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Performance Expectations and
Codifying Efforts in the U.S.
John W. van de Lindt
M. Omar Amini
Colorado State University
Engineering Resilient Tall CLT Buildings in Seismic Regions, January 24, 2014; Seattle, WA, USA
3D View of 4-Story Test Building
First Story
Upper Stories
3D View
John van de Lindt, PI
Colorado State Univ.
Michael Symans, Co-PI
RPI Weichiang Pang,
Co-PI
Clemson Univ.
Xiaoyun Shao, Co-PI
W. Michigan Univ.
Michael Gershfeld, Co-PI
Cal-Poly Pomona
Steve Pryor, Collab.
Simpson Strong-Tie
Gary Mochizuki, Collab.
Structural Solutions Inc.
Gabriel, REUSandra, REU
Rocky, REU
Connie, REU
Faith, REU
Pouria Bahmani, Ph.D. Candidate
Colorado State Univ.
Jingjing Tian,
Ph.D. Candidate
RPI
The NEES-Soft 4-story Team
The lifecycle of the test buildingConstruction
Ready for testing
Collapse Testing
Viscous damping devices +
WSP (PBSR)
Steel SMF + WSP (PBSR)
Steel SMF (FEMA P807)
Cross laminated
timber rocking
walls
Recycling and
Disposal
¾” oak flooring
1x6 DFL Plank floor boards
2x10 DFL joists at 16” oc
Cross Laminated TimberRetrofit design steps
Data
0.61m x 2.44m panel hysteresis
(UA Testing)
-8
-6
-4
-2
0
2
4
6
8
-10 -5 0 5 10
For
ce (
kips
)
Displacement (in)
CLT rocking panel
locations from weak story tool
Weak story tool data input
CLT Retrofit Location
3 CLT panels
4 CLT panels
Ceiling sheathed;
strapping
0 0.2 0.4 0.6 0.8 1 1.2 1.40
0.2
0.4
0.6
0.8
1
1.2
1.4
1.6
1.8
Period, (sec.)
Spe
ctra
l Acc
eler
atio
n, (
g)
LP - 0.2g RIO - 0.2g
LP - 0.9g
RIO - 0.9g Phase 1
Test 1Test 2Test 3Test 4
Average Inter-Story Drifts (Rio)x
y
0 5 10 15 20 25 30 35 40 45 50
-101 1.26
-1.45
Story 1
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50
-1
01 0.63
-0.71
Story 2
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50
-101 0.44
-0.54
Story 3
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50
-1
01
0.21
-0.17
Story 4
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50-0.2
0
0.20.09
-0.12
Story 1
Y-Dir
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50-0.2
0
0.20.06
-0.06
Story 2
Y-Dir
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50-0.2
0
0.20.08
-0.06
Story 3
Y-Dir
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50-0.2
0
0.2
0.03
-0.03
Story 4
Y-Dir
Time (sec)
Drif
t Rat
io (%
)
Shake
Direction
Transverse
Direction
SE Corner Inter-Story Drifts (LP)
x
y
SE Corner
0 5 10 15 20 25 30 35 40 45 50
-1012
1.71
-1.3
Story 1
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50
-1012
0.28
-0.31
Story 2
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50
-1012
0.47
-0.41
Story 3
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50
-1012
0.18
-0.13
Story 4
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50
-1
0
1 1.15
-1.17
Story 1
Y-Dir
Time (sec)
Dri
ft R
atio
(%)
0 5 10 15 20 25 30 35 40 45 50
-1
0
10.10
-0.17
Story 2
Y-Dir
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50
-1
0
1 0.18
-0.19
Story 3
Y-Dir
Time (sec)
Drif
t Rat
io (%
)
0 5 10 15 20 25 30 35 40 45 50
-1
0
10.06
-0.08
Story 4
Y-Dir
Time (sec)
Drif
t Rat
io (%
)
Transverse
Direction
Shake
Direction
Scaled 12-story Shaking Table Test for Collapse Mechanism of
Tall CLT BuildingsShiling Pei and John W. van de Lindt
Basic Building properties
• 50x 80 ft floor plan
• 1:15 scale
• Designed per-ASCE7 Lateral Force Procedure with R=3.0
(Based on Pei et al. 2013 (Jof Architectural Eng.), CLT
Handbook, U.S. version)
• Constructed using current CLT construction configurations
(No special resilient systems, No PBSD)
• Prototype Seismic Mass: close to 200 kips/floor
• Constructed with ½” plywood, metal bracket, 18 gauge
staples, Similitude rule followed based on Staple to
Prototype bracket strength.
• Testing plan: Shaking in short direction, 50%/50, DBE,
MCE, Collapse
• Phase II: implementing New Resilient mechanism (Spring
2014)
Test Scheduled February 2014 at
Colorado State University
Performance Expectations from Past LF Efforts
Performance Expectations Corresponding Peak
Inter-story Drift (%)
Wood Framing and OSB/Plywood Sheathing Gypsum Wall Board (GWB)
Level AL 0.1-1.0% Minor Splitting and cracking of sill plates (some
propagation)
Slight sheathing nail withdraw
Slight cracking of GWB
Diagonal propagation from
door/window openings
Partial screw withdraw
Cracking at ceiling-to-wall interface
Level BL 1.0-2.0% Permanent differential movement of adjacent
panels
Corner sheathing nail pullout
Cracking/splitting of sill/top plates
Crushing at corners of GWB
Cracking of GWB taped/mud joints
Level CL 2.0-4.0% Splitting of sill plates equal to anchor bolt
diameter
Cracking of studs above anchor bolts
Possible failure of anchor bolts
Separation of GWB corners in ceiling
Buckling of GWB at openings
Level DL 4.0-7.0% Severe damage across edge nail lines,
separation of sheathing
Vertical posts uplifted
Failure of anchor bolts
Large pieces separated from framing
Entire joints separated and dislodged
Filiatrault et al. (2007)
Performance Expectations Corresponding Peak
Inter-story Drift (%)
Wood Framing and OSB/Plywood Sheathing Gypsum Wall Board (GWB)
Level AM 0.1-1.0% No damage. Hairline cracks at corners of openings.
Level BM 1.0-2.5% No damage Slight cracking of GWB
Diagonal propagation from window/door
openings
Level CM 2.5-4.5% Sheathing nail loosening; slight sill plate
damage if anchor bolts used.
Diagonal cracks extend from corner of
openings to adjacent wall
Buckling of GWB near openings
Level DM 4.5-7.0% Partial crushing of sill plates where anchor
rod bearing plates are located
Corner and edge nail withdraw
Crushing of corners
Spalling in significant pieces
Shear separation at taped/mud joints
Level EM >7.0% Local and/or global instability possible. Severe damage; replacement of panels
needed.
van de Lindt et al. (2010)
Performance Expectation
Resiliency ?
Performance
Expectations
Description Force Resistance Stability
What the
stakeholders
select
Level 3
Severe damage
No residual
displacements.
Yielded but with
limited strength
reduction
Stable
1. Seismic intensity
2. PNE
3. Loss limits ?
4. Occupancy ?Level 2
Repairable damage
and self re-centering
Some softening
but maintain
positive stiffness
Stable
Level 1 Damage Free and self
re-centering
No softening. Stable
High level of resiliency
Performance
Expectations
Description Force Resistance Stability
What the stakeholders
select
This is one of the areas we need
your help in the breakout!
Level 3
Severe damage
No residual
displacements.
Yielded but with
limited strength
reduction
Stable 1. 150% MCE Sa / NFE
2. 90% PNE
3. Loss < 5% current valuation
4. Un-interrupted occupancy
Level 2
Repairable damage
and self re-
centering
Some softening
but maintain
positive stiffness
Stable
1. MCE Sa
2. 90% PNE
3. Very Minor Loss
4. Un-interrupted occupancy
1. DBE Sa
2. 90% PNE
3. No Loss
4. Un-interrupted occupancy
Level 1 Damage Free and
self re-centering
No softening. Stable
Average level of performance
Performance
Expectations
Description Force Resistance Stability
What the stakeholders
select
This is one of the areas we need
your help in the breakout!
Level 3
????. Yielded but with
limited strength
reduction
Stable 1. 150% MCE Sa
2. 90% PNE
3. Loss < 10% current valuation
4. ???? but continued occupancy
Level 2
Repairable damage
and self re-
centering
Some softening
but maintain
positive stiffness
Stable
1. MCE Sa
2. 90% PNE
3. Loss < 2% current valuation
4. Un-interrupted occupancy
1. DBE Sa
2. 90% PNE
3. No Loss
4. Un-interrupted occupancy
Level 1 Damage Free and
self re-centering
No softening. Stable
Breakout Questions
• How do we want to define resiliency targets (expectations) for tall CLT ?
• Do we focus on damage and loss or include contents as next generation methodologies are moving toward ? Design based on life cycle costs ?
• How does/can this be made to be cost effective for engineers ?
• How (does) it tie into current force-based techniques ?
• LEED cert. Would there be any benefits to designing with CLT ?
Overview of a Project to Quantify Seismic
Performance Factors for Cross Laminated
Timber Structures in the United States
M. Omar Amini & John W. van de Lindt
Colorado State University
Shiling Pei, Colorado School of Mines
Douglas Rammer, Forest Products
Laboratory
Phil Line, American Wood Council
Marjan Popovski, FPInnovations
0 1 2 3 4 5 6 70
0.5
1
1.5
2
2.5
3
3.5
4
4.5
5
Maximum Story Drift(%)
ST (
g)
Project Team and Review Panel MembersProject Team
Member Expertise Role
John W. van de Lindt, Ph.D.
George T. Abell Distinguished
Professor in Infrastructure
Colorado State University
Seismic reliability analysis
Earthquake engineering
Extreme loading on structures
Structural dynamics
Project
Team Leader
Douglas R. Rammer, P.E.
Research General Engineer
Engineering Properties of
Wood, Wood Based Materials,
and Structures - RWU4714
Engineering Design Criteria
Mechanical Connection Behavior
Seismic and Wind Response of Wood
Structures
Condition Assessment
Project
Member
Marjan Popovski, Ph.D.
Principal Scientist and Quality
Manager
Advanced Building Systems
Department
FPInnovations
Cross laminated timber
Seismic behavior of wood systems
Wood connections
Project
Member
Philip Line, P.E.
Director, Structural
Engineering
American Wood Council
Codes and Standards
Seismic behavior of wood
Project
Member
Shiling Pei, Ph.D. P.E.
Assistant Professor
Department of Civil and
Environmental Engineering
Colorado School of Mines
Mechanistic models and non-linear
structural dynamics
Structural reliability
Earthquake engineering
Project
Member
M. Omar Amini
Ph.D. Student
Colorado State University
Student Project
Member
Peer Review Panel
Member Expertise Role
Charlie Kircher, Ph.D., P.E.
Principal and Owner
Charles Kircher & Associates
Structural and earthquake
engineering, focusing on
vulnerability assessment,
risk analysis and innovative
design solutions
Panel
Chair
J. Daniel Dolan, Ph.D., P.E.
Professor
Department of Civil and
Environmental Engineering
Washington State University
Dynamic Response of Light-
Frame Buildings
Full-Scale Static, Cyclic, and
Dynamic Testing of
Structural Assemblies
Numerical Modeling of
Structural and Material
Response to Static and
Dynamic Loading
Panel
Member
Kelly Cobeen, S.E.
Associate Principal
Wiss, Janney, and Elstner
Associates, Inc.
Peer Review
Wood Seismic Design and
Detailing
Seismic Performance
Evaluation
Structural Evaluation
Earthquake Engineering
Panel
Member
Methodology Overview
Ref: Quantification of Building Seismic
Performance Factors, FEMA P695
Sources of Uncertainty
Archetype Development
Archetypes
Residential
Single family
dwelling
Multi-family
dwelling
Commercial
(mixed use)
Configuration Design Variables Seismic Behavioral Effects
Occupancy and Use Strength
Elevation and Plan Configuration Stiffness
Building Height Inelastic-deformation Capacity
Structural Component Type Seismic Design Category
Seismic Design Category Inelastic-system Mobilization
Gravity Load
Residential single
family dwelling
1-3 stories
25 ‘ x 40 ‘
Residential Multi-
family dwelling
2-10 stories
40’ x 80’
Commercial 1-5 stories
40’ x 80’
High Seismic
Design
Low Seismic
Design
0 1 2 3 4 5 6 7 8 9 100
0.5
1
1.5
2
2.5
3x 10
4
Roof Drift (in.)
Bas
e S
hear
(lb
s)
Static Pushover and Dynamic Analysis
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 50
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
Fragility parameters (lognormal)µLn=0.78492
σLn=0.64026
Pro
babi
lity
Sa
0 1 2 3 4 5 6 70
0.5
1
1.5
2
2.5
3
3.5
4
4.5
5
Maximum Story Drift(%)
ST (
g)
Collapse
Margin Ratio
Overstrength factor
Period based ductility
Performance Evaluation
Sources of Uncertainty-Four Contributors
• Record-to-Record Variability
(βRTR = 0.4)
• Design Requirements
• Quality of Test Data
• Quality of Analytical Model
Adjusted Collapse Margin Ratio
Spectral Shape Factor
Collapse Margin Ratio
SSF to account for rare ground motions in the
Western United States with distinctive spectral shape
different from design spectrum in ASCE/SEI 7-05
Baker and Cornell (2006)
Current Progress… Archetype developmentDesign Space
Archetype Configurations
Archetype Designs
Archetype Models
Mathematical idealization of the
proposed system
Index archetype configurations
design and detailed using the
design requirements
Prototypical representation of a
seismic-force-resisting system
Representative of typical
residential and commercial
structures in the U.S.
Current Progress… CLT Design MethodologyShear Wall
• Overturning is resisted by the overturning
anchors (tie rods or holddowns)
• Angle brackets resist shear
• Generic Angle Bracket
• CLT panel aspect ratio, h/b, shall not be greater
than 4:1 nor less than 1:1
• Fasteners shall have sufficient embedment to
develop Mode III or Mode IV yielding
Member Resistance
• CLT shall be designed for limit states of net
section tension rupture, row tear-out, group
tear-out as defined in NDS Appendix E, and
shear in accordance with NDS Section 3.4.3.3
Diaphragm Design
• The design strength of the CLT diaphragm shall
be determined in accordance with principles of
mechanics using values of fastener and member
strength in accordance with NDS.
Current Progress… CLT wall Modeling
• Using CLT wall test data, Connector parameters can be calibrated to produce accurate wall response using the simplified kinematics model (wall data: Popovski et al, 2010)
• A simplified Kinematics model is used to
determine lateral response of CLT wall under
cyclic loading
• Assumptions
• Rocking behavior
• Limitations
• Inter-story drift
• Wall aspect ratio
Pei et al, 2013
Current Progress… Planned testsHeight, h Length, b h/b # Plys Thickness Number of
tests
Isolated wall tests
10’ 0” 2’ 6” 4.0 5 5.5” 2
10’ 0” 5’ 0” 2.0 5 5.5” 2
10’ 0” 2’ 6” 4.0 7 10 3/16” 2
10’ 0” 5’ 0” 2.0 7 10 3/16” 2
8’ 0” 2’ 0” 4.0 5 3.75” 2
8’ 0” 4’ 0” 2.0 5 3.75” 2
8’ 0” 8’ 0” 1.0 5 3.75” 2
8’ 0” 2’ 0” 4.0 5 5.5” 2
8’ 0” 4’ 0” 2.0 5 5.5” 2
8’ 0” 8’ 0” 1.0 5 5.5” 2
8’ 0” 2’ 0” 4.0 7 7.25” 2
8’ 0” 4’ 0” 2.0 7 7.25” 2
Two wall tests 8’ 0” 8’ 0” 1.0 5 5.5” 2
Box type configuration 8’ 0” 8’ 0” 1.0 5 5.5” 2
8’ 0” 2’ 0” 4.0 5 5.5” 2
3-sided wall configuration
with a diaphram
8’ 0” 2’ 0” 4.0 5 5.5” 2
Current Progress… Planned tests
Isolated wall test setup (out-of-plane bracing not shown) Wall with multiple panels test setup (out-of-plane bracing not shown)
Two wall assemblies with a diaphragm (weight will be placed on the
diaphragm in lieu of force controlled actuators)Box type configuration with a diaphragm (cloverleaf loading)
Box type configuration with a diaphragm using 0.6 m x 2.4 m (2’x 8’)
panels
Box type configuration with an opening
Tests Performed at CSU
Fig. Current test setup at CSU
(Out of plane bracing not shown)Fig. CLT specimens
Test specimens
Height Length # Plys Thickness Specimens
7’4” 2’ 5 3.5” 2
Horizontal actuator: displacement controlled
Vertical actuator: force controlled
Tests Performed at CSU
Tests Performed at CSU
Tests Performed at CSU
Tests Performed at CSU
Tests Performed at CSU
-6 -4 -2 0 2 4 6
-4
-3
-2
-1
0
1
2
3
4
Displacement, in.
For
ce,
kip
-8 -6 -4 -2 0 2 4 6 8
-4
-3
-2
-1
0
1
2
3
4
Displacement, in.
For
ce,
kip
Planned tests at CSU…
Fig. Shake Table in Structures Lab at CSU
Reminder - Breakout Questions
• How do we want to define resiliency targets (expectations) for tall CLT ?
• Do we focus on damage and loss or include contents as next generation methodologies are moving toward ?
• How does/can this be made to be cost effective for engineers ?
• How (does) it tie into current force-based techniques ?
AcknowledgementsSome of the material presented in this presentation is based upon work supported by the National Science Foundation under Grant No.
CMMI-0529903 (NEES Research) and CMMI-0402490 (NEES Operations). Any opinions, findings, and conclusions or recommendations
expressed in this material are those of the author(s) and do not necessarily reflect the views of the National Science Foundation. The
presenter is grateful to the overall NEESWood project team made up of David V. Rosowsky, Andre Filiatrault, Rachel A. Davidson, and
Michael D. Symans. Thank you also to Weichang Pang of Clemson University for his participation in the design portion of the Capstone
test specimen. Thank you to NSF REU’s Doug Allen and Kathryn Pfrefzschner, researchers Chun Ni, Hidemaru Shimizu, Professor H. Isoda,
Izumi Nakamura, Chikahiro Minowa, N Kawai, and Mikio Koshihara . Two graduate students, Kazaki Tachibana and Tomoya Okazaki,
contributed to the construction and instrumentation of the test specimen. Thank you also to Steve Pryor and Tim Ellis of Simpson Strong
Tie Co. and David Clyne of Maui Homes USA. Edward Matsuyama and colleagues at AF&PA, APA, and Canadawood. Technical
collaborators beyond the authors affiliation included the Simpson Strong Tie, U.S. Forest Product Laboratory, FP Innovations-Forintek
Division, Maui Homes U.S.A, and Structural Solutions Inc Financial and in-kind product and personal donations were provided by
Simpson Strong Tie, Maui Homes, B.C. Ministry of Housing and Social Development, Stanley Bostitch, Strocal Inc., Structural Solutions
Inc., Louisiana Pacific Corp., Natural Resources Canada, Forestry Innovation Investment, APA-The Engineered Wood Association,
American Forest and Paper Association, Howdy, Ainsworth, and Calvert Glulam.
Some of the material is based upon work supported by the National Science Foundation under Grant No. CMMI-1041631 (NEES
Research) and NEES Operations. Any opinions, findings, and conclusions or recommendations expressed in this material are those of
the investigators and do not necessarily reflect the views of the National Science Foundation.
The authors kindly acknowledge the Co-Principal Investigators of the NEES-Soft project: Michael D. Symans at Rensselaer Polytechnic
Institute, WeiChiang Pang at Clemson University, Xiaoyun Shao at Western Michigan University, Mikhail Gershfeld at Cal Poly – Pomona,
and senior personnel David V. Rosowsky at Rensselaer Polytechnic Institute, Andre Filiatrault at University of Buffalo, Gary Mochizuki at
Structural Solutions Inc., Shiling Pei at South Dakota State University, Douglas Rammer at U.S. Forest Products Lab., David Mar at
Tipping Mar, and Charles Chadwell at Cal Poly – SLO. Thank you to Tim Ellis, Asif Iqbal, Russell Ek, and the site staff at UCSD and UB.
For NEES-Soft, again thank you to Simpson Strong-Tie, SEAOSC, Forest Products Lab, NEES@UCSD, NEES@UB.
Workshop Acknowledgments
• A special thank you to the ARUP Seattle Office for
providing the venue and organizing assistance for this
workshop.
• This workshop is supported by the National Science
Foundation under George E. Brown Jr. Network for
Earthquake Engineering Simulation Research (NEESR)
Program. (Awards CMMI: 1344617; 1344646; 1344798;
1344590; 1344621). The financial support is greatly
appreciated. The views and conclusions resulted from the
workshop do not necessarily reflect the view of the
sponsors.
Closing remarks
• Go Broncos!