OSC Bulletin - Cumulative Index 2006 - Index for Volume 29 ... · (2006), 29 OSCB Cumulative Index...

The Ontario Securities Commission

OSC Bulletin

Cumulative Index 2006

Index for Volume 29

(2006), 29 OSCB

December 22, 2006

The Ontario Securities Commission Administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the

Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)

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Introductionto the OSC Bulletin Cumulative Index

This index is a cumulative index of material published in the OSC Bulletin (Volume 29) for the period January - December 2006, inclusive.

The index includes material found in Chapters 1, 2, 3, 4, 5, 6, 9, 13 and 25. Chapters 7, 8 and 11 are not indexed.

Indexed material includes documents published in Chapter 1, 2, 3, 5, 6, 9, 13 and 25, in sufficient depth that all corporate and personal names that appear in the bold titles of each document are indexed. The tables found in Chapters 4 and 12 are indexed by corporate name only. Where tables appear in Chapter 25, they are indexed by corporate name only.

Index entries are arranged alphabetically. Each index entry includes an action of concern, a statutory instrument cited (if applicable) and finding information consisting of the issue number, issue date and page number.

(2006), 29 OSCB Cumulative Index (2006) 1

Ontario Securities Commission Bulletin Annual Cumulative Index, 2006

1209762 Ontario Inc. Decision - ss. 5.5(2), 5.8(1)(a) of

NI 81-102 Mutual Funds .................... #06 (Feb. 10) 1221

1248136 Ontario Limited Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966

Notice from the Office of the Secretary....................................#22 (June 2) 4520 Order - s. 127.......................................#22 (June 2) 4563

Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500 Order.................................................... #49 (Dec. 8) 9530

1464210 Ontario Inc. OSC Decisions, Orders

and Rulings ......................................... #15 (Apr. 14) 3188 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3338

Notice from the Office of the Secretary................................... #16 (Apr. 21) 3339 Order - s. 127...................................... #16 (Apr. 21) 3361

Notice from the Office of the Secretary...................................#19 (May 12) 3885 OSC Decisions, Orders and Rulings .........................................#19 (May 12) 3929 News Release....................................#26 (June 30) 5347 Notice from the Office of the Secretary................................... #29 (July 21) 5871 OSC Decisions, Orders and Rulings ......................................... #29 (July 21) 5917

16290 – Garban LLC Change of Name................................. #15 (Apr. 14) 3321

16290 – ICAP Securities USA LLC Change of Name................................. #15 (Apr. 14) 3321

18440 – Alpha Scout Capital Management Inc. Change of Name................................#24 (June 16) 5123

18440 – The Alpha Scout Fund Ltd. Change of Name................................#24 (June 16) 5123

20/20 Distribution GP Limited MRRS Decision..................................#24 (June 16) 4938

20/20 Distribution No. 2 Limited MRRS Decision..................................#24 (June 16) 4938

20/20 Group 1990 Limited Partnership MRRS Decision..................................#24 (June 16) 4938

20/20 Group 1992 Limited Partnership MRRS Decision ................................. #24 (June 16) 4938

2006 Report of the Compliance Team, Capital Markets Branch, OSC

Notice ................................................#37 (Sept. 15) 7355

222 Pizza Express Corp. Cease Trading Order.......................... #07 (Feb. 17) 1479

Cease Trading Order.......................... #08 (Feb. 24) 1667 Cease Trading Order............................ #09 (Mar. 3) 1827

3128012 Nova Scotia Limited MRRS Decision .................................. #21 (May 26) 4333

4355377 Canada Inc. MRRS Decision .................................. #20 (May 19) 4159

4361733 Canada Inc. MRRS Decision ...................................#36 (Sept. 8) 7196

5301297 Manitoba Ltd. MRRS Decision ................................. #26 (June 30) 5358

724 Solutions Inc. MRRS Decision ...................................#41 (Oct. 13) 8056

Order - s. 1(6) of the OBCA.................#41 (Oct. 13) 8061

9169-8316 Quebec Inc. Decision - s. 83.....................................#31 (Aug. 4) 6310

ABN AMRO Asset Management Canada Limited MRRS Decision ................................... #23 (June 9) 4758

ABN AMRO Development Capital (Guernsey) Limited Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407

Abria Alternative Investments Inc. Order ....................................................#31 (Aug. 4) 6328

Order ...................................................#43 (Oct. 27) 8433 Order ....................................................#44 (Nov. 3) 8635

Abria Diversified Arbitrage Trust Order ....................................................#31 (Aug. 4) 6328Order ...................................................#43 (Oct. 27) 8433Order ....................................................#44 (Nov. 3) 8635

Abria Xl Trust Order ....................................................#44 (Nov. 3) 8635

ABS Brokerage Services, LLC Change of Name ................................ #12 (Mar. 24) 2717

Acadian Timber Income Fund MRRS Decision ................................... #22 (June 2) 4536

Cumulative Index to the Ontario Securities Commission Bulletin, 2006

2 (2006), 29 OSCB Cumulative Index (2006)

Acclaim Energy Trust MRRS Decision.....................................#03 (Jan. 20) 520

Decision - s. 83 .................................. #11 (Mar. 17) 2275

Accumulus Balanced Fund MRRS Decision.................................. #10 (Mar. 10) 2057

Accumulus Diversified Monthly Income Fund MRRS Decision.................................. #10 (Mar. 10) 2057

Accumulus Management Ltd. MRRS Decision.................................. #10 (Mar. 10) 2057 Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

Accumulus Short Term Income Fund MRRS Decision.................................. #10 (Mar. 10) 2057

Accumulus Talisman Fund MRRS Decision.................................. #10 (Mar. 10) 2057

ACDS Rules – ACT Participant, Material Amendments to

Notice.................................................. #29 (July 21) 5862

ACE/Security Laminates Corporation Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319

Cease Trading Order ............................#03 (Jan. 20) 595 Order - s. 144.......................................#22 (June 2) 4556 Cease Trading Order ...........................#22 (June 2) 4569

ADA INVESTMENTS INC. Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407

Adaly Investment Management Corp. New Registration.................................. #48 (Dec. 1) 9449

Adams Harkness, Inc. Decision - s. 6.1(1) of MI 31-102 National Registration

Database and s. 6.1 of Rule 13-502 Fees . #05 (Feb. 3) 999

Adams, Harkness Financial Group, Inc. Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407

Adastra Minerals Inc. Notice from the Office

of the Secretary.................................. #11 (Mar. 17) 2271Order - s. 83...................................... #37 (Sept. 15) 7386

Addenda Capital Inc. Change in Category ..............................#04 (Jan. 27) 955

Advanced Fiber Technologies (AFT) Income Fund MRRS Decision.....................................#18 (May 5) 3714

Decision - s. 83 .....................................#18 (May 5) 3733

Advantage Energy Income Fund Order - s. 74........................................ #29 (July 21) 5908

Advantaged Preferred Share Trust MRRS Decision ................................... #23 (June 9) 4765

MRRS Decision ................................. #24 (June 16) 4934

Advantage-Value Limited Partnership 1994 MRRS Decision .....................................#14 (Apr. 7) 2952

Advest, Inc. Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407

Æterna Zentaris Inc. MRRS Decision ..................................#46 (Nov. 17) 9003 MRRS Decision ....................................#48 (Dec. 1) 9315

Afcan Mining Corporation MRRS Decision .................................. #13 (Mar. 31) 2749

Aflease Gold and Uranium Resources Limited MRRS Decision .................................... #02 (Jan. 13) 276

African Gold Group, Inc. Order - s. 83.1.(1)..............................#38 (Sept. 22) 7575

AGF Funds Inc. Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237

Change of Category ...........................#47 (Nov. 24) 9277

AGF Limited Partnership 1990 MRRS Decision ................................. #24 (June 16) 4938

AGF Limited Partnership 1991 MRRS Decision ................................. #24 (June 16) 4938

AGF Master Limited Partnership MRRS Decision ................................. #24 (June 16) 4938

AGF Partners Limited MRRS Decision ................................. #24 (June 16) 4938

AGF Partners No. 2 Limited MRRS Decision ................................. #24 (June 16) 4938

AGF Partners No. Five Limited MRRS Decision ................................. #24 (June 16) 4938

Agilent Technologies, Inc. MRRS Decision ....................................#44 (Nov. 3) 8618

Agilerus Investment Management Limited Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407

Agnico-Eagle Mines Limited Notice from the Office

of the Secretary ....................................#31 (Aug. 4) 6297 OSC Decisions, Orders and Rulings ..........................................#31 (Aug. 4) 6341

Agrium Inc. MRRS Decision .................................#37 (Sept. 15) 7387



Agtech Income Fund Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591

AIC American Focused Fund MRRS Decision.................................. #50 (Dec. 15) 9718

AIC American Focused Plus Fund MRRS Decision.................................. #50 (Dec. 15) 9718

AIC Investment Services Inc. MRRS Decision.................................. #50 (Dec. 15) 9718

AIC Limited Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

AIC Private Portfolio Group Inc. Suspended...........................................#22 (June 2) 4665 Voluntary Surrender of Registration... #47 (Nov. 24) 9277

Aikawa Iron Works Co., Ltd. MRRS Decision.....................................#18 (May 5) 3714

AIM Funds Management Inc. MRRS Decision................................... #29 (July 21) 5875 Decision - s. 6.1 of Rule 13-502 Fees ............................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

Airesurf Networks Holdings Inc. Cease Trading Order ............................#18 (May 5) 3775

Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175

Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Orders .......................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5219 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595

AirSource Power Fund I LP Decision - s. 83 ................................... #35 (Sept. 1) 7039

Alberta Focused Income & Growth Fund MRRS Decision.....................................#18 (May 5) 3699

MRRS Decision..................................#25 (June 23) 5181

Albireo Asset Management Corp. Consent to Suspension (Rule 33-501 – Surrender of

Registration) ........................................ #51 (Dec. 22) 10151

Alcan Inc. MRRS Decision.................................. #11 (Mar. 17) 2278

MRRS Decision.....................................#18 (May 5) 3728

Aldeavision Inc. MRRS Decision..................................#25 (June 23) 5151MRRS Decision................................. #39 (Sept. 29) 7707

Alexander Capital Group Inc. New Registration ................................ #12 (Mar. 24) 2717

Alexander Gluskin Investments Inc. Suspended – Voluntary

Non Renewal...................................... #06 (Feb. 10) 1407

Algoma Steel Inc. MRRS Decision ...................................#36 (Sept. 8) 7214

Aliant Inc. MRRS Decision ...................................#17 (Apr. 28) 3489

Aliant Telecom Inc. MRRS Decision ...................................#17 (Apr. 28) 3489

Allbanc Split Corp. II MRRS Decision .................................... #02 (Jan. 13) 280

MRRS Decision .................................... #03 (Jan. 20) 528 MRRS Decision .....................................#14 (Apr. 7) 2947

Allegiance Investment Management, LLC New Registration ................................#34 (Aug. 25) 6983

Allen, Joseph Edward Notice from the Office

of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary .................................. #19 (May 12) 3887 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3944

Allen-Vanguard Corporation Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319

Cease Trading Order............................ #03 (Jan. 20) 595 Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273

Alliance Capital Management Canada Inc. Change in Name .................................#17 (Apr. 28) 3681

AllianceBernstein Canada Inc. Change in Name .................................#17 (Apr. 28) 3681

AllianceBernstein L.P. Order - s. 80 of the CFA .....................#46 (Nov. 17) 9010

Alpha Fit Fund MRRS Decision .................................. #20 (May 19) 4142

Alpha Funds Management Inc. Change of Name ................................ #06 (Feb. 10) 1407

Alstra Capital Management, LLC Order - s. 80 of the CFA ....................... #05 (Feb. 3) 1030

Altrinsic Global Advisors, LLC New Registration ................................ #19 (May 12) 4081



Alturas Minerals Corp. Order - s.83.1(1) ................................#24 (June 16) 4949

Altus Investors Management Partnership MRRS Decision....................................#23 (June 9) 4720

American Income Trust MRRS Decision..................................#25 (June 23) 5169Decision - s. 83 ................................. #38 (Sept. 22) 7571

AmeriCredit Canada Automobile Receivables Trust Decision - s. 83 .................................... #44 (Nov. 3) 8604

Ameriprise Financial Services, Inc. New Registration................................. #42 (Oct. 20) 8343

AmeriStar RSP Income Trust MRRS Decision..................................#25 (June 23) 5169Decision - s. 83 ................................. #38 (Sept. 22) 7570

Ameritrade Holding Corporation MRRS Decision.................................. #07 (Feb. 17) 1434

Ruling. - s. 74(1) ................................ #07 (Feb. 17) 1475

Ameritrade Services Company, Inc. MRRS Decision.................................. #07 (Feb. 17) 1434

Ruling. - s. 74(1) ................................ #07 (Feb. 17) 1475

AmerUs Capital Management Group, Inc. Name Change...................................... #48 (Dec. 1) 9449

AmerUs Capital Management Group Inc. Decision - s. 6.1(1) of MI-31-102 National Registration

Database and s. 6.1 of Rule 13-502 Fees#25 (June 23) 5145 New Registration................................. #28 (July 14) 5851

Ampal-American Israel Corporation Order - s. 144.....................................#25 (June 23) 5187Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #49 (Dec. 8) 9555

Amstel Securities N.V. Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Reinstatement of Registration............ #08 (Feb. 24) 1791

Amtelecom Income Fund Order - s. 74........................................ #35 (Sept. 1) 7054

MRRS Decision.................................. #46 (Nov. 17) 9006

Analytic Investors Inc. Order - s. 80.......................................... #14 (Apr. 7) 2964

Anchor Securities Limited Change of Category........................... #46 (Nov. 17) 9121

Andersen, Robin SRO Notices and

Disciplinary Proceedings.................... #06 (Feb. 10) 1411

Anglo American plc MRRS Decision....................................#23 (June 9) 4743

Anitech Enterprises Inc. Order - s. 144 ..........................................#07 (Feb. 17) 1471 Order - s. 144 ............................................ #14 (Apr. 7) 2961

Anzelmo, Michael Peter Notice of Hearing - ss. 127, 127.1 ......#34 (Aug. 25) 6744

Notice from the Office of the Secretary ..................................#34 (Aug. 25) 6749

Application to Vary the Recognition and Designation Order of CDS Ltd., Notice of Approval

SRO Notices and Disciplinary Proceedings .....................#43 (Oct. 27) 8556

APT Capital Advisors Inc. Change of Name ................................ #06 (Feb. 10) 1407

Arbec Forest Products Inc. MRRS Decision .....................................#27 (July 7) 5575

Arbour Energy Inc. Cease Trading Order.......................... #19 (May 12) 3953Cease Trading Order.......................... #21 (May 26) 4361

Archipelago Brokerage Services, LLC Order - s. 211 of the Regulation ........... #02 (Jan. 13) 296

New Registration ................................ #07 (Feb. 17) 1607 Change of Name ................................ #12 (Mar. 24) 2717

Arctic Glacier Income Fund MRRS Decision ...................................#35 (Sept. 1) 7041

Arden Asset Management Inc. Decision - s. 6.1(1) of MI 31-102 National

Registration Database and s. 6.1 of OSC Rule 13-502 Fees ........ #07 (Feb. 17) 1465 New Registration ................................ #13 (Mar. 31) 2895 Suspended based on the firm’s consent to suspension under Rule 33-501 – Surrender of Registration ..................#14 (Apr. 7) 3127



Argus Corporation Limited Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319

Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Cease Trading Order ......................... #06 (Feb. 10) 1273 Cease Trading Order ......................... #07 (Feb. 17) 1479 Cease Trading Order ......................... #08 (Feb. 24) 1667 Cease Trading Order ........................... #09 (Mar. 3) 1827 Cease Trading Order ......................... #10 (Mar. 10) 2109 Cease Trading Order ......................... #11 (Mar. 17) 2331 Cease Trading Order ......................... #12 (Mar. 24) 2601 Cease Trading Order ......................... #13 (Mar. 31) 2767 Cease Trading Order ............................ #14 (Apr. 7) 2975 Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Orders ........................ #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953

Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Orders .......................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5219 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729

Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345

Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Cease Trading Order .......................... #35 (Sept. 1) 7083Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009

Arrow Epic Capital Fund MRRS Decision.....................................#14 (Apr. 7) 2937

Arrow Epic North American Diversified Fund MRRS Decision.....................................#14 (Apr. 7) 2937

Arrow Hedge Partners Inc. MRRS Decision.....................................#14 (Apr. 7) 2937

Ascenta Finance Corp. New Registration ...............................#38 (Sept. 22) 7679

Asia Pacific Holdings Ltd. MRRS Decision .....................................#40 (Oct. 6) 7854

Asia Pacific Resources Ltd. Decision - s. 83..................................#37 (Sept. 15) 7391

Asia Strategic Investment Management Limited Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407

Assignment of Certain Powers and Duties of the OSC - s. 6(3)

Notice .................................................. #22 (June 2) 4505 Notice .................................................. #22 (June 2) 4510

ATI Technologies Inc. Order - s. 83 .......................................#47 (Nov. 24) 9166

Atkinson, Peter Y. Notice from the Office

of the Secretary .................................... #04 (Jan. 27) 810 OSC Decisions, Orders and Rulings .......................................... #04 (Jan. 27) 847

Atlantic Power Corporation MRRS Decision ..................................#50 (Dec. 15) 9704

Atlas Cold Storage Income Trust MRRS Decision .................................#39 (Sept. 29) 7711

Notice of Hearing - s. 127....................#41 (Oct. 13) 8045 Notice of Hearing - s. 127....................#41 (Oct. 13) 8046 Notice from the Office of the Secretary ...................................#41 (Oct. 13) 8053 Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Decision - s. 83...................................#46 (Nov. 17) 8998

Atlas Cromwell Ltd. Consent - s. 4(b) of the Regulation....... #18 (May 5) 3870

Aton Securities, Inc. Decision - s. 6.1(1) of MI 31-102

National Registration Database and s. 6.1 of Rule 13-502 Fees ..................#29 (July 21) 5894 Order -s. 218 of the Regulation ...........#29 (July 21) 5906

New Registration .................................#42 (Oct. 20) 8343

Au Martinique Silver Inc. Order - s. 4(b) of the Regularion..........#28 (July 14) 5721

Aura Gold Inc. Consent - ss. 4(b) of the Regulation..... #18 (May 5) 3869

Aurado Energy Inc. Cease Trading Order...........................#15 (Apr. 14) 3191

Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Orders.........................#17 (Apr. 28) 3531 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #25 (June 23) 5219



Aurion Capital Management Inc. Change in Category ..............................#02 (Jan. 13) 417

Authorization Order Order - s. 3.5(3) ................................ #38 (Sept. 22) 7573 Order - s. 3.5(3) ................................... #49 (Dec. 8) 9533

Avenir Diversified Income Trust MRRS Decision...................................#21 (May 26) 4304

Avion Group HF MRRS Decision................................... #43 (Oct. 27) 8398

Aviva Capital Management, Inc. Name Change...................................... #48 (Dec. 1) 9449

AXA S.A. MRRS Decision..................................... #40 (Oct. 6) 7833

Axis Corporation Decision - ss. 5.5(2), 5.8(1)(a) of NI 81-102 Mutual Funds .................... #06 (Feb. 10) 1221

Azimuth Opportunity, Ltd. MRRS Decision...................................#21 (May 26) 4340

Baillie Gifford International LLC New Registration................................. #17 (Apr. 28) 3681

Baker Bros. Advisors, LLC MRRS Decision................................... #15 (Apr. 14) 3159

Bandai GMBH MRRS Decision..................................... #27 (July 7) 5563

Band-Ore Resources Ltd. Consent - s. 4(b) of the Regulation ..... #35 (Sept. 1) 7179

Bank of Montreal MRRS Decision...................................#21 (May 26) 4307

Bank of New York Order - s. 46(4) of the OBCA ............ #38 (Sept. 22) 7588

Bank of Nova Scotia Decision .............................................#25 (June 23) 5158

Banks, Jack Notice from the Office

of the Secretary.....................................#02 (Jan. 13) 264 Order -s 127..........................................#02 (Jan. 13) 300

Barclays Advantaged Corporate Bond Fund MRRS Decision..................................... #40 (Oct. 6) 7830

Barclays Advantaged Equal Weighted Income Fund MRRS Decision..................................... #40 (Oct. 6) 7830

Barclays Advantaged S&P/Tsx Income Trust Index Fund

MRRS Decision..................................... #40 (Oct. 6) 7830

Barclays Bank PLC MRRS Decision ....................................#31 (Aug. 4) 6299Order - s. 46(4) of the OBCA.............#38 (Sept. 22) 7588

MRRS Decision .....................................#40 (Oct. 6) 7848MRRS Decision ....................................#44 (Nov. 3) 8596

Barclays Global Investors Canada Limited MRRS Decision .................................... #03 (Jan. 20) 533

MRRS Decision .................................... #03 (Jan. 20) 540 MRRS Decision .................................... #03 (Jan. 20) 552 MRRS Decision .................................... #03 (Jan. 20) 555 MRRS Decision .................................... #03 (Jan. 20) 564 MRRS Decision .................................... #03 (Jan. 20) 571 MRRS Decision .................................... #18 (May 5) 3722 MRRS Decision ....................................#48 (Dec. 1) 9326

Barnard, Paul Notice of Hearing................................. #23 (June 9) 4708

Notice from the Office of the Secretary ................................... #23 (June 9) 4715 Notice from the Office of the Secretary ................................... #23 (June 9) 4716 Order - s. 127 ...................................... #23 (June 9) 4767

Barometer Capital Inc. Name Change ......................................#49 (Dec. 8) 9667

Barometer Capital Management Corp. Order - s. 213(3)(b) of the LTCA ........#45 (Nov. 10) 8800

Barrick Gold Corporation Exemption - s. 4.5 of MI 52-109 and

s. 6.1 of the Fee Rule ..........................#15 (Apr. 14) 3325 MRRS Decision ...................................#16 (Apr. 21) 3348 Consent - s. 4(b) of the Regulation....... #18 (May 5) 3871 Decision - s. 100(6) of the SA..............#41 (Oct. 13) 8057

Barrington Capital Corp. New Registration .................................. #04 (Jan. 27) 955

BCE Inc. MRRS Decision .................................... #18 (May 5) 3734

Beacon Hill Financial Corporation New Registration ................................. #23 (June 9) 4879

Bear Ridge Exploration Ltd. Decision - s. 83................................... #11 (Mar. 17) 2280

Bear Stearns Asset Management Inc. Order - s. 80 of the CFA ......................#30 (July 28) 6158

Bearbeech Capital Partners Corp. New Registration ................................#34 (Aug. 25) 6983

Bedminister Financial Group Ltd. New Registration .................................#17 (Apr. 28) 3681

Bedminster Financial Group, Limited Order - s. 218 of the Regulation ..........#17 (Apr. 28) 3526



Bell Aliant Regional Communications Holdings, Limited Partnership

MRRS Decision.................................. #46 (Nov. 17) 8992 MRRS Decision.................................. #51 (Dec. 22) 9991

Bell Aliant Regional Communications, Inc. MRRS Decision.................................. #46 (Nov. 17) 8992 Decision - ss. 83, 83.1 ....................... #51 (Dec. 22) 9993

Bell Aliant Regional Communications, Limited Partnership


Bell Canada MRRS Decision.....................................#18 (May 5) 3734

Bell Globemedia Acquisition Corporation MRRS Decision................................... #36 (Sept. 8) 7201MRRS Decision................................... #42 (Oct. 20) 8233

Bell Nordiq Group Decision - s. 83 .................................... #31 (Aug. 4) 6315

Bema Gold Corporation Order - s. 74........................................ #35 (Sept. 1) 7049

Bennett Enviromental Inc. Cease Trading Order .......................... #15 (Apr. 14) 3191

Notice of Hearing ................................ #16 (Apr. 21) 3335 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3337 Order - ss. 127(1)2, 127(5) ................ #16 (Apr. 21) 3359.

Cease Trading Order .......................... #16 (Apr. 21) 3373 Notice from the Office of the Secretary................................... #17 (Apr. 28) 3488 Order - paras. 127(1)2 and 2.1 ........... #17 (Apr. 28) 3528 Cease Trading Orders ........................ #17 (Apr. 28) 3531 Cease Trading Orders ........................ #17 (Apr. 28) 3531

Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953

Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Notice of Hearing .................................#23 (June 9) 4708 Notice of Hearing .................................#23 (June 9) 4709 Notice from the Office of the Secretary....................................#23 (June 9) 4716 Cease Trading Orders .......................#24 (June 16) 4955 Notice from the Office of the Secretary..................................#25 (June 23) 5142 Order - ss. 127, 127.1 ........................#25 (June 23) 5192 Order - ss. 127, 127.1 ........................#25 (June 23) 5199 Cease Trading Order .........................#25 (June 23) 5219 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5725 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5727

Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9149 Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9150

Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9151

Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9498 Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9499 Order - s. 127 .......................................#49 (Dec. 8) 9527 Order - s. 127 .......................................#49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9553

OSC Decisions, Orders and Rulings ........................................#50 (Dec. 15) 9725

Bennett, John Notice of Hearing................................. #23 (June 9) 4708

Notice of Hearing................................. #23 (June 9) 4709 Notice from the Office of the Secretary ................................... #23 (June 9) 4716 Notice from the Office of the Secretary ................................. #25 (June 23) 5142 Order - ss. 127, 127.1 ....................... #25 (June 23) 5192 Order - ss. 127, 127.1 ....................... #25 (June 23) 5199 OSC Decisions, Orders and Rulings .........................................#28 (July 14) 5725 OSC Decisions, Orders and Rulings .........................................#28 (July 14) 5727

Notice of Hearing - s. 127...................#47 (Nov. 24) 9149 Notice of Hearing - s. 127...................#47 (Nov. 24) 9150 Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9150 Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9151



Benquesus, Jacques Notice from the Office

of the Secretary .................................... #02 (Jan. 13) 264 Order -s 127 ......................................... #02 (Jan. 13) 300

BetaPro Management Inc. Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237



BF Minerals Ltd. Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#21 (May 26) 4361

Cease Trading Order ...........................#22 (June 2) 4569

BFI Canada Income Fund MRRS Decision.................................. #33 (Aug. 18) 6595MRRS Decision.................................. #34 (Aug. 25) 6757

BFS Entertainment & Multimedia Limited Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319

Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Cease Trading Order ......................... #06 (Feb. 10) 1273 Cease Trading Order ......................... #07 (Feb. 17) 1479 Cease Trading Order ......................... #08 (Feb. 24) 1667

BG Funds Management Limited Order - s. 213(3)(b) of the Loan and Trust Corporations

Act ........................................................ #39 (Sept. 29) 7731

Big Bank Big Oil Split Corp. MRRS Decision..................................#24 (June 16) 4927


Big Red Diamond Corporation Cease Trading Order ......................... #10 (Mar. 10) 2109

Cease Trading Order ......................... #11 (Mar. 17) 2331 Cease Trading Order ......................... #12 (Mar. 24) 2601 Cease Trading Order ......................... #13 (Mar. 31) 2767 Cease Trading Order ............................ #14 (Apr. 7) 2975 Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953

Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order ......................... #12 (Mar. 24) 2601 Cease Trading Order ......................... #13 (Mar. 31) 2767

Big Rock Brewery Income Trust MRRS Decision.................................... #49 (Dec. 8) 9512

BioEnvelop Technologies Corporation Cease Trading Order .......................... #41 (Oct. 13) 8065

Cease Trading Order .......................... #42 (Oct. 20) 8259

Bird Construction Company Limited Decision - s. 83 .................................. #12 (Mar. 24) 2557

Bissett Bond Fund MRRS Decision.....................................#18 (May 5) 3752

Black, Conrad M. Notice from the Office


Blackmont Capital Inc. Order - s. 74 .......................................#34 (Aug. 25) 6777

Blackrock (Institutional) Canada Ltd. Change of Name .................................#41 (Oct. 13) 8179

BlackRock Ventures Inc. Decision - s. 83....................................#35 (Sept. 1) 7040

Blacktree Capital Corp. Suspended – Non Renewal................ #06 (Feb. 10) 1407

Blackwatch Energy Services Trust MRRS Decision ...................................#42 (Oct. 20) 8247

Blake River Explorations Ltd. Cease Trading Order............................#31 (Aug. 4) 6345Cease Trading Order..........................#33 (Aug. 18) 6631

Bloomberg Tradebook LLC Decision - s. 6.1 of OSC Rule

91-502 ................................................ #19 (May 12) 3904 Order - s. 218 of the Regulation ......... #19 (May 12) 3921 Change in Registration Category ........#28 (July 14) 5851

Blue Mountain Energy Ltd. MRRS Decision ..................................#51 (Dec. 22) 9987

Blue Note Mining Inc. Order - s. 83.1(1)................................#46 (Nov. 17) 9009

Bluestone Financial Corporation Suspended as a Result of

Resigning from Membership in the Mutual Fund Dealers Association of Canada......................#51 (Dec. 22) 10151

BluMont Man Alternative Yield Fund MRRS Decision .................................. #10 (Mar. 10) 2029

BMO Capital Markets Corp. Name Change ......................................#49 (Dec. 8) 9667

BMO Capital Markets Order - s. 74 .........................................#31 (Aug. 4) 6332Order - s. 74 ........................................#35 (Sept. 1) 7051Order - s. 74 .......................................#45 (Nov. 10) 8798

BMO Global High Yield Bond Fund MRRS Decision .................................#32 (Aug. 11) 6473

BMO Harris Income Opportunity Bond Portfolio MRRS Decision .................................. #06 (Feb. 10) 1249



BMO Harris Investment Management Inc. MRRS Decision.................................. #06 (Feb. 10) 1249

Order - s. 147........................................#03 (Jan. 20) 589 MRRS Decision................................... #17 (Apr. 28) 3510 Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

BMO Harris Opportunity Bond Portfolio MRRS Decision.................................. #06 (Feb. 10) 1249

BMO Investments Inc. MRRS Decision.....................................#14 (Apr. 7) 2949

MRRS Decision...................................#19 (May 12) 3897 MRRS Decision.................................. #32 (Aug. 11) 6473 Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

BMO Nesbitt Burns Inc. Order - s. 74.......................................#26 (June 30) 5387 Order - s. 74........................................ #29 (July 21) 5908 Order - s. 74......................................... #31 (Aug. 4) 6334

Order - s. 74....................................... #34 (Aug. 25) 6775Order - s. 74....................................... #34 (Aug. 25) 6777Order - s. 74........................................ #35 (Sept. 1) 7049

Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237 Order - s. 74........................................ #42 (Oct. 20) 8256

MRRS Decision.................................. #51 (Dec. 22) 9995

BMO U.S. Dollar Bond Fund MRRS Decision...................................#19 (May 12) 3897

BNP (Canada) Valeurs Mobilieres Inc./BNP (Canada) Securities Inc.

Suspended – Non Renewal ............... #06 (Feb. 10) 1407

BNP Paribas (Canada) Valeurs Mobilieres Inc./BNP Paribas (Canada) Securities Inc.

New Registration.......................................................7317

BNP Paribas Peregrine Securities Limited Name Change.................................... #50 (Dec. 15) 9923

BNP Paribas Securities (Asia) Limited Name Change.................................... #50 (Dec. 15) 9923

BNS Split Corp. II MRRS Decision.................................. #07 (Feb. 17) 1432

BNY Capital Markets, Inc. Decision - s. 6.1(1) of MI 31-102 National

Registration Database and s. 6.1 of OSC Rule 13-502 Fees....................... #35 (Sept. 1) 7007

New Registration................................. #35 (Sept. 1) 7177

Bolder Investment Partners Ltd. Order - s. 74....................................... #33 (Aug. 18) 6621

Bolivar Gold Corp. MRRS Decision................................. #39 (Sept. 29) 7718

Bombardier Capital Ltd. Decision - s. 83...................................#34 (Aug. 25) 6769

Bostonia Global Securities LLC New Registration ..............................#51 (Dec. 22) 10151

Boughton, Marvin Notice from the Office

of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941

Boulder Mining Corporation Consent - s. 4(b) of the Regulation.......#49 (Dec. 8) 9682

Boultbee, John A. Notice from the Office


Boyle, James Patrick Notice from the Office

of the Secretary .......................................... #01 (Jan. 6) 6 Order - ss. 127 and 127.1......................... #01 (Jan. 6) 58 Notice from the Office of the Secretary .................................. #06 (Feb. 10) 1220 Order - ss. 127, 127.1 ........................ #06 (Feb. 10) 1270 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Order .................................................. #07 (Feb. 17) 1474 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3339 OSC Decisions, Orders and Rulings .........................................#16 (Apr. 21) 3365

Bradford Bachinski Limited New Registration .................................#43 (Oct. 27) 8525



Brainhunter Inc. Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319

Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Cease Trading Order ......................... #06 (Feb. 10) 1273 Cease Trading Order ......................... #07 (Feb. 17) 1479 Cease Trading Order ......................... #08 (Feb. 24) 1667 Cease Trading Order ........................... #09 (Mar. 3) 1827 Cease Trading Order ......................... #10 (Mar. 10) 2109

Brandes Investment Partners & Co. MRRS Decision.....................................#14 (Apr. 7) 2921

Change of Category.............................. #14 (Apr. 7) 3127

Brandywine Asset Management, LLC Change in Name .................................#19 (May 12) 4081

Brandywine Global Investment Management, LLC Change in Name .................................#19 (May 12) 4081

Brascan Asset Management Inc. New Registration................................#24 (June 16) 5123

Change of Name................................... #27 (July 7) 5683

Brazilian Resources Inc. Order - s. 144........................................#03 (Jan. 20) 592Cease Trading Order ............................#03 (Jan. 20) 595


Brean Murray & Co., Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Breton Asset Management Limited Change of Name................................. #29 (July 21) 6041

Brickburn Asset Management Inc. Change in Registration Category ........ #28 (July 14) 5851

Bridges Transitions Inc. Decision - s. 83 ................................... #36 (Sept. 8) 7207

Broadband Learning Corporation Cease Trading Order ..........................#19 (May 12) 3953

Brockhouse & Cooper Inc. New Registration................................#24 (June 16) 5123

Brockhouse Cooper Gestion D’Actifs Inc. / Brockhouse Cooper Asset Management Inc.

New Registration................................ #34 (Aug. 25) 6983

BrokerTec USA, LLC Change of Name................................ #06 (Feb. 10) 1407

Brompton Advantaged Tracker Fund MRRS Decision.................................. #10 (Mar. 10) 2039

Brompton Funds Management Limited Approval - s. 213(3)(b).........................#17 (Apr. 28) 3683Order - s. 213(3)(b) of the Loan

and Trust Corporations Act................#39 (Sept. 29) 7731

Brompton Top 50 Compound Growth Fund MRRS Decision .................................... #18 (May 5) 3710

Brookfield Investment Funds Management Inc. Change of Name ...................................#27 (July 7) 5683

Brooks, John Suspended – Voluntary

Non Renewal...................................... #06 (Feb. 10) 1407

Brown , Marcia Lewis New Registration ...............................#38 (Sept. 22) 7679

Brown, Roy Order - s. 127 ..................................... #11 (Mar. 17) 2309

Notice of Hearing................................ #12 (Mar. 24) 2551 Notice from the Office of the Secretary .................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary .................................. #13 (Mar. 31) 2733 Order - s. 127(7)................................. #13 (Mar. 31) 2758 Notice from the Office of the Secretary .................................. #20 (May 19) 4132 Order - s. 127(7)................................. #20 (May 19) 4162 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s. 127(7)................................... #22 (June 2) 4558 Notice from the Office of the Secretary .................................#39 (Sept. 29) 7694 Order - s. 127(7)................................#39 (Sept. 29) 7730

Notice from the Office of the Secretary ..................................#45 (Nov. 10) 8750 Order - ss. 127(7) ...............................#45 (Nov. 10) 8802

Brown-Rodrigues, Roy Notice from the Office

of the Secretary ................................... #22 (June 2) 4518 Order -s. 127(7)................................... #22 (June 2) 4558

Builders Energy Services Trust Order - s. 74 ........................................#35 (Sept. 1) 7047



Bulckaert, Allan Notice of Hearing .................................#23 (June 9) 4708

Notice of Hearing .................................#23 (June 9) 4709 Notice from the Office of the Secretary....................................#23 (June 9) 4716 Notice from the Office of the Secretary..................................#25 (June 23) 5142 Order - ss. 127, 127.1 ........................#25 (June 23) 5192 Order - ss. 127, 127.1 ........................#25 (June 23) 5199 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5725 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5727 Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9149 Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9151

Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9498 Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9499 Order - s. 127....................................... #49 (Dec. 8) 9527 Order - s. 127....................................... #49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9553 OSC Decisions, Orders and Rulings ........................................ #50 (Dec. 15) 9725

Bullion Marketing Services Inc. New Registration............................... #39 (Sept. 29) 7813

Burgundy Asset Management Ltd. Name Change...................................... #48 (Dec. 1) 9449 Decision ............................................... #49 (Dec. 8) 9521

Burgundy Asset Management Ltd./Gestion D’Actifs Burgundy Ltée

Name Change...................................... #48 (Dec. 1) 9449

Burgundy Pension Trust Fund Decision - s. 83 .................................. #12 (Mar. 24) 2558

Burlington Resources Canada Ltd. Decision - s. 83 ..................................#26 (June 30) 5350

Burlington Resources Inc. Decision - s. 83 ...................................#19 (May 12) 3915

Bush Associes Ltee/Bush Associates Ltd. New Registration................................... #40 (Oct. 6) 7989

Business Objects S.A. MRRS Decision....................................#23 (June 9) 4745

BWM Investment Counsel Inc. Change of Name .................................#36 (Sept. 8) 7317Consent to Suspension (Rule

33-501 – Surrender of Registration) .......................................#47 (Nov. 24) 9277

C.P. Eaton Partners, LLC Change of Name .................................. #09 (Mar. 3) 1989

C.S. McKee, L.P. New Registration ................................#47 (Nov. 24) 9277

Cable Satisfaction International Inc. MRRS Decision ....................................#48 (Dec. 1) 9328

Cabot Creek Mineral Corporation Order - s. 144 ..................................... #08 (Feb. 24) 1660

Cade Struktur Corporation Decision - s. 83.....................................#48 (Dec. 1) 9297

Caledon Capital Partners Ltd. New Registration ..................................#44 (Nov. 3) 8727

Calian Technologies Ltd. MRRS Decision ....................................#31 (Aug. 4) 6311

Calpine Power Income Fund MRRS Decision ..................................#51 (Dec. 22) 9994

Calsi Investments Inc. Suspended – Voluntary

Non Renewal...................................... #06 (Feb. 10) 1407

Calyon Financial Canada Inc. New Registration .................................. #09 (Mar. 3) 1989Order - s. 80 of the CFA and

s. 74(1) of the OSA............................. #20 (May 19) 4168

Calyon Financial Inc. Order - s. 80 of the CFA and s.

74(1) of the OSA ................................ #20 (May 19) 4168

Camdeton Trading Ltd. Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696

Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722

Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007

Camdeton Trading S.A. Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696





Campbell & Partners Capital Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Campbell Valuation Partners Limited Suspended – Voluntary

Non Renewal ..................................... #06 (Feb. 10) 1407

Campbell, David C. Notice of Hearing ................................ #15 (Apr. 14) 3147

Notice from the Office of the Secretary................................... #15 (Apr. 14) 3153 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3340 Order - ss. 127(1), 127(5) ................... #16 (Apr. 21) 3362 Notice of Hearing - ss. 127, 127(1) .......#18 (May 5) 3689 Notice from the Office of the Secretary.....................................#18 (May 5) 3694 Order - ss. 127(1), 127(5) .....................#18 (May 5) 3759 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7370 Order - ss. 127(1), 127(5) ................. #37 (Sept. 15) 7399 Order - ss. 127(1), 127(7) ................. #37 (Sept. 15) 7401

Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8590

Order - ss. 127(1), 127(7) .................... #44 (Nov. 3) 8641

Canaccord Adams Inc. New Registration................................. #16 (Apr. 21) 3473

Canaccord Capital Corporation Order - s. 74.......................................#26 (June 30) 5382

Order - s. 74........................................ #29 (July 21) 5908 Order - s. 74......................................... #31 (Aug. 4) 6332 Order - s. 74......................................... #31 (Aug. 4) 6334

Order - s. 74....................................... #34 (Aug. 25) 6775Order - s. 74........................................ #35 (Sept. 1) 7047

Order - s. 74........................................ #35 (Sept. 1) 7049 Order - s. 74........................................ #35 (Sept. 1) 7054

Order - s. 74....................................... #45 (Nov. 10) 8798

Canada Dominion Resources 2006 II Limited Partnership

Exemption - Part 15 of OSC Rule 41-501 General Prospectus Requirements.................................... #37 (Sept. 15) 7549

Canadex Resources Limited Cease Trading Order ................................#01 (Jan. 6) 73

Canadian Arctic Gas Ltd. Decision - s. 83 .................................. #46 (Nov. 17) 8991

Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.

Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA........................................ #43 (Oct. 27) 8417

Canadian Depository for Securities Ltd. and CDS Clearing and Depository Services Inc. – Amendment to Recognition and Designation Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA

SRO Notices and Disciplinary Proceedings .....................#36 (Sept. 8) 7331

Canadian Financial Dividend & Income Fund MRRS Decision ..................................#50 (Dec. 15) 9702MRRS Decision ..................................#50 (Dec. 15) 9712

Canadian Financial Income Fund MRRS Decision ..................................#50 (Dec. 15) 9702MRRS Decision ..................................#50 (Dec. 15) 9712

Canadian Financial Services NT Corp. Decision - s. 83................................... #11 (Mar. 17) 2273

Order - s. 1(6) of the OBCA................ #11 (Mar. 17) 2308

Canadian Fundamental 100 Income Fund MRRS Decision ..................................#50 (Dec. 15) 9702MRRS Decision ..................................#50 (Dec. 15) 9712

Canadian Imperial Bank of Commerce MRRS Decision .....................................#14 (Apr. 7) 2931 MRRS Decision .................................. #21 (May 26) 4324 Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#43 (Oct. 27) 8408 MRRS Decision ...................................#42 (Oct. 20) 8237

MRRS Decision ....................................#49 (Dec. 8) 9506

Canadian Imperial Equity Fund MRRS Decision ..................................#34 (Aug. 25) 6770

Canadian International LP MRRS Decision ...................................#35 (Sept. 1) 7032

Canadian Manoir Industries Limited Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799

Canadian Medical Discoveries Fund II Inc. MRRS Decision .................................. #07 (Feb. 17) 1438

MRRS Decision ..................................#50 (Dec. 15) 9707

Canadian Medical Discoveries Fund Inc. MRRS Decision .................................. #07 (Feb. 17) 1438MRRS Decision ..................................#50 (Dec. 15) 9707

Canadian Oil Sands Limited Exemption - s. 6.1 of Rule 13-502 ........ #02 (Jan. 13) 497

Canadian Oil Sands Trust Exemption - s. 6.1 of Rule 13-502 ........ #02 (Jan. 13) 497

Canadian Regulators Propose Harmonized Prospectus Rule for Market Participants

Notice .................................................#51 (Dec. 22) 9952

Canadian Satellite Radio Holdings Inc. Order - s. 4.2 of Rule 56-501.............. #13 (Mar. 31) 2760



Canadian Scholarship Trust Foundation MRRS Decision.................................. #08 (Feb. 24) 1639

Canadian Science and Technology Growth Fund Inc. Decision - s. 83 .................................. #08 (Feb. 24) 1635

Canadian Trading and Quotation System Inc. (CNQ) Order - s. 147 of the Act and s.15.1 of

NI 21-101............................................. #51 (Dec. 22) 10005

Canadian Trading and Quotation System Inc., Variation of Recognition Order of

Notice.................................................. #29 (July 21) 5864 Order - s. 144...................................... #29 (July 21) 5897 SRO Notices and Disciplinary Proceedings..................... #29 (July 21) 6084

Canam International Partnership 1990 Decision - s. 83 .................................. #10 (Mar. 10) 2055

Canam International Partnership 1991 Decision -s. 83 ................................... #12 (Mar. 24) 2569

Canetic Resources Inc. MRRS Decision.....................................#18 (May 5) 3729Order - s. 74....................................... #45 (Nov. 10) 8798

Canfin Magellan Investments Inc. Change in Registration Category ........#19 (May 12) 4081

Canico Resource Corp. Decision - s. 83 .................................. #10 (Mar. 10) 2046

Cantol Limited Order - s. 144..................................... #08 (Feb. 24) 1664

Decision - s. 83 .................................. #11 (Mar. 17) 2273

Cap Investment Management Inc. Change of Name...................................#03 (Jan. 20) 795

Capital Alliance Ventures Inc. Decision - s. 83 .................................. #07 (Feb. 17) 1467

Capital First Venture Fund Inc. MRRS Decision.....................................#02 (Jan. 13) 291

Capital International S.A. MRRS Decision.....................................#18 (May 5) 3726

Capital Partners Corporation Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Capital Teamsoft Inc. Decision - s. 83 .................................. #11 (Mar. 17) 2278

CapServCo Limited Partnership MRRS Decision.....................................#04 (Jan. 27) 823

MRRS Decision.....................................#04 (Jan. 27) 825

Capstone Consultants Limited Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407

Carbiz Inc. MRRS Decision ...................................#17 (Apr. 28) 3517

Carmichael, Harry J. Notice of Hearing - ss. 127, 127.1 ........#31 (Aug. 4) 6279

Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6295 Notice from the Office of the Secretary .................................#38 (Sept. 22) 7561 Order .................................................#38 (Sept. 22) 7588

Notice from the Office of the Secretary .....................................#40 (Oct. 6) 7825 Reasons ................................................#40 (Oct. 6) 7875

Carpus Capital Inc. New Registration .................................. #02 (Jan. 13) 417

Change of Name .................................. #05 (Feb. 3) 1049

Cartier Capital Group Inc. Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407

Cassidy, Diana Notice of Hearing.................................... #05 (Feb. 3) 989

Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589

Order - s. 127(7)....................................#40 (Oct. 6) 7872

Cassis Capital Corporation New Registration ................................ #21 (May 26) 4465



Castaneda, Jose L. News Release.............................................#01 (Jan. 6) 5Notice from the Office

of the Secretary.....................................#02 (Jan. 13) 266 Order - s. 127........................................#02 (Jan. 13) 302

Notice....................................................#02 (Jan. 13) 256 News Release...................................... #09 (Mar. 3) 1808 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1809 Order - s. 127....................................... #09 (Mar. 3) 1820 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3338 Order - s. 127...................................... #16 (Apr. 21) 3360 Notice from the Office of the Secretary....................................#22 (June 2) 4519 Order - s. 127.......................................#22 (June 2) 4561 Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6294 Order - s. 127....................................... #31 (Aug. 4) 6324

Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9499 Order - s. 127....................................... #49 (Dec. 8) 9528

Caterpillar Financial Services Limited Consent - s. 4(b) of the Regulation .... #11 (Mar. 17) 2543

Catone, Ron Notice of Hearing ................................... #05 (Feb. 3) 989 Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589

Order - s. 127(7) ................................... #40 (Oct. 6) 7872

CBID Markets Inc. MRRS Decision.................................. #06 (Feb. 10) 1225Amalgamation ...................................... #09 (Mar. 3) 1989

CCM Holdings IV, LLC New Registration..................................#22 (June 2) 4665

Change of Name................................#24 (June 16) 5123

CDS Application for Participation – ACT, Technical Amendments to

SRO Notices and Disciplinary Proceedings.................... #34 (Aug. 25) 6985

CDS Application re Restructuring of The Canadian Depository for Securities Limited


CDS Free Payments Funds Transfer Rule, Technical Amendments to

Notice ................................................... #02 (Jan. 13) 256 SRO Notices and Disciplinary Proceedings ...................... #02 (Jan. 13) 493

CDS Money Market Issue and Entitlement Procedures, Technical Amendments to – Notice of Effective Date

SRO Notices and Disciplinary Proceedings .................... #07 (Feb. 17) 1613

CDS Notice and Request for Comments – Material Amendments to CDS Rules Relating to CREST Link

SRO Notices and Disciplinary Proceedings ......................#49 (Dec. 8) 9670

CDS Procedures – Contingency Services, Technical Amendments to

SRO Notices and Disciplinary Procdures........................#33 (Aug. 18) 6731

CDS Procedures – Data Expansion, Technical Amendments to


CDS Procedures – Delivery Services, Technical Amendments to

SRO Notices and Disciplinary Proceedings ......................#44 (Nov. 3) 8729

CDS Procedures – Funds Transfer, Technical Amendments to


CDS Procedures – Regulation SHO, Technical Amendments to


CDS Procedures CCP Cap, Technical Amendments to SRO Notices and

Disciplinary Proceedings .................... #10 (Mar. 10) 2247

CDS Procedures Relating to CCP Collateral Requirements for Withdrawing Participants, Material Amendments to

Notice .................................................#32 (Aug. 11) 6460

CDS Procedures Relating to CCP Collateral Requirements for Withdrawing Participant, Material Amendments to

SRO Notices and Disciplinary Proceedings ..................... #23 (June 9) 4892



CDS Procedures Relating to International Services Procedures, Material Amendments to

SRO Notices and Disciplinary Proceedings................... #37 (Sept. 15) 7530 Notice................................................. #46 (Nov. 17) 8978

CDS Procedures Relating to Late Delivery of Collateral, Material Amendments to

SRO Notices and Disciplinary Proceedings......................#23 (June 9) 4882 Notice................................................. #32 (Aug. 11) 6459

CDS Procedures Relating to Mark-to-Market Component of Continuous Net Settlement Collateral Requirement, Material Amendments to

SRO Notices and Disciplinary Proceedings......................#23 (June 9) 4887 Notice................................................. #33 (Aug. 18) 6581

CDS Reporting Procedures, Technical Amendments to – Notice of Effective Date

SRO Notices and Disciplinary Proceedings.................... #07 (Feb. 17) 1610

CDS Rule Amendment Notice – Technical Amendment – Intellectual Property Procedures

SRO Notices and Disciplinary Proceedings..................... #43 (Oct. 27) 8574

CDS Rule Amendment Notice – Technical Amendment to CDS Procedures – Special Requests for Outstanding Issues

SRO Notices and Disciplinary Proceedings.......................#18 (May 5) 3868

CDS Rule Amendment Notice – Technical Amendments to ATON User Guide

SRO Notices and Disciplinary Proceedings.................... #46 (Nov. 17) 9140

CDS Rule Amendment Notice – Technical Amendments to CDS Application for Participation – Corporate Restructuring

SRO Notices and Disciplinary Proceedings.................... #46 (Nov. 17) 9139

CDS Rule Amendment Notice – Technical Amendments to CDS Application for Participation – ATON

SRO Notices and Disciplinary Proceedings.....................#20 (May 19) 4285

CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - New Exchange Procedures

SRO Notices and Disciplinary Proceedings................... #39 (Sept. 29) 7817

CDS Rule Amendment Notice – Technical Amendments to CDS Procedures Relating to International Services Procedures

SRO Notices and Disciplinary Proceedings...................... #48 (Dec. 1) 9454

CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – CDS Buy-in Windows

SRO Notices and Disciplinary Proceedings ...................... #18 (May 5) 3865

CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – CDS Projected Payment and Tender Breakdown Reports


CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Institutional Trade Reporting


CDS Rule Amendment Notice – Technical Amendments to CDS Rules Relating to Corporate Restructuring

SRO Notices and Disciplinary Proceedings ...................#38 (Sept. 22) 7685

CDS Rule Amendment Notice – Technical Amendments to CDS Rules Relating to the USTA

SRO Notices and Disciplinary Proceedings ....................#46 (Nov. 17) 9138

CDS Rules - ACT Participant, Material Amendments to SRO Notices and

Disciplinary Proceedings .................... #19 (May 12) 4108

CDS Rules Governing Cross-Border Services – Regulation SHO, Material Amendments to

Notice ..................................................#28 (July 14) 5697

CDS Rules Relating to Access to the Account Transfer Online Notification (ATON) Service, Amendments to

Notice ..................................................... #05 (Feb. 3) 988 SRO Notices and Disciplinary Proceedings ...................... #05 (Feb. 3) 1156

CDS Rules Relating to CCP Capping, Material Amendments to

Notice ................................................. #07 (Feb. 17) 1424

CDS Rules Relating to Cross-Border Services – Regulation SHO, Amendments to

Notice ..................................................... #05 (Feb. 3) 988 SRO Notices and Disciplinary Proceedings ...................... #05 (Feb. 3) 1170

CDS Rules Relating to Delivery Services, Material Amendments to

Notice ..................................................#43 (Oct. 27) 8363 SRO Notices and Disciplinary Proceedings .....................#43 (Oct. 27) 8541 SRO Notices and Disciplinary Proceedings .....................#43 (Oct. 27) 8545

CDS Rules Relating to Eligibility Criteria for CAD RCP, Material Amendments to

Notice ................................................... #02 (Jan. 13) 254



CDS Rules Relating to Entitlement Payments, Material Amendments to

Notice....................................................#02 (Jan. 13) 255

CDS Rules Relating to Intellectual Property Rights, Material Amendments to

SRO Notices and Disciplinary Proceedings.....................#21 (May 26) 4487 Notice.................................................. #42 (Oct. 20) 8224 SRO Notices and Disciplinary Proceedings..................... #42 (Oct. 20) 8345 SRO Notices and Disciplinary Proceedings..................... #42 (Oct. 20) 8352

CDS Rules Relating to Qualifications for Participation – Foreign Institutions, , Material Amendments to

Notice....................................................#02 (Jan. 13) 255

CDS Rules Relating to Strip Bond Monthly Reports Service, Technical Amendments to

SRO Notices and Disciplinary Proceedings.................. #51 (Dec. 22) 10154

CDS Rules, Material Amendments to - Delivery Services - Request for Comments

SRO Notices and Disciplinary Proceedings..................... #29 (July 21) 6103

CDS U.S. Deposit and Withdrawal Procedures, Technical Amendments to – Notice of Effective Date SRO Notices and Disciplinary Proceedings.................... #07 (Feb. 17) 1611

CDS’ Recognition Order, Application to Vary Notice....................................................#04 (Jan. 27) 806

Order.....................................................#04 (Jan. 27) 844

Ced-Or Corporation Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735

CEM International Inc. MRRS Decision................................... #43 (Oct. 27) 8405

Centaur Pooled Pension Trust Funds MRRS Decision.................................. #32 (Aug. 11) 6467

Centerfire Capital Management Inc. Consent to Suspension (Rule 33-501 – Surrender of

Registration) .......................................... #32 (Aug. 11) 6573

Centerfire Growth Fund Inc. Order - ss. 4.2 and 9.2 of NI 81-106 Investment Fund

Continuous Disclosure..............................#03 (Jan. 20) 588

Certicom Corp. Order - s. 74......................................... #31 (Aug. 4) 6334

Cervus Financial Group Inc. Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319

Cease Trading Order............................ #03 (Jan. 20) 595 Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273 Cease Trading Order.......................... #07 (Feb. 17) 1479 Cease Trading Order.......................... #08 (Feb. 24) 1667 Cease Trading Order............................ #09 (Mar. 3) 1827

CFT Securities, LLC Change of Name .................................. #02 (Jan. 13) 417Order - s. 218 of the Regulation ........#37 (Sept. 15) 7397

New Registration ...............................#38 (Sept. 22) 7679

Chamaelo Exploration Ltd. Decision - s. 83...................................#47 (Nov. 24) 9162

Chan, Lip Fee SRO Notices and

Disciplinary Proceedings .....................#30 (July 28) 6263SRO Notices and

Disciplinary Proceedings ...................#39 (Sept. 29) 7818

Charles Schwab & Co., Inc. Suspended Due to Voluntary

Non-Renewal........................................ #04 (Jan. 27) 955

Chartwell Seniors Housing Real Estate Investment Trust

MRRS Decision ................................... #23 (June 9) 4763

Cheung, Andrew Notice from the Office

of the Secretary .................................. #12 (Mar. 24) 2556 OSC Decisions, Orders and Rulings ........................................ #12 (Mar. 24) 2597

Children’s Education Trust of Canada MRRS Decision ................................. #25 (June 23) 5146

Exemption ......................................... #25 (June 23) 5329

Children’s Educational Foundation of Canada MRRS Decision ................................. #25 (June 23) 5146

China Diamond Corp. Cease Trading Order..........................#50 (Dec. 15) 9729

China Education Resources Inc. Cease Trading Order.......................... #20 (May 19) 4175Cease Trading Order........................... #22 (June 2) 4569

Chou Associates Management Inc. OSC Decisions, Orders

and Rulings ......................................... #23 (June 9) 4773

Chrysalis Capital II Corporation| Consent - s. 4(b) of the Regulation......#29 (July 21) 6116



CHUM Limited MRRS Decision................................... #36 (Sept. 8) 7201MRRS Decision................................... #42 (Oct. 20) 8233 Decision - s. 83 .................................... #49 (Dec. 8) 9503

CI Alpine Growth Equity Fund MRRS Decision..................................#26 (June 30) 5377

CI American Equity Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI American Equity Fund MRRS Decision..................................#26 (June 30) 5377

CI American Managers® Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI American Small Companies Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI American Small Companies Fund MRRS Decision..................................#26 (June 30) 5377

CI American Value Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI American Value Fund MRRS Decision..................................#26 (June 30) 5377

CI Canadian Asset Allocation Fund MRRS Decision..................................#26 (June 30) 5377

CI Canadian Balanced Portfolio MRRS Decision..................................#26 (June 30) 5377

CI Canadian Bond Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI Canadian Bond Fund MRRS Decision..................................#26 (June 30) 5377

CI Canadian Conservative Portfolio MRRS Decision..................................#26 (June 30) 5377

CI Canadian Growth Portfolio MRRS Decision..................................#26 (June 30) 5377 MRRS Decision.................................. #32 (Aug. 11) 6463

CI Canadian Income Portfolio MRRS Decision..................................#26 (June 30) 5377

CI Canadian Investment Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI Canadian Investment Fund MRRS Decision..................................#26 (June 30) 5377

CI Canadian Maximum Growth Portfolio MRRS Decision..................................#26 (June 30) 5377 MRRS Decision.................................. #32 (Aug. 11) 6463

CI Canadian Small/Mid Cap Fund MRRS Decision ................................. #26 (June 30) 5377

CI Can-Am Small Cap Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI Emerging Markets Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI Emerging Markets Fund MRRS Decision ................................. #26 (June 30) 5377

CI European Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI European Fund MRRS Decision ................................. #26 (June 30) 5377

CI Explorer Corporate Class MRRS Decision ................................. #26 (June 30) 5377 MRRS Decision ..................................#32 (Aug. 11) 6463

CI Explorer Fund MRRS Decision ................................. #26 (June 30) 5377MRRS Decision ..................................#32 (Aug. 11) 6463

CI Financial Income Fund MRRS Decision ...................................#35 (Sept. 1) 7032

CI Global Balanced Portfolio MRRS Decision ................................. #26 (June 30) 5377

CI Global Biotechnology Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI Global Bond Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI Global Bond Fund MRRS Decision ................................. #26 (June 30) 5377

CI Global Boomernomics® Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI Global Conservative Portfolio MRRS Decision ................................. #26 (June 30) 5377

CI Global Consumer Products Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI Global Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI Global Energy Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI Global Financial Services Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI Global Fund MRRS Decision ................................. #26 (June 30) 5377



CI Global Growth Portfolio MRRS Decision..................................#26 (June 30) 5377

CI Global Health Sciences Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI Global Managers® Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI Global Maximum Growth Portfolio MRRS Decision..................................#26 (June 30) 5377

CI Global Science & Technology Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI Global Small Companies Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI Global Small Companies Fund MRRS Decision..................................#26 (June 30) 5377

CI Global Value Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI Global Value Fund MRRS Decision..................................#26 (June 30) 5377

CI International Balanced Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI International Balanced Fund MRRS Decision..................................#26 (June 30) 5377

CI International Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI International Fund MRRS Decision..................................#26 (June 30) 5377

CI International Value Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI International Value Fund MRRS Decision..................................#26 (June 30) 5377

CI Investments Inc. MRRS Decision.................................... #05 (Feb. 3) 1005

Order - ss. 118(2)(b), 121 .....................#18 (May 5) 3766 MRRS Decision...................................#19 (May 12) 3891 Decision - s. 7.1(1) of MI 33-109........#25 (June 23) 5177 MRRS Decision..................................#26 (June 30) 5369 MRRS Decision................................... #29 (July 21) 5896 MRRS Decision.................................. #32 (Aug. 11) 6463 MRRS Decision................................... #35 (Sept. 1) 7032 Decision - s. 83 ................................... #35 (Sept. 1) 7036 Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

CI Japanese Corporate Class MRRS Decision..................................#26 (June 30) 5377

CI Long-Term Bond Fund MRRS Decision ................................. #26 (June 30) 5377

CI Master Limited Partnership MRRS Decision .................................. #19 (May 12) 3902

CI Money Market Fund MRRS Decision ................................. #26 (June 30) 5377

CI Mortgage Fund MRRS Decision ................................. #26 (June 30) 5377

CI Pacific Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI Pacific Fund MRRS Decision ................................. #26 (June 30) 5377

CI Short-Term Bond Fund MRRS Decision ................................. #26 (June 30) 5377

CI Short-Term Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI Short-Term US$ Corporate Class MRRS Decision ................................. #26 (June 30) 5377

CI US Money Market Fund MRRS Decision ................................. #26 (June 30) 5377

CI Value Trust Corporate Class MRRS Decision ................................. #26 (June 30) 5377

Ciavarella, Michael Notice from the Office

of the Secretary ...................................... #05 (Feb. 3) 995 Order - s. 127 ....................................... #05 (Feb. 3) 1028

Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6296 Order - s. 127 .......................................#31 (Aug. 4) 6331

Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Temporary Order - s. 127....................#42 (Oct. 20) 8253

CIBC Asia Pacific Index Fund MRRS Decision ..................................#34 (Aug. 25) 6770



CIBC Asset Management Inc. MRRS Decision.........................................#01 (Jan. 6) 36

MRRS Decision.....................................#03 (Jan. 20) 558 MRRS Decision.................................. #06 (Feb. 10) 1229 MRRS Decision.................................. #06 (Feb. 10) 1235 MRRS Decision.................................. #06 (Feb. 10) 1241 MRRS Decision.................................. #11 (Mar. 17) 2281 MRRS Decision.................................. #12 (Mar. 24) 2561

MRRS Decision.................................. #12 (Mar. 24) 2573MRRS Decision.....................................#14 (Apr. 7) 2931

MRRS Decision.....................................#18 (May 5) 3716 MRRS Decision...................................#20 (May 19) 4153 MRRS Decision...................................#21 (May 26) 4317 MRRS Decision...................................#21 (May 26) 4324 MRRS Decision....................................#23 (June 9) 4731 Approval - s. 213(3)(b) of the LTCA......................................... #29 (July 21) 6114 MRRS Decision.................................... #31 (Aug. 4) 6302 MRRS Decision.................................. #33 (Aug. 18) 6601 Decision - s. 6.1 of Rule 13-502 Fees........................................ #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

CIBC Asset Management Inc. MRRS Decision.................................... #48 (Dec. 1) 9297

CIBC Balanced Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Balanced Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Canadian Bond Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Canadian Bond Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Canadian Emerging Companies Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Canadian Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Canadian Real Estate Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Canadian Resources Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Canadian Short-Term Bond Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Canadian Small Companies Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Canadian T-Bill Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Capital Appreciation Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Core Canadian Equity Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC Diversified Income Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC Dividend Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC Emerging Economies Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC Emerging Markets Index Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC Energy Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC European Equity Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC European Index Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC European Index RRSP Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC Far East Prosperity Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC Financial Companies Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC Global Asset Management Inc. / Gestion global d’actifs CIBC inc.

Change of Name .................................. #02 (Jan. 13) 417

CIBC Global Asset Management Inc. MRRS Decision .................................. #06 (Feb. 10) 1229

MRRS Decision .................................. #06 (Feb. 10) 1235 MRRS Decision .................................. #06 (Feb. 10) 1241 MRRS Decision .................................. #11 (Mar. 17) 2281 MRRS Decision .................................. #12 (Mar. 24) 2561

MRRS Decision .................................. #12 (Mar. 24) 2573MRRS Decision .................................... #18 (May 5) 3716

MRRS Decision .................................. #20 (May 19) 4153 MRRS Decision .................................. #21 (May 26) 4317 MRRS Decision ................................... #23 (June 9) 4731 MRRS Decision ....................................#31 (Aug. 4) 6302

MRRS Decision ..................................#32 (Aug. 11) 6467 MRRS Decision ....................................#48 (Dec. 1) 9297

CIBC Global Bond Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC Global Bond Index Fund MRRS Decision ..................................#34 (Aug. 25) 6770

CIBC Global Equity Fund MRRS Decision ..................................#34 (Aug. 25) 6770



CIBC Global Technology Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC High Yield Cash Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC International Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC International Index RRSP Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC International Small Companies Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Japanese Equity Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Japanese Index RRSP Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Latin American Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Mellon Trust MRRS Decision.........................................#01 (Jan. 6) 49

CIBC Money Market Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Monthly Income Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Mortgage and Short-Term Income Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Nasdaq Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Nasdaq Index RRSP Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC North American Demographics Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Precious Metals Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC Premium Canadian T-Bill Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC U.S. Dollar Money Market Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC U.S. Equity Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC U.S. Index RRSP Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC U.S. Small Companies Fund MRRS Decision.................................. #34 (Aug. 25) 6770

CIBC World Markets Inc. MRRS Decision .................................... #18 (May 5) 3708

Order - s. 74 ...................................... #26 (June 30) 5382 Order - s. 74 ...................................... #26 (June 30) 5386 Order - s. 74 ........................................#29 (July 21) 5904 Order - s. 74 ........................................#29 (July 21) 5908 Order - s. 74 .........................................#31 (Aug. 4) 6332 MRRS Decision ...................................#35 (Sept. 1) 7021 Order - s. 74 ........................................#35 (Sept. 1) 7047 Order - s. 74 .......................................#34 (Aug. 25) 6775

Order - s. 74 ........................................#35 (Sept. 1) 7054Order - s. 74 ........................................#42 (Oct. 20) 8256MRRS Decision ...................................#43 (Oct. 27) 8408Order - s. 74 .......................................#45 (Nov. 10) 8798 MRRS Decision ....................................#49 (Dec. 8) 9506 MRRS Decision ..................................#51 (Dec. 22) 9995

Cinram International Inc. MRRS Decision ................................. #24 (June 16) 4943

Cinram International Limited Partnership MRRS Decision ................................. #24 (June 16) 4941

Citrine Holdings Limited Cease Trading Order.......................... #12 (Mar. 24) 2601

Clairvest Group Inc. Order - s. 104(1)(c)..............................#17 (Apr. 28) 3522

ClareGold Trust MRRS Decision ....................................#44 (Nov. 3) 8621

Clarendon Capital Inc. New Registration ............................... #24 (June 16) 5123

Claret Trust MRRS Decision .................................... #18 (May 5) 3708MRRS Decision ....................................#44 (Nov. 3) 8621

Clarica Investco Inc. Order - s. 7.1 of MI 33-109

Registration Information ..........................#30 (July 28) 6153

Clarington Corporation MRRS Decision ........................................ #01 (Jan. 6) 42

MRRS Decision ........................................ #01 (Jan. 6) 47 MRRS Decision .................................. #19 (May 12) 3916 Order - s. 1(6) of the OBCA)............... #19 (May 12) 3928

Clarington Funds Inc. MRRS Decision ...................................#28 (July 14) 5709

Clarington Limited Partnership 1997 MRRS Decision .....................................#14 (Apr. 7) 2952

ClaringtonFunds Inc. MRRS Decision .................................... #03 (Jan. 20) 542

MRRS Decision .................................... #03 (Jan. 20) 580 Consent to Suspension (Rule 35-502 – Surrender of Registration) ...#46 (Nov. 17) 9121



Clarus Securities Inc. Order - s. 74........................................ #42 (Oct. 20) 8254

Claymore Investments, Inc. MRRS Decision.................................. #06 (Feb. 10) 1254

MRRS Decision.................................... #09 (Mar. 3) 1817 MRRS Decision.................................. #10 (Mar. 10) 2031 MRRS Decision.................................. #10 (Mar. 10) 2034 Change of Category.......................... #38 (Sept. 22) 7679


ClaymorETF FTSE RAFI Canadian Index Fund MRRS Decision.................................... #09 (Mar. 3) 1817

MRRS Decision.................................. #10 (Mar. 10) 2031 MRRS Decision.................................. #10 (Mar. 10) 2034 Order - s. 1.1 of OSC Rule 48-501.......#22 (June 2) 4562

Clean Air Power Limited MRRS Decision.................................... #09 (Mar. 3) 1815

Clearsight Wealth Management Inc. Amalgamation ...................................... #49 (Dec. 8) 9667

CML Healthcare Inc. MRRS Decision.................................. #10 (Mar. 10) 2042

CNH Capital Canada Receivables Trust MRRS Decision....................................#23 (June 9) 4749

CNQ – Revised CNQ Dealer Application SRO Notices and

Disciplinary Proceedings..................... #16 (Apr. 21) 3475

CNQ - Revised Trader Approval Form SRO Notices and

Disciplinary Proceedings....................... #40 (Oct. 6) 8034

CNQ Notice 2006-004 - Proposed Repeal of CNQ Rule 10


CNQ Notice of Approval – Housekeeing Amendments to CNQ’s Trader Approval Form

Notice.................................................... #40 (Oct. 6) 7824

CNQ Rule 10-105 – Risk Disclosure Statement, Repeal of

Notice..................................................... #05 (Feb. 3) 989 SRO Notices and Disciplinary Proceedings...................... #05 (Feb. 3) 1177

Coast Mountain Power Corp. Decision - s. 83 ................................. #38 (Sept. 22) 7566

Coatsworth, Donald Kenneth SRO Notices and

Disciplinary Proceedings.................... #46 (Nov. 17) 9126 SRO Notices and

Disciplinary Proceedings.................... #50 (Dec. 15) 9938 SRO Notices and

Disciplinary Proceedings.................. #51 (Dec. 22) 10153

Cockfield Porretti Cunningham Investment Counsel Inc.

Approval - s. 213(3)(b) of the LTCA ....#29 (July 21) 6113

Cogeco Cable Inc. MRRS Decision ..................................#45 (Nov. 10) 8776

Cogeco Inc. MRRS Decision ..................................#45 (Nov. 10) 8776

Cogient Corp. Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799

Cognos Incorporated Cease Trading Order........................... #23 (June 9) 4777

Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5219 Cease Trading Order......................... #26 (June 30) 5397 Cease Trading Order.............................#27 (July 7) 5595 Cease Trading Order...........................#28 (July 14) 5729 Cease Trading Order...........................#29 (July 21) 5921 Cease Trading Order...........................#30 (July 28) 6163 Cease Trading Order............................#31 (Aug. 4) 6345

Cease Trading Order..........................#32 (Aug. 11) 6487Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799Cease Trading Order...........................#35 (Sept. 1) 7083Cease Trading Order...........................#36 (Sept. 8) 7231

Coleford Investment Management Ltd. Ruling - ss. 74(1), 83, 121(1)(a)(ii) ......#35 (Sept. 1) 7063

Coleford Private Balanced Fund Ruling - - ss. 74(1), 83, 121(1)(a)(ii) ...#35 (Sept. 1) 7063

Coleford Private Funds Corporation Ruling - - ss. 74(1), 83, 121(1)(a)(ii) ...#35 (Sept. 1) 7063

Coleman, Barry James SRO Notices and

Disciplinary Hearings.............................. #01 (Jan. 6) 246 SRO Notices and Disciplinary Proceedings .................... #06 (Feb. 10) 1415 SRO Notices and Disciplinary Proceedings .................... #13 (Mar. 31) 2897 SRO Notices and Disciplinary Proceedings ..................... #22 (June 2) 4667

SRO Notices and Disciplinary Proceedings ...................#38 (Sept. 22) 7681

Coleman, Donald Kent SRO Notices and

Disciplinary Proceedings ...................... #05 (Feb. 3) 1151 SRO Notices and Disciplinary Proceedings .................... #12 (Mar. 24) 2719 SRO Notices and Disciplinary Hearings...........................#16 (Apr. 21) 3480



Coleman, Matthew Noah Notice from the Office

of the Secretary................................. #39 (Sept. 29) 7695Notice of Withdrawal ............................. #40 (Oct. 6) 7823

Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7826 Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8591

Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8749 Order.................................................. #45 (Nov. 10) 8797

Commodity Futures Act Advisory Committee Interim Report

Notice...................................................#23 (June 9) 4676

Commonfund Securities Inc. New Registration.............................. #51 (Dec. 22) 10151

Commonfund Securities, Inc. Order - s. 218 of the Regulation......... #32 (Aug. 11) 6484

Decision - s. 6.1(1) of MI 31-102 National Registration Database and s. 6.1 of Rule 13-502 Fees................ #39 (Sept. 29) 7729

Commonwealth Australia Securities LLC Order - s. 211 of the Regulation........ #38 (Sept. 22) 7576

New Registration............................... #38 (Sept. 22) 7679

Companion Policy 13-502CP Fees Notice....................................................#03 (Jan. 20) 507

Rules and Policies ................................#03 (Jan. 20) 597 Notice................................................. #11 (Mar. 17) 2261 Rules and Policies ............................. #11 (Mar. 17) 2333

Companion Policy 13-503CP (Commodity Futures Act) Fees

Notice....................................................#03 (Jan. 20) 507 Rules and Policies ................................#03 (Jan. 20) 637 Notice................................................. #11 (Mar. 17) 2261 Rules and Policies ............................. #11 (Mar. 17) 2367

Companion Policy 21-101CP Request for Comments ....................... #28 (July 14) 5735 Request for Comments ...................... #50 (Dec. 15) 9731 Notice................................................. #51 (Dec. 22) 9948

Rules and Policies ........................... #51 (Dec. 22) 10011

Companion Policy 23-101CP Request for Comments ....................... #28 (July 14) 5735 Request for Comments ...................... #50 (Dec. 15) 9731 Notice................................................. #51 (Dec. 22) 9948

Rules and Policies ........................... #51 (Dec. 22) 10011

Companion Policy 24-101CP - Institutional Trade Matching and Settlement, Proposed

Request for Comments ........................ #09 (Mar. 3) 1829

Companion Policy 31-102CP National Registration Database, Amendments to

Request for Comments .......................#19 (May 12) 3961

Companion Policy 33-109CP Registration Information, Amendments to

Request for Comments....................... #19 (May 12) 3961

Companion Policy 55-101CP Insider Reporting Exemptions, Proposed Amendments to

Request for Comments........................#43 (Oct. 27) 8441

Companion Policy 61-101CP Protection of Minority Security Holders in Special Transactions

Request for Comments.......................#34 (Aug. 25) 6801

Companion Policy 62-104CP Take-Over Bids and Issuer Bids

Request for Comments........................#17 (Apr. 28) 3533

Companion Policy 81-102CP, Consequential Amendments to Rules and Policies..............................#45 (Nov. 10) 8845

Companion Policy 81-802CP Implementing National Instrument 81-107 Independent Review Committee for Investment Funds

Rules and Policies..............................#45 (Nov. 10) 8840

Compliance Team, Capital Markets Branch, OSC, 2006 Report of the

Notice ................................................#37 (Sept. 15) 7355

Computershare Investor Services Inc. MRRS Decision ........................................ #01 (Jan. 6) 54

Computershare Trust Company of Canada MRRS Decision ........................................ #01 (Jan. 6) 54

ComWest Enterprise Corp. Cease Trading Order........................... #23 (June 9) 4777

Cease Trading Order......................... #24 (June 16) 4955

Congress Financial Capital Company MRRS Decision ..................................#45 (Nov. 10) 8789

Conjuchem Inc. Decision - s. 83.....................................#31 (Aug. 4) 6310

Connacher Oil and Gas Limited MRRS Decision ................................. #26 (June 30) 5359Order - s. 74 .......................................#33 (Aug. 18) 6621

Connor, Clark & Lunn Global Financials Fund MRRS Decision .................................... #18 (May 5) 3712

Connor, Clark & Lunn Roc Pref Corp. MRRS Decision .................................. #11 (Mar. 17) 2305

Constellation Copper Corporation Order - s. 74 .......................................#33 (Aug. 18) 6617

Continental Home HealthCare Ltd. Cease Trading Order.......................... #20 (May 19) 4175

Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569



CoolBrands International Inc. Cease Trading Order ................................#01 (Jan. 6) 73 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009

Co-operators Investment Counselling Limited Approval - s. 213(3)(b) of the LTCA ... #32 (Aug. 11) 6575

Copernican World Banks Split Inc. MRRS Decision.................................. #46 (Nov. 17) 9001

Core Canadian Dividend Trust MRRS Decision.................................. #46 (Nov. 17) 8999

Corel Corporation MRRS Decision................................... #28 (July 14) 5718

Cornell Capital Partners, LP MRRS Decision.................................... #48 (Dec. 1) 9314

Corrections to RS Notice and Request for Comments 2006-07

Notice................................................. #47 (Nov. 24) 9148

Counsel Group of Funds Inc. MRRS Decision................................. #39 (Sept. 29) 7720 Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

Countrywide Securities Corporation New Registration................................ #45 (Nov. 10) 8965

Covenant Capital Management of Tennessee, LLC Order - s. 80 of the CSA .................... #22 (JUNE 2) 4545

Coventree Capital Group Inc. Change of Name................................. #42 (Oct. 20) 8343

Coventree Capital Inc. Change of Name................................. #42 (Oct. 20) 8343

Coventree Inc. Change of Name................................. #42 (Oct. 20) 8343

Consent to Suspension (Rule 33-501 – Surrender of Registration).... #42 (Oct. 20) 8343

Covington Group of Funds Inc. MRRS Decision.....................................#02 (Jan. 13) 291

Covington Strategic Capital Fund Inc. Order - s. 62(5) .................................. #10 (Mar. 10) 2065

Exemption .......................................... #10 (Mar. 10) 2251

Cowen & Co., LLC Change of Name................................ #08 (Feb. 24) 1791

Change in Name .................................#20 (May 19) 4277

Cowen and Company, LLC Change in Name .................................#20 (May 19) 4277

CP Ships Limited Decision - ss. 83....................................... #01 (Jan. 6) 11

CPE, LLC Change of Name .................................. #09 (Mar. 3) 1989

Credit Suisse (UK) Limited MRRS Decision .................................... #03 (Jan. 20) 578

Credit Suisse First Boston (Europe) Limited Change of Name .................................. #05 (Feb. 3) 1049

Credit Suisse First Boston Canada Inc. Change of Name .................................. #04 (Jan. 27) 955

Credit Suisse First Boston LLC Change of Name .................................. #04 (Jan. 27) 955

Credit Suisse First Boston Change of Name ................................ #06 (Feb. 10) 1407

Credit Suisse Securities (Canada), Inc. Change of Name .................................. #04 (Jan. 27) 955

Credit Suisse Securities (Europe) Limited Change of Name .................................. #05 (Feb. 3) 1049

Credit Suisse Securities (USA) LLC Change of Name .................................. #04 (Jan. 27) 955

Credit Suisse Change of Name ................................ #06 (Feb. 10) 1407

Crescent Point General Partner Corp. Decision - s. 83..................................... #02 (Jan. 13) 287

Crescent Point Resources Ltd. MRRS Decision .....................................#40 (Oct. 6) 7844

Crestridge Asset Management Inc. Change in Name ................................ #19 (May 12) 4081

Creststreet 2005 Limited Partnership MRRS Decision .....................................#14 (Apr. 7) 2951

Creststreet Investment Management Limited Approval - s. 213(b) of the LTCA........ #11 (Mar. 17) 2543 Consent to Suspension (Rule

33-501 – Surrender of Registration) .....#49 (Dec. 8) 9667 Voluntary Surrender of Registration .....#49 (Dec. 8) 9667

Creststreet Resource Class MRRS Decision .................................... #04 (Jan. 27) 819

Creststreet Securities Limited New Registration ................................. #23 (June 9) 4879

Crestview Towers Limited Partnership Decision - s. 83................................... #10 (Mar. 10) 2037

Decision - s. 83......................................#14 (Apr. 7) 2918 Order - s. 144 ........................................#14 (Apr. 7) 2960



Croesus Gold Inc. Consent - s. 4(b) of the Regulation .... #46 (Nov. 17) 9141

Crown Capital Partners Ltd. Notice of Hearing - s. 127 .................... #49 (Dec. 8) 9496

Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500

Crown Hill Asset Management Inc. New Registration...................................#03 (Jan. 20) 795

Crown Resources Corporation Decision - s. 83 ................................. #38 (Sept. 22) 7572

CRR Capital Markets Inc. New Registration.................................. #09 (Mar. 3) 1989

Crystal Graphite Corporation Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ...........................#23 (June 9) 4777Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735

CSA Introduction to the Canadian Securities Administrators News Release.................................... #08 (Feb. 24) 1626

CSA Notice 11-309 - Withdrawal of CSA Notices Notice................................................... #09 (Mar. 3) 1807

CSA Notice 21-304 - Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors

Request for Comments ....................... #28 (July 14) 5757

CSA Notice 24-302 – Entitlement Payments to CDS Notice................................................... #09 (Mar. 3) 1802

CSA Notice 24-303 – CSA SRO Oversight Project – Review of Oversight of Self-Regulatory Organizations and Market Infrastructure Entities – December 2006 Report of the CSA SRO Oversight Project Committee

Notice................................................... #49 (Dec. 8) 9462

CSA Notice 44-303 - Filing of Notice of Intention to be Qualified to File a Short Form Prospectus under NI 44-101 Short Form Prospectus Distributions

Notice................................................. #10 (Mar. 10) 2008

CSA Notice 46-303 - Principal Protected Notes Notice.................................................... #27 (July 7) 5538

CSA Notice 52-313 - Status of Proposed MI 52-111 Reporting on Internal Control over Financial Reporting and Proposed Amended and Restated MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Findings

Notice................................................. #10 (Mar. 10) 2011

CSA Notice 52-314 - Securities Regulators Want Your Feedback on XBRL

Notice.................................................... #27 (July 7) 5542

CSA Notice and Request for Comments - Proposed Rescission of National Policy 48 Future-Oriented Financial Information - Proposed Amendments to NI 51-102 Continuous Disclosure Obligations - Related Consequential Amendments

Request for Comments.........................#48 (Dec. 1) 9339

CSA Policy 62-201 Bids Made Only in Certain Jurisdictions


CSA Proposals on Institutional Trade Processing Notice ................................................. #10 (Mar. 10) 2007

CSA Responds to Report of Task Force to Modernize Securities Legislation in Canada

Notice ....................................................#40 (Oct. 6) 7824

CSA Revised Staff Notice 13-315 Securities Regulatory Authority Closed Dates 2006

Notice ................................................... #02 (Jan. 13) 263

CSA Staff Notice 12-307 Ceasing to be a Reporting Issuer under the Mutual Reliance Review System for Exemptive Relief Applications

Notice ...................................................#44 (Nov. 3) 8582 CSA Staff Notice 13-316 - Amendments to the SEDAR Filer Manual

Notice ..................................................#43 (Oct. 27) 8387

CSA Staff Notice 21-305 - Extension of Approval of Information Processor for Corporate Fixed Income Securities

Notice ..................................................#43 (Oct. 27) 8664

CSA Staff Notice 23-304 – Joint CSA/SRO Notice – Status of the Transaction Reporting and Electronic Audit Trail System

Notice ................................................. #11 (Mar. 17) 2265

CSA Staff Notice 23-305 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)

Notice ..................................................#42 (Oct. 20) 8222

CSA Staff Notice 43-306 - Technical Reports Filed for Prospectus Offerings

Notice .................................................. #22 (June 2) 4509

CSA Staff Notice 47-302 Pre-marketing of underwriters’ options on bought deals

Notice ..................................................#16 (Apr. 21) 3334

CSA Staff Notice 51-317 - NI 51-101 Standards of Disclosure for Oil and Gas Activities - Application of Canadian Oil and Gas Evaluation Handbook

Notice ................................................. #08 (Feb. 24) 1627

CSA Staff Notice 51-319 – Report on Staff’s Second Continuous Disclosure Review of Income Trust Issuers

Notice ...................................................#31 (Aug. 4) 6272



CSA Staff Notice 51-320 - Options Backdating Notice.................................................. #36 (Sept. 8) 7190

CSA Staff Notice 51-321 - Questions and Answers Concerning Resources and Possible Reserves - NI 51-101 Standards of Disclosure for Oil and Gas Activities

Notice................................................. #46 (Nov. 17) 8974

CSA Staff Notice 52-306 (Revised) – Non-GAAP Financial Measures

Notice................................................... #31 (Aug. 4) 6269

CSA Staff Notice 52-312 Audit Committee Compliance Review

Notice....................................................#02 (Jan. 13) 259

CSA Staff Notice 52-315 - Certification Compliance Review

Notice................................................ #38 (Sept. 22) 7556

CSA Staff Notice 52-316 - Certification Of Design Of Internal Control Over Financial Reporting

Notice................................................ #39 (Sept. 29) 7692

CSA Third Report on Enforcement Activities News Release.................................... #06 (Feb. 10) 1194

Cumberland Investment Management Inc. Approval - s. 213(3)(b) of the LTCA .... #36 (Sept. 8) 7349

Cundill Asset Management (Bermuda) Ltd. New Registration................................. #30 (July 28) 6257

Cundill Investment Research Ltd. Consent to Suspension (Rule 33-501 –

Surrender of Registration)................. #39 (Sept. 29) 7813

Curalli, Vito Notice of Hearing - ss. 127, 127.1...... #34 (Aug. 25) 6744

Notice from the Office of the Secretary.................................. #34 (Aug. 25) 6749

Cybernetic Capital Management Inc. Approval - s. 213(3)(b) of the LTCA .... #35 (Sept. 1) 7180

Cybersurf Corp. Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337

Cyries Energy Inc. MRRS Decision.................................. #45 (Nov. 10) 8752

D & D Securities Company MRRS Decision....................................#23 (June 9) 4723

New Registration................................#25 (June 23) 5327

D&D Securities Company Order - s. 74....................................... #33 (Aug. 18) 6621

D.E. Shaw Valence, LLC Suspended Due to Voluntary

Non-Renewal........................................ #04 (Jan. 27) 955

D2M Inc. Change of Name ............................... #26 (June 30) 5525

Da Silva, Abel Notice from the Office


Da Silva, Carlos A. Notice of Hearing.................................#15 (Apr. 14) 3147

Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3153 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3340 Order - ss. 127(1), 127(5)....................#16 (Apr. 21) 3362 Notice of Hearing - ss. 127, 127(1)....... #18 (May 5) 3689 Notice from the Office of the Secretary .................................... #18 (May 5) 3694 Order - ss. 127(1), 127(5)..................... #18 (May 5) 3759 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7370 Order - ss. 127(1), 127(5)..................#37 (Sept. 15) 7399 Order - ss. 127(1), 127(7)..................#37 (Sept. 15) 7401

Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8590

Order - ss. 127(1), 127(7).....................#44 (Nov. 3) 8641

Dacks Money Management Inc. Change of Name ............................... #26 (June 30) 5525

DaimlerChrysler Canada Finance Inc. MRRS Decision .................................... #18 (May 5) 3731

MRRS Decision ................................. #26 (June 30) 5379

Daniels, Joseph Notice of Hearing - ss. 127, 127(1)....... #18 (May 5) 3689

Notice from the Office of the Secretary .................................... #18 (May 5) 3694 Order - ss. 127(1), 127(5)..................... #18 (May 5) 3759 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7370 Order - ss. 127(1), 127(5)..................#37 (Sept. 15) 7399 Order - ss. 127(1), 127(7)..................#37 (Sept. 15) 7401 Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8590

Order - ss. 127(1), 127(7).....................#44 (Nov. 3) 8641



Danzig, Daniel David Notice from the Office


Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7826 Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8591


Darius Capital Limited Order - s. 104(2)(c) ............................ #46 (Nov. 17) 9015

Data Group Income Fund MRRS Decision................................... #36 (Sept. 8) 7198

DataMirror Corporation Cease Trading Order ............................#18 (May 5) 3775


Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5219 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345

Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Cease Trading Order .......................... #35 (Sept. 1) 7083Cease Trading Order .......................... #36 (Sept. 8) 7231

Datec Group Ltd. Cease Trading Order ...........................#23 (June 9) 4777

Cease Trading Order .........................#25 (June 23) 5219

Daubney, John Notice of Hearing ................................ #29 (July 21) 5865

Notice from the Office of the Secretary................................... #29 (July 21) 5871 Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6278 Order.................................................... #31 (Aug. 4) 6334

Davis + Henderson Income Fund MRRS Decision................................... #35 (Sept. 1) 7019

Daylight Energy Ltd. Decision - s. 83 .................................. #47 (Nov. 24) 9170

Daylight Energy Trust Decision - s. 83 .................................. #47 (Nov. 24) 9167

Daylight Resources Trust MRRS Decision ...................................#43 (Oct. 27) 8396

DB Capital Advisers Inc. Order - s. 80 of the CFA .....................#32 (Aug. 11) 6479

DDJ High Yield Fund Order - ss. 118(2)(b), 121..................... #18 (May 5) 3766

DDJ U.S. High Yield Fund MRRS Decision ...................................#29 (July 21) 5896

Deans Knight Capital Management Ltd. MRRS Decision .................................. #07 (Feb. 17) 1448

Dectron Internationale Inc. Cease Trading Order.......................... #20 (May 19) 4175

Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569

Deer Creek Energy Limited Decision - s. 83................................... #10 (Mar. 10) 2056

Deer Ridge Village Limited Partnership Order - s. 144 ......................................#41 (Oct. 13) 8059

Deer Valley Shopping Centre Limited Partnership Cease Trading Order.........................#38 (Sept. 22) 7591Cease Trading Order.............................#40 (Oct. 6) 7893

Delahaye, Sandra Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696


Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007 Demeter Management Corporation

Order - s. 80 of the CFA ....................... #05 (Feb. 3) 1032

Denninghouse Inc. Cease Trading Order.......................... #20 (May 19) 4175Cease Trading Order........................... #22 (June 2) 4569

Descartes Systems Group Inc. Consent - s. 4(b) of the Regulation........#27 (July 7) 5689

Desjardins Financial Security Investments Inc./Desjardins Sécurité Financière Investissements Inc.

Name Change ....................................#47 (Nov. 24) 9277

Desjardins Securities Inc. Order - s. 74 ...................................... #26 (June 30) 5386

Order - s. 74 .........................................#31 (Aug. 4) 6329Order - s. 74 ......................................#39 (Sept. 29) 7732

Deslongchamps, Marc SRO Notices and

Disciplinary Proceedings .......................#27 (July 7) 5685



Desson, Graham News Release.................................... #33 (Aug. 18) 6582

OSC Decisions, Orders and Rulings ........................................ #33 (Aug. 18) 6625

Deutsche Asset Management Canada Limited Change in Registration Category .........#23 (June 9) 4879

Deutsche Asset Management Investment Services Limited

Suspended Due to Voluntary Non-Renewal ............................................#04 (Jan. 27) 955

Deutsche Bank Trust Company Americas Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Devon Canada Corporation MRRS Decision.................................. #33 (Aug. 18) 6607

Dia Bras Exploration Inc. Order - s. 74......................................... #31 (Aug. 4) 6329

Diamond Fields International Ltd. Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065

Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805

Diamond, Stephen News Release.......................................#02 (Jan. 13) 264

Dimensional Fund Advisors Canada Inc. MRRS Decision....................................#22 (June 2) 4523Order - s. 80........................................ #35 (Sept. 1) 7061

Dinnerex Limited Partnership X Cease Trading Order .........................#24 (June 16) 4955


Dinnerex National III Limited Partnership Cease Trading Order ...........................#23 (June 9) 4777


Dinnerex National IV Limited Partnership Cease Trading Order ...........................#23 (June 9) 4777


Dinnerex National Limited Partnership Cease Trading Orders .......................#24 (June 16) 4955

Direct Trading Institutional, L.P. New Registration...................................#02 (Jan. 13) 417

Discovery Air Inc. MRRS Decision................................. #39 (Sept. 29) 7714

Diversified Canadian Financial Corp. Decision - s. 83 .....................................#02 (Jan. 13) 290

Diversified Dividend Growth Split Inc. MRRS Decision .................................. #07 (Feb. 17) 1440

MRRS Decision .................................. #08 (Feb. 24) 1652

Diversified Global Asset Management Corporation New Registration ................................ #07 (Feb. 17) 1607

Diversified Global Asset Management Inc. Suspended – Voluntary

Non-Renewal...................................... #07 (Feb. 17) 1607Voluntary Surrender of

Registration ........................................#32 (Aug. 11) 6573

Diversity Investment Sales Corp. Suspended – Non Renewal................ #06 (Feb. 10) 1407

Reinstatement of Registration ............ #08 (Feb. 24) 1791

Dividend 15 Split Corp. II MRRS Decision ....................................#44 (Nov. 3) 8630MRRS Decision ....................................#44 (Nov. 3) 8633MRRS Decision ..................................#45 (Nov. 10) 8751

Dixon Mitchell Investment Counsel Inc. Change in Name .................................. #18 (May 5) 3861

Dixon Mitchell Rae Investment Counsel Inc. Change in Name .................................. #18 (May 5) 3861

Djordjevic, Ivan Notice from the Office

of the Secretary .................................#39 (Sept. 29) 7695Notice of Withdrawal .............................#40 (Oct. 6) 7823

Notice from the Office of the Secretary .....................................#40 (Oct. 6) 7826 Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8591

Notice from the Office of the Secretary ..................................#45 (Nov. 10) 8749 Order ..................................................#45 (Nov. 10) 8797

Dominick & Dominick Securities Inc. MRRS Decision ................................... #23 (June 9) 4723

Donner Petroleum Ltd. Cease Trading Order...........................#29 (July 21) 5921

Cease Trading Order............................#31 (Aug. 4) 6345

Dresdner Kleinwort Securities LLC Change of Name ...................................#40 (Oct. 6) 7989

Dresdner Kleinwort Wasserstein Securities LLC Change of Name ...................................#40 (Oct. 6) 7989

Driehaus Capital Management LLC New Registration .................................... #01 (Jan. 6) 243

Driehaus Securities LLC New Registration .................................... #01 (Jan. 6) 243

Drillers Technology Corp. Decision - s. 83..................................... #03 (Jan. 20) 519



Drive Products Income Fund MRRS Decision.................................. #47 (Nov. 24) 9160

Dubeau Capital & Cie Ltée/Dubeau Capital & Co.Ltd. New Registration................................. #43 (Oct. 27) 8525

Duke Energy Income Fund MRRS Decision................................... #35 (Sept. 1) 7008

Duncannon Corporation Suspended Due to Voluntary

Non-Renewal ........................................#04 (Jan. 27) 955

Dundee Corporation MRRS Decision.....................................#04 (Jan. 27) 811

Order - s. 74.......................................#26 (June 30) 5386

Dundee Securities Corp. Order - s. 74....................................... #34 (Aug. 25) 6780

Dundee Securities Corporation Order - s. 74.......................................#26 (June 30) 5386

Order - s. 74......................................... #31 (Aug. 4) 6329

Dusby Management Corp. Suspended – Non Renewal ............... #06 (Feb. 10) 1407

DVD Investments Limited Order - s. 83.1(1) ................................ #17 (Apr. 28) 3520

Dynamic Canadian Dividend Fund MRRS Decision....................................#22 (June 2) 4521

MRRS Decision....................................#22 (June 2) 4526

Dynamic Corporate Bond Fund MRRS Decision................................... #29 (July 21) 5873

Dynamic Dollar-Cost Averaging Fund MRRS Decision.....................................#03 (Jan. 20) 544

Dynamic Focus+ American Fund MRRS Decision................................... #29 (July 21) 5873

Dynamic Focus+ Resource Fund MRRS Decision................................. #38 (Sept. 22) 7568

Dynamic QSSP Fund MRRS Decision................................... #29 (July 21) 5873

Dynamic Strategic All Equity Portfolio MRRS Decision................................... #29 (July 21) 5873

Dynamic Strategic Balanced Portfolio MRRS Decision................................... #29 (July 21) 5873

Dynamic Strategic Conservative Portfolio MRRS Decision................................... #29 (July 21) 5873

Dynamic Strategic Defensive Portfolio MRRS Decision................................... #29 (July 21) 5873

Dynamic Strategic High Growth Portfolio MRRS Decision ...................................#29 (July 21) 5873

Dynamic Technology Fund MRRS Decision ...................................#29 (July 21) 5873

Dziadecki, Leszek Notice of Hearing................................ #08 (Feb. 24) 1628

Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Notices of Hearing - ss. 127, 127.1 .... #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Order - s. 127 ......................................#15 (Apr. 14) 3172

E*TRADE Capital Markets, LLC New Registration ................................ #10 (Mar. 10) 2245

E*Trade Securities LLC Suspended – Non Renewal................ #06 (Feb. 10) 1407

E2 Venture Fund Inc. MRRS Decision .................................... #02 (Jan. 13) 291

EACM Advisors LLC New Registration .................................. #02 (Jan. 13) 417

Eaglecrest Securities Inc. New Registration .................................#36 (Sept. 8) 7317

Earnest Partners, LLC New Registration .................................#41 (Oct. 13) 8179

East Asia Securities Inc. Suspended Due to Voluntary

Non-Renewal........................................ #04 (Jan. 27) 955

Edgewood Management LLC New Registration ............................... #24 (June 16) 5123

EDS Canada Inc. MRRS Decision ................................... #23 (June 9) 4760

Efficient Capital Corporation Change of Name .................................#42 (Oct. 20) 8343



EGI Canada Corporation Decision - s. 83 .................................. #08 (Feb. 24) 1637

Order - s. 1(6) of the OBCA ................#19 (May 12) 3919

Eimskip Atlas Canada, Inc. MRRS Decision................................. #39 (Sept. 29) 7711MRRS Decision................................... #43 (Oct. 27) 8398

Elin, Alex Notice of Hearing - s. 127 .................... #49 (Dec. 8) 9496

Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500

Elite Technical Inc. Cease Trading Order ............................#02 (Jan. 13) 319

Cease Trading Order ............................#03 (Jan. 20) 595

Elliott & Page Diversified Fund Decision - s. 83 ..................................... #14 (Apr. 7) 2946

Emerging Markets Management, LLC New Registration................................. #29 (July 21) 6041

Enbridge Inc. MRRS Decision.................................. #10 (Mar. 10) 2060

Encana Corporation MRRS Decision.....................................#18 (May 5) 3736

Enerflex Systems Ltd. Decision - s. 83 .................................. #45 (Nov. 10) 8754

Energy Conversion Technologies Inc. Cease Trading Order ......................... #45 (Nov. 10) 8805

Energy Conversion Technologies Inc. Cease Trading Order ......................... #47 (Nov. 24) 9177

Energy Conversion Technologies Cease Trading Order ......................... #47 (Nov. 24) 9177

Energy Split Corp. Inc. MRRS Decision................................. #39 (Sept. 29) 7716

EnerVest Funds Management Inc. MRRS Decision.................................. #11 (Mar. 17) 2287

EnerVest Natural Resources Fund Ltd. MRRS Decision.................................. #11 (Mar. 17) 2287

Ensign Capital Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Reinstatement of Registration............ #08 (Feb. 24) 1791

Enskilda Securities Inc Change of Name................................ #34 (Aug. 25) 6983

Environmental Management Solutions Inc. MRRS Decision..................................... #14 (Apr. 7) 2940MRRS Decision................................... #15 (Apr. 14) 3155

ESI Entertainment Systems Inc. Cease Trading Order...........................#42 (Oct. 20) 8259Cease Trading Order...........................#43 (Oct. 27) 8439Cease Trading Order............................#44 (Nov. 3) 8643Cease Trading Order..........................#45 (Nov. 10) 8805Cease Trading Order..........................#46 (Nov. 17) 9017Cease Trading Order..........................#47 (Nov. 24) 9177

Esprit Energy Trust Decision - s. 83...................................#46 (Nov. 17) 8990

Esprit Exploration Ltd. Decision - s. 83...................................#47 (Nov. 24) 9168

Euroglobal Capital Partners Inc. New Registration ................................. #23 (June 9) 4879

EuroZinc Mining Corporation Decision - s. 83...................................#47 (Nov. 24) 9153

Euston Capital Corp. Notice of Hearing................................ #19 (May 12) 3881

Notice from the Office of the Secretary .................................. #19 (May 12) 3885 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 Order - ss. 127(1), 125(5)................... #19 (May 12) 3920 Notice from the Office of the Secretary .................................. #20 (May 19) 4132 Order - s. 127(7)................................. #20 (May 19) 4163 Notice from the Office of the Secretary ................................. #24 (June 16) 4915 Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8229 Order - s. 127(7)..................................#42 (Oct. 20) 8255

Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9501 Order - s. 127(7)...................................#49 (Dec. 8) 9534

Everest Canadian Properties Company Order - s. 144 ......................................#41 (Oct. 13) 8059

Evergreen Capital Partners Inc. New Registration .................................#30 (July 28) 6257

Excapsa Software, Inc. MRRS Decision .................................... #02 (Jan. 13) 285

Excel Funds Management Inc. Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237

Excelleratehro Canada Co. MRRS Decision ................................... #23 (June 9) 4760

Explorer II Resource Limited Partnership MRRS Decision .................................... #18 (May 5) 3697

MRRS Decision ...................................#36 (Sept. 8) 7221

Explorer III Resource Limited Partnership MRRS Decision .................................... #18 (May 5) 3697




Extendicare Inc. MRRS Decision................................... #36 (Sept. 8) 7217

ExtendMedia Inc. Decision - s. 83 ..................................... #14 (Apr. 7) 2939

eXtensible Business Reporting Language (“XBRL”) Notice.................................................... #27 (July 7) 5542

News Release....................................... #27 (July 7) 5557

Extensity Merger Corp. Decision -s 83 .................................... #12 (Mar. 24) 2559

Extreme CCTV Inc. MRRS Decision................................... #42 (Oct. 20) 8242

Faircourt Asset Management Inc. Approval - s. 213(3)(b) of the LTCA ..... #09 (Mar. 3) 2001

Fairmont Hotels & Resorts Inc. MRRS Decision...................................#21 (May 26) 4333

Decision - s. 83 ....................................#23 (June 9) 4728

FaithLife Investment Management Inc. New Registration................................#24 (June 16) 5123

Approval - s. 213(3)(b) of the LTCA .. #37 (Sept. 15) 7549

Falconbridge Limited MRRS Decision....................................#23 (June 9) 4739Notice from the Office

of the Secretary.................................. #34 (Aug. 25) 6750 OSC Decisions, Orders and Rulings ........................................ #34 (Aug. 25) 6783


Fareport Capital Inc. Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319

Cease Trading Order............................ #03 (Jan. 20) 595 Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273 Cease Trading Order.......................... #07 (Feb. 17) 1479 Cease Trading Order.......................... #08 (Feb. 24) 1667 Cease Trading Order............................ #09 (Mar. 3) 1827 Cease Trading Order.......................... #10 (Mar. 10) 2109 Cease Trading Order.......................... #11 (Mar. 17) 2331 Cease Trading Order.......................... #12 (Mar. 24) 2601 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953

Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5219 Cease Trading Order......................... #26 (June 30) 5397 Cease Trading Order.............................#27 (July 7) 5595 Cease Trading Order...........................#28 (July 14) 5729 Cease Trading Order...........................#29 (July 21) 5921 Cease Trading Order...........................#30 (July 28) 6163 Cease Trading Order............................#31 (Aug. 4) 6345

Cease Trading Order..........................#32 (Aug. 11) 6487Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799Cease Trading Order...........................#35 (Sept. 1) 7083Cease Trading Order...........................#36 (Sept. 8) 7231Cease Trading Order.........................#37 (Sept. 15) 7423Cease Trading Order.........................#38 (Sept. 22) 7591Cease Trading Order.........................#39 (Sept. 29) 7735Cease Trading Order.............................#40 (Oct. 6) 7893Cease Trading Order...........................#41 (Oct. 13) 8065Cease Trading Order...........................#42 (Oct. 20) 8259Cease Trading Order...........................#43 (Oct. 27) 8439Cease Trading Order............................#44 (Nov. 3) 8643Cease Trading Order..........................#45 (Nov. 10) 8805Cease Trading Order..........................#46 (Nov. 17) 9017Cease Trading Order..........................#47 (Nov. 24) 9177 Cease Trading Order............................#48 (Dec. 1) 9337 Cease Trading Order............................#49 (Dec. 8) 9555 Cease Trading Order..........................#50 (Dec. 15) 9729 Cease Trading Order........................#51 (Dec. 22) 10009

FBanx Securities Inc. Consent to Suspension (Rule

33-501 – Surrender of Registration) .....................................#51 (Dec. 22) 10151



Fédération des caisses Desjardins du Québec Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

Felderhof, John Bernard News Release.................................... #07 (Feb. 17) 1425

Ferris, Baker Watts, Incorporated Decision - s. 6.1(1) of MI-31-102

National Registration Database and s. 6.1 of Rule 13-502 Fees.................#25 (June 23) 5162 Decision - s. 6.1(1) of MI-31-102 National Registration Database and s. 6.1 of Rule 13-502 Fees.................#25 (June 23) 5167 New Registration................................. #30 (July 28) 6257

FET Resources Ltd. MRRS Decision....................................#22 (June 2) 4541

Fidelity Asia Star Fund MRRS Decision.................................... #44 (Nov. 3) 8620

Fidelity Canadian Bond Core Plus Trust Order - s. 113.................................... #38 (Sept. 22) 7578

Fidelity China Fund MRRS Decision.................................... #44 (Nov. 3) 8620

Fidelity Currency Hedged Emerging Markets Debt Trust Order - s. 113.................................... #38 (Sept. 22) 7578

Fidelity Currency Hedged Global Bond Trust Order - s. 113.................................... #38 (Sept. 22) 7578

Fidelity Funds MRRS Decision.................................. #07 (Feb. 17) 1436

Fidelity Global Real Estate Fund MRRS Decision.................................... #44 (Nov. 3) 8620

Fidelity International Disciplined Equity Fund MRRS Decision.................................... #44 (Nov. 3) 8620

Fidelity International Limited Order - s. 78(1) .................................. #06 (Feb. 10) 1262

Fidelity International Value Fund MRRS Decision.................................... #44 (Nov. 3) 8620

Fidelity Investments Canada Limited Order - s. 78(1) .................................. #06 (Feb. 10) 1260 Order - s. 78(1) .................................. #06 (Feb. 10) 1262 Order - s. 78(1) .................................. #06 (Feb. 10) 1264 MRRS Decision.................................. #07 (Feb. 17) 1436

Decision - s. 6.1 of Rule 13-502 Fees........................................ #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

Fidelity Investments Money Management, Inc. Order - s. 78(1) .................................. #06 (Feb. 10) 1260

Fidelity Management Trust Company Order - s. 80 ....................................... #06 (Feb. 10) 1267

Fidelity Partnership 1993 MRRS Decision .....................................#14 (Apr. 7) 2952



Fidelity Partnerships 1996 MRRS Decision .....................................#14 (Apr. 7) 2952

Fidelity Retirement Services Company of Canada Limited

MRRS Decision ..................................#33 (Aug. 18) 6614

Fiera Capital Management Inc. MRRS Decision .....................................#14 (Apr. 7) 2958MRRS Decision ...................................#43 (Oct. 27) 8402

Fiera Capital Management Inc./Gestion Fiera Capital Inc.

Amalgamation ........................................ #01 (Jan. 6) 243

Financial Preferred Securities Corporation MRRS Decision ....................................#44 (Nov. 3) 8627

Firefly Strategy Capital Inc. Suspended Due to Voluntary

Non-Renewal........................................ #04 (Jan. 27) 955

Firestar Capital Management Corp. Notice from the Office

of the Secretary ...................................... #05 (Feb. 3) 995 Order - s. 127 ....................................... #05 (Feb. 3) 1028 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6296 Order - s. 127 .......................................#31 (Aug. 4) 6331 Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Temporary Order - s. 127....................#42 (Oct. 20) 8253

Firestar Investment Management Group Notice from the Office

of the Secretary ...................................... #05 (Feb. 3) 995 Order - s. 127 ....................................... #05 (Feb. 3) 1028 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6296 Order - s. 127 .......................................#31 (Aug. 4) 6331 Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Temporary Order - s. 127....................#42 (Oct. 20) 8253

First Asset Advisory Services Inc. MRRS Decision .................................. #06 (Feb. 10) 1223 Consent to Suspension (Rule

3-501 – Surrender of Registration) ...#51 (Dec. 22) 10151



First Asset Equal Weight Reit Income Fund MRRS Decision..................................... #40 (Oct. 6) 7841

First Asset Equal Weight Small-Cap Income Fund MRRS Decision..................................... #40 (Oct. 6) 7841

First Asset Investment Management Inc. MRRS Decision..................................... #40 (Oct. 6) 7841

First Energy Capital Corp. Order - s. 74.......................................#26 (June 30) 5382

First Global Ventures, S.A. Notice from the Office

of the Secretary....................................#22 (June 2) 4519 Order - ss. 127(1), 127(5) ....................#22 (June 2) 4560 Notice from the Office of the Secretary..................................#24 (June 16) 4915 Order - s. 127(7) ................................#24 (June 16) 4953 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5588 Notice of Hearing - ss. 127, 127(1) ..... #29 (July 21) 5867 Notice from the Office of the Secretary................................... #29 (July 21) 5872 Order - s. 127(7) ................................. #29 (July 21) 5903

Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9151

Order.................................................. #47 (Nov. 24) 9171 Order.................................................. #47 (Nov. 24) 9172

First Ontario Labour Sponsored Investment Fund Ltd. Decision .............................................#26 (June 30) 5373

Order - s. 83........................................ #30 (July 28) 6157

First Quantum Minerals Ltd. Notice from the Office

of the Secretary.................................. #11 (Mar. 17) 2271

First Silver Reserve Inc. Decision - s. 83 ................................... #43 (Oct. 27) 8395

First State Investments International Limited New Registration.................................#21 (May 26) 4465

FirstEnergy Capital Corp. Order - s. 74.......................................#26 (June 30) 5387

Order - s. 74........................................ #29 (July 21) 5908Order - s. 74....................................... #34 (Aug. 25) 6775Order - s. 74....................................... #45 (Nov. 10) 8798

Firstpoint Venture Capital Inc. New Registration.................................. #48 (Dec. 1) 9449

Fiscal Agents Ltd. Consent to Suspension (Rule 33-501

– Surrender of Registration).............. #50 (Dec. 15) 9923

Fisher Investments, Inc. Surrender of Registration......................#03 (Jan. 20) 795

FMR Co., Inc. Order - s. 78(1)................................... #06 (Feb. 10) 1264

Foccini International Inc. Cease Trading Order............................ #18 (May 5) 3775

Cease Trading Order.......................... #19 (May 12) 3953Cease Trading Order.......................... #20 (May 19) 4175

Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5219 Cease Trading Order......................... #26 (June 30) 5397 Cease Trading Order.............................#27 (July 7) 5595 Cease Trading Order...........................#28 (July 14) 5729 Cease Trading Order...........................#28 (July 14) 5729

Ford Credit Canada Limited MRRS Decision .................................. #12 (Mar. 24) 2570

Foremost Commercial Trust MRRS Decision ........................................ #01 (Jan. 6) 52

Foremost Holdings Trust MRRS Decision ........................................ #01 (Jan. 6) 52

Foremost Income Fund MRRS Decision ........................................ #01 (Jan. 6) 52

Foremost Industries Income Fund MRRS Decision ........................................ #01 (Jan. 6) 52

Decision - s. 153 of Securities Act (Alberta).............................................. #10 (Mar. 10) 2050

Foremost Industries Limited Partnership MRRS Decision ........................................ #01 (Jan. 6) 52

Foremost Industries LP MRRS Decision ........................................ #01 (Jan. 6) 52

Foremost Universal Limited Partnership MRRS Decision ........................................ #01 (Jan. 6) 52

Foremost Universal LP MRRS Decision ........................................ #01 (Jan. 6) 52

Foremost Ventures Trust MRRS Decision ........................................ #01 (Jan. 6) 52

Form 21-101F2 Notice .................................................#51 (Dec. 22) 9948

Rules and Policies............................#51 (Dec. 22) 10011

Form 21-101F5 Notice .................................................#51 (Dec. 22) 9948


Form 81-101F1 Contents of Simplified Prospectus, Consequential Amendments to




Form 81-101F2 Contents of Annual Information Form, Consequential Amendments to

Rules and Policies ............................. #45 (Nov. 10) 8842

Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance, Consequential Amendments to


Forstmann-Leff Associates, LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Fortress Capital Corp Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Forum Capital Securities LLC Decision - s. 6.1(1) of MI 31-102 National

Registration Database and s. 6.1 of Rule 13-502 Fees.................. #16 (Apr. 21) 3347

Foundation Markets Inc. New Registration................................ #12 (Mar. 24) 2717

Fovere Investments Inc. New Registration.................................. #31 (Aug. 4) 6441

Fracassi, Allen Notice from the Office

of the Secretary...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1...................... #05 (Feb. 3) 1029 Notice of Hearing ............................... #07 (Feb. 17) 1425 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2024 Order.................................................. #10 (Mar. 10) 2063 Order.................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary...................................#19 (May 12) 3886 OSC Decisions, Orders and Rulings .........................................#19 (May 12) 3941

Fracassi, Philip Notice from the Office


Franchise Bancorp Inc. Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319

Cease Trading Order............................ #03 (Jan. 20) 595 Cease Trading Order............................ #04 (Jan. 27) 857

Franconia Minerals Corporation MRRS Decision .................................. #19 (May 12) 3917

Frank Russell Canada Limited Change in Name ................................ #19 (May 12) 4081

Frank Russell Company MRRS Decision .................................... #02 (Jan. 13) 267

Suspended Due to Voluntary Non-Renewal........................................ #04 (Jan. 27) 955 MRRS Decision ................................. #26 (June 30) 5353

Frank Russell Securities Inc. MRRS Decision ................................. #26 (June 30) 5353

Change of Name ................................#32 (Aug. 11) 6573

Franklin Advisory Services, LLC New Registration ................................#32 (Aug. 11) 6573



Franklin Templeton Capital Preservation Pooled Portfolio MRRS Decision.....................................#18 (May 5) 3752

Franklin Templeton Investments Corp. MRRS Decision.....................................#18 (May 5) 3752 Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

Freeman, Christopher Notice from the Office

of the Secretary.................................. #10 (Mar. 10) 2024 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2025 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2064 Order - s. 127.1.................................. #10 (Mar. 10) 2067 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2091

Friedberg Global-Macro Hedge Fund MRRS Decision................................... #35 (Sept. 1) 7023

Friedberg Mercantile Group Ltd. MRRS Decision................................... #35 (Sept. 1) 7023

FRM Americas LLC Decision - s. 7.1(1) of MI 33-109........ #45 (Nov. 10) 8788

Front Street Alternative Asset Fund Inc. MRRS Decision.....................................#02 (Jan. 13) 288Approval - s. 5.5....................................#02 (Jan. 13) 500MRRS Decision.....................................#02 (Jan. 13) 278

Front Street Capital MRRS Decision.....................................#14 (Apr. 7) 2955

Front Street Flow-Through 2005-I Limited Partnership MRRS Decision..................................#25 (June 23) 5165

Front Street Flow-Through 2006-I Limited Partnership MRRS Decision..................................#25 (June 23) 5165

Front Street Long/Short Income Fund II Decision - s. 83 .................................. #34 (Aug. 25) 6753

Front Street Small Cap Canadian Fund MRRS Decision.....................................#14 (Apr. 7) 2955

Front Street Special Opportunities Canadian Fund Ltd. MRRS Decision.....................................#14 (Apr. 7) 2955

frontierAlt All Terrain Bond Fund MRRS Decision.................................. #08 (Feb. 24) 1649

frontierAlt All Terrain Canada Fund MRRS Decision.................................. #08 (Feb. 24) 1649

frontierAlt All Terrain World Fund MRRS Decision.................................. #08 (Feb. 24) 1649

frontierAlt Orbit Funds Management Limited MRRS Decision.................................. #08 (Feb. 24) 1649

FrontPoint Partners LLC Order - s. 80 of the CFA ....................... #18 (May 5) 3760

Fuel Cell Technologies Ltd. Cease Trading Order............................#49 (Dec. 8) 9555 Cease Trading Order........................#51 (Dec. 22) 10009

Fulcrum Financial Group Inc. Notice of Hearing................................ #08 (Feb. 24) 1628

Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Order .................................................. #08 (Feb. 24) 1657 Notices of Hearing - ss. 127, 127.1 .... #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3152 Order - s. 127 ......................................#15 (Apr. 14) 3172

Fun Technologies plc Decision - s. 83..................................... #18 (May 5) 3728

FundEx Investments Inc. MRRS Decision ...................................#35 (Sept. 1) 7037

Amalgamation .......................................#40 (Oct. 6) 7989

FundTrade Financial Corp. MRRS Decision ...................................#35 (Sept. 1) 7037

Amalgamation .......................................#40 (Oct. 6) 7989



Funt, Alexander Notice of Hearing .................................. #14 (Apr. 7) 2912

Notice of Hearing .................................. #14 (Apr. 7) 2913 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2914 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2915 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3150 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3151 Order................................................... #15 (Apr. 14) 3167 Order................................................... #15 (Apr. 14) 3168 Order................................................... #15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3184 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings ....................................... #37 (Sept. 15) 7408

Funtime Hospitality Corp. Cease Trading Order ......................... #10 (Mar. 10) 2109

Cease Trading Order ......................... #11 (Mar. 17) 2331

Fusion Capital Partners Inc. Consent to Suspension (Rule 33-501

– Surrender of Registration)............. #37 (Sept. 15) 7527

FX Capital Ltd. Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Galileo Absolute Return Fund MRRS Decision.................................. #47 (Nov. 24) 9163

Galileo Canadian Active/Passive Fund MRRS Decision.................................. #47 (Nov. 24) 9163

Galileo Fund MRRS Decision.................................. #47 (Nov. 24) 9163

Galileo Funds Inc. MRRS Decision.................................. #47 (Nov. 24) 9163

Galileo Global Active/Passive Fund MRRS Decision.................................. #47 (Nov. 24) 9163

Galileo Small/Mid Cap Fund MRRS Decision.................................. #47 (Nov. 24) 9163

Gallery Resources Limited Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017

Garner, Ron Notice of Hearing.................................... #05 (Feb. 3) 989

Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559

Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589

Order - s. 127(7)....................................#40 (Oct. 6) 7872

Garrison International Ltd. Cease Trading Order..........................#45 (Nov. 10) 8805Cease Trading Order..........................#46 (Nov. 17) 9017

Gartman Letter, L.C. Order - s. 80 of the CFA ......................#43 (Oct. 27) 8434

Gartmore Distribution Services, Inc. Order - s. 211 of the Regulation ........... #02 (Jan. 13) 299

New Registration .................................. #03 (Jan. 20) 795

Gartmore Investment Limited Order - s. 80 of the CFA .................... #25 (June 23) 5190

Gateway Casinos Income Fund MRRS Decision ..................................#32 (Aug. 11) 6468

GE ZENON ULC Decision - s. 83.................................. #26 (June 30) 5351

Geac Computer Corporation Limited Decision -s 83..................................... #12 (Mar. 24) 2559

Gemcom Software International Inc. MRRS Decision ....................................#44 (Nov. 3) 8600

Gemini Asset Management Inc. New Registration .................................. #18 (May 5) 3861

Approval - s. 213(3)(b) of the LTCA ....#28 (July 14) 5855

Generali Beteiligungs-GmbH MRRS Decision ...................................#15 (Apr. 14) 3161

Generation Capital Inc. New Registration ............................... #25 (June 23) 5327



Genesis Land Development Corp. Cease Trading Order .......................... #15 (Apr. 14) 3191

Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953

Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397

Genova Private Management Inc. New Registration................................. #41 (Oct. 13) 8179

Genuity Capital Markets Order - s. 74......................................... #31 (Aug. 4) 6334Order - s. 74........................................ #35 (Sept. 1) 7049

Genus Capital Management Inc. Reinstatement of Registration............ #08 (Feb. 24) 1791

George Schwartz Notice from the Office

of the Secretary.................................... #49 (Dec. 8) 9501 Order - s. 127(7) .................................. #49 (Dec. 8) 9534

Gerdau Ameristeel Corporation Consent - s. 4(b) of the Regulation .......#18 (May 5) 3873

Gestion De Placements Innocap Inc./Innocap Investment Management Inc.

New Registration.................................. #48 (Dec. 1) 9449

Gestion d'investissement Merrill (Institutionnel) Canada Ltee / Merrill Lynch Investment Managers (Institutional) Canada Ltd.

Suspended – Non Renewal ............... #06 (Feb. 10) 1407 Reinstated............................................#22 (June 2) 4665

Gestion Fiera Capital Inc./Fiera Capital Management Inc.

Amalgamation .........................................#01 (Jan. 6) 243

GGOF American Growth Fund MRRS Decision................................... #28 (July 14) 5706

GGOF Global Growth Fund MRRS Decision................................... #28 (July 14) 5706

GGOF Global Health Sciences Fund MRRS Decision................................... #28 (July 14) 5706

GGOF RSP International Balanced Fund MRRS Decision................................... #28 (July 14) 5706

Gibraltar Alternative Asset Consulting Group Inc. Name Change.................................... #45 (Nov. 10) 8965

Gibraltar Springs Capital Corporation Cease Trading Order...........................#16 (Apr. 21) 3373

Cease Trading Order...........................#17 (Apr. 28) 3531

Gillam, Keith L. News Release .................................... #11 (Mar. 17) 2269

OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2327

Glacier Ventures International Corp. MRRS Decision .................................. #20 (May 19) 4135

Glamis Gold Ltd. Decision - s. 83...................................#50 (Dec. 15) 9701

Global Capital Management Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407

Global Dividend Fund MRRS Decision ..................................#51 (Dec. 22) 9984

Global Strategy Master GP Inc. MRRS Decision ................................. #24 (June 16) 4938

Global Strategy Master LP MRRS Decision ................................. #24 (June 16) 4938

GMAC Commercial Mortgage Securities of Canada, Inc./GMAC titres hypothécaires commerciaux du Canada Inc.


GMP Private Client Ltd. Suspended Due to Voluntary

Non-Renewal........................................ #04 (Jan. 27) 955 Voluntary Surrender of Registration .....#48 (Dec. 1) 9449

GMP Securities L.P. Suspended Due to Voluntary

Non-Renewal........................................ #04 (Jan. 27) 955 Order - s. 74 ...................................... #26 (June 30) 5382 Order - s. 74 ...................................... #26 (June 30) 5386 Order - s. 74 ...................................... #26 (June 30) 5387 Order - s. 74 .......................................#33 (Aug. 18) 6617 Order - s. 74 .......................................#33 (Aug. 18) 6621

Order - s. 74 .......................................#34 (Aug. 25) 6777Order - s. 74 .......................................#34 (Aug. 25) 6780

Order - s. 74 ........................................#35 (Sept. 1) 7049

GMP Securities Ltd. Voluntary Surrender of Registration .....#48 (Dec. 1) 9449

Gold Port Resources Ltd. Consent - s. 4(b) of the Regulation......#29 (July 21) 6114

Goldcorp Inc. MRRS Decision ..................................#45 (Nov. 10) 8773

Golden Briar Mines Limited Cease Trading Order.......................... #19 (May 12) 3953Cease Trading Order.......................... #21 (May 26) 4361



Golden China Resources Corporation Order - s. 83.1(1) ............................... #12 (Mar. 24) 2585


Golden Dawn Mineral Inc. Decision - s. 83 ...................................#19 (May 12) 3913

Goldman Sachs Asset Management International Order - s. 80 of the CFA...................... #28 (July 14) 5722

Goldman Sachs Asset Management, L.P. OSC Decisions, Orders

and Rulings .........................................#21 (May 26) 4349 Order - s. 80 of the CFA...................... #28 (July 14) 5722

Goldman Sachs Execution & Clearing L.P. Decision - s. 7.1(1) of MI 33-109

Registration Information....................... #05 (Feb. 3) 1000 Order - s. 218 of the Regulation........... #05 (Feb. 3) 1025 Change in Category ........................... #11 (Mar. 17) 2523

Goldnev Resources Inc. Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #34 (Aug. 25) 6799

Goldstein Financial Investments Inc. Change of Name................................. #35 (Sept. 1) 7177

Goldstein Snider Investments Inc. Change of Name................................. #35 (Sept. 1) 7177

GOODHOPE MANAGEMENT LTD./GESTION GOODHOPE LTEE

Suspended Due to Voluntary Non-Renewal ........................................#04 (Jan. 27) 955

Goodman & Company, Investment Counsel Ltd. MRRS Decision.........................................#01 (Jan. 6) 22 MRRS Decision.....................................#03 (Jan. 20) 545 MRRS Decision.....................................#04 (Jan. 27) 829 MRRS Decision................................... #17 (Apr. 28) 3504 MRRS Decision...................................#19 (May 12) 3905

MRRS Decision....................................#22 (June 2) 4521 MRRS Decision....................................#22 (June 2) 4526 MRRS Decision..................................#26 (June 30) 5361 MRRS Decision................................... #29 (July 21) 5873 MRRS Decision................................... #29 (July 21) 5880 MRRS Decision.................................. #33 (Aug. 18) 6583 MRRS Decision................................. #38 (Sept. 22) 7568 Decision - s. 6.1 of Rule 13-502 Fees........................................ #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237


Goodman & Company, Investment Counsel Ltd. MRRS Decision.................................... #48 (Dec. 1) 9303

MRRS Decision.................................... #48 (Dec. 1) 9309

Gouveia, Patrick Notice of Discontinuance.....................#35 (Sept. 1) 7002

Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order ...................................................#35 (Sept. 1) 7056

Notice of Hearing - ss. 127, 127(1).....#34 (Aug. 25) 6748 Notice from the Office of the Secretary ..................................#34 (Aug. 25) 6750

Notice of Hearing...............................#37 (Sept. 15) 7368 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7371 Notice from the Office of the Secretary .................................#38 (Sept. 22) 7560 Order .................................................#38 (Sept. 22) 7581

Gowest Amalgamated Resources Ltd. MRRS Decision ...................................#17 (Apr. 28) 3499

Granite Associates Ltd. Suspended – Non Renewal................ #06 (Feb. 10) 1407

Registration Reinstated .......................#16 (Apr. 21) 3473

Grant Thornton Corporate Finance Inc. Suspended .......................................... #23 (June 9) 4879

Graveline, Dale Michael SRO Notices and

Disciplinary Proceedings .....................#29 (July 21) 6111 SRO Notices and Disciplinary Proceedings ...................#37 (Sept. 15) 7529 SRO Notices and Disciplinary Proceedings ....................#46 (Nov. 17) 9123

SRO Notices and Disciplinary Proceedings ..................#51 (Dec. 22) 10162

Great Canadian Gaming Corporation MRRS Decision ........................................ #01 (Jan. 6) 58

Great Lakes Holdings Inc. Decision - s. 83...................................#46 (Nov. 17) 8985

Greenshield Resources Ltd. Cease Trading Order.......................... #06 (Feb. 10) 1273

Cease Trading Order.......................... #07 (Feb. 17) 1479

Greyeyes, Glenn Murray SRO Notices and

Disciplinary Proceedings ...................... #03 (Jan. 20) 797 SRO Notices and Disciplinary Proceedings .................... #07 (Feb. 17) 1609 SRO Notices and Disciplinary Proceedings .....................#15 (Apr. 14) 3323 SRO Notices and Disciplinary Proceedings .....................#28 (July 14) 5854

Griffiths McBurney Canada Corp. Decision - s. 83................................... #08 (Feb. 24) 1646



Griffiths, RobertNotice of Hearing .................................#23 (June 9) 4708

Notice of Hearing .................................#23 (June 9) 4709 Notice from the Office of the Secretary....................................#23 (June 9) 4716 Notice from the Office of the Secretary..................................#25 (June 23) 5142 Order - ss. 127, 127.1 ........................#25 (June 23) 5192 Order - ss. 127, 127.1 ........................#25 (June 23) 5199 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5725 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5727

Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9149 Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9151

Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9498 Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9499 Order - s. 127....................................... #49 (Dec. 8) 9527 Order - s. 127....................................... #49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9553

OSC Decisions, Orders and Rulings ........................................ #50 (Dec. 15) 9725

GRN Capital Inc. New Registration................................ #06 (Feb. 10) 1407

Grossman, Abraham Herbert News Release......................................#23 (June 9) 4714

Grossman, Allen Notice of Hearing.................................... #05 (Feb. 3) 989

Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Notice from the Office of the Secretary ................................... #22 (June 2) 4519 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 Order - ss. 127(1), 127(5).................... #22 (June 2) 4560 Notice from the Office of the Secretary ................................. #24 (June 16) 4915 Order - s. 127(7)................................ #24 (June 16) 4953 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5588 Order - s. 127(7)....................................#27 (July 7) 5589 Notice of Hearing - ss. 127, 127(1)......#29 (July 21) 5867 Notice from the Office of the Secretary ...................................#29 (July 21) 5872 Order - s. 127(7)..................................#29 (July 21) 5903

Order - s. 127(7)....................................#40 (Oct. 6) 7872Notice from the Office

of the Secretary ..................................#47 (Nov. 24) 9151Order ..................................................#47 (Nov. 24) 9171

Order ..................................................#47 (Nov. 24) 9172

Groulx, Jean-Pierre SRO Notices and

Disciplinary Proceedings ......................#49 (Dec. 8) 9669

Groundlayer Capital Inc. MRRS Decision .................................. #20 (May 19) 4142

Groundlayer Management Inc. MRRS Decision .................................. #20 (May 19) 4142

GrowthWorks Canadian Fund Ltd. MRRS Decision .................................... #09 (Mar. 3) 1813 MRRS Decision ..................................#51 (Dec. 22) 9972

GrowthWorks Capital Ltd. MRRS Decision .................................... #09 (Mar. 3) 1813

Growthworks Commercialization Fund Ltd. MRRS Decision .................................. #07 (Feb. 17) 1430 MRRS Decision ....................................#48 (Dec. 1) 9330

GrowthWorks Opportunity Fund Ltd. Decision -s. 83.................................... #07 (Feb. 17) 1464

GrowthWorks WV Management Ltd. MRRS Decision ....................................#48 (Dec. 1) 9330



GSW Inc. Decision - s. 83 ...................................#19 (May 12) 3901

Guardian Group of Funds Ltd. MRRS Decision................................... #28 (July 14) 5706 Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

Guinor Gold Corporation Decision - s. 83 .................................. #13 (Mar. 31) 2750

Gulf International Minerals Ltd. Cease Trading Order .......................... #16 (Apr. 21) 3373

Cease Trading Order ............................#18 (May 5) 3775

GWLIM Ethics Fund MRRS Decision................................... #28 (July 14) 5701

H& R Block Canada, Inc. MRRS Decision.................................... #49 (Dec. 8) 9519

H&R Block Canada Financial Services Inc. Voluntary Surrender.............................#22 (June 2) 4665

Hamilton Lane Richcourt Advisors LLC New Registration................................ #33 (Aug. 18) 6729

Hampton Consults LP New Registration................................ #07 (Feb. 17) 1607

Hapoalim Securities USA Inc. Change in Name ................................. #16 (Apr. 21) 3473

Harbinger Capital Partners Master Fund I, Ltd. MRRS Decision.................................. #51 (Dec. 22) 9994

Harbinger Capital Partners Special Situations Fund, L.P.


Harborside Securities, LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Harbour Corporate Class MRRS Decision..................................#26 (June 30) 5377

Harbour Foreign Equity Corporate Class MRRS Decision..................................#26 (June 30) 5377

Harbour Foreign Growth & Income Corporate Class MRRS Decision..................................#26 (June 30) 5377

Harbour Fund MRRS Decision..................................#26 (June 30) 5377

Harbour Growth & Income Fund MRRS Decision..................................#26 (June 30) 5377

HarbourCastle Capital Inc New Registration.............................. #51 (Dec. 22) 10151

Hargreave Hale Limited Order - s. 218 of the Regulation ......... #08 (Feb. 24) 1658

New Registration ................................ #11 (Mar. 17) 2523

Harp Capital Corp. New Registration ................................ #07 (Feb. 17) 1607

Harrar Capital Partners Inc. Suspended Due to Voluntary

Non-Renewal........................................ #04 (Jan. 27) 955

Harrington Lane Financial Corporation Voluntary Surrender of

Registration ......................................#51 (Dec. 22) 10151

Harris Nesbitt Corp. Name Change ......................................#49 (Dec. 8) 9667

Harrow Partners Ltd. New Registration ................................ #06 (Feb. 10) 1407

Harte Gold Corp Cease Trading Order.............................#14 (Apr. 7) 2975

Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531

Harvest Energy Trust Order - s. 74 .......................................#34 (Aug. 25) 6775

Haver, W. Jeffrey Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696



Hawk Energy Corp. Decision - s. 83.................................. #26 (June 30) 5349

Hawkeye Capital Management, LLC Order - ss. 104(1), 127 ...................... #25 (June 23) 5207

Order - ss. 104(1), 127 ...................... #25 (June 23) 5210 Order ...................................................#30 (July 28) 6145 Order ...................................................#30 (July 28) 6147 Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order - s. 9(2)......................................#35 (Sept. 1) 7062

Haywood Securities Inc. Order - s. 74 ...................................... #26 (June 30) 5387

Order - s. 74 ........................................#35 (Sept. 1) 7049 Order - s. 74 ........................................#35 (Sept. 1) 7051

Headley, Stephan SRO Notices and

Disciplinary Proceedings .................... #08 (Feb. 24) 1795



Heathbridge Capital Management Inc. MRRS Decision................................... #29 (July 21) 5892

Ruling - s. 74(1) .................................. #29 (July 21) 5913MRRS Decision.................................. #32 (Aug. 11) 6471

Heathbridge U.S. Pooled Fund MRRS Decision................................... #29 (July 21) 5892

Ruling - s. 74(1) .................................. #29 (July 21) 5913

Hedman Resources Limited Order - s. 144..................................... #08 (Feb. 24) 1665

Helvea SA New Registration.................................. #44 (Nov. 3) 8727

Henry Birks & Sons Inc. MRRS Decision.................................. #11 (Mar. 17) 2300

Highstreet Asset Management Inc. MRRS Decision.........................................#01 (Jan. 6) 27

MRRS Decision...................................#19 (May 12) 3894

Hillsdale Canadian Long/Short Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504

Hillsdale Canadian Market Neutral Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504

Hillsdale Canadian Performance Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504

Hillsdale US Long/Short Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504

Hillsdale US Performance Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504

Hinke, Thomas Notice of Hearing ............................... #10 (Mar. 10) 2016

Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2028 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3337 Notice from the Office of the Secretary.....................................#18 (May 5) 3695 Order.....................................................#18 (May 5) 3765 OSC Decisions, Orders and Rulings ...........................................#18 (May 5) 3769 OSC Decisions, Orders and Rulings .........................................#20 (May 19) 4171 Notice of Hearing - ss. 127, 127.1...... #46 (Nov. 17) 8971 Notice from the Office of the Secretary.................................. #46 (Nov. 17) 8982

Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9953 Order................................................ #51 (Dec. 22) 10001

Hip Interactive Corp. Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319



Cease Trading Order..........................#32 (Aug. 11) 6487Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799Cease Trading Order...........................#35 (Sept. 1) 7083Cease Trading Order...........................#36 (Sept. 8) 7231Cease Trading Order.........................#37 (Sept. 15) 7423Cease Trading Order.........................#38 (Sept. 22) 7591Cease Trading Order.........................#39 (Sept. 29) 7735Cease Trading Order.............................#40 (Oct. 6) 7893Cease Trading Order...........................#41 (Oct. 13) 8065Cease Trading Order...........................#42 (Oct. 20) 8259Cease Trading Order...........................#43 (Oct. 27) 8439Cease Trading Order............................#44 (Nov. 3) 8643Cease Trading Order..........................#45 (Nov. 10) 8805Cease Trading Order..........................#46 (Nov. 17) 9017Cease Trading Order..........................#47 (Nov. 24) 9177 Cease Trading Order............................#48 (Dec. 1) 9337 Cease Trading Order............................#49 (Dec. 8) 9555 Cease Trading Order..........................#50 (Dec. 15) 9729 Cease Trading Order........................#51 (Dec. 22) 10009



HMZ Metals Inc. Cease Trading Order ............................ #14 (Apr. 7) 2975

Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953



Hoey, Graham Notice from the Office

of the Secretary...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1...................... #05 (Feb. 3) 1029 Notice of Hearing ............................... #07 (Feb. 17) 1425 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2024 Order.................................................. #10 (Mar. 10) 2063 Order.................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary...................................#19 (May 12) 3886 OSC Decisions, Orders and Rulings .........................................#19 (May 12) 3941

Hollinger Canadian Newspapers, Limited Partnership Cease Trading Order................................ #01 (Jan. 6) 73

Cease Trading Order............................ #02 (Jan. 13) 319Cease Trading Order............................ #03 (Jan. 20) 595

Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273 Order - s. 144 ..................................... #07 (Feb. 17) 1469 Cease Trading Order.......................... #07 (Feb. 17) 1479 Cease Trading Order.......................... #08 (Feb. 24) 1667 Cease Trading Order............................ #09 (Mar. 3) 1827 Cease Trading Order.......................... #10 (Mar. 10) 2109 Cease Trading Order.......................... #11 (Mar. 17) 2331 Cease Trading Order.......................... #12 (Mar. 24) 2601 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953

Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5220 Cease Trading Order......................... #26 (June 30) 5397 Cease Trading Order.............................#27 (July 7) 5595 Cease Trading Order...........................#28 (July 14) 5729 Cease Trading Order...........................#29 (July 21) 5921 Cease Trading Order...........................#30 (July 28) 6163 Cease Trading Order............................#31 (Aug. 4) 6345 Cease Trading Order..........................#32 (Aug. 11) 6487

Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799MRRS Decision ...................................#35 (Sept. 1) 7015



Hollinger Inc. Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319

Cease Trading Order ............................#03 (Jan. 20) 595 Notice from the Office of the Secretary.....................................#04 (Jan. 27) 810 OSC Decisions, Orders and Rulings ...........................................#04 (Jan. 27) 847 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Notice of Correction ........................... #06 (Feb. 10) 1192 Cease Trading Order ......................... #06 (Feb. 10) 1273 Cease Trading Order ......................... #07 (Feb. 17) 1479 Cease Trading Order ......................... #08 (Feb. 24) 1667 Cease Trading Order ........................... #09 (Mar. 3) 1827 Cease Trading Order ......................... #10 (Mar. 10) 2109 Cease Trading Order ......................... #11 (Mar. 17) 2331 Cease Trading Order ......................... #12 (Mar. 24) 2601 Cease Trading Order ......................... #13 (Mar. 31) 2767 Cease Trading Order ............................ #14 (Apr. 7) 2975 Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Orders ........................ #17 (Apr. 28) 3531 Order - ss. 127(1)(2), 144 .....................#18 (May 5) 3763 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953

Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Orders .......................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345

Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Notice from the Office

of the Secretary................................... #35 (Sept. 1) 7005 OSC Decisions, Order and Rulings..... #35 (Sept. 1) 7071 Cease Trading Order .......................... #35 (Sept. 1) 7083

Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 MRRS Decision.................................. #51 (Dec. 22) 9957Cease Trading Order ....................... #51 (Dec. 22) 10009

Hollinger International Cease Trading Order................................ #01 (Jan. 6) 73

Cease Trading Order............................ #02 (Jan. 13) 319Cease Trading Order............................ #03 (Jan. 20) 595

Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273 Cease Trading Order.......................... #07 (Feb. 17) 1479 Cease Trading Order.......................... #08 (Feb. 24) 1667 Cease Trading Order............................ #09 (Mar. 3) 1827

Holloway Capital Corporation Decision - s. 83....................................#28 (July 14) 5706

Holt Capital Advisors Ltd. New Registration .................................#35 (Sept. 1) 7177

Homburg Invest Inc. MRRS Decision .....................................#40 (Oct. 6) 7860

HORIZON Total Return Fund MRRS Decision ...................................#42 (Oct. 20) 8240

Horizons Funds Inc. MRRS Decision .................................... #03 (Jan. 20) 531 MRRS Decision .................................. #21 (May 26) 4329 Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237

Horizons Mondiale Hedge Fund MRRS Decision .................................... #03 (Jan. 20) 531

MRRS Decision .................................. #21 (May 26) 4329

Horizons Phoenix Hedge Fund MRRS Decision .................................... #03 (Jan. 20) 531

Decision - s. 153 of the ASA............... #12 (Mar. 24) 2584

Horizons Tactical Hedge Fund MRRS Decision .................................... #03 (Jan. 20) 531

MRRS Decision .................................. #21 (May 26) 4329

Howard, Margot News Release ....................................#50 (Dec. 15) 9698

HSBC Securities (Canada) Inc. Order - s. 74 .......................................#34 (Aug. 25) 6775Order - s. 74 ........................................#42 (Oct. 20) 8256Order - s. 74 .......................................#45 (Nov. 10) 8798

HSD Securities Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407

Hudson’s Bay Company MRRS Decision .................................. #12 (Mar. 24) 2567

Decision - s. 83................................... #19 (May 12) 3914

Hugues Ouimet & Associates Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407



Hummingbird Ltd. MRRS Decision................................... #30 (July 28) 6141MRRS Decision................................. #38 (Sept. 22) 7563

Decision - s. 83 .................................... #44 (Nov. 3) 8629

Humpty Dumpty Snack Foods Inc. Decision - s. 83 .................................... #31 (Aug. 4) 6313

Huntington Rhodes Inc. Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175

Hyacinthe, Marianne Notice of Hearing ................................... #05 (Feb. 3) 989

Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589

Order - s. 127(7) ................................... #40 (Oct. 6) 7872

I.G. Investment Management, Ltd. MRRS Decision................................... #30 (July 28) 6138 Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

IA Clarington Investments Inc. Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

Ialta Industries Ltd. Cease Trading Order ............................#03 (Jan. 20) 595

Cease Trading Order ............................#04 (Jan. 27) 857 Order - s. 144..................................... #13 (Mar. 31) 2759

IBI Group Management Partnership MRRS Decision.................................. #07 (Feb. 17) 1444

IBI Group MRRS Decision.................................. #07 (Feb. 17) 1444

IBI Income Fund MRRS Decision.................................. #07 (Feb. 17) 1444

ICAP Electronic Broking LLC Change of Name................................ #06 (Feb. 10) 1407

ICE Futures - Application for Exemptive Relief Notice ..................................................#36 (Sept. 8) 7191

Order - s. 147 of the Act and ss. 38 and 80 of the CFA ...............................#36 (Sept. 8) 7223

ICE Futures Application for Exemption Notice ..................................................#29 (July 21) 5863

SRO Notices and Disciplinary Proceedings .....................#29 (July 21) 6054

ICMC Group Retirement Services Inc. MRRS Decision ..................................#45 (Nov. 10) 8784

ID Biomedical Corporation Decision - s. 83................................... #08 (Feb. 24) 1636

IDA By-Law 2, Amendments to Notice ....................................................#14 (Apr. 7) 2904

SRO Notices and Disciplinary Proceedings .......................#14 (Apr. 7) 3129

IDA By-Law 4.6 Notice ................................................. #11 (Mar. 17) 2263

SRO Notices and Disciplinary Proceedings .................... #11 (Mar. 17) 2525

IDA By-Law 4.9 Notice ................................................. #11 (Mar. 17) 2263


IDA By-Law 10.1 - Board of Directors, National Advisory Committee and Meetings

SRO Notices and Disciplinary Proceedings .................... #20 (May 19) 4279


IDA By-law 10.4 - Board of Directors, National Advisory Committee and Meetings - Withdrawal of Proposed Rule Amendment


IDA By-Law 10.4 - Board of Directors, National Advisory Committee and Meetings


IDA By-law 10.26, Amendments to Notice ..................................................... #05 (Feb. 3) 987

SRO Notices and Disciplinary Proceedings ...................... #05 (Feb. 3) 1152

IDA By-law 10.27, Amendments to Notice ..................................................... #05 (Feb. 3) 987

SRO Notices and Disciplinary Proceedings ...................... #05 (Feb. 3) 1152



IDA By-law 10.28, Amendments to Notice..................................................... #05 (Feb. 3) 987

SRO Notices and Disciplinary Proceedings...................... #05 (Feb. 3) 1152

IDA By-law 15, Amendments to Notice....................................................#04 (Jan. 27) 806

SRO Notices and Disciplinary Proceedings.......................#04 (Jan. 27) 974

IDA By-law Nos. 21 and 41 and Form 1 - Amendments to Reflect Changes to CIPF Oversight Role


IDA By-Law No. 28 Discretionary Fund Notice.................................................#24 (June 16) 4912

SRO Notices and Disciplinary Proceedings....................#24 (June 16) 5125

IDA By-Law 38 and Policy 6, Part 1 - CCO Qualifying Examination, Amendments to


IDA Form 1, Amendments to Notice................................................... #09 (Mar. 3) 1806

IDA Form 1, Part II Auditors’ Report, Housekeeping Amendments to

Notice................................................... #31 (Aug. 4) 6278 SRO Notices and Disciplinary Proceedings...................... #31 (Aug. 4) 6446

IDA Form No. 2, Amendments to SRO Notices and

Disciplinary Proceedings.....................#19 (May 12) 4089

IDA Policy 6 Part I Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers, Amendments to,


IDA Policy 6 Parts I and II Regarding Wealth Management Essentials Course, Amendments to,


IDA Policy No. 2, Amendments to SRO Notices and




IDA Policy No. 4, Proposed Notice ................................................... #04 (Jan. 27) 805

SRO Notices and Disciplinary Proceedings ...................... #04 (Jan. 27) 959

IDA Policy No. 5, Amendments to Notice ................................................. #11 (Mar. 17) 2264 SRO Notices and Disciplinary Proceedings .................... #11 (Mar. 17) 2327

IDA Policy No. 6 Notice ................................................. #11 (Mar. 17) 2263



Disciplinary Proceedings .................... #19 (May 12) 4089

IDA Proposed Amendments to the Insurance Requirements – Regulation 400

Notice ....................................................#27 (July 7) 5557

IDA Proposed New Methodology for Margining Equity Securities

Notice .................................................#34 (Aug. 25) 6743 SRO Notices and Disciplinary Proceedings ....................#34 (Aug. 25) 6986

IDA Regulation 100 and Form 1 - Proposed New Methodology for Margining Equity Securities


IDA Regulation 100 and Form 1, Related Amendments to

Notice .................................................#34 (Aug. 25) 6743 SRO Notices and Disciplinary Proceedings ....................#34 (Aug. 25) 6986

IDA Regulation 100.2(f)(i) Margin Treatment of CNQ Exchange Traded Securities


IDA Regulations 100.4A, 100.4B, 100.4C, 100.4D, 100.4E and 100.4K – Extending Debt Offsets to Customer Positions


IDA Regulations 100.9 and 100.10 - Amendments to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities




IDA Regulation 100.12 – Optional Use of Value at Risk Modeling, Amendments to

Notice.................................................. #36 (Sept. 8) 7189 SRO Notices and Disciplinary Proceedings..................... #36 (Sept. 8) 7319

IDA Regulation 100.4C, Amendments to Notice................................................. #07 (Feb. 17) 1424

IDA Regulation 100.4K, Amendments to Notice................................................. #07 (Feb. 17) 1424

IDA Regulation 100.5 Capital Requirements for Certain Private Placements of Restricted Securities during the Distribution Period, Amendments to

Notice.................................................. #29 (July 21) 5863

IDA Regulation 100.5, Amendments to SRO Notices and

Disciplinary Proceedings.......................#04 (Jan. 27) 970

IDA Regulation 100.8 – Commodity Futures Contracts and Futures Contract Options

Notice....................................................#02 (Jan. 13) 253 SRO Notices and Disciplinary Proceedings.......................#02 (Jan. 13) 483

IDA Regulation 400, Amendments to SRO Notices and


IDA Regulation 500 and Policy No. 6 Trader Registration, Proposed Amendments to

Notice................................................... #09 (Mar. 3) 1808 SRO Notices and Disciplinary Proceedings...................... #09 (Mar. 3) 1996

IDA Regulation 1300.1, Amendments to Notice................................................. #11 (Mar. 17) 2263 SRO Notices and Disciplinary Proceedings.................... #11 (Mar. 17) 2324

IDA Regulation 1300.2, Amendments to SRO Notices and


IG Templeton World Bond Fund MRRS Decision..................................#25 (June 23) 5184

Imerys S.A. MRRS Decision................................... #43 (Oct. 27) 8410

Impax Capital Corp. MRRS Decision.................................. #07 (Feb. 17) 1438

Impax Funds Management Inc. Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

Impax Venture Fund Inc. Consent - s. 4(b) of the Regulation .. #51 (Dec. 22) 10163

Imperial Plastech Inc. Consent - s. 4(b) of the Regulation.....#34 (Aug. 25) 6991

Imperial Tobacco Canada Limited MRRS Decision .................................. #10 (Mar. 10) 2047

Inco Limited Notice of Hearing.................................#29 (July 21) 5864

Notice from the Office of the Secretary ...................................#29 (July 21) 5870 Notice from the Office of the Secretary ...................................#30 (July 28) 6127 Order - s. 127 ......................................#30 (July 28) 6154 Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7006 OSC Decisions, Order and Rulings .....#35 (Sept. 1) 7078


Income Financial Plus Trust MRRS Decision .................................. #08 (Feb. 24) 1647Decision - s. 83......................................#14 (Apr. 7) 2942

Income Financial Trust MRRS Decision .................................. #08 (Feb. 24) 1647

Independence Investment Inc. Voluntary Surrender of Registration .....#49 (Dec. 8) 9667 Consent to Suspension (Rule

3-501 – Surrender of Registration) .....#50 (Dec. 15) 9923

Independence Investments LLC Change of Name ............................... #24 (June 16) 5123

Independent Financial Brokers of Canada MRRS Decision .................................. #19 (May 12) 3899

Industrial Alliance Fund Management Inc. Change of Name .................................#30 (July 28) 6257

Industrial Alliance Insurance and Financial Services MRRS Decision ........................................ #01 (Jan. 6) 42

Infinity 1997 Limited Partnership MRRS Decision .....................................#14 (Apr. 7) 2952

Infinity Income Trust MRRS Decision .....................................#14 (Apr. 7) 2952

ING Clarion Real Estate Securities L.P. New Registration .................................. #18 (May 5) 3861

ING Investment Management Co. Decision - s. 6.1(1) of MI 31-102 National

Registration Database and s. 6.1 of Rule 13-502 Fees ................... #02 (Jan. 13) 275

Inhance Investment Management Inc. Change of Name .................................. #09 (Mar. 3) 1989

Innova Exploration Ltd. Order - s. 74 .......................................#34 (Aug. 25) 6777



Innvest Real Estate Investment Trust MRRS Decision................................... #16 (Apr. 21) 3357

Institutional Managed Canadian Equity Pool MRRS Decision..................................... #27 (July 7) 5566

Institutional Managed Income Pool MRRS Decision..................................... #27 (July 7) 5566

Institutional Managed International Equity Pool MRRS Decision..................................... #27 (July 7) 5566

Institutional Managed US Equity Pool MRRS Decision..................................... #27 (July 7) 5566

Integra Bond Fund MRRS Decision.................................. #45 (Nov. 10) 8784

Integra Capital Limited Change in Category ..............................#03 (Jan. 20) 795 Order - s. 80.......................................... #14 (Apr. 7) 2964

Integra Equity Fund MRRS Decision.................................. #45 (Nov. 10) 8784

Integra Short Term Investment Fund MRRS Decision.................................. #45 (Nov. 10) 8784

Integrated Paving Concepts Inc. Decision - s. 83 ................................. #38 (Sept. 22) 7567

Intelligo Financial Corporation Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Interlude Capital Corp. MRRS Decision.................................... #31 (Aug. 4) 6307

International Keystone Entertainment Inc. MRRS Decision..................................... #27 (July 7) 5576

Interpose Sault Incorporated Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Reinstated...........................................#21 (May 26) 4465

Interquest Incorporated Cease Trading Order ............................#18 (May 5) 3775


Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921

Intrawest ULC Decision - s. 83 .................................. #47 (Nov. 24) 9169

Intrepid Minerals Corporation Decision - s. 83.....................................#31 (Aug. 4) 6314

Intrepid NuStar Exchange Corporation MRRS Decision ...................................#28 (July 14) 5712

Inverlochy Capital Ltd. New Registration ................................ #12 (Mar. 24) 2717

Investec (US) Incorporated Change in Name .................................#16 (Apr. 21) 3473

Investment House of Canada Asset Management Change of Name .................................#29 (July 21) 6041

Investment House of Canada Inc. New Registration .................................#15 (Apr. 14) 3321

Investment Strategies Inc. New Registration .................................#43 (Oct. 27) 8525

Investors Global Bond Fund MRRS Decision ..................................#45 (Nov. 10) 8765

Investors Group Financial Services Inc. MRRS Decision ...................................#17 (Apr. 28) 3515

MRRS Decision .....................................#27 (July 7) 5569 Order - s. 74(1)....................................#29 (July 21) 5898

Investors Group Investment Management (Quebec) Ltd. Decision - s. 6.1 of Rule 3-502 Fees ..........................................#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237

Investors Group Trust Co. Ltd. MRRS Decision ................................. #25 (June 23) 5184

Recommendation and Determination........................................ #25 (June 23) 5330

Investors Mortgage Fund MRRS Decision ...................................#30 (July 28) 6138

Investwell Financial Inc. New Registration .................................. #18 (May 5) 3861

IPC Investment Corporation MRRS Decision .................................#39 (Sept. 29) 7720

IPC Securities Corporation MRRS Decision .................................#39 (Sept. 29) 7720

Irwin, Greg Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696



iShares CDN S&P/TSX Capped Gold Index Fund MRRS Decision ....................................#48 (Dec. 1) 9326



iShares CDN S&P/TSX 60 Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326

iShares CDN S&P/TSX Capped Composite Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326

iShares CDN S&P/TSX Capped Energy Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326

iShares CDN S&P/TSX Capped Financials Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326

iShares CDN S&P/TSX Capped Information Technology Index Fund


iShares CDN S&P/TSX Capped REIT Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326

iShares CDN S&P/TSX MidCap Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326

iShares CDN SCOTIA Capital Short Term Bond Index Fund


iShares CDN SCOTIA Capital Universe Bond Index Fund


Isotechnika Inc. MRRS Decision...................................#21 (May 26) 4340

Ittihad Securities Inc. New Registration............................... #39 (Sept. 29) 7813

iUnits Dividend Index Fund MRRS Decision.....................................#03 (Jan. 20) 540

MRRS Decision.....................................#03 (Jan. 20) 552 MRRS Decision.....................................#03 (Jan. 20) 555

iUnits Government of Canada 5-Year Bond Fund MRRS Decision.....................................#03 (Jan. 20) 533


iUnits Income Trust Sector Index Fund MRRS Decision.....................................#03 (Jan. 20) 540


iUnits Materials Sector Index Fund MRRS Decision.....................................#03 (Jan. 20) 540


iUnits MSCI International Equity RSP Fund MRRS Decision.....................................#03 (Jan. 20) 533


iUnits Real Return Bond Index Fund MRRS Decision .................................... #03 (Jan. 20) 540

MRRS Decision .................................... #03 (Jan. 20) 552 MRRS Decision .................................... #03 (Jan. 20) 555

iUnits S&P 500 Index RSP Fund MRRS Decision .................................... #03 (Jan. 20) 533


iUnits S&P/TSX 60 Capped Index Fund MRRS Decision .................................... #03 (Jan. 20) 533


J.C. Clark Inc. Change of Name ................................ #21 (May 26) 4465

JC Clark Inc. Change of Name ................................ #21 (May 26) 4465

Jennings Capital Inc. Order - s. 74 .......................................#33 (Aug. 18) 6621

Jensen Investment Management Inc. New Registration .................................. #02 (Jan. 13) 417

Jeremiah Properties Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407

Jite Technologies Inc. Cease Trading Order.........................#38 (Sept. 22) 7591Cease Trading Order.........................#39 (Sept. 29) 7735

John Deere Credit Inc. MRRS Decision ...................................#16 (Apr. 21) 3345

John Deere Limited MRRS Decision ...................................#16 (Apr. 21) 3345

Jones & Associates, Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407

Jones Heward Investment Counsel Inc. MRRS Decision .................................... #02 (Jan. 13) 270

MRRS Decision .................................. #12 (Mar. 24) 2561MRRS Decision .................................. #12 (Mar. 24) 2573MRRS Decision .................................#39 (Sept. 29) 7699MRRS Decision .....................................#40 (Oct. 6) 7863

Jove Investment Management Inc. Order - s. 80 of the CFA ......................#43 (Oct. 27) 8434

JovFunds Inc. Name Change ....................................#45 (Nov. 10) 8965

Julius Baer Investment Management LLC Order - s. 218 of the Regulation ......... #11 (Mar. 17) 2312



Juniper Equity Growth Fund News Release.................................... #11 (Mar. 17) 2269

Order - s. 127..................................... #11 (Mar. 17) 2309 Notice from the Office of the Secretary.................................. #13 (Mar. 31) 2733 Order - s. 127(7) ................................ #13 (Mar. 31) 2758 Notice of Hearing ............................... #12 (Mar. 24) 2551 Notice from the Office of the Secretary.................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary...................................#20 (May 19) 4132 Order - s. 127(7) .................................#20 (May 19) 4162 News Release.....................................#21 (May 26) 4300 Court Decisions, Orders and Rulings..#21 (May 26) 4351 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s. 127(7) ...................................#22 (June 2) 4558

Notice from the Office of the Secretary................................. #39 (Sept. 29) 7694 Order - s. 127(7) ............................... #39 (Sept. 29) 7730

Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8750 Order - ss. 127(7)............................... #45 (Nov. 10) 8802

Juniper Fund Management Corporation Order - s. 127..................................... #11 (Mar. 17) 2309

Notice of Hearing ............................... #12 (Mar. 24) 2551 Notice from the Office of the Secretary.................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary.................................. #13 (Mar. 31) 2733 Order - s. 127(7) ................................ #13 (Mar. 31) 2758 Notice from the Office of the Secretary...................................#20 (May 19) 4132 Order - s. 127(7) .................................#20 (May 19) 4162 News Release.....................................#21 (May 26) 4300 Court Decisions, Orders and Rulings..#21 (May 26) 4351 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s. 127(7) ...................................#22 (June 2) 4558 Notice from the Office of the Secretary................................. #39 (Sept. 29) 7694 Order - s. 127(7) ............................... #39 (Sept. 29) 7730


Juniper Income Fund News Release .................................... #11 (Mar. 17) 2269

Order - s. 127 ..................................... #11 (Mar. 17) 2309 Notice of Hearing................................ #12 (Mar. 24) 2551 Notice from the Office of the Secretary .................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary .................................. #13 (Mar. 31) 2733 Order - s. 127(7)................................. #13 (Mar. 31) 2758 Notice from the Office of the Secretary .................................. #20 (May 19) 4132 Order - s. 127(7)................................. #20 (May 19) 4162 News Release .................................... #21 (May 26) 4300 Court Decisions, Orders and Rulings . #21 (May 26) 4351 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s. 127(7)................................... #22 (June 2) 4558

Notice from the Office of the Secretary .................................#39 (Sept. 29) 7694 Order - s. 127(7)................................#39 (Sept. 29) 7730

Notice from the Office of the Secretary ..................................#45 (Nov. 10) 8750 Order - ss. 127(7) ...............................#45 (Nov. 10) 8802

K2 Performance Corp. Suspended – Non Renewal................ #06 (Feb. 10) 1407

Kabir, Syed Notices from the Office


Kader, Khaldoun Notice of Hearing - ss. 127, 127.1 ...... #19 (May 12) 3883

Notice from the Office of the Secretary .................................. #19 (May 12) 3887 Notice of Correction............................ #20 (May 19) 4129 OSC Decisions, Orders and Rulings ......................................... #22 (June 2) 4565

Kamen Capital Management Inc. Suspended Due to Voluntary

Non-Renewal........................................ #04 (Jan. 27) 955

Kamposse Financial Corp. Notice from the Office

of the Secretary ...................................... #05 (Feb. 3) 995 Order - s. 127 ....................................... #05 (Feb. 3) 1028 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6296 Order - s. 127 .......................................#31 (Aug. 4) 6331

Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Temporary Order - s. 127....................#42 (Oct. 20) 8253

Kasten Chase Applied Research Limited Cease Trading Order.........................#38 (Sept. 22) 7591Cease Trading Order.........................#39 (Sept. 29) 7735



KBSH Capital Management Inc. MRRS Decision..................................... #27 (July 7) 5561

Keaveney, Patrick Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696

Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722


Kefalas, Peter Notice of Hearing - ss. 127, 127.1....... #41 (Oct. 13) 8047

Notice from the Office of the Secretary................................... #41 (Oct. 13) 8054

Kellogg Canada Inc. MRRS Decision................................... #16 (Apr. 21) 3341

Kelly, Kevin News Release.................................... #50 (Dec. 15) 9698

Kenmar IA Corp. Change of Name................................ #08 (Feb. 24) 1791

Kenmar Investment Adviser Corp. Change of Name................................ #08 (Feb. 24) 1791

Ketch Resources Trust MRRS Decision.................................... #44 (Nov. 3) 8614

Keystone Newport ULC MRRS Decision.................................. #34 (Aug. 25) 6751

Keystone North America Inc. MRRS Decision.................................. #34 (Aug. 25) 6751

KHD Humboldt Wedag International Ltd. MRRS Decision...................................... #05 (Feb. 3) 997

Kick Energy Corporation Decision - s. 83 .................................. #34 (Aug. 25) 6759

KidsFutures Investments Inc. Consent to Suspension (Rule 33-501

– Surrender of Registration) ................. #50 (Dec. 15) 9923

KidsFutures Investments Inc. Voluntary Surrender of Registration..... #49 (Dec. 8) 9667

Kimelman & Baird, LLC Decision - 6.1(1) of MI 31-102 National

Registration Database and s. 6.1 of Rule 13-502 Fees.................. #17 (Apr. 28) 3503

King Street Real Estate Growth LP No. 2 MRRS Decision................................... #43 (Oct. 27) 8398

Kingsgate Securities Limited Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Kingwest & Company Change of Name ...................................#40 (Oct. 6) 7989

Kingwest and Company Change of Name ...................................#40 (Oct. 6) 7989

Kinross Gold Corporation Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319

Cease Trading Order............................ #03 (Jan. 20) 595 Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273 Cease Trading Order.......................... #07 (Feb. 17) 1479 Cease Trading Order.......................... #08 (Feb. 24) 1667

Kit Resources Ltd. Consent - s. 4(b) of the Regulation.....#50 (Dec. 15) 9939

Knott Partners Management LLC Order - ss. 104(1), 127 ...................... #25 (June 23) 5207

Order - ss. 104(1), 127 ...................... #25 (June 23) 5210 Order ...................................................#30 (July 28) 6145 Order ...................................................#30 (July 28) 6147

Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order - s. 9(2)......................................#35 (Sept. 1) 7062

Koda Resources Ltd. Order - s. 83.1.(1)..............................#38 (Sept. 22) 7575

L & A Financial Inc. Change in Registration Category ...... #24 (June 16) 5123

L.V. Lomas Limited MRRS Decision ..................................#45 (Nov. 10) 8784

La Jolla Cove Limited Partnership Decision - s. 83................................... #10 (Mar. 10) 2039

Labanowich, Michael Notice from the Office

of the Secretary .................................... #03 (Jan. 20) 518 Notice from the Office of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 127, 127.1 ....................... #25 (June 23) 5213

Lafarge Canada Inc. Decision - s. 83...................................#34 (Aug. 25) 6772

Lafarge North America Inc. MRRS Decision ................................. #25 (June 23) 5164

Lake Louise Limited Partnership Cease Trading Order............................#31 (Aug. 4) 6345Cease Trading Order..........................#32 (Aug. 11) 6487



Lakefield Marketing Corporation Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175

Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order ........................... #31 (Aug. 4) 6345

Landen, Barry News Release.......................................#02 (Jan. 13) 264

Landore Resources Limited MRRS Decision.................................... #44 (Nov. 3) 8616

Lanys, Steven Notice of Hearing ................................... #05 (Feb. 3) 989


Order - s. 127(7) ................................... #40 (Oct. 6) 7872

Laurence Capital Corp. Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Lawrence Asset Management Inc. MRRS Decision.....................................#03 (Jan. 20) 549

Change in Registration Category ........ #17 (Apr. 28) 3681

Lawrence Conservative Payout Ratio Trust MRRS Decision.....................................#03 (Jan. 20) 549

Lawrence Payout Ratio Trust II MRRS Decision.....................................#03 (Jan. 20) 549

Lawrence Payout Ratio Trust MRRS Decision.....................................#03 (Jan. 20) 549

Lazard Canada Corporation Change of Category............................. #49 (Dec. 8) 9667

Leader Energy Services Ltd. Order - s. 74 ...................................... #26 (June 30) 5384

Lease-Rite Corporation Inc. Cease Trading Order.......................... #20 (May 19) 4175

Cease Trading Order........................... #22 (June 2) 4569

Leesh Investment Inc. Suspended Due to Voluntary

Non-Renewal ........................................... #04 (Jan. 27) 955

Legg Mason (C$) U.S. Value Pool Ruling ..................................................#15 (Apr. 14) 3173

Legg Mason Accufund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710

Legg Mason Batterymarch U.S. Equity Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710

Legg Mason Brandywine Fundamental Value U.S. Equity Fund

MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710

Legg Mason Brandywine International Equity Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710

Legg Mason Canada Inc. Order - s. 80 of the CFA ..................... #13 (Mar. 31) 2763

Ruling ..................................................#15 (Apr. 14) 3173MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710

Legg Mason Canada Income Plus Pool Ruling ..................................................#15 (Apr. 14) 3173

Legg Mason Canada Liquidity Plus Pool Ruling ..................................................#15 (Apr. 14) 3173

Legg Mason Canada Treasury Plus Pool Ruling ..................................................#15 (Apr. 14) 3173

Legg Mason Canadian Active Bond Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710

Legg Mason Canadian Core Equity Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710

Legg Mason Canadian Equity Alpha Pool Ruling ..................................................#15 (Apr. 14) 3173

Legg Mason Canadian Index Plus Bond Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710



Legg Mason Canadian Small Cap Fund MRRS Decision.................................. #47 (Nov. 24) 9156 MRRS Decision.................................. #50 (Dec. 15) 9710

Legg Mason Diversifund MRRS Decision.................................. #47 (Nov. 24) 9156 MRRS Decision.................................. #50 (Dec. 15) 9710

Legg Mason Fixed Income Alpha Pool Ruling.................................................. #15 (Apr. 14) 3173

Legg Mason North American Equity Fund MRRS Decision.................................. #47 (Nov. 24) 9156 MRRS Decision.................................. #50 (Dec. 15) 9710

Legg Mason Private Capital Management U.S. Equity Pool

Ruling.................................................. #15 (Apr. 14) 3173

Legg Mason T-Plus Fund MRRS Decision.................................. #47 (Nov. 24) 9156 MRRS Decision.................................. #50 (Dec. 15) 9710

Legg Mason U.S. Value Fund MRRS Decision.................................. #47 (Nov. 24) 9156 MRRS Decision.................................. #50 (Dec. 15) 9710

Legg Mason Wood Walker, Incorporated Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Legg Mason/Brandywine Global Fixed Income Pool Ruling.................................................. #15 (Apr. 14) 3173

Leisure Canada Inc. Cease Trading Order ..........................#20 (May 19) 4175

Cease Trading Order ..........................#21 (May 26) 4361

Lennox, Ronald Ian News Release.................................... #12 (Mar. 24) 2555

OSC Decisions, Orders and Rulings ........................................ #12 (Mar. 24) 2587

Les Mines Opinaca Ltée Decision - s. 83 ....................................#23 (June 9) 4727

Les Services Investors Limitée MRRS Decision................................... #17 (Apr. 28) 3515

Library Information Software Corp. Order - s. 144......................................#19 (May 12) 3926

Life & Banc Split Corp. MRRS Decision..................................... #40 (Oct. 6) 7839

MRRS Decision................................... #42 (Oct. 20) 8231 MRRS Decision................................... #42 (Oct. 20) 8245

Lime Brokerage LLC Order - s. 218 of the Regulation..........#20 (May 19) 4166

Exemption - s. 6.1 of Rule 91-502.......#20 (May 19) 4289

Limelight Entertainment Inc. Notice of Hearing.................................#15 (Apr. 14) 3147

Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3153 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3340 Order - ss. 127(1), 127(5)....................#16 (Apr. 21) 3362 Notice of Hearing - ss. 127, 127(1)....... #18 (May 5) 3689 Notice from the Office of the Secretary .................................... #18 (May 5) 3694 Order - ss. 127(1), 127(5)..................... #18 (May 5) 3759 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7370 Order - ss. 127(1), 127(5)..................#37 (Sept. 15) 7399 Order - ss. 127(1), 127(7)..................#37 (Sept. 15) 7401 Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8590

Order - ss. 127(1), 127(7).....................#44 (Nov. 3) 8641

Linear Capital Group Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407

Littler, Cheryl Notice of Hearing.................................#29 (July 21) 5865

Notice from the Office of the Secretary ...................................#29 (July 21) 5871 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6278 Order ....................................................#31 (Aug. 4) 6334

Live Reel Media Corporation Consent - s. 4(b) of the Regulation.......#44 (Nov. 3) 8740

Lloyd, Andrew Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696



Lo, Ernest Ming Chung SRO Notices and

Disciplinary Proceedings ...................... #02 (Jan. 13) 495 SRO Notices and Disciplinary Proceedings .................... #10 (Mar. 10) 2249 SRO Notices and Disciplinary Proceedings .....................#15 (Apr. 14) 3323

Lobo, Jaime S. Notice of Hearing - ss. 127, 127.1 ......#34 (Aug. 25) 6744


Lockwood Advisors, Inc. Decision - s. 6.1(1) of MI 31-102 National

Registration Database and s. 6.1 of OSC Rule 13-502 Fees .........#43 (Oct. 27) 8391

Logie, Peggy Dowdall- News Release ..................................... #23 (June 9) 4715



Lombardi Publishing Corporation Suspended – Non Renewal ............... #06 (Feb. 10) 1407

London Capital Management Ltd./Gestion Des Capitaux London Ltee

Change of Name................................ #32 (Aug. 11) 6573

London Life Investment Management Ltd. Change of Name................................ #32 (Aug. 11) 6573

Lonsdale Public Ventures Inc. Consent - s. 4(b) of the Regulation ...... #09 (Mar. 3) 2001

Loring Ward Capital Management Ltd./Gestion De Capital Loring Ward

Voluntary Surrender of Registration... #47 (Nov. 24) 9277

Luke Energy Ltd. Decision - s. 83 .................................. #13 (Mar. 31) 2757

Lynden Ventures Ltd. Consent - s. 4(b) of the Regulation .... #07 (Feb. 17) 1616

Mackenzie Cundill Investment Management Ltd. New Registration............................... #39 (Sept. 29) 7813

Mackenzie Financial Corporation MRRS Decision.....................................#03 (Jan. 20) 526 MRRS Decision.................................. #06 (Feb. 10) 1227 MRRS Decision................................... #17 (Apr. 28) 3496 MRRS Decision................................... #28 (July 14) 5701 Order - s. 74(1) ................................... #29 (July 21) 5898 Decision - s. 6.1 of Rule 3-502 Fees.......................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

MRRS Decision.................................... #48 (Dec. 1) 9323 MRRS Decision.................................... #49 (Dec. 8) 9516

Mackenzie Master Limited Partnership MRRS Decision.....................................#14 (Apr. 7) 2952

Mackenzie Select Managers Capital Class MRRS Decision.....................................#03 (Jan. 20) 526

Mackenzie Select Managers Fund MRRS Decision.....................................#03 (Jan. 20) 526

Mackenzie Sentinel Mortgage Fund MRRS Decision.................................... #48 (Dec. 1) 9323

Mackenzie Sentinel Short-Term Bond Fund MRRS Decision.................................... #48 (Dec. 1) 9323

Mackenzie Sentinel Tactical Global Bond Fund MRRS Decision................................... #17 (Apr. 28) 3496

Mackenzie Universal Global Future Fund MRRS Decision.................................. #06 (Feb. 10) 1227

Mackenzie Universal U.S. Growth Leaders Fund MRRS Decision.................................. #06 (Feb. 10) 1227

Mackenzie Universal World Science & Technology Capital Class

MRRS Decision .................................... #03 (Jan. 20) 526

Macquarie Infrastructure Group MRRS Decision ...................................#28 (July 14) 5703

Maitland Capital Ltd. Notice of Hearing.................................... #05 (Feb. 3) 989

Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 News Release ..................................... #23 (June 9) 4714 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589

Order - s. 127(7)....................................#40 (Oct. 6) 7872

Majorica Asset Management Corporation Order ................................................. #25 (June 23) 5206

Majumdar, Sumit Notice of Hearing - ss. 127, 127.1 ......#34 (Aug. 25) 6744


Mak, Allen & Day Capital Partners Inc. Change of Category ............................#36 (Sept. 8) 7317

Mallory Capital Group, LLC Order - s. 218 of the Regulation .........#33 (Aug. 18) 6619

New Registration .................................#41 (Oct. 13) 8179

Malone, John Michael Notice from the Office

of the Secretary .......................................... #01 (Jan. 6) 6 Order - ss. 127 and 127.1......................... #01 (Jan. 6) 58 Notice from the Office of the Secretary .................................. #06 (Feb. 10) 1220 Order - ss. 127, 127.1 ........................ #06 (Feb. 10) 1270 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Order .................................................. #07 (Feb. 17) 1474 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3339 OSC Decisions, Orders and Rulings .........................................#16 (Apr. 21) 3365

Man Alternative Investments Canada Corp. New Registration ............................... #26 (June 30) 5525



Man Alternative Investments Canada Change of Name................................. #28 (July 14) 5851

Man Capital Markets AG Order - s. 218 of the Regulation........... #05 (Feb. 3) 1023

New Registration.................................. #05 (Feb. 3) 1149 Consent to Suspension (Rule 33-501 – Surrender of Registration).. #37 (Sept. 15) 7527

Man Financial Canada Co./La Financiere Man Canada Cie.

Change of Name................................ #06 (Feb. 10) 1407

Man Investments Canada Corp. Change of Name................................. #28 (July 14) 5851

Mandell, Jeffrey David Notice of Hearing - ss. 127, 127.1...... #34 (Aug. 25) 6744


Manitoba Telecom Services Inc. MRRS Decision....................................#23 (June 9) 4756

Manor, Boaz Notice from the Office

of the Secretary.....................................#03 (Jan. 20) 518 Notice from the Office of the Secretary.................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary..................................#25 (June 23) 5143 Order - ss. 127, 127.1 ........................#25 (June 23) 5213

Manulife Finance (Delaware), L.P. MRRS Decision.................................. #46 (Nov. 17) 8983

Manulife Securities International Ltd. MRRS Decision.................................... #31 (Aug. 4) 6320

Mark Weisdorf Associates Ltd. Suspended Due to Voluntary

Non-Renewal ............................................#04 (Jan. 27) 955

Markets Securities Inc. MRRS Decision.................................. #06 (Feb. 10) 1225Amalgamation ...................................... #09 (Mar. 3) 1989

Marlow Group Private Portfolio Management Inc. Notice of Hearing ................................ #15 (Apr. 14) 3144

Notice from the Office of the Secretary................................... #15 (Apr. 14) 3151 Notice from the Office of the Secretary.....................................#18 (May 5) 3693 Order- s. 127.........................................#18 (May 5) 3758 Notice from the Office of the Secretary...................................#21 (May 26) 4301 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Order - s. 127.......................................#22 (June 2) 4550 OSC Decisions, Orders and Rulings ........................................#25 (June 23) 5217

Marlow Group Securities Inc. Notice of Hearing.................................#15 (Apr. 14) 3144

Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Notice from the Office of the Secretary .................................... #18 (May 5) 3693 Order- s. 127 ........................................ #18 (May 5) 3758 Notice of Hearing - s. 127................... #21 (May 26) 4299 Notice from the Office of the Secretary .................................. #21 (May 26) 4301 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Order - s. 127 ...................................... #22 (June 2) 4550 OSC Decisions, Orders and Rulings ....................................... #25 (June 23) 5217

Marlow, Terrence William Notice of Hearing.................................#15 (Apr. 14) 3144

Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Notice from the Office of the Secretary .................................... #18 (May 5) 3693 Order- s. 127 ........................................ #18 (May 5) 3758 Notice from the Office of the Secretary .................................. #21 (May 26) 4301 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Order - s. 127 ...................................... #22 (June 2) 4550 OSC Decisions, Orders and Rulings ....................................... #25 (June 23) 5217

Mastercard Incorporated MRRS Decision .................................#37 (Sept. 15) 7373

Matador Exploration Inc. Decision - s. 83..................................... #04 (Jan. 27) 815

Matterhorn Capital Corp. Notice of Hearing................................. #23 (June 9) 4708

Notice from the Office of the Secretary ................................... #23 (June 9) 4715 Notice from the Office of the Secretary ................................... #23 (June 9) 4716 Order - s. 127 ...................................... #23 (June 9) 4767

Maverick Tube (Canada) Inc. Decision - ss. 83....................................... #01 (Jan. 6) 15

Mavrix Balanced Income & Growth Resources Trust Exemption .......................................... #10 (Mar. 10) 2252

Mavrix Balanced Income and Growth Trust MRRS Decision .................................#39 (Sept. 29) 7726

Mavrix Canadian Income Trust Fund MRRS Decision .................................#39 (Sept. 29) 7726

Mavrix Explore 2006 – I FT Limited Partnership Exemption .............................................#14 (Apr. 7) 3135

Mavrix Explore Québec 2006 FT Limited Partnership Exemption - Form 41-501F1, item 27.2.#40 (Oct. 6) 8037



Mavrix Fund Management Inc. MRRS Decision................................. #39 (Sept. 29) 7726

Maxim Atlantic Corporation Order - s. 144......................................#20 (May 19) 4164

Maxim Group LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Registration Reinstated....................... #17 (Apr. 28) 3681

MBS Consultants Inc. New Registration................................... #40 (Oct. 6) 7989

McKay Financial Management Limited Consent to Suspension (Rule

33-501 – Surrender of Registration)...... #40 (Oct. 6) 7989

Mckenney, G. Michael Notice of Hearing - ss. 127, 127.1........ #31 (Aug. 4) 6279

Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295 Notice from the Office of the Secretary................................. #38 (Sept. 22) 7561 Order................................................. #38 (Sept. 22) 7588

Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7825 Reasons................................................ #40 (Oct. 6) 7875

Mckenzie, Roger Notice of Hearing ................................... #05 (Feb. 3) 989

Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589

Order - s. 127(7) ................................... #40 (Oct. 6) 7872

McWatters Mining Inc. Order - s. 144........................................#02 (Jan. 13) 297

Meadowbank Asset Management Inc. New Registration................................. #42 (Oct. 20) 8343

Medallion Capital Corp. Suspended Due to Voluntary

Non-Renewal ........................................#04 (Jan. 27) 955

Medical Discovery Management Corporation Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

Medical Innovations Management Inc. Order - s. 74(1)..................................... #04 (Jan. 27) 843

Medical Intelligence Technologies Inc. MRRS Decision .................................. #10 (Mar. 10) 2053

MediSystem Technologies Inc. Decision - s. 83.....................................#48 (Dec. 1) 9318

MedMira Inc. MRRS Decision ....................................#48 (Dec. 1) 9314

MedX Health Corp. Cease Trading Order............................ #18 (May 5) 3775


Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5220 Cease Trading Order......................... #26 (June 30) 5397 Cease Trading Order.............................#27 (July 7) 5595

Mega-C Power Corporation Notice from the Office

of the Secretary .....................................#14 (Apr. 7) 2914 Order - s. 127 ........................................#14 (Apr. 7) 2966 Notice from the Office of the Secretary ................................... #22 (June 2) 4520 Order - s. 127 ...................................... #22 (June 2) 4563

Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9500 Order ....................................................#49 (Dec. 8) 9530

Megawheels Technologies Inc. Order - s. 104(2)(c)............................... #04 (Jan. 27) 840

Meif II Energie Beteiligungen GmbH & Co. KG MRRS Decision ....................................#48 (Dec. 1) 9289

Mellon Financial Markets, LLC Decision - s. 7.1(1) of MI 33-109

Registration Information .....................#50 (Dec. 15) 9702Order - s. 218 of the Regulation .........#50 (Dec. 15) 9720

Mellon, Richard Notice of Hearing - s. 127.....................#49 (Dec. 8) 9496

Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9500



Melnick, Lawrence Notice from the Office

of the Secretary...........................................#01 (Jan. 6) 6 Order - ss. 127 and 127.1 .........................#01 (Jan. 6) 58 Notice from the Office of the Secretary.................................. #06 (Feb. 10) 1220 Order - ss. 127, 127.1 ........................ #06 (Feb. 10) 1270 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1427 Order.................................................. #07 (Feb. 17) 1474 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3339 OSC Decisions, Orders and Rulings ......................................... #16 (Apr. 21) 3365

Melnyk, Eugene N. Notice of Hearing - ss. 127, 127.1........ #31 (Aug. 4) 6279

Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295 Notice from the Office of the Secretary................................. #38 (Sept. 22) 7561 Order................................................. #38 (Sept. 22) 7588


Mendelson, Michael Notice from the Office


Mercer Canada Securities Limited Change of Name.................................. #31 (Aug. 4) 6441

Mercer Global Investments Canada Limited Change of Name.................................. #31 (Aug. 4) 6441

Approval - s. 213(3)(b) of the LTCA ..... #31 (Aug. 4) 6451

Merrill Lynch & Co. Canada, Ltd. MRRS Decision.................................. #07 (Feb. 17) 1455

Merrill Lynch & Co., Inc. MRRS Decision.................................. #07 (Feb. 17) 1455

Merrill Lynch Canada Inc. MRRS Decision.................................. #07 (Feb. 17) 1455MRRS Decision..................................#25 (June 23) 5156Order - s. 74........................................ #35 (Sept. 1) 7051

Merrill Lynch Financial Assets Inc.(formerly Merrill Lynch Mortgage Loans Inc.)


Merrill Lynch Investment Managers (Institutional) Canada Ltd.

Change of Name................................. #41 (Oct. 13) 8179

Merrill Lynch Investment Managers, L.P. Consent to Suspension (Rule

33-501 – Surrender of Registration) ....#42 (Oct. 20) 8343

Merrill Lynch Professional Clearing Corp. Order - s. 211 of the Regulation ......... #13 (Mar. 31) 2762

New Registration .................................#16 (Apr. 21) 3473

Mesirow Financial Investment Management, Inc. Decision - s. 6.1(1) of MI 31-102 National

Registration Database and s. 6.1 of OSCB Rule 13-502 Fees....................#45 (Nov. 10) 8755

New Registration ................................#47 (Nov. 24) 9277

Meta Health Services Inc. Cease Trading Order............................#49 (Dec. 8) 9555 Cease Trading Order..........................#50 (Dec. 15) 9729

Metalore Resources Limited Exemption - s. 6.1 of

OSC Rule 13-502 Fees ......................#34 (Aug. 25) 6992

Mexgold Resources Inc. Decision - s. 83......................................#40 (Oct. 6) 7827

Mezinski, Tom Notice of Hearing.................................... #05 (Feb. 3) 989


Order - s. 127(7)....................................#40 (Oct. 6) 7872

MFC Global Investment Management (Canada), a Division of Elliott & Page Limited


MFDA - Calculation of Risk Adjusted Capital (Rule 3.2.2, 3.2.5 and Form 1)

Notice ...................................................#48 (Dec. 1) 9287 SRO Notices and Disciplinary Proceedings ......................#48 (Dec. 1) 9451

MFDA - Calculation of Risk Adjusted Capital (Rules 3.2.2, 3.2.5 and Form 1)

SRO Notices and Disciplinary Proceedings .....................#30 (July 28) 6259



MFDA - Hearing Panels (Section 19.9 of By-law No.1) SRO Notices and

Disciplinary Proceedings..................... #43 (Oct. 27) 8571

MFDA - Suspensions in Certain Circumstances (Section 24.3 of By-law No.1) and Related Provisions of By-law No. 1 SRO Notices and Disciplinary Proceedings..................... #43 (Oct. 27) 8561

MFDA By-law No. 1, Section 1 Regarding the Definition of “Control”, Housekeeping Amendment to

Notice................................................. #51 (Dec. 22) 9949 SRO Notices and Disciplinary Proceedings.................. #51 (Dec. 22) 10156

MFDA By-law No. 1, Section 1 Regarding the Preamble to the Definitions, Housekeeping Amendment to


MFDA Investor Protection Corporation and Mutual Fund Dealers Association of Canada, Application to Vary Approval Order of

Notice.................................................. #35 (Sept. 1) 7002

MFDA Investor Protection Corporation and the Mutual Fund Dealers Association of Canada

Order – s.144 of the Act ...................... #35 (Sept. 1) 7055

MFDA Policy 5 – Branch Review Requirements Notice.................................................. #29 (July 21) 5862


MFDA Proposed Policy 6- Information Reporting Requirements, Notification of Change in Registration Information (Rule 1.2.5) and Consequential Amendments


MFDA Rule 1.2.4 Regarding the Currency of Courses, Housekeeping Amendments to


MFDA Rule 2.1.4 – Conflicts of Interest, Proposed Amendments to

Notice................................................. #08 (Feb. 24) 1626 SRO Notices and Disciplinary Proceedings.................... #08 (Feb. 24) 1793

MFDA Rule 3.2 and MFDA Financial Questionnaire and Report, Amendments to

Notice................................................... #48 (Dec. 1) 9287 SRO Notices and Disciplinary Proceedings...................... #48 (Dec. 1) 9452

MFS Institutional Advisors Inc. Order - s. 218 of the Regulation ......... #11 (Mar. 17) 2310

Change of Registration Category ......... #18 (May 5) 3861

MG Dividend & Income Fund MRRS Decision .................................. #07 (Feb. 17) 1450MRRS Decision .................................. #20 (May 19) 4140

MI 31-102 National Registration Database, Amendments to

Request for Comments....................... #19 (May 12) 3961

MI 33-109 Registration Information, Amendments to Request for Comments....................... #19 (May 12) 3961

MI 61-101 Protection of Minority Security Holders in Special Transactions

Request for Comments.......................#34 (Aug. 25) 6801

Michelago Limited MRRS Decision ................................. #25 (June 23) 5148

Microsourceonline Inc. Notice of Hearing - ss. 127, 127.1 ......#34 (Aug. 25) 6744


Middlefield Equal Sector Income Fund MRRS Decision .................................... #18 (May 5) 3740

Mikary Investments Ltd. Suspended – Non Renewal................ #06 (Feb. 10) 1407

Milehouse Investment Management Limited News Release .................................... #08 (Feb. 24) 1631

Millennium Wave Securities, LLC New Registration .................................... #01 (Jan. 6) 243

Minacs Worldwide Inc. MRRS Decision ....................................#44 (Nov. 3) 8593



Mindready Solutions Inc. Cease Trading Order .......................... #15 (Apr. 14) 3191



Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Cease Trading Order .......................... #35 (Sept. 1) 7083Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735Cease Trading Order ............................ #40 (Oct. 6) 7893

Mineralfield/ Energyfields Multi Series Fund Inc. Order - ss. 2.1(1) and 19.1 of

NI-81-102 Mutual Funds .......................#03 (Jan. 20) 591

MineralFields/EnergyFields Multi Series Fund Inc. Order - s. 62(5) .................................. #50 (Dec. 15) 9723

Mintz & Partners Financial Services Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Mission Oil & Gas Inc. Order - s. 74.......................................#26 (June 30) 5387

Mitchell, Jenner & Associates Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Mitton, Michael Notice from the Office

of the Secretary...................................... #05 (Feb. 3) 995 Order - s. 127....................................... #05 (Feb. 3) 1028 Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6296 Order - s. 127....................................... #31 (Aug. 4) 6331 Notice from the Office of the Secretary................................... #42 (Oct. 20) 8228 Temporary Order - s. 127.................... #42 (Oct. 20) 8253

Mohamed, Siddiq New Registration................................#25 (June 23) 5327

Consent to Suspension (Rule 35-502 – Surrender of Registration)....................................... #46 (Nov. 17) 9121

Momentas Corporation Notice of Hearing...................................#14 (Apr. 7) 2912

Notice of Hearing...................................#14 (Apr. 7) 2913 Notice from the Office of the Secretary .....................................#14 (Apr. 7) 2914 Notice from the Office of the Secretary .....................................#14 (Apr. 7) 2915 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3150 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Order ...................................................#15 (Apr. 14) 3167 Order ...................................................#15 (Apr. 14) 3168 Order ...................................................#15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings .........................................#15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings .........................................#15 (Apr. 14) 3184 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings .......................................#37 (Sept. 15) 7408

Moneyware Inc Change in Category ............................. #09 (Mar. 3) 1989

Change of Name ............................... #26 (June 30) 5525

Montrusco Bolton International Equity Fund Decision - s. 83....................................#17 (Apr. 28) 3502

Montrusco Bolton Taxable U.S. Equity Fund Decision - s. 83................................... #20 (May 19) 4139

Moore, Jacob Notice of Hearing.................................#15 (Apr. 14) 3147

Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3153 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3340 Order - ss. 127(1), 127(5)....................#16 (Apr. 21) 3362 Notice of Hearing - ss. 127, 127(1)....... #18 (May 5) 3689 Notice from the Office of the Secretary .................................... #18 (May 5) 3694 Order - ss. 127(1), 127(5)..................... #18 (May 5) 3759 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7370 Order - ss. 127(1), 127(5)..................#37 (Sept. 15) 7399 Order - ss. 127(1), 127(7)..................#37 (Sept. 15) 7401 Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8590

Order - ss. 127(1), 127(7).....................#44 (Nov. 3) 8641

Morgan Joseph & Co. New Registration .................................. #02 (Jan. 13) 417

Morgan Stanley & Co. Incorporated Order - s. 7.1(1) of MI 33-109................#14 (Apr. 7) 2967

Order -s. 218 of the Regulation ......... #26 (June 30) 5391 Change of Category ...........................#45 (Nov. 10) 8965

Change of Category ...........................#46 (Nov. 17) 9121



Morgan Stanley Hedge Fund Partners Cayman Ltd. Order - s. 80 of the CFA.......................#22 (June 2) 4547

Morgan Stanley Hedge Fund Partners GP LP Order - s. 80 of the CFA.......................#22 (June 2) 4547

Morgan Stanley Hedge Fund Partners LP Order - s. 80 of the CFA.......................#22 (June 2) 4547

Morneau D.C. Services Inc. Suspended Due to Voluntary

Non-Renewal ............................................#04 (Jan. 27) 955

Morneau Sobeco Income Fund MRRS Decision...................................#21 (May 26) 4331

Morrison Williams Investment Management Ltd. Suspended based on the firm’s consent

to suspension under Rule 33-501 – Surrender of Registration................... #13 (Mar. 31) 2895 Suspended based on the firm’s consent to suspension under Rule 33-501 – Surrender of Registration...................... #14 (Apr. 7) 3127

Morrison, Suzanne Notice of Hearing .................................. #14 (Apr. 7) 2910

Notice of Hearing .................................. #14 (Apr. 7) 2912 Notice of Hearing .................................. #14 (Apr. 7) 2913 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2914 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2915 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3150 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3151 Order................................................... #15 (Apr. 14) 3167 Order................................................... #15 (Apr. 14) 3168 Order................................................... #15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3184 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings ....................................... #37 (Sept. 15) 7408

Morrison, William Glen/William Glen Morrison Voluntary Surrender of Registration... #12 (Mar. 24) 2717

Moydow Mines International Inc. Consent - s. 4(b) of the Regulation ...... #48 (Dec. 1) 9455

MP Western Properties Inc. Consent - s. 4(b) of the Regulation ....#24 (June 16) 5129

MRF 2005 Resource Limited Partnership MRRS Decision.....................................#18 (May 5) 3697

MRRS Decision................................... #36 (Sept. 8) 7221

MRF 2006 II Resource Limited Partnership MRRS Decision ..................................#47 (Nov. 24) 9158

MRF 2006 Resource Limited Partnership MRRS Decision .................................... #18 (May 5) 3697


Mt Auburn Capital Corp. Consent to Suspension (Rule 33-501 – Surrender of

Registration).............................................#49 (Dec. 8) 9667

Multi-Fund Income Trust MRRS Decision .....................................#14 (Apr. 7) 2952

Multi-Glass International Corp. MRRS Decision ................................. #24 (June 16) 4919

Multi-Manager Distribution No. 1 Limited MRRS Decision ................................. #24 (June 16) 4938

Multi-Manager Limited Partnership I MRRS Decision ................................. #24 (June 16) 4938

Murphy & Durieu Decision - s. 6.1(1) of MI 31-102

National Registration Database and s. 6.1 of Rule 13-502 Fees ................ #25 (June 23) 5176 Order - s. 218 of the Regulation ............#27 (July 7) 5581

Naftex Energy Corporation Order - s. 144 ........................................#14 (Apr. 7) 2972

MRRS Decision ....................................#31 (Aug. 4) 6317 Order -s. 144 ........................................#31 (Aug. 4) 6326

Natcan Investment Management Inc. MRRS Decision .................................... #05 (Feb. 3) 1008MRRS Decision .................................#39 (Sept. 29) 7699MRRS Decision .....................................#40 (Oct. 6) 7863

Natexis Bleichroeder Inc. New Registration .................................#42 (Oct. 20) 8343

National Bank Financial Inc. Order - s. 74 ...................................... #26 (June 30) 5382

Order - s. 74 ........................................#29 (July 21) 5908 Order - s. 74 .........................................#31 (Aug. 4) 6332

Order - s. 74 .......................................#34 (Aug. 25) 6775Order - s. 74 ........................................#35 (Sept. 1) 7047Order - s. 74 ......................................#39 (Sept. 29) 7732Order - s. 74 ........................................#42 (Oct. 20) 8256Order - s. 74 .......................................#45 (Nov. 10) 8798 MRRS Decision ..................................#51 (Dec. 22) 9995

National Bank of Canada MRRS Decision ...................................#35 (Sept. 1) 7011

Natural Gas Exchange Inc. Order – s. 147 of the Act and

ss. 38 and 80 of the CFA....................#47 (Nov. 24) 9173 Notice .................................................#51 (Dec. 22) 9948



Navigator Capital Management Inc. Name Change.................................... #46 (Nov. 17) 9121

Navigator Partners Limited Partnership No. 1 MRRS Decision.....................................#14 (Apr. 7) 2952

Navigators Partners Limited Partnership No. 2 MRRS Decision.....................................#14 (Apr. 7) 2952

NBC Capital Trust MRRS Decision................................... #35 (Sept. 1) 7011

NBS Technologies Inc. MRRS Decision.................................... #48 (Dec. 1) 9294

NDT Energy Ltd. MRRS Decision....................................#23 (June 9) 4724

Nelson Investment Group Ltd. New Registration.............................. #51 (Dec. 22) 10151

Nelson Resources Limited Decision - s. 83 .................................. #07 (Feb. 17) 1429

Neosho Capital LLC New Registration.................................#19 (May 12) 4081

Neotel International Inc. Cease Trading Order ...........................#23 (June 9) 4777

Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5219 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345


NeuroMed Pharmaceuticals Inc. MRRS Decision.................................. #13 (Mar. 31) 2746

NeuroMed Technologies Inc. MRRS Decision .................................. #13 (Mar. 31) 2746

New Generation Biotech (Balanced) Fund Inc. MRRS Decision .................................... #02 (Jan. 13) 291

New Millennium Venture Fund Inc. MRRS Decision .................................... #02 (Jan. 13) 291

New Millennium Venture Partners Inc. MRRS Decision .................................... #02 (Jan. 13) 291

New Solutions Capital Inc. New Registration ............................... #25 (June 23) 5327

New York Investment Management LLC New Registration ..................................#31 (Aug. 4) 6441

Newbury, Michael News Release ...................................... #09 (Mar. 3) 1809

OSC Decisions, Orders and Rulings .......................................... #09 (Mar. 3) 1823

Newhaven Asset Management Inc. Change of Name .................................. #03 (Jan. 20) 795

Newport Partners Income Fund MRRS Decision .................................... #04 (Jan. 27) 821

Newshore Asset Management Company Ltd. New Registration ..................................#44 (Nov. 3) 8727

Newton Capital Management Limited Order - s. 80 ..........................................#14 (Apr. 7) 2964

NexGen American Growth Corporate Fund MRRS Decision .................................. #11 (Mar. 17) 2289

NexGen American Growth Trust MRRS Decision .................................. #11 (Mar. 17) 2289

NexGen Canadian Balanced Growth Corporate Fund MRRS Decision .................................. #11 (Mar. 17) 2289

NexGen Canadian Balanced Growth Trust MRRS Decision .................................. #11 (Mar. 17) 2289

NexGen Canadian Bond Corporate Fund MRRS Decision .................................. #11 (Mar. 17) 2289

NexGen Canadian Bond Trust MRRS Decision .................................. #11 (Mar. 17) 2289

NexGen Canadian Cash Corporate Class MRRS Decision .................................. #11 (Mar. 17) 2289

NexGen Canadian Cash Trust MRRS Decision .................................. #11 (Mar. 17) 2289

NexGen Canadian Dividend and Income Corporate Fund

MRRS Decision .................................. #11 (Mar. 17) 2289



NexGen Canadian Dividend and Income Trust MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen Canadian Growth and Income Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen Canadian Growth and Income Trust MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen Canadian Growth Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen Canadian Growth Trust MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen Canadian Large Cap Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen Canadian Large Cap Trust MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen Financial Limited Partnership MRRS Decision.................................. #11 (Mar. 17) 2289MRRS Decision...................................#20 (May 19) 4143

NexGen North American Dividend and Income Corporate Fund

MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen North American Dividend and Income Trust MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen North American Growth Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen North American Growth Trust MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen North American Large Cap Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen North American Large Cap Trust MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen North American Small / Mid Cap Corporate Fund

MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen North American Small / Mid Cap Trust MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen North American Value Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289

NexGen North American Value Trust MRRS Decision.................................. #11 (Mar. 17) 2289

NGB Management Inc. MRRS Decision.....................................#02 (Jan. 13) 291

NHC Communications Inc. Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319

NI 13-101 System for Electronic Document Analysis and Retrieval (SEDAR), Consequential Amendments to


NI 21-101 Marketplace Operation Notice .................................................#51 (Dec. 22) 9948


NI 21-101 Marketplace Operation Request for Comments........................#28 (July 14) 5735

NI 21-101 Marketplace Operation Request for Comments.......................#50 (Dec. 15) 9731

Request for Comments.......................#50 (Dec. 15) 9747

NI 23-101 Trading Rules Request for Comments........................#28 (July 14) 5735 Request for Comments.......................#50 (Dec. 15) 9731 Notice .................................................#51 (Dec. 22) 9948


NI 23-102 Use Of Client Brokerage Commissions as Payment for Order Execution Services or Research (“Soft Dollar” Arrangements)

Request for Comments........................#29 (July 21) 5923

NI 24-101 - Institutional Trade Matching and Settlement, Proposed

Request for Comments......................... #09 (Mar. 3) 1829

NI 31-101 – National Registration System, Amendments to

Rules and Policies.............................. #19 (May 12) 3955 Notice .................................................#32 (Aug. 11) 6460 Rules and Policies..............................#32 (Aug. 11) 6489

NI 44-101 Short Form Prospectus Distributions Rules and Policies...............................#28 (July 14) 5731 Notice ..................................................#35 (Sept. 1) 7001

Rules and Policies...............................#35 (Sept. 1) 7085

NI 55-101 Insider Reporting Exemptions, Proposed Amendments to

Request for Comments........................#43 (Oct. 27) 8441

NI 62-103 Request for Comments........................#17 (Apr. 28) 3533

NI 62-104 Take-Over Bids Issuer Bids Request for Comments........................#17 (Apr. 28) 3533

NI 81-101 Mutual Fund Prospectus Disclosure, Consequential Amendments to


NI 81-102 Mutual Funds, Consequential Amendments to




NI 81-104 Commodity Pools, Consequential Amendments to


NI 81-106 Investment Fund Continuous Disclosure, Consequential Amendments to


NI 81-107 Independent Review Committee for Investment Funds

Notice.................................................. #30 (July 28) 6125 Notice................................................. #45 (Nov. 10) 8748


Nibiru Corporate Finance Inc. New Registration................................. #42 (Oct. 20) 8343

Nickel Asia Corp. Order................................................... #41 (Oct. 13) 8062

Nomura Asset Management U.S.A. Inc. New Registration................................ #11 (Mar. 17) 2523

Norbourg Funds MRRS Decision................................... #16 (Apr. 21) 3351

Norco Capital Inc. Cease Trading Order ......................... #07 (Feb. 17) 1479

Cease Trading Order ........................... #09 (Mar. 3) 1827

Norfolk Markets LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Registration reinstated .......................... #14 (Apr. 7) 3127

Norrep Performance 2005 Flow-Through Limited Partnership

MRRS Decision....................................#22 (June 2) 4538

Norshield Asset Management (Canada) Ltd. Notice from the Office

of the Secretary.................................. #10 (Mar. 10) 2027 Order - s. 127..................................... #10 (Mar. 10) 2070 Notice from the Office of the Secretary..................................#24 (June 16) 4914 Order - s. 127.....................................#24 (June 16) 4952 Notice of Hearing - ss. 127, 127.1....... #41 (Oct. 13) 8047 Notice from the Office of the Secretary................................... #41 (Oct. 13) 8054 Notice from the Office of the Secretary................................... #43 (Oct. 27) 8390 Order - s. 127...................................... #43 (Oct. 27) 8415

Nortel Networks Corporation Notice of Hearing - ss. 127(1),

127(5) ................................................. #13 (Mar. 31) 2725 Notice from the Office of the Secretary .................................. #13 (Mar. 31) 2733 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Order - ss. 127(1)2, 127(1)2.1.............#15 (Apr. 14) 3169 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953

Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Order - ss. 144(1) .............................. #24 (June 16) 4944 Cease Trading Order......................... #24 (June 16) 4955

MRRS Decision ....................................#44 (Nov. 3) 8608

Nortel Networks Limited Notice of Hearing - ss. 127(1),

127(5) ................................................. #13 (Mar. 31) 2725 Notice from the Office of the Secretary .................................. #13 (Mar. 31) 2733 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3152 Order - ss. 127(1)2, 127(1)2.1.............#15 (Apr. 14) 3169 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953

Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Order - ss. 144(1) .............................. #24 (June 16) 4944 Cease Trading Order......................... #24 (June 16) 4955

Northbrook Financial Group Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407

Northern Sun Exploration Company Inc. Order - s. 83.1(1)...............................#37 (Sept. 15) 7395

Northwest Mutual Funds Inc. Decision - s. 6.1 of Rule 13-502 Fees ........................................#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237

Northwood Stephens Private Counsel Inc. Decision - NI 52-108 Auditor Oversight, ss. 2.2, 2.2 ........................ #08 (Feb. 24) 1642



Notice of Commission Approval – Amendments to MFDA Rule 3.2 and MFDA Financial Questionnaire and Report

Notice................................................... #48 (Dec. 1) 9287

Notice of Commission Order – Natural Gas Exchange Inc. Application for Interim Exemptive Relief

Notice................................................. #47 (Nov. 24) 9149

Notre-Dame Capital Inc. New Registration.....................................#01 (Jan. 6) 243

Nova Scotia Power Incorporated MRRS Decision...................................#19 (May 12) 3911

NovaBridge Corporation New Registration................................. #29 (July 21) 6041

Novadan Capital Limited Change of Category of Registration... #33 (Aug. 18) 6729

Novelis Inc. Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319



Cease Trading Order..........................#32 (Aug. 11) 6487Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799Cease Trading Order...........................#35 (Sept. 1) 7083Cease Trading Order...........................#36 (Sept. 8) 7231Cease Trading Order.........................#37 (Sept. 15) 7423Cease Trading Order.........................#38 (Sept. 22) 7591Cease Trading Order.........................#39 (Sept. 29) 7735Cease Trading Order.............................#40 (Oct. 6) 7893Cease Trading Order...........................#41 (Oct. 13) 8065Cease Trading Order...........................#42 (Oct. 20) 8259Cease Trading Order...........................#43 (Oct. 27) 8439Cease Trading Order...........................#43 (Oct. 27) 8439Decision - s. 83...................................#47 (Nov. 24) 9154

NP 31-201 – National Registration System, Approval of Amendments to

Notice .................................................#32 (Aug. 11) 6460 Rules and Policies..............................#32 (Aug. 11) 6489

NP 31-201 National Registration System, Amendments to

Rules and Policies.............................. #19 (May 12) 3955

NSC Canadian Balanced Income Fund Decision - NI 52-108 Auditor Oversight, ss. 2.2, 2.2 ........................ #08 (Feb. 24) 1642



NSC Canadian Equity Fund Decision - NI 52-108 Auditor Oversight, ss. 2.2, 2.2 ........................ #08 (Feb. 24) 1642

NSC Global Balanced Fund Decision - NI 52-108 Auditor Oversight, ss. 2.2, 2.2 ........................ #08 (Feb. 24) 1642

NSP Pharma Corp. Cease Trading Order .......................... #36 (Sept. 8) 7231 Cease Trading Order ........................ #38 (Sept. 22) 7591

Nurun Inc. MRRS Decision..................................... #40 (Oct. 6) 7851

NuStar Mining Corporation Limited MRRS Decision................................... #28 (July 14) 5712

NYLIFE Distributors LLC New Registration................................ #32 (Aug. 11) 6573

O&Y Real Estate Investment Trust Decision - s. 83 .....................................#03 (Jan. 20) 525

O. Reg. 500/06, Amending R.R.O. 1990, Reg. 1015 Legislation.......................................... #45 (Nov. 10) 8927

O’Donnell 1996 Limited Partnership MRRS Decision.....................................#14 (Apr. 7) 2952

O’Donnell 1997 Limited Partnership MRRS Decision.....................................#14 (Apr. 7) 2952

O’Donnell Asset Management Corp. Change of Name................................. #36 (Sept. 8) 7317

Oasis Park Investment Ltd. New Registration................................. #29 (July 21) 6041

OceanRock Capital Partners Inc. New Registration................................. #28 (July 14) 5851

Ochnik, Richard OSC Decisions, Orders

and Rulings ......................................... #15 (Apr. 14) 3188 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3338

Notice from the Office of the Secretary................................... #16 (Apr. 21) 3339 Order - s. 127...................................... #16 (Apr. 21) 3361 Notice from the Office of the Secretary...................................#19 (May 12) 3885 OSC Decisions, Orders and Rulings .........................................#19 (May 12) 3929 News Release....................................#26 (June 30) 5347 Notice from the Office of the Secretary................................... #29 (July 21) 5871 OSC Decisions, Orders and Rulings ......................................... #29 (July 21) 5917

Ocmes Acquisition Corp. MRRS Decision................................... #36 (Sept. 8) 7204

Octagon Capital Corporation Order - s. 74 .......................................#33 (Aug. 18) 6621

Odyssey Capital Corporation Consent to Suspension ........................ #04 (Jan. 27) 955

Oestreich, Andrew Notice of Hearing................................ #20 (May 19) 4130

Notice from the Office of the Secretary .................................. #20 (May 19) 4133 Notice of Hearing - ss. 127, 127.1 ...... #21 (May 26) 4299 Notice from the Office of the Secretary .................................. #21 (May 26) 4300 Notice from the Office of the Secretary .....................................#27 (July 7) 5558 Order - ss. 127, 127.1 ...........................#27 (July 7) 5583 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6297 OSC Decisions, Orders and Rulings ..........................................#31 (Aug. 4) 6337

OFI Institutional Asset Management, Inc. New Registration ................................#46 (Nov. 17) 9121

Ogg, John Notice from the Office

of the Secretary .................................... #03 (Jan. 20) 518 Notice from the Office of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 127, 127.1 ....................... #25 (June 23) 5213

Oil Sands Sector Fund MRRS Decision .....................................#27 (July 7) 5567

Olympus United Group Inc. Notice from the Office

of the Secretary ................................. #24 (June 16) 4914 Order - s. 127 .................................... #24 (June 16) 4951

Notice from the Office of the Secretary ...................................#43 (Oct. 27) 8390 Order - s. 127 ......................................#43 (Oct. 27) 8416

Notice of Hearing - ss. 127, 127.1 .......#41 (Oct. 13) 8047 Notice from the Office of the Secretary ...................................#41 (Oct. 13) 8054

OMG Wealth Management Inc. New Registration ..................................#48 (Dec. 1) 9449



ONE Signature Financial Corporation Cease Trading Order ............................#18 (May 5) 3775


Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Orders .......................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5398 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345

Cease Trading Order ......................... #32 (Aug. 11) 6487 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009

Ontario Power Generation Inc. MRRS Decision...................................#21 (May 26) 4388

Open Text Corporation Consent - s. 4(b) of the Regulation .......#02 (Jan. 13) 498

Optifund Investments Inc. MRRS Decision..................................#25 (June 23) 5153

Optifund Investments Inc./Placements Optifonds Inc. Name Change.................................... #47 (Nov. 24) 9277

Orbit Canadian Equity Fund MRRS Decision.................................. #08 (Feb. 24) 1649

Orbit North American Equity Fund MRRS Decision.................................. #08 (Feb. 24) 1649

Orbit World Fund MRRS Decision.................................. #08 (Feb. 24) 1649

Orion Capital Incorporated Order - s. 144....................................... #49 (Dec. 8) 9526

Orion Securities Inc. Order - s. 74.......................................#26 (June 30) 5382

Order - s. 74.......................................#26 (June 30) 5384 Order - s. 74.......................................#26 (June 30) 5387 Order - s. 74......................................... #31 (Aug. 4) 6334

Order - s. 74....................................... #33 (Aug. 18) 6621Order - s. 74........................................ #35 (Sept. 1) 7047

Order - s. 74........................................ #35 (Sept. 1) 7049

OSC Notice 45-706 (Revised) - OSC Small Business Advisory Committee - Vacancies (Previous Version Published December 17, 2004)

Notice................................................. #47 (Nov. 24) 9148

OSC Notice 51-714 (Revised) - OSC Continuous Disclosure Advisory Committee

Notice..................................................#21 (May 26) 4297

OSC Policy 51-604 – Defence for Misrepresentations in Forward-Looking Information

Request for Comments........................ #22 (June 2) 4571

OSC Request for Comments 15-901 - Procedures for Opportunities to be Heard Before Director's Decisions on Registration Matters

Notice ................................................... #02 (Jan. 13) 254 Request for Comments......................... #02 (Jan. 13) 321

OSC Rule 13-502 Fees Notice ................................................... #03 (Jan. 20) 507

Rules and Policies................................ #03 (Jan. 20) 597 Notice ................................................. #11 (Mar. 17) 2261 Rules and Policies.............................. #11 (Mar. 17) 2333

OSC Rule 13-503 (Commodity Futures Act) Fees Notice ................................................... #03 (Jan. 20) 507

Rules and Policies................................ #03 (Jan. 20) 637 Notice ................................................. #11 (Mar. 17) 2261 Rules and Policies.............................. #11 (Mar. 17) 2367

OSC Rule 31-502 – Proficiency Requirements For Registrants, Proposed Amendment to

Request for Comment ........................ #08 (Feb. 24) 1669

OSC Rule 41-501 General Prospectus Requirements, Consequential Amendments to


OSC Rule 62-801 Implementing National Instrument 62-104 Take-Over Bids And Issuer Bids


OSC Rule 81-802 Implementing National Instrument 81-107 Independent Review Committee for Investment Funds

Notice .................................................#45 (Nov. 10) 8748 Rules and Policies..............................#45 (Nov. 10) 8840

OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments

Notice ................................................. #06 (Feb. 10) 1188 Notice ....................................................#14 (Apr. 7) 2905 Notice ..................................................#28 (July 14) 5696

Notice ..................................................#42 (Oct. 20) 8220

OSC Staff Notice 11-757 Withdrawal of OSC Notices Notice ................................................. #06 (Feb. 10) 1192

OSC Staff Notice 12-704 - Materials to be Provided on a Compact Disc or 3.25” Disk on Exemptive Relief Applications

Notice ....................................................#14 (Apr. 7) 2904

OSC Staff Notice 33-726 - IOSCO Publishes Final Report on Compliance Function at Market Intermediaries

Notice ..................................................#35 (Sept. 1) 7003



OSC Staff Notice 51-706 - Corporate Finance Report (2006)

Notice.................................................. #43 (Oct. 27) 8365

OSC Staff Notice 55-701 - Automatic Securities Disposition Plans and Automatic Securities Purchase Plans

Notice...................................................#22 (June 2) 4513

OSC Staff Notice 81-708 Model Portfolios of Mutual Funds

Notice..................................................#21 (May 26) 4295

Outlook Resources Inc. Cease Trading Order ............................ #14 (Apr. 7) 2975

Cease Trading Order .......................... #16 (Apr. 21) 3373

P.J. Doherty & Associates Co. Ltd Change of Category........................... #12 (Mar. 24) 2717

Pacific Financial Research, Inc. Suspended Due to Voluntary

Non-Renewal ........................................#04 (Jan. 27) 955

Pacific Investment Management Company LLC Order - s. 80 of the CFA...................... #30 (July 28) 6154

Pacrim International Capital Inc. Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337

Palodun Capital Limited New Registration..................................#22 (June 2) 4665

Pan Asset Management Ltd. New Registration................................ #45 (Nov. 10) 8965

Pangaea Asset Management Inc. New Registration................................ #10 (Mar. 10) 2245

PanGeo Pharma Inc. Order - s. 144........................................#03 (Jan. 20) 586

Pan-Ocean Energy Corporation Decision - s. 83 .................................... #44 (Nov. 3) 8595

Paradigm Capital Inc. Order - s. 74.......................................#26 (June 30) 5384

Order - s. 74......................................... #31 (Aug. 4) 6329

Pardo, Rene Notice from the Office

of the Secretary .....................................#14 (Apr. 7) 2914 Order - s. 127 ........................................#14 (Apr. 7) 2966

Notice from the Office of the Secretary ................................... #22 (June 2) 4520 Order - s. 127 ...................................... #22 (June 2) 4563


Park Hill Group LLC Decision - s. 6.1(1) of MI 31-102

National Registration Database and s. 6.1 of Rule 13-502 Fees .................. #23 (June 9) 4717 New Registration .................................#29 (July 21) 6041

Park Hill Real Estate Group LLC Decision - s. 6.1(1) of MI 31-102

National Registration Database and s. 6.1 of Rule 13-502 Fees ..................#43 (Oct. 27) 8406

New Registration ................................#46 (Nov. 17) 9121

Pathway Capital Management, LLC New Registration ................................ #13 (Mar. 31) 2895

Patrick Fraser Kenyon Pierrepont Lett News Release .................................... #08 (Feb. 24) 1631

Paul Van Eeden Inc. New Registration .................................#35 (Sept. 1) 7177

PBB Global Logistics Income Fund Decision - s. 83..................................... #09 (Mar. 3) 1811

Pe Ben Oilfield Services Ltd. Decision - s. 83................................... #08 (Feb. 24) 1656

Peerless Oil & Gas Inc. Decision - s. 83...................................#46 (Nov. 17) 8997

Pegasus Resources Ltd. MRRS Decision ..................................#32 (Aug. 11) 6478

Pendo Acquisition ULC Order - s. 104(20(c)..............................#44 (Nov. 3) 8639 Order - s. 104(2)(c).............................#45 (Nov. 10) 8793

Pente Investment Management Ltd. OSC Decisions, Orders

and Rulings ........................................#34 (Aug. 25) 6795

Peregrine Energy Ltd. MRRS Decision ................................. #25 (June 23) 5172

Performa Financial Group Limited MRRS Decision ................................. #25 (June 23) 5153

Perial Ltd. Cease Trading Order............................#31 (Aug. 4) 6345Cease Trading Order..........................#33 (Aug. 18) 6631



Perimeter Capital Management Inc. Change of Name................................#26 (June 30) 5525

Perryman, Ronald Notice of Hearing - ss. 127, 127(1) .... #34 (Aug. 25) 6748


Notice of Discontinuance .................... #35 (Sept. 1) 7002 Notice from the Office of the Secretary................................... #35 (Sept. 1) 7004 Order................................................... #35 (Sept. 1) 7056

Notice of Hearing .............................. #37 (Sept. 15) 7368 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7371 Notice from the Office of the Secretary................................. #38 (Sept. 22) 7560 Order................................................. #38 (Sept. 22) 7581

Pershing Square Capital Management, L.P. Order - ss. 104(1), 127.......................#25 (June 23) 5207

Order - ss. 104(1), 127.......................#25 (June 23) 5210 Order................................................... #30 (July 28) 6145 Order................................................... #30 (July 28) 6147

Notice from the Office of the Secretary................................... #35 (Sept. 1) 7004 Order - s. 9(2) ..................................... #35 (Sept. 1) 7062

Peter Cundill & Associates (Bermuda) Ltd. Consent to Suspension (Rule 33-501 – Surrender of

Registration) ......................................... #38 (Sept. 22) 7679

Peters, Andrew Notice of Discontinuance .................... #35 (Sept. 1) 7002

Notice from the Office of the Secretary................................... #35 (Sept. 1) 7004 Order................................................... #35 (Sept. 1) 7056

Notice of Hearing - ss. 127, 127(1) .... #34 (Aug. 25) 6748 Notice from the Office of the Secretary.................................. #34 (Aug. 25) 6750

Notice of Hearing .............................. #37 (Sept. 15) 7368 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7371

Notice from the Office of the Secretary................................. #38 (Sept. 22) 7560 Order................................................. #38 (Sept. 22) 7581

Petrofund Energy Trust Decision - s. 83 .................................. #34 (Aug. 25) 6768

PetroKazakhstan Inc. MRRS Decision.....................................#03 (Jan. 20) 524

PFSL Investments Canada Ltd. Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

PFSL Investments Canada Ltd. MRRS Decision.................................. #33 (Aug. 18) 6598

Philip Services Corp. Notice from the Office

of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2028 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 Order .................................................. #10 (Mar. 10) 2071 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 OSC Decisions, Orders and Rulings ........................................ #12 (Mar. 24) 2590 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941


Philip Services Corporation MRRS Decision ................................. #24 (June 16) 4918

Phinder Technologies Inc. Consent - s. 4(b) of the Regulation.....#47 (Nov. 24) 9279

Phoscan Chemical Corp. Consent - s. 4(b) of the Regulation......#42 (Oct. 20) 8355

PI Investment Management Limited New Registration ...............................#38 (Sept. 22) 7679

Pictet Asset Management Limited New Registration ..............................#51 (Dec. 22) 10151

Pictet Overseas Inc./Pictet Outre-Mer Inc. Suspended Due to Voluntary

Non-Renewal........................................ #04 (Jan. 27) 955

Pierrepont Trading Inc. News Release .................................... #08 (Feb. 24) 1631

Pimco Europe Ltd. Order - s. 80 of the CFA ......................#30 (July 28) 6154

Placements IA Clarington Inc. / IA Clarington Investments Inc.

Change of Name .................................#30 (July 28) 6257

Placer Dome Inc. Exemption - s. 4.5 of MI 52-109 and

s. 6.1 of the Fee Rule ..........................#15 (Apr. 14) 3325 MRRS Decision ...................................#16 (Apr. 21) 3348



Polysecurities Inc. Suspended Due to Voluntary

Non-Renewal ........................................#04 (Jan. 27) 955

Pope & Company Limited New Registration.................................. #05 (Feb. 3) 1149

Pope and Company Suspended based on the firm’s consent

to suspension under Rule 33-501 – Surrender of Registration.................... #15 (Apr. 14) 3321

Portus Alternative Asset Management Inc. News Release.......................................#03 (Jan. 20) 510

Notice from the Office of the Secretary.....................................#03 (Jan. 20) 518 News Release........................................ #05 (Feb. 3) 992 Suspended – Non Renewal ............... #06 (Feb. 10) 1407 Notice from the Office of the Secretary.................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary..................................#25 (June 23) 5143 Order - ss. 127, 127.1 ........................#25 (June 23) 5213

Portus Asset Management Inc. Notice from the Office


Precision Assessment Technology Corporation Cease Trading Order .......................... #15 (Apr. 14) 3191


Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955


Precision Drilling Corporation Decision - ss. 83 .......................................#01 (Jan. 6) 19

Premier Tech Ltd. MRRS Decision................................... #42 (Oct. 20) 8251

Premium Participation Services Inc. Suspended Due to Voluntary

Non-Renewal ........................................#04 (Jan. 27) 955

Prieve Capital Inc. New Registration................................. #30 (July 28) 6257

Primary Capital Inc. New Registration................................. #35 (Sept. 1) 7177

Primerica Canadian Conservative Portfolio Fund MRRS Decision ..................................#33 (Aug. 18) 6598

Primerica Global Aggressive Growth Portfolio Fund MRRS Decision ..................................#33 (Aug. 18) 6598

Primerica International Aggressive Growth Portfolio Fund


Primerica International Growth Portfolio Fund MRRS Decision ..................................#33 (Aug. 18) 6598

Primerica International High Growth Portfolio Fund MRRS Decision ..................................#33 (Aug. 18) 6598

Primerica International RSP Aggressive Growth Portfolio Fund


Printera Corporation Cease Trading Order.........................#37 (Sept. 15) 7423Cease Trading Order.........................#39 (Sept. 29) 7735

Probitas Funds Group, LLC Decision - s. 6.1(1) of MI 31-102

National Registration Database and s. 6.1 of OSC Rule 13-502 Fees .........#43 (Oct. 27) 8394

Probyn & Company Inc. Suspended based on the firm’s consent

to suspension under Rule 33-501 – Surrender of Registration ..................#14 (Apr. 7) 3127

Producers Oilfield Services Inc. MRRS Decision ................................. #25 (June 23) 5175

Pro-Financial Asset Management Inc. Change of Name ................................ #08 (Feb. 24) 1791

Progressive Wealth Management New Registration ................................#34 (Aug. 25) 6983Change of Name .................................#41 (Oct. 13) 8179

Pro-Hedge Funds Inc. Change of Name ................................ #08 (Feb. 24) 1791

ProShare Advisors LLC Order - s. 80 of the CFA ...................#51 (Dec. 22) 10002

Provident Energy Trust MRRS Decision .................................. #13 (Mar. 31) 2742

Order - s. 74 ........................................#29 (July 21) 5911

Provigo Inc. Decision - s. 83....................................#29 (July 21) 5879

Prysmic Holdings Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407

PUR Investing Inc. New Registration ..................................#48 (Dec. 1) 9449



Putnam Advisory Company, LLC, The Suspended Due to Voluntary

Non-Renewal ........................................#04 (Jan. 27) 955

Putnam Investments Inc. Change of Category.............................. #40 (Oct. 6) 7989

Putnam Long Government Bond Plus MAPs Fund MRRS Decision.................................... #31 (Aug. 4) 6322

PWM Capital Change of Name................................. #41 (Oct. 13) 8179

Pyramis Global Advisors Trust Company Order - s. 80....................................... #06 (Feb. 10) 1270

Pyramis Global Advisors, LLC New Registration.....................................#01 (Jan. 6) 243Order - s. 78(1) .................................. #06 (Feb. 10) 1260

Order - s. 78(1) .................................. #06 (Feb. 10) 1262 Order - s. 78(1) .................................. #06 (Feb. 10) 1264

Q1 Capital Partners Inc. New Registration............................... #37 (Sept. 15) 7527

QLT Inc. MRRS Decision..................................... #40 (Oct. 6) 7857

Qtrade Asset Management Inc. MRRS Decision.................................. #08 (Feb. 24) 1643

Quadra Mining Ltd. MRRS Decision.................................. #11 (Mar. 17) 2292

Quadravest Inc. MRRS Decision.................................. #08 (Feb. 24) 1647

Quadrus Investment Services Ltd. Order - s. 74(1) ................................... #29 (July 21) 5898

Quantitative Management Associates, LLC New Registration...................................#04 (Jan. 27) 955

Queen Financial Group Inc New Registration................................. #41 (Oct. 13) 8179

Quellos Brokerage Services, LLC Change of Name...................................#02 (Jan. 13) 417

Quellos Fund Services, LLC New Registration.................................. #09 (Mar. 3) 1989

Quincy Energy Corp. Decision - s. 83 .................................. #33 (Aug. 18) 6594

Qwest Energy Fund Management Ltd. New Registration................................ #32 (Aug. 11) 6573

Radiant Energy Corporation Cease Trading Order............................ #09 (Mar. 3) 1827

Cease Trading Order.......................... #10 (Mar. 10) 2109 Cease Trading Order.......................... #11 (Mar. 17) 2331 Cease Trading Order.......................... #12 (Mar. 24) 2601 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953

Cease Trading Orders.........................#17 (Apr. 28) 3531 Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #20 (May 19) 4175

Radler, F. David Notice from the Office


RAG Projektgesellschaft mbH MRRS Decision .................................. #07 (Feb. 17) 1452

Ramdhani, Chateram Notices from the Office


Rankin, Andrew Stuart Netherwood Notice from the Office

of the Secretary .................................... #03 (Jan. 20) 518Order .................................................... #03 (Jan. 20) 593Notice of Hearing.................................#42 (Oct. 20) 8224News Release ....................................#46 (Nov. 17) 8981

Rankin, Andrew Notice .................................................#50 (Dec. 15) 9693

News Release ....................................#50 (Dec. 15) 9699



Rash, Howard Notice of Hearing .................................. #14 (Apr. 7) 2912

Notice of Hearing .................................. #14 (Apr. 7) 2913 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2914 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2915 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3150 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3151 Order................................................... #15 (Apr. 14) 3167 Order................................................... #15 (Apr. 14) 3168 Order................................................... #15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3184 Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295 Order.................................................... #31 (Aug. 4) 6325

Notice from the Office of the Secretary................................. #37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings ....................................... #37 (Sept. 15) 7408

Raymond James Ltd. Order - s. 74.......................................#26 (June 30) 5382

SRO Notices and Disciplinary Proceedings....................... #27 (July 7) 5685 Order - s. 74........................................ #29 (July 21) 5908

Order - s. 74....................................... #33 (Aug. 18) 6621Order - s. 74....................................... #34 (Aug. 25) 6780Order - s. 74........................................ #35 (Sept. 1) 7047Order - s. 74....................................... #45 (Nov. 10) 8798

RBC Action Direct Inc./RBC Actions en Direct Inc. Change of Name................................... #40 (Oct. 6) 7989

RBC Asset Management Inc. MRRS Decision.................................. #11 (Mar. 17) 2281

MRRS Decision.................................. #12 (Mar. 24) 2561MRRS Decision.................................. #12 (Mar. 24) 2573MRRS Decision.....................................#18 (May 5) 3703

MRRS Decision....................................#23 (June 9) 4731MRRS Decision...................................#21 (May 26) 4311MRRS Decision................................... #35 (Sept. 1) 7027MRRS Decision................................... #36 (Sept. 8) 7210MRRS Decision................................. #37 (Sept. 15) 7375

Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237


RBC Capital Markets Order - s. 74......................................... #31 (Aug. 4) 6332Order - s. 74....................................... #45 (Nov. 10) 8798

RBC Direct Investing Inc./RBC Placements en Direct Inc.

Change of Name.................................. #40 - Oct. 6 -7989

RBC Dominion Securities Inc. Order - s. 74 ...................................... #26 (June 30) 5386

Order - s. 74 ........................................#29 (July 21) 5908 Order - s. 74(1)....................................#30 (July 28) 6160

Order - s. 74 .......................................#34 (Aug. 25) 6775Order - s. 74 ........................................#35 (Sept. 1) 7049Order - s. 74 ......................................#39 (Sept. 29) 7732Order - s. 74 ........................................#42 (Oct. 20) 8256 MRRS Decision ..................................#51 (Dec. 22) 9995

RBC Global Education Fund MRRS Decision ................................. #24 (June 16) 4936

RBC Private Global Bond Pool MRRS Decision ...................................#36 (Sept. 8) 7210

RBC Target 2015 Education Fund MRRS Decision ................................. #24 (June 16) 4936

RDF Capital Management, Inc. New Registration .................................. #03 (Jan. 20) 795

Real Assets Investment Management Inc. Change of Name .................................. #09 (Mar. 3) 1989

Recognition and Designation Order of the Canadian Depository for Securities Limited as a Clearing Agency, Application to Vary the


Recognition Order of the Mutual Fund Dealers Association of Canada, Application to Amend

Notice .................................................#46 (Nov. 17) 8978 Order - s. 144 .....................................#46 (Nov. 17) 9014

Recognition Order of TSX Group Inc. and TSX Inc., Application to Amend

Notice .................................................#34 (Aug. 25) 6744

Red Tusk Resources Inc. Cease Trading Order......................... #24 (June 16) 4955

Cease Trading Order......................... #25 (June 23) 5219 Cease Trading Order......................... #26 (June 30) 5397

Decision - s. 83.....................................#44 (Nov. 3) 8603

Redwood Asset Management Inc. MRRS Decision ....................................#44 (Nov. 3) 8605

Redwood Diversified Equity Fund MRRS Decision ....................................#44 (Nov. 3) 8605

Redwood Diversified Income Fund MRRS Decision ....................................#44 (Nov. 3) 8605

Refco Canada Co./Refco Canada Cie Change of Name ................................ #06 (Feb. 10) 1407

Refco Securities, LLC Suspended – Non Renewal................ #06 (Feb. 10) 1407



Regalito Copper Corp. Decision - s. 83 .................................. #33 (Aug. 18) 6593

Regenesis Capital Management Inc. Name Change.................................... #46 (Nov. 17) 9121

Regent Mercantile Bancorp Inc. Consent to Suspension (Rule 33-501

– Surrender of Registration)................ #49 (Dec. 8) 9667

Regent Securities Capital Corporation New Registration.................................. #49 (Dec. 8) 9667

Reid, Derek Notice from the Office


Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7826



Reindorf Investments Inc. Notice of Hearing ............................... #08 (Feb. 24) 1628 Notice from the Office of the Secretary.................................. #08 (Feb. 24) 1633 Notices of Hearing - ss. 127, 127.1.... #10 (Mar. 10) 2015 Notices from the Office of the Secretary.................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2026 Order - s. 127..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Order - s. 127...................................... #15 (Apr. 14) 3172

Reindorf, Werner Notice of Hearing................................ #08 (Feb. 24) 1628

Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Notices of Hearing - ss. 127, 127.1 .................................................. #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Order - s. 127 ......................................#15 (Apr. 14) 3172

Renvest Mercantile Bancorp. Inc. New Registration .................................. #03 (Jan. 20) 795

Research Capital Corporation Order - s. 74 ........................................#42 (Oct. 20) 8254

Research In Motion Limited Cease Trading Order...........................#43 (Oct. 27) 8439Notice of Hearing..................................#44 (Nov. 3) 8586Notice from the Office

of the Secretary ....................................#44 (Nov. 3) 8590Order - ss. 127(1)2 and 2.1, 127(5)......#44 (Nov. 3) 8637Cease Trading Order............................#44 (Nov. 3) 8643Notice from the Office

of the Secretary ..................................#45 (Nov. 10) 8749 Order - ss. 127(1)2 and 2.1 ................#45 (Nov. 10) 8800 Cease Trading Order..........................#45 (Nov. 10) 8805

Cease Trading Order..........................#46 (Nov. 17) 9017Cease Trading Order..........................#47 (Nov. 24) 9177 Cease Trading Order............................#48 (Dec. 1) 9337 Order - s. 144 .......................................#49 (Dec. 8) 9516

Cease Trading Order............................#49 (Dec. 8) 9555 Notice from the Office

of the Secretary ..................................#50 (Dec. 15) 9700Cease Trading Order..........................#50 (Dec. 15) 9729 Notice from the Office

of the Secretary ..................................#51 (Dec. 22) 9954 Order - s. 144 ...................................#51 (Dec. 22) 10003

Cease Trading Order........................#51 (Dec. 22) 10009



Resolute Growth Fund MRRS Decision.....................................#03 (Jan. 20) 583

Resource Equity Ltd. Consent - s. 4(b) of the Regulation ...... #44 (Nov. 3) 8735

Retire First Ltd. New Registration................................ #33 (Aug. 18) 6729

Retrocom Investment Management Inc. Consent to Suspension (Rule 33-501

– Surrender of Registration)............... #41 (Oct. 13) 8179

Rhinopharma Limited MRRS Decision..................................#25 (June 23) 5173

Rhodia S.A. MRRS Decision....................................#22 (June 2) 4528

Robson Capital Management Inc. Approval - s. 213(3)(b) of LTCA..............#01 (Jan. 6) 247

ROC Pref Corp. Consent - s. 4(b) of the Regulation ....... #40 (Oct. 6) 8038

ROC Pref II Corp. Consent - s. 4(b) of the Regulation ..... #41 (Oct. 13) 8213

ROC Pref III Corp. Consent - s. 4(b) of the Regulation ..... #41 (Oct. 13) 8214

Roche Securities Ltd. New Registration.................................#19 (May 12) 4081

OSC Decisions, Orders and Rulings ........................................#26 (June 30) 5395

Roche, Douglas OSC Decisions, Orders

and Rulings ........................................#26 (June 30) 5395

Rockwater Asset Management Inc. Name Change...................................... #49 (Dec. 8) 9667

Rockyview Oil & Gas Ltd. Decision - s. 83 .................................. #10 (Mar. 10) 2049

Rodrigues, Roy Brown Notice of Hearing ............................... #12 (Mar. 24) 2551

Notice from the Office of the Secretary.................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary.................................. #13 (Mar. 31) 2733 Order - s. 127(7) ................................ #13 (Mar. 31) 2758 Notice from the Office of the Secretary...................................#20 (May 19) 4132 Order - s. 127(7) .................................#20 (May 19) 4162 Notice from the Office of the Secretary................................. #39 (Sept. 29) 7694 Order - s. 127(7) ............................... #39 (Sept. 29) 7730


Rogers, Malcolm Notice of Hearing...................................#14 (Apr. 7) 2912

Notice of Hearing...................................#14 (Apr. 7) 2913 Notice from the Office of the Secretary .....................................#14 (Apr. 7) 2914 Notice from the Office of the Secretary .....................................#14 (Apr. 7) 2915 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3150 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Order ...................................................#15 (Apr. 14) 3167 Order ...................................................#15 (Apr. 14) 3168 Order ...................................................#15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings .........................................#15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings .........................................#15 (Apr. 14) 3184

Notice from the Office of the Secretary .................................#37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings .......................................#37 (Sept. 15) 7408

Rogers, William L. Notice of Hearing................................ #08 (Feb. 24) 1628


Roman Corporation Limited Cease Trading Order.......................... #21 (May 26) 4361

Cease Trading Order........................... #23 (June 9) 4777



Romarco Minerals Inc. Consent - ss. 4(b) of the Regulation ..#24 (June 16) 5132

Rorer Asset Management, LLC Voluntary Surrender of Registration... #47 (Nov. 24) 9277

Rosedale Place Limited Partnership Decision - s. 83 .................................. #10 (Mar. 10) 2038

Roundtable Capital Partners Inc. New Registration................................ #13 (Mar. 31) 2895

Approval - s. 213(3)(b) ........................ #17 (Apr. 28) 3684

Rouse, William Notice of Hearing ................................... #05 (Feb. 3) 989


Order - s. 127(7) ................................... #40 (Oct. 6) 7872

Rowan, Roger D. Notice of Hearing - ss. 127, 127.1........ #31 (Aug. 4) 6279

Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295



Royal Group Technologies Limited Notice of Hearing .................................. #14 (Apr. 7) 2907

Notices from the Office of the Secretary..................................... #14 (Apr. 7) 2913 Cease Trading Order ............................ #14 (Apr. 7) 2975 Cease Trading Order .......................... #15 (Apr. 14) 3191 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3340 Order - ss. 127(1)2, 127(1)2.1 ............ #16 (Apr. 21) 3363 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953

Order....................................................#23 (June 9) 4770 MRRS Decision.................................. #50 (Dec. 15) 9716

Royal Host Real Estate Investment Trust Order - s. 74 ........................................#42 (Oct. 20) 8256

Royal Mutual Funds Inc. MRRS Decision ................................. #21 (May 26) 4309

MRRS Decision ................................. #21 (May 26) 4314

Royster-Clark Ltd. Decision -s. 83.......................................#14 (Apr. 7) 2918

Royster-Clark ULC MRRS Decision .................................#37 (Sept. 15) 7387

RS Market Integrity Notice – Notice of Amendment Approval – Provisions Respecting Client Priority

Notice ................................................. #21 (May 26) 4297 SRO Notices and Disciplinary Proceedings .................... #21 (May 26) 4467

RS Market Integrity Notice – Notice of Withdrawal – Definition of “Applicable Market Display”


RS Market Integrity Notice – Notice of Withdrawal – Provisions to Accommodate the Introduction of Multiple Marketplaces


RS Market Integrity Notice - Request for Comments – Provisions Respecting Competitive Marketplaces

SRO Notices and Disciplinary Proceedings .......................#40 (Oct. 6) 7991

RS Notice - Request for Comments - Proposed Allocation of Costs - First Group

SRO Notices and Disciplinary Proceedings ....................#46 (Nov. 17) 9127

Rtica Corporation Order - s. 144 ...................................... #23 (June 9) 4768

Rules of the Toronto Stock Exchange Relating to the Adoption of Universal Market Integrity Rules, Amendments to the

Notice ................................................#39 (Sept. 29) 7694 SRO Notices and Disciplinary Proceedings ...................#39 (Sept. 29) 7815

Russell Canadian Equity Fund MRRS Decision ..................................#45 (Nov. 10) 8757

Russell Canadian Fixed Income Fund MRRS Decision ..................................#45 (Nov. 10) 8757

Russell Global Equity Fund MRRS Decision ..................................#45 (Nov. 10) 8757

Russell Implementation Services Inc. Change of Name ................................#32 (Aug. 11) 6573



Russell Investments Canada Limited Change in Name .................................#19 (May 12) 4081MRRS Decision................................... #35 (Sept. 1) 7018

Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237


Russell Overseas Equity Fund MRRS Decision.................................. #45 (Nov. 10) 8757

Russell US Equity Fund MRRS Decision.................................. #45 (Nov. 10) 8757

Sabourin and Sun (BVI) Inc. Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696



Sabourin and Sun Group of Companies Inc. Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696



Sabourin and Sun Inc. Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696



Sabourin, Peter Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696



Sackport Ventures Inc. Cease Trading Order ..........................#20 (May 19) 4175

Cease Trading Order ..........................#21 (May 26) 4361

SAFRAN MRRS Decision.................................... #48 (Dec. 1) 9319

Saguenay Capital, LLC New Registration................................. #16 (Apr. 21) 3473

Order - s. 218 of the Regulation..........#19 (May 12) 3923 Change in Registration Category .......#26 (June 30) 5525

Sakk Asset Management Inc. New Registration ................................ #20 (May 19) 4277

Change of Name ................................. #22 (June 2) 4665

Salida Trading LP New Registration ...................................#27 (July 7) 5683

SAMSys Technologies Inc. Cease Trading Order........................... #23 (June 9) 4777

Cease Trading Order......................... #25 (June 23) 5219

Sandink, Shawn SRO Notices and

Disciplinary Proceedings ...................... #18 (May 5) 3864 SRO Notices and Disciplinary Hearings........................... #23 (June 9) 4881 SRO Notices and Disciplinary Proceedings ................... #26 (June 30) 5527 SRO Notices and Disciplinary Proceedings .....................#30 (July 28) 6264

Santa Barbara Asset Management, LLC New Registration ...................................#27 (July 7) 5683

Sapphire Tower Development Corp. Notice of Hearing................................#51 (Dec. 22) 9950

Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9953

Sara Lee Corporation MRRS Decision ..................................#34 (Aug. 25) 6760

Saratoga Finance Inc. New Registration .................................. #09 (Mar. 3) 1989

Sayer Securities Limited Suspended Due to Voluntary

Non-Renewal........................................ #04 (Jan. 27) 955

SCC Limited New Registration .................................#28 (July 14) 5851

Schwartz, George Notice of Hearing................................ #19 (May 12) 3881

Notice from the Office of the Secretary .................................. #19 (May 12) 3885 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 Order - ss. 127(1), 125(5)................... #19 (May 12) 3920 Notice from the Office of the Secretary .................................. #20 (May 19) 4132 Order - s. 127(7)................................. #20 (May 19) 4163 Notice from the Office of the Secretary ................................. #24 (June 16) 4915

Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8229 Order - s. 127(7)..................................#42 (Oct. 20) 8255

SCI Income Trust MRRS Decision ...................................#15 (Apr. 14) 3157



SCITI Total Return Trust MRRS Decision...................................#21 (May 26) 4322

SCM Investors LLC Suspended Due to Voluntary

Non-Renewal ............................................#04 (Jan. 27) 955

SCOSS Capital Corporation Decision - s. 83 .................................... #44 (Nov. 3) 8599

Scotia Capital (USA) Inc. Order - s. 3.1 of OSC Rule 31-501

Registrant Relationships and s. 127(2)(h) of the Regulation .................. #09 (Mar. 3) 1820 Order - s. 3.1 of OSC Rule 31-501 and s. 127(2)(h) of the Regulation ........ #14 (Apr. 7) 2971

Scotia Capital Inc. MRRS Decision.....................................#02 (Jan. 13) 280

MRRS Decision.................................. #06 (Feb. 10) 1258 Order - s. 3.1 of OSC Rule 31-501 Registrant Relationships and s. 127(2)(h) of the Regulation .................. #09 (Mar. 3) 1820 Order - s. 3.1 of OSC Rule 31-501 and s. 127(2)(h) of the Regulation ........ #14 (Apr. 7) 2971 Order - s. 74.......................................#26 (June 30) 5382 Order - s. 74.......................................#26 (June 30) 5386 Order - s. 74........................................ #29 (July 21) 5908 Order - s. 74......................................... #31 (Aug. 4) 6332

Order - s. 74....................................... #34 (Aug. 25) 6775MRRS Decision................................... #36 (Sept. 8) 7208Order - s. 74...................................... #39 (Sept. 29) 7732Order - s. 74....................................... #45 (Nov. 10) 8798 MRRS Decision.................................. #51 (Dec. 22) 9995

Scotia Cassels Investment Counsel Limited MRRS Decision.................................. #11 (Mar. 17) 2295

MRRS Decision.................................. #12 (Mar. 24) 2561MRRS Decision.................................. #12 (Mar. 24) 2573MRRS Decision.....................................#14 (Apr. 7) 2927

Scotiabank Capital Trust Decision .............................................#25 (June 23) 5158

Sears Canada Inc. Notice of Hearing................................ #21 (May 26) 4298

Notice of Hearing............................... #24 (June 16) 4912 Notice from the Office of the Secretary ................................. #24 (June 16) 4913 Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 104(1), 127 ...................... #25 (June 23) 5207 Order - ss. 104(1), 127 ...................... #25 (June 23) 5210 Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 104(1), 127 ...................... #25 (June 23) 5207 Order - ss. 104(1), 127 ...................... #25 (June 23) 5210 Notice of Hearing............................... #24 (June 16) 4912 Notice from the Office of the Secretary ................................. #24 (June 16) 4913 Order ...................................................#30 (July 28) 6145 Order ...................................................#30 (July 28) 6147


MRRS Decision ...................................#43 (Oct. 27) 8413

Sears Holdings Corporation Notice from the Office

of the Secretary ...................................#35 (Sept. 1) 7004 Order - s. 9(2)......................................#35 (Sept. 1) 7062

News Release ....................................#46 (Nov. 17) 8982

SEB Enskilda, Inc. Change of Name ................................#34 (Aug. 25) 6983

Second Cup Royalty Income Fund MRRS Decision ...................................#16 (Apr. 21) 3353



Secured Life Ventures Inc. Notice of Hearing ............................... #08 (Feb. 24) 1628

Notice from the Office of the Secretary.................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary.................................. #08 (Feb. 24) 1633 Order.................................................. #08 (Feb. 24) 1657 Notice of Hearing - ss. 127, 127.1...... #10 (Mar. 10) 2015 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2026 Order - s. 127..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3152 Order - s. 127...................................... #15 (Apr. 14) 3172

Securities Act, Amendments to Legislation............................................ #44 (Nov. 3) 8701

SEDI User Opinion Survey News Release..................................... #43 (Oct. 27) 8389

SEI Capital Limited Change of Name................................ #10 (Mar. 10) 2245

SEI Inc. Change of Name................................ #10 (Mar. 10) 2245

SEI Investments Canada Company MRRS Decision.....................................#04 (Jan. 27) 816MRRS Decision................................... #36 (Sept. 8) 7193

Semafo Inc. Order - s. 74........................................ #35 (Sept. 1) 7051

Semco Technologies Inc. MRRS Decision................................... #36 (Sept. 8) 7204

Seneca Capital Management LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Senecal Investment Counsel, Inc. Amalgamation .........................................#01 (Jan. 6) 243

MRRS Decision..................................... #14 (Apr. 7) 2958

Sentron Capital Group Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Sentry Select Capital Corp. MRRS Decision.................................. #13 (Mar. 31) 2739

Sentry Select Corporate Class Ltd. MRRS Decision .................................. #12 (Mar. 24) 2582

MRRS Decision .....................................#14 (Apr. 7) 2919

Sentry Select Money Market Class MRRS Decision .................................. #12 (Mar. 24) 2582


Sequoia Oil & Gas Trust Decision - s. 83...................................#46 (Nov. 17) 8989

Setanta Asset Management Limited Exemption - Rule 35-502.................... #07 (Feb. 17) 1615

Seven Evergreen Apartment Project Cease Trading Order..........................#50 (Dec. 15) 9729

Seven Evergreen Apartment Project Cease Trading Order........................#51 (Dec. 22) 10009

Sextant Capital Management Inc. Change of Name ................................ #06 (Feb. 10) 1407

SFK Pulp Fund Order - s. 74 ......................................#39 (Sept. 29) 7732

SG Cowen & Co., LLC Change of Name ................................ #08 (Feb. 24) 1791

Shellbridge Oil & Gas, Inc. Decision - s. 83....................................#29 (July 21) 5885

Sherritt International Corporation MRRS Decision ...................................#15 (Apr. 14) 3164

Shiningbank Energy Income Fund MRRS Decision .................................#39 (Sept. 29) 7709

Shiningbank Energy Ltd. Decision - s. 83.....................................#44 (Nov. 3) 8613

Shire Pharmaceuticals Group plc Decision - s. 83..................................... #03 (Jan. 20) 593

SHLD Acquisition Corp. Notice of Hearing................................ #21 (May 26) 4298

Notice of Hearing............................... #24 (June 16) 4912 Notice from the Office of the Secretary ................................. #24 (June 16) 4913 Order ...................................................#30 (July 28) 6145 Order ...................................................#30 (July 28) 6147

Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 104(1), 127 ...................... #25 (June 23) 5207 Order - ss. 104(1), 127 ...................... #25 (June 23) 5210


Shorcan ATS Limited New Registration ............................... #26 (June 30) 5525



Shuman, Alan Marsh Notice of Hearing - ss. 127, 127(1) ..... #29 (July 21) 5867

Notice from the Office of the Secretary................................... #29 (July 21) 5872 Order - s. 127(7) ................................. #29 (July 21) 5903

Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9151

Order.................................................. #47 (Nov. 24) 9171 Order.................................................. #47 (Nov. 24) 9172

Sico Inc. Decision - s. 83 .................................... #31 (Aug. 4) 6319

Siebel Janna Arrangement, Inc. Decision - s. 83 .................................... #09 (Mar. 3) 1812

Signature Canadian Balanced Fund MRRS Decision..................................#26 (June 30) 5377

Signature Canadian Resource Corporate Class MRRS Decision..................................#26 (June 30) 5377

Signature Canadian Resource Fund MRRS Decision..................................#26 (June 30) 5377

Signature Canadian Small Cap Corporate Class MRRS Decision.................................... #05 (Feb. 3) 1005

Signature Capital Securities LLC Order - s. 218 of the Regulation.........#25 (June 23) 5188

Signature Capital Securities LLP New Registration................................. #29 (July 21) 6041

Signature Corporate Bond Corporate Class MRRS Decision..................................#26 (June 30) 5377

Signature Corporate Bond Fund MRRS Decision..................................#26 (June 30) 5377

Signature Dividend Corporate Class MRRS Decision..................................#26 (June 30) 5377

Signature Dividend Fund MRRS Decision..................................#26 (June 30) 5377

Signature High Income Corporate Class MRRS Decision..................................#26 (June 30) 5377

Signature High Income Fund MRRS Decision..................................#26 (June 30) 5377

Signature Income & Growth Corporate Class MRRS Decision..................................#26 (June 30) 5377

Signature Income & Growth Fund MRRS Decision..................................#26 (June 30) 5377

Signature Select Canadian Corporate Class MRRS Decision..................................#26 (June 30) 5377

Signature Select Canadian Fund MRRS Decision ................................. #26 (June 30) 5377

Silver Gold Glatt & Grosman LLP Decision - NI 52-108 Auditor Oversight, ss. 2.2, 2.2 ........................ #08 (Feb. 24) 1642

Silver Heights Capital Management Inc. New Registration .................................#41 (Oct. 13) 8179

Silver Oak Capital Corp. Suspended – Non Renewal................ #06 (Feb. 10) 1407

Silverbridge Capital Inc. New Registration ................................ #12 (Mar. 24) 2717

Silverstone Resources Corp. Cease Trading Order.......................... #20 (May 19) 4175

Silvio Ventures Inc. Order - s. 144 .....................................#45 (Nov. 10) 8795

Simplex Solutions Inc. Cease Trading Order............................ #18 (May 5) 3775


Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5220 Cease Trading Order......................... #26 (June 30) 5398 Cease Trading Order.............................#27 (July 7) 5595 Cease Trading Order...........................#28 (July 14) 5729 Cease Trading Order...........................#29 (July 21) 5921 Cease Trading Order...........................#30 (July 28) 6163

Sir Capital Corporation Suspended – Non Renewal................ #06 (Feb. 10) 1407

Sirit Inc. MRRS Decision ..................................#34 (Aug. 25) 6762

Skye Resources Inc. MRRS Decision ....................................#49 (Dec. 8) 9522

Skylon Advisors Inc. Decision - s. 7.1(1) of MI 33-109 ....... #25 (June 23) 5177

Skypower Wind Energy Fund LP MRRS Decision ...................................#17 (Apr. 28) 3512

Sleeman Breweries Ltd. Decision - s. 83.....................................#48 (Dec. 1) 9291

SLGC Limited MRRS Decision ...................................#29 (July 21) 5886

SMC Ventures Inc. Order - s. 144 ..................................... #20 (May 19) 4160



Smith, Dale Notice of Hearing - ss. 127, 127.1....... #41 (Oct. 13) 8047

Notice from the Office of the Secretary................................... #41 (Oct. 13) 8054

Smith, Shane Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696



SMK Speedy International Inc. MRRS Decision.................................. #34 (Aug. 25) 6773

Snow, Jason Notice of Hearing ................................... #05 (Feb. 3) 989


Order - s. 127(7) ................................... #40 (Oct. 6) 7872

SNP Split Corp. MRRS Decision....................................#22 (June 2) 4534

Solaris Capital Advisors Inc. New Registration................................. #42 (Oct. 20) 8343

SoundVest Capital Management Ltd. Approval - s. 213(3)(b) of the LTCA .... #16 (Apr. 21) 3481

South America Gold and Copper Company Limited Cease Trading Order ............................#02 (Jan. 13) 319

Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Cease Trading Order ......................... #06 (Feb. 10) 1273

Southern Cross Resources Inc. MRRS Decision.....................................#02 (Jan. 13) 276

Sovereign Canadian Equity Pool MRRS Decision.................................. #45 (Nov. 10) 8757

Sovereign Canadian Fixed Income Pool MRRS Decision.................................. #45 (Nov. 10) 8757

Sovereign Emerging Markets Equity Pool MRRS Decision ..................................#45 (Nov. 10) 8757

Sovereign Global Equity Pool MRRS Decision ..................................#45 (Nov. 10) 8757

Sovereign Overseas Equity Pool MRRS Decision ..................................#45 (Nov. 10) 8757

Sovereign US Equity Pool MRRS Decision ..................................#45 (Nov. 10) 8757

Specialty Foods Group Income Fund Cease Trading Order.............................#14 (Apr. 7) 2975

Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953

Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777

Spider Resources Inc. Order - s. 83.1(1)................................#46 (Nov. 17) 9012

Spork Capital Management Inc. Change of Name ................................ #06 (Feb. 10) 1407

New Registration ................................ #06 (Feb. 10) 1407

Sprott Securities Inc. Order - s. 74 .......................................#33 (Aug. 18) 6617Order - s. 74 ........................................#35 (Sept. 1) 7054Order - s. 74 ........................................#42 (Oct. 20) 8254

SR Telecom Inc. Cease Trading Order..........................#47 (Nov. 24) 9177 Cease Trading Order............................#48 (Dec. 1) 9337 Cease Trading Order............................#49 (Dec. 8) 9555 Cease Trading Order..........................#50 (Dec. 15) 9729

St. Jude Resources Ltd. Decision - ss. 83....................................... #01 (Jan. 6) 32

Standard Life Assurance Company MRRS Decision ...................................#29 (July 21) 5886

Standard Life Investments Inc. Change of Category ........................... #13 (Mar. 31) 2895

Standard Securities Capital Corporation SRO Notices and

Disciplinary Proceedings .....................#28 (July 14) 5853

Stanwich Advisors LLC Decision - s. 6.1(1) of MI 31-102

National Registration Database and s. 6.1 of OSC Rule 13-502 Fees .............#43 (Oct. 27) 8392

Stanwich Advisors, LLC New Registration ..................................#44 (Nov. 3) 8727



Starboard Capital Markets, LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407

Stark Investments (Canada) Corp. New Registration.................................. #05 (Feb. 3) 1149

StarPoint Energy Trust MRRS Decision.....................................#03 (Jan. 20) 520

Decision - s. 83 .................................. #08 (Feb. 24) 1638

STaRS Income Fund MRRS Decision.................................. #51 (Dec. 22) 9989

Starwood Capital Corporation Suspended Due to Voluntary

Non-Renewal ........................................#04 (Jan. 27) 955

State Street Global Advisors Multi-Access Funds MRRS Decision...................................#19 (May 12) 3895

State Street Global Advisors World Funds MRRS Decision...................................#19 (May 12) 3895

State Street Global Advisors, Ltd. MRRS Decision...................................#19 (May 12) 3895

Statement of Priorities for Fiscal Year Ending March 31, 2007

Request for Comments ...................... #12 (Mar. 24) 2603

Statement of Priorities for the Financial Year to End March 31, 2007

Notice.................................................#26 (June 30) 5338

Stellation Asset Management LLC Order - s. 218 of the Regulation......... #08 (Feb. 24) 1662Order - s. 80.......................................... #14 (Apr. 7) 2968New Registration................................. #43 (Oct. 27) 8525

Sterling Grace & Co. New Registration................................ #50 (Dec. 15) 9923

Sterling Leaf Income Trust Cease Trading Order ..........................#20 (May 19) 4175

Cease Trading Order ...........................#22 (June 2) 4569

Sterling Resources Ltd. Order - s. 74........................................ #29 (July 21) 5910

Sterlite Gold Ltd. Cease Trading Order ............................ #14 (Apr. 7) 2975


Stern, Richard Notice of Hearing................................. #23 (June 9) 4708

Notice of Hearing................................. #23 (June 9) 4709 Notice from the Office of the Secretary ................................... #23 (June 9) 4716 Notice from the Office of the Secretary ................................. #25 (June 23) 5142 Order - ss. 127, 127.1 ....................... #25 (June 23) 5192 Order - ss. 127, 127.1 ....................... #25 (June 23) 5199 OSC Decisions, Orders and Rulings .........................................#28 (July 14) 5725 OSC Decisions, Orders and Rulings .........................................#28 (July 14) 5727

Notice of Hearing - s. 127...................#47 (Nov. 24) 9149 Notice of Hearing - s. 127...................#47 (Nov. 24) 9150 Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9150 Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9151



Stevens, Scott Andrew SRO Notices and

Disciplinary Proceedings ........................ #01 (Jan. 6) 245 SRO Notices and Disciplinary Proceedings .................... #07 (Feb. 17) 1609 SRO Notices and Disciplinary Proceedings ...................... #18 (May 5) 3863 SRO Notices and Disciplinary Proceedings .....................#29 (July 21) 6110

Stinson, Harry Notice of Hearing................................#51 (Dec. 22) 9950

Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9953

Stone & Co. Limited MRRS Decision ................................. #24 (June 16) 4921

Stone 2005 Flow-Through Limited Partnership MRRS Decision ................................... #23 (June 9) 4741

Stone Mountain Resources Ltd. MRRS Decision .................................. #21 (May 26) 4303



Stonebrooke Asset Management Inc. Change in Name .................................#19 (May 12) 4081 Change of Name..................................#22 (June 2) 4665

StoneHarbour Investment Counsel Inc. New Registration................................ #47 (Nov. 24) 9277

Stornoway Diamond Corporation MRRS Decision.................................. #34 (Aug. 25) 6766MRRS Decision................................... #36 (Sept. 8) 7212MRRS Decision................................. #37 (Sept. 15) 7393

Straight Forward Marketing Corporation Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319

Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857

Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009

Stratagem Investment Counsel Inc. Suspended based on the firm’s consent

to suspension under Rule 33-501 – Surrender of Registration ................#21 (May 26) 4465

Strategic Advisors Corp. Change in Name ...................................#18 (May 5) 3861

Strategic Analysis (1994) Corporation Change in Category ........................... #11 (Mar. 17) 2523

Strategic Capital Partners Inc. Change in Name ...................................#18 (May 5) 3861

Stratos Global Corporation MRRS Decision...................................#19 (May 12) 3889

Strongco Income Fund MRRS Decision.................................. #13 (Mar. 31) 2736

Student Transportation of America Ltd. MRRS Decision.....................................#04 (Jan. 27) 827

Student Transportation of America ULC MRRS Decision.....................................#04 (Jan. 27) 827

Summerwood Capital Corp. New Registration............................... #37 (Sept. 15) 7527

Sun Valley Gold Master Fund, Ltd. Order - s. 144........................................#02 (Jan. 13) 297

Sunrise Senior Living Real Estate Investment Trust Order - s. 74......................................... #31 (Aug. 4) 6332 MRRS Decision.................................... #49 (Dec. 8) 9509

Superior Plus Inc. MRRS Decision ........................................ #01 (Jan. 6) 12Order - s. 83 ........................................#41 (Oct. 13) 8055

Superior Plus Income Fund MRRS Decision ........................................ #01 (Jan. 6) 12MRRS Decision ...................................#35 (Sept. 1) 7044

SXR Uranium One Inc. MRRS Decision .................................. #21 (May 26) 4337

Symmetry Canadian Stock Capital Class MRRS Decision ....................................#49 (Dec. 8) 9516

Symmetry EAFE Stock Capital Class MRRS Decision ....................................#49 (Dec. 8) 9516

Symmetry Specialty Stock Capital Class MRRS Decision ....................................#49 (Dec. 8) 9516

Symmetry US Stock Capital Class MRRS Decision ....................................#49 (Dec. 8) 9516

Symphony Asset Management, LLC New Registration .................................. #02 (Jan. 13) 417

Synergy American Corporate Class MRRS Decision ................................. #26 (June 30) 5377

Synergy American Fund MRRS Decision ................................. #26 (June 30) 5377

Synergy Canadian Corporate Class MRRS Decision ................................. #26 (June 30) 5377

Synergy Canadian Equity Corporate Class MRRS Decision .................................... #05 (Feb. 3) 1005

Synergy Canadian Style Management Corporate Class MRRS Decision .................................... #05 (Feb. 3) 1005MRRS Decision ................................. #26 (June 30) 5377

Synergy Extreme Canadian Equity Fund MRRS Decision ................................. #26 (June 30) 5377

Synergy Extreme Global Equity Fund MRRS Decision ................................. #26 (June 30) 5377

Synergy Global Corporate Class MRRS Decision ................................. #26 (June 30) 5377

Synergy Global Style Management Corporate Class MRRS Decision ................................. #26 (June 30) 5377

Synergy Tactical Asset Allocation Fund MRRS Decision ................................. #26 (June 30) 5377

Systematic Financial Management, L.P. New Registration ................................ #19 (May 12) 4081

T.I.P. Wealth Management Inc. New Registration ................................#33 (Aug. 18) 6729



T.I.P. Wealth Manager Inc. Approval - s. 213(3)(b) of the LTCA .... #35 (Sept. 1) 7181

Tacita Capital Inc. New Registration................................. #36 (Sept. 8) 7317

Tactic Series Funds Inc./Fonds Tactic Serices Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407

TAL Global Asset Management Inc. / TAL gestion globale d’actifs inc.

Change of Name...................................#02 (Jan. 13) 417

TAL Global Asset Management Inc. MRRS Decision.........................................#01 (Jan. 6) 36

MRRS Decision.....................................#03 (Jan. 20) 558

Talisman Energy Inc. MRRS Decision.................................. #51 (Dec. 22) 9985

Talvest and Company Limited Partnership 1994 MRRS Decision..................................... #40 (Oct. 6) 7828

Talvestco Inc. MRRS Decision..................................... #40 (Oct. 6) 7828

Taylor Jr., Lewis Notice from the Office

of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966



Taylor Sr., Lewis Notice from the Office




Taylor, Colin Notice from the Office

of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966 Notice from the Office of the Secretary....................................#22 (June 2) 4520 Order - s. 127.......................................#22 (June 2) 4563


Taylor, Jared Notice from the Office

of the Secretary .....................................#14 (Apr. 7) 2914 Order - s. 127 ........................................#14 (Apr. 7) 2966

Notice from the Office of the Secretary ................................... #22 (June 2) 4520 Order - s. 127 ...................................... #22 (June 2) 4563


TD Asset Management Inc. MRRS Decision .................................. #06 (Feb. 10) 1235

Order .................................................. #11 (Mar. 17) 2315 MRRS Decision .................................. #12 (Mar. 24) 2561

MRRS Decision .................................. #12 (Mar. 24) 2573MRRS Decision .....................................#14 (Apr. 7) 2943MRRS Decision .................................. #19 (May 12) 3899

Order .................................................. #21 (May 26) 4345 MRRS Decision ................................. #25 (June 23) 5179

MRRs Decision....................................#35 (Sept. 1) 7027MRRS Decision .................................#37 (Sept. 15) 7380MRRS Decision .................................#39 (Sept. 29) 7699MRRS Decision .....................................#40 (Oct. 6) 7863MRRS Decision .....................................#40 (Oct. 6) 7869

Decision - s. 6.1 of Rule 13-502 Fees ....................................................#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237

Order ...................................................#43 (Oct. 27) 8436 MRRS Decision ..................................#51 (Dec. 22) 9967


TD Banknorth, N.A. MRRS Decision ....................................#31 (Aug. 4) 6308

TD Emerald Active Core Canadian Bond Pooled Fund Trust

Order ...................................................#43 (Oct. 27) 8436

TD Emerald Canadian Bond Pooled Fund Trust Order ...................................................#43 (Oct. 27) 8436

TD Emerald Canadian Equity Market Neutral Fund Order ...................................................#43 (Oct. 27) 8436

TD Emerald Canadian Equity Market Pooled Fund Trust II

Order ...................................................#43 (Oct. 27) 8436

TD Emerald Canadian Long Bond Broad Market Pooled Fund Trust

Order ...................................................#43 (Oct. 27) 8436

TD Emerald Canadian Long Bond Pooled Fund Trust Order ...................................................#43 (Oct. 27) 8436

TD Emerald Canadian Market Capped Pooled Fund Trust

Order ...................................................#43 (Oct. 27) 8436



TD Emerald Canadian Real Return Bond Pooled Fund Trust

Order................................................... #43 (Oct. 27) 8436

TD Emerald Diversified Yield Pooled Fund TrusT Order................................................... #43 (Oct. 27) 8436

TD Emerald Enhanced Canadian Bond Pooled Fund Trust

Order................................................... #43 (Oct. 27) 8436

TD Emerald Enhanced Canadian Equity Pooled Fund Trust

Order................................................... #43 (Oct. 27) 8436

TD Emerald Enhanced Hedged U.S. Equity Pooled Fund TrusT

Order................................................... #43 (Oct. 27) 8436

TD Emerald Enhanced U.S. Equity Pooled Fund Trust Order................................................... #43 (Oct. 27) 8436

TD Emerald Extended U.S. Market Pooled Fund Trust Order................................................... #43 (Oct. 27) 8436

TD Emerald Global Equity Pooled Fund Trust Order................................................... #43 (Oct. 27) 8436

TD Emerald Hedged Synthetic International Equity Pooled Fund Trust

Order................................................... #43 (Oct. 27) 8436

TD Emerald Hedged Synthetic U.S. Equity Pooled Fund Trust

Order................................................... #43 (Oct. 27) 8436

TD Emerald Hedged U.S. Equity Pooled Fund Trust Order................................................... #43 (Oct. 27) 8436

TD Emerald Multi-Strategy Absolute Return Fund Order................................................... #43 (Oct. 27) 8436

TD Emerald North American Equity Pairs Fund Order................................................... #43 (Oct. 27) 8436

TD Emerald Pooled U.S. Fund Order................................................... #43 (Oct. 27) 8436

TD Emerald U.S. Equity Market Neutral Fund Order................................................... #43 (Oct. 27) 8436

TD Emerald Unhedged Synthetic U.S. Equity Pooled Fund Trust

Order................................................... #43 (Oct. 27) 8436

TD Fundsmart Managed Aggressive Growth Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943

TD Fundsmart Managed Aggressive Growth RSP Portfolio

MRRS Decision.....................................#14 (Apr. 7) 2943

TD Fundsmart Managed Balanced Growth Portfolio MRRS Decision .....................................#14 (Apr. 7) 2943

TD Fundsmart Managed Balanced Growth RSP Portfolio


TD Fundsmart Managed Income & Moderate Growth Portfolio


TD Fundsmart Managed Income & Moderate Growth RSP Portfolio


TD Fundsmart Managed Income Portfolio MRRS Decision .....................................#14 (Apr. 7) 2943

TD Fundsmart Managed Income RSP Portfolio MRRS Decision .....................................#14 (Apr. 7) 2943

TD Fundsmart Managed Maximum Equity Growth Portfolio


TD Fundsmart Managed Maximum Equity Growth RSP Portfolio


TD Harbour Capital Balanced Fund Order .................................................. #11 (Mar. 17) 2315

TD Harbour Capital Canadian Balanced Fund Order .................................................. #11 (Mar. 17) 2315

TD Harbour Capital Commodity Fund Order .................................................. #11 (Mar. 17) 2315

TD Harbour Capital Foreign Balanced Fund Order .................................................. #11 (Mar. 17) 2315

TD Lancaster Balanced Fund II Order ...................................................#43 (Oct. 27) 8436

TD Lancaster Canadian Equity Fund Order ...................................................#43 (Oct. 27) 8436

TD Lancaster Fixed Income Fund II Order ...................................................#43 (Oct. 27) 8436

TD Lancaster Mid Term Money Market Fund Order ...................................................#43 (Oct. 27) 8436

TD Lancaster Short Bond Fund Order ...................................................#43 (Oct. 27) 8436

TD Managed Aggressive Growth Portfolio MRRS Decision .....................................#14 (Apr. 7) 2943

TD Managed Aggressive Growth RSP Portfolio MRRS Decision .....................................#14 (Apr. 7) 2943



TD Managed Balanced Growth Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943

TD Managed Balanced Growth RSP Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943

TD Managed Income & Moderate Growth Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943

TD Managed Income & Moderate Growth RSP Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943

TD Managed Income Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943

TD Managed Income RSP Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943

TD Managed Maximum Equity Growth Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943

TD Managed Maximum Equity Growth RSP Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943

TD Securities Inc. MRRS Decision.....................................#02 (Jan. 13) 280

MRRS Decision.................................. #08 (Feb. 24) 1652Order - s. 74.......................................#26 (June 30) 5386

SRO Notices and Disciplinary Proceedings....................... #27 (July 7) 5686 Order - s. 74......................................... #31 (Aug. 4) 6332 Order - s. 74......................................... #31 (Aug. 4) 6334

Order - s. 74....................................... #33 (Aug. 18) 6617Order - s. 74....................................... #34 (Aug. 25) 6775Order - s. 74...................................... #39 (Sept. 29) 7732Order - s. 74........................................ #42 (Oct. 20) 8256Order - s. 74....................................... #45 (Nov. 10) 8798


TD Waterhouse $Cdn Alternative Investment Fund Order...................................................#21 (May 26) 4345

TD Waterhouse $US Alternative Investment Fund Order...................................................#21 (May 26) 4345

TD Waterhouse Canada Inc. Order - s. 144.....................................#24 (June 16) 4948

Teck Cominco Limited MRRS Decision....................................#23 (June 9) 4729

Notice from the Office of the Secretary................................... #30 (July 28) 6127 Order - s. 127...................................... #30 (July 28) 6154

Notice from the Office of the Secretary................................... #35 (Sept. 1) 7006 OSC Decisions, Order and Rulings..... #35 (Sept. 1) 7078

Teck Cominco Metals Ltd. Decision - s. 83 .................................. #13 (Mar. 31) 2735

TECSYS Inc. Cease Trading Order............................#31 (Aug. 4) 6345Cease Trading Order..........................#32 (Aug. 11) 6487Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799Cease Trading Order...........................#35 (Sept. 1) 7083Cease Trading Order...........................#36 (Sept. 8) 7231Cease Trading Order.........................#37 (Sept. 15) 7423Cease Trading Order.........................#38 (Sept. 22) 7591

Teddy Bear Valley Mines, Limited Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order...........................#35 (Sept. 1) 7083Order - s. 144 ....................................#38 (Sept. 22) 7574Cease Trading Order.........................#38 (Sept. 22) 7591

Telepanel Systems Inc. Order - ss. 83, 144 ............................. #11 (Mar. 17) 2318

Telesystem International Wireless Inc. Order - s. 83 ......................................... #04 (Jan. 27) 839

Tempest Energy Corp. Decision - s. 83..................................... #02 (Jan. 13) 280

Templeton Limited Partnership 1993 MRRS Decision .....................................#14 (Apr. 7) 2952





Tengtu International Corp. Cease Trading Order.............................#40 (Oct. 6) 7893Cease Trading Order...........................#42 (Oct. 20) 8259 Order - s. 144 .......................................#49 (Dec. 8) 9526

Tenth Power Securities Ltd. New Registration .................................. #18 (May 5) 3861

Teranet Income Fund MRRS Decision ................................. #24 (June 16) 4925

Terra Firma Equity Fund 2004 Inc. Approval - s. 5.5 ................................... #02 (Jan. 13) 500

Terra Firma Income Fund 2004 Inc. Approval - s. 5.5 ................................... #02 (Jan. 13) 500

Texaco Capital LLC Decision - s. 83................................... #11 (Mar. 17) 2304



TGS North American Real Estate Investment Trust Decision - s. 83 .................................... #31 (Aug. 4) 6316

The Helical Corporation Inc. Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729

ThinkEquity Partners LLC Decision - s. 6.1(1) of MI 31-102

National Registration Database and s. 6.1 of Rule 13-502 Fees ......................#23 (June 9) 4718

New Registration............................... #38 (Sept. 22) 7679

Thistle Mining Inc. Exemption - s. 13.1 of NI 51-102 ......... #49 (Dec. 8) 9681

Tibollo, Michael Anthony Notice from the Office

of the Secretary.....................................#02 (Jan. 13) 265 OSC Decisions, Orders and Rulings ...........................................#02 (Jan. 13) 303

Tibollo, Michelle Antonio Notice from the Office

of the Secretary.....................................#02 (Jan. 13) 265 OSC Decisions, Orders and Rulings ...........................................#02 (Jan. 13) 303

Tim Hortons Inc. MRRS Decision.................................. #10 (Mar. 10) 2051

Tiros Asset Management Ltd. Suspended Due to Voluntary

Non-Renewal ........................................#04 (Jan. 27) 955

Top of the Valley Limited Partnership Decision - s. 83 .................................. #10 (Mar. 10) 2038

Toreador Resources Corporation Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555

Toronto-Dominion Bank MRRS Decision.....................................#18 (May 5) 3701

MRRS Decision...................................#20 (May 19) 4149

Torstar Corporation MRRS Decision.........................................#01 (Jan. 6) 33

Toxin Alert Inc. Cease Trading Order ................................#01 (Jan. 6) 73

Tradewinds NWQ Global Investors, LLC New Registration................................ #10 (Mar. 10) 2245

TransAlta Corporation MRRS Decision.................................. #45 (Nov. 10) 8762

Trapeze Asset Management Inc. Change in Name ...................................#18 (May 5) 3861

Trapeze Capital Corp. Change in Name .................................. #18 (May 5) 3861

Traxis Partners LLC Order - s. 80 of the CFA ...................... #22 (June 2) 4547

Tremblay, Martin News Release ........................................ #05 (Feb. 3) 993

Notice from the Office of the Secretary (Jan. 26) ....................... #05 (Feb. 3) 994 Notice from the Office of the Secretary (Jan. 27) ....................... #05 (Feb. 3) 994 Direction - s. 126(5) .............................. #05 (Feb. 3) 1022 Direction - s. 126(5) .............................. #05 (Feb. 3) 1027 News Release .................................... #06 (Feb. 10) 1193 Notice from the Office of the Secretary .................................. #06 (Feb. 10) 1219 Notice from the Office of the Secretary .................................. #06 (Feb. 10) 1220 Direction - s. 126(5) ............................ #06 (Feb. 10) 1267 Direction - s. 126(5) ............................ #06 (Feb. 10) 1269 News Release .................................... #10 (Mar. 10) 2039

Triact Canada Marketplace LP New Registration ..................................#44 (Nov. 3) 8727

Triant Technologies Inc. MRRS Decision ................................. #26 (June 30) 5381

Triax Growth Fund Inc. MRRS Decision .................................... #02 (Jan. 13) 291

Tricycle Asset Management Capital Corporation Change of Name .................................#35 (Sept. 1) 7177

Tricycle Capital Corporation Change of Name .................................#35 (Sept. 1) 7177

Trilogy Blue Mountain Ltd. MRRS Decision ..................................#51 (Dec. 22) 9987

Trimark Balanced Pool Order - ss. 113, 117(2) ........................#48 (Dec. 1) 9333

Trimark Global Equity Pool Order - ss. 113, 117(2) ........................#48 (Dec. 1) 9333

TriPalms Equity Inc. New Registration ...............................#37 (Sept. 15) 7527

Tristone Capital Inc. Order - s. 74 ...................................... #26 (June 30) 5384

Order - s. 74 ...................................... #26 (June 30) 5387 Order - s. 74 ........................................#29 (July 21) 5908

Order - s. 74 .......................................#34 (Aug. 25) 6775Order - s. 74 .......................................#45 (Nov. 10) 8798

Trizec Canada Inc. Order - s. 83 ........................................#43 (Oct. 27) 8404

Trizec Properties, Inc. Decision...............................................#30 (July 28) 6133



True Energy Inc. MRRS Decision.................................... #05 (Feb. 3) 1018

True Energy Trust Order - s. 74.......................................#26 (June 30) 5382

True Oil & Gas Ltd. Decision - s. 83 ................................... #29 (July 21) 5885

TRZ Holdings II Inc. Decision - s. 83 .................................. #47 (Nov. 24) 9155

TSX Company Manual, Amendments to SRO Notices and

Disciplinary Proceedings.................... #06 (Feb. 10) 1412

TSX Company Manual, Housekeeping Amendments to Notice..................................................#21 (May 26) 4298


TSX Company Manual, TSX Notice of Approval of Housekeeping Amendments to

Notice................................................. #50 (Dec. 15) 9692 SRO Notices and Disciplinary Proceedings.................... #50 (Dec. 15) 9925

TSX Direct Access Rules SRO Notices and


TSX Group Inc. Notice..........................................................#01 (Jan. 6) 3

Order - s. 144............................................#01 (Jan. 6) 66Order - s. 144..................................... #34 (Aug. 25) 6778

TSX Inc. - Request for Comments - Amendments to the Direct Access Rules


TSX Inc. – Request for Comments – Deletion of Rule 4-804

SRO Notices and Disciplinary Proceedings................... #38 (Sept. 22) 7682

TSX Inc. – Request for Comments – Implementation of a Pre-Trade Matching Facility – Alternative Trade eXecution

SRO Notices and Disciplinary Proceedings....................... #40 (Oct. 6) 8023

TSX Inc. Notice..........................................................#01 (Jan. 6) 3

Order - s. 144............................................#01 (Jan. 6) 66Order - s. 144..................................... #34 (Aug. 25) 6778Decision – Section 21(5)

of the Act........................................... #37 (Sept. 15) 7392

TSX Rules for Marketplace Trade and Message Reporting on the Exchange, Approval of Amendments to

Notice ...................................................#09 (Mar. 3) 1806 SRO Notices and Disciplinary Proceedings ...................... #09 (Mar. 3) 1991

TW & Company Investment Management Inc. Approval ............................................. #19 (May 12) 4121Name Change ....................................#45 (Nov. 10) 8965

TWP & Company Investment Management Inc. Name Change ....................................#45 (Nov. 10) 8965

UBS AG Change of Category .............................#48 (Dec. 1) 9449

UBS Securities Canada Inc. Order - s. 74 ........................................#35 (Sept. 1) 7049

UCB SA MRRS Decision ..................................#46 (Nov. 17) 8986

UCB SP GMBH MRRS Decision ..................................#46 (Nov. 17) 8986

Ulfan, Hanoch Notice of Hearing.................................... #05 (Feb. 3) 989

Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 News Release ..................................... #23 (June 9) 4714 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589

Order - s. 127(7)....................................#40 (Oct. 6) 7872

ULLICO Investment Company, Inc. Order - s. 218 of the Regulation ..........#29 (July 21) 5901

Union Gas Limited MRRS Decision .....................................#27 (July 7) 5572

United Bolero Development Corp. Order - s. 83.1(1)...................................#27 (July 7) 5578



United Capital Securities Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407

United Financial Corporation MRRS Decision...................................#19 (May 12) 3891MRRS Decision..................................#26 (June 30) 5369

Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237

Universal Settlements International Inc. Notice of Hearing ..................................#03 (Jan. 20) 508

Notice from the Office of the Secretary.....................................#03 (Jan. 20) 517 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - ss. 127, 127.1 ........................ #07 (Feb. 17) 1471 Notice from the Office of the Secretary....................................#22 (June 2) 4516

Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7825 Order - s. 127........................................ #40 (Oct. 6) 7871 Reasons................................................ #40 (Oct. 6) 7880

UR Energy Inc. Consent - ss. 4(b) of the Regulation ..#24 (June 16) 5130

UrAsia Energy Ltd. Exemption - s. 13.1 of NI 51-102 ........#20 (May 19) 4287

Ur-Energy Inc. Order - s. 74....................................... #34 (Aug. 25) 6780

US Gold Canadian Acquisition Corporation MRRS Decision..................................#24 (June 16) 4932

USC Education Savings Plans Inc. MRRS Decision.................................. #34 (Aug. 25) 6754

Usling, Gary Notice from the Office




Valde, Gord Notice of Hearing.................................... #05 (Feb. 3) 989


Order - s. 127(7)....................................#40 (Oct. 6) 7872

Valeurs Mobilières Everest Inc./Everest Securities Inc. New Registration .................................#17 (Apr. 28) 3681

Van Dyk, Troy Notice of Hearing................................ #08 (Feb. 24) 1628




Venable Park Investment Counsel Inc. New Registration...................................#03 (Jan. 20) 795

Vengrowth Advanced Life Sciences Suspended Due to Voluntary

Non-Renewal ............................................#04 (Jan. 27) 955

Vengrowth II Capital Management Inc. Suspended Due to Voluntary

Non-Renewal ............................................#04 (Jan. 27) 955

Venture Partners Balanced Fund Inc. MRRS Decision.....................................#02 (Jan. 13) 291

Venturelink Brighter Future (Balanced) Fund Inc. Decision - s. 5.5(1)(b) of NI 81-102

Mutual Funds.......................................... #30 (July 28) 6129

Venturelink Brighter Future (Equity) Fund Inc. MRRS Decision.................................. #33 (Aug. 18) 6608

Venturelink Diversified Balanced Fund Inc. Decision - s. 5.5(1)(b) of NI 81-102

Mutual Funds.......................................... #30 (July 28) 6129

Venturelink Fund Inc. MRRS Decision.................................. #33 (Aug. 18) 6608

Veolia Environnement MRRS Decision.................................. #45 (Nov. 10) 8768

Verbeek, Brian Peter Notice from the Office

of the Secretary...........................................#01 (Jan. 6) 8 Order - ss. 127 and 127.1 .........................#01 (Jan. 6) 65 Reasons: OSC Decisions, Orders and Rulings ...............................................#01 (Jan. 6) 69

Veritas Energy Services Inc. MRRS Decision..................................#25 (June 23) 5168

VFC Inc. MRRS Decision...................................#20 (May 19) 4149

MRRS Decision................................... #28 (July 14) 5716

Vickery, Paul Notice of Hearing - ss. 127, 127(1) .... #34 (Aug. 25) 6748


Notice of Discontinuance .................... #35 (Sept. 1) 7002 Notice from the Office of the Secretary................................... #35 (Sept. 1) 7004 Order................................................... #35 (Sept. 1) 7056 Notice of Hearing .............................. #37 (Sept. 15) 7368 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7371 Notice from the Office of the Secretary................................. #38 (Sept. 22) 7560 Order................................................. #38 (Sept. 22) 7581

Victory Capital Management Inc. New Registration................................ #47 (Nov. 24) 9277

Vicwest Corporation MRRS Decision .................................. #11 (Mar. 17) 2294

Viking Energy Royalty Trust Decision - s. 83......................................#14 (Apr. 7) 2917

Vincor International Inc. Decision - s. 83.................................. #26 (June 30) 5352

Virginia Gold Mines Inc. Decision - s. 83.................................... #23 (June 9) 4727

Vivendi Universal Exchangeco Inc. MRRS Decision .................................... #18 (May 5) 3742

Vivendi Universal Holdings Company MRRS Decision .................................... #18 (May 5) 3742

Vivendi Universal S.A., MRRS Decision .................................... #18 (May 5) 3742

Viventia Biotech Inc. Decision -s . 83..................................... #03 (Jan. 20) 523

VL Advisors Inc. New Registration .................................... #01 (Jan. 6) 243

Volkswagen Canada Inc. MRRS Decision ...................................#16 (Apr. 21) 3343

von Anhalt, Emilia News Release ...................................... #03 (Jan. 20) 517News Release .................................... #06 (Feb. 10) 1219

von Anhalt, Jurgen News Release ...................................... #03 (Jan. 20) 517News Release .................................... #06 (Feb. 10) 1219

VRB Power Systems Inc. Order - s. 74 ........................................#42 (Oct. 20) 8254

VSM Medtech Ltd. Cease Trading Order........................#51 (Dec. 22) 10009

Vultaggio, Peter OSC Decisions, Orders, and Rulings ....#27 (July 7) 5591

VW Credit Canada, Inc. MRRS Decision ...................................#16 (Apr. 21) 3343

Wachovia Corporation MRRS Decision ..................................#45 (Nov. 10) 8789



Waddingham, Leonard Notice of Hearing ................................... #05 (Feb. 3) 989


Order - s. 127(7) ................................... #40 (Oct. 6) 7872

Walton, Dane Alan Notice from the Office


Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7826



Wardle, W. Scott SRO Notices and

Disciplinary Proceedings.................... #46 (Nov. 17) 9124

Watt Carmichael Inc. Notice of Hearing - ss. 127, 127.1........ #31 (Aug. 4) 6279

Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295



Wave Securities Canada Inc. Voluntary Surrender.............................#22 (June 2) 4665

Wave Securities Suspended based on the firm’s consent

to suspension under Rule 33-501 – surrender of registration..................... #30 (July 28) 6257

Waxman, Robert Notice from the Office

of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2028 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 Order .................................................. #10 (Mar. 10) 2071 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 OSC Decisions, Orders and Rulings ........................................ #12 (Mar. 24) 2590 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941


Wealth Creation & Preservation Inc. New Registration ...............................#37 (Sept. 15) 7527

Weda Bay Minerals Inc. Decision - s. 83.....................................#44 (Nov. 3) 8634

Wellco Energy Services Inc. MRRS Decision ...................................#17 (Apr. 28) 3514

Wellington Management Company, LLP Decision - s. 7.1(1) of MI 33-109 .........#17 (Apr. 28) 3494 Change of Category .............................#48 (Dec. 1) 9449

Wellington West Asset Management Inc. MRRS Decision .................................... #05 (Feb. 3) 1002

Wellington West Capital Inc. MRRS Decision .................................... #05 (Feb. 3) 1002

MRRS Decision ................................. #26 (June 30) 5358 Amalgamation ......................................#49 (Dec. 8) 9667

Wellington West Capital Markets Inc. Order - s. 74 .......................................#33 (Aug. 18) 6617Order - s. 74 ........................................#35 (Sept. 1) 7047

Wells Capital Management, Inc. Suspended Due to Voluntary

Non-Renewal........................................ #04 (Jan. 27) 955



Wentworth Hauser and Violich Decision - s. 6.1(1) of MI 31-102 National

Registration Database and s. 6.1 of Rule 13-502 Fees .................... #32 (Aug. 11) 6465

Wentworth, Hauser and Violich, Inc. New Registration................................ #33 (Aug. 18) 6729

Wenzel Downhole Tools Ltd. Order - s. 144........................................#04 (Jan. 27) 841

Wesdome Gold Mines Inc. Decision - s. 83 .................................. #11 (Mar. 17) 2276

West Face Capital Inc. Change of Name.................................. #05 (Feb. 3) 1049

Westcoast Energy Inc. MRRS Decision..................................... #27 (July 7) 5572

Western Lakota Energy Services Inc. MRRS Decision................................. #39 (Sept. 29) 7725

WestLB AG, New York Branch MRRS Decision.................................. #32 (Aug. 11) 6461

Westwind Partners Inc. Order - s. 74.......................................#26 (June 30) 5384Order - s. 74........................................ #35 (Sept. 1) 7047Order - s. 74........................................ #35 (Sept. 1) 7051

WGI Heavy Minerals, Incorporated Cease Trading Order ............................ #14 (Apr. 7) 2975


White Fire Energy Ltd. Decision - s. 83 .................................. #12 (Mar. 24) 2560

Wolverton Securities Ltd. Exemption - Rule 31-502 Proficiency Requirements ofRegistrants............... #10 (Mar. 10) 2252

Woodcroft, John Notice from the Office


WorkGroup Designs Ltd. Cease Trading Order..........................#32 (Aug. 11) 6487Cease Trading Order..........................#34 (Aug. 25) 6799

World Wide Minerals Ltd. Cease Trading Order........................... #23 (June 9) 4777

Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5219

Xanthoudakis, John Notice of Hearing - ss. 127, 127.1 .......#41 (Oct. 13) 8047

Notice from the Office of the Secretary ...................................#41 (Oct. 13) 8054

Xerox Capital LLC MRRS Decision ................................ #26 (June 30) 5368

Xplore Technologies Corp. Notice of Hearing.................................. #04 (Jan. 27) 807

Notice from the Office of the Secretary .................................... #04 (Jan. 27) 809 Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 995 Order - ss. ss. 127(1), 127.1................. #05 (Feb. 3) 1028 OSC Decisions, Orders and Rulings .......................................... #05 (Feb. 3) 1035



Xstrata Canada Inc. MRRS Decision.................................. #51 (Dec. 22) 9976

Xstrata plc MRRS Decision.................................. #51 (Dec. 22) 9976

YEARS Financial Trust MRRS Decision.........................................#01 (Jan. 6) 16

MRRS Decision.........................................#01 (Jan. 6) 20

YEARS Trust MRRS Decision.........................................#01 (Jan. 6) 27

YEARS U.S. Trust MRRS Decision.........................................#01 (Jan. 6) 27

Order - s. 83..........................................#04 (Jan. 27) 838

Years U.S. Trust MRRS Decision...................................#19 (May 12) 3894

Yellow Pages Income Fund MRRS Decision.................................. #13 (Mar. 31) 2751

YMG Capital Management Inc. Decision - s. 83 .................................. #11 (Mar. 17) 2277MRRS Decision................................... #43 (Oct. 27) 8402

York Labour Fund Inc. Order...................................................#21 (May 26) 4346Order - s. 5.5(1)(b) of NI 81-102

Mutual Funds .....................................#26 (June 30) 5389Order - s. 83........................................ #35 (Sept. 1) 7053

York Street Capital Corp. New Registration................................ #11 (Mar. 17) 2523

YPG Holdings Inc. MRRS Decision.................................. #13 (Mar. 31) 2751

Zapata Energy Corporation Order - s. 74........................................ #29 (July 21) 5904

ZENON Environmental Inc. Consent - s. 4(b) of the Regulation .....#19 (May 12) 4121

Zephyr Alternative Power Inc. Notice of Hearing................................ #08 (Feb. 24) 1628

Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Order .................................................. #08 (Feb. 24) 1657 Notice of Hearing - ss. 127, 127.1 ...... #10 (Mar. 10) 2015 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3152 Order - s. 127 ......................................#15 (Apr. 14) 3172

Zuk, Robert Patrick Notice from the Office

of the Secretary .................................#39 (Sept. 29) 7695Notice of Withdrawal .............................#40 (Oct. 6) 7823

Notice from the Office of the Secretary .....................................#40 (Oct. 6) 7826

Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8591

Notice from the Office of the Secretary ..................................#45 (Nov. 10) 8749 Order ..................................................#45 (Nov. 10) 8797



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OSC Bulletin - Cumulative Index 2006 - Index for Volume 29 ... · (2006), 29 OSCB Cumulative Index...

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