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TNBankers.org Opening Seminar Overview Focal Points New ... New Accounts in TN W… · information,...
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Seminar Overview ere is a lot to know at the new accounts desk— federal regulations, Tennessee law, bank policy and procedures. is seminar makes sense of all these requirements and provides a strong foundation for adherence to the bank’s Anti-Money Laundering program (CIP and CDD—beneficial ownership and customer risk profile). “Know your program” is the primary emphasis of the presentation and materials. e importance of knowing what is required by the bank’s board approved CIP and CDD programs is stressed from beginning to end. Participants learn that the answers to many of their day-to-day questions are found in the bank’s written, board-approved BSA-AML policies and procedures. Consumer, fiduciary and business ownerships recognized by Tennessee law are also covered in detail. • Individual • Joint • POD • Minors (including TNUTMA) • Trusts (revocable and irrevocable) • Guardianships/Conservatorships • SSA Representative Payee • Sole Proprietorships • Limited liability companies • Corporations • Clubs and civic organizations • More Opening New Accounts in Tennesseee TNBankers.org Focal Points • Understanding that the bank’s policies and procedures determine what is required or acceptable at onboarding and account opening • Knowing the types of consumer, fiduciary, and commercial account ownerships recognized by Tennessee law • Recognizing documentation available to open accounts properly under federal regulation and state law Delivery Method and Program Content is live, overview program covers both federal and state of Tennessee issues involving deposit account administration and will cover any changes that have taken place. Each participant will receive a reference manual with vital information participants can use ongoing. e instructor will take time to discuss and answer participants’ questions and will provide important information concerning the evening’s topics. September 9, 2019 – Kingsport Bank of Tennessee, Operations Center This location in partnership with September 11, 2019 – Knoxville U.T. Conference Center September 23, 2019 – Jackson DoubleTree by Hilton September 25, 2019 – Nashville TBA Barrett Training Center Opening New Accounts in Tennessee An Evening Program Who Should Attend e seminar is designed for financial institution personnel who onboard business customers and open or modify deposit accounts. Supervisors, trainers, auditors, and compliance staff will also find the program useful.
Transcript of TNBankers.org Opening Seminar Overview Focal Points New ... New Accounts in TN W… · information,...
Seminar Overview There is a lot to know at the new accounts desk—federal regulations, Tennessee law, bank policy and procedures. This seminar makes sense of all these requirements and provides a strong foundation for adherence to the bank’s Anti-Money Laundering program (CIP and CDD—beneficial ownership and customer risk profile).
“Know your program” is the primary emphasis of the presentation and materials. The importance of knowing what is required by the bank’s board approved CIP and CDD programs is stressed from beginning to end. Participants learn that the answers to many of their day-to-day questions are found in the bank’s written, board-approved BSA-AML policies and procedures.
Consumer, fiduciary and business ownerships recognized by Tennessee law are also covered in detail.
• Individual• Joint• POD• Minors (including TNUTMA)• Trusts (revocable and irrevocable)• Guardianships/Conservatorships• SSA Representative Payee• Sole Proprietorships• Limited liability companies• Corporations• Clubs and civic organizations • More
Opening New Accounts in TennesseeeTNBankers.org
Focal Points• Understanding that the bank’s policies and
procedures determine what is required or acceptable at onboarding and account opening
• Knowing the types of consumer, fiduciary, and commercial account ownerships recognized by Tennessee law
• Recognizing documentation available to open accounts properly under federal regulation and state law
Delivery Method and Program ContentThis live, overview program covers both federal and state of Tennessee issues involving deposit account administration and will cover any changes that have taken place. Each participant will receive a reference manual with vital information participants can use ongoing. The instructor will take time to discuss and answer participants’ questions and will provide important information concerning the evening’s topics.
September 9, 2019 – KingsportBank of Tennessee, Operations CenterThis location in partnership with
September 11, 2019 – KnoxvilleU.T. Conference Center
September 23, 2019 – Jackson DoubleTree by Hilton
September 25, 2019 – NashvilleTBA Barrett Training Center
Opening New Accounts in TennesseeAn Evening Program
Who Should AttendThe seminar is designed for financial institution personnel who onboard business customers and open or modify deposit accounts. Supervisors, trainers, auditors, and compliance staff will also find the program useful.
Schedule4:30 p.m. Registration5:00 p.m. Dinner is served5:45 p.m. Program begins promptly8:45 p.m. Adjourn
TBA ContactMonique WhiteDirector of [email protected] or 800-964-5525www.TNBankers.org
These meeting locations are designated nonsmoking facilities and properties.
Program FeesTBA Members / Associate Members Nonmembers
Early Registration $255 $510
Kingsport/ Knoxville early registration deadline is August 26.Jackson/ Nashville early registration deadline is September 10.
Registration $305 $560
Day-of-Program $355 $610
Any changes or day-of-program registrations will be assessed an additional $50 late registration fee— no exceptions!
Fee covers instruction, reference manual, refreshment breaks and dinner. Please register early.
Continuing Education CreditAttendees qualify for 3 hours each day of Continuing Professional Education (CPE) credit in the area of Specialized Knowledge.
This program has not been pre-approved for continuing education (CE) credit by ABA Professional Certifica-tions. Attendees who require CE credits should go to www.aba.com/Training/Certifications/Pages/CEProviders.aspx for further instructions.
Additional InformationVisit TNBankers.org/education/events for information on hotels, attire, special needs, cancellation policy, inclement weather policy, continuing education credit information, photo policy, and antitrust policy.
Opening New Accounts in TennesseePresenters
Laura Wilson is a principal with Pegasus Educational Services, LLC. Her career in training on banking related issues began in 1987. At one time she served as the regulatory compliance trainer for a $3 billion savings bank.
Later, she was a senior consultant and full-time trainer for a regional consulting firm for financial institutions. She has served on the faculty of FDIC’s Bank Operations and Compliance School for examiners. In addition to presenting seminars for 17 state bankers associations, she has been an instructor at compliance schools sponsored by the Iowa, Kentucky, Texas, and Pennsylvania bankers associations.
Dates & LocationsSeptember 9 – KingsportBank of Tennessee – Operations Center10431 Wallace Alley St.- 423-378-9500This location in partnership with
September 11 – KnoxvilleU.T. Conference Center600 Henley St – 865-974-0250
September 23– JacksonDoubleTree by Hilton1770 Highway 45 Bypass731-664-6900
September 25 – NashvilleTBA Barrett Training Center211 Athens Way615-244-4871 or 800-964-5525
Please print or type.
2 WAYS TO REGISTER!1. Register online at www.TNBankers.org
with a credit card or ACH.2. Mail this form along with a check
to the address below.
2019 Opening New Accounts in Tennessee
Include last 4 digits for educational tracking
Include last 4 digits for educational tracking
SS# __ __ __ __
SS# __ __ __ __
RETURN COMPLETED FORM AND PAYMENT TO:Tennessee Bankers AssociationATTN: Monique White211 Athens Way, Ste 100 • Nashville, TN 37228-1381Phone: 615-244-4871 or 800-964-5525 Fax: 615-324-1990
1. Name _________________________________ Nickname _______________________
Title ___________________________________________________________________
Email ___________________________________________________________________________________
2. Name _________________________________ Nickname _______________________
Title ___________________________________________________________________
Email ___________________________________________________________________________________
Company __________________________________________________________________________________
Address ___________________________________________________________________________________
City _______________________________________________ State ___________ Zip ____________________
Contact ___________________________________________________________________________________
Phone _______________________________________ Email ________________________________________
Include last 4 digits for educational tracking
Include last 4 digits for educational tracking
SS# __ __ __ __
SS# __ __ __ __
TBA Members / Associate Members Nonmembers
Early Registration $255 $510
Kingsport/ Knoxville early registration deadline is August 26.Jackson/ Nashville early registration deadline is September 10.
Registration $305 $580
Day-of-Program $355 $610
Check number: _____________________
Amount: ___________________________
❏ September 9 – Kingsport❏ September 11 – Knoxville
❏ September 23– Jackson❏ September 25 – Nashville
