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Oxon

Portfolio Analytics Platform Building

Analytics Reporting Tools

Independent GIPS Verification

Investment Manager Selection

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WHO WE ARE?

Oxon is a professional consulting firm, providing specialty

services to asset management professionals:

Performance Reporting Service…………………….………….P.3

Independent GIPS Verification…………………………......…P.21

Investment Manager Selection……………………………..…P.22

Portfolio Analytics Platform Building………………..…….P.23

Free-For-Charity Consulting Service………………….....…P.24

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PERFORMANCE

REPORTING SERVICES

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Oxon is a performance reporting

expert, providing top-tier performance

reporting services. Our service package

includes nine functional reports.

All reports are distributed via a reader

application that offers interactive functions.

You can select to retrieve report for a specific

fund, at a specific date, in a specific

currency, on a gross or net-of-fee return

basis.

PERFORMANCE REPORTING EXPERT

9-IN-1 REPORTING SERVICES

OXON CONSULTING

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READER APPLICATION – HOME MENU

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OXON CONSULTING

Our Dashboard can provide your CEO, CIO, CMO & COO a firmwide overview and

instant insight to issues grouped by front office, asset class and investment strategy.

1. MANAGEMENT DASHBOARD

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Management

Dashboard gives a

quick overview of your

entire firm’s active

performance, fund

flows and asset

movement. Outliers

by front offices, asset

classes and

investment strategies

are highlighted to

catch management

OXON CONSULTING

Performance Summary provides

periodic performance of all the funds

managed by your firm against their

benchmarks over various measurement

periods.

It is specially designed for your

investment team meetings where the

Equity CIO and Fixed Income CIO review

investment performance and formulate

strategy for their portfolios.

2. PERFORMANCE SUMMARY

OXON CONSULTING

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Portfolio Statistic offers very detailed information of a fund of your choice, highlighting its

investment style and risk-return characteristics. Your client reporting team will find it extremely

useful when preparing RFP questionnaire and client reports that require a lot fund details.

3. PORTFOLIO STATISTICS

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Chart Book contains a number of ready-for-use graphics. With simple copy and paste,

your sales team can easily prepare marketing materials for client presentation.

4. CHART BOOK

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Time Series Retriever enables you to

retrieve time series data of your fund. Monthly

returns, AuM, and many key analytics are

readily available just when you need it.

In addition, all these tables, charts and

reports are professionally pre-formatted for

your immediate use. They can also be

downloaded in PDF format and forwarded as

Email attachments for file sharing.

5. TIME SERIES RETRIEVER

OXON CONSULTING

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Dynamic Groupings can build AuM,

fund flow and fee tables with breakdowns

by front office, asset class or investment

strategy. These grouping tables are highly

dynamic that you can sort, filter or create

subgroups in any way you want.

Your compliance department will find

it particularly useful to fulfil the AuM

reporting requirements of fund regulator.

6. DYNAMIC GROUPINGS

OXON CONSULTING

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HeatMap Matrix allows you to build grouping tables in matrix format. You can also

drilldown to the fund level with just a double-click on any matrix cells.

7. HEATMAP MATRIX

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Value Range Analysis can quickly

identify outliers with abnormal AuM

movement, active return and fund flow. You

can sort and filter the analysis by front

office, asset class and investment strategy.

You can also run the analysis with the

top/bottom 10 to 100 portfolios.

A toggle switch is provided for sorting

the result in ascending or descending

order.

8. VALUE RANGE ANALYSIS

OXON CONSULTING

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Full Fund List provides you a full list

of all portfolios under management with

key information including fund name,

managing office, asset class, investment

strategy, fund manager, benchmark

index, inception date, base currency,

annual fee and termination date.

You can sort and filter the list in any

way you want to customize it.

9. FULL FUND LIST

OXON CONSULTING

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TOP-TIER REPORTING SERVICES

Oxon is not a system vendor (provide system only)

We are performance experts (provide reporting services)

Data Validation

Analytics Generation

Report Integration

Integrity Checks

Reader Application

Effective Distribution

Record Keeping

Report Sharing

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SERVING ALL USER LEVELS

Oxon Pro is not a vendor system (install on 1 PC for 1 user)

It is an EBRA (no installation; available to all end users)

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SERVING ALL PURPOSES

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HOW DO YOU BENEFIT?

Improve Operational

Efficieny

Readily Available

Super Convenient

Extremely Fast

Very Dynamic

Highly Productive

Inspiring Format

Mitigate Operational

Risk

Fully Automatic

Integrity Checks

Scalable Capacity

Improve Data Mgt

Complete Coverage

100%

Transparent

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Oxon helps our clients to build global

platform that allows investment managers

located in different investment offices to

work on the same page.

The reader application is deliberately

designed to be Excel-based so that you can

keep it like a normal XLS file on a common

folder or SharePoint site. Every investment

professional of your firm can use it with

proper access controls. No hardware

installation is ever required.

GLOBALIZE PLATFORM / ENHANCE FIRM PROFILE

Oxon Pro is a reader application

specially designed for high-profile

investment professionals. It is powerful,

extremely fast, dynamic, sophisticated

and presentable.

With the reader application, you can

demonstrate to your clients and investment

consultants how investment professionals

of your firm located in different countries

work on the same page, enhancing your

firm profile and business potentials.

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Vendor systems such as Factset,

Statpro, Eagle or Barra typically focus on

attribution/risk modelling and offer very little

on performance reporting. Many analysts

are still spending more than 70% of their

time on data validation and manual report

generation.

Oxon can set your analysts free to

focus back on portfolio analysis and user

communication. Oxon reporting is a perfect

complementary service to vendor system.

HIGH SYNERGY / LOW COST

Oxon reporting service requires very

little client effort. Just feed us basic

performance data and we will do all the rest

for you. At 5-10% of your in-house cost,

you can enjoy our top-tier reporting

services and all the associated benefits.

Contact us today and ask for a live demo.

Free trials are offered to new clients.

In addition to performance reporting,

Oxon also provides other specialty

services including GIPS Verification.

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Ambiguous firm definition, inaccurate

composite construction and incomplete

information disclosure are common issues

encountered by most GIPS compliant firms.

Are you fluctuated with GIPS verification

issues? KEEP CALM AND CONSULT OXON.

Taking a 5-step approach, Oxon offers a

full GIPS Verification Package that ensures

smooth progress all the way from the

beginning to the end. We will only use senior

consultant with CFA qualification for your

Independent GIPS Verification.

INDEPENDENT GIPS VERIFICATION

INDEPENDENT GIPS VERIFICATION

OXON CONSULTING

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Institutional investors tend to choose

top-quartile managers. However, past

performance has not been a good indicator

of future performance. Most investment

managers suffered from performance slip

after they were selected.

Oxon goes beyond the basic

selection criteria commonly adopted by the

industry. We seek to identify performance

attributes of the managers in both up and

down markets separately. We also examine

the hidden risk factors of manager portfolio

with a series of sensitivity tests.

SOPHISTICATED SELECTION PROCESS

INVESTMENT MANAGER SELECTION

OXON CONSULTING

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Oxon can help you to build a robust

platform for reporting performance and

portfolio analytics. Many asset management

firms keep experiencing errors and delays on

client reporting and factsheet production,

even after spending millions on system

implementation. And the situation gets worse

as they expand business with the launch of

more new funds. Oxon understands what

it is, why it happens and how to resolve it.

PORTFOLIO ANALYTICS PLATFORM BUILDING

PORTFOLIO ANALYTICS PLATFORM BUILDING

OXON CONSULTING

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FFC is a division of Oxon Consulting

dedicated to provide professional consulting

services to charitable and non-profit

organizations of the investment community

and to support organizations that endeavor to

help people in such areas as education, youth

advocacy and poverty. Our commitment is to

provide free consulting services to

charities who are committed to take their

achievements to the next level. Our vision is to

support those who are helping millions of

others, multiplying the synergistic impact.

FREE-FOR-CHARITY CONSULTING SERVICES

FFC CONSULTING SERVICE

OXON CONSULTING

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√ Founder & Principal Consultant of Oxon Consulting

√ 22+ years of experience in asset management industry

√ Was Regional Head of Performance, Attribution & Risk

√ Was Regional Head of GIPS Compliance & Verification

√ Was Regional Head of Investment Manager Selection

√ First-Class Honours UK Graduate

√ Postgraduate of Oxford University

√ Chartered Financial Analyst ®

√ Member of The Hong Kong Institute of Financial Analysts Email: ernestleung@oxonconsulting.com

Mobile: + 852 9055 1550

LEADERSHIP PROFILE

Ernest had been a licensed financial professional since 1993 and held key analytical positions

in leading global asset management firms including HSBC, JF, Allianz, Manulife and ING.

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√ Business Director of Oxon Consulting

√ 25+ years of experience in business management

√ Was Senior Vice President of Asia Insurance Company

√ Was Assistant General Manager of ING General Insurance Company

√ Was General Manager of ING Life Insurance Company

√ Was Chief Executive of Victory Insurance Consultants Limited

√ Was Head of Pension of AXA China Region Insurance Company

√ Was Actuarial Specialist of AXA China Region Insurance Company

√ Associate of Society of Actuary (ASA) Email: sunnyleung@oxonconsulting.com

Mobile: + 852 9833 0828

LEADERSHIP PROFILE

Sunny had extensive management experience of various business portfolios and held senior

management positions in renowned companies:

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About Oxon Consulting

Oxon is a professional provider of industry solutions to financial institutions and asset management firms. We offer specialty

consulting services for the building of portfolio analytics reporting platform to asset management firms and pension plan

sponsors. We also offer a number of pragmatic tools for performance and portfolio analytics reporting. Our unique ability

to create quality, customized products – along with our unrivaled capacity to provide independent GIPS verification and

investment manager selection services – makes us an indispensable partner to the investment community. Oxon has the

right combination of technology and services to meet your needs.

Oxon Consulting

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For more information, please contact Oxon Client Service

Office: + 852 2892 7630 Fax: + 852 3958 5648

Email: cs@oxonconsulting.com

Website: www.oxonconsulting.com

Address: Room 1104, Crawford House, 70 Queen's Rd., Central, Hong Kong.