PAN No. : __________________________

BSE Curencey

MCX

FY-2019-20

NSE Cash

NSE F & O

NSE CDS

BSE Cash

BSE F & O

Status

CHECK LIST FOR FILLING CKYC FORM (List of documents to be Submitted) – For Individual

Acceptable Documents(Self attested copies required) Please Tick

Photograph One Colored Front Face Photograph on photographic Paper(Passport Size)

Mandatory Documents

PAN and Aadhaar card Copy

Proof of Address

(Any One)

1. Valid Passport (Name ,Address & Photo page)

2. Voter ID (front and back)

3. Valid Driving License (Name, Address & Photo page)

4.Unique Identification Number (UID) (Aadhaar)

5. Bank Statement/ Passbook (not more than 3 month old, seal & signature of the bank offic ial)

6. Banker’s Certificate on letter head of the Bank (ORIGINAL)

7. Electricity Bill (not more than 3 months old)

8. Resident Landline Tel. Bill (not more than3 months old)

9. Registered Flat Sale Agreement of Residence

10.RegisteredLease/Leave & License Agreement

11.Other*(Pls. Specify)

Bank Proof Provide for all the Bank

Account Mentioned

1.Bank Statement/ Bank Passbook with Cheque leaf (not more than 3 months old, seal & signature of Bank Official)

Specifying name of the constituent, MICR Code or/and IFSC Code of the bank

2. Banker’s Certificate on letter head of the Bank(ORIGINAL)

3. Cancelled Personalized Cheque leaf

Proof of Income

(Any One)

1. Copy of ITR Acknowledgement

2. Copy of Annual Accounts

3. In case of salary income –Salary Slip, Copy of Form 16

4. Net-worth certificate

5. Copy of Demat Account Holding Statement

6. Bank Account Statement for last 6 months reflecting income

Employee Signature__________________

CLEARING MEMBER : Globe Capital Market LTD., CIN : U74100DL1985PLC021350 | SEBI : INF230663732

# 804, Ansal bhawan, 16 K.G. Marg, Connaught Place, New Delhi - 110001, Web : www.globecapital.com, Email : globedp@globecapital.com

080 -Mr. M. Sidhavelayutham

Corporate Office

/CD

Registered Office : Old No. 56/2, New No. 58, LIC Nagar, Vinayagar Kovil Street, Erode, Tamil Nadu- 638002

MCX 56710 INZ000156038 F&O

MCX at : grievance@mcxindia.com | Ph : 022673 18888

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15

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Alice Blue Financial services (P) LtdAlice Blue Financial services

Need Signature On The Photograph

(if not marked the default option would be ‘Yes’)

(if not marked the default option would be ‘No’)

(if not marked the default option would be as per SEBI Regulation)

(ECS is mandatory for locations notified by SEBI form time to time)(Bank details given on page no : 8)(if not marked, the default option would be ‘Yes’)

(if not marked it will be consider ‘No’ And should be submit the POA form for stocks payin.)

I/We acknowledge the receipt of copy of document , “Right and Obligations of the Beneficial Owner and Depository Participant”. The rules and regulations of the FATCA & CRS, Depository and Depository Participants pertaining to an account which are in force now have been read by me/us and I/We have understood the same and I/We agree to abide by and to be bound by the rules as are in force form time to time for such accounts. I/we hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/We undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we aware that I/we may be held liable for it. In case non-resident account,I/we also declare that I/we have complied and will continue to comply with FEMA regulations.

DECLARATION

1 2 0 8 5 3 0 0

POA 150 + GST11

Rs.100 /-per Booklet

Rs.10 /-per certificate+ Rs.50/- per request

Client Signature Required

400 + GST

A L I C E B L U E F I N A N C I A L S E R V I C E S ( P ) L T D

TRADING PREFERENCES

NSE EQ________________ BSE EQ________________ MCX F&O________________

NSE F&O_______________ BSE F&O_______________

NSE CDS_______________ BSE CDS_______________

Alice Blue Financial services (P) Ltd / Alice Blue Financial services

TARRIFF

Brokerage - TRADE PRO

Equity Cash Delivery (NSE / BSE) 0.10 % ( on Volume )

Equity Cash Intraday (NSE / BSE) 0.01 % ( on Volume )

Futures (NFO / BFO /MCX) 0.01 % ( on Volume )

NSE & MCX Options Rs.20 per lot single side

Currency Futures Rs.10 per lot single side

Currency Options Rs.10 per lot single side

Other Charges

Documentation / Processing Charges Rs. 100 + GST

For Physical Contract Notes/statements Actual Postage Charges

For Cheque Bounce/ Cheque Cancellation Rs. 500 Per Cheque Plus GST

Interest On Delayed Payment 0.1% Per day

Delivery Instruction Book Charges Rs.150 (From 2nd book request)

Bracket Order Charges Rs. 4 + GST(per order)

Square Off Charges Rs. 20 + GST(per order)

Call and Trade Charges Rs. 20 + GST(per order)

Payment Gateway Charges Rs. 10 + GST

Short Margin Penalty for Consequtive 3 days @5% On the Shortfall from fourth day

Clearing Member Charges

Cash Rs. 100 Per Crore of Turnover

Futures Rs. 115 Per Crore of Turnover

Options Rs. 3000 Per Crore of Turnover

Currency Options Rs. 3000 Per Crore of Turnover

Currency Derivatives Rs. 200 Per Crore of Turnover

Statutory Charges: GST , STT , Transaction Charges , Stamp Duty, etc are applicable as Per rules

GST 18% Brokerage, Clearing Member Charges, Exchange Turnover Charges

Securities Transaction Tax (STT)

Delivery in Cash 0.10%

Intraday in cash only on selling side 0.025%

Futures only on selling side 0.01%

Options only on selling side 0.05%

Sale of an option, where option is exercised/assigned 0.125%

Commodities Transaction Tax (CTT)

Futures (only one selling side) 0.01%(Non-agri)

Options (only one selling side) 0.05%

Sale of an option, where option is exercised/assigned 0.0001%

Exchange levy and Stamp Duty As applicable from time to time based on the states

SEBI Charges Rs. 15 per Crore

Transaction Charges Rs. 260 per Crore

Signature:

Place Cuttack

(page 14-18)]

I understand that, as per SEBI letter No. MIRSD-2/OW/28238/2013 dated October 29, 2013 the actuals settlement of fundsandsecurities shall be done by the broker, at least once in a calender quarter of month, as per aforesaid SEBI circular. However, I amone of your regular traded client, to address the administrative/operational diffculties in setting the account of mine, you mayretain an amount of up to Rs. 10,000/- ( net amount across segment and across stock exchanges).

8.9.

[Part A (Page 1-4)]

Aliceblue Financial Services Pvt Ltd.

Alice Blue Financial services Pvt Ltd.

Alice Blue Financial services Pvt Ltd.

Alice Blue Financial services Pvt Ltd.

12085300 00040604 BSE POOL (CDSL)

CUSA (CDSL)

BSE EARLY PAY IN (CDSL)

MTF CLIENT COLLATERAL ACCOUNTAlice Blue Financial services Pvt Ltd.

12085300 00024052

12085300 00279171

12085300 00300764

1.

2.

3.

4.

BSE POOL (NSDL)Alice Blue Financial services Pvt Ltd. IN3 00966 108306875.

16

ELECTRONIC CONTRACT NOTE (ECN) DECLARATION (VOLUNTARY)

To Alice Blue Financial Services Pvt Ltd No.153/2, M.R.B. Arcade, Bagalur Main Road, Dwaraka Nagar, Yelahanka, Bangalore - 560063. Karnataka . Dear Sir / Madam,

I,______________________________________ a client with Member M/s. Alice Blue Financial Services Pvt Ltd of MCX Exchange undertake as follows:

o I am aware that the Member has to provide physical contract note in respect of all the trades placed by me unless I myself want the

same in the electronic form.

o I am aware that the Member has to provide electronic contract note for my convenience on my request only.

o Though the Member is required to deliver physical contract note, I find that it is inconvenient for me to receive physical contract

notes. Therefore, I am voluntarily requesting for delivery of electronic contract note pertaining to all the trades carried out / ordered

by me.

o I have access to a computer and am a regular internet user, having sufficient knowledge of handling the email operations.

My email id is____________________________________________________________________

o This has been created by me and not by someone else.

o I am aware that this declaration form should be in English or in any other language known to me.

o I am aware that non-receipt of bounced mail notification by the member shall amount to delivery of the contract note at the above e-mail ID.

o (The above declaration and the guidelines on ECN given in the Annexure have been read and understood by me. I

am aware of the risk involved in dispensing with the physical contract note, and do hereby take full responsibility

for the same)

o (The above lines must be reproduced in own hand writing of the client.)

_________________________________________________________________________________________________________

___________________________________________________________________________________________________________

Client Name

Unique Client Code

PAN

Address

Signature of client

Date: Place:

Verification of client signature done by: (Employee Name and Code):

Name of authorized signatory of ABFSPL:

Member Signature: