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I ,'cMo'(wJ l · Report required by the Eth:ie:J irr Government Act of 1978, (IJ amehded (S U.S.C. App. 4, Sec. J(IJ.J J"l)

8-0. the i..slsofl!o<>lnformall.on oontained !n(hls l!.portand rary

1'Rev. ll.l:!JOIJ FINANCIAL DISCLOSURE REPORT

Nomination Report

1 1. Person P ...eporting (Lmt name, fit st. middle initial) 2. Court or Organization 3. DateofR.eJWl'rt

I Bea, Carlos '!',

14.Tltli> (Af'fic1eIlljudges indicate actlYe orsenior statur: magistrare judge1 indicate fa//- or parl-lim•)

I

Co>.<.r:t of Appeals,Ninth Circuit

5. ReporlType(clmktype)

.:.._ Nomiutioa, 04/11/2003n...

04111/2003

&. Reporting Period Ol/Ol/2002

to Circuit Ju-dge {nominee I Initial Anmull

- Final -

03/3112003

1. Chnm n orOftiee Address modificatioas pert.IUning thereto. tt Is in myoptnio tn compliance:400 Mc liister Street - applkahle 1a,.. .,.i ,..gu1aff...,

San Fra:-,cisco, Cali 'fornia

Re om=94102

JMPOR'l'AN'l' i\T()TES: The irutructiani acC()m ponying this form must be fa1laweti, Cotnplere till. parts, checking the NONE buxfqreach fe.::tion where)'OU h no reportable infcrmatlqn. Stgn en the last page.

I..pQSffiONS (Reporting lmiMdual only; •eepp. 9·15 c{Imtructions.J POSffiON NAME OF ORGA.'fl!IZATION I ENTITY

D NONE (No l"!l"'l"bieposi:.io:t )

l

2

3 -r--l

II. AGREEMENTS (Reporttng tndMtiual only;,., pp.I<-J 6of Jnt1n1eUonsJ

DATE

D NONE (Norqx>rtablea )

'l 1/23/9C

PARTIES AND TER.1'1S

Jud es Retire. ent Syste fState of California)PERS

2 1/23/SO . City, and County of San Francisco D ferred. Compensation l?lan {Aefna}

3 1123{90 40l!k) EJn?loyer Contribution Program, Dept Personnel Administration Savings Plus Program (Nationwide Retirel't',ent Solutions)

(Reporting individual and .rpouse; .ree pp.11-24 of Instruction:.) . m. NON-INVESTMENT INCOl'ttE DATE SOURCE AND TYPE GROSS INCOME

(yours, notspouso'>) D NONE (Nonpotttbl••••»inveslm<llt "'""""·)

l 02-3/03 S ate of California{City and Qounty of San Francisco; Jud9 of the Superior .$168,309.03

Co:.<rt'

- 2 02 .. 3/03 naging !?artner $ 66,935.00

3 2002 State of Cal;_fornia/ Cit.y anO Cour.ty of Sar, franc .s:;o; Juci:;te of the Superior $133,3:..4.08 Court.

R

CREDITOR (Norop«tablofusbiliti:s.)

NONE (Nosudi"'Jlortablereimbu=n-.)

2

3

Nume of P= R<;>orting Date of Report_

Bea, csrlos T. 04/11/2003FINANCIAL DI CLOSU.RE REPORT

IV. REIMBURSEME1''TS transportation, lodging, food, entertainment. -

(lr.cluda rhos« tu.spouse and dependent cltlldrltn. See pp. 25..JB oflnstructionsJ

SOURCE DESCRIPTION

D l XOMPT

2

3

4

s

7

V. GIFTS (lncbide.s those to :poiue and depe.ndmt children. See pp. 29·.32 oflr.:;tructlon:.)

SOU CE DESCRlPTION VALUED NONE (No oudueportabl• gifts.)

1 EY..£MP'r

VI. LIABILITIES

DESCRIPTION VALUE CODE•D NOJ\'E

l Visa Credit Ca!:"ds; Firs USA Bank. N.A. per K lice se frbm Visa U.S.A.

l S5DO.OJC·: r_ .Ll :::JDE ;J: ; :· J:'.JL• c: lez:- K..,,;::; 5,00: · 5C,OO'.:,· L=SSJ.OOi tc $100,-00V ;,1=< ;OO,IX•1-S:.5C-,OC:J f;.=;;:;5(1,tlJ

t·:::-:::s:<:,u - ;_,r:·,.:1: ",o;:i:· ::-1 "'-s- .OQ ,001 .s;: _lJ'.:KJ,DO:-' r;:=$::.v c.vc·1-!::.: .•000,oc•, :::.=-;::..t·JL1,oo;-::-i:.r::.0 1c,o:,:_i P""-"'S.sc.ooo.ec-. mor:

2

3

5

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IQ.

Value Mdhod Code

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J!'INANCIAL DISCLOSURE REPORT Baa, ca los '!'. Nltlne of Person Reporting

VIL Pai,,-e 1 INVESTMENTS .and TRUSTS- income, valu transactions

Dntc of Report I 0411112oos

(Jnclud those ofspcnts£ and a oemlemchl!dnm. See pp. 36-54 ofin.1tructionsJ

A Descriplioo of Asscts ! Jncome during Gross lue T;:ansaa:ions during repurting period

"',,.for(includIDgtrust """') j"'l""'.ingperlod period!""Oiling

(1) '.(I) (2) (I) lfm<-.iptfulmfvalue Type

Plaas ... ro.. qfieraich asset Code (e. ,Code (e.g, buy, {2) (3)exempt from prior disclosure. dividend, sell, partial De!e: 'ValueGain Identityof l10l! QI' sale. merger, Moolh- Code Code 1 Jr.,yer/sell.,.interest) · 1(J-P) (Q-W).

redemption) Dey (A-ll) (ifprlvotetnusaction)

(A-ll)

I I !!NONE (No. report.able income.assets, or

transactions.) A · Rent s EX PT

Cali:!orr.ia. $79, i4.l 2

•

3 ExeMP'rIshares"':'.'rust Russell 1000 ti !DividendValue Index tund I I

5

7

e

9

10

1l

l2

13

l4

- <·-

16

Adobe Systems Ino Common stock! A Div dend L EXEMPT

Alltel Corp Common stock A Dividend

Avon Cort.mon Stock lJividend

Carnival Common Stock A Pi-.ridend . Coca Cola Common stock A Dividend

Co .puter Associates Dividend

Fa nie Mae Common stock A Dividend

franklin Resources Common .. Dividend Stock

Home Depot Common Stock

I A Dividend

Intel Corp Com..'nOn Stock A Dividend

T

L

L T

L T

T

L T

L T

T

T

EXEMPT

£Xi.Hl?T

XEMPT

EXEMPT

EXE.Mt:'.!'.

EXEMPT

EY.EH!'T ..

l:XBMPT

1 tX£M?'!'

MBNA Corporation Common· Stock OividenO EXE>!?'!

I McKesson HBOC Commer. Stock

Merck & Co Com. an Stock

Phar.r.acis Co .mon Stock

" I

Div dend L T EXEMPT .

e !Dividend T EXEH?T

A vide.nd EX£M?T

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l U1 1Ctai.P Ctxie:::: A..,$1,000 orle$ B--la.001-s:<..SOD c :;.o,SOl-SS,000 . JPSS,001-Sill,OOO

Co:. Bl.1)4) F""!50J){)1 $i00,0G£.1 C=SJ00,00 l-$1.00t\OOO H1 l,OOD,001-S5,0(1G.O:.J:) Hl""£5,000,0C1 or m3re

: , :::..'. ;:.t::::" .1,,,S:3,0V · o; les:: r:.::o: . .:.::, ZJ3} 0""'£5 ·0,00i·S:.o :rJ,O:JD

r:=C:()1;:; (rez: x:..a i.i',i ,_,..,..- -

FINANCIAL

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(3) '4)

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Niur ofPerson Repo:tlng !M(e of Report i B•a, Carlos T. 04/ .ll/.:'.:OCS DISCLOSURE REPORT

(Jnc:udes those of spouse and VU. Page 2 INVESTME!\'TS and TRUSTS- income, value, transactions dapendentchrldr;;n, Se< pp. :;15.54 afln:tructions.)

A a C

Description of .Assets fu.eome during j Gross wJue jTraollllrti-On.S during reporting period reportingperiod : at end of l(includingtrust nssru) I 'reprutingr2)(l) (1) 1f not cxcmpt from disclosure Amcunt TY!'<' Value VitlUe Type

Place "(XJ" afier each asset Code (<.g., {e.g.? buy, (2) (5)exempt from prior disclcsure. (A-II) dividend, (J·P) ..U,pa.-tial Date: Value Gain I ldmtey of !

I Irent.or (Q-V.? sale, merge:,,_ Monlh· Code ' buyeriseller ! !ntcrost) redemption) Day (A·H) \tfprivate

transact.Jon)

DNONE (No rtportable inoome,as or

• i 19 arget ccrn:oon S}ock I\ Dividend· T EXEMPT

.. -

19 Dodge & c=:.x Stock Fend. A ';' EXEMPT

'20 '>lan9uard Capital- Cali o:nia Intermediate tax free f nd

A Dividend N T EXEMPT

I 21 UBS Pa.ineWebber Money Fund A Interest T •EXEMPT

22 Franklin Ternpleto Cal Tax EKernpt E\lnd

B Dividend M T EXEMPT

23 ·Franklin Templetor. Cal Tax a Pi vidend EXEMPT. Free Fund

I 2< UBS PaineWebber Mo ey Market Dividend Pl T EXEMPT . Fund I 25 BOOfor:d Ppty Inv { "bed"NYSE) E Dividend T 1 EXEMPT

I 26 Cal St Dept Wtr Res 5.9% '05 Interest L T EXEMPT

'

2? Cd St G.O. Ambac 5.5\ '09 c !nteres't L T EXEMPT

' 2S ·S\:. veteran GO s '7 st Interest T t.X£.V.PT

'

29 Fresno ca Jt .Pwrs F'NG 4t •oe c Interest L T I EXEMPT

30 !.assen Ca Mun Util Rev FSA. c !n e;::est · L . T I• .s tll

31 Los Ange:es Co Met Serv 0% '11 c \Interest L EY..EMPT

I 32 San Diego Cnty partn rf ar.ibac c tr1terest L EXEMPT

5.25• '05

San Fran Ca !nt'l A:.rport !nterest L X'.EMPT '10

34 San Mateo Cnty Jt Pwr S.6% :nt:erest I I

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!

l ir.c'Oain Ci-des: fa,=Si,000 or lest B=S: .(}{):-5:2.500 C=SZ,5C·!-S5,000 D-""£: ;001-!l jooo Eo:r£1 .001- 50,000 ! (::O'.. Bl, ::l4) F""iZ50.DDt"s:oo ::r O""SlOC',GCiJ-Sl,000,0DO ;::J ...,Sl,OOC,001 t5))00,0J) I-!2.., 5,00C,Ofll or more

K=$! 5.00 l ·SS0.0�)0

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period i (!) (l)

(3) (S) Date:

Code (Ml)

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44 'll c

l 0 I 46 1'

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Nrune of Pmon R<:porting Date of Report Sea, Carlos T. 04/ll/2J0.3LiN'Ai"lfCIAL DISCLOStiRE REPORT

(Inc!rAdesthoJ£ ofspow;e and VIL Page 3 INVESTMENTS and TRUSTS- inrome, value, transactions dependemchihfren. See pp. 36-54 ofinstmcoor.sJ

' A. Descript\ouof Assru ln<oniediuing Grossva1ue ITrnnsscticm during reporting period

t<portingperiod At end of {iru::ludingtrust assets) g

1(1) :(Z) !<2) Ifnot from disclosure Amount Type \1;i1ue'VaJue T)'pePlace 1'(X)'" after each a: sat ' Code I (e.g., Code IMethod (e.g., buy, l (Z} 1(4)

e:i.Ylrnpt /rQm pnor Jfa.:/tJmre. 1 (A-ll) 1 <IMdend, (J-P) Jeode lre!Lpartfal ValUe Gain ldeotity of buyer I set: er(Q-1¥) sale,. merger Month· CodeI 1-"' r oo)I DO)' (if private tnmsa<tion)inte...i)

DNONE (N¢ reportabI income.assets, or

h>Qsll<tion<.) . Ford Motor Credit 6.675%'06

.

36 G$Xi.l Motors Ccrp 7.1%'.06

Target Ccrp Notes 6.35% 'll c

ay Neto 3.25%10f B

39 US Tsy Note 5.C% 'll D

40 i.iS T$:J Note S.5%- ·o 0

as t;;;y Not:e 6.125t '01

Ford Mo or Credit 6.875%

J 43 Genl Motors Corp 1.1.91 c

Target Corp NTS 6.35\

45 US Tsy No e 5.0\ '11 c

46 US TSY Note S.5% fQ9 n

"

Hu .mer/Winblad III Ltd Pa, t

E'.&F Flair Center El Monte Part

50

: ; m<:iGcu: Codec; A"'::- .000 !es:; (Col. El, D4) :F.o-t;5(;,00J·S'.l08,DOQ

Inte.rest L

I!!t.!'>rest L

Interest L

Interest L

I:-:.terest

Inte.rest M

Interest

int:erest

Ir:te.rest

Interest .

1nte.r-z:st M

Interest M

Oistribut 0 ion

Distribut

ion

Distribut ion ...

T EXE:M?l'

T EXEMPT

T EXEM?T.

EXE:M?':'T

EX.EMP'!

EXE.\11?'.:'.'"" I .I T

? £XE.V.PT I IT EXEMPT

T

... IT ' EY.EMPT

T E:XEMMPT I I

!s t7LMPT

EXEMPT I EXEt-il?T

I I

""$2501-$5,000 D=S5,00i-$1S,OOC

: ,,,:::s;.:.o:H .,s50:r,,ooc1 r:=SI5.(Y,J1 s.so1ooti r ! ""l° .C'.)0,001 S5,(!'i' ·,Ocr' Y:""ss,ooc,001-$15.00:J.0{.t• F.l ::'.:5,0{J ,l)·:j $50,000.COD ?.;.=;.:5C,0()0,VG1 G:'.' more

L""i'.::vc:" (re;i,t a:1'.y1 ''-""''--

I l

.. .

, Name of Peracn R<porfag Date ;>f Report _ . Bea, Carlos T• . 04/11/2003!'INANC!AL DISCLOSURE REPORT

VITI. ADDITIONAL INFOIDtlA TfON OR EXPLANATIONS. (/ndlcot< part cf report)

PART l: Position e: , ontd . • •

-PA.RT 2: Date re: 1/23, cn d • . . /1990

Part 7: }\ssessment of by Los Angeles Co ty Assesso.x: for tax year 2002-2003 was .$1# 783, 424.44 for e tire property, Filer cwns 45% o! partnership:., which owns the land and buildings.

Nnme

DISCLOSURE REPORT Boa, · ...L __ _:._ J

SECTION HEADING. (illdlcatepa.'lCfr'J'ort.)

, ofPernon Reporting Date of Report . , , ca::los T • 04/ :112003 ,Fl:NANCIAL

Information continued from Parts I through VI, inclusive. !?MT 3. NCN-INV'ESTMENT INCOME {contld,)

Line Date Source and Type Gross Income

5 2002 $ 55,943.47 6 2001 $ <:S,031.52

FINANCIAL DISCLOSURE REPORT Bea, Carlos T.

Date -0f Ripo .. 0;11112003·

IX. CER.TIFICA TION

I certify that all the ir.formation g!-vCn above {including iri.format:ton pe;cta!:ning to rny spouse and rr,inor o.r depe::dent childt'en, if any; s accurate true, ac complete to the best of my knowledge and be ief, a d that any inform.at.ion not rep::irted was withheld because it met applicable statutory provisions permitting non-disclosure.

.

r further certify that earned .inco?".e from oi:t:side employmen't and honoraria and the acceptance of gifts which

have been reported are in compliance with the provisi ns of S u.s.c. app. 4, sec'tion 01 et. eq., S U S.C. 7353 nd Judicial Conference regulations.

MAY - 7 2003Sig:lature

Note: Any individual who kti.oWi:'lqly and wilfully falsifies 'or fails to f!le this report may be subjec to civil and criminal sanctions {5 C.s.c. A.pp. ; , Section 104) •

,

. ···

FILING INSTRUCTIONS

Mail original a.nd three additional copies to:

Committee on Financial Disclruiure Administrative Office of the United Sti:tes Courts

One Co!umliu£ Circle, N,E. Suitt '.'-301 \t;';uJli!nuion, D C. 23544