CHINESE 5,463 5,463 0 0.000

CHAO YAN CHINESE 5,457 5,457 0 0.000

FEI LI CHINESE 5,430 5,430 0 0.000

LIQUN NIE CHINESE 5,430 5,430 0 0.000

YI HONG CHINESE 5,382 5,382 0 0.000

JINFENG ZHANG CHINESE 5,325 5,325 0 0.000

QUANMIN ZHANG CHINESE 5,299 5,299 0 0.000

WU LIU CHINESE 5,150 5,150 0 0.000

JIE FENG CHINESE 5,080 5,080 0 0.000

WEI YAN CHINESE 4,911 4,911 0 0.000

EMILIO III LL CANO &/OR PENAFRANCIA C.

CANO

FILIPINO 4,888 4,888 0 0.000

ROBERTUS J KWEE DUTCH 4,888 4,888 0 0.000

COMPANY NAME : Page 3SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of December 31, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)

STOCKHOLDER'S NAME

TOTAL

NATIONALITY

LINDA L PANUTAT FILIPINO 4,888 4,888 0 0.000

ERNESTO T SO FILIPINO 4,888 4,888 0 0.000

LOUCIANA N SY FILIPINO 4,888 4,888 0 0.000

PILAR CO ATIENZA FILIPINO 4,500 4,500 0 0.000

GUO SHAOYANG CHINESE 4,500 4,500 0 0.000

WENG YONGQUAN CHINESE 4,000 4,000 0 0.000

CARLOS GALISIM BANIQUED FILIPINO 3,912 3,912 0 0.000

EVA POLICAR BAUTISTA FILIPINO 3,912 3,912 0 0.000

MARIANO O. CHUA FILIPINO 3,912 3,912 0 0.000

WILLIAM Y. CHUA FILIPINO 3,912 3,912 0 0.000

RAMON C CRISTOBAL FILIPINO 3,912 3,912 0 0.000

NELSON C CUA FILIPINO 3,912 3,912 0 0.000

ANNA MARIA S. GARCIA FILIPINO 3,912 3,912 0 0.000

JORGE T. MENDIOLA FILIPINO 3,912 3,912 0 0.000

ERLINDA C NEPOMUCENO FILIPINO 3,912 3,912 0 0.000

ANTOLIN V PAULE / ERLINDA FILIPINO 3,912 3,912 0 0.000

CAROLINE T SY FILIPINO 3,912 3,912 0 0.000

CAROLINE T SY FILIPINO 3,912 3,912 0 0.000

YE SHANG MING CHINESE 3,912 3,912 0 0.000

LALAINE R. YLAYA FILIPINO 3,912 3,912 0 0.000

ZENAIDA &/OR LUIS ALCANTARA FILIPINO 3,750 3,750 0 0.000

MA. LOURDES B. LOCSIN / TEODORO FILIPINO 3,750 3,750 0 0.000

JIAN YANG CHINESE 3,750 3,750 0 0.000

PURIFICACION MALABANAN ECHIVERRI FILIPINO 3,130 3,130 0 0.000

ROBERTO V ANTONIO FILIPINO 3,000 3,000 0 0.000

SHAOXIONG SHI CHINESE 3,000 3,000 0 0.000

XU PEIFEN CHINESE 2,940 2,940 0 0.000

FE ESPERANZA S RODRIGUEZ FILIPINO 2,932 2,932 0 0.000

HARVEY CHRISTOPHER T SY FILIPINO 2,613 2,613 0 0.000

HOWARD CONRAD SY FILIPINO 2,610 2,610 0 0.000

OSCAR P BLAZA FILIPINO 2,437 2,437 0 0.000

FRANCISCO S. CHAN FILIPINO 2,347 2,347 0 0.000

EDRIC B. FERNANDEZ FILIPINO 2,347 2,347 0 0.000

INDUSTRIAL ENTERPRISES INC. FILIPINO 2,347 2,347 0 0.000

STEPHEN TAN TEO FILIPINO 2,250 2,250 0 0.000

RAMON V OCAMPO FILIPINO 2,062 2,062 0 0.000

QUINTIN P. ESPINUEVA JR. FILIPINO 2,000 2,000 0 0.000

FREDDIE GO FILIPINO 2,000 2,000 0 0.000

ZHICAN WU CHINESE 2,000 2,000 0 0.000

EVANGELINE D. ABASTILLAS FILIPINO 1,956 1,956 0 0.000

ENRIQUE M ANG FILIPINO 1,956 1,956 0 0.000

JOEL JOHN I BAUTISTA FILIPINO 1,956 1,956 0 0.000

HOI SUEN CHAN CHINESE 1,956 1,956 0 0.000

COMPANY NAME : Page 4SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of December 31, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)

STOCKHOLDER'S NAME

TOTAL

NATIONALITY

SIXTO ALLOSO CHUA JR. FILIPINO 1,956 1,956 0 0.000

HILTON SY CUA FILIPINO 1,956 1,956 0 0.000

ROMULO A DEMOT &/OR JANE DEMOT FILIPINO 1,956 1,956 0 0.000

MILAGROS F DIZON FILIPINO 1,956 1,956 0 0.000

ENRICO R ECHIVERRI FILIPINO 1,956 1,956 0 0.000

PURIFICACION M ECHIVERRI FILIPINO 1,956 1,956 0 0.000

GERONIMO SIASOLO LATINAZO FILIPINO 1,956 1,956 0 0.000

ROLANDO M. LUANZON FILIPINO 1,956 1,956 0 0.000

MA. SHARON B MARANAN FILIPINO 1,956 1,956 0 0.000

MARIO CRUZ PAREL FILIPINO 1,956 1,956 0 0.000

RAISSA HECHANOVA POSADAS FILIPINO 1,956 1,956 0 0.000

EMILIA T PUNO FILIPINO 1,956 1,956 0 0.000

SENEN C REAPORT FILIPINO 1,956 1,956 0 0.000

MARY MAE LARRABASTE SEBASTIAN FILIPINO 1,956 1,956 0 0.000

PEARL MARIE THERESE B. SEE FILIPINO 1,956 1,956 0 0.000

REBECCA BAUTISTA SINGSON FILIPINO 1,956 1,956 0 0.000

HANS JR T SY FILIPINO 1,956 1,956 0 0.000

LOUIE S. TIRADOR OR ARLENE L. FILIPINO 1,956 1,956 0 0.000

VIRGINIA A YAP FILIPINO 1,956 1,956 0 0.000

RICHARD L YEE FILIPINO 1,956 1,956 0 0.000

RICHARD LEELIN YEE FILIPINO 1,956 1,956 0 0.000

AGAPITO D. CAPISTRANO OR REGINA G.

CAPISTRANO

FILIPINO 1,875 1,875 0 0.000

DOMINGO G. CASTILLO FILIPINO 1,875 1,875 0 0.000

XUANJING LI CHINESE 1,800 1,800 0 0.000

LEE CHI-YU TAIWANESE 1,687 1,687 0 0.000

FREDERIC FRANCOIS FAVRE-MARINET FRENCH 1,575 1,575 0 0.000

TYRONE VINCENT E. CORCUERA FILIPINO 1,566 1,566 0 0.000

WILLIAM III SYQUIA DALAND FILIPINO 1,566 1,566 0 0.000

ANIE SY GO FILIPINO 1,566 1,566 0 0.000

MELLITA C GO FILIPINO 1,566 1,566 0 0.000

MEYRICK ROMEA JACALAN FILIPINO 1,566 1,566 0 0.000

LUIS POCHOLO V. LAUREL &/OR LAUREL

BERNADETTE S.

FILIPINO 1,566 1,566 0 0.000

JEAN E. TANADA FILIPINO 1,566 1,566 0 0.000

THEA E. TANADA FILIPINO 1,566 1,566 0 0.000

MA. BERNADETTE GUECO TIMBOL FILIPINO 1,566 1,566 0 0.000

VIOLETA ASELA E. NALUZ FILIPINO 1,564 1,564 0 0.000

FLORENTINO FELICIANO &/OR FELICIANO

VIRGINIA

FILIPINO 1,500 1,500 0 0.000

WALTER BRUCE S. GO FILIPINO 1,500 1,500 0 0.000

LISHUANG HUANG CHINESE 1,500 1,500 0 0.000

PEIQI TANG CHINESE 1,500 1,500 0 0.000

CECILIA GABOR LAMBINO FILIPINO 1,468 1,468 0 0.000

COMPANY NAME : Page 5SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of December 31, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)

STOCKHOLDER'S NAME

TOTAL

NATIONALITY

MARIA NANNETTE R. REGALA FILIPINO 1,468 1,468 0 0.000

SECOR HOLDINGS INC. FILIPINO 1,412 1,412 0 0.000

CHUANWEI YANG CHINESE 1,335 1,335 0 0.000

ZIQIONG YANG CHINESE 1,278 1,278 0 0.000

LUCKY SECURITIES INC. FILIPINO 1,203 1,203 0 0.000

VIRGINIA B. VIRAY FILIPINO 1,200 1,200 0 0.000

JOSEPHINE REBECCA A ARUGAY FILIPINO 1,174 1,174 0 0.000

ANTOINETTE B. BOLANOS FILIPINO 1,174 1,174 0 0.000

ROMEO YU CHAN FILIPINO 1,174 1,174 0 0.000

LILY LO CHI FILIPINO 1,174 1,174 0 0.000

PATRICIA GRETCHEN E. CORCUERA FILIPINO 1,174 1,174 0 0.000

JULIAN G DYCAICO JR. FILIPINO 1,174 1,174 0 0.000

DINO RUDYARDO F GASMEN FILIPINO 1,174 1,174 0 0.000

ERNESTO C GUTIERREZ FILIPINO 1,174 1,174 0 0.000

IBANK TRUST 96-TA-801 FILIPINO 1,174 1,174 0 0.000

ALLAN M LIPA FILIPINO 1,174 1,174 0 0.000

AQUILES D LO FILIPINO 1,174 1,174 0 0.000

RONALDO L RAQUEL FILIPINO 1,174 1,174 0 0.000

AILEEN C SZE FILIPINO 1,174 1,174 0 0.000

H. GERARD C TAN FILIPINO 1,174 1,174 0 0.000

MA MEDIN U VILLAMIEL FILIPINO 1,174 1,174 0 0.000

DIONISIO JR. L YULOLO FILIPINO 1,174 1,174 0 0.000

IRINA PASINSKAITE LITHUANIA 1,125 1,125 0 0.000

HANS SY JR. FILIPINO 1,125 1,125 0 0.000

EDUARDO V. FRANCISCO FILIPINO 1,044 1,044 0 0.000

ANTHONY L. ALMEDA FILIPINO 979 979 0 0.000

LILIAN OBRA ANCHETA FILIPINO 979 979 0 0.000

LOURDES B ANG FILIPINO 979 979 0 0.000

KRISTINE CLEOFE BAANG FILIPINO 979 979 0 0.000

CONRADO R BANAL III FILIPINO 979 979 0 0.000

EMMANUEL VILLA BARCELON FILIPINO 979 979 0 0.000

DENISE C CHENG FILIPINO 979 979 0 0.000

BERNARDINA T CHIU FILIPINO 979 979 0 0.000

ALVIN GO CHUA FILIPINO 979 979 0 0.000

NESTOR F. LAPID FILIPINO 979 979 0 0.000

BENJAMIN A LARIN JR FILIPINO 979 979 0 0.000

CHARITY O. NGUI FILIPINO 979 979 0 0.000

GRACE GO NOBLEZA CHUA FILIPINO 979 979 0 0.000

DIANE DIONISIO PERFECTO &/OR ISIDORO

MAGANITO PERFECTO

FILIPINO 979 979 0 0.000

ZENAIDA M. POSTRADO FILIPINO 979 979 0 0.000

KIMSON C ROSETE FILIPINO 979 979 0 0.000

ROBERT B SAMSON FILIPINO 979 979 0 0.000

COMPANY NAME : Page 6SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of December 31, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)

STOCKHOLDER'S NAME

TOTAL

NATIONALITY

CLODUALDO JR SANCHEZ / SAQUIDO &/OR

MA. VIRGINIA

FILIPINO 979 979 0 0.000

ROBERT P. SO / HELEN C. SO ITF CARINA

DANIELLE C. SO

FILIPINO 979 979 0 0.000

ROBERT P. SO / HELEN C. SO ITF AIRA

GABRIELLE C. SO

FILIPINO 979 979 0 0.000

ROBERT P. SO / HELEN C. SO ITF ALEXIS

EMMANUELLE C. SO

FILIPINO 979 979 0 0.000

EMILIANO L SY JR FILIPINO 979 979 0 0.000

TERESITA N TAN FILIPINO 979 979 0 0.000

HAZEL SAAVEDRA TE FILIPINO 979 979 0 0.000

ROBERTO SO TOM WONG FILIPINO 979 979 0 0.000

ROSEMARIE S. TOM WONG FILIPINO 979 979 0 0.000

FENINA MARIE Q TRINIDAD FILIPINO 979 979 0 0.000

DANIEL GO UY FILIPINO 979 979 0 0.000

LIEZL PEK YULO FILIPINO 979 979 0 0.000

JOHN EDWARD O. GOBING &/OR ANNE

NATHALIE GO GOBING

FILIPINO 937 937 0 0.000

ALVIN ONG &/OR JUANITA ONG FILIPINO 937 937 0 0.000

REGINA CAPITAL DEV. CORP. 000351 FILIPINO 937 937 0 0.000

TAMMY TING &/OR OLIVER LAM FILIPINO 937 937 0 0.000

JOSE III P DE VENECIA FILIPINO 912 912 0 0.000

RUPESH S. NARVEKAR KITTIAN & NE 800 800 0 0.000

MA. ARLENE S ABAD FILIPINO 784 784 0 0.000

CARMENCITA GARCIA ABELLA FILIPINO 784 784 0 0.000

LUNINGNING L ADOLFO FILIPINO 784 784 0 0.000

AIDA R AGREGADO FILIPINO 784 784 0 0.000

HESTER JANE C AMIGO FILIPINO 784 784 0 0.000

ERLYN TEROSA AMPARADO FILIPINO 784 784 0 0.000

CRISTINA S ANGELES FILIPINO 784 784 0 0.000

STEPHANIE B BUMAGAT FILIPINO 784 784 0 0.000

JENIIFER P CABALLERO FILIPINO 784 784 0 0.000

ROYCE ROMUALDO MARAVE CABALONA &/OR

CABALONA MADELYNN LYLA MARAVE

FILIPINO 784 784 0 0.000

SUSANA C CO FILIPINO 784 784 0 0.000

ANDRIETTA EC DANIEL FILIPINO 784 784 0 0.000

MANUEL R. DEL ROSARIO FILIPINO 784 784 0 0.000

APRIL A DIMAGIBA FILIPINO 784 784 0 0.000

MELITA CABALLERO DIONISIO &/OR PERFECTO

DIANE DIONISIO

FILIPINO 784 784 0 0.000

EVA REYES DU FILIPINO 784 784 0 0.000

MA. LILIA B. ESCALANTE FILIPINO 784 784 0 0.000

ROWENA ARZADON FERRER FILIPINO 784 784 0 0.000

FE CONSUELO A GANUELAS FILIPINO 784 784 0 0.000

FIDES SAGRARIO S. GARCIA FILIPINO 784 784 0 0.000

COMPANY NAME : Page 7SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of December 31, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)

STOCKHOLDER'S NAME

TOTAL

NATIONALITY

ROSITA U GASTARDO FILIPINO 784 784 0 0.000

ROCHEL DONATO R. GLORIA FILIPINO 784 784 0 0.000

DEBBY A GO FILIPINO 784 784 0 0.000

IBANK TRUST 98-TA-806 FILIPINO 784 784 0 0.000

JESSAMINE P JIMENEZ FILIPINO 784 784 0 0.000

AIDA L LAPEZ FILIPINO 784 784 0 0.000

JOCELYN D LIM FILIPINO 784 784 0 0.000

ROSEMARIE C LOYOLA FILIPINO 784 784 0 0.000

CECILIA W LU FILIPINO 784 784 0 0.000

ROGELIO UMALI MARASIGAN FILIPINO 784 784 0 0.000

MINA F. MARTINEZ FILIPINO 784 784 0 0.000

MARILYN ABERILLA MAYORALGO FILIPINO 784 784 0 0.000

ELLA T MELGAR FILIPINO 784 784 0 0.000

MARIA TERESA J MEMPIN FILIPINO 784 784 0 0.000

JULIE M MITERIA FILIPINO 784 784 0 0.000

JULIE M MITERIA FILIPINO 784 784 0 0.000

EDUARDO SAENZ MORATO FILIPINO 784 784 0 0.000

LIEZLE A. NAMOCO FILIPINO 784 784 0 0.000

DULCE MARIA SAN BUENAV OLIVA FILIPINO 784 784 0 0.000

OLIVE GO ONG FILIPINO 784 784 0 0.000

STEPHEN L ONG FILIPINO 784 784 0 0.000

MA. LUCILA P PUNO FILIPINO 784 784 0 0.000

MARIA FLORENCE C QUITIQUIT FILIPINO 784 784 0 0.000

EDEN T SENEN FILIPINO 784 784 0 0.000

MILDRED V TAGUINOD FILIPINO 784 784 0 0.000

PEARLIE ANN S TAN FILIPINO 784 784 0 0.000

WILSON L TAN FILIPINO 784 784 0 0.000

YOLANDA U YAP FILIPINO 784 784 0 0.000

SHERWIN GO YOUNG FILIPINO 784 784 0 0.000

ERLINDA MIRANDA YRUMA FILIPINO 784 784 0 0.000

CRISTINA M LINSANGAN-FISCHEDER FILIPINO 783 783 0 0.000

VIOLETA C. VIRAY FILIPINO 783 783 0 0.000

MIGUELITO CONTI DE GUIA OR MILAGROS

DIMACULANGAN DE GUIA

FILIPINO 780 780 0 0.000

RICHARD SINFUEGO FILIPINO 763 763 0 0.000

FRANCLU TAN CHUA AND OR CASSANDRA MAE

YAO ANG

FILIPINO 750 750 0 0.000

PILAR BERNADETTE CAGUIOA MARQUEZ FILIPINO 750 750 0 0.000

ALESSANDRO R. NADAL &/OR VIRGINA S. FILIPINO 750 750 0 0.000

MISCHEL GABRIELLE E. OCIER AND OR JUAN

CARLO N. MENDOZA

FILIPINO 750 750 0 0.000

YANG YAN CHINESE 750 750 0 0.000

CESAR A. RUBIO FILIPINO 724 724 0 0.000

JOSE G SANTOS FILIPINO 705 705 0 0.000

COMPANY NAME : Page 8SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of December 31, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)

STOCKHOLDER'S NAME

TOTAL

NATIONALITY

RONNIE S GO CHINESE 685 685 0 0.000

NELSON P LIM FILIPINO 666 666 0 0.000

GERARD T SO FILIPINO 600 600 0 0.000

RODERICK C ABAD FILIPINO 588 588 0 0.000

MARY S ANG FILIPINO 588 588 0 0.000

FRANCISCO E ATAYDE &/OR CARMEN LINDA M. FILIPINO 588 588 0 0.000

MARISSA D BULING FILIPINO 588 588 0 0.000

LAILING S CASTILLO FILIPINO 588 588 0 0.000

SUSAN YU CHAN FILIPINO 588 588 0 0.000

REGINA ROXANNE K DYCAICO FILIPINO 588 588 0 0.000

EDMUNDO M GALANG FILIPINO 588 588 0 0.000

ARTHUR THOMAS T LIBROJO &/OR LOLITA C.

LIBROJO

FILIPINO 588 588 0 0.000

REYNALDO P LIM FILIPINO 588 588 0 0.000

EDUARDO SAENZ MORATO FILIPINO 588 588 0 0.000

WILLIAMSON C NOCOM FILIPINO 588 588 0 0.000

ALBERTO H. PESAYCO JR. FILIPINO 588 588 0 0.000

GEORGE CRUZ PILE FILIPINO 588 588 0 0.000

JOSEPH P. RANCHEZ FILIPINO 588 588 0 0.000

SUZANNA R ROLDAN FILIPINO 588 588 0 0.000

EVANGELINE C. SANTIAGO FILIPINO 588 588 0 0.000

FELIPE B. SANTIAGO FILIPINO 588 588 0 0.000

ANNA LISA C SEE FILIPINO 588 588 0 0.000

ANA MARIA C. SISON FILIPINO 588 588 0 0.000

MINA Y SY FILIPINO 588 588 0 0.000

ANA LIZA C. TAN FILIPINO 588 588 0 0.000

ANICIA G TAN FILIPINO 588 588 0 0.000

JUDY S TAN FILIPINO 588 588 0 0.000

ROSALINDA C TAN FILIPINO 588 588 0 0.000

SAMUEL TAN FILIPINO 588 588 0 0.000

ANNA LIZA S TEE FILIPINO 588 588 0 0.000

ANGELA B YLAGAN FILIPINO 588 588 0 0.000

ELADIO N YLAGAN FILIPINO 588 588 0 0.000

CECILE INGUSAN YOUNG FILIPINO 588 588 0 0.000

JONATHAN C. YU FILIPINO 588 588 0 0.000

BENJAMIN S. C. MAYOR &/OR TERESA FILIPINO 577 577 0 0.000

PAULO JR E CAMPOS FILIPINO 562 562 0 0.000

ANGELO FRANCISCO MA. G. CAPISTRANO &/OR

KRISTINA ASUNCION M. STO. DOMINGO

FILIPINO 562 562 0 0.000

ERIC THOMAS DY DEE AND/OR TAN SIAU HUAN FILIPINO 562 562 0 0.000

DAVID SHENG HSU &/OR FIDES SAGRARIO S.

GARCIA

AMERICAN 562 562 0 0.000

DIEGO JUAN ELPIDIO C. IBANEZ FILIPINO 562 562 0 0.000

MA. ISABELA C. IBANEZ FILIPINO 562 562 0 0.000

COMPANY NAME : Page 9SM INVESTMENTS CORPORATION

LIST OF TOP 100 STOCKHOLDERS

As Of December 31, 2017

OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE

ISSUED SHARES HOLDINGSISSUED SHARES TO

(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)

STOCKHOLDER'S NAME

TOTAL

NATIONALITY

SEBASTIAN C. IBANEZ FILIPINO 562 562 0 0.000

SANTIAGO J RANADA JR / EVELYN FILIPINO 562 562 0 0.000

EMELY K TENG FILIPINO 562 562 0 0.000

VICTOR CONSTANTINO B. VILLAVICENCIO

&/OR MAZIE LYNN M. PO

FILIPINO 562 562 0 0.000

GRAND TOTAL (332) 1,204,446,003 0 1,204,446,003

THIS IS A COMPUTER GENERATED REPORT AND IF ISSUED WITHOUT ALTERATION, DOES NOT REQUIRE ANY SIGNATURE.

1 of 3

Business Date: December 29, 2017

BPNAME HOLDINGS

THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 261,323,275

DEUTSCHE BANK MANILA-CLIENTS A/C 78,986,736

CITIBANK N.A. 73,335,398

CHINA BANKING CORPORATION - TRUST GROUP 23,159,358

THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 21,992,080

GOVERNMENT SERVICE INSURANCE SYSTEM 20,108,521

STANDARD CHARTERED BANK 17,838,560

BDO SECURITIES CORPORATION 9,318,553

BANCO DE ORO - TRUST BANKING GROUP 6,693,290

MBTC - TRUST BANKING GROUP 4,542,928

BPI SECURITIES CORPORATION 3,581,913

WEALTH SECURITIES, INC. 2,633,100

DEUTSCHE BANK MANILA-CLIENTS A/C 678,588

COL Financial Group, Inc. 601,497

PNB TRUST BANKING GROUP 408,252

R. NUBLA SECURITIES, INC. 392,709

SB EQUITIES,INC. 379,082

REGINA CAPITAL DEVELOPMENT CORPORATION 356,789

UNITED COCONUT PLANTERS LIFE ASSURANCE CORPORATION 320,875

RCBC TRUST & INVESTMENT DIVISION 282,735

LUCKY SECURITIES, INC. 269,809

ABACUS SECURITIES CORPORATION 239,659

UNITED COCONUT PLANTERS BANK-TRUST BANKING 238,610

PAPA SECURITIES CORPORATION 221,813

FIRST METRO SECURITIES BROKERAGE CORP. 205,470

SOCIAL SECURITY SYSTEM 170,862

UNITED FUND, INC. 108,440

INVESTORS SECURITIES, INC, 88,538

NATIONAL REINSURANCE CORPORATION OF THE PHILIPPINES 80,965

AB CAPITAL SECURITIES, INC. 73,883

RCBC SECURITIES, INC. 57,538

A & A SECURITIES, INC. 54,698

MAYBANK ATR KIM ENG SECURITIES, INC. 53,780

RCBC TRUST & INVESTMENT DIVISION - VARIOUS TAXABLE ACCTS 50,742

THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 47,278

H. E. BENNETT SECURITIES, INC. 46,560

R. COYIUTO SECURITIES, INC. 46,070

ANSALDO, GODINEZ & CO., INC. 44,999

PCCI SECURITIES BROKERS CORP. 44,734

UCPB SECURITIES, INC. 43,574

BDO NOMURA SECURITIES INC 42,076

ASIA UNITED BANK - TRUST & INVESTMENT GROUP 40,033

QUALITY INVESTMENTS & SECURITIES CORPORATION 38,795

DEUTSCHE REGIS PARTNERS, INC. 35,731

AP SECURITIES INCORPORATED 33,847

R. S. LIM & CO., INC. 33,144

LAND BANK OF THE PHILIPPINES-TRUST BANKING GROUP 31,937

SOLAR SECURITIES, INC. 30,720

EVERGREEN STOCK BROKERAGE & SEC., INC. 28,893

OUTSTANDING BALANCES FOR A SPECIFIC COMPANY

Company Code - SM0000000000

SM INVESTMENTS CORPORATION

2 of 3

BPNAME HOLDINGS

FIRST INTEGRATED CAPITAL SECURITIES, INC. 27,825

CITISECURITIES, INC. 27,403

YU & COMPANY, INC. 26,419

SAN MIGUEL CORPORATION RETIREMENT PLAN-STP 25,500

PHILSTOCKS FINANCIAL INC 24,297

UNICAPITAL SECURITIES INC. 21,569

BELSON SECURITIES, INC. 20,426

STANDARD SECURITIES CORPORATION 20,104

IGC SECURITIES INC. 19,349

SUMMIT SECURITIES, INC. 17,175

PAN ASIA SECURITIES CORP. 16,853

AB CAPITAL & INVESTMENT CORP. - TRUST & INVESTMENT DIV. 15,231

ASIASEC EQUITIES, INC. 14,920

MANDARIN SECURITIES CORPORATION 14,575

G.D. TAN & COMPANY, INC. 12,234

CAMPOS, LANUZA & COMPANY, INC. 11,474

PHILIPPINE EQUITY PARTNERS, INC. 11,252

GLOBALINKS SECURITIES & STOCKS, INC. 11,183

GOLDSTAR SECURITIES, INC. 10,940

RTG & COMPANY, INC. 10,775

F. YAP SECURITIES, INC. 10,408

PNB SECURITIES, INC. 10,363

A. T. DE CASTRO SECURITIES CORP. 10,066

CLSA PHILIPPINES, INC. 9,289

B. H. CHUA SECURITIES CORPORATION 9,001

INTRA-INVEST SECURITIES, INC. 8,908

PREMIUM SECURITIES, INC. 8,824

TOWER SECURITIES, INC. 8,501

EASTERN SECURITIES DEVELOPMENT CORPORATION 8,410

SARANGANI SECURITIES, INC. 6,837

ALPHA SECURITIES CORP. 6,767

HDI SECURITIES, INC. 6,636

TRITON SECURITIES CORP. 6,608

STRATEGIC EQUITIES CORP. 6,578

VENTURE SECURITIES, INC. 6,453

GUILD SECURITIES, INC. 6,246

YAO & ZIALCITA, INC. 6,218

EAGLE EQUITIES, INC. 6,087

SECURITIES SPECIALISTS, INC. 5,810

TANSENGCO & CO., INC. 5,784

MDR SECURITIES, INC. 5,704

ASTRA SECURITIES CORPORATION 5,416

KING'S POWER SECURITIES, INC. 4,875

EQUITIWORLD SECURITIES, INC. 4,496

MERCANTILE SECURITIES CORP. 4,448

OPTIMUM SECURITIES CORPORATION 4,134

E. CHUA CHIACO SECURITIES, INC. 4,128

VALUE QUEST SECURITIES CORPORATION 3,703

LUYS SECURITIES COMPANY, INC. 3,529

I. B. GIMENEZ SECURITIES, INC. 3,418

TIMSON SECURITIES, INC. 3,015

BA SECURITIES, INC. 2,969

PLATINUM SECURITIES, INC. 2,782

LITONJUA SECURITIES, INC. 2,556

FIRST ORIENT SECURITIES, INC. 2,381

TRI-STATE SECURITIES, INC. 2,257

ALAKOR SECURITIES CORPORATION 2,104

ARMSTRONG SECURITIES, INC. 2,034

3 of 3

BPNAME HOLDINGS

JSG SECURITIES, INC. 2,028

R & L INVESTMENTS, INC. 2,022

ASIA PACIFIC CAPITAL EQUITIES & SECURITIES CORP. 1,935

IMPERIAL,DE GUZMAN,ABALOS & CO.,INC. 1,893

STAR ALLIANCE SECURITIES CORP. 1,820

COHERCO SECURITIES, INC. 1,700

UPCC SECURITIES CORP. 1,572

S.J. ROXAS & CO., INC. 1,549

SSS PROVIDENT FUND 1,530

SunSecurities, Inc. 1,500

LOPEZ, LOCSIN, LEDESMA & CO., INC. 1,448

MERIDIAN SECURITIES, INC. 1,266

BANK OF COMMERCE - TRUST SERVICES GROUP 1,200

I. ACKERMAN & CO., INC. 1,191

EAST WEST CAPITAL CORPORATION 1,135

DIVERSIFIED SECURITIES, INC. 1,128

WESTLINK GLOBAL EQUITIES, INC. 1,112

MOUNT PEAK SECURITIES, INC. 1,056

FIDELITY SECURITIES, INC. 1,020

DA MARKET SECURITIES, INC. 1,008

UCPB GENERAL INSURANCE CO., INC. 902

APEX PHILIPPINES EQUITIES CORPORATION 797

DBP-DAIWA CAPITAL MARKETS PHILPPINES, INC. 686

DAVID GO SECURITIES CORP. 678

TRANS-ASIA SECURITIES, INC. 663

J.M. BARCELON & CO., INC. 579

BENJAMIN CO CA & CO., INC. 532

JAKA SECURITIES CORP. 500

GOLDEN TOWER SECURITIES & HOLDINGS, INC. 414

COCOPLANS, INC. 400

AURORA SECURITIES, INC. 327

SM INVESTMENTS CORPORATION 312

NEW WORLD SECURITIES CO., INC. 225

THE HONGKONG & SHANGHAI BANKING CORP. LTD. -OWN ACCOUNT 106

THE HONGKONG & SHANGHAI BANKING CORP. LTD. -OWN ACCOUNT 100

SINCERE SECURITIES CORPORATION 60

UOB KAY HIAN SECURITIES (PHILS.), INC. 60

SALISBURY BKT SECURITIES CORPORATION 54

VC SECURITIES CORPORATION 20

HK SECURITIES, INC. 7

Credit Suisse Securities (Philippines), Inc. 6

If no written notice of any error or correction is received by PDTC within five (5) calendar days from

receipt hereof, you shall be deemed to have accepted the accuracy and completeness of the details

indicated in this report.