NGAN HANG TMCP CQNG HOA XA HQ' CHU NGHiA VItT NAM 1CIEN LONG Beic lap - Ty! do - Hank plulc

SO: 03/TB-HDQT Rgch GO, n,gay26 thcingOZnam 2018

THONG BA.0 Va viec & ca; (mg cif nhan sa thank vier; Hai (long pan thanh vier; Ban kilm soat

NgOin hang TMCP Kier: Long nhiam 10 2018 — 2022

Kinh QUI? CO BONG NGAN HANG TMCP MEN LONG

- Can dr Luat Doanh nghiep se 68/2014/QH13 ngay 26/11/2014 va cac van ban hueng dan thi hanh;

- Can dr Luat Cat tO chile tin dung (Luat Cac TCTD) ram 2010 va Luat Stra b6 sung mot 86 dieu cüa Lu4t Cac TCTD nain 2017;

- Can cir Nghi dinh so 71/2017/ND-CP ngay 06/6/2017 huthig d&n ve quan tri Gong ty ãp dung dOi vad ding ty dai chitin;

- Can c* COng van so 324/NHNN—TTGSNH ngay 18/01/2012 ye viec chAp the nhan su TCTD, chi nhanh ngan hang nuec ngoai (CV 324); Cong van so 649/NHNN-TTGSNH ngay 25/01/2013 ye viec stra doei mOt s6 nOi dung tai CV 324; Cong van se 9456/NHNN-TTGSNH ngay 18/12/2014 ye viec sira doi met s6 nOi dung tai CV 324;

- Can dr Dieu le Ngan hang TMCP Kien Long (Kienlongbank);

- Can cit Nghi quyet so 06/NQ-HDQT ngay 01/02/2018 dm HOi ding quan tri Kienlongbank ye viec thong qua thei gian chat danh sach c6 citing de thuc hien quyen c6 dong,

HQi dOng quan tri Kienlongbank tran tong theng bao:

Nhiem HOi deng Tian trj (HDQT) va Ban kiem soat (BKS) Kienlongbank ducmg nhiem 2013 — 2017 se ket dale vao ngay hop Dai h'Oi deng e6 dong thueng then nam 2018 de bAu HDQT va BKS nhiem lcy mei 2018 —2022.

HDQT thong bao den qu5r GO dong Kienlongbank ve viec de dr, img cit than sr du kien bAu thanh vien HDQT va BKS Kienlongbank nhiem lcY 2018 — 2022, nhu sau:

1. Quyen frng cir, de cfr: CO dong hoac idiom c6 d8ng (Theo danh sach c6 tong tai ngay dang ky cuei

ding 23/02/2018) se httu tren 10% tOng s6 ce phan phi' thong trong thoi han lien tic it that sau thang c6 quyen Cmg dr, de cir nguei vao HDQT va BKS.

2. Phan bá sO lirong thig cir vien khi time hien quyen dr: a. CO dong hoc nham et\ deng s& hfru tren 10% den duei 20% teng so cti

phAn c6 quyen bieu quyet duce de dr tei da 01 (mOt) frng cit vien; b. CO deng hoc nhom cO deng sou hüu tir 20% den dual 30% teng se c6

phan co quyen bieu quyet duce de cfr tai da 02 (hai) Cmg cit vien;

c. CO dong hoc nhem ce deng so. hau tit 30% den dtrei 40% ding s6 c6 phan c6 quyen bieu quyet dirge de dr tai da 03 (ba) Ung cit vien;

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d. CO dong hoc thorn ce (tong ser hem tir 40% den du6i 50% teng se ce phan c6 quyen bieu quyet dugt de cir Mi da 04 (bOn) *rig cü vien;

d. CO tong hoc nhom‘c6 dong see huttit 50% den dudi 60% tOng se c6 phan c6 quyen bieu quyet dugc de dr Mi da 05 (nam) ung cir vien;

e. CO !long hoc Mom c6 &mg so hem tir 60% den clued 70% teng s6 c6 phan c6 quyen bleu quyet duqc de dr tei da 06 (sau) ding cit vien;

g. CO d8ng hoc nhom,c6 &mg s6 hut tir 70% den duth 80% teng s6 ce phan c6 quyen bieu quyet dirge de cir tei da 07 (bay) Img cit vien;

h. CO !Jong hoc thorn ce d8ng sO hut lir 80% den duel 90% thug se c6 phan co quyen bieu quyet dugc de dr Mi da 08 (tam) frng cit vien.

3. SO Itrqng thinh vien diy hien dirge ban: a. SO lucmg thanh vien dv kien dirge bau vao HDQT nhiem IcS7 2018 — 2022

la 06 (sau) thanh vien, trong d6 s6 lugng thanh vien HDQT dOc lap It nhat la 01 (mOt) thanh vien.

b. SO lugng thanh vien clv kien duct bau vao BKS nhiem ky 2018 —2022 la 04 (b6n) thanh vien, trong d6 se lugng thanh vien chuyen trach it nhat la 02 (hai) thanh vien.

4. Tieu chart ye dieu kln dOi v64 ngtroi dtrqc lug cir, a cii•vito HDQT, BKS:

Theo Luat Cac TCTD nam 2010 va Luat sin (1614136 sung mot s6 dieu cua Luat Cac TCTD nam 2017.

4.1 DM vtri thinh van HDQT: Thinh vien HDQT pith co dit die tiêu chuan Ira dieu kiin sau day (Theo

guy dinh ti khan 1 Dieu 50 Luat Cac TCTD tam 2010) vi khan 10 Dieu 1 Luat Sfra dOi, ba sung Luat Cie TCTD nam 2017:

a. Khong thuec d6i tugng quy dinh tai khoan 1 Dieu 33 Luat Cac TCTD nam 2010 va khoan 6 Dieu 1 Luat Sin dOi, be sung Luat Cie TCTD nam 2017;

b. CO dao dire nghe nghiep;

c. Co bang Si hgc tra len;

d. CO it nhat 03 nam la nguoi gun ly, ngueri diet! hanh cüa TCTD hoe c6 it nhat 05 nam la ngueri quan l, ngutri dieu hanh cüa doanh nghiep hoat dOng trong nganh tai chinh, ngan hang, ke toan, kiem toan hoc cUa doanh nghi'ep Ichac c6 yen chit sec frau tei thieu bang mire von phap dinh dOi veyi loai hInh TCTD tucmg Ong hoc co it nhat 05 nAm lam vice trvc tiep tai b0 phan nghiep vj ye tai chinh, ngan hang, ke tom, kiem tom.

Trong do: Dili Mpg guy dinh tgi khan 1 Dail 33 LuOt Cdc TCTD Mm 2010 vd

khan 6 Diau 1 Lu(it Sika Udi, ha sung LuOt Ceic TCTD nom 2017:

a. Ngteeri thuac arm quy clinh tat khoetn 2 Diau 33 Luat Cac TCTD Mm 2010;

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b. Nguei thuac dal hiving khOng duvc (ham gia qucin if', dieu heath theo quy clinh cüa phap luat ye can ba, ding chtk va phap lu at ye phong, chang thorn nhfing;

c. Nguei do tang la cha doanh nghiep tie nhan, thanh vien hgp danh cilia c 'Ong ty hgp danh, Teng gicim doe (Giam clew), theinh vie'n Hai clang quern 1,1, thank vien Hai cliing thank vien, thanh vien Ban kiem socit caa doanh nghiep, Chit nhiem va cac thank vien Ban qucin tri hgp tac xel tgi then diem doanh nghiep, hgp taw xã bi tuyen ho pha san, trir tru-Ong hgp doanh nghiep, hyp tdc xei bi tuyen ba pha san vi IP do bdt kW: khang;

d. Ngtrei dgi dien theo phcip luat cita doanh nghiep tgi then diem. doanh nghiep bi dinh chi hogt tang, hi buac giai the do vi phgm phap lug't nghiem tryng, trti trufmg hop la dgi din theo d nglq cüa ca quan nha nu& c6 thdm quyen nham chdn chinh, cang ccf doanh nghiep do;

d. Ngufri dei tang bi dinh chi chtk danh Chü tich Hai clang quern tri, thanh Wen Hai clOng quan trf, Chit tich Hai &Ong thanh vien, thanh vien Hai clang thanh vien, Trueng Ban kiem soat, thanh vien Ban kiem sock Tong giam dac (Giam doe) cita TCTD theo quy dinh tgi Dieu 37 Luat Ccic TCTD Mm 2010 hock hI ca quan có thcim quyen xac dinh ngtrei do co vi phgm clan den viec TCTD bi thu hoi Giciy phip;

e. Nguei c6 lien ran clic' thanh vien Hai cldng qucin tri, thanh vien Hai clang thanh vien, Tong giant cloc (Giam doe) khong thew la thanh vien Ban kiem soat cüa citng TCTD;

g. Ngtrei co lien quan caa Chit tich Hai .clang quern tri, Chit tich Hai &Ong thanh vien khong cluqc la Tong giam doe (Gicim doe) cita cling TCTD;

h. Nguei phai chiu trach nhiem theo kit luan thanh tra dein den viec TCTD, chi nhcinh ngan hang nuec ngoai bi xi rphgt vi phgm hanh chinh trong linh Arc tien va ngan hang 0 khungphgt tien cao nheit clai voi cac hanh vi vi phgm ye giay Sep, quan tri, dieu hanh, cO phan, ca phieu, gop van, mua co phdn, cap tin dyng, mua trai phials doanh nghiep, tp le dam bao an toan theo quy dinh caa phap luat v zit l,j vi phgm hanh chinh trong linh vec tien t va ngein hang.

Trong do:

Dli tuvng quy dinh tgi khotin 2 Dtdu 33 Luat Cdc TCTD Mm 2010:

6

9 7787

ti i:::"s.0.

a. Nguei chtra thanh nien, nguei hi hgn chef hock hi mdt nanglyc hanh vi dein sic; b. Nguei clang bi truy ciru trcich nhiem hinh se, dang chcip hanh ban an, guy&

dinh ye hinh sic el:4a Tag an;

c. Ngtrai dei hi kit an ve tai tai phgm nghiern trgng fro' len; d. Ngu-Ori cid bi kit an ye tai xam phgm him ma chu-a &roc xoa an tich;

d. Can bØ, con? char, nguei quan tie cop phong trer len trong cac doanh nghiep ma 1Vhet nu& nom tit 50% von dieu le tre len, frit nguei cluvc cir lam dgi din quern phein van gop act Nha nut tgi TCTD;

e. S9 quan, hg sj quan, quern nhan chuyen nghiep, cong nhein quac pheng trong ccic ca quan, clan vi thuac Qucin clai nhan dein Viet Nam; 319 quan, hg sji quan chuyen nghiep trong ccic ca quan, don 4 thuac Cong an nhein dein Viet Nam, trz'r nguei duvc cis lam dgi din guano', phan von gap act Nha mak tgi TCTD.

4.2 Doii vfri thinh viên HDQT dOc 14p:

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Thhnh viên dc Ip cüa HDQT pluli co dti cac Hen chuAn, dieu kien quy citnh tai 'choir! 1 Diu 50 Lutit Cac TCTD nam 2010, khofin 10 Dieu 1 LuAt Sua doi, bo sung LuAt Cac TCTD nam 2017 vi die tieu chuAn, die, kin theo quy dinh tai khan 2 Dieu 50 LuAt Cie TCTD nam 2010:

a. KhOng pith la ngutri clang lam viec cho chinh TCTD hoc c8ng ty con dm TCTD d6 hoc da lam viec cho chInh TCTD hoc ding ty con tha TCTD d6 trong 03 nam lien ke trutc d6;

b. Thong pAhai la ngutd huemg luceng, gat lao thuamg xuyen elm TCTD ngoai nhang lchoan phu cap tha thanh vien Hi d6ng guar' tri dugc hitting theo quy dinh;

c. Kh6ng phai la tired c6 vg, chOng, cha, me, con, anh, chi, em va vg, chOng elm nhang nguai nay la co tong lem cM TCTD, ngutd quan l hoc thanh vien Ban kiem scat elm TCTD hoe cong ty con tha TCTD;

d. Khong trklc tiep, gian tiep set hfiru hoc dai dien so hem S 1% win dieu le hoc cO phart c6 ccuyen bieu cret trer len tha TCTD; khOnp cimg ngutd co lien quan sO

hat 55% vim dieu l'e hoc von di Olin cep quyen bleu quyet trer len cM TCTD; d. Kitting pith la ngutri iman 1Y, thanh vien Ban kiem soat TCTD tai bat

lcy tiled diem nao trong 05 nam lien ke fru& do. 4.3 Di& veri thinh vien BKS: Thinh viên BKS phai c6 dii cac tieu chuAn ve dieu kin theo quy dinh tai

khan 3 Dieu 50 LIS Cac TCTD nam 2010: a. Killing thuOc dOi tugng quy dinh tai khan 1 Dieu 33 Luat Cac TCTD thin

2010; b. CO do dire nghe nghiep; C. C6 bang dal h9c tra len ve mOt trong the nganh kinh te, quan tri kinh

doanh, luat, ke toan, kiem toan; c6 it nhat 03 atm lam vice true tiep trong firth vuc ngan hang, tai chinh, ke toan hoc kiem Man;

d. Thong phai la ngued c6 lien quan cM ngutti quan ly TCTD; d. Thanh vien Ban kiem scat chuyen trach phai cu tr6 tai Viet Nam trong theri

gian duong nhiem. 4.4 Cam ket vI bio dam: Thuc thi nghla vu elm thanh vien HDQT, BKS theo Dieu 38 Luat Cac TCTD

nam 2010, Dieu 106 va Dieu 160 LuAt doanh nghiep va Dieu 24 Nghi dinh so 71/2017/ND-CP hu6ng dart ve quan tri cOng ty áp dung dai v6i ding ty dai chimg, bao gam nhtmg kheing gi6i han viec bao dam thuc hien quyen va nghTa vu cita thanh vien HDQT, BKS mOt each trung thuc, cAn trung, khong xung dot hoc c6 kha nang dn den xung det lgi Leh yeti Ngan hang.

5. Quy dinh ve he so' Clang dr, de cfr: Van ban trong h6 so phai duct lap bang tieng Viet Nam. Van ban 14,6 nuot

ngotti phai dupe hop,phap hem lanh sr va dich sang tieng Cac ban sac tieng Vipt va cac ban dich Stieng nu6c ngoai sang tieng Viet phai duce co quan c6 tham quyen chImg thuc theo quy dinh elm phap luAt. HE so de cu, ung th thanh vien HDQT, thanh vien BKS gam 03 be ha so, the ho so chi tiet nhu sau:

a. Danh sach frng cir vien (Theo mAu dinh kern);

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+' ticaChlali ONG QUAN TRJ * THONG 1:431 TTCH * C6 PHAN \‘‘, KIE ONG

b. 14 lich cá nhan (Theo mau dinh kern);

c. Phieu ly lich tu phap se 2 (mau sã 07/2013/TT-LLTP) tha frng cir vien:

- Phieu 1 lich tu phap cüa nhan sr du Id& ban phai c6 day dii thong tin ye an tich (Bao gem an tich da duqc x6a va an tich chtra duqc x6a) vã theng tin ye cam dam nhiem chat vu, thanh lap, quan ly doanh nghi'ep, hap tic xa.

- Truang hap than sr du kien Mu khong ce quec tich Viet Nam, Phieu lY lich tu phap (hoc van ban co gin tri tuang throng) phai duqc ca quan cO tham quyen cna mr6c ma nguai nu6c ngoai cu tit tnr6c khi den Viet Nam cAp. Truang hqp nguai nu& ngoai hien da cu tra tai Viet Nam ta dii sau thang fret len, phieu 1Sr lich tu phap do sa tu phap dm Viet Nam nai nguai nudrc ngoli dang cu tru cap.

- Phieu l lich tu phap (Hoc van ban c6 gia tri Prang throng) va van ban ciia chinh quyen dia phucmg cap phuang, xa nai fiat ti s6 chinh neu Uri diem nay phai duqc cAp trong thai han sau (06) thang tinh den thai diem Op he so dê nghi chap thuan danh sach du kien nhan

d. Ban sao: CMND hoc CCCD hoc h8 chieu va cac van bang, chang chi chung nhan trinh d8 van hoa, trinh de. chuyen m8n (CO sao y hoc cOng chung);

d. Bang ke khai nguai c6 lien quan (Theo Mk dinh kern); e. Bao cao ding khai lyi ich lien quan dei voi cac frng cü vien (Theo ink

dinh kern); g. Cac van ban khac chimg minh ung ca vien dii cac tieu chuan va dieu kien

theo quy dinh tai Luat Cac TCTD (neu co); Lteu Cdc bidu mJu há so cl'd a's; zing th chew clang ta'i tgi elia chi webs ite nig

Kienlongbank theo clueing dan hups://kienlongbank.conz/nha-dau-tu/thong-bao.

6. Thai hon nap ha so • Ung eft, da dr: Cham nhat 16 gia 30 plmat ngay 15/3/2018 tai nai than he so (C6 d8ng chuyen

true tiep hoac theo throng buu (lien den Kienlongbank). Sau thai gian nay, có dong lchong 1mg cir, de cir, hoc 1mg cii vien ldiong dam bao dii lieu chuan va dieu kin theo quy dinh, HDQT va/hoac BKS ducmg nhiem theo tham quyen se de cir 1mg ca vien theo quy dinh.

7. Noi nhan ha so': Van phang HDQT —Ngan hang TMCP Kien Long: + SO 40-42-44 Pham Heng Thai, phuang Vinh Thanh Van, Tp. Rach (Ma,

tinh Kien Giang. Dien thoai: 0297 3877538. + Hoc: SO 98 — 108A Cach Mang Thang Tarn, phuang 07, quan 03, Tp. HO ,t.4

Chi Minh. Dien thoai: 028 39333393. Tran tang.

Nal nhan: - Ca (long KM Jiang tal webs ite www.kienlongbank.com); - Ltru VP. HDQT.

VU Quoc Thang

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CQNG ROA XA HO' CHO NGIUA VIET NAM Dec Ip — Tv do —Hanh phlic

DAM! SACH fING CO' 'VIEN THANH VIEN HQI BONG QUAN TRI VA BAN MEM SOAT DO CO BONG DE Cli

Kinh Ngin hang TMCP Kien Long,

CAn di Thong bao sO 03 /TB-HDQT ngay2fL/ 02/2018 dia Hei dong quan tri Kienlongbank ye viec ung dr, de cir nhan sr thanh vien HDQT, thanh vien BKS Kienlongbank nhiem ky 2018 —2022,

Horn nay, ngay / /2018, chung toi la thorn ce thing cüa Kienlongbank, yeti s6 c6 phan Kienlongbank (ma cluing khoan: KLB) see hOu lien tic trong then gian it that 6 (sin) thang tinh den ngay 23/02/2018, chi tiet nhu sau:

Stt Ten cO dong s6 CMND/The

CCCD/D1CKD

Dia chi lien lac

SO hryng vi ty le có phen so' hitu lien tyc it nhat

trong 06 thing

SO lugng (có phan)

Tjr le/Teng sex ce phAn c6 uyen bleu quyet cilia Kienlongbank

(%)

gong

Can cir Thong bao ye viec *rig dr, de cir than su du kien ban vao thanh vien Hei ding quan tri, thanh vien Hei thing quthi tri d'ec l3p va thanh vien Ban lciem soat, chimg t8i de dr cac tug cit vien sau day:

1. icing cir vien thinh vien 111/QT:

Hy ten tug dr

vien

s6 CMND/The

CCCD

Dia chi • lien lac

Chin dant'

hien ti

Chive danh de ca ling cir

vial kt vi ghi hy ten Thanh

vien BDQT

Thanh vien

HDQT dee Lep

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2. trng S vien thanh viên BICS:

HQ ten

vien thig SCIVIND/The

So

CCCD

Dia chi lien lac

Chat danh

hien tai

Chive danh de cu.

trig dr vien kS, vii ghi h9 ten

Thanh vier' BICS chuyen trich

Thimh ;pi

vwn „ "ICS khong chuyen trach

Chang toi than dinh (cac) ung cir vien noi tren dap img day do cac tieu chuan va dieu kien lam thanh vien HOi clang quart tri, thanh vien HOi dang quan tri dee lap va thanh vien Ban kiem soat theo quy dinh tai Thong bao s8 03/TB-HDQT ngay 2f1/12/2018 cUa Hi ding quan tri Kienlongbank.

Ching toi gin kern theo thOng bao nay ha sa co lien quan cüa img cü vien duqc lap theo thing quy dinh tai Thong bao sti 03/TB-HDQT ngay 2L/L2/2018 caa HOi dong quan tri Kienlongbank.

Trong trueng hop can them thong tin chi tiet, de nghi lien lac yeti Ong/ba: , se then thoai: la Si dien cho thorn c6 doing.

Tran tong.

, ngay .......... thcing niim 2018

CO BONG/NH(5M CO BONG (10, ghi ra hp va ten, va dong dim niu la ca tang phap nhan)

Stt H9 vii ten cá dong/nhom cii dong Chfr kt

1

2

3

...

Ltruf):

- Tnrong 119p cd tong fly quye'n cho ca nhan hay td chat thut hien quy'dn cla cif thi phai gen kern theo thong bolo nay van ban (hop dOng) ñy quyen có cong dying.

- Niu ca clongingueri &roc Uy quyen dJ de la Al chat thi not& doe din So phcip heat cua tit) chic kft ten clang dau.

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41/4,s,

Thai gian Ten, dila chi trtriting Chuyen nganh Bang cap

COG HOA XA HOI CHU NGHIA VII' NAM Bac lap — Ttr do — Hanh phic

SO nil Li( LICH Thy lyc sa 01 caa Cong van 324/NHNN-ITGSNH ngay 18/01/2012 ctia NHNN

vi viec chap thy& dv kiln nhcin sr TCTD, chi nhcinh vein hang mak ngoai

1. Ve ban than

- Hco va ten khai sinh:

- H9 \fa ten thuang goi:

- BI danh:

- Ngay thang nam sinh:

- Nai sinh:

- Quec tich:

Dia chi thuang tit theo 110 khan:

Dia chi theo chung minh nhan dan:

Dia chi cu tit hi'en nay:

Anh 110 chieu (4x6)

- SO the Can cuOc c6ng dan/CMND/ he chieu/ giay tä chi:9 thvc cá nhan _ hop phap tucmg throng khac: , ngay cap: , nut cap: : til

- Ten phap than (Truang hqp la nguai dai din phan yen gap coa c8 (long ;140 hoc thanh vien g6p von la 0-4 than):

t3/4 I

, - GiAy chimg than dang kY doanh nghiep se: , ngay cAp: :;1A • nai cap:

2. Trinh di) hoc van

Gido due pile) thong;

- Hc ham, hoc vi [neu re ten,, dia chi truang; chuyen nganh hoc; theyi gian hoc; bang cap (liet ke dAy du cac bang cap)].

3. Qua trinh ding tic

- ,Nghe nghiep, chat vu, nai c6ng tac tir nam 18 tuiii den nay (dam bao tinh lien Mc ye mat thai gian).

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Dia chi phap than:

k1/4„

Thiri gian Nghe nghiep Chtit vy Nai cling tac

- Chat vu hien nay dang nam gift tai chinh tO chtirc, cac t6 chtim tin dung, chi nhanh ngan hang milk ngoai khac, van phong dai dien eta tO eh& tin dung nuac ngoai tai Viet Nam va cdc doanh nghiep khac.

- Khen thuang, kY luat (neu c6).

4. Quan he gia dinh

HQ vi ten Quan he Nam sinh/ Qui quail

Nghe nghiep/ Chirc vu

Dom I/ &Zing tic

Nai a hien nay

Vg/ ChOng

Cha

Mc

Con

Art

Chi

Em

Vg dm con

Cluing dm con

Vg dm art

ChOng dm chi

Vg dm em

ChOng dm em

(Ngoai nhang nai dung ca bon tren, nguai khai có tha baz sung cac nai dung khric nett theiy can thief).

5. Cam ket trait phi') lui't

- Toi xin cam ket se Ichong vi pham cac quy dinh eita phap luat, caa Ngan hang Nha nuec va. Dieu le dm Ngan hang TMCP Kien Long.

- Toi xin cam ket nhang lôi khai tren la &mg sir that. Tog xin chiu hoan toan trach nhiem tnr6c phap luat dOi vai toan b0 Meng tin tai ban khai nay.

- TIM cam ket se thong bdo cho Ngan hang NhA nu6c ye bat ky thay Mi nao lien quan den nOi dung ban khai ten phat sixth trong thei gian Ngan hang Nha ntrac dang xem xet d nghi cM Ngan hang TMCP Kien Long.

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[Lit,

- Toi xin cam ket thgc hien nhiem Iry met each trung thgc, trung thanh, cAn trgng va vi lgi ich cao nhat cUa Gong ty neu dugc bau lam thanh vien Hei Tong quan tri/Ban kiem sok.

- Cam ket va bao dam: Thgc thi nghia vu cUa thanh vien HDQT, BKS theo Dieu 38 Luat Cat TCTD it 2010, Dieu 106 va Dieu 160 Luat Doanh nghiep nam 2014 va Dieu 24 Nghi dinh sã 71/2017/ND-CP huong dan ve quan tri Ong ty áp dung doi voi Gong ty dai chang, bao gem nhung khong giOi han viec bao dam thgc hi'en quyen va nghia vii cüa thanh vien HDQT, BKS met each trung flute, cAn trgng, khong xung (let hoc c6 kha nang dan Mn xung det lgi ich \fad Ng'an hang.

6. ngly .... thing ..... flan' 2018

7. Nguti khai (Ky va ghi r6 Ito ten)

8. Xfic nhfin cüa (Ty ban nhan dfin ap c6 thfim quyen v viec nguti khai ding kyhQ khfiu thutng fru 4i dia ban holm xac nhfin cüa nguinl dal din theo phap lufit cüa ttl chat tin dungingfin hang me cfia chi nhanh ngfin hang ntrat ngoai v viec ngtrosi khai dang lam AO 6' tä chtic tin dung do hoc chimg thkrc chit ky vita aped khai.

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1k.

ONG ROA X.A HOT CHU NGELITA Yin NAM Doc lip — Ttr do — Hanh phtic

RAO CAO CONG ICHAI Lcfl iCH LIEN QUAN

Theo Diu 39 Ludt Cele tot chac tin dyng sd 47/2010/QHI2 ngery 16/6/2010 viz Ludt szia ddi, bei sung mat sel dau Gila Ludt Ctic td chat tin dyng 17/2017/QHI4 ngdy 20/11/2017

Ten ngtrai bao cao:

Chirc vii:

Dia chi:

Cac loi ich c6 lien quan phai ding khail theo Dieu 39 nei tren la nhu sau:

L Doanh nghiep, t chin kinh a nil t8i vit nguiri có lien quan ding ten sfr hfru phin vim gip, a phin hoic tiy quyen, ily thfic cho ci nhin, PI chile khic Whig ten tir 5% viin dieu I trir len:

Ten Doanh chirc

kinh a (Ten Peng Viet, ten

net tit, ten Peng Anh)

Dia chi try sir chinh

Nginh,

doanh

sTT

kinh DPKKoheP

A A So thay

/

Ngly clip

Noir ding IcSr kinh doanh

, &i it O eu hut c TSt le s phi unghe

Thso.

oit.,

hdtru_iem

Ca nhfin/to chit

d ye ity quyen, ily,thic, neu ce

frng via Nguei co lien quan

1 yiec cong khai thong tin quy dint' ti khoitn 1 Dieu 39 Luat cac TC I I) va viec thay &Si thong tin lien quan phai dirge thkrc hien bang van ban tong then him 07 ngayl?tm viec, ice tfr ngay phat sinh hoac ce thay dOi thong tin.

Trang 1/2

H. Doanh nghiep ml till va nguti có lien quan dang là thinh viên Hi dOng quin tri, thinh vial 119i cluing thanh vien, thinh vier' Ban Kiem soft, Tang Giim dee (Giim dim):

1. 061 nil dug vien:

STT Ten Doanh

nghi TO chth kinh te

Dia chi try s& chinh

pile')ep/ Ng ‘inh,

nghe kinh doanh

SO Gay

n iNaa A 6 Y cap

Nai ding ks, kinh doanh

H9 ten iin‘g vien

Chet vy Ghi clul

2 DOi voti ngtriri aS lien quan:

STT Ten Doanh

nghiep/ TO chirc Midi te

Dia chi try so"' chinh

Nganh, nghe kinh

doanh

SO Grey pp

DKICINNOY cap

NM ding kt kinh doanh

H9 ten ngtriri co lien quan

Chet vy Chi chit

ngay thering ...... nom 2018

NGUtil BAO CAO

Trang 2/2

ONG HOA XA HO! CHU NGIIIA VIET NAM Dec lap — Ttr do — Hanh ph&

BANG Id ICHAI NGUOI CO LIEN QUAN Phy lye sá 02 Cling van sa 324/NHNN-TTGSNH ngay 18/01/2012 caa NHNN vd viec chap

thuan arir kian nhcin sic TCTD, chi nhanh ngcln hang nu& ngoai

STT Nguai khai va "nguai có lien

quan" dm nguai khai

Sa/ ngay the

CCCD/ CMND/ ha chieu/

giay to( chirng thue cá

nhan hop phap Wang duang khac

Mai quan N yeti

nguai khai

Chirc vu tai TCTD

Chirc vu tai Cling ty con

dm TCTD

TY l'e vein sa him hoac dai din sa him/ von diet' le' hoac van c6 phan

c6 9uyen bieu quyet tai TCTD

(1) (2) (3) (4) (5) (6) (7) I. Ngtriyi ke khai

Nguai khai

II. Nhilang nguiri co quan h'e than thu6c (Iv, chling, cha me, con, anh, chi, em N/A voi chOng cim nheng nguiri nay)

1

2 3 4

• • • k1

T6i cam kat nOi dung Bang ke khai tren day la dung su that, nu c6 bat dr au khongi trung Mut nao, t6i xin hoar' toan chin trach nhiem twee phap Mat.

ngay (hang__ nam 2018 Nguti khai

(Kg, ghi ro ho ten)

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