Philip A Brimmer Financial Disclosure Report for 2009

8/3/2019 Philip A Brimmer Financial Disclosure Report for 2009

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a o ~ o [ FINANCIAL DISCLOSURE R EP O R T R e p o r t R e q u i r e d b y t h e l : . t h i ~in Government Act of 1978, ~ e ~ , . 1 ,7 0 X 0 ] FOR CALENDAR YEAR 2009 ( 5 U . S . C . a p p . IOX- i l l )1. Person Reporting (last nam e, first, middle initial) 2. Cour t or O rganization 3. D ~ t e of Repur l13 rimmer. Phil ip A. U.S. District Court, Colorado 05 t I 1/2010

4. "Htle (Article 11I judges indic,ale active or senior starers; 5a. Report T~,p (check appropriate ~p) 6. Reporting Period.magistrate)udges indicate full- or pan-time) [] Nomination. Date 01/01.r2009District Judge-Active [] Initial [] Annual [] Final to12/31/2009

5b. [] Amended Repro7. Chambers or Of f i ce Address 8. On the bas is o f the in fo rmat ion conta ined in th is Repor t and anymod i f ica t ions per ta in ing there to , i t i s , in my opin ion, in comp l iance901 19 th S t r ee t with applicable la,~s and regulations.De nve r , CO 80294

ReGe~. ing Officer Dnte__ __

IMPORTANT NOTES: The instructian~ accompanying this form mast be followed. Complete all parrs,checking the NO ArE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m o p o , n ,z i ,~ o ~ o . ; ~ ,e ~ p . ~ . . of filing in~trucdons.)N ON E ( N o reportable positions.)

POSITION N A M E O F O R G A N I Z A T IO N , ~N T I TYI.2.

3.4.5.

I 1 . A G R E E S ! E N T S . (Reporting individual only; seepp, l,~-lb of filing i ...... tions.)~ N O N E (No reportable agreements.)

D A T E ~ A R T IE S A N D T E R M S1. 2001 Denver Employees Refiremeni Plan; pension at age 55 (rMueed) or age 65; no con~ol.


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Page 2 of 7 B rim m er , P h ilip A. 0 5 /I 1 /2 0 10

III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spou~;e; see pp. 17-24 of filing in.~tructions, IA. Filers Non-Investment Income

[] (No reportable non-investment income.)ONE

D A T E SOURCE AND TYPE ~(yours, not spouses)1,2.

3.

4.

B. Spouses Non-Investment Income - If you ~rr married during a.y porti~n of the repor~ing~vca~, complete thi~ setio~( D o l l , ~ r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . ,1

[ - - - - ] NO NE 6Vo reportable non-investment income.)DATE SOURCE AND TYPE

1 . 2 0 0 9 McK ing Consulting Corp. -- salasy.2. 2009 Centers for Disease Control and Prevention - c onsulting fee

3.4.

1 ,~ , j v . R E I M B U R S E M E N T S --,r, ,~or,,~o,.~odg ~,~,/ooa . . .. . ,~i .... ~(Includes Ihose to spouse ond depend~rnt chlIdren, v e ~ p p 2 5 - 2 7 o f f i li n g ir~tr~il)*l~ )

N O N E ( ~o reportable reimbursements.)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1.2.3.4.5 .


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Nam e of P e r son Rep or ting Date of Re p or tP a g e F I N A N C I A L 3 o f 7 D I S C L O S U R E R E P O R T [ Brimmer, Ph i l ip A. 0 5 / I I / 2 . 0 1 0

V . G I F T S . a ~ o ~ , ~ o ~ o , o ~ o . ~ , ~ , a ~ , ~ , ~ . . .. .. . ~ . 2 8 - 3 1 o f f i li n g i a s t r u c t io n s . )N O N E ( N o reportable gifts.)

S _ _ . Q _ _ _ U R C E DESCRIPTION V A L U t _ .1 .

3.4.

5.

[~ N O N E ( N o reportable liabilities.)CREDITOR DESCRIPTION

1 . D i r e c t L o a n S e r v i c in g C e n t e r -- U . S . S t u d e n t L o a nDep t. t ff Education2.3.4.

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FINANCIAL DISCLOSURE REPORT N .. . . f P . . . .. a e p o . ~ n ~ :Page 4 of 7 B r i m m e r , P h i l ip A . 0511 I~010VII . IN VESTMEN TS and T R U S T S - i ........ ~,,, , ..... ~ons (Includ~ those of sp .... ~ d ~ p e n d e n l c h i l d r t n ~ e e p p . 3 1 - 6 0 o f f i l in g i n s t r u c t io n s . )

N O N E ~0 reportable income, ~ets, or transactions.)

~sc6pt ion offsets I n c o m e d u r i n g G t ~ s v a l u e a t e n d T m ~ a c t i o n s during tepoaing( i n c l u d i n g t m s r a s s e ~ s ) t~ng ~ri~i e f ~ p o ~ i n g p e r i o dP l a c e " ( X ) " ~ R e r e a c h ~ s e t A m o u n ~ I T~ (e g.. V a l u e V a l u e T~e (e.g.. : D~te Value i Gain ldcnti~ of

e x e m p t f r o m p r o r ~ s c l o s u re C~e I [ d i v . , r e n t . C o d e 2 M~ b u y . s e l l , .m~;~" C~e 2 : C~e I buyeriseller( A - H ) ~ or i r d ) ( J - P } C~e 3 re~mpfion) [ J - P ) ( A - H I ( i f p r i ~ a t e.. L ( Q -W ) [ : t r a n s a c t i o n )

I. ~G Di rec t A Interest J T2. DWS P r im e M o ne y M a rk e ~ A In te res t J T

: 3 . Van Kampen High Yield Mtmicipal Fund A A Interest J T ~4. Van Kampen Equily & Income A Dividend J "1"5. Van Kampen Cotnstock Class A (IRA) A Dividend J T6. Van K ampen Mid Cap Growlh Fund A A Dividend J T7. Van Kampen Emerging Markets Class A C Dividend J T8. Vanguard 500 Index D Dividend O T

9. Vanguard Intermediate Term Bond B Dividend K T1 0 . Vanguard Precious Metals A Dividend K T1. Vanguard lLEIT Index A Dividend K T

1 2 . Vanguard Total lnternatl Stock A Db4dend K T1 3 . Vanguard Loog-Term Tax .Exempt Boud B Interest K T1 4 . Vanguard Prime Money Market (IRA) A Inlcrcst K T

1 5 . Vanguard L ong-Term B ond Index (IRA) A Dividend l T1 6 . VanguatdExtended Market Index (IRA) B Dividend M T7. Vanguard 500 Index (Roth IRA) A Dividend J T

2. VJtue C od~ J kS 15,000 or les,I K =$ ~ 5.001 - $50.600 L =$50.0(11 - $100,0OO M =$1D0.0O I - $ 250.~)00! P3 =$25.000,001 . $50.000,000 P4 ~More that~ $50.000.00~


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Name o f P e r son Repor t ingF I N A N C I A L DISCLOSURE REPORTPa~ ~ of 7 [ Brhnmer, Philip A. ~ 05/1 l/2Ol0

VII . IN VESTMEN TS and TRUSTS - ~ .... ,, value, ...... don, (Includes ~ose of sp .....d depend ....hildrtn: ,ee pp. 3 ~.60 of filing instructionx.)N O ~ ~ o reportable income, ~sets, or transactions.)

A. I B. C DDescription of ASSeE ~ Income ~fing Gr~s val~e at end T~nsac t ion~ during r~rt i~g pcrk~

(inc luding t~t as~ts ) ; r~ing ~fi~ o f re po r t i ng ~ d o dPlac~ "~)" a f te r ~ch ~se~ ~n~ T~ (~.g, Value ~ VaIu~ T~ ~cg., D a ~ V a l a c ~ G a in I d ~ m i ~ y o f

exempt from prior ~losure [ C~e I ~v. . rea~, C~e 2 M~od buy. sell , ]mm,dd~ , Code 2 [ C~e I . buyerlseller~: (A-H) or int.) (J-I) C~ 3 redemption)~ o - w ~ __ ~ i

18. V~gua~d Pacific Index (Ro~ I~) A D iv id e n d J T

19. Vanguard Windsor II (1~) B Div idend L T

20 . Vanguard Total Stock Market Index (Roth A Dividend J TIRA)2 1 . Berkshire Hathaway Class B None K T2 2 . Principal Life Govt & HQ B ond (401k) A Dividend J T2 3 . Principal Life L arge Cap Stock Index (401k) A Dividend J T2 4 . Principal Life Mid Cap Stock Index (401 k) A Dividend J T

2 5 . Denver Employees Retirement Plan None K T2 6 .

2 8 .

2 9 .

3 0.

3 1 .


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FINANCIAL DISCLOSURE REPORT[ Br imm er , Ph i l ip A.age 6 of 7 o s , , ~ / 2 o l o

VIII. ADDITIONAL INFORMAT ION OR EXP LANATIONS.

Section III.A (Non-Investment Income) -- I ~ceived income during the reporting period flora employment by the U nited States.


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Philip A Brimmer Financial Disclosure Report for 2009

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