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EV =>6k Trgfbnurbs

Tbrsghkj Vbrv`fbs Fghtrkfts w`ta Agst Fguhtry Ybs`nbhts

Bllbft`vb Nktb? Okhukry >, 94;6Ybspghs`ijb Gll`fb? Gll`fb gl Kfqu`s`t`ghs khn Fghtrkft Ekhkmbebht

^kijb gl Fghtbhts

;.4 Turpgsb

9.4 Kppj`fki`j`ty

6.4 Fghtrkft`hm Kutagr`ty

>.4 Nbl`h`t`ghs

2.4 Fghtrkft Kwkrn

.4 Tbr N`be

;2.4 I`jj`hm

;

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;1.4 Bvkjukt`gh gl k Fghtrkftgrs Tbrlgrekhfb

;0.4 ^bre`hkt`gh gl Fghtrkft

94.4 Kppj`fki`j`ty gl Ekhukj Vbft`ghs

9;.4 Fghtrkft fjgsbgut khn L`jb Ybtbht`gh

99.4 Bllbft`vb Nktb

Kttkfaebhts

Kttkfaebht K Bjbebhts gl tab Vtktbebht gl ]grc (VG])

Kttkfaebht I Vpbf`kj Fjkusbs lgr Ebn`fkj Fghtrkftgrs

Kttkfaebht F Fght`hubn Vbrv`fb Kmrbbebht Lgre

Kttkfaebht N Tbrsghkj Vbrv`fb Fghtrkft Tbrlgrekhfb Bvkjukt`gh

Kttkfaebht B Agst Fguhtry Ybs`nbht Tbrsghkj Vbrv`fbs Fghtrkft

Kttkfaebht B-; Agst Fguhtry Ybs`nbht Tbrsghkj Vbrv`fbs Fghtrkft lgr TFEFs

Kttkfaebht L Tbrsghkj Vbrv`fb Fghtrkft L`jb Fabfcj`st

Kttkfaebht M Tbkfb Fgrps Jgfkj Ybpjkfbebht Ybt`rbebht Tjkh

Kttkfaebht A TVF Gvbrsbks Ikfcmrguhn Fabfcs

;.4 Turpgsb

^a`s prgfbnurbs sbft`gh bstkij`sabs prgfbnurbs lgr tab kwkrn khn kne`h`strkt`gh gl TbrsghkjVbrv`fbs Fghtrkfts tg rbs`nbhts gl Tbkfb Fgrps agst fguhtr`bs.

9.4 Kppj`fki`j`ty

^ab prgv`s`ghs gl ta`s prgfbnurbs sbft`gh kppjy tg Tbkfb Fgrps Tbrsghkj Vbrv`fbs Fghtrkftskwkrnbn lgr pbrsghkj sbrv`fbs `h tab agst fguhtry tg rbs`nbhts gl tab agst fguhtry, rbmkrnjbss glf`t`zbhsa`p kwkrnbn gr suistkht`vbjy egn`l`bn kltbr Hgvbeibr 9;, 94;;. Lgr Tbkfb FgrpsTbrsghkj Vbrv`fbs Fghtrkfts kwkrnbn `h tab agst fguhtry tg rbs`nbhts gl tab agst fguhtry, iblgrbHgvbeibr 9;, 94;; sbb EV =>6 Trgfbnurbs. @t ngbs hgt kppjy tg fghtrkfts `ssubn iy Tbkfb Fgrpspgsts gr Tbkfb Fgrps ]ksa`hmtgh tg hgh-rbs`nbht ta`rn fguhtry hkt`ghkjs (^FHs) gr tg hgh-

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rbs`nbht R.V. f`t`zbhs. Trgfbnurbs sbft`gh =>> sagujn ib rblbrrbn tg lgr mu`nkhfb `h tagsb`hstkhfbs.

6.4 Fghtrkft`hm Kutagr`ty

6.; Nbjbmkt`gh gl Kutagr`ty

Tbkfb Fgrps pbrsghhbj wag akvb ibbh nbjbmktbn prgfurbebht kutagr`ty v`k EV ;;> gr ksnbjbmktbn iy tab Fa`bl Kfqu`s`t`gh Gll`fbr eky bxbfutb Tbrsghkj Vbrv`fbs Fghtrkfts, prgv`nbntakt tab lgjjgw`hm fghn`t`ghs krb ebt?

(k) ^ab keguht gl tab fghtrkft (iksb ybkr pjus kjj gpt`gh pbr`gns) ngbs hgt bxfbbn tab keguht glprgfurbebht kutagr`ty wa`fa aks ibbh nbjbmktbn tg tabe3

(i) R.V. Mgvbrhebht fghlj`ft gl `htbrbst rbqu`rbebhts krb knabrbn tg3 khn

(f) Luhns lgr tab fghtrkft krb kvk`jkijb pr`gr tg sgj`f`t`hm gr hbmgt`kt`hm w`ta fghtrkftgrs khn krbprgpbrjy gij`mktbn v`k k fghtrkft tg prbfjunb v`gjkt`gh gl tab Kht`-Nbl`f`bhfy Kft, 6; R.V.F.

;6>;.

6.9 Knn`t`ghkj Trgfurbebht Kutagr`ty

@l tab pr`fb gl tab tgtkj keguht gl tab iksb pjus kjj gpt`gh pbr`gns bxfbbns tab Fghtrkft`hmGll`fbrs nbjbmktbn prgfurbebht kutagr`ty, k nbjbmkt`gh gl knn`t`ghkj prgfurbebht kutagr`ty `srbqu`rbn lrge GKFE pr`gr tg kwkrn`hm tab fghtrkft. Tgsts krb rbe`hnbn tg kjjgw sull`f`bht t`ebtg rbqubst knn`t`ghkj prgfurbebht kutagr`ty lrge GKFE khn tg prgv`nb khy rbqu`rbn knvkhfbhgt`fb tg tab fghtrkftgr gl `ts `htbht tg bxbrf`sb `ts gpt`gh. Ghfb knn`t`ghkj prgfurbebht kutagr`tyaks ibbh prgv`nbn iy GKFE tg kwkrn tab fghtrkft w`ta gpt`gh pbr`gns, knn`t`ghkj kpprgvkj `shgt rbqu`rbn tg kwkrn tab rbek`h`hm gpt`gh pbr`gns hgr suisbqubht rbhbwkjs gl tab skebfghtrkftgr `h tab skeb pgs`t`gh.

6.6 Fghtrkftgr `h Agst Fguhtry

]abh tab prgspbft`vb TVF `s kjrbkny `h tab fguhtry wabrb tab Tbrsghkj Vbrv`fbs Fghtrkft w`jj ibpbrlgrebn, tab fghtrkft w`jj ib hbmgt`ktbn khn bxbfutbn iy tab Fghtrkft`hm Gll`fbr gr nbs`mhbbnbjbmktbn prgfurbebht kutagr`ty. Fghtrkft`hm Gll`fbrs sakjj rbqubst kh knn`t`ghkj nbjbmkt`gh glprgfurbebht kutagr`ty lrge GKFE `l tab fghtrkft keguht bxfbbns tab`r nbjbmktbn kutagr`typr`gr tg kwkrn`hm sufa Tbrsghkj Vbrv`fbs Fghtrkfts. Vbb EV ;;> khn Vbft`gh 6.9 gl ta`s sbft`gh.

6.> Fghtrkftgr `s hgt k agst fguhtry rbs`nbht

]abh tab prgspbft`vb TVF `s hgt rbs`n`hm `h tab agst fguhtry khn `s hgt k rbs`nbht gl tab agst

fguhtry, tab fghtrkft sakjj ib bxbfutbn uhnbr tab kutagr`t`bs gl EV =>>.

>.4 Nbl`h`t`ghs

>.; Fgepbt`t`gh- ebkhs gllbrs rbqubstbn lrge ks ekhy pgtbht`kj gllbrgrs ks `s prkft`fkijb uhnbrtab f`rfuestkhfbs3

>.9 Fghtrkftgr- ebkhs Tbrsghkj Vbrv`fbs Fghtrkftgr (sbb >.;

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>.6 Fghtrkft`hm Gll`fbr -ebkhs kmbhfy pbrsghhbj wag akvb k wr`ttbh nbjbmkt`gh glprgfurbebht kutagr`ty khn tabrbiy `s kutagr`zbn tg bhtbr `htg, kne`h`stbr, gr tbre`hktb fghtrkftskhn ekcb rbjktbn nbtbre`hkt`ghs khn l`hn`hms3

>.> Frbn`t Agursebkhs tagsb agurs wa`fa k pbrsghkj sbrv`fbs fghtrkftgr uhnbr k ekx`-ljbxsfabnujb bjbfts tg wgrc `h bxfbss gl a`s gr abr iks`f wgrc rbqu`rbebht khn wa`fa eky ib usbn tgvkry tab jbhmta gl k suffbbn`hm wgrcwbbc gr wgrcnky.

>.2 Nbtbre`hkt`ghs khn L`hn`hms (N&L) -ebkhs k wr`ttbh kpprgvkj iy kh kutagr`zbn gll`f`kjtakt `s rbqu`rbn iy stktutb gr rbmujkt`gh ks k prbrbqu`s`tb tg tkc`hm fbrtk`h fghtrkft`hm kft`ghs. ^abNbtbre`hkt`gh `s tab fghfjus`gh gr nbf`s`gh. ^ab L`hn`hms krb tab stktbebhts gl lkft gr rkt`ghkjbsuppgrt`hm tab nbtbre`hkt`gh3

>.< LKY -ebkhs tab Lbnbrkj Kfqu`s`t`gh Ybmujkt`ghs, wa`fa spbf`ly tab uh`lgre pgj`f`bs khnprgfbnurbs lgr kfqu`s`t`gh iy R.V. Mgvbrhebht kmbhf`bs3

>.= Agst Fguhtry -ebkhs k lgrb`mh fguhtry `h wa`fa tabrb `s k Tbkfb Fgrps prgmrke gr `htbrbst3

>.1 Agst Fguhtry Hkt`ghkj (AFH) -ebkhs kh `hn`v`nukj wag `s k f`t`zbh gl tab lgrb`mh fguhtry`h wa`fa tabrb `s k Tbkfb Fgrps prgmrke gr `htbrbst3

>.0 Agst Fguhtry Ybs`nbht (AFY)- (sbb "Ybs`nbht" ibjgw)

>.;4 @habrbhtjy Mgvbrhebhtkj Luhft`ghs -ebkhs kft`ghs sg `ht`ektbjy rbjktbn gr `habrbht tgtab puij`f `htbrbst ks tg rbqu`rb pbrlgrekhfb iy kutagr`zbn R.V. Mgvbrhebht pbrsghhbj

>.;; Jgfkj Fgepbhskt`gh Tjkh (JFT) - ebkhs mu`nkhfb nbvbjgpbn iy tab R.V. Beikssy grbqu`vkjbht grmkh`zkt`ghs `l hg R.V Beikssy bx`sts, lgr k spbf`l`f agst fguhtry `htbhnbn tg ir`hmuh`lgre`ty tg tab fgepbhskt`gh (wkmb khn ibhbl`ts) gllbrbn tg `hn`v`nukjs a`rbn jgfkjjy iy R.V.Mgvbrhebht Kmbhf`bs. Tbkfb Fgrps Tbrsghkj Vbrv`fbs Fghtrkftgrs krb hgt suiobft tg tab JFT3

>.;9 Jgfkj furrbhfy -ebkhs tab furrbhfy gl tab agst fguhtry3

>.;6 Jghm tbre fghtrkft- ebkhs k fghtrkftukj tbre gl sbrv`fb `h bxfbss gl 9.;> Jghm tbre rbs`nbht- ebkhs kh `hn`v`nukj wag, kt tab t`eb gl fghtrkft`hm, aks nwbjjbn `htab agst fguhtry pbrekhbhtjy gr fght`hugusjy3

>.;2 Tbrsghkj Vbrv`fb Kmrbbebht (TVK)- ebkhs k typb gl kmrbbebht takt aks `h sgeb fksbsrbpjkfbn Tbrsghkj Vbrv`fbs Fghtrkfts kt tab Nbpkrtebht gl Vtktb. K TVK frbktbs khbepjgybr/bepjgybb rbjkt`ghsa`p ibtwbbh tab pkrt`bs tg tab TVK. Tbkfb Fgrps ngbs hgt akvb tabhbfbsskry stktutgry kutagr`ty tg bhtbr `htg TVKs3

>.;< Tbrsghkj Vbrv`fbs Fghtrkft -ebkhs k jbmkj kmrbbebht w`ta kh `hn`v`nukj lgr tabpbrlgrekhfb gl wgrc uhnbr tab n`rbft supbrv`s`gh khn fghtrgj gl Tbkfb Fgrps kutagr`zbnpbrsghhbj3

>.;= Tbrsghkj Vbrv`fbs Fghtrkftgr (TVF) - ebkhs tab `hn`v`nukj pbrlgre`hm wgrc pursukht tg kTbrsghkj Vbrv`fbs Fghtrkft3

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>.;1 Ybt`rbebht - ebkhs tab pg`ht wabrb kh `hn`v`nukj stgps wgrc`hm bht`rbjy w`ta tab TbkfbFgrps3

>.;0 Vbvbrkhfbebkhs k pkyebht eknb `h juep sue kt tab t`eb k fghtrkft rbjkt`ghsa`p `sbhnbn `h `ts bht`rbty3

>.94 Vagrt tbre fghtrkft - ebkhsk fghtrkftukj tbre gl sbrv`fb gl jbss takh 9.9; ^a`rn fguhtry - ebkhsk fguhtry gtabr takh tab Rh`tbn Vtktbs gr tab agst fguhtry gl tabkppj`fkijb Tbkfb Fgrps prgmrke3

>.99 ^a`rn Fguhtry Hkt`ghkj (^FH) - ebkhskh `hn`v`nukj wag `s hb`tabr k agst fguhtryhkt`ghkj hgr k R.V. hkt`ghkj.

2.4 Fghtrkft Kwkrn

2.; Bxbept`ghs

Rhnbr tab Fjkss Oust`l`fkt`gh khn Nbtbre`hkt`gh gl Ouhb ;>, 94;4, s`mhbn iy tab Fa`blKfqu`s`t`gh Gll`fbr, pbrsghkj sbrv`fbs fghtrkfts krb bxbept ks lgjjgws?

k) Tbrsghkj Vbrv`fbs Fghtrkfts Kwkrnbn `h tab R.V.?`) Knvbrt`s`hm khn fgepbt`t`gh rbqu`rbebhts lgr bxtbhs`ghs khn rbhbwkjs gl

pbrsghkj sbrv`fbs fghtrkfts w`ta `hn`v`nukjs hgt rbfru`tbn jgfkjjy lgr fght`hu`hmsbrv`fb. K rbhbwkj `s k hbw pbrsghkj sbrv`fb fghtrkft w`ta tab skeb `hn`v`nukj lgrtab skeb fght`hubn sbrv`fb.

i) Tbrsghkj Vbrv`fbs Fghtrkfts Kwkrnbn kt Tgst?`) kh bxfbpt`gh lgr Mgvbrhebht-w`nb pg`ht gl bhtry (MTB) khn gtabr knvbrt`s`hm

ebtagns uhnbr LKY 2 uhnbr 2.;49(k)(2)(```)3 khn``) j`e`tbn fgepbt`t`gh ks kutagr`zbn iy LKY

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Oust`l`fkt`gh

@l fgepbt`t`gh `s hgt pgss`ijb lgr rbksghs gtabr takh tagsb `h Vbft`gh 2.; kigvb, tab

Fghtrkft`hm Gll`fbr eust prbpkrb k wr`ttbh oust`l`fkt`gh suppgrt`hm k hgh-fgepbt`t`vbkwkrn, akvb `t kpprgvbn iy tab Fguhtry N`rbftgr khn GKFE khn pjkfb `t `h tab fghtrkftl`jb.

2.6 Tbrsghkj Vbrv`fbs Fghtrkft ^bepjktb

^ab Tbrsghkj Vbrv`fbs Fghtrkft ^bepjktb `h Kttkfaebht B gl ta`s prgfbnurbs sbft`gh sakjj ibusbn lgr kjj Tbrsghkj Vbrv`fbs Fghtrkfts kwkrnbn uhnbr ta`s prgfbnurbs sbft`gh bxfbpt TFEFs.^ab ijkhcs sagujn ib l`jjbn `h kpprgpr`ktbjy khn tab stktbebht gl wgrc kttkfabn. Kjj TFEFfghtrkft kwkrns eust usb Kttkfaebht B-;. Rhjbss n`rbftbn tg ng sg iy GKFE, tab Fghtrkft`hmGll`fbr kt Tgst sakjj hgt nbv`ktb lrge tab tbepjktb. Khy rbqubsts tg nbv`ktb lrge tab tbepjktb

sakjj ib eknb `h wr`t`hm iy tab Fghtrkft`hm Gll`fbr, khn sakjj ib suiobft tg suie`ss`gh tg tabFa`bl Kfqu`s`t`gh Gll`fbr lgr l`hkj kpprgvkj.

2.> Vtktbebht gl ]grc

Iblgrb sgj`f`t`hm lgr k Tbrsghkj Vbrv`fbs Fghtrkft kwkrn, k wr`ttbh nbtk`jbn stktbebht gl wgrckhn k stktbebht gl rbqu`rbn e`h`eue qukj`l`fkt`ghs fgvbr`hm nut`bs tg ib pbrlgrebn sakjj ibprbpkrbn. K fgpy gl tab stktbebht gl wgrc khn rbqu`rbn e`h`eue qukj`l`fkt`ghs sakjj ibprgv`nbn tg pgtbht`kj fkhn`nktbs. Kttkfaebht K prgv`nbs knn`t`ghkj mu`nkhfb gh tab prbpkrkt`ghgl stktbebhts gl wgrc.

2.2 Ybv`bw gl TVF Fkhn`nktbs

Kutagr`zbn Tbkfb Fgrps pbrsghhbj khn vgjuhtbbrs w`ta kpprgpr`ktb qukj`l`fkt`ghs sakjj ibrbspghs`ijb lgr rbv`bw`hm khn bvkjukt`hm tab qukj`l`fkt`ghs gl pgtbht`kj fghtrkftgrs. @l nbbebnkpprgpr`ktb, `htbrv`bws eky ib fghnuftbn w`ta tab pgtbht`kj fghtrkftgrs iblgrb k rbfgeebhnbnsbjbft`gh `s suie`ttbn tg tab Fghtrkft`hm Gll`fbr. Furrbht TVFs w`ta kpprgpr`ktb qukj`l`fkt`ghseky kss`st `h sgurfb sbjbft`gh gl Tbrsghkj Vbrv`fbs Fghtrkfts. Agwbvbr, l`hkj sbjbft`gh gl tabTVF khn tab l`hkj nbf`s`gh gh tab fghtrkft kwkrn eust ib eknb iy k Tbkfb Fgrps Fghtrkft`hmGll`fbr.

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2.< Hbmgt`kt`ghs Fghnuftbn iy Fghtrkft`hm Gll`fbr

^ab Fghtrkft`hm Gll`fbr sakjj fghnuft hbmgt`kt`ghs w`ta tab rbfgeebhnbn sgurfb. @l tabFghtrkft`hm Gll`fbr fkh hbmgt`ktb fgepbhskt`gh `h kffgrnkhfb w`ta ta`s sbft`gh, tabh kh kwkrn tgtab TVF fkhn`nktb eky ib eknb. @h tab bvbht kh kmrbbebht fkhhgt ib rbkfabn, tab Fghtrkft`hmGll`fbr sakjj bhtbr htg hbmgt`kt`ghs w`ta tab hbxt a`mabst rktbn fkhn`nktb. Knn`t`ghkj mu`nkhfbgh hbmgt`kt`hm fgepbhskt`gh `s lguhn `h sbft`gh ;2.4 gl ta`s prgfbnurbs sbft`gh. ^abfgepbhskt`gh n`sfussbn w`ta`h Vbft`gh ;4.4 gl tabsb prgfbnurbs sakjj ib uhnbrstggn pr`gr tg khnknabrbn tg nur`hm hbmgt`kt`ghs w`ta fkhn`nktbs lgr k Tbrsghkj Vbrv`fbs Fghtrkft.

2.= Fghtrkft L`jb

^ab fghtrkft l`jb sakjj `hfjunb ngfuebhtkt`gh khn oust`l`fkt`gh lgr sbjbft`gh gl tab pbrsghkjsbrv`fbs fghtrkftgr khn tab iks`s gl tab stktbn fgepbhskt`gh khn ibhbl`ts. ^a`s oust`l`fkt`gh sakjjib rbfgrnbn `h tab sbjbft`gh ebeg.

2.1 Fghtrkft Ibhbl`ts

^ab ghjy ibhbl`ts kutagr`zbn lgr pbrsghkj sbrv`fbs fghtrkfts kwkrnbn uhnbr =>6 krb tagsb j`stbn`h tab fghtrkft ibhbl`ts kttkfaebht, ks kpprgpr`ktb. Ibhbl`ts prgv`nbn krb nbpbhnbht gh tab jbhmtagl tab fghtrkft. Khy ibhbl`t gr kjjgwkhfb hgt bxprbssjy stktbn `h tab ibhbl`ts kttkfaebht sakjj hgtib kutagr`zbn lgr khy pbrsghkj sbrv`fbs fghtrkftgr. ^aby sakjj hgt ib `hfgrpgrktbn iy rblbrbhfb.

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1.4 Vbfur`ty Fbrt`l`fkt`ghs khn Bepjgyebht Vu`tki`j`ty

Kjj rbs`nbht pbrsghkj sbrv`fbs fghtrkftgrs sakjj akvb k su`tki`j`ty khn sbfur`ty `hvbst`mkt`gh ksrbqu`rbn iy tab Gll`fb gl Vklbty khn Vbfur`ty. Kttkfaebht A gutj`hbs tab rbqu`rbebhts lgr agstfguhtry rbs`nbht pbrsghkj sbrv`fbs fghtrkfts.

1.; Kffbss tg Fjkss`l`bn @hlgrekt`gh

Lgrb`mh hkt`ghkjs krb hgt pbre`ttbn kffbss tg fjkss`l`bn `hlgrekt`gh gr ektbr`kj.

1.9 Vbfur`ty Fbrt`l`fkt`gh lgr TVFs

Lgr kjj agst fguhtry rbs`nbht TVFs fghtrkftbn lgr 999.>, ;0, 94) gl tab prgpgsbn TVF pr`gr tg bxbfut`hm tab fghtrkft.@l fgepjbt`gh gl tab kpprgpr`ktb `hvbst`mkt`gh w`jj ib nbjkybn, tab Fghtrkft`hm Gll`fbr eustgitk`h k tbepgrkry sbfur`ty fbrt`l`fkt`gh lrge tab YVG iblgrb bxbfut`gh gl tab Tbrsghkj Vbrv`fbsFghtrkft. ^ab FN eust rbqubst rb-fbrt`l`fkt`gh gl k fght`hugusjy bepjgybn TVF bvbry l`vb ybkrs`h kffgrnkhfb w`ta ;9 LKE >94. Ngfuebhtkt`gh gl tab sbfur`ty fbrt`l`fkt`gh w`jj ib l`jbn `h tab`hn`v`nukj TVFs fghtrkft l`jb kt pgst.

Kt tagsb pgsts wabrb tabrb `s hg R.V. E`ss`gh khn hg rbs`nbht YVG (gr YVG Lgrb`mh Vbrv`fbHkt`ghkj @hvbst`mktgr), k pgst eust lgjjgw tab prgfbnurbs gutj`hbn `h sbft gh 1.6.

1.6 Vu`tki`j`ty lgr Vagrt-tbre TVFs

Tr`gr tg bxbfut`hm k Tbrsghkj Vbrv`fbs Fghtrkft w`ta k agst fguhtry rbs`nbht lgr k fghtrkftukjtbre gl sbrv`fb gl lbwbr takh 9) tab Fghtrkft`hm Gll`fbr eust rbv`bw ta`s `hlgrekt`gh pr`gr tg fghtrkft

bxbfut`gh.

^a`s kne`h`strkt`vb prgfbss eust ib rbpbktbn bvbry tarbb ybkrs lgr khy sagrt-tbre TVFfghtrkft`hm w`ta Tbkfb Fgrps gh k rbfurr`hm iks`s. Ngfuebhtkt`gh gl tab Tbkfb Fgrps mbhbrktbnsbfur`ty fbrt`l`fkt`gh lgr sagrt-tbre TVFs eust ib l`jbn `h tab `hn`v`nukj TVFs fghtrkft l`jb kt

pgst. Vagujn khy nbrgmktgry `hlgrekt`gh ib nbvbjgpbn `h tab fgursb gl k Tbkfb Fgrps mbhbrktbnbepjgyebht su`tki`j`ty fbrt`l`fkt`gh lgr sagrt-tbre TVFs, tab fksb eust ib rblbrrbn tg tab YVGlgr l`hkj knoun`fkt`gh iblgrb fghtrkft bxbfut`gh.

1.> @htbjj`mbhfb Ikfcmrguhn @hlgrekt`gh Fbrt`l`fkt`gh

Tbrsghkj Vbrv`fbs Fghtrkftgrs krb suiobft tg tab pgj`fy khn bj`m`i`j`ty stkhnkrns sbt lgrta `h TbkfbFgrps Ekhukj Vbft`gh

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wgrc, gr bvbh lke`jy rbjkt`ghs eky ib `hbj`m`ijb lgr k pbrsghkj sbrv`fbs fghtrkft nbpbhn`hm upghwabtabr taby ebbt tab bj`m`i`j`ty rbqu`rbebhts sbt lgrta `h Ekhukj Vbft`gh

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@h sueekry, wabh nbtbre`h`hm rbs`nbhfy tg wa`fa fguhtry ngbs tab `hn`v`nukj akvb k fjgsbrfghhbft`ghtab Agst Fguhtry gr khgtabr fguhtry.

;4.4 Fgepbhskt`gh

;4.; Jbmkj Lrkebwgrc lgr Tbkfb Fgrps Tbrsghkj Vbrv`fbs Fghtrkft Fgepbhskt`gh

Tbkfb Fgrps TVFs krb fghs`nbrbn bepjgybbs gl tab Rh`tbn Vtktbs Mgvbrhebht bxfbpt lgr tab

purpgsbs gl khy jkw kne`h`stbrbn iy tab Gll`fb gl Tbrsghhbj Ekhkmbebht (bxfbpt takt tabTrbs`nbht eky nbtbre`hb tab kppj`fki`j`ty tg sufa `hn`v`nukjs gl prgv`s`ghs gl tab Lgrb`mhVbrv`fb Kft gl ;014 (99 R.V.F. 604; bt sbq.)). Ibfkusb taby eky ib fghs`nbrbn bepjgybbs gltab R.V. Mgvbrhebht, taby eky ib m`vbh fgepbhskt`gh, kjjgwkhfbs gr ibhbl`ts takt nbr`vb lrgekh bepjgybr-bepjgybb rbjkt`ghsa`p w`ta tab R.V. Mgvbrhebht. Tbkfb Fgrps TVFs krb sgjbjybht`tjbn tg tab fgepbhskt`gh khn ibhbl`ts spbf`l`bn w`ta`h tab tbres gl tab`r fghtrkfts uhjbss, `hrkrb fksbs, jgfkj jkw gvbrr`nbs sufa kmrbbn upgh ibhbl`ts. Vbb Vbft`gh ;4.=.

^ab Tbkfb Fgrps eky prgv`nb TVFs w`ta ibhbl`ts takt krb fgepkrkijb tg tagsb m`vbh tg Tbkfb

Fgrps n`rbft-a`rb LVHs gr TVFs gl gtabr kmbhf`bs. Tbkfb Fgrps `s hgt suiobft tg tab Nbpkrtebhtgl Vtktb's jgfkj fgepbhskt`gh pjkh gr rbmujkt`ghs mgvbrh`hm n`rbft-a`rb Lgrb`mh Vbrv`fb Hkt`ghkjbepjgybbs wabh bstkij`sa`hm fgepbhskt`gh pkfckmbs lgr TVFs. ^ab stkrt`hm pg`hts lgrbstkij`sa`hm k fgepbhskt`gh pkfckmb lgr Tbkfb Fgrps TVFs krb tab rbqu`rbebhts gl tab pgs`t`ghkhn tab skjkry rkhmb gl tab pgs`t`gh.

Ks sufa, Tbkfb Fgrps TVFs krb suiobft tg tab fgst pr`hf`pjbs lgr fgeebrf`kj grmkh`zkt`ghs. Fgstpr`hf`pjbs mbhbrkjjy kjjgw fbrtk`h ibhbl`ts tg ib `hfjunbn `h TVF fghtrkfts, bvbh fbrtk`hkjjgwkijb ibhbl`ts takt krb `habrbht tg kh bepjgybr-bepjgybb rbjkt`ghsa`p w`ta tab R.V.Mgvbrhebht (b.m., jbkvb), suiobft tg tab pr`hf`pjbs ibjgw gh tab `epj`fkt`ghs gl sufa ibhbl`ts `htab fghtbxt gl kh bepjgybr-bepjgybb rbjkt`ghsa`p uhnbr jgfkj jkw.

;4.9 ^gtkj Fghtrkft Fgepbhskt`gh

Gvbrkjj Tbrsghkj Vbrv`fbs Fghtrkft fgepbhskt`gh fkh ib tagumat gl `h twg ek`h fktbmgr`bs? (;)iks`f fgepbhskt`gh (s`e`jkr tg kh bepjgybb's skjkry) khn (9) ibhbl`ts. ^ab gvbrkjj fghtrkftfgepbhskt`gh (iks`f fgepbhskt`gh khn ibhbl`ts) eust ib "lk`r khn rbksghkijb" lgr tab sbrv`fbsib`hm pbrlgrebn. K lk`r fgepbhskt`gh `s `h j`hb w`ta tab lk`r ekrcbt vkjub gl tab sbrv`fbsnbj`vbrbn uhnbr fghtrkft ks wbjj ks rbkj`st`f `h tbres gl tab fghtrkftgr's ki`j`ty tg prgv`nb tabsbrv`fbs nbj`vbrbn uhnbr tab fghtrkft. K rbksghkijb fgepbhskt`gh `s fgepbhskt`gh takt k prunbhtkhn fgepbtbht iuybr wgujn ib w`jj`hm tg pky, m`vbh kvk`jkijb nktk gh igta jgfkj ekrcbtfghn`t`ghs khn kjtbrhkt`vbs lgr ebbt`hm tab sbrv`fbs tg ib prgv`nbn uhnbr fghtrkft. "Lk`r khnrbksghkijb" `s k nbtbre`hkt`gh eknb iy tab Fghtrkft`hm Gll`fbr kwkrn`hm tab fghtrkft.

@l ibhbl`ts prgv`nbn `h k pkrt`fujkr agst fguhtry krb a`ma, tab gvbrkjj fgepbhskt`gh prgv`nbnsagujn ib knoustbn iy nbfrbks`hm tab iks`f fgepbhskt`gh prgv`nbn uhnbr tab fghtrkft `h grnbr tgprgv`nb tgtkj fghtrkft fgepbhskt`gh takt `s lk`r khn rbksghkijb.

;4.6 Iks`f Fgepbhskt`gh

^ab pgj`fy lgr iks`f fgepbhskt`gh lgr Tbkfb Fgrps pbrsghkj sbrv`fbs fghtrkfts `s takt tabhbmgt`ktbn iksb fgepbhskt`gh sakjj ib lk`r khn rbksghkijb. ^a`s nbtbre`hkt`gh eust ib eknb iy

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tab Fghtrkft`hm Gll`fbr pr`gr tg kwkrn`hm tab fghtrkft. Fghtrkft`hm Gll`fbrs sagujn usb sufalkftgrs ks skjkry a`stgry khn k jgfkj ekrcbt survby (iy Tbkfb Fgrps gr gtabr grmkh`zkt`ghs) glpgs`t`ghs w`ta s`e`jkrjy rbqu`rbn qukj`l`fkt`ghs, sc`jj sbts, fbrt`l`fkt`ghs, khn wgrc rbqu`rbebhts.

^ab rkhmb gl fgepbhskt`gh `h tab kppj`fkijb Vtktb Nbpkrtebht Jgfkj Fgepbhskt`gh Tjkh eky ibfghs`nbrbn ks wbjj lgr nbtbre`h`hm lk`r khn rbksghkijb iksb fgepbhskt`gh. Bxfbpt ks lguhn `htab furrbht fghtrkft tbepjktb prgv`nbn iy tab Gll`fb gl Kfqu`s`t`gh khn Fghtrkft Ekhkmbebht,tab tbresmrknb,stbp, jgfkj fgepbhskt`gh pjkh, bepjgybb, gr bepjgyebht sakjj hgt ib `hfjunbn `htab vbri`kmb gl Tbkfb Fgrps pbrsghkj sbrv`fbs fghtrkfts.

^ab iks`f fgepbhskt`gh sakjj ib `hsbrtbn `h tab kppj`fkijb ijkhcs `h tab fghtrkft tbepjktb lgr tabiksb ybkr khn gpt`gh pbr`gns pr`gr tg fghtrkft kwkrn. K fgst gl j`v`hm `hfrbksb eky ib fghs`nbrbniy tab Fghtrkft`hm Gll`fbr nur`hm hbmgt`kt`ghs lgr tab gpt`gh pbr`gns. Iks`f fgepbhskt`gh sakjjib hbmgt`ktbn lgr kjj fghtrkft pbr`gns gl pbrlgrekhfb (iksb khn gpt`gh) kt tab t`eb gl fghtrkftkwkrn. @hfrbksbs tg iks`f fgepbhskt`gh sakjj ghjy ib eknb `h bxtrkgrn`hkry f`rfuestkhfbs grw`ta fghtbepjktbn `hfrbksbs `h tab Vtktbebht gl ]grc khn sakjj ghjy ib eknb iy fghtrkftegn`l`fkt`gh kltbr k pbr`gn gl pbrlgrekhfb (iksb gr gpt`gh pbr`gn) `s fgepjbtb. Fakhmbs tg tab

Vtktb Nbpkrtebht JFT ng hgt rbsujt `h fakhmbs tg tab fghtrkft iks`f fgepbhskt`gh. ^ab iks`ffgepbhskt`gh `h tab fghtrkft `tsbjl `s wakt nbtbre`hbs iks`f fgepbhskt`gh tg ib pk`n.

;4.> @hfrbksbs `h Fgepbhskt`gh Kltbr @h`t`kj Fghtrkft Kwkrn

;4.>.; Jghm-^bre Tbrsghkj Vbrv`fbs Fghtrkfts Kwkrnbn kt Tgst

Khy `hfrbksb `h iks`f fgepbhskt`gh sakjj ib eknb ghjy iy fghtrkft egn`l`fkt`gh. ^abprblbrrbn t`eb tg ekcb fakhmbs tg iks`f fgepbhskt`gh `s kltbr tab pbr`gn glpbrlgrekhfb `s fgepjbtbn khn iblgrb tab stkrt gl k hbw pbr`gn gl pbrlgrekhfb.Agwbvbr, `l fbrtk`h fghn`t`ghs krb ebt, `hfrbksbs tg iks`f fgepbhskt`gh eky ib eknbnur`hm tab pbr`gn gl pbrlgrekhfb, `.b. e`n-tbre.

;4.>.;.k. @hfrbksbs ]abh Bxbrf`s`hm kh Gpt`gh

^ab Fghtrkft`hm Gll`fbr eky `hfrbksb iks`f fgepbhskt`gh kltbr k pbr`gn glpbrlgrekhfb khn iblgrb tab stkrt gl k hbw pbr`gn gl pbrlgrekhfb (iksb gr gpt`gh)ghjy ks lgjjgws?

(k) ^ab `hfrbksb `s kssgf`ktbn w`ta k fgepbhskt`gh/fgst gl j`v`hm knoustebhttakt `s spbf`l`fkjjy t`bn tg tab Jgfkj Fgepbhskt`gh Tjkh (JFT) khn tabkeguht gl tab `hfrbksb `s jbss takh gr bqukj tg tab `hfrbksb rbljbftbn `h tabegst rbfbht JFT3 gr

(i) ^ab `hfrbksb `s lgr k prb-pjkhhbn khhukj fgepbhskt`gh `hfrbksb lgr k TVF(s`e`jkr tg kh LVH stbp `hfrbksb) takt wks kht`f`pktbn kt tab t`eb gl `h`t`kjfghtrkft kwkrn khn `s `hfjunbn `h tab pgsts gpbrkt`ghkj pjkh/iunmbt.

;4.>.;.i. @hfrbksbs Nur`hm Fghtrkft Tbrlgrekhfb

^ab Fghtrkft`hm Gll`fbr eky `hfrbksb iks`f fgepbhskt`gh nur`hm k pbr`gn glfghtrkft pbrlgrekhfb (iksb gr gpt`gh) ghjy wabh kjj gl tab lgjjgw`hm fghn`t`ghs krbebt?

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(k) ^ab Fghtrkft`hm Gll`fbr nbtbre`hbs `h wr`t`hm takt tab `hfrbksb sagujn ibmrkhtbn tg ek`htk`h lk`rhbss khn bqu`ty ibtwbbh LVH khn TVF fgepbhskt`gh

(i) ^ab keguht gl tab hfrbksb `s jbss takh gr bqukj tg tab fgst gl j`v`hm`hfrbksb spbf`l`fkjjy rbljbftbn `h tab JFT takt ibfkeb bllbft`vb kltbr tab stkrtgl tab furrbht pbr`gn gl pbrlgrekhfb3

(f) Luhn`hm `s kvk`jkijb tg fgvbr tab fgst kssgf`ktbn w`ta tab `hfrbksb lgr kjjpgst stkll kllbftbn iy tab fakhmb3 khn(n) ^ab Fghtrkft`hm Gll`fbr rbfb`vbs wr`ttbh kpprgvkj lrge tab Ybm`ghkj

N`rbftgr.

;4.>.;.f. Gtabr @hfrbksbs

Kjj gtabr fgepbhskt`gh `hfrbksbs (`.b., `hfrbksbs iksbn gh gtabr skjkry survbys,ekss fgepbhskt`gh knoustebhts, btf.) takt krb hgt spbf`l`fkjjy t`bn tg tab JFT eustib kutagr`zbn iy tab Fa`bl Kfqu`s`t`gh Gll`fbr gr a`s/abr nbs`mhbb `h wr`t`hm pr`grtg `epjbebhtkt`gh.

;4.2 Ibhbl`ts;4.2.; Mbhbrkj Tgj`fy

Ibhbl`ts fkh `hfjunb fgepbhskt`gh lgr sufa `tbes ks jbkvb, ebkj kjjgwkhfb,sbvbrkhfb, sgf`kj sbfur`ty, khn rbt`rbebht. ^ab Tbkfb Fgrps' mbhbrkj pgj`fy lgrfghtrkftgrs sbrv`hm uhnbr Tbkfb Fgrps pbrsghkj sbrv`fbs fghtrkfts `s takt ibhbl`ts sakjjib pk`n bqu`vkjbht tg tab ibhbl`ts pk`n tg agst fguhtry Lgrb`mh Vbrv`fb Hkt`ghkjs uhnbrtab Jgfkj Fgepbhskt`gh Tjkh kt tab t`eb gl fghtrkft kwkrn. ^ab Jgfkj Fgepbhskt`ghTjkh `tsbjl sakjj hgt ib stktbn `h tab fghtrkft iut rktabr tab ibhbl`ts prgv`nbn sakjj ib`hn`v`nukjjy stktbn n`rbftjy `h tab ibhbl`ts sbft`gh gl tab fghtrkft. Bkfa ibhbl`t sakjj ib`hn`v`nukjjy j`stbn tg prgv`nb fjkr`ty tg tab kmrbbebht ibtwbbh tab Tbkfb Fgrps khn

fghtrkftgr, ks fghtrkftgrs krb ghjy bht`tjbn tg tab ibhbl`ts stktbn w`ta`h tab fghtrkft. @ltab tbres gl tab ibhbl`ts krb jghm taby eky ibfgeb kh kttkfaebht tg tab fghtrkft. Lgrbxkepjb, `l tab tbres gl k jgfkj sgf`kj sbfur`ty ibhbl`t krb jghm tab ibhbl`ts sbft`gh gltab fghtrkft eky stktb "jgfkj sgf`kj sbfur`ty ks nbtk`jbn `h kttkfaebht 9 tg ta`sfghtrkft."

;4.2.9 Bxfbpt`ghs khn Vpbf`kj F`rfuestkhfbs

(k) Vbvbrkhfb `l kpprgpr`ktb, eky ib pk`n, iut eky hgt bxfbbn takt prgv`nbn tg agstfguhtry Lgrb`mh Vbrv`fb Hkt`ghkjs uhnbr tab Jgfkj Fgepbhskt`gh Tjkh w`ta tabknn`t`ghkj prgv`s`gh takt tab Fghtrkft`hm Gll`fbr nbtbre`hbs `t `s `h tab `htbrbsts gltab Tbkfb Fgrps tg pky sbvbrkhfb kt tab t`eb tab fghtrkft rbjkt`ghsa`p `s bhnbn.Kpprgpr`ktbhbss `s nbtbre`hbn iy tab Fghtrkft`hm Gll`fbr khn tkcbs `htgfghs`nbrkt`gh sufa ta`hms ks tab pbrlgrekhfb khn fghnuft gl tab TVF khn tabf`rfuestkhfbs uhnbr wa`fa tab fghtrkft rbjkt`ghsa`p aks bhnbn (b.m., rbs`mhkt`gh iyTVF, hgh-rbhbwkj, gr tbre`hkt`gh lgr fkusb gr fghvbh`bhfb).

(i) Ybt`rbebht eky ib prgv`nbn iy pkrt`f`pkt`gh `h tab jgfkj sgf`kj sbfur`ty khnrbt`rbebht systbe `l prgv`nbn lgr `h tab JFT. @l wkrrkhtbn tab rbt`rbebht pjkh w`jjib `hfgrpgrktbn `htg tab fghtrkft khn ekhkmbn iy Tbkfb Fgrps.

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(f) Ybt`rbebht eky ib prgv`nbn uhnbr tab Vtktb Nbpkrtebht's Mjgikj Ybt`rbebhtTjkh gr khy gtabr rbt`rbebht pjkh ekhkmbn iy khgtabr Mgvbrhebht kmbhfy (b.m.,wabrb pkrt`f`pkt`gh `s j`e`tbn tg bepjgybbs gl tab R.V. Mgvbrhebht) w`ta kpprgvkjlrge tab FLG.).

(n) @h hg fksb sakjj kh khhu`ty (eujt`pjb rbgffurr`hm ibhbl`ts) typb ibhbl`t ib pk`n

kltbr tab l`hkj pbr`gn gl pbrlgrekhfb gl tab fghtrkft.

;4.2.6 Ybqubst`hm khn Kutagr`z`hm Bxfbpt`ghs gh Ibhbl`ts

Ks sbt lgrta `h Vbft`gh ;4.2.;, tab Fghtrkft`hm Gll`fbr eky hgt nbv`ktb lrge ibhbl`ts`h tab JFT (nbjbt`hm, knn`hm gr egn`ly`hm k ibhbl`t) w`tagut kh bxfbpt`gh kpprgvbniy tab Fa`bl Kfqu`s`t`gh Gll`fbr. K Fghtrkft`hm Gll`fbr eky rbqubst kh bxfbpt`ghlrge tab Fa`bl Kfqu`s t`gh Gll`fbr. ^ab rbqubst eust stktb tab iks s lgr tab bxfbpt`ghkhn ib fjbkrbn l`rst iy tab Ybm`ghkj N`rbftgr, tabh iy tab Gll`fb gl tab MbhbrkjFguhsbj, iblgrb suie`ss`gh tg tab Fa`bl Kfqu`s`t`gh Gll`fbr lgr l`hkj kpprgvkj. Tgstskrb bhfgurkmbn tg n`sfuss tab s`tukt`gh w`ta tab Gll`fb gl Kfqu`s`t`ghs khn FghtrkftEkhkmbebht iblgrb suie`tt`hm k lgrekj rbqubst lgr kh bxfbpt`gh.

;4.< Fksa Kwkrns

Kt tab sgjb n`sfrbt`gh gl tab Fguhtry N`rbftgr, fksa kwkrns eky ib eknb `h rbfgmh`t`gh glbxtrkgrn`hkry sbrv`fbs. Tgst sakjj nbvbjgp kh kwkrns prgmrke takt gutj`hbs tab bj`m`i`j`ty fr`tbr`kkhn prgfbss lgr tab kwkrns prgmrke. Kh kwkrn eky ib kffgepkh`bn w`ta kh kpprgpr`ktbfbrbeghy khn sagujn hgt ib pbrfb`vbn ks kh khhukj bht`tjbebht. ^ab Fghtrkft`hm Gll`fbr eustbhsurb takt tab luhn`hm `s kvk`jkijb `h tab Tgst's iunmbt. ]abh tab kwkrn `s eknb, tabFghtrkft`hm Gll`fbr eust `ssub k uh`jktbrkj egn`l`fkt`gh tg tab `hn`v`nukj's fghtrkft tg `hfjunb tabkwkrn keguht `htg tab fghtrkft, `h grnbr lgr tab kwkrn tg ib pk`n gut targuma tab fghtrkft.

;4.= Bllbft gl Jgfkj Jkw

^ab Kmbhfy's mbhbrkj pgj`fy gh ibhbl`ts prgv`nbn tg TVFs `s `h Vbft`gh ;4.> gl ta`s prgfbnurbssbft`gh. @h sgeb fguhtr`bs, khn uhnbr fbrtk`h fghn`t`ghs (b.m., wabrb tab fghtrkftgr aks wgrcbnlgr Tbkfb Fgrps lgr k spbf`l`bn bxtbhs`vb pbr`gn gl t`eb, b.m., twg ybkrs) TVFs eky ib nbbebn,uhnbr jgfkj jkw, ks bepjgybbs w`ta fbrtk`h kttbhnkht ibhbl`ts khn prgtbft`ghs. Mbhbrkjjy,bepjgybb ibhbl`ts uhnbr jgfkj jkw krb sbt lgrta `h tab JFT. Agwbvbr, `h sgeb fksbs, k TVF ekyfghtbhn takt ab gr sab `s bht`tjbn tg k spbf`l`bn ibhbl`t uhnbr jgfkj jkw wa`fa `s hgt sbt lgrta `htab Jgfkj Fgepbhskt`gh Tjkh gr `h a`s gr abr fghtrkft. Iblgrb kffbpt`hm k TVF's kssbrt`gh takt abgr sab `s bht`tjbn tg knn`t`ghkj ibhbl`ts uhnbr jgfkj jkw, tab Fghtrkft`hm Gll`fbr eust akvbgitk`hbn rbj`kijb knv`fb ks tg tab pbrt`hbht jgfkj jkw. ^yp`fkjjy, ta`s `s kffgepj`sabn targumafghsujtkt`gh w`ta tab beikssy. @h tab fksb gl rbek`h`hm uhfbrtk`hty, agwbvbr, tab Fghtrkft`hm

Gll`fbr eky gitk`h jgfkj jbmkj knv`fb kltbr gitk`h`hm tab kpprgvkj gl GKFE khn tab Gll`fb gltab Mbhbrkj Fguhsbj. ^ab Fa`bl Kfqu`s`t`gh Gll`fbr eky kutagr`zb k jgfkj jkw ibhbl`t. Khyrbqubst lgr k jgfkj jkw ibhbl`t sakjj ib eknb `h wr`t`hm iy tab Fghtrkft`hm Gll`fbr, khn sakjj ibsuiobft tg wr`ttbh fghfurrbhfb, l`rst iy tab Ybm`ghkj N`rbftgr, tabh iy tab Mbhbrkj Fguhsbj,iblgrb suie`ss`gh tg tab Fa`bl Kfqu`s`t`gh Gll fbr lgr l`hkj kpprgvkj.

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;4.1 Frbn`t Agur Tgj`fy

^ab Fguhtry N`rbftgr, kt a`s gr abr n`sfrbt`gh, eky bstkij`sa k wr`ttbh frbn`t agur pgj`fy lgrpbrsghkj sbrv`fbs fghtrkftgrs `h kffgrnkhfb w`ta Ekhukj Vbft`gh .1.;.;.1. ^abfrbn`t agur pgj`fy, `l bstkij`sabn, sagujn ib tagrgumajy bxpjk`hbn tg tab pbrsghkj sbrv`fbsfghtrkftgr upgh fghtrkft s`mh`hm.

Rp tg 9> agurs gl bkrhbn frbn`t t`eb eky ib pk`n gut `h k juep sue upgh fghtrkft bxp`rkt`ghwabh hg lgjjgw-gh fghtrkft `s tg ib `ssubn, suiobft tg tab kvk`jki`j`ty gl luhn`hm. ^ab pbrsghkjsbrv`fbs fghtrkft w`jj ib egn`l`bn `eebn`ktbjy iy tab Fghtrkft`hm Gll`fbr tg knn luhn`hm sgpkyebht fkh ib eknb nur`hm fghtrkft fjgsbgut. ^ab AYEV kne`h`strktgr sakjj rbfb`vb k fgpy gltab egn`l`fkt`gh.

;4.0 Kne`h`strkt`vb Jbkvb Tgj`fy

^ab Fguhtry N`rbftgr, kt a`s gr abr n`sfrbt`gh eky bstkij`sa k wr`ttbh kne`h`strkt`vb jbkvb pgj`fylgr pbrsghkj sbrv`fbs fghtrkftgrs `h kffgrnkhfb w`ta Ekhukj Vbft`gh .1.;.6.6,Bxfusbn Kisbhfb.

;;.4 Tky Furrbhfy

^ab furrbhfy `h wa`fa fgepbhskt`gh `s pk`n tg TVFs sakjj ib `h kffgrnkhfb w`ta tab prbvk`j`hmjgfkj fgepbhskt`gh prkft`fb gl tab Beikssy. ]r`ttbh fghfurrbhfb eust ib gitk`hbn iy tabFguhtry N`rbftgr lrge tab Fa`bl gl E`ss`gh `h grnbr tg nbv`ktb lrge tab prbvk`j`hm jgfkjfgepbhskt`gh prkft`fb khn eust ib kpprgvbn iy tab Ybm`ghkj N`rbftgr. @l k Tbrsghkj Vbrv`fbsFghtrkft `s pr`fbn `h lgrb`mh furrbhfy, tab kmbhfy eust bhsurb takt knbquktb luhns krb kvk`jkijbtg fgvbr furrbhfy ljuftukt`ghs tg kvg`n v`gjkt`ghs gl tab Kht`-Nbl`f`bhfy Kft.

;9.4 rk`h`hm

^rk`h`hm eky ib kutagr`zbn ghjy `l n`rbftjy rbjktbn tg kss`mhbn rbspghs`i`j`t`bs.

Khy pbrsghkj sbrv`fbs fghtrkftgr rbfb`v`hm pky ks wbjj ks sgeb gr kjj gl tab knn`t`ghkj bxpbhsbs`hfurrbn `h mgvbrhebht luhnbn trk`h`hm takt bxfbbns >4 agurs, tg `hfjunb Fght`hu`hm Ebn`fkjBnufkt`gh (FEB) khn Ebn`fkj Gvbrsbks Vtkll ^rk`h`hm (EGV^) fghlbrbhfbs, eust s`mh kfght`hubn sbrv`fbs kmrbbebht prgv`nbn ks Kttkfaebht @ pr`gr tg tab trk`h`hm. Lgjjgw`hm tabtrk`h`hm ab gr sab eust fght`hub tg prgv`nb sbrv`fb tg tab Tbkfb Fgrps lgr k pbr`gn bqukj tg ktjbkst tarbb t`ebs tab jbhmta gl tab trk`h`hm pbr`gn, uhjbss tab fghtrkft `s `hvgjuhtkr`jy tbre`hktbn.^ab jbhmta w`jj ib iksbn gh jbhmta khn bxpbhsb gl trk`h`hm.

@l tab pbrsghkj sbrv`fbs fghtrkftgr tbre`hktbs a`s gr abr fghtrkft iblgrb tab fgepjbt`gh gl tab

trk`h`hm gr fgepjbt`gh gl tab rbqu`rbn pbr`gn gl fght`hubn sbrv`fb, tab fghtrkftgr sakjj rb`eiursbtab Tbkfb Fgrps tab prg-rktbn keguht gl tab knn`t`ghkj bxpbhsbs `hfurrbn iy tab Tbkfb Fgrps `hfghhbft`gh w`ta a`s gr abr trk`h`hm. Yb`eiursbebht sakjj fgvbr tu`t`gh lbbs, ektbr`kj fgsts,iggcs, trkvbj khn trkhspgrtkt`gh fgsts n`rbftjy rbjktbn tg tab trk`h`hm.

^ab Tbkfb Fgrps eky w`taagjn egh`bs nub tab pbrsghkj sbrv`fbs fghtrkftgr tg fgvbr tab fgst glrb`eiursbebht tg tab Tbkfb Fgrps lgr trk`h`hm `h tab bvbht tab pbrsghkj sbrv`fbs fghtrkftgr lk`js

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tg lujl`jj a`s gr abr fght`hubn sbrv`fb kmrbbebht gr tg rb`eiursb tab Tbkfb Fgrps lgr tabknn`t`ghkj bnufkt`ghkj bxpbhsbs `hfurrbn.

;6.4 ^rkvbj

;6.; Vagrt ^bre Fghtrkfts

@l tab fghtrkft sbrv`fbs krb sagrt tbre khn krb tg ib pbrlgrebn `h k jgfkj`ty gtabr takh takt gl tabfghtrkftgr's rbs`nbhfb gr pjkfb gl ius`hbss, tab Tbkfb Fgrps w`jj hgrekjjy pky rbksghkijb trkvbjfgsts `hvgjvbn `h trkhspgrt`hm tab fghtrkftgr lrge a`s gr abr rbs`nbhfb gr pjkfb gl ius`hbss tg tabs`tb wabrb tab sbrv`fbs krb tg ib pbrlgrebn khn rbturh fgsts upgh fgepjbt`gh gl sbrv`fbs, `hkffgrnkhfb w`ta tab prgv`s`ghs gl Tbkfb Fgrps Ekhukj Vbft`ghs 1;9 khn 1;6.

;6.9 Jghm ^bre Fghtrkfts

@l tab fghtrkft sbrv`fbs krb jghm tbre khn tab fghtrkftgr `s k rbs`nbht gl tab fguhtry, tab TbkfbFgrps w`jj hgt pky lgr rbjgfkt`gh trkvbj bxpbhsbs gl tab fghtrkftgr gr nbpbhnbhts, rbqu`rbn tggitk`h tab fghtrkft.

;6.6 Lgrebr \gjuhtbbrs

K lgrebr \gjuhtbbr bhtbr`hm `htg k Tbrsghkj Vbrv`fbs Fghtrkft gvbrsbks pr`gr tg a`s gr abr rbturhtg tab R.V. lrge k \gjuhtbbr kss`mhebht eust ib fghtrkftbn uhnbr EV =>>. @h tab rkrb fksb takt klgrebr \gjuhtbbr nbf`nbs tg ibfgeb k pbrekhbht rbs`nbht gl tab agst fguhtry, s/ab sagujn ibfghtrkftbn uhnbr EV =>6. @h sufa fksb, tab Tbkfb Fgrps w`jj pky trkhspgrtkt`gh fgsts hbfbsskrytg tab pbrlgrekhfb gl tab fghtrkft wa`fa krb gvbr khn kigvb tab keguht gl khy rbturh agebtrkhspgrtkt`gh pkyebht tab lgrebr \gjuhtbbr aks prbv`gusjy rbfb`vbn lrge tab Tbkfb Fgrps kt tabt`eb gl a`s gr abr sbrv`fb fgepjbt`gh.

;6.> Fghtrkfts Ibm`hh`hm Hbkr k Lgrebr \gjuhtbbr's FGV Nktb

@l k \gjuhtbbr's Fjgsb gl Vbrv`fb (FGV) nktb `s sagrtjy iblgrb tab ibm`hh`hm gl fghtrkftpbrlgrekhfb, tab Fghtrkft`hm Gll`fbr sakjj rbqu`rb tab pgtbht`kj TVF tg ib kvk`jkijb `h tab agstfguhtry wabh tab fghtrkft stkrts. Khy trkvbj ibtwbbh tab lgrebr \gjuhtbbr's FGV nktb khn tabstkrt nktb gl tab fghtrkft w`jj ib kt tab bxpbhsb gl tab lgrebr \gjuhtbbr.

;6.2 Ebn`fkj ^rkvbjbrs @hsurkhfb

Kt tab n`sfrbt`gh gl tab Fguhtry N`rbftgr khn `h tab bvbht takt tab Tbkfb Fgrps rbqu`rbs tab TVFtg trkvbj guts`nb gl tab agst fguhtry `h pbrlgrekhfb gl a`s gr abr fghtrkft nut`bs, tab Tbkfb Fgrpseky prgv`nb agsp`tkj`zkt`gh khn ebn`fkj trbktebht tg tab TVF, wa`jb tab TVF `s guts`nb tab agst

fguhtry gh gll`f`kj trkvbj, lgr `jjhbssbs, `hour`bs, gr fghn`t`ghs takt, `h tab ounmebht gl tab TbkfbFgrps, ibmkh nur`hm tab Fghtrkftgr's trkvbj gr sg hbkr tg tab ibm`hh`hm gl sufa trkvbj takt tabghsbt gl tab `jjhbss, `houry, gr fghn`t`gh fgujn hgt akvb ibbh chgwh, khn lgr wa`fa `eebn`ktbebn`fkj trbktebht gr agsp`tkj`zkt`gh `s rbksghkijy rbqu`rbn. ^ab rbksghkijb fgsts gl sufaagsp`tkj`zkt`gh khn ebn`fkj trbktebht eky ib pk`n n`rbftjy iy tab Tbkfb Fgrps gr eky ibfgvbrbn iy `hsurkhfb purfaksbn iy tab Tbkfb Fgrps. ^ab TVF sakjj rbek`h pbrsghkjjyrbspghs`ijb lgr kjj ebn`fkj gr `hsurkhfb fgsts takt tab Tbkfb Fgrps, `h `ts n`sfrbt`gh, ngbs hgtfgvbr.

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;.4 Tbr N`be

]abh kutagr`zbn iy tab Fguhtry N`rbftgr, pbr n`be lgr tab `h-fguhtry trkvbj gl TVFs sakjj ibkutagr`zbn khn pk`n `h kffgrnkhfb w`ta tab prbvk`j`hm Tbkfb Fgrps `h-fguhtry pbr n`be rktb(s)bstkij`sabn lgr tab jgfkj`ty pursukht tg Tbkfb Fgrps Ekhukj Vbft`gh 1;6.

TVFs sakjj ib ir`blbn iy tab pgst N`rbftgr gl Ekhkmbebht khn Gpbrkt`ghs, gr nbs`mhbb,rbmkrn`hm tab rbqu`rbebhts lgr k s`mhbn wr`ttbh ^rkvbj Kutagr`zkt`gh khn tab prgfbnurbs/lgreslgr l`j`hm pbr n`be fjk`es, `hfjun`hm tab rbqu`rbn ngfuebhtkt`gh hbfbsskry tg suppgrt pbr n`befjk`es. ^ab fghtrkftgr eust l`jb k trkvbj vgufabr w`ta`h ;4 nkys gl fgepjbt`gh gl trkvbj.

;2.4 I`jj`hm

TVFs krb hgt pk`n lgr sbrv`fbs uht`j taby akvb pbrlgrebn tab sbrv`fbs rbqu`rbn iy tab`r fghtrkfts.\gufabrs krb rbqu`rbn tg fjk`e rb`eiursbebht lgr pbr n`be khn gtabr trkvbj rbjktbn fgstskutagr`zbn `h fghouhft`gh w`ta tab fghtrkftbn sbrv`fbs.

;2.; Tkyebhts lgr Tbrsghkj Vbrv`fbs Fghtrkfts Mrbktbr takh ;14 nkysFghtrkft pkyebhts lgr Tbrsghkj Vbrv`fbs Fghtrkfts mrbktbr takh ;14 nkys w`jj mbhbrkjjy ib pk`nv`k tab Tbkfb Fgrps nbs`mhktbn Tbrsghkj Vbrv`fbs Fghtrkft pkyebht systbe. ^a`s systbe `snbs`mhbn tg mbhbrktb i`wbbcjy pkyebhts kutgekt`fkjjy w`tagut tab suie`ss`gh gl vgufabrs. Tgststkll krb rbspghs`ijb lgr rbqubst`hm takt tab TVFs ib `hfjunbn `h tab systbe sg takt kjj kpprgpr`ktbnbnuft`ghs khn kjjgtebhts krb eknb, `h kffgrnkhfb w`ta tab fghtrkft.

;2.9 \gufabrs lgr Tbrsghkj Vbrv`fbs Fghtrkfts ;14 nkys gr jbss

@h grnbr tg `h`t`ktb tab pkyebht prgfbss lgr sagrt-tbre Tbrsghkj Vbrv`fbs Fghtrkfts, tab TVF eustsuie`t k prgpbr vgufabr tg tab Tbkfb Fgrps. \gufabrs w`jj hgrekjjy ib suie`ttbn i`-wbbcjy.

\gufabrs eust `hfjunb tab fghtrkft hueibr3 k stktbebht gl tab pbr`gn fgvbrbn3 nkys khn agurswgrcbn3 khn tab TVF's s`mhkturb fbrt`ly`hm takt tab sbrv`fbs wbrb rbhnbrbn khn takt pkyebht akshgt ibbh rbfb`vbn lgr tagsb sbrv`fbs.

;2.6 Jgfkj Jkw rbqu`rbebhts lgr Tkyebhts

Vgeb fguhtr`bs jgfkj jkws eky rbqu`rb pkyebht w`ta`h k spbf`l`bn t`eb lrkeb w`ta rbjkt`gh tgfgepjbt`gh gl wgrc. @h tabsb fksbs k trkhsjktbn vbrs`gh gl tab jgfkj jkigr jkw eust ib suie`ttbntg Mjgikj Kffguhts Tkykijb `h grnbr tg bhsurb prgept pkyebht.

;2.> Kpprgvkj iy Fguhtry N`rbftgr gr Nbs`mhktbn Ybprbsbhtkt`vb

^ab Fguhtry N`rbftgr, gr nbs`mhktbn Tbkfb Fgrps bepjgybb, sakjj `hn`fktb takt skt`slkftgrysbrv`fbs akvb ibbh rbfb`vbn khn kpprgvb tab vgufabr lgr pkyebht `h k t`ebjy ekhhbr. TVFssagujn ib pk`n lgr tab`r sbrv`fb ks sggh kltbr fgepjbt`gh gl tab sbrv`fb ks pgss`ijb, iut `h hg fksbsagujn tab pkyebht ib trkhse`ttbn tg tab TVF egrb takh 64 nkys kltbr tab rbfb`pt gl k prgpbr`hvg`fb.

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;2.2 R.V. ^kx Vtktus

Kjj R.V. f`t`zbh TVFs krb fghs`nbrbn Mgvbrhebht pbrsghhbj lgr R.V. tkx purpgsbs khn L.@.F.K.fghtr`iut`ghs khn R.V. Lbnbrkj @hfgeb ^kx w`taagjn`hm sakjj ib nbnuftbn `h kffgrnkhfb w`tarbmujkt`ghs khn ruj`hms gl tab Vgf`kj Vbfur`ty Kne`h`strkt`gh khn tab R.V. @htbrhkj YbvbhubVbrv`fb, rbspbft`vbjy. ]-9s w`jj ib `ssubn tg RV F`t`zbh TVFs khn l`jbn w`ta tab @htbrhkjYbvbhub Vbrv`fb.

Ks kh bepjgybb, tab fghtrkftgr `s hgt bj`m`ijb lgr tab lgrb`mh bkrhbn `hfgeb bxfjus`gh uhnbr

tab @YV Ybmujkt`ghs (sbb 9< FLY ;.0;;-6(f)(6)).

;2.< ^`ebjy Fjgsb gut gl Fghtrkfts

Fghtrkft`hm Gll`fbrs krb rbspghs`ijb lgr tab t`ebjy fjgsb-gut gl fgepjbtbn fghtrkfts `ssubn iypgst. GKFE `h ]ksa`hmtgh `s rbspghs`ijb lgr tab fjgsb-gut gl fghtrkfts `ssubn `h ]ksa`hmtgh.Lgr fghtrkfts kwkrnbn iy GKFE `h ]ksa`hmtgh, tab pgst `s rbspghs`ijb lgr prgv`n`hm tabFghtrkft`hm Gll`fbr tab lgjjgw`hm `hlgrekt`gh?

(k) ^ab pbrsghkj sbrv`fbs fghtrkftgr's l`hkj fgepbhskt`gh vgufabr s`mhbn iy tab fghtrkftgr khnkpprgvbn iy tab Fghtrkft`hm Gll`fbr lgr pkyebht iy TF/] (tg ib suie`ttbn tg tab Fghtrkft`hmGll`fbr)3

(i) ^ab pbrsghkj sbrv`fbs fghtrkftgrs s`mhbn vgufabr lgr uhusbn khhukj jbkvb khn bj`m`ijb frbn`tagurs khn k purfaksb rbqu`s`t`gh w`ta luhns (lgr jghm-tbre fghtrkfts ghjy)3 khn

(f) K fgepjbtbn khn s`mhbn pbrsghkj sbrv`fbs fghtrkftgr's rbjbksb (sbb Kttkfaebht N fghtk`hbnw`ta`h Kttkfaebht B-9 gl ta`s prgfbnurbs sbft`gh).

GMKT/\TV w`jj prgv`nb tab lgjjgw`hm `hlgrekt`gh tg tab Fghtrkft`hm

Gll`fbr `h suppgrt gl fjgsb-gut?

(k) K fgpy gl bkfa prb-fghtrkft fgst vgufabr prgfbssbn iy tab pgst `l l`jb `s hgt fgepjbtb3

Rpgh tab Fghtrkft`hm Gll`fbrs rbv`bw khn kpprgvkj gl tab fjgsb-gut pkfckmb, `t w`jj iblgrwkrnbn tg GMKT lgr pkyebht. K nupj`fktb pkfckmb sakjj hgt ib sbht tg GMKT.

;

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sakjj spbf`ly tab `hsurkhfb fgvbrkmb khn tab keguht tg ib rb`eiursbn. Ibfkusb abkjta khnkff`nbht `hsurkhfb eky ib uhkvk`jkijb gr prga`i`t`vbjy bxpbhs`vb nbpbhn`hm upgh jgfkjfghn`t`ghs, tab rbfgeebhnbn e`h`eue fgvbrkmb `s jblt tg tab n`sfrbt`gh gl tab Fguhtry N`rbftgrtg bstkij`sa lgr tab pgst. @h tab bvbht TVFs krb rbqu`rbn tg trkvbj guts`nb gl tab agst fguhtryuhnbr tab`r Tbrsghkj Vbrv`fbs Fghtrkfts, taby eky ib rbqu`rbn tg fgepjbtb kh `hsurkhfb

kppj`fkt`gh `h grnbr tg rbfb`vb abkjta khn kff`nbht fgvbrkmb wa`jb gh gll`f`kj trkvbj.

;=.9 Kutgegi`jb @hsurkhfb

@h ekhy fguhtr`bs Tbkfb Fgrps gitk`hs kutgegi`jb `hsurkhfb fbhtrkjjy tg fgvbr tab`r ljbbt khnkhy nr`vbrs. Agwbvbr `h sgeb fguhtr`bs knn`t`ghkj kutgegi`jb `hsurkhfb `s rbqu`rbn. @h tabsb`hstkhfbs knn`t`ghkj kutgegi`jb eky ib gitk`hbn iy tab TVF `h tab e`h`eue keguhtsnbtbre`hbn iy tab Fguhtry N`rbftgr ks fgeebhsurktb w`ta khy jbmkj rbqu`rbebhts gl tab jgfkj`tykhn sull`f`bht tg ebbt hgrekj khn fustgekry fjk`es. @t `s rbfgeebhnbn takt Fguhtry N`rbftgrsrbv`bw fgvbrkmb j`e`ts w`ta tab Kne`h`strkt`vb Gll`fbr gl tab R.V. Beikssy khn takt sufa`hsurkhfb ebbt tab e`h`eue rbfgeebhnbn lgr pbrsghkj vba`fjbs gwhbn iy e`ss`gh pbrsghhbj.Vbb EV 29> khn 29

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;0.4 Fghtrkft bre`hkt`gh

^ab lgjjgw`hm suipkrkmrkpas nbsfr`ib tab r`mats khn rbspghs`i`j`t`bs gl pbrsghkj sbrv`fbsfghtrkftgrs khn gl tab Tbkfb Fgrps sagujn k fghtrkft ib tbre`hktbn iblgrb tab fghtrkftbn pbr`gngl pbrlgrekhfb aks bhnbn.

;0.; Ybqu`rbebht lgr ]r`ttbh Hgt`fb gl ^bre`hkt`gh

Rhnbr tab ekhnktgry LKY ^bre`hkt`gh Fjkusb (LKY 29.9>0-;9) lgr pbrsghkj sbrv`fbs fghtrkfts,tab Tbkfb Fgrps eky tbre`hktb tab fghtrkft upgh kt jbkst ;2 fkjbhnkr nkys' wr`ttbh hgt`fb iy tabFghtrkft`hm Gll`fbr tg tab pbrsghkj sbrv`fbs fghtrkftgr. Hgt`fb gl `htbht tg tbre`hktb eust l`rst ibm`vbh tg GKFE. ^ab pbrsghkj sbrv`fbs fghtrkftgr, w`ta tab wr`ttbh fghsbht gl tab Fghtrkft`hmGll`fbr, eky tbre`hktb tab fghtrkft upgh kt jbkst ;2 fkjbhnkr nkys' wr`ttbh hgt`fb tg tabFghtrkft`hm Gll`fbr.

;0.9 ]r`ttbh Hgt`l`fkt`gh gl @hknbquktb Tbrlgrekhfb

@l tbre`hkt`gh gl k fghtrkft `s fghtbepjktbn ibfkusb gl tab lk`jurb gl tab pbrsghkj sbrv`fbsfghtrkftgr tg knbquktbjy pbrlgre tab fghtrkftbn sbrv`fbs, tab Fghtrkft`hm Gll`fbr sakjj knv`sb tabfghtrkftgr `h wr`t`hm gl a`s/abr nbl`f`bhf`bs khn prgv`nb a`e gr abr k rbksghkijb gppgrtuh`ty tgfgrrbft tab nbl`f`bhf`bs. Fght`hubn lk`jurb tg pbrlgre gh tab pkrt gl tab pbrsghkj sbrv`fbsfghtrkftgr rbqu`rbs nbtk`jbn ngfuebhtkt`gh khn w`jj ibfgeb pkrt gl tab fghtrkft rbfgrn, suiobft tgjbmkj rbv`bw, `h fksb gl k lgrekj n`sputb.

94.4 Kppj`fki`j`ty gl Ekhukj Vbft`ghs

Kjj Tbkfb Fgrps ekhukj sbft`ghs kppjy tg Tbrsghkj Vbrv`fb Fghtrkftgrs uhjbss gtabrw`sbstktbn. Ekhukj sbft`ghs takt m`vb knn`t`ghkj ibhbl`ts tg TVFs krb j`stbn ibjgw khn ekrcbn kskppj`fkijb gr hgt kppj`fkijb nbpbhn`hm gh tab f`t`zbhsa`p gl tab TVF?

(Kjj Nut`bs khn Ybspghs`i`j`t`bs kppjy)

Ekhukj Vbft`gh Agst fguhtry rbs`nbhts

EV 449 Tbkfb Fgrps Ekhukj Kppj`fkijb

EV ;;> Nbjbmkt`gh gl Kutagr`ty Kppj`fkijb

EV 99 Tbkfb Fgrps @^ Vbfur`tyTgj`f`bs khn Trgfbnurbs

Kppj`fkijb

EV 2>2 Egi`jb @hlgrekt`gh^bfahgjgmy Nbv`fb Tgj`fy

Kppj`fkijb

EV 2>= Rsb gl Mgvbrhebht^bfahgjgmy Vbrv`fbs khn Bqu`pebht

Kppj`fkijb

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EV

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9;

Bepjgybbs

EV

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^rkvbj

@TV 2-;4 N`rbft A`rb KutgektbnVystbe lgr Auekh Ybsgurfb

Hgt Kppj`fkijb

9;.4 Fghtrkft Fjgsb-Gut khn L`jb Ybtbht`ghKt tab fgepjbt`gh gl tab fghtrkft, tab fghtrkft l`jb eust ib prgpbrjy fjgsbn-gut khn rbtk`hbn ktpgst. @h knn`t`gh tg tab bvkjukt`gh rbqu`rbn iy Vbft`gh ;0.4 kigvb, tab l`jb eust fghtk`h k s`mhbnstktbebht iy igta tab TVF khn tab Fghtrkft`hm Gll`fbr, takt tab fghtrkft aks ibbh fgepjbtbn khntakt igta pkrt`bs akvb lujl`jjbn kjj gl tab`r gij`mkt`ghs uhnbr tab fghtrkft, `hfjun`hm pkyebhts (sbb tab "Fghtrkftgr's Ybjbksb" Lgre, wa`fa `s kh kttkfaebht tg tab Agst Fguhtry Ybs`nbhtTbrsghkj Vbrv`fb Fghtrkft ^bepjktb, Kttkfaebht B tg ta`s sbft`gh). Fjgsbn-gut fghtrkfts eust ibrbtk`hbn kt Tgst. Kltbr tab rbtbht`gh pbr`gn gl 2 ybkrs, tab l`jbs eky ib nbstrgybn.