Notice of Oppositionttabvue.uspto.gov/ttabvue/ttabvue-91253197-OPP-1.pdf · dump-wagons, wheel...

102
Trademark Trial and Appeal Board Electronic Filing System. http://estta.uspto.gov ESTTA Tracking number: ESTTA1024890 Filing date: 12/23/2019 IN THE UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD Notice of Opposition Notice is hereby given that the following party opposes registration of the indicated application. Opposer Information Name Caterpillar Inc. Entity Corporation Citizenship Delaware Address 510 Lake Cook Road, Suite 100 Deerfield, IL 60015 UNITED STATES Attorney informa- tion STEPHANIE H. BALD KELLY IP, LLP 1300 19TH STREET, NW, SUITE 300 WASHINGTON, DC 20036 UNITED STATES [email protected], [email protected], lit-docket- [email protected] no phone number provided Applicant Information Application No 88534353 Publication date 11/26/2019 Opposition Filing Date 12/23/2019 Opposition Peri- od Ends 12/26/2019 Applicant Hangzhou Z.J.W Business Service Company Room 501, 502, 503, 504 No. 8, Taihe Square, Shangcheng District Hangzhou, Zhejiang, 310008 CHINA Goods/Services Affected by Opposition Class 025. First Use: 2019/07/01 First Use In Commerce: 2019/07/01 All goods and services in the class are opposed, namely: Baby layettes for clothing; Galoshes; Men's and women's jackets, coats, trousers, vests; Outer jackets; Scarves; Shoes;Stockings; Trousers; Wa- terproof jacketsand pants; Ankle boots; Babies' pants; Caps being headwear; Gloves as clothing Grounds for Opposition Priority and likelihood of confusion Trademark Act Section 2(d) Dilution by blurring Trademark Act Sections 2 and 43(c) Marks Cited by Opposer as Basis for Opposition U.S. Registration No. 1298364 Application Date 09/29/1982 Registration Date 10/02/1984 Foreign Priority NONE

Transcript of Notice of Oppositionttabvue.uspto.gov/ttabvue/ttabvue-91253197-OPP-1.pdf · dump-wagons, wheel...

Page 1: Notice of Oppositionttabvue.uspto.gov/ttabvue/ttabvue-91253197-OPP-1.pdf · dump-wagons, wheel tractor-dump-wagon combinations, and structural parts for such productsdiesel and other

Trademark Trial and Appeal Board Electronic Filing System. http://estta.uspto.gov

ESTTA Tracking number: ESTTA1024890

Filing date: 12/23/2019

IN THE UNITED STATES PATENT AND TRADEMARK OFFICEBEFORE THE TRADEMARK TRIAL AND APPEAL BOARD

Notice of Opposition

Notice is hereby given that the following party opposes registration of the indicated application.

Opposer Information

Name Caterpillar Inc.

Entity Corporation Citizenship Delaware

Address 510 Lake Cook Road, Suite 100Deerfield, IL 60015UNITED STATES

Attorney informa-tion

STEPHANIE H. BALDKELLY IP, LLP1300 19TH STREET, NW, SUITE 300WASHINGTON, DC 20036UNITED [email protected], [email protected], [email protected] phone number provided

Applicant Information

Application No 88534353 Publication date 11/26/2019

Opposition FilingDate

12/23/2019 Opposition Peri-od Ends

12/26/2019

Applicant Hangzhou Z.J.W Business Service CompanyRoom 501, 502, 503, 504No. 8, Taihe Square, Shangcheng DistrictHangzhou, Zhejiang, 310008CHINA

Goods/Services Affected by Opposition

Class 025. First Use: 2019/07/01 First Use In Commerce: 2019/07/01All goods and services in the class are opposed, namely: Baby layettes for clothing; Galoshes; Men'sand women's jackets, coats, trousers, vests; Outer jackets; Scarves; Shoes;Stockings; Trousers; Wa-terproof jacketsand pants; Ankle boots; Babies' pants; Caps being headwear; Gloves as clothing

Grounds for Opposition

Priority and likelihood of confusion Trademark Act Section 2(d)

Dilution by blurring Trademark Act Sections 2 and 43(c)

Marks Cited by Opposer as Basis for Opposition

U.S. RegistrationNo.

1298364 Application Date 09/29/1982

Registration Date 10/02/1984 Foreign Priority NONE

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Date

Word Mark CAT

Design Mark

Description ofMark

NONE

Goods/Services Class 006. First use: First Use: 1970/01/00 First Use In Commerce: 1970/01/00Articles of Nonprecious Metal-Namely, Key Tags, Key Chains [ and NamePlates ]Class 014. First use: First Use: 1970/01/00 First Use In Commerce: 1970/01/00Articles of Precious Metal-Namely, [ Tie Tacks, ] Belt Buckles, Lapel Pins,Watches [ and Watch Fobs ]Class 018. First use: First Use: 1970/01/00 First Use In Commerce: 1970/01/00Leather and Imitation Leather Goods-Namely, Business Card Cases, CreditCard Cases, Key Holders, Coin Holders, Briefcases, Garment Bags for Travel,Duffel Bags, Flight Bags, Tote Bags, Umbrellas, Traveling Bags, Purses andWalletsClass 025. First use: First Use: 1970/01/00 First Use In Commerce: 1970/01/00Work, Sport and Casual Clothing-Namely,Caps, Belts, Ties, Scarves, Head-wear, T-Shirts, Shorts, Sweat Pants, Sweat Shirts, Jackets, Vests, Gloves, Mit-tens, Rain Wear, One-Piece Jump Suits and SocksClass 034. First use: First Use: 1970/01/00 First Use In Commerce: 1970/01/00Cigarette Lighters [ and Ash Trays ]

U.S. RegistrationNo.

2234260 Application Date 03/23/1998

Registration Date 03/23/1999 Foreign PriorityDate

NONE

Word Mark CAT

Design Mark

Description ofMark

NONE

Goods/Services Class 025. First use: First Use: 1990/01/00 First Use In Commerce: 1990/01/00Work, sport and casual clothing, namely, caps, belts, [ ties, scarves, ] headwear,t-shirts, [ shorts, sweat pants, ] sweat shirts, [ wrist bands, ] jackets, vests,

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gloves, [ mittens, ] rain wear, [ one-piece jump suits ] and socks, men's and wo-men's shirts and jeans

U.S. RegistrationNo.

1908556 Application Date 10/28/1993

Registration Date 08/01/1995 Foreign PriorityDate

NONE

Word Mark CAT

Design Mark

Description ofMark

NONE

Goods/Services Class 025. First use: First Use: 1988/06/00 First Use In Commerce: 1989/06/00footwear

U.S. RegistrationNo.

3365449 Application Date 05/18/2007

Registration Date 01/08/2008 Foreign PriorityDate

NONE

Word Mark CAT

Design Mark

Description ofMark

NONE

Goods/Services Class 025. First use: First Use: 1988/06/00 First Use In Commerce: 1988/06/00Footwear

U.S. Registration 2674815 Application Date 03/15/2002

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No.

Registration Date 01/14/2003 Foreign PriorityDate

NONE

Word Mark CAT ENGINEERED DURABILITY

Design Mark

Description ofMark

NONE

Goods/Services Class 025. First use: First Use: 2001/11/27 First Use In Commerce: 2001/11/27FOOTWEAR

U.S. RegistrationNo.

2488264 Application Date 01/22/1999

Registration Date 09/11/2001 Foreign PriorityDate

NONE

Word Mark CAT

Design Mark

Description ofMark

NONE

Goods/Services Class 035. First use: First Use: 1999/09/30 First Use In Commerce: 1999/09/30Retail store services in the field of clothing, footwear, toys, tote and sport bags,watches, sunglasses, eyeglasses, books, sporting goods and gift items

U.S. RegistrationNo.

4804267 Application Date 06/09/2014

Registration Date 09/01/2015 Foreign PriorityDate

NONE

Word Mark CAT

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Design Mark

Description ofMark

The mark consists of the word "CAT" with a triangle below the letter "A".

Goods/Services Class 035. First use: First Use: 1996/12/00 First Use In Commerce: 1996/12/00Business management and consultation; product distribution for advertising pur-poses and operations management services;logistics consulting services,namely, order management and fulfillment services, warehouse management,inventory management, records accuracy management, managing manufactur-ing logistics, managing reverse logistics, supply chain design logistics and man-agement, transportation scheduling and planning management; marketing ser-vices; compilation and systemization of information into computer databases;management and compilation of computerized databases; retail stores featuringvehicles, equipment, and machines foruse in agriculture, compaction, construc-tion, demolition, earth conditioning, earth contouring, earth moving,forestry,landscaping, lifting, marine propulsion, material handling, mining, mulch-ing, oil and gas distribution, oil and gas exploration, oil and gas production, pav-ing, pipelaying, power generation, road building and repair, site preparation andremediation, tunnel boring, and vegetation management; retail stores featuringpower generation equipment, generators, and tools; online retail store servicesand retail store services featuring clothing and clothing accessories, footwear,headwear, toys, games, leather goods, bags, glasses, cups, keychains,watches, computer software, eyewear, pictures, and books; providing search-able computer databases, websites, and online informationservices relating topurchasing of equipment, machines, machine tools, and parts therefor, for use inagriculture, compaction, construction, demolition, earth conditioning, earth con-touring, earth moving, forestry, forest management landscaping, lifting for use inconstruction, marine propulsion, material handling, mining, mulching, oil and gasdistribution, oil and gas exploration, oil and gas production, paving, pipelaying,power generation, road building and repair, site preparation and remediation,tunnel boring, and vegetation management; providingsearchable computer data-bases, websites, and online information services relating to purchasing of en-gines and power generation equipment; providing searchablecomputer data-bases, websites, and online information services relating to renting of equip-ment, machines, machine tools, and parts therefor, for use in forest manage-ment; business data acquisition and analysis via computer networks and theIn-ternet; technical business consultingservices in the field of capturing new reven-ue streams, reducing waste, conserving capital, and improving cash flow

U.S. RegistrationNo.

564272 Application Date 03/10/1949

Registration Date 09/23/1952 Foreign PriorityDate

NONE

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Word Mark CAT

Design Mark

Description ofMark

NONE

Goods/Services Class 007. First use: First Use: 1949/02/17 First Use In Commerce: 1949/02/17DUMP-WAGONS, WHEEL TRACTOR-DUMP-WAGON COMBINATIONS, ANDSTRUCTURAL PARTS FOR SUCH PRODUCTSDIESEL AND OTHER IN-TERNAL COMBUSTION ENGINES ADAPTED FOR EMPLOYMENT AS THESOURCE OF POWER FOR SELF-PROPELLED VEHICLES AND AS STA-TIONARY OR PORTABLE POWER UNITS FOR INDUSTRIAL, MARINE ANDAGRICULTURAL USES; SCRAPING, CARRYING AND DUMPING UNITS AD-APTED TO BE EMPLOYED FOR SCRAPINGAND COLLECTING EARTH,ROCK, OR LIKE MATERIALS AND TRANSPORTING AND DUMPING SAID-MATERIALS; POWER AND MANUALLY CONTROLLED GRADERS, SCARIFI-ERS, SCRAPERS, AND RIPPERS ADAPTED TO BE EMPLOYED FOR THECONSTRUCTION AND MAINTENANCE OF ROADS, FOR MOVING AND RE-MOVING OF EARTH, ROCK, SNOW AND LIKE MATERIALS, FOR PREVENT-ING SOIL EROSION AND FOR OTHER INDUSTRIAL AND AGRICULTURALUSES; TRACTORS FOR INDUSTRIAL AND AGRICULTURAL PURPOSES;AND PARTS ANDSERVICE TOOLS FURNISHED WITH SAID PRODUCTSClass 012. First use: First Use: 1948/12/09 First Use In Commerce: 1948/12/09ELECTRIC GENERATORS AND DIESEL ELECTRIC[ ELECTRIC ] GENERAT-OR SETS, AND PARTS FURNISHED WITH SAID PRODUCTS

U.S. RegistrationNo.

770639 Application Date 07/31/1963

Registration Date 06/02/1964 Foreign PriorityDate

NONE

Word Mark CAT

Design Mark

Description ofMark

NONE

Goods/Services Class 012. First use: First Use: 1949/02/17 First Use In Commerce: 1949/02/17Motor Trucks, Dump Wagons, Wheel Tractor-Dump Wagon Combinations,Wheel Tractors, and Parts Therefor

U.S. RegistrationNo.

2140606 Application Date 02/05/1997

Registration Date 03/03/1998 Foreign PriorityDate

NONE

Word Mark CAT

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Design Mark

Description ofMark

NONE

Goods/Services Class 007. First use: First Use: 1988/07/13 First Use In Commerce: 1988/10/20machinery for earth moving, earth conditioning and material handling, namely,loaders and engines therefor, and parts for vehicle and internal combustion en-ginesClass 012. First use: First Use: 1988/07/13 First Use In Commerce: 1988/10/20vehicles for earth and material haulingand handling, namely, tractors and en-gines therefor

U.S. RegistrationNo.

1280488 Application Date 09/29/1982

Registration Date 06/05/1984 Foreign PriorityDate

NONE

Word Mark CATERPILLAR

Design Mark

Description ofMark

NONE

Goods/Services Class 006. First use: First Use: 1970/01/00 First Use In Commerce: 1970/01/00Articles of Nonprecious Metal-Namely, Key Tags, Key Chains, Money Clips andName PlatesClass 014. First use: First Use: 1970/01/00 First Use In Commerce: 1970/01/00Articles of Precious Metal-Namely, BeltBuckles, Key Chains and Lapel Pins;Clocks; Jewelry Watch Fobs of LeatherClass 018. First use: First Use: 1970/01/00 First Use In Commerce: 1970/01/00Leather and Imitation Leather Goods-Namely, Wallets, Key Holders, BusinessCardCases, Credit Card Cases, Coin Purses, Briefcases, Garment Bags forTravel, Duffel Bags, Flight Bags, Tote Bags and PursesClass 025. First use: First Use: 1970/01/00 First Use In Commerce: 1970/01/00Caps, Ties, Scarves, Headwear and WristBandsClass 034. First use: First Use: 1970/01/00 First Use In Commerce: 1970/01/00[ Matches, Cigarette Lighters and Ash Trays ]

U.S. RegistrationNo.

2234261 Application Date 03/23/1998

Registration Date 03/23/1999 Foreign Priority NONE

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Date

Word Mark CATERPILLAR

Design Mark

Description ofMark

NONE

Goods/Services Class 025. First use: First Use: 1990/01/00 First Use In Commerce: 1990/01/00Work, sport and casual clothing namely,caps, belts, [ ties, scarves, ] headwear,t-shirts, [ shorts, sweat pants, ] sweat shirts, [ wrist bands, ] jackets, vests, [gloves, mittens, ] rain wear, [ one-piece jump suits and socks, ] men's and wo-men's shirts and jeans

U.S. RegistrationNo.

3907101 Application Date 04/22/2010

Registration Date 01/18/2011 Foreign PriorityDate

NONE

Word Mark CATERPILLAR

Design Mark

Description ofMark

NONE

Goods/Services Class 025. First use: First Use: 1988/01/00 First Use In Commerce: 1988/01/00Clothing, namely, belts, t-shirts, shorts, sweat pants, sweat shirts, jackets, vests,gloves, rain wear, socks, shirts,and jeans

U.S. RegistrationNo.

1911472 Application Date 10/28/1993

Registration Date 08/15/1995 Foreign PriorityDate

NONE

Word Mark CATERPILLAR

Design Mark

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Description ofMark

NONE

Goods/Services Class 025. First use: First Use: 1988/06/00 First Use In Commerce: 1989/06/00footwear

U.S. RegistrationNo.

3365450 Application Date 05/18/2007

Registration Date 01/08/2008 Foreign PriorityDate

NONE

Word Mark CATERPILLAR

Design Mark

Description ofMark

NONE

Goods/Services Class 025. First use: First Use: 1988/06/00 First Use In Commerce: 1988/06/00Footwear

U.S. RegistrationNo.

85816 Application Date 11/18/1910

Registration Date 03/19/1912 Foreign PriorityDate

NONE

Word Mark CATERPILLAR

Design Mark

Description ofMark

NONE

Goods/Services Class U023 (International Class 006, 007, 008, 009, 011, 012, 016, 021, 028).First use: First Use: 1904/09/01 First Use In Commerce: 1904/09/01GASOLENE [, STEAM, ] [ AND TRACTION ] ENGINES, [HARVESTERS,] ANDROAD-WORKING MACHINES

U.S. RegistrationNo.

277417 Application Date 03/24/1930

Registration Date 11/11/1930 Foreign PriorityDate

NONE

Word Mark CATERPILLAR

Design Mark

Description of NONE

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Mark

Goods/Services Class 012. First use: First Use: 1904/09/00 First Use In Commerce: 1904/09/00TRACTORS, TRACTOR ENGINES, TRACK LINKS,TRACK SHOES,GROUSERS, GREASE GUNS; [ AGRICULTURAL MACHINERY TOOLS, ANDEQUIPMENT- NAMELY, COMBINED HARVESTERS, WINDROWERS, PICK-UP MACHINERY GRAIN CLEANERS, GRAIN GRADERS, AND THRESHINGMACHINES; ] ROAD CONSTRUCTION AND MAINTENANCE MACHINERY,TOOLS, AND EQUIPMENT-NAMELY, GRADERS, [ ELEVATING GRADERS,ROAD PLANERS, ] SCARIFIERS, PLOWS, LOGGING MACHINERY, TOOLS,AND EQUIPMENT-NAMELY, LOGGING ENGINES, [ WINCHES, LOG HOISTS,AND BUMMERS; ] AND THE PARTS FOR ALL SAID GOODS

U.S. RegistrationNo.

345499 Application Date 12/12/1936

Registration Date 04/27/1937 Foreign PriorityDate

NONE

Word Mark CATERPILLAR

Design Mark

Description ofMark

NONE

Goods/Services Class U023 (International Class 007, 012). First use: First Use: 1904/09/00 FirstUse In Commerce: 1904/09/00TRACTORS ADAPTED TO BE EMPLOYED IN FARMING OPERATIONS,ROAD BUILDING, MINING, LOGGING, EARTH MOVING, HAULING, AND FOROTHER INDUSTRIAL AND AGRICULTURAL PURPOSES; INTERNAL COM-BUSTION ENGINES ADAPTED FOR EMPLOYMENT AS THE SOURCE OFPOWER FORSELF-PROPELLED VEHICLES, AND AS STATIONARY ORPORTABLE POWER UNITS FOR INDUSTRIAL AND AGRICULTURAL USES;POWER AND MANUALLY CONTROLLED GRADERS, TERRACERS,PLANERS, SCARIFIERS, LEANING WHEEL GRADERS, ELEVATINGGRADERS, SCRAPERS, BULLDOZERS,LEVELERS, PLOWS, DITCHERS,BANK CUTTERS, AND BACK SLOPERS ADAPTED TO BE EMPLOYED FORTHE CONSTRUCTION AND MAINTENANCE OF ROADS, FOR MOVING ANDREMOVING OF EARTH, SNOW, AND LIKE MATERIALS, FOR PREVENTINGSOIL EROSION AND FOR OTHER INDUSTRIAL AND AGRICULTURAL USES;HARVESTERS, COMBINE HARVESTERS, MOWERS, PUSH RAKES, WIN-DROW HEADERS AND WINDROW PICK-UPS; IMPLEMENT HITCHES;PARTS AND TOOLS FOR ALL OF SAID PRODUCTS AND ATTACHMENTS,ACCESSORIES AND EQUIPMENT ASSOCIABLE WITH ALL OF SAIDPRODUCTS.

U.S. RegistrationNo.

531626 Application Date 11/10/1947

Registration Date 10/10/1950 Foreign PriorityDate

NONE

Word Mark CATERPILLAR

Design Mark

Description ofMark

NONE

Goods/Services Class U023 (International Class 007, 008, 009). First use: First Use: 1939/01/00First Use In Commerce: 1939/01/00

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DIESEL ENGINES FOR MARINE PURPOSES; CABLE-CONTROL UNITS FORCONTROLLING CABLE ACTUATED EQUIPMENT ASSOCIATED WITHTRACTORS AND THE LIKE; HYDRAULICCONTROL UNITS FOR CON-TROLLING HYDRAULICALLY ACTUATED EQUIPMENT ASSOCIATED WITHTRACTORS AND THE LIKE; EARTH RIPPERS; SCRAPING, CARRYING, ANDDUMPING UNITS ADAPTED TO BE EMPLOYED FOR SCRAPING AND COL-LECTING EARTH ORLIKE MATERIALS AND TRANSPORTING AND DUMP-ING SAID MATERIALS; PARTS FOR ALL OF SAID PRODUCTS; AND SER-VICE TOOLS-NAMELY, PLIERS, SCREW DRIVERS, WRENCHES, HAM-MERS,GREASE GUNS, RIM TOOLS, PINCH BARS, ANDCABLE CUTTERS

U.S. RegistrationNo.

506258 Application Date 11/10/1947

Registration Date 02/01/1949 Foreign PriorityDate

NONE

Word Mark CATERPILLAR

Design Mark

Description ofMark

NONE

Goods/Services Class 012. First use: First Use: 1941/00/00 First Use In Commerce: 1941/00/00DUMP-WAGONS, WHEEL TRACTOR-DUMP-WAGON COMBINATIONS, ANDSTRUCTURAL PARTS FOR SUCH PRODUCTS

U.S. Application/ Registra-tion No.

NONE Application Date NONE

Registration Date NONE

Word Mark CAT

Goods/Services apparel; babiesÂ# and childrenÂ#s apparel; footwear; headwear; out-erwear; accessories; boots; shirts; t-shirts; pants; shorts; jackets;socks; suspenders; belts; gloves; scarves; undergarments; hats;caps; rainwear; sleepwear; vests; jeans; leggings; work, sport, andcasual clothing, namely, caps, belts, ties, scarves, headwear, t-shirts,shorts, sweat pants, sweat shirts, jackets, vests, gloves, mittens,socks, menÂ#s and womenÂ#s shirts and jeans; suspenders; sport-ing goods; towels; bags; luggage; sunglasses; jewelry; retail store ser-vices in the field of clothing, footwear, toys, tote and sport bags,watches, sunglasses, eyeglasses, books, sporting goods, and giftitems; online retail store services and retail store services featuringclothing and clothing accessories, footwear, headwear, toys, games,leather goods, bags, glasses, cups, keychains, watches, computersoftware, eyewear, pictures, and books; and all goods and servicesidentified in the Notice of Opposition.

U.S. Application/ Registra-tion No.

NONE Application Date NONE

Registration Date NONE

Word Mark CATERPILLAR

Goods/Services apparel; babiesÂ# and childrenÂ#s apparel; footwear; headwear; out-erwear; accessories; boots; shirts; t-shirts; pants; shorts; jackets;socks; suspenders; belts; gloves; scarves; undergarments; hats;caps; sleepwear; vests; jeans; leggings; caps; ties; scarves; head-wear; wristbands; clothing, namely, belts, t-shirts, shorts, sweat pants,sweat shirts, jackets, vests, gloves, rain wear, socks, shirts, andjeans; work, sport, and casual clothing namely, caps, belts, headwear,t-shirts, shorts, sweat pants, sweat shirts, jackets, vests, gloves, rain

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wear, socks, and menÂ#s and womenÂ#s shirts and jeans; sportinggoods; towels; bags; luggage; sunglasses; jewelry; and all goods andservices identified in the Notice of Opposition.

Attachments 75455116#TMSN.png( bytes )74451720#TMSN.png( bytes )77184659#TMSN.png( bytes )76384020#TMSN.png( bytes )75621863#TMSN.png( bytes )86976333#TMSN.png( bytes )75236985#TMSN.png( bytes )75455117#TMSN.png( bytes )85020678#TMSN.png( bytes )74451721#TMSN.png( bytes )77184678#TMSN.png( bytes )71052847#TMSN.png( bytes )71297791#TMSN.png( bytes )71386675#TMSN.png( bytes )CATLOOK Notice of Opposition.pdf(3404240 bytes )

Signature /Stephanie H. Bald/

Name STEPHANIE H. BALD

Date 12/23/2019

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 IN THE UNITED STATES PATENT AND TRADEMARK OFFICE

BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD

CATERPILLAR INC., Opposition No.

Opposer,

v.

Application Serial No. 88534353 Mark: CATLOOK Filing Date: July 24, 2019

HANGZHOU Z.J.W BUSINESS SERVICE COMPANY

Applicant.

NOTICE OF OPPOSITION

Caterpillar Inc. (“Opposer”), a Delaware corporation having a place of business at 510 Lake

Cook Road, Suite 100, Deerfield, Illinois 60015 and maintaining administrative offices at 100

Northeast Adams Street, Peoria, Illinois 61629-9240, believes it is being, and will be, damaged by the

registration of Hangzhou Z.J.W Business Service Company’s (“Applicant”) CATLOOK mark shown

in Application Serial No. 88534353, and hereby opposes the same. As grounds for opposition,

Opposer alleges the following, upon actual knowledge with respect to Opposer’s own acts, and upon

information and belief as to other matters:

Caterpillar’s Famous CAT and CATERPILLAR Names and Marks

1. Opposer is a Delaware corporation, having a place of business at 510 Lake Cook

Road, Suite 100, Deerfield, Illinois 60015 and maintaining administrative offices at 100 Northeast

Adams Street, Peoria, Illinois 61629-9240.

2. Opposer, founded in 1925, is a Fortune 100 company and the world’s largest

manufacturer of construction and mining equipment, diesel and natural gas engines, industrial gas

turbines, and diesel-electric locomotives.

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Application Serial No. 88534353

2  

3. Opposer has for many decades used the CATERPILLAR trade name, trademark, and

service mark in the U.S.

4. Since at least as early as 1948, Opposer has used, and has been referred to by, the

trade name, trademark, and service mark CAT in the U.S.

5. For many years, shares in Opposer’s stock have traded on the New York Stock

Exchange under the CAT name and mark.

6. Under the CAT and CATERPILLAR names and marks, Opposer has for many years

manufactured, sold, and distributed a vast array of equipment, machinery, vehicles, engines, gas

turbines, parts for such equipment, and related services, including financing, maintenance and

support, logistics, insurance, training, and rental services.

7. For years, Opposer has also used the CAT and CATERPILLAR names and marks for

a wide range of additional products, including apparel (including babies’ and children’s apparel, men’s

and women’s jackets, coats, pants, vests, outerwear, scarves, and gloves), footwear (including shoes

and boots), headwear (including caps), socks, bags, sunglasses, and jewelry, just to name a few.

8. Since at least January 1970, Opposer has offered, sold, and promoted work, sport, and

casual clothing, namely, caps, belts, ties, scarves, headwear, t-shirts, shorts, sweat pants, sweat shirts,

jackets, vests, gloves, mittens, rain wear, one-piece jump suits, and socks in commerce under the

CAT name and mark.

9. Since at least June 1988, Opposer has offered, sold, and promoted footwear in

commerce under the CAT name and mark.

10. Since at least June 1989, Opposer has offered, sold, and promoted footwear in

commerce under the CAT and Design mark shown below.

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Application Serial No. 88534353

3  

11. Since at least January 1990, Opposer has offered, sold, and promoted work, sport, and

casual clothing, namely, caps, belts, headwear, t-shirts, sweat shirts, jackets, vests, gloves, rain wear,

socks, and men’s and women’s shirts and jeans in commerce under the CAT and Design mark shown

below.

12. Since at least December 1996, Opposer has offered, sold, and promoted online retail

store services and retail store services featuring clothing and clothing accessories, footwear, headwear,

toys, games, leather goods, bags, glasses, cups, keychains, watches, computer software, eyewear,

pictures, and books under the CAT and Design mark shown below.

13. Since at least September 1999, Opposer has offered, sold, and promoted retail store

services in the field of clothing, footwear, toys, tote and sport bags, watches, sunglasses, eyeglasses,

books, sporting goods, and gift items in commerce under the CAT name and mark.

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14. Since at least January 1970, Opposer has offered, sold, and promoted caps, ties,

scarves, headwear, and wristbands under the CATERPILLAR name and mark.

15. Since at least January 1988, Opposer has offered, sold, and promoted clothing,

namely, belts, t-shirts, shorts, sweat pants, sweat shirts, jackets, vests, gloves, rain wear, socks, shirts,

and jeans in commerce under the CATERPILLAR name and mark.

16. Since at least June 1988, Opposer has offered, sold, and promoted footwear in

commerce under the CATERPILLAR name and mark.

17. Since at least June 1989, Opposer has offered, sold, and promoted footwear in

commerce under the CATERPILLAR and Design mark shown below.

18. Since at least January 1990, Opposer has offered, sold, and promoted work, sport, and

casual clothing namely, caps, belts, headwear, t-shirts, sweat shirts, jackets, vests, rain wear, and men’s

and women’s shirts and jeans in commerce under the CATERPILLAR and Design mark shown

below.

19. Further, under the CAT and CATERPILLAR names and marks, Opposer offers and

has offered for many years a vast array of apparel, footwear, headwear, and accessories, including

online through the websites at SHOPCATERPILLAR.COM and CATFOOTWEAR.COM. Those

websites (shown below) allow consumers to shop for various styles of apparel, footwear, headwear,

and accessories.

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20. Opposer’s apparel, footwear, headwear, and accessories offered under the CAT and

CATERPILLAR names and marks are popular. Representative examples of those goods, including

babies’ tops and bottoms, clothing for babies, toddlers, and children, men’s and women’s jackets,

coats, vests, pants, footwear (including shoes and boots), socks, headwear (including caps), and

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gloves, as promoted and sold on Opposer’s websites are shown below:

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21. Opposer’s CAT and CATERPILLAR-branded apparel, footwear, headwear, and

accessories are sold and distributed through a wide variety of retail outlets, including Opposer-owned

and CAT-branded retail brick-and-mortar and online outlets (for example, CAT.COM,

SHOPCATERPILLAR.COM, and CATFOOTWEAR.COM), and third-party brick-and-mortar and

online retailers (for example, Dick’s Sporting Goods, Kohl’s, Zappos, Amazon, 6pm, Dungarees, JC

Penney, and Sears).

22. All of the products and services detailed in Paragraph 2 and Paragraphs 6 through 21

have been offered under the CAT and CATERPILLAR names and marks for years and were offered

before the filing date of the opposed application.

23. Opposer’s commercial success under the CAT and CATERPILLAR names and

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marks has been tremendous. Over the years, Opposer has sold many billions worth of products and

services under the CAT and CATERPILLAR names and marks. For example, Opposer had

worldwide sales and revenues in excess of U.S. $54,720,000,000 in 2018, including tens of millions of

dollars in gross sales for footwear alone.

24. Opposer has extensively and widely advertised and promoted its products and

services, including apparel, footwear, headwear, and accessories, under the CAT and

CATERPILLAR names and marks nationwide for many decades. Opposer spends many millions of

dollars annually to advertise its CAT and CATERPILLAR names and marks through a wide variety

of advertising and promotional channels.

25. Opposer has for years used its CAT and CATERPILLAR names and marks in

connection with its websites dedicated to advertising, promoting, and/or offering its products and

services. Opposer’s online network, which Opposer has operated since at least 1993, includes its

portal website located at the domain name CAT.COM and its main website located at the domain

name CATERPILLAR.COM. Additional domain names and websites in Caterpillar’s network include

SHOPCATERPILLAR.COM, CATFOOTWEAR.COM, and CATWORKWEAR.COM.

26. Opposer also promotes its products and services under the CAT and

CATERPILLAR names and marks, including apparel, footwear, headwear, and accessories, through

highly trafficked social media websites, including Facebook, Twitter, YouTube, and Instagram. In

addition, CAT and CATERPILLAR-branded footwear has been featured in digital placements with

top fashion bloggers.

27. As part of its efforts to promote the CAT and CATERPILLAR brands to the public,

Opposer has for many years sponsored motor sports teams, including a NASCAR team and an

International Motor Sports Association (IMSA) team, exposing millions of consumers to the CAT

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and CATERPILLAR names and marks. The CAT NASCAR racing team is led by Daniel Hemric,

who accumulated 14 top-three, 23 top-five, and 39 top-10 finishes and earned five pole awards

during the 2017 and 2018 seasons. The CAT IMSA team is a groundbreaking all-women team led by

Jackie Heinricher, who has had eight podium finishes and was the first woman driver in her debut

season. The CAT name and mark is prominently featured on both teams’ racing cars and team

uniforms.

28. Opposer’s CAT and CATERPILLAR names and marks have also earned massive

unsolicited media attention. Opposer’s CAT and CATERPILLAR-branded products have been

featured in numerous national television programs, books, newspaper and magazine articles, and

online publications, including The New York Times, The Chicago Tribune, Forbes, CBS, CNN, AdWeek,

Wall Street Journal Online, Bloomberg, and Business Insider, to name a few. Moreover, CAT and

CATERPILLAR-branded footwear has been featured in leading fashion and lifestyle publications,

including WWD, Footwear News, Footwear Insight, Footwear Plus, Vogue, Cosmopolitan, Seventeen, Teen Vogue,

Life & Style, OK Magazine, Time Out New York, Nylon Magazine, and Men’s Health.

29. The CATERPILLAR mark has enjoyed for many years unquestionable fame as a

result of extensive and long use and advertising, and favorable public acceptance and recognition

worldwide and in the U.S. Indeed, the CATERPILLAR mark has become one of the most

recognized brands in the world and in the U.S. and has been ranked as one of the world’s top 100

brands for many years. For example, the CATERPILLAR mark was ranked one of the “Best Global

Brands” and valued at more than $6.79 billion by Interbrand in 2019.

30. Opposer’s CAT mark is and has been for many years famous as a result of

Caterpillar’s extensive and long use and advertising of the mark, and favorable public acceptance and

recognition worldwide and in the U.S. Indeed, since as early as the 1970s, the U.S. Trademark Trial

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and Appeal Board has expressly ruled that the CAT mark is famous and entitled to a broad scope of

protection, including on at least three recent occasions. See, e.g., Caterpillar Inc. v. Pave Tech, Inc.,

Cancellation No. 92041776 (TTAB Mar. 12, 2007); Caterpillar Inc. v. Big Cat Energy Corp., Opposition

No. 91193704 (TTAB Sept. 3, 2014); Caterpillar Inc. v. Rodney C. Kelly, Opposition No. 91210124

(TTAB Sept. 30, 2015).

Caterpillar’s Federally Registered Rights in Its Famous CAT and CATERPILLAR Names and Marks

31. In addition to its longstanding common law rights, Caterpillar owns the following

valid and subsisting federal trademark and service mark registrations for the CAT name and mark

covering a wide variety of products and services, including apparel, footwear, headwear, and

accessories, and retail services featuring such goods:

Mark Reg. Date

Reg. No. Goods/Services (Class(es))

CAT 02-OCT-1984 1298364

Int’l Cl. 6 Articles of nonprecious metal-namely, key tags, key chains Int’l Cl. 14 Articles of precious metal-namely, belt buckles, lapel pins, watches Int’l Cl. 18 Leather and imitation leather goods-namely, business card cases, credit card cases, key holders, coin holders, briefcases, garment bags for travel, duffel bags, flight bags, tote bags, umbrellas, traveling bags, purses and wallets Int’l Cl. 25 Work, sport and casual clothing-namely, caps, belts, ties, scarves, headwear, t-shirts, shorts, sweat pants, sweat shirts, jackets, vests, gloves, mittens, rain wear, one-piece jump suits and socks Int’l Cl. 34 Cigarette lighters

CAT and Design 23-MAR-1999 2234260 Int’l Cl. 25 Work, sport and casual clothing, namely, caps, belts, headwear, t-shirts, sweat shirts, jackets, vests, gloves, rain wear, and socks, men’s and women’s shirts and jeans

CAT and Design 01-AUG-1995 1908556 Int’l Cl. 25 Footwear

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Mark Reg. Date

Reg. No. Goods/Services (Class(es))

CAT 08-JAN-2008 3365449 Int’l Cl. 25 Footwear CAT

ENGINEERED

DURABILITY

14-JAN-2003 2674815 Int’l Cl. 25 Footwear

CAT 11-SEP-2001 2488264 Int’l Cl. 35 Retail store services in the field

of clothing, footwear, toys, tote and sport

bags, watches, sunglasses, eyeglasses, books,

sporting goods and gift items

CAT and Design 01-SEP-2015 4804267 Various services in Class 35, including:

Int’l Cl. 35 Online retail store services and

retail store services featuring clothing and

clothing accessories, footwear, headwear,

toys, games, leather goods, bags, glasses,

cups, keychains, watches, computer

software, eyewear, pictures, and books

CAT 23-SEP-1952 0564272 Int’l Cl. 7 Dump-wagons, wheel tractor-

dump-wagon combinations, and structural

parts for such products; Diesel and other

internal combustion engines adapted for

employment as the source of power for self-

propelled vehicles and as stationary or

portable power units for industrial, marine

and agricultural uses; scraping, carrying and

dumping units adapted to be employed for

scraping and collecting earth, rock, or like

materials and transporting and dumping said

materials; power and manually controlled

graders, scarifiers, scrapers, and rippers

adapted to be employed for the construction

and maintenance of roads, for moving and

removing of earth, rock, snow and like

materials, for preventing soil erosion and for

other industrial and agricultural uses; tractors

for industrial and agricultural purposes; and

parts and service tools furnished with said

products

Int’l Cl. 12 Electric generators and diesel

electric generator sets, and parts furnished

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Mark Reg. Date

Reg. No. Goods/Services (Class(es)) with said products

CAT 02-JUN-1964 0770639 Int’l Cl. 12 Motor trucks, dump wagons,

wheel tractor-dump wagon combinations,

wheel tractors, and parts therefor

CAT and Design 03-MAR-1998 2140606 Int’l Cl. 7 Machinery for earth moving,

earth conditioning and material handling,

namely, loaders and engines therefor, and

parts for vehicle and internal combustion

engines

Int’l Cl. 12 Vehicles for earth and material

hauling and handling, namely, tractors and

engines therefor

Attached as Exhibit A are printouts of the TSDR and assignment records from the U.S. Patent and

Trademark Office database showing the full particulars of the marks in the chart above.

32. Caterpillar also owns the following valid and subsisting federal trademark and service

mark registrations for the CATERPILLAR name and mark covering a wide variety of products and

services, including apparel, footwear, headwear, and accessories (collectively, the names and marks set

forth in Paragraphs 3 through 21, 31, and 32 are referred to as the “CAT and CATERPILLAR

Names and Marks,” and the goods and services identified in Paragraphs 2, 6 through 21, 31, and 32

are referred to as “Opposer’s Goods and Services”):

Mark Reg. Date Reg. No. Goods/Services (Class(es))

CATERPILLAR 05-JUN-1984 1280488 Various goods in Classes 6, 14, 18, and 25

including:

Int’l Cl. 25 Caps, ties, scarves, headwear and

wristbands

CATERPILLAR

and Design

23-MAR-1999 2234261 Int’l Cl. 25 Work, sport and casual clothing

namely, caps, belts, headwear, t-shirts, sweat

shirts, jackets, vests, rain wear, men’s and

women’s shirts and jeans

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Mark Reg. Date Reg. No. Goods/Services (Class(es))

CATERPILLAR 18-JAN-2011 3907101 Int’l Cl. 25 Clothing, namely, belts, t-shirts,

shorts, sweat pants, sweat shirts, jackets, vests,

gloves, rain wear, socks, shirts, and jeans

CATERPILLAR

and Design

15-AUG-1995 1911472 Int’l Cl. 25 Footwear

CATERPILLAR 08-JAN-2008 3365450 Int’l Cl. 25 Footwear

CATERPILLAR 19-MAR-1912 0085816 Int’l Cl. 6, 7, 8, 9, 11, 12, 16, 21, 28 Gasoline

engines, and road-working machines

CATERPILLAR 11-NOV-1930 0277417 Int’l Cl. 12 Tractors, tractor engines, track links,

track shoes, grousers, grease guns; road

construction and maintenance machinery, tools,

and equipment-namely, graders, scarifiers, plows,

logging machinery, tools, and equipment-namely,

logging engines, and the parts for all said goods

CATERPILLAR 27-APR-1937 0345499 Int’l Cl. 7, 12 Tractors adapted to be employed

in farming operations, road building, mining,

logging, earth moving, hauling, and for other

industrial and agricultural purposes; internal

combustion engines adapted for employment as

the source of power for self-propelled vehicles,

and as stationary or portable power units for

industrial and agricultural uses; power and

manually controlled graders, terracers, planers,

scarifiers, leaning wheel graders, elevating

graders, scrapers, bulldozers, levelers, plows,

ditchers, bank cutters, and back slopers adapted

to be employed for the construction and

maintenance of roads, for moving and removing

of earth, snow, and like materials, for preventing

soil erosion and for other industrial and

agricultural uses; harvesters, combine harvesters,

mowers, push rakes, windrow headers and

windrow pick-ups; implement hitches; parts and

tools for all of said products and attachments,

accessories and equipment associable with all of

said products

CATERPILLAR 01-FEB-1949 0506258 Int’l Cl. 12 Dump-wagons, wheel tractor-dump-

wagon combinations, and structural parts for

such products

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Mark Reg. Date Reg. No. Goods/Services (Class(es))

CATERPILLAR 10-OCT-1950 0531626 Int’l Cl. 7, 8, 9 Diesel engines for marine

purposes; cable-control units for controlling

cable actuated equipment associated with

tractors and the like; hydraulic control units for

controlling hydraulically actuated equipment

associated with tractors and the like; earth

rippers; scraping, carrying, and dumping units

adapted to be employed for scraping and

collecting earth or like materials and transporting

and dumping said materials; parts for all of said

products; and service tools-namely, pliers, screw

drivers, wrenches, hammers, grease guns, rim

tools, pinch bars, and cable cutters

Attached as Exhibit B are printouts of the TSDR and assignment records from the U.S. Patent and

Trademark Office database showing the particulars of the marks in the chart above.

33. The federal registrations set forth in Paragraphs 31 and 32 are valid and subsisting.

They constitute prima facie evidence of their validity, and some of the registrations are incontestable

and constitute conclusive evidence of Caterpillar’s exclusive rights to use the CAT and

CATERPILLAR Names and Marks in connection with the products and services recited in the

registrations.

Applicant’s CATLOOK Application

34. Applicant Hangzhou Z.J.W Business Service Company is a Chinese corporation,

having an address at Room 501, 502, 503, 504, No. 8, Taihe Square, Shangcheng District, Hangzhou,

Zhejiang, China 310008.

35. Applicant is the listed owner of Application Serial No. 88534353, filed July 24, 2019,

under Section 1(a), 15 U.S.C. § 1051(a), for the mark CATLOOK (“Applicant’s CATLOOK Mark”)

for “Baby layettes for clothing; Galoshes; Men's and women's jackets, coats, trousers, vests; Outer

jackets; Scarves; Shoes; Stockings; Trousers; Waterproof jackets and pants; Ankle boots; Babies' pants;

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Caps being headwear; Gloves as clothing” in International Class 25 (“Applicant’s Goods”).

Application Serial No. 88534353 claims a date of first use in commerce for Applicant’s CATLOOK

Mark of July 1, 2019.

36. On November 26, 2019, Applicant’s CATLOOK Mark was published for opposition

in the Trademark Official Gazette (TMOG).

Likelihood of Confusion, 15 U.S.C. § 1052(d)

37. Opposer repeats and realleges each and every allegation set forth in Paragraphs 1 to 36

above.

38. Opposer has priority based on its prior valid and subsisting registrations for its CAT

and CATERPILLAR Names and Marks. Further, Opposer used its CAT and CATERPILLAR

Names and Marks in commerce for Opposer’s Goods and Services before the filing date of

Application Serial No. 88534353 and before any date of first use that Applicant may prove.

39. Applicant’s CATLOOK Mark, as applied to Applicant’s Goods, so resembles

Opposer’s previously used, filed, and registered CAT and CATERPILLAR Names and Marks, as to

be likely to cause confusion, mistake, or deception as to the origin, sponsorship, or approval of

Applicant, Applicant’s CATLOOK Mark, and/or Applicant’s Goods by or with Opposer, Opposer’s

CAT and CATERPILLAR Names and Marks, and/or Opposer’s Goods and Services in violation of

Section 2(d) of the Lanham Act, as amended, 15 U.S.C. § 1052(d).

Dilution, 15 U.S.C. § 1125(c)(1)

40. Opposer repeats and realleges each and every allegation set forth in Paragraphs 1 to 39

above.

41. Opposer has engaged in extensive nationwide advertising, promotion, and use of its

federally registered CAT and CATERPILLAR Names and Marks. In addition, Opposer has had

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substantial sales of goods and services under the CAT and CATERPILLAR Names and Marks for

decades.

42. Further, as detailed above, Opposer’s CAT and CATERPILLAR Names and Marks

are distinctive and have for many years received extensive unsolicited media attention nationwide.

Such media attention has had a substantial impact on the public and has long created an association in

the minds of consumers between those marks and Opposer.

43. As a result, Opposer’s CAT and CATERPILLAR Names and Marks are famous and

became famous well before the filing date of Application Serial No. 88534353, and any date of first

use that may be proved by Applicant.

44. Applicant’s CATLOOK Mark so closely resembles Opposer’s previously used and

registered CAT and CATERPILLAR Names and Marks as to be likely to cause dilution of the

distinctive quality of Opposer’s famous CAT and CATERPILLAR Names and Marks in violation of

Section 43(c) of the Lanham Act, as amended, 15 U.S.C. § 1125(c).

WHEREFORE, Opposer is being and will be damaged by the registration of Applicant’s

CATLOOK Mark for the goods shown in Application Serial No. 88534353 and requests that this

opposition be sustained and that registration to Applicant be refused.

A filing fee has been submitted electronically. If the filing fee is found to be insufficient for

any reason, please charge the deficiency to Deposit Account No. 506154.

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Respectfully Submitted, Dated: December 23, 2019 By: /Stephanie H. Bald /__ _____

Stephanie H. Bald [email protected] Hani S. Gazal [email protected] KELLY IP, LLP 1300 19th Street, N.W., Suite 300 Washington, D.C. 20036 Telephone: (202) 808-3570 Facsimile: (202) 354-5232

Attorneys for Opposer CATERPILLAR INC.

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EXHIBIT A

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Mark Information

Mark LiteralElements:

CAT

Standard CharacterClaim:

No

Mark DrawingType:

1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Related Properties Information

Claimed Ownershipof US

Registrations:

0564272, 0742294 and others

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: Articles of Nonprecious Metal-Namely, Key Tags, Key Chains [ and Name Plates ]

InternationalClass(es):

006 - Primary Class U.S Class(es): 002, 012, 013, 014, 023, 025, 050

Class Status: ACTIVE

Basis: 1(a)

First Use: Jan. 1970 Use in Commerce: Jan. 1970

For: Articles of Precious Metal-Namely, [ Tie Tacks, ] Belt Buckles, Lapel Pins, Watches [ and Watch Fobs ]

InternationalClass(es):

014 - Primary Class U.S Class(es): 002, 027, 028, 050

Class Status: ACTIVE

Generated on: This page was generated by TSDR on 2019-12-23 10:43:38 EST

Mark: CAT

US Serial Number: 73392831 Application FilingDate:

Sep. 29, 1982

US RegistrationNumber:

1298364 Registration Date: Oct. 02, 1984

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Sep. 19, 2014

Publication Date: Jul. 24, 1984

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Basis: 1(a)

First Use: Jan. 1970 Use in Commerce: Jan. 1970

For: Leather and Imitation Leather Goods-Namely, Business Card Cases, Credit Card Cases, Key Holders, Coin Holders, Briefcases,Garment Bags for Travel, Duffel Bags, Flight Bags, Tote Bags, Umbrellas, Traveling Bags, Purses and Wallets

InternationalClass(es):

018 - Primary Class U.S Class(es): 003, 041

Class Status: ACTIVE

Basis: 1(a)

First Use: Jan. 1970 Use in Commerce: Jan. 1970

For: Work, Sport and Casual Clothing-Namely, Caps, Belts, Ties, Scarves, Headwear, T-Shirts, Shorts, Sweat Pants, Sweat Shirts, Jackets,Vests, Gloves, Mittens, Rain Wear, One-Piece Jump Suits and Socks

InternationalClass(es):

025 - Primary Class U.S Class(es): 039

Class Status: ACTIVE

Basis: 1(a)

First Use: Jan. 1970 Use in Commerce: Jan. 1970

For: Cigarette Lighters [ and Ash Trays ]

InternationalClass(es):

034 - Primary Class U.S Class(es): 002, 008, 009, 017

Class Status: ACTIVE

Basis: 1(a)

First Use: Jan. 1970 Use in Commerce: Jan. 1970

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: CATERPILLAR INC.

Owner Address: 100 N.E. ADAMS ST.PERORIA, ILLINOIS UNITED STATES 61629

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christopher P. Foley Docket Number: 8407.5129-06

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christopher P. FoleyFinnegan Henderson Farabow Garrett & Dunner LLP901 New York Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413

Phone: 202.408.4000 Fax: 202.408.4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

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Prosecution History

Date DescriptionProceedingNumber

Sep. 19, 2014 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Sep. 19, 2014 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 67603

Sep. 19, 2014 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 67603

Sep. 18, 2014 TEAS SECTION 8 & 9 RECEIVED

May 16, 2008 CASE FILE IN TICRS

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Feb. 06, 2004 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Feb. 06, 2004 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Oct. 24, 2003 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED

Oct. 24, 2003 TEAS SECTION 8 & 9 RECEIVED

Dec. 18, 1990 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

Sep. 24, 1990 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED

Oct. 02, 1984 REGISTERED-PRINCIPAL REGISTER

Jul. 24, 1984 PUBLISHED FOR OPPOSITION

May 21, 1984 NOTICE OF PUBLICATION

Apr. 17, 1984 APPROVED FOR PUB - PRINCIPAL REGISTER

Feb. 28, 1984 CORRESPONDENCE RECEIVED IN LAW OFFICE

Dec. 12, 1983 NON-FINAL ACTION MAILED

Oct. 28, 1983 CORRESPONDENCE RECEIVED IN LAW OFFICE

Apr. 27, 1983 NON-FINAL ACTION MAILED

Apr. 21, 1983 ASSIGNED TO EXAMINER

TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: GENERIC WEB UPDATE Date in Location: Sep. 19, 2014

Assignment Abstract Of Title Information

Summary

Total Assignments: 1 Registrant: Caterpillar Tractor Co.

 Assignment 1 of 1

Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL

Reel/Frame: 0531/0979 Pages: 2

Date Recorded: Jul. 10, 1986

SupportingDocuments:

No Supporting Documents Available

Assignor

Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986

Legal Entity Type: CORPORATION State or CountryWhere Organized:

CALIFORNIA

Assignee

Name: CATERPILLAR INC.

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS

Correspondent

Correspondent CATERPILLAR, INC.

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Name:

CorrespondentAddress:

C/O EUGENE C. GOODALEPEORIA, IL 61629

Domestic Representative - Not Found

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Mark Information

Mark LiteralElements:

CAT

Standard CharacterClaim:

No

Mark DrawingType:

3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S)/NUMBER(S)

Design SearchCode(s):

26.05.21 - Triangles that are completely or partially shaded

Related Properties Information

Claimed Ownershipof US

Registrations:

1298364, 1908556, 2172769 and others

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: Work, sport and casual clothing, namely, caps, belts, [ ties, scarves, ] headwear, t-shirts, [ shorts, sweat pants, ] sweat shirts, [ wristbands, ] jackets, vests, gloves, [ mittens, ] rain wear, [ one-piece jump suits ] and socks, men's and women's shirts and jeans

InternationalClass(es):

025 - Primary Class U.S Class(es): 022, 039

Class Status: ACTIVE

Basis: 1(a)

First Use: Jan. 1990 Use in Commerce: Jan. 1990

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Generated on: This page was generated by TSDR on 2019-12-23 10:44:15 EST

Mark: CAT

US Serial Number: 75455116 Application FilingDate:

Mar. 23, 1998

US RegistrationNumber:

2234260 Registration Date: Mar. 23, 1999

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Jul. 10, 2019

Publication Date: Dec. 29, 1998

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Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: Caterpillar Inc.

Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christopher P. Foley Docket Number: 8407.5131-09

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christopher P. FoleyFinnegan, Henderson, Farabow, Garrett & Dunner LLP901 New York Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413

Phone: 202-408-4000 Fax: 202-408-4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Jul. 10, 2019 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Jul. 10, 2019 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 77875

Jul. 10, 2019 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 77875

Jul. 08, 2019 TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED

Jun. 14, 2019 POST REGISTRATION ACTION MAILED - SEC. 8 & 9 77875

Jun. 14, 2019 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 77875

May 30, 2019 TEAS SECTION 8 & 9 RECEIVED

Mar. 23, 2018 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Dec. 22, 2008 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) 64591

Dec. 22, 2008 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Nov. 26, 2008 ASSIGNED TO PARALEGAL 64591

Nov. 18, 2008 TEAS SECTION 8 & 9 RECEIVED

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Jul. 16, 2007 CASE FILE IN TICRS

May 05, 2004 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

Mar. 26, 2004 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED

Mar. 26, 2004 TEAS SECTION 8 & 15 RECEIVED

Mar. 23, 1999 REGISTERED-PRINCIPAL REGISTER

Dec. 29, 1998 PUBLISHED FOR OPPOSITION

Nov. 27, 1998 NOTICE OF PUBLICATION

Oct. 23, 1998 APPROVED FOR PUB - PRINCIPAL REGISTER

Oct. 21, 1998 EXAMINER'S AMENDMENT MAILED

Oct. 15, 1998 ASSIGNED TO EXAMINER 66582

TM Staff and Location Information

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TM Staff Information - None

File Location

Current Location: GENERIC WEB UPDATE Date in Location: Jul. 10, 2019

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Mark Information

Mark LiteralElements:

CAT

Standard CharacterClaim:

No

Mark DrawingType:

3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S)/NUMBER(S)

Design SearchCode(s):

26.05.21 - Triangles that are completely or partially shaded

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: footwear

InternationalClass(es):

025 - Primary Class U.S Class(es): 022, 039

Class Status: ACTIVE

Basis: 1(a)

First Use: Jun. 1988 Use in Commerce: Jun. 1989

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Generated on: This page was generated by TSDR on 2019-12-23 10:45:00 EST

Mark: CAT

US Serial Number: 74451720 Application FilingDate:

Oct. 28, 1993

US RegistrationNumber:

1908556 Registration Date: Aug. 01, 1995

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: May 08, 2015

Publication Date: May 09, 1995

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Owner Name: Caterpillar Inc.

Owner Address: 100 N. E. Adams StreetPeoria, ILLINOIS UNITED STATES 616299620

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christopher P. Foley Docket Number: 8407.5131-08

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christopher P. FoleyFinnegan, Henderson, Farabow, Garrett & Dunner, LL901 New York Avenue, NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413

Phone: 202.408.4000 Fax: 202.408.4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

May 08, 2015 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

May 08, 2015 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 69934

May 08, 2015 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 69934

May 06, 2015 TEAS SECTION 8 & 9 RECEIVED

May 09, 2011 CASE FILE IN TICRS

Mar. 31, 2011 CASE FILE IN TICRS

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Sep. 22, 2004 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Sep. 22, 2004 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Aug. 18, 2004 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED

Aug. 18, 2004 TEAS SECTION 8 & 9 RECEIVED

Nov. 04, 2000 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

Aug. 11, 2000 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED

Aug. 01, 1995 REGISTERED-PRINCIPAL REGISTER

May 09, 1995 PUBLISHED FOR OPPOSITION

Apr. 07, 1995 NOTICE OF PUBLICATION

Nov. 14, 1994 APPROVED FOR PUB - PRINCIPAL REGISTER

Sep. 19, 1994 CORRESPONDENCE RECEIVED IN LAW OFFICE

Mar. 27, 1994 NON-FINAL ACTION MAILED

Feb. 18, 1994 ASSIGNED TO EXAMINER 59500

TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: GENERIC WEB UPDATE Date in Location: May 08, 2015

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Mark Information

Mark LiteralElements:

CAT

Standard CharacterClaim:

Yes. The mark consists of standard characters without claim to any particular font style, size, or color.

Mark DrawingType:

4 - STANDARD CHARACTER MARK

Related Properties Information

Claimed Ownershipof US

Registrations:

1908556, 2488264, 2674815 and others

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: Footwear

InternationalClass(es):

025 - Primary Class U.S Class(es): 022, 039

Class Status: ACTIVE

Basis: 1(a)

First Use: Jun. 1988 Use in Commerce: Jun. 1988

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Generated on: This page was generated by TSDR on 2019-12-23 10:45:27 EST

Mark: CAT

US Serial Number: 77184659 Application FilingDate:

May 18, 2007

US RegistrationNumber:

3365449 Registration Date: Jan. 08, 2008

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Dec. 09, 2017

Publication Date: Oct. 23, 2007

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Filed No Basis: No

Current Owner(s) Information

Owner Name: Caterpillar Inc.

Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 616299240

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christopher P. Foley Docket Number: 8407.5129-15

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christopher P. FoleyFinnegan, Henderson, Farabow, Garrett & Dunner LLP901 NEW YORK AVENUE NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001

Phone: 202.408.4000 Fax: 202.408.4400

Correspondent e-mail:

[email protected] [email protected] [email protected]

Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Dec. 09, 2017 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Dec. 09, 2017 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) 76293

Dec. 09, 2017 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 76293

Dec. 09, 2017 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 76293

Nov. 10, 2017 TEAS SECTION 8 & 9 RECEIVED

Jan. 08, 2017 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Jul. 30, 2013 NOTICE OF SUIT

Jan. 31, 2013 NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

Jan. 31, 2013 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. 67723

Jan. 30, 2013 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 67723

Jan. 15, 2013 TEAS SECTION 8 & 15 RECEIVED

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Jan. 08, 2008 REGISTERED-PRINCIPAL REGISTER

Oct. 23, 2007 PUBLISHED FOR OPPOSITION

Oct. 03, 2007 NOTICE OF PUBLICATION

Sep. 18, 2007 LAW OFFICE PUBLICATION REVIEW COMPLETED 76985

Sep. 17, 2007 ASSIGNED TO LIE 76985

Aug. 09, 2007 APPROVED FOR PUB - PRINCIPAL REGISTER

Aug. 09, 2007 EXAMINER'S AMENDMENT ENTERED 88888

Aug. 09, 2007 NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED 6328

Aug. 09, 2007 EXAMINERS AMENDMENT E-MAILED 6328

Aug. 09, 2007 EXAMINERS AMENDMENT -WRITTEN 82427

Aug. 08, 2007 ASSIGNED TO EXAMINER 82427

May 23, 2007 NEW APPLICATION ENTERED IN TRAM

TM Staff and Location Information

TM Staff Information - None

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File Location

Current Location: GENERIC WEB UPDATE Date in Location: Dec. 09, 2017

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Mark Information

Mark LiteralElements:

CAT ENGINEERED DURABILITY

Standard CharacterClaim:

No

Mark DrawingType:

1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Related Properties Information

Claimed Ownershipof US

Registrations:

1265565, 1298364, 1908556, 2234260 and others

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: FOOTWEAR

InternationalClass(es):

025 - Primary Class U.S Class(es): 022, 039

Class Status: ACTIVE

Basis: 1(a)

First Use: Nov. 27, 2001 Use in Commerce: Nov. 27, 2001

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Generated on: This page was generated by TSDR on 2019-12-23 10:46:15 EST

Mark: CAT ENGINEERED DURABILITY

US Serial Number: 76384020 Application FilingDate:

Mar. 15, 2002

US RegistrationNumber:

2674815 Registration Date: Jan. 14, 2003

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Feb. 04, 2013

Publication Date: Oct. 22, 2002

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Filed No Basis: No

Current Owner(s) Information

Owner Name: Caterpillar Inc.

Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Jonathan M. Gelchinsky Docket Number: 8407.0371

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Jonathan M. GelchinskyFinnegan, Henderson, Farabow, Garrett & Dunner, L.901 NEW YORK AVENUE NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001-4413

Phone: 404.408.4000 Fax: 202.408.4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Feb. 04, 2013 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Feb. 04, 2013 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) 70131

Feb. 04, 2013 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 70131

Jan. 30, 2013 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 70131

Jan. 14, 2013 TEAS SECTION 8 & 9 RECEIVED

Jan. 26, 2009 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. 66607

Jan. 13, 2009 ASSIGNED TO PARALEGAL 66607

Jan. 10, 2009 TEAS SECTION 8 & 15 RECEIVED

Aug. 04, 2008 CASE FILE IN TICRS

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Jan. 14, 2003 REGISTERED-PRINCIPAL REGISTER

Oct. 22, 2002 PUBLISHED FOR OPPOSITION

Oct. 02, 2002 NOTICE OF PUBLICATION

Aug. 02, 2002 APPROVED FOR PUB - PRINCIPAL REGISTER

Jul. 29, 2002 EXAMINER'S AMENDMENT MAILED

Jul. 17, 2002 ASSIGNED TO EXAMINER 66582

TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: GENERIC WEB UPDATE Date in Location: Feb. 04, 2013

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Mark Information

Mark LiteralElements:

CAT

Standard CharacterClaim:

No

Mark DrawingType:

1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Related Properties Information

Claimed Ownershipof US

Registrations:

0742294, 1265041, 1298364, 1908556, 2158375, 2172769 and others

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: Retail store services in the field of clothing, footwear, toys, tote and sport bags, watches, sunglasses, eyeglasses, books, sportinggoods and gift items

InternationalClass(es):

035 - Primary Class U.S Class(es): 100, 101, 102

Class Status: ACTIVE

Basis: 1(a)

First Use: Sep. 30, 1999 Use in Commerce: Sep. 30, 1999

Basis Information (Case Level)

Filed Use: No Currently Use: Yes

Filed ITU: Yes Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Generated on: This page was generated by TSDR on 2019-12-23 10:46:44 EST

Mark: CAT

US Serial Number: 75621863 Application FilingDate:

Jan. 22, 1999

US RegistrationNumber:

2488264 Registration Date: Sep. 11, 2001

Register: Principal

Mark Type: Service Mark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Nov. 01, 2010

Publication Date: Apr. 25, 2000 Notice ofAllowance Date:

Jul. 18, 2000

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Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: Caterpillar Inc.

Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 616296480

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Jonathan M. Gelchinsky Docket Number: 8407.5129-01

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Jonathan M. GelchinskyFinnegan, Henderson, Farabow, Garrett & Dunner, LL901 New York Avenue NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001-4413

Phone: 202.408.4000 Fax: 202.408.4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Nov. 01, 2010 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) 70131

Nov. 01, 2010 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Oct. 27, 2010 TEAS SECTION 8 & 9 RECEIVED

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Apr. 14, 2007 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. 70131

Mar. 20, 2007 ASSIGNED TO PARALEGAL 70131

Feb. 26, 2007 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED

Feb. 26, 2007 TEAS SECTION 8 & 15 RECEIVED

Jan. 26, 2007 CASE FILE IN TICRS

Sep. 11, 2001 REGISTERED-PRINCIPAL REGISTER

May 15, 2001 ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

Mar. 07, 2001 CORRESPONDENCE RECEIVED IN LAW OFFICE

Feb. 12, 2001 NON-FINAL ACTION MAILED

Feb. 08, 2001 PREVIOUS ALLOWANCE COUNT WITHDRAWN

Feb. 08, 2001 ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED

Feb. 08, 2001 ASSIGNED TO EXAMINER 74784

Feb. 01, 2001 STATEMENT OF USE PROCESSING COMPLETE

Dec. 05, 2000 USE AMENDMENT FILED

Jul. 18, 2000 NOA MAILED - SOU REQUIRED FROM APPLICANT

Apr. 25, 2000 PUBLISHED FOR OPPOSITION

Mar. 24, 2000 NOTICE OF PUBLICATION

Feb. 07, 2000 APPROVED FOR PUB - PRINCIPAL REGISTER

Oct. 12, 1999 ASSIGNED TO EXAMINER 74784

Aug. 09, 1999 CORRESPONDENCE RECEIVED IN LAW OFFICE

Jul. 27, 1999 NON-FINAL ACTION MAILED

Jul. 14, 1999 ASSIGNED TO EXAMINER 74660

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Jul. 09, 1999 ASSIGNED TO EXAMINER 75601

Jul. 07, 1999 ASSIGNED TO EXAMINER 76795

TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: GENERIC WEB UPDATE Date in Location: Nov. 01, 2010

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Mark Information

Mark LiteralElements:

CAT

Standard CharacterClaim:

No

Mark DrawingType:

3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S)/NUMBER(S)

Description ofMark:

The mark consists of the word "CAT" with a triangle below the letter "A".

Color(s) Claimed: Color is not claimed as a feature of the mark.

Design SearchCode(s):

26.05.21 - Triangles that are completely or partially shaded

Related Properties Information

Claimed Ownershipof US

Registrations:

0564272, 1023137, 1579437, 3756598, 4045652 and others

Child Of: 86304594

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: Business management and consultation; product distribution for advertising purposes and operations management services; logisticsconsulting services, namely, order management and fulfillment services, warehouse management, inventory management, recordsaccuracy management, managing manufacturing logistics, managing reverse logistics, supply chain design logistics and management,transportation scheduling and planning management; marketing services; compilation and systemization of information into computerdatabases; management and compilation of computerized databases; retail stores featuring vehicles, equipment, and machines for usein agriculture, compaction, construction, demolition, earth conditioning, earth contouring, earth moving, forestry, landscaping, lifting,marine propulsion, material handling, mining, mulching, oil and gas distribution, oil and gas exploration, oil and gas production, paving,pipelaying, power generation, road building and repair, site preparation and remediation, tunnel boring, and vegetation management;retail stores featuring power generation equipment, generators, and tools; online retail store services and retail store services featuringclothing and clothing accessories, footwear, headwear, toys, games, leather goods, bags, glasses, cups, keychains, watches,computer software, eyewear, pictures, and books; providing searchable computer databases, websites, and online information servicesrelating to purchasing of equipment, machines, machine tools, and parts therefor, for use in agriculture, compaction, construction,demolition, earth conditioning, earth contouring, earth moving, forestry, forest management landscaping, lifting for use in construction,

Generated on: This page was generated by TSDR on 2019-12-23 10:47:12 EST

Mark: CAT

US Serial Number: 86976333 Application FilingDate:

Jun. 09, 2014

US RegistrationNumber:

4804267 Registration Date: Sep. 01, 2015

Register: Principal

Mark Type: Service Mark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: Registered. The registration date is used to determine when post-registration maintenance documents are due.

Status Date: Sep. 01, 2015

Publication Date: Jun. 16, 2015

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marine propulsion, material handling, mining, mulching, oil and gas distribution, oil and gas exploration, oil and gas production, paving,pipelaying, power generation, road building and repair, site preparation and remediation, tunnel boring, and vegetation management;providing searchable computer databases, websites, and online information services relating to purchasing of engines and powergeneration equipment; providing searchable computer databases, websites, and online information services relating to renting ofequipment, machines, machine tools, and parts therefor, for use in forest management; business data acquisition and analysis viacomputer networks and the Internet; technical business consulting services in the field of capturing new revenue streams, reducingwaste, conserving capital, and improving cash flow

InternationalClass(es):

035 - Primary Class U.S Class(es): 100, 101, 102

Class Status: ACTIVE

Basis: 1(a)

First Use: Dec. 1996 Use in Commerce: Dec. 1996

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: Caterpillar Inc.

Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Whitney Devin Cooke Docket Number: 8407.0131-04

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

WHITNEY DEVIN COOKEFINNEGAN, HENDERSON, FARABOW, GARRETT &901 NEW YORK AVE NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001-4432

Phone: 202-408-4000 Fax: 202-408-4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Sep. 01, 2015 REGISTERED-PRINCIPAL REGISTER

Jun. 16, 2015 OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

Jun. 16, 2015 PUBLISHED FOR OPPOSITION

May 27, 2015 NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

May 12, 2015 LAW OFFICE PUBLICATION REVIEW COMPLETED 73797

May 12, 2015 APPROVED FOR PUB - PRINCIPAL REGISTER

May 12, 2015 NOTICE OF DESIGN SEARCH CODE E-MAILED

May 11, 2015 DIVISIONAL PROCESSING COMPLETE

Mar. 16, 2015 DIVISIONAL REQUEST RECEIVED

May 11, 2015 PREVIOUS ALLOWANCE COUNT WITHDRAWN

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May 07, 2015 WITHDRAWN FROM PUB-ITU REQUEST 78440

May 07, 2015 CASE ASSIGNED TO INTENT TO USE PARALEGAL 65362

May 05, 2015 LAW OFFICE PUBLICATION REVIEW COMPLETED 73797

May 04, 2015 ASSIGNED TO LIE 73797

Apr. 10, 2015 APPROVED FOR PUB - PRINCIPAL REGISTER

Apr. 10, 2015 EXAMINER'S AMENDMENT ENTERED 88888

Apr. 10, 2015 NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED 6328

Apr. 10, 2015 EXAMINERS AMENDMENT E-MAILED 6328

Apr. 10, 2015 EXAMINERS AMENDMENT -WRITTEN 91162

Mar. 16, 2015 TEAS REQUEST TO DIVIDE RECEIVED

Mar. 11, 2015 TEAS/EMAIL CORRESPONDENCE ENTERED 88889

Mar. 11, 2015 CORRESPONDENCE RECEIVED IN LAW OFFICE 88889

Mar. 11, 2015 TEAS RESPONSE TO OFFICE ACTION RECEIVED

Sep. 26, 2014 NOTIFICATION OF NON-FINAL ACTION E-MAILED 6325

Sep. 26, 2014 NON-FINAL ACTION E-MAILED 6325

Sep. 26, 2014 NON-FINAL ACTION WRITTEN 91162

Sep. 18, 2014 ASSIGNED TO EXAMINER 91162

Jun. 20, 2014 NOTICE OF DESIGN SEARCH CODE E-MAILED

Jun. 19, 2014 NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM

Jun. 12, 2014 NEW APPLICATION ENTERED IN TRAM

TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: PUBLICATION AND ISSUE SECTION Date in Location: Sep. 01, 2015

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Mark Information

Mark LiteralElements:

CAT

Standard CharacterClaim:

No

Mark DrawingType:

1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Related Properties Information

Claimed Ownershipof US

Registrations:

0079056, 0085816, 0120744, 0131491, 0134971, 0137035, 0277417, 0345499, 0504829, 0506258 and others

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: DUMP-WAGONS, WHEEL TRACTOR-DUMP-WAGON COMBINATIONS, AND STRUCTURAL PARTS FOR SUCH PRODUCTS

InternationalClass(es):

007 U.S Class(es): 019 - Primary Class

Class Status: ACTIVE

Basis: 1(a)

First Use: Feb. 17, 1949 Use in Commerce: Feb. 17, 1949

For: ELECTRIC GENERATORS AND DIESEL ELECTRIC [ ELECTRIC ] GENERATOR SETS, AND PARTS FURNISHED WITH SAIDPRODUCTS

InternationalClass(es):

012 U.S Class(es): 021 - Primary Class

Class Status: ACTIVE

Generated on: This page was generated by TSDR on 2019-12-23 10:48:42 EST

Mark: CAT

US Serial Number: 71575190 Application FilingDate:

Mar. 10, 1949

US RegistrationNumber:

564272 Registration Date: Sep. 23, 1952

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Sep. 23, 2012

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Basis: 1(a)

First Use: Dec. 09, 1948 Use in Commerce: Dec. 09, 1948

For: DIESEL AND OTHER INTERNAL COMBUSTION ENGINES ADAPTED FOR EMPLOYMENT AS THE SOURCE OF POWER FORSELF-PROPELLED VEHICLES AND AS STATIONARY OR PORTABLE POWER UNITS FOR INDUSTRIAL, MARINE ANDAGRICULTURAL USES; SCRAPING, CARRYING AND DUMPING UNITS ADAPTED TO BE EMPLOYED FOR SCRAPING ANDCOLLECTING EARTH, ROCK, OR LIKE MATERIALS AND TRANSPORTING AND DUMPING SAID MATERIALS; POWER ANDMANUALLY CONTROLLED GRADERS, SCARIFIERS, SCRAPERS, AND RIPPERS ADAPTED TO BE EMPLOYED FOR THECONSTRUCTION AND MAINTENANCE OF ROADS, FOR MOVING AND REMOVING OF EARTH, ROCK, SNOW AND LIKEMATERIALS, FOR PREVENTING SOIL EROSION AND FOR OTHER INDUSTRIAL AND AGRICULTURAL USES; TRACTORS FORINDUSTRIAL AND AGRICULTURAL PURPOSES; AND PARTS AND SERVICE TOOLS FURNISHED WITH SAID PRODUCTS

InternationalClass(es):

007 U.S Class(es): 023 - Primary Class

Class Status: ACTIVE

Basis: 1(a)

First Use: Dec. 06, 1948 Use in Commerce: Dec. 06, 1948

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: CATERPILLAR INC.

Owner Address: 100 N.E. ADAMS STREETPEORIA, ILLINOIS UNITED STATES 616299620

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Jonathan M. Gelchinsky Docket Number: 8407.5129-14

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Jonathan M. GelchinskyFinnegan, Henderson, Farabow, Garrett & Dunner, L.901 New York Avenue NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001-4413

Phone: 202.408.4000 Fax: 202.408.4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Sep. 24, 2012 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Sep. 23, 2012 REGISTERED AND RENEWED (FOURTH RENEWAL - 10 YRS) 76293

Sep. 23, 2012 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 76293

Sep. 23, 2012 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 76293

Sep. 10, 2012 TEAS SECTION 8 & 9 RECEIVED

Oct. 16, 2008 CASE FILE IN TICRS

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Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Oct. 18, 2006 REVIEW OF CORRESPONDENCE COMPLETE 59315

Apr. 20, 2006 PAPER RECEIVED

May 04, 2002 REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS)

May 04, 2002 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Oct. 05, 2001 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED

Feb. 28, 1995 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)

Jul. 07, 1992 REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8

Sep. 23, 1972 REGISTERED AND RENEWED (FIRST RENEWAL - 20 YRS)

TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: GENERIC WEB UPDATE Date in Location: Sep. 23, 2012

Assignment Abstract Of Title Information

Summary

Total Assignments: 1 Registrant: CATERPILLAR TRACTOR CO.

 Assignment 1 of 1

Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL

Reel/Frame: 0531/0979 Pages: 2

Date Recorded: Jul. 10, 1986

SupportingDocuments:

No Supporting Documents Available

Assignor

Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986

Legal Entity Type: CORPORATION State or CountryWhere Organized:

CALIFORNIA

Assignee

Name: CATERPILLAR INC.

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS

Correspondent

CorrespondentName:

CATERPILLAR, INC.

CorrespondentAddress:

C/O EUGENE C. GOODALEPEORIA, IL 61629

Domestic Representative - Not Found

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Mark Information

Mark LiteralElements:

CAT

Standard CharacterClaim:

No

Mark DrawingType:

1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Related Properties Information

Claimed Ownershipof US

Registrations:

0564272, 0742294

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: Motor Trucks, Dump Wagons, Wheel Tractor-Dump Wagon Combinations, Wheel Tractors, and Parts Therefor

InternationalClass(es):

012 U.S Class(es): 019 - Primary Class

Class Status: ACTIVE

Basis: 1(a)

First Use: Feb. 17, 1949 Use in Commerce: Feb. 17, 1949

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Generated on: This page was generated by TSDR on 2019-12-23 10:49:34 EST

Mark: CAT

US Serial Number: 72174081 Application FilingDate:

Jul. 31, 1963

US RegistrationNumber:

770639 Registration Date: Jun. 02, 1964

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: May 05, 2014

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Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: Caterpillar Inc.

Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Whitney Devin Cooke Docket Number: 8407.5129-11

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Whitney Devin CookeFinnegan, Henderson, Farabow, Garrett & Dunner LLP901 New York Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413

Phone: 202.408.4000 Fax: 202.408.4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

May 05, 2014 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

May 05, 2014 REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS) 68502

May 05, 2014 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 68502

Apr. 23, 2014 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED 68502

May 05, 2014 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 68502

Apr. 23, 2014 TEAS SECTION 8 & 9 RECEIVED

Nov. 14, 2008 CASE FILE IN TICRS

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Oct. 19, 2006 REVIEW OF CORRESPONDENCE COMPLETE 59315

Apr. 20, 2006 PAPER RECEIVED

Nov. 28, 2003 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)

Nov. 28, 2003 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Sep. 24, 2003 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED

Sep. 24, 2003 TEAS SECTION 8 & 9 RECEIVED

Jul. 17, 2003 PAPER RECEIVED

Jun. 02, 1984 REGISTERED AND RENEWED (FIRST RENEWAL - 20 YRS)

TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: GENERIC WEB UPDATE Date in Location: May 05, 2014

Assignment Abstract Of Title Information

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Summary

Total Assignments: 2 Registrant: Caterpillar Tractor Co.

 Assignment 1 of 2

Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL

Reel/Frame: 0531/0979 Pages: 2

Date Recorded: Jul. 10, 1986

SupportingDocuments:

No Supporting Documents Available

Assignor

Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986

Legal Entity Type: CORPORATION State or CountryWhere Organized:

CALIFORNIA

Assignee

Name: CATERPILLAR INC.

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS

Correspondent

CorrespondentName:

CATERPILLAR, INC.

CorrespondentAddress:

C/O EUGENE C. GOODALEPEORIA, IL 61629

Domestic Representative - Not Found

Assignment 2 of 2

Conveyance: CHANGE OF NAME

Reel/Frame: 2794/0516 Pages: 3

Date Recorded: Jul. 17, 2003

SupportingDocuments:

assignment-tm-2794-0516.pdf

Assignor

Name: CATERPILLAR TRACTOR CO. Execution Date: Jul. 02, 2003

Legal Entity Type: CORPORATION State or CountryWhere Organized:

No Place Where Organized Found

Assignee

Name: CATERPILLAR INC.

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS 61629-9620

Correspondent

CorrespondentName:

GENE BOLMARCICH

CorrespondentAddress:

100 N.E. ADAMS ST.PEORIA, IL 61629-9620

Domestic Representative - Not Found

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Mark Information

Mark LiteralElements:

CAT

Standard CharacterClaim:

No

Mark DrawingType:

3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S)/NUMBER(S)

Design SearchCode(s):

26.05.21 - Triangles that are completely or partially shaded

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: machinery for earth moving, earth conditioning and material handling, namely, loaders and engines therefor, and parts for vehicle andinternal combustion engines

InternationalClass(es):

007 - Primary Class U.S Class(es): 013, 019, 021, 023, 031, 034, 035

Class Status: ACTIVE

Basis: 1(a)

First Use: Jul. 13, 1988 Use in Commerce: Oct. 20, 1988

For: vehicles for earth and material hauling and handling, namely, tractors and engines therefor

InternationalClass(es):

012 - Primary Class U.S Class(es): 019, 021, 023, 031, 035, 044

Class Status: ACTIVE

Basis: 1(a)

First Use: Jul. 13, 1988 Use in Commerce: Oct. 20, 1988

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Generated on: This page was generated by TSDR on 2019-12-23 10:50:06 EST

Mark: CAT

US Serial Number: 75236985 Application FilingDate:

Feb. 05, 1997

US RegistrationNumber:

2140606 Registration Date: Mar. 03, 1998

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Dec. 19, 2017

Publication Date: Dec. 09, 1997

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Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: Caterpillar Inc.

Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 616296490

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christopher P. Foley Docket Number: 8407.5131-11

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christopher P. FoleyFinnegan, Henderson, Farabow, Garrett & Dunner LLP100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629

Phone: 202-408-4000 Fax: 202-408-4400

Correspondent e-mail:

[email protected] [email protected] [email protected]

Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Dec. 19, 2017 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Dec. 19, 2017 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 71359

Dec. 19, 2017 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 71359

Dec. 19, 2017 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 71359

Nov. 21, 2017 TEAS SECTION 8 & 9 RECEIVED

Mar. 03, 2017 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Mar. 31, 2008 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) 73376

Mar. 31, 2008 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Mar. 03, 2008 ASSIGNED TO PARALEGAL 73376

Feb. 29, 2008 TEAS SECTION 8 & 9 RECEIVED

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Mar. 28, 2007 CASE FILE IN TICRS

Oct. 18, 2006 REVIEW OF CORRESPONDENCE COMPLETE 59315

Apr. 20, 2006 PAPER RECEIVED

Sep. 10, 2003 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

Aug. 05, 2003 POST REGISTRATION ACTION MAILED - SEC. 8 & 15

Mar. 28, 2003 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED

Mar. 28, 2003 TEAS SECTION 8 & 15 RECEIVED

Mar. 03, 1998 REGISTERED-PRINCIPAL REGISTER

Dec. 09, 1997 PUBLISHED FOR OPPOSITION

Nov. 07, 1997 NOTICE OF PUBLICATION

Sep. 25, 1997 APPROVED FOR PUB - PRINCIPAL REGISTER

Sep. 12, 1997 EXAMINER'S AMENDMENT MAILED

Sep. 04, 1997 ASSIGNED TO EXAMINER 74289

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TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: GENERIC WEB UPDATE Date in Location: Dec. 19, 2017

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EXHIBIT B

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Mark Information

Mark LiteralElements:

CATERPILLAR

Standard CharacterClaim:

No

Mark DrawingType:

1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Related Properties Information

Claimed Ownershipof US

Registrations:

0079056, 0581016

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: Articles of Nonprecious Metal-Namely, Key Tags, Key Chains, Money Clips and Name Plates

InternationalClass(es):

006 - Primary Class U.S Class(es): 013, 050

Class Status: ACTIVE

Basis: 1(a)

First Use: Jan. 1970 Use in Commerce: Jan. 1970

For: Articles of Precious Metal-Namely, Belt Buckles, Key Chains and Lapel Pins; Clocks; Jewelry Watch Fobs of Leather

InternationalClass(es):

014 - Primary Class U.S Class(es): 003, 028

Class Status: ACTIVE

Generated on: This page was generated by TSDR on 2019-12-23 10:52:11 EST

Mark: CATERPILLAR

US Serial Number: 73392834 Application FilingDate:

Sep. 29, 1982

US RegistrationNumber:

1280488 Registration Date: Jun. 05, 1984

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Apr. 11, 2014

Publication Date: Mar. 13, 1984

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Basis: 1(a)

First Use: Jan. 1970 Use in Commerce: Jan. 1970

For: Leather and Imitation Leather Goods-Namely, Wallets, Key Holders, Business Card Cases, Credit Card Cases, Coin Purses,Briefcases, Garment Bags for Travel, Duffel Bags, Flight Bags, Tote Bags and Purses

InternationalClass(es):

018 - Primary Class U.S Class(es): 003, 041

Class Status: ACTIVE

Basis: 1(a)

First Use: Jan. 1970 Use in Commerce: Jan. 1970

For: Caps, Ties, Scarves, Headwear and Wrist Bands

InternationalClass(es):

025 - Primary Class U.S Class(es): 039

Class Status: ACTIVE

Basis: 1(a)

First Use: Jan. 1970 Use in Commerce: Jan. 1970

For: [ Matches, Cigarette Lighters and Ash Trays ]

InternationalClass(es):

034 - Primary Class U.S Class(es): 002, 008, 009, 017

Class Status: SECTION 8 - CANCELLED

Basis: 1(a)

First Use: Jan. 1970 Use in Commerce: Jan. 1970

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: CATERPILLAR INC.

Owner Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS UNITED STATES 61629

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Whitney Devin Cooke Docket Number: 8407.5128-02

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Whitney Devin CookeFinnegan, Henderson, Farabow, Garrett & Dunner LLP901 New York Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413

Phone: 202.408.4000 Fax: 202.408.4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

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Prosecution History

Date DescriptionProceedingNumber

Apr. 11, 2014 NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

Apr. 11, 2014 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 76533

Apr. 11, 2014 REGISTERED - SEC. 9 GRANTED/CHECK RECORD FOR SEC. 8 76533

Apr. 11, 2014 REGISTERED - PARTIAL SEC. 8 (10-YR) ACCEPTED 76533

Mar. 28, 2014 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED 76533

Apr. 11, 2014 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 76533

Mar. 28, 2014 TEAS SECTION 8 & 9 RECEIVED

May 21, 2008 CASE FILE IN TICRS

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Nov. 12, 2003 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Nov. 12, 2003 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Aug. 16, 2003 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED

Aug. 19, 2003 TEAS SECTION 8 & 9 RECEIVED

Aug. 16, 1990 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

Jun. 04, 1990 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED

Jun. 05, 1984 REGISTERED-PRINCIPAL REGISTER

Mar. 13, 1984 PUBLISHED FOR OPPOSITION

Jan. 26, 1984 NOTICE OF PUBLICATION

Nov. 28, 1983 APPROVED FOR PUB - PRINCIPAL REGISTER

Oct. 17, 1983 CORRESPONDENCE RECEIVED IN LAW OFFICE

Jul. 05, 1983 NON-FINAL ACTION MAILED

Jun. 21, 1983 ASSIGNED TO EXAMINER

TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: POST REGISTRATION Date in Location: May 29, 2014

Assignment Abstract Of Title Information

Summary

Total Assignments: 1 Registrant: Caterpillar Tractor Co.

 Assignment 1 of 1

Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL

Reel/Frame: 0531/0979 Pages: 2

Date Recorded: Jul. 10, 1986

SupportingDocuments:

No Supporting Documents Available

Assignor

Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986

Legal Entity Type: CORPORATION State or CountryWhere Organized:

CALIFORNIA

Assignee

Name: CATERPILLAR INC.

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS

Correspondent

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CorrespondentName:

CATERPILLAR, INC.

CorrespondentAddress:

C/O EUGENE C. GOODALEPEORIA, IL 61629

Domestic Representative - Not Found

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Mark Information

Mark LiteralElements:

CATERPILLAR

Standard CharacterClaim:

No

Mark DrawingType:

3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S)/NUMBER(S)

Design SearchCode(s):

26.05.21 - Triangles that are completely or partially shaded

Related Properties Information

Claimed Ownershipof US

Registrations:

1280488, 1911472, 2182134 and others

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: Work, sport and casual clothing namely, caps, belts, [ ties, scarves, ] headwear, t-shirts, [ shorts, sweat pants, ] sweat shirts, [ wristbands, ] jackets, vests, [ gloves, mittens, ] rain wear, [ one-piece jump suits and socks, ] men's and women's shirts and jeans

InternationalClass(es):

025 - Primary Class U.S Class(es): 022, 039

Class Status: ACTIVE

Basis: 1(a)

First Use: Jan. 1990 Use in Commerce: Jan. 1990

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Generated on: This page was generated by TSDR on 2019-12-23 10:52:41 EST

Mark: CATERPILLAR

US Serial Number: 75455117 Application FilingDate:

Mar. 23, 1998

US RegistrationNumber:

2234261 Registration Date: Mar. 23, 1999

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Jul. 06, 2019

Publication Date: Dec. 29, 1998

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Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: Caterpillar Inc.

Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christopher P. Foley Docket Number: 8407.5130-05

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christopher P. FoleyFinnegan, Henderson, Farabow, Garrett & Dunner LLP901 New York Avenue, NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001

Phone: 202-408-4000 Fax: 202-408-4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Jul. 06, 2019 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Jul. 06, 2019 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 59136

Jul. 06, 2019 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 59136

Jul. 06, 2019 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 59136

May 30, 2019 TEAS SECTION 8 & 9 RECEIVED

Mar. 23, 2018 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Dec. 22, 2008 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) 64591

Dec. 22, 2008 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Nov. 26, 2008 ASSIGNED TO PARALEGAL 64591

Nov. 18, 2008 TEAS SECTION 8 & 9 RECEIVED

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Jul. 16, 2007 CASE FILE IN TICRS

May 05, 2004 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

Mar. 26, 2004 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED

Mar. 26, 2004 TEAS SECTION 8 & 15 RECEIVED

Mar. 23, 1999 REGISTERED-PRINCIPAL REGISTER

Dec. 29, 1998 PUBLISHED FOR OPPOSITION

Nov. 27, 1998 NOTICE OF PUBLICATION

Oct. 23, 1998 APPROVED FOR PUB - PRINCIPAL REGISTER

Oct. 21, 1998 EXAMINER'S AMENDMENT MAILED

Oct. 15, 1998 ASSIGNED TO EXAMINER 66582

TM Staff and Location Information

TM Staff Information - None

File Location

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Current Location: GENERIC WEB UPDATE Date in Location: Jul. 06, 2019

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Mark Information

Mark LiteralElements:

CATERPILLAR

Standard CharacterClaim:

Yes. The mark consists of standard characters without claim to any particular font style, size, or color.

Mark DrawingType:

4 - STANDARD CHARACTER MARK

Related Properties Information

Claimed Ownershipof US

Registrations:

1280488, 1911472, 2234261 and others

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: Clothing, namely, belts, t-shirts, shorts, sweat pants, sweat shirts, jackets, vests, gloves, rain wear, socks, shirts, and jeans

InternationalClass(es):

025 - Primary Class U.S Class(es): 022, 039

Class Status: ACTIVE

Basis: 1(a)

First Use: Jan. 1988 Use in Commerce: Jan. 1988

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Generated on: This page was generated by TSDR on 2019-12-23 10:53:08 EST

Mark: CATERPILLAR

US Serial Number: 85020678 Application FilingDate:

Apr. 22, 2010

US RegistrationNumber:

3907101 Registration Date: Jan. 18, 2011

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: A Sections 8 and 15 combined declaration has been accepted and acknowledged.

Status Date: Mar. 25, 2016

Publication Date: Nov. 02, 2010

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Filed No Basis: No

Current Owner(s) Information

Owner Name: Caterpillar Inc.

Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christopher P. Foley Docket Number: 8407.0128

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christopher P. FoleyFinnegan, Henderson, Farabow, Garrett and Dunner,901 NEW YORK AVE NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001-4432

Phone: 202-408-4000 Fax: 202-408-4400

Correspondent e-mail:

[email protected] [email protected] [email protected]

Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Mar. 25, 2016 NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

Mar. 25, 2016 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. 69471

Mar. 25, 2016 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 69471

Jan. 22, 2016 TEAS SECTION 8 & 15 RECEIVED

Jan. 18, 2011 REGISTERED-PRINCIPAL REGISTER

Nov. 02, 2010 OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

Nov. 02, 2010 PUBLISHED FOR OPPOSITION

Sep. 27, 2010 LAW OFFICE PUBLICATION REVIEW COMPLETED 73797

Sep. 27, 2010 ASSIGNED TO LIE 73797

Sep. 17, 2010 APPROVED FOR PUB - PRINCIPAL REGISTER

Aug. 26, 2010 TEAS/EMAIL CORRESPONDENCE ENTERED 88889

Aug. 26, 2010 CORRESPONDENCE RECEIVED IN LAW OFFICE 88889

Aug. 26, 2010 TEAS RESPONSE TO OFFICE ACTION RECEIVED

Aug. 05, 2010 NOTIFICATION OF NON-FINAL ACTION E-MAILED 6325

Aug. 05, 2010 NON-FINAL ACTION E-MAILED 6325

Aug. 05, 2010 NON-FINAL ACTION WRITTEN 86333

Aug. 02, 2010 ASSIGNED TO EXAMINER 86333

Apr. 28, 2010 NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM

Apr. 26, 2010 NEW APPLICATION ENTERED IN TRAM

TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: TMO LAW OFFICE 113 Date in Location: Mar. 25, 2016

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Mark Information

Mark LiteralElements:

CATERPILLAR

Standard CharacterClaim:

No

Mark DrawingType:

3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S)/NUMBER(S)

Design SearchCode(s):

26.05.21 - Triangles that are completely or partially shaded

Related Properties Information

Claimed Ownershipof US

Registrations:

1280488

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: footwear

InternationalClass(es):

025 - Primary Class U.S Class(es): 039

Class Status: ACTIVE

Basis: 1(a)

First Use: Jun. 1988 Use in Commerce: Jun. 1989

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Generated on: This page was generated by TSDR on 2019-12-23 10:53:32 EST

Mark: CATERPILLAR

US Serial Number: 74451721 Application FilingDate:

Oct. 28, 1993

US RegistrationNumber:

1911472 Registration Date: Aug. 15, 1995

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: May 11, 2015

Publication Date: May 23, 1995

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Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: Caterpillar Inc.

Owner Address: 100 N. E. Adams StreetPeoria, ILLINOIS UNITED STATES 616299620

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christopher P. Foley Docket Number: 8407.5130-06

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christopher P. FoleyFinnegan Henderson Farabow Garrett & Dunner, LLP901 New York Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413

Phone: 404.653.6440 Fax: 202.408.4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

May 11, 2015 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

May 11, 2015 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 59136

May 11, 2015 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 59136

May 06, 2015 TEAS SECTION 8 & 9 RECEIVED

May 06, 2011 CASE FILE IN TICRS

Mar. 31, 2011 CASE FILE IN TICRS

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Sep. 30, 2004 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Sep. 30, 2004 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Aug. 19, 2004 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED

Aug. 19, 2004 TEAS SECTION 8 & 9 RECEIVED

Nov. 16, 2000 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

Aug. 22, 2000 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED

Aug. 15, 1995 REGISTERED-PRINCIPAL REGISTER

May 23, 1995 PUBLISHED FOR OPPOSITION

Apr. 21, 1995 NOTICE OF PUBLICATION

Nov. 10, 1994 APPROVED FOR PUB - PRINCIPAL REGISTER

Sep. 19, 1994 CORRESPONDENCE RECEIVED IN LAW OFFICE

Mar. 23, 1994 NON-FINAL ACTION MAILED

Mar. 08, 1994 ASSIGNED TO EXAMINER 68174

Feb. 18, 1994 ASSIGNED TO EXAMINER 59500

TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: GENERIC WEB UPDATE Date in Location: May 11, 2015

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Mark Information

Mark LiteralElements:

CATERPILLAR

Standard CharacterClaim:

Yes. The mark consists of standard characters without claim to any particular font style, size, or color.

Mark DrawingType:

4 - STANDARD CHARACTER MARK

Related Properties Information

Claimed Ownershipof US

Registrations:

1280488, 1911472, 2234261 and others

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: Footwear

InternationalClass(es):

025 - Primary Class U.S Class(es): 022, 039

Class Status: ACTIVE

Basis: 1(a)

First Use: Jun. 1988 Use in Commerce: Jun. 1988

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Generated on: This page was generated by TSDR on 2019-12-23 10:54:03 EST

Mark: CATERPILLAR

US Serial Number: 77184678 Application FilingDate:

May 18, 2007

US RegistrationNumber:

3365450 Registration Date: Jan. 08, 2008

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Dec. 12, 2017

Publication Date: Oct. 23, 2007

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Filed No Basis: No

Current Owner(s) Information

Owner Name: Caterpillar Inc.

Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 616299240

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christopher P. Foley Docket Number: 8407.5128-12

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christopher P. FoleyFinnegan, Henderson, Farabow, Garrett & Dunner LLP901 NEW YORK AVENUE NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001

Phone: 202.408.4000 Fax: 202.408.4400

Correspondent e-mail:

[email protected] [email protected] [email protected]

Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Dec. 12, 2017 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Dec. 12, 2017 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) 66607

Dec. 12, 2017 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 66607

Dec. 12, 2017 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 66607

Nov. 14, 2017 TEAS SECTION 8 & 9 RECEIVED

Jan. 08, 2017 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Jan. 31, 2013 NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

Jan. 31, 2013 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. 67723

Jan. 30, 2013 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 67723

Jan. 15, 2013 TEAS SECTION 8 & 15 RECEIVED

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Jan. 08, 2008 REGISTERED-PRINCIPAL REGISTER

Oct. 23, 2007 PUBLISHED FOR OPPOSITION

Oct. 03, 2007 NOTICE OF PUBLICATION

Sep. 18, 2007 LAW OFFICE PUBLICATION REVIEW COMPLETED 76985

Sep. 17, 2007 ASSIGNED TO LIE 76985

Aug. 09, 2007 APPROVED FOR PUB - PRINCIPAL REGISTER

Aug. 09, 2007 EXAMINER'S AMENDMENT ENTERED 88888

Aug. 09, 2007 NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED 6328

Aug. 09, 2007 EXAMINERS AMENDMENT E-MAILED 6328

Aug. 09, 2007 EXAMINERS AMENDMENT -WRITTEN 82427

Aug. 08, 2007 ASSIGNED TO EXAMINER 82427

May 23, 2007 NEW APPLICATION ENTERED IN TRAM

TM Staff and Location Information

TM Staff Information - None

File Location

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Current Location: GENERIC WEB UPDATE Date in Location: Dec. 12, 2017

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Mark Information

Mark LiteralElements:

CATERPILLAR

Standard CharacterClaim:

Yes. The mark consists of standard characters without claim to any particular font style, size, or color.

Mark DrawingType:

4 - STANDARD CHARACTER MARK

Related Properties Information

Publish PreviouslyRegistered Mark:

Yes

PreviouslyRegistered Mark

Publication Date:

Oct. 12, 1948

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: GASOLENE [, STEAM, ] [ AND TRACTION ] ENGINES, [HARVESTERS,] AND ROAD-WORKING MACHINES

InternationalClass(es):

006, 007, 008, 009, 011, 012, 016, 021, 028 U.S Class(es): 023 - Primary Class

Class Status: ACTIVE

Basis: 1(a)

First Use: Sep. 01, 1904 Use in Commerce: Sep. 01, 1904

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Generated on: This page was generated by TSDR on 2019-12-23 10:54:30 EST

Mark: CATERPILLAR

US Serial Number: 71052847 Application FilingDate:

Nov. 18, 1910

US RegistrationNumber:

85816 Registration Date: Mar. 19, 1912

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Mar. 27, 2012

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Filed No Basis: No

Current Owner(s) Information

Owner Name: CATERPILLAR INC.

Owner Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS UNITED STATES 61629

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Jonathan M. Gelchinsky Docket Number: 8407.5128-19

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Jonathan M. GelchinskyFinnegan, Henderson, Farabow, Garrett & Dunner, L.901 New York Avenue NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001-4413

Phone: 202.408.4000 Fax: 202.408.4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Mar. 27, 2012 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Mar. 27, 2012 REGISTERED AND RENEWED (SIXTH RENEWAL - 10 YRS) 68502

Mar. 27, 2012 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 68502

Mar. 27, 2012 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 68502

Mar. 12, 2012 TEAS SECTION 8 & 9 RECEIVED

Mar. 13, 2010 AMENDMENT UNDER SECTION 7 - ISSUED 68335

Mar. 09, 2010 TEAS SECTION 7 REQUEST RECEIVED

Apr. 09, 2009 REVIEW OF CORRESPONDENCE COMPLETE 61619

Aug. 22, 2008 CASE FILE IN TICRS

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Jul. 26, 2006 REVIEW OF CORRESPONDENCE COMPLETE 67149

Apr. 20, 2006 PAPER RECEIVED

Jun. 30, 2001 REGISTERED AND RENEWED (FIFTH RENEWAL - 10 YRS)

Jun. 30, 2001 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Apr. 02, 2001 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED

Mar. 18, 1992 REGISTERED AND RENEWED (FOURTH RENEWAL - 10 YRS)

Feb. 21, 1992 REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8

Mar. 19, 1972 REGISTERED AND RENEWED (THIRD RENEWAL - 20 YRS)

TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: GENERIC WEB UPDATE Date in Location: Mar. 27, 2012

Assignment Abstract Of Title Information

Summary

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Total Assignments: 1 Registrant: HOLT MANUFACTURING COMPANY, THE

 Assignment 1 of 1

Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL

Reel/Frame: 0531/0979 Pages: 2

Date Recorded: Jul. 10, 1986

SupportingDocuments:

No Supporting Documents Available

Assignor

Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986

Legal Entity Type: CORPORATION State or CountryWhere Organized:

CALIFORNIA

Assignee

Name: CATERPILLAR INC.

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS

Correspondent

CorrespondentName:

CATERPILLAR, INC.

CorrespondentAddress:

C/O EUGENE C. GOODALEPEORIA, IL 61629

Domestic Representative - Not Found

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Mark Information

Mark LiteralElements:

CATERPILLAR

Standard CharacterClaim:

No

Mark DrawingType:

1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Related Properties Information

Claimed Ownershipof US

Registrations:

0079056, 0085748, 0085816, 0120744, 0131491, 0134971, 0135703, 0137035, 0190950, 0215160, 0229711, 0229712, 0229714 and others

Publish PreviouslyRegistered Mark:

Yes

PreviouslyRegistered Mark

Publication Date:

Jun. 15, 1948

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: TRACTORS, TRACTOR ENGINES, TRACK LINKS, TRACK SHOES, GROUSERS, GREASE GUNS; [ AGRICULTURAL MACHINERYTOOLS, AND EQUIPMENT- NAMELY, COMBINED HARVESTERS, WINDROWERS, PICK-UP MACHINERY GRAIN CLEANERS,GRAIN GRADERS, AND THRESHING MACHINES; ] ROAD CONSTRUCTION AND MAINTENANCE MACHINERY, TOOLS, ANDEQUIPMENT-NAMELY, GRADERS, [ ELEVATING GRADERS, ROAD PLANERS, ] SCARIFIERS, PLOWS, LOGGING MACHINERY,TOOLS, AND EQUIPMENT-NAMELY, LOGGING ENGINES, [ WINCHES, LOG HOISTS, AND BUMMERS; ] AND THE PARTS FORALL SAID GOODS

InternationalClass(es):

012 U.S Class(es): 023 - Primary Class

Class Status: ACTIVE

Basis: 1(a)

First Use: Sep. 1904 Use in Commerce: Sep. 1904

Basis Information (Case Level)

Generated on: This page was generated by TSDR on 2019-12-23 10:55:10 EST

Mark: CATERPILLAR

US Serial Number: 71297791 Application FilingDate:

Mar. 24, 1930

US RegistrationNumber:

277417 Registration Date: Nov. 11, 1930

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Dec. 04, 2009

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Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: CATERPILLAR INC.

Owner Address: 100 N. E. ADAMS ST.PEORIA, ILLINOIS UNITED STATES 61629

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christie Baty Heinze Docket Number: 8407.5128-11

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christie Baty HeinzeFinnegan, Henderson, Farabow, Garrett & Dunner, LL901 New York Avenue NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001

Phone: 202.408-4000 Fax: 202.408.4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Nov. 11, 2019 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Dec. 04, 2009 REGISTERED AND RENEWED (FIFTH RENEWAL - 10 YRS) 68502

Dec. 04, 2009 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Dec. 02, 2009 TEAS SECTION 8 & 9 RECEIVED

Jun. 19, 2009 REVIEW OF CORRESPONDENCE COMPLETE 61619

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Sep. 20, 2006 REVIEW OF CORRESPONDENCE COMPLETE 68973

Sep. 15, 2006 CASE FILE IN TICRS

Jul. 28, 2006 REVIEW OF CORRESPONDENCE COMPLETE 59315

Apr. 20, 2006 PAPER RECEIVED

Nov. 02, 2000 REGISTERED AND RENEWED (FOURTH RENEWAL - 10 YRS)

Nov. 02, 2000 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Feb. 17, 2000 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED

Sep. 05, 1990 REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS)

Aug. 27, 1990 RESPONSE RECEIVED TO POST REG. ACTION

Aug. 08, 1990 POST REGISTRATION ACTION MAILED - SEC. 9

Jun. 04, 1990 REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8

Nov. 11, 1970 REGISTERED AND RENEWED (SECOND RENEWAL - 20 YRS)

TM Staff and Location Information

TM Staff Information - None

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File Location

Current Location: GENERIC WEB UPDATE Date in Location: Dec. 04, 2009

Assignment Abstract Of Title Information

Summary

Total Assignments: 1 Registrant: CATERPILLAR TRACTOR CO.

 Assignment 1 of 1

Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL

Reel/Frame: 0531/0979 Pages: 2

Date Recorded: Jul. 10, 1986

SupportingDocuments:

No Supporting Documents Available

Assignor

Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986

Legal Entity Type: CORPORATION State or CountryWhere Organized:

CALIFORNIA

Assignee

Name: CATERPILLAR INC.

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS

Correspondent

CorrespondentName:

CATERPILLAR, INC.

CorrespondentAddress:

C/O EUGENE C. GOODALEPEORIA, IL 61629

Domestic Representative - Not Found

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Mark Information

Mark LiteralElements:

CATERPILLAR

Standard CharacterClaim:

No

Mark DrawingType:

1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Related Properties Information

Claimed Ownershipof US

Registrations:

0079056, 0085748, 0085816, 0120744, 0134971, 0135703, 0190950, 0215160, 0227417, 0229711, 0229712, 0229714 and others

Publish PreviouslyRegistered Mark:

Yes

PreviouslyRegistered Mark

Publication Date:

Nov. 02, 1948

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: TRACTORS ADAPTED TO BE EMPLOYED IN FARMING OPERATIONS, ROAD BUILDING, MINING, LOGGING, EARTH MOVING,HAULING, AND FOR OTHER INDUSTRIAL AND AGRICULTURAL PURPOSES; INTERNAL COMBUSTION ENGINES ADAPTEDFOR EMPLOYMENT AS THE SOURCE OF POWER FOR SELF-PROPELLED VEHICLES, AND AS STATIONARY OR PORTABLEPOWER UNITS FOR INDUSTRIAL AND AGRICULTURAL USES; POWER AND MANUALLY CONTROLLED GRADERS,TERRACERS, PLANERS, SCARIFIERS, LEANING WHEEL GRADERS, ELEVATING GRADERS, SCRAPERS, BULLDOZERS,LEVELERS, PLOWS, DITCHERS, BANK CUTTERS , AND BACK SLOPERS ADAPTED TO BE EMPLOYED FOR THECONSTRUCTION AND MAINTENANCE OF ROADS, FOR MOVING AND REMOVING OF EARTH, SNOW, AND LIKE MATERIALS,FOR PREVENTING SOIL EROSION AND FOR OTHER INDUSTRIAL AND AGRICULTURAL USES; HARVESTERS, COMBINEHARVESTERS, MOWERS, PUSH RAKES, WINDROW HEADERS AND WINDROW PICK-UPS; IMPLEMENT HITCHES; PARTSAND TOOLS FOR ALL OF SAID PRODUCTS AND ATTACHMENTS, ACCESSORIES AND EQUIPMENT ASSOCIABLE WITH ALLOF SAID PRODUCTS.

InternationalClass(es):

007, 012 U.S Class(es): 023 - Primary Class

Class Status: ACTIVE

Basis: 1(a)

Generated on: This page was generated by TSDR on 2019-12-23 10:55:58 EST

Mark: CATERPILLAR

US Serial Number: 71386675 Application FilingDate:

Dec. 12, 1936

US RegistrationNumber:

345499 Registration Date: Apr. 27, 1937

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Jun. 15, 2017

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First Use: Sep. 1904 Use in Commerce: Sep. 1904

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: CATERPILLAR INC.

Owner Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS UNITED STATES 616296490

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christopher P. Foley Docket Number: 8407.5128-10

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christopher P. FoleyFinnegan Henderson Farabow Garrett & Dunner LLP901 New Yor Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413

Phone: 404.653.6440 Fax: 202.408.4400

Correspondent e-mail:

[email protected] [email protected] [email protected]

Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Jun. 15, 2017 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Jun. 15, 2017 REGISTERED AND RENEWED (FIFTH RENEWAL - 10 YRS) 74704

Jun. 15, 2017 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 74704

Jun. 15, 2017 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 74704

Apr. 27, 2017 TEAS SECTION 8 & 9 RECEIVED

Jul. 02, 2009 REVIEW OF CORRESPONDENCE COMPLETE 61619

Jan. 13, 2009 CASE FILE IN TICRS

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

May 21, 2007 REGISTERED AND RENEWED (FOURTH RENEWAL - 10 YRS) 60234

May 21, 2007 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

May 20, 2007 ASSIGNED TO PARALEGAL 60234

Feb. 15, 2007 TEAS SECTION 8 & 9 RECEIVED

Jul. 31, 2006 REVIEW OF CORRESPONDENCE COMPLETE 59315

Apr. 20, 2006 PAPER RECEIVED

Mar. 27, 1997 REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS)

Feb. 05, 1997 REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8

Apr. 27, 1977 REGISTERED AND RENEWED (SECOND RENEWAL - 20 YRS)

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TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: GENERIC WEB UPDATE Date in Location: Jun. 15, 2017

Assignment Abstract Of Title Information

Summary

Total Assignments: 1 Registrant: CATEPILLAR TRACTOR CO.

 Assignment 1 of 1

Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL

Reel/Frame: 0531/0979 Pages: 2

Date Recorded: Jul. 10, 1986

SupportingDocuments:

No Supporting Documents Available

Assignor

Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986

Legal Entity Type: CORPORATION State or CountryWhere Organized:

CALIFORNIA

Assignee

Name: CATERPILLAR INC.

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS

Correspondent

CorrespondentName:

CATERPILLAR, INC.

CorrespondentAddress:

C/O EUGENE C. GOODALEPEORIA, IL 61629

Domestic Representative - Not Found

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Mark Information

Mark LiteralElements:

CATERPILLAR

Standard CharacterClaim:

No

Mark DrawingType:

1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Related Properties Information

Claimed Ownershipof US

Registrations:

0079056, 0085748, 0085816, 0120744, 0131491, 0134971, 0135703, 0137035, 0190950, 0277417, 0345499

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: DUMP-WAGONS, WHEEL TRACTOR-DUMP-WAGON COMBINATIONS, AND STRUCTURAL PARTS FOR SUCH PRODUCTS

InternationalClass(es):

012 U.S Class(es): 019 - Primary Class

Class Status: ACTIVE

Basis: 1(a)

First Use: 1941 Use in Commerce: 1941

Basis Information (Case Level)

Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Generated on: This page was generated by TSDR on 2019-12-23 10:56:36 EST

Mark: CATERPILLAR

US Serial Number: 71540644 Application FilingDate:

Nov. 10, 1947

US RegistrationNumber:

506258 Registration Date: Feb. 01, 1949

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Nov. 23, 2018

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Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: CATERPILLAR INC.

Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christopher P. Foley Docket Number: 8407.5128-13

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christopher P. FoleyFinnegan, Henderson, Farabow, Garrett & Dunner, LL901 New York Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001

Phone: 202-408-4000 Fax: 202-408-4400

Correspondent e-mail:

[email protected] [email protected]

Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Dec. 06, 2018 APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED 88888

Dec. 06, 2018 TEAS CHANGE OF OWNER ADDRESS RECEIVED

Nov. 23, 2018 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Nov. 23, 2018 REGISTERED AND RENEWED (FOURTH RENEWAL - 10 YRS) 75461

Nov. 23, 2018 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 75461

Nov. 23, 2018 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 75461

Nov. 14, 2018 TEAS SECTION 8 & 9 RECEIVED

Feb. 01, 2018 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Oct. 07, 2008 CASE FILE IN TICRS

Sep. 25, 2008 REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS) 76533

Sep. 25, 2008 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Sep. 24, 2008 ASSIGNED TO PARALEGAL 76533

Sep. 22, 2008 TEAS SECTION 8 & 9 RECEIVED

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Oct. 18, 2006 REVIEW OF CORRESPONDENCE COMPLETE 59315

Apr. 20, 2006 PAPER RECEIVED

Feb. 01, 1989 REGISTERED AND RENEWED (SECOND RENEWAL - 20 YRS)

Jan. 23, 1989 REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8

Feb. 01, 1969 REGISTERED AND RENEWED (FIRST RENEWAL - 20 YRS)

TM Staff and Location Information

TM Staff Information - None

File Location

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Current Location: GENERIC WEB UPDATE Date in Location: Nov. 23, 2018

Assignment Abstract Of Title Information

Summary

Total Assignments: 1 Registrant: CATERPILLAR TRACTOR CO.

 Assignment 1 of 1

Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL

Reel/Frame: 0531/0979 Pages: 2

Date Recorded: Jul. 10, 1986

SupportingDocuments:

No Supporting Documents Available

Assignor

Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986

Legal Entity Type: CORPORATION State or CountryWhere Organized:

CALIFORNIA

Assignee

Name: CATERPILLAR INC.

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS

Correspondent

CorrespondentName:

CATERPILLAR, INC.

CorrespondentAddress:

C/O EUGENE C. GOODALEPEORIA, IL 61629

Domestic Representative - Not Found

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Mark Information

Mark LiteralElements:

CATERPILLAR

Standard CharacterClaim:

No

Mark DrawingType:

1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Related Properties Information

Claimed Ownershipof US

Registrations:

0079056, 0085748, 0085816, 0120744, 0131491, 0134971, 0135703, 0137035, 0190950, 0215160, 0229711, 0229712, 0229714, 0277417, 0345499 and others

Goods and Services

Note:The following symbols indicate that the registrant/owner has amended the goods/services:

Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.

For: DIESEL ENGINES FOR MARINE PURPOSES; CABLE-CONTROL UNITS FOR CONTROLLING CABLE ACTUATED EQUIPMENTASSOCIATED WITH TRACTORS AND THE LIKE; HYDRAULICCONTROL UNITS FOR CONTROLLING HYDRAULICALLYACTUATED EQUIPMENT ASSOCIATED WITH TRACTORS AND THE LIKE; EARTH RIPPERS; SCRAPING, CARRYING, ANDDUMPING UNITS ADAPTED TO BE EMPLOYED FOR SCRAPING AND COLLECTING EARTH OR LIKE MATERIALS ANDTRANSPORTING AND DUMPING SAID MATERIALS; PARTS FOR ALL OF SAID PRODUCTS; AND SERVICE TOOLS-NAMELY,PLIERS, SCREW DRIVERS, WRENCHES, HAMMERS, GREASE GUNS, RIM TOOLS, PINCH BARS, AND CABLE CUTTERS

InternationalClass(es):

007, 008, 009 U.S Class(es): 023 - Primary Class

Class Status: ACTIVE

Basis: 1(a)

First Use: Jan. 1939 Use in Commerce: Jan. 1939

Basis Information (Case Level)

Generated on: This page was generated by TSDR on 2019-12-23 10:57:13 EST

Mark: CATERPILLAR

US Serial Number: 71540643 Application FilingDate:

Nov. 10, 1947

US RegistrationNumber:

531626 Registration Date: Oct. 10, 1950

Register: Principal

Mark Type: Trademark

TM5 Common StatusDescriptor:

LIVE/REGISTRATION/Issued and Active

The trademark application has been registered with the Office.

Status: The registration has been renewed.

Status Date: Dec. 07, 2009

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Filed Use: Yes Currently Use: Yes

Filed ITU: No Currently ITU: No

Filed 44D: No Currently 44E: No

Filed 44E: No Currently 66A: No

Filed 66A: No Currently No Basis: No

Filed No Basis: No

Current Owner(s) Information

Owner Name: CATERPILAR INC.

Owner Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS UNITED STATES 616299620

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Attorney/Correspondence Information

Attorney of Record

Attorney Name: Christie Baty Heinze Docket Number: 8407.5128-14

Attorney PrimaryEmail Address:

[email protected] Attorney EmailAuthorized:

Yes

Correspondent

CorrespondentName/Address:

Christie Baty HeinzeFinnegan, Henderson, Farabow, Garrett & Dunner, LL901 New York Avenue NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001

Phone: 202.408.4000 Fax: 202.408.4400

Correspondent e-mail:

[email protected] Correspondent e-mail Authorized:

Yes

Domestic Representative - Not Found

Prosecution History

Date DescriptionProceedingNumber

Oct. 10, 2019 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Dec. 07, 2009 REGISTERED AND RENEWED (FOURTH RENEWAL - 10 YRS) 73376

Dec. 07, 2009 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Dec. 03, 2009 TEAS SECTION 8 & 9 RECEIVED

Oct. 08, 2008 CASE FILE IN TICRS

Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Oct. 18, 2006 REVIEW OF CORRESPONDENCE COMPLETE 59315

Apr. 20, 2006 PAPER RECEIVED

Dec. 13, 2000 REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS)

Dec. 13, 2000 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Apr. 06, 2000 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED

Aug. 14, 1990 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)

Jun. 04, 1990 REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8

Oct. 10, 1970 REGISTERED AND RENEWED (FIRST RENEWAL - 20 YRS)

TM Staff and Location Information

TM Staff Information - None

File Location

Current Location: GENERIC WEB UPDATE Date in Location: Dec. 07, 2009

Assignment Abstract Of Title Information

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Summary

Total Assignments: 1 Registrant: CATERPILLAR TRACTOR CO.

 Assignment 1 of 1

Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL

Reel/Frame: 0531/0979 Pages: 2

Date Recorded: Jul. 10, 1986

SupportingDocuments:

No Supporting Documents Available

Assignor

Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986

Legal Entity Type: CORPORATION State or CountryWhere Organized:

CALIFORNIA

Assignee

Name: CATERPILLAR INC.

Legal Entity Type: CORPORATION State or CountryWhere Organized:

DELAWARE

Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS

Correspondent

CorrespondentName:

CATERPILLAR, INC.

CorrespondentAddress:

C/O EUGENE C. GOODALEPEORIA, IL 61629

Domestic Representative - Not Found