Neil M Gorsuch Financial Disclosure Report for 2009

8/3/2019 Neil M Gorsuch Financial Disclosure Report for 2009

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. ~ o l0 FINANCIAL DISCLOSURE 1LEPORT R e p o r t R e q u i r e d b y t h e t h ia ri n Go v e r n me n t . 4 c t o ] " 1 9 7 8R e v . 1 / 2 0 1 0 FOR CALENDAR YEAR 200 9 0 u . s . c a p p . ~ " 1 o 1 - 1 t 0I . Person Report ing ( l as t name , f i rs t , middle ini t ia l ) 2. Cour t o r Organiza t ion 3 . D a t e o f R e p o r tGors uch, Nel l M. Tenth Cirmti t Cour t o f Appea ls 812/2010

4 . T it l e ( A r t i c le 1 11 ju dg es i n di c at e a c t i v e o r s e n io r s t u tu s; 5 a. R e p or t T y p e ( c he c k u pp ~o pr io te t y pe ) 6. Report ing Periodr r m g l s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t i m e ) [ ] N o m i n a t i o n , D a l e 01/01/2009C i r cu i t Ju d g e [] Initial [] Annual [] Final t o......... 12/31/2009

5b . [ ] Ame nde d Repo r t7 . C h a m b : r s o r O f f i c e A d d r e s s 8 . O ; the basi l of the informa t ion eon t~in;~ In thls Repor; ~nd an ym o d i f i c a t i o n s per ta ining the re to , I t i s , In m y o p i n i o n , i n c o m p l i a n c eByron W hi t e Cou r t hou s e wi th a pp l icabl e l aws a n d r e gu l a t i o n s .1823 Stout St reetDenve r , CO 80257 Reviewing Off ice r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,check i ng t he N O N E bo x for each par t w her e y ou have no r epor t able i n for m at i o# t . S ign on las t page .

I . P O S I T I O N S . ( n . ~ o r a . g ~ . a ~ i ~ , ,o t o . t ~ , . e . ~ . U - t ~ of filing instructlons.)~-] NONE (No reportable positions,)

POSITiON NAME OF ORGANIZATION/ENTITY1. M e m b e r Wa l d e n G r o u p L L C (m ou n t a i n p r o p e r t y )2. Eecu ti ve Comm i t t e e , Boa r d o f Di r ect o r s Fede r a l J u dg e s A s s oc ia t i o n3. Adjunc t P ro f e s s o r U ni v e r s it y &Co l o r a do Law Schoo l

I I . A G ~ E M E N T S . m , ~ oa ~ g lndivld,,al o,dy: ,re p~ 14-16 of filing Inarnctions.)~ NONE ~o repottab& agreement.)

PARTIES AND TERM SI. 2005 K e l l o g ~ i l u be r , e t a l . - I r e t a i n ~ ~ i n t e r e s t i n ~ a i n ~ n t i n g e n cy c~ e s i n r e co g~ t i o n o f l e g a l s e t t e e s 1 r e n d e r e dwhi l e a t ~ e f i n n 2. 2009 Unive r s i t y o f Co lo r ado Law Schoo l - te ach i ng ag r e e me n t f o r s choo l y ea r .


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INamef Person Reporting Date of ReportP a g e F I N A N C I A L 2 o f 9 D I S C L O S U R E R E P O R T I Gorsueh, N e l l M . 8 /2 /2010I I I . N O N - I N V E S T M E N T I N C O M E . (Re~,orti~g i,,a~via,,otA. Filers Non-Investment Income

N O N E (N o r e p o r t a b le n o n - in v e s t m e n t i n c o m e . )~ SOURCE AND TYPE INCOME( y ou r s , no t s pou s e s )

1. 2009 Pr ince ton Univer s i ty Pre s s - book roya l t ie s $271.07

2. 2009 Univer s i t y o f Color ado Law School - teaching $19,000.00

3 . 2009 Kel l ogg Hu be r e t a l . - s e e Pa r t II. $2,506,485.00

4.

B . S p o u s e s N o n - l n v es tm e n t I n c o m e - i f ~ o , , w e r e n , a r r le d d u r l n g a n y p o r t to n o f t h e r e p o ~ t i n g y e a r , c o m p l e t e thl~ section.( D o l l a r a m o u n ! n o t r e q u i r e d e x c e p t fo r h o n o r a r i a . )

~ N O N E (N o r e p o r t a b le n o n - in v e s t m e n t i n c o m e . )~ ~OURCE AND TYPE

1.2.3.4.

I V . R E I M B U R S E M E N T S - ,r u ,~ ,o r ,~ ,~ o ,, , loVa.Z, Zood, ~. , .n.~. . . . . , .( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f il i n g i n s t r u c ti o n s . )

[~ N O N E (N o r e p o r t a b le r e i m b u r s e m e n t s .)~ DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1. Yale Law School Fed . Sac . 2 1 4 ! 0 9 - 2 . / 5 1 0 9 New Have , ~ ta lk Transpoga t i on , mea l s , ho t e l

2. USC Law Schoo l 315/09-3/6/09 Los A nge l e s m oo t cou r t Tr a n s p o r ta t io n , m e a ls , ho te l3. Princeton Univ. Witherspo on 4t l6/09-4/18/09 Pr ince ton con f e r enc e Tran s po r t a t io n , m e a l s , h o te lIns t i tu te4. Feder a l Bar Assoc i a t i on 12114/09-12115/09 Oklahoma Ci ty ta lk Transpo r t i on , m ea l s

5.


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P a g e F I N A N C I A L 3 of 9 D I S C L O S U R E R E P O R T { ~a ., . o V V e r ,o , a c 0 o n i. g G o r s u c a, Nell M.D,Ie of Reports~20 I 0

IV . G I F T S . a n c t u a ~ t h ~ s e ~ s p m , sc a n d d e p e n d ~ n t ~ l f f td r e n ; s e~ p ~ . 2 g -3 1 o f ~ t ln g i ~ t r u c ti a n s .)

N O N E (No reportable~ D ES C R IPTIO N

1.2.3.

5.

V I . L I A B ~ I T I E S . a , a , ,a ~ , ~ , ~ , o z , o o , ,~ , ., ,# ~ , ~ a , ,, c h i l d r e n ; s e e ? ~ 3 2 - 3 3 of filing i,,structions.)N O N E (No reportable liabilities.)

~REDITQR D ES C R IP TIO N VALUE CODE

2.3.4,


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F IN AN CIAL DIS CLO S URE RE P O RTPa g e 4 o f 9! Gorsuch, Ntll M.

8~2010

N O N E (No repot~/able income, assets, or transactionsOA. B. C , D.

D e s c r i p t io n o f A s s e ls I n ,m e du r i n g G r o s s v a lu e a t e n d T~nsacf ions dur ing repos ing pcti~( i n c lu d i n g ~ s t a ~ t s ) r ~o r t i n g p e r io d o f ~ a i ~ g p e r i o dP l a ~ " ( X ) " a f t e r e a c h a s s e t

A m o u n t ] ~ T y p ~

e x e m p t f r o m p r i o r d i ~ l o s u r e ~ d e I div.. rent,Me 2 ~ Me~od buy, set1,m l d ~ y y C o ~ 2 ] C ~ e I b u y = / s e l l e r( A - H ) or inL) (J-P)[ ~ d e 3 r e d e m p t i o n ) ( J - P ) ~ ( A - H ) ( i l p r i ~ t ~

I . U S A A B r o k e ~ g e A c c t :

2 . - M o n e y M a r k e t , T a x E x e m p t C I ~ t . / D i v . N T

3 , - ~ g r e s s i v e G ~ w ~ F u n d A I n t . / D i v . L ?

4 . - L o n g T e r m T ~ E x B o n d F u n d D I n t . / D i v . M T

5 . - ~ p i t a l G r o w t h ~ u n d B I n t . / D i v . M T

6. - H i gh Y ie l d Bon d Fund D IntJDiv. M T7. - l n t l Fund B IntJDiv. M T"8 . - S&P Fund B ln t . /Div. M T

9. - Va lu e Fund B ln t . /Div. M T

1 0 , - l n t e rm Tax Ex Bond Fund D ln t , /Div. N TI1, - Sm a l lC a p Fu n d A lntJDiv. M T

1 2. - Shor t Te rm Tax Ex Bond Fund D ln t . /Div. M T 1 3 . Walde n G r o up LLC None N W1 4 . 529 Plans - VA Educ Savin gs Tlus t (Ag e Non e N TB a s e d )1 5 . 529 Pla n s - Co lle g e In ve s t Sa v in g s Pla n No n e L T I Buy 08/26/09 L( A g e B a s e d )1 6 . ]403B Plan- TIAA CREF A Int./Div. J T

17. Sena t e Cred i t Un ion check ing A Int./Div. J T

I , I n con ) Ga in Cod~ . A ~ $ 1 , 0 0 0 o r l e ~ B ~$1,001. $2,500 C =$2 . ~0 t - $5 , 0 00 D =35 ,001 . $ t 5 ,000 E ~ [ ~ , 0 0 1 - 35 0 , 0 0 0(SCottann~ B I and D4) F -$50 .001 - $ IOO,OO0 O = $100 , 001 - $1 . 0~ , 000 I I 1 - $1 ,000 .O01 - $~ . ,000 ,000 112 ,-More ~han $~,O00.t}00

2. Vah~c Codes J = $ 15 ,0 0 0 o ~ I ~ K ~$15,001 - $50,0


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F IN A N C IA L D IS C L O S U R E R E P O R TP a g e 5 o f 9 Go r su ch , Ne i l M . 8 ~2010

NONE (No reportable income, ~sels, or transaction.)

~sc r ip t i o n o f A~o~ Gross(includ~g ~t aa~) ~ r e p o g i n g p e r i ~ o f ~o r t i a g ~ e f io dP l a c e " ( X ) " a a e r ~ c h ~ s c t Amount [ Type

1 8 . ~SAA IRA1 ~ . - GNMAT~t A InL/Div. K T20 . - Mon e y M a r k e t Fu n d A IntJDiv. J T B u y 0 3 / 1 8 1 0 921. - H ig h Yie ld Fu n d B lnt , /Div. K T22. - To t a l Re t u r n Fund A Int./Div. K T23 , - Agg r e s s i v e G r o w t h Fund A Int./Div. K T24. - Eme r g i n g Ma r k e t s Fund A lnt . /Div. K T25. - Wo r l d G r ow t h Fund A Int./Div, K T26 . - I n com e Fu n d B Int./Div. K T

27. - Income S t ock Fund A Int./Div, K T28 . - I n t ema t i o n a lFund A Int./Div. K T

,,I29. - P re c i ou s Me t a l s a n d M i n e r a l s Fund A ln t /Div . K T30 . - Sm al l Cap Stock Fund A Int./Div. K T31. ~ USAA II~A Acct; "

32. . Mon e y Ma r k e t F u n d A Int./Div. J T B u y 0 3 1 1 8 1 0 9 J33 . - G r ow t h & I n c om e Fu n d A lnt . /Div. J T34 . - A gg r e s i v e G r ow t h Fund A Int./Div. J T

Columns C I nnd D3) N -$~0 , ~1 - $500 , 0 ~ O -$500,~1 - $ i .O00;000 P I =$1,~.~I - $5.~,~ P2 ~1~,~,001 - ~.000,~


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F IN A N C IA L D IS C LO S U R E R E P O R T .... .... o_r _ IIage 6 of 9 C o r , .c h , N e l l M , 8 1 ~ 2 0 1 0VII. INVESTM ENTS an d TRUSTS - ~o~, ,..~.~,

NONE (No r e p o r t a b le i n c o m e , a s se t s ~ o r o an s a c t i o n s . )A, B , C . D .

D e s c r i p t i o n o [ A ~ e t s l n ~ m e d u r i n g G r o s s v a l u e a t e n d T r ~ s a ~ t i o n s d u ~ i n g x e p o ~ f i ~ g p e r i o d( i n c l u d i n g t ~ t a ~ ) 1 ~ p o r t i n g p e r i o d o f f e r i n gPlace"(X)a~ch~sel A m o u n tI T~e(e . g . , Value ~ Valuc r~e(c.g., [ Date ~ Value j Gain ~ ]denl i tyofcx=npt f rom prior disc]osu~ Co~ l [ d l v ., r c a ~ C o d e 2 M c I ho d bu y , s c l l , ] ~ n / d@ ~ 1 C ~ 2 ~ C M e I ~ buycr/sel]~(A-I~ [ or int.) (J-P) Code3 redemption) 2 ~ (I-P)(A:~ ( i f p,vate~ t r a a s a c t i o n )(~-W) ~ .......

35. - H i ghYi e l d Fu n d A Int./Div. J T3 6 . - To t a l Re t u r n Fund A Int./Div. J T3 7 . - Wo r l d G r ow t h Fund A Int./Div. J T3 8 . USAA SEP IRA Acct:3 9 . - S&P 500 Ind ex Fund A ln t . /Div. Sold 08131/09 K A40 . - GNMA Fund A ln t . /Div. Sold 09/01/09 K A41. - Money Marke t A Int /Div. J T Sold 08/31/09 J A( p a s ~ )42. - Pr ec i ou s Me t a l s & M ine r a l s Fund A Int./Div. J T Bu y 09/01/09 J43 . - Globa l Oppty Fund A IntJDiv. L T B u y 0 9 1 0 1 1 0 9 L

44 . - Shor t Te rm Bon d Fund A ln tJDiv. K T B u y 0 9 / 0 1 1 0 9 K45 . USAA CDs E ln t . /Div. PI T B u y 08/28/09 M46 . B u y 0 9 / 1 5 1 0 9 O47 . USAA P.I. Mgm t Acct :

48 . - Money Marke t , Tax Ex Fund A IntJDiv. M T B u y 08 /28 /09 O4 ~ ~ . - Adam s 12 Mun i Bon d 12 /15 /14 A In te res t K T B u y 1 0 1 0 7 / 0 9 K5 0 . - Auro r a W t r Rev Mun i Bond 8 1 1 1 2 2 A In te res t K T B u y 10/07/09 K5 I . - Bould er Sch Dis t 2 Muni B on d 12/1115 A In te res t K T B u y 0 9 / 2 3 1 0 9 K

~- 1 . I n co z l ~ e G ,m C o d a : A -$ 1.0 0 0 ~ t le s ~ B -$ 1,0 0 1 - $ 2,50 0 C =~ 2,50 1 - $5,0 0 0 D -$ 5,0 0 1 - $ 15,0 0 0 E =$1~.O01 - $50,000

I2 . Va lu e C- ode s J( S~ C o l m n z ~ C I n o d D $ ) N ~$2 5 0 . 0 0 1 - $5 0 0 . 0 0 0 O =$500 ,001 - $1 .000 ,00 0 Pl *$1 ,0 00 , 0 0 1 - $5. 0 0~ . 0 0 0 12 =$5.O00.001 - $25,000,00~


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FINANCIAL DISCLOSURE REPORT [ NameofPerson Reporting DateolReportPage 7 of 9 [ Cnrsuch, Nell M. 8 r 2 1 2 O l O

VII. INVESTMENTS an d TRUSTS -i ...... ~ . v a lu e . ~ .. . .. . .. t i o n ~ a n c lu d e s H , o se o f s p . .. . .. . . d d c pe n d e n t c h il dr e n ; ~,~. 5~-60 OJfill ,R inrlruct iOm.)NONE (No reportable income. ~xets. or transactions.)

A. B. C . D.D e s c r i p t i o n o f A s s e t s I n .m e du r i n g G ro s s v a l u ~ a t c a d T r a n s a c t i o l ~ s d t ~ n g r c p o ~ i n g p e r i o d( i n c lu d i n g ~ s ~ ~ s ~ ) [ r e p o ~ i n g p e r i o d o f~epo r t i ng pe r i~

Pla~"(X) af fe tmacha~t [Amoun t T~e(e.g., V a l u e l Value T~(.g. , Date ~Va]a: ] Oaia ~ Idel,filyofxcmptfmmpdordisclosure Ii C~c I 11 d i v . , r e n t , ~d2 [ Me lh od b~,s~l l , ~/d~ Codo2 C o d e ] b u y ~ / s e l l e ro r m t ) ([P) 1 ( A - H )dempt i on ) ( i f p r i v a t e

~ 5 2 . - Co l a Sch M i n e s M u n i B o n d l ~ l / 13 A In te res t K T B u y 11/18/09 K53 . - Cola W t r R~s & Pwr Muni Bo nd ~ / I /24 A In te res t K T B u y 12/16/09 K

* 5 4 . - Denver Cnty Sch Mun i Bon d 1211/12 A In te res t K T B u y 09/18/09 K5 5 . - Denver Exc Tax Rev Muni Bo nd 9!1/18 A In te res t K T B u y 1 1 1 1 8 / 0 9 K5 6 . - Eagle Gar f i e ld Rou t t Mu ni Bon d 12 / i/23 A In te res t K T B u y 1 2 / 1 6 / 0 9 K~ 7 . - El Paso Sch Dist Mun i Ban d 12/I/12 A In te res t K T Bu y 09110/09 K58 . - Le f t l ta nd Wt r Mu n i Bon d 5 /15/13 A In te res t K T B u y 10/07/09 K5 9 . - Mesa Co l l ege M un i Bon d 5 /15/23 A In te res t K T B u y I 1/18/09 K6 0 . - Pueblo Sch Dis t Muni B on d 12/15/11 A In te res t K T B u y 09/18/09 K61 . - S Mige l & M on t r o s e Mun i Bond 12/1 /17 A In te res t K T B u y 09/18/09 K6 2 . -Tel ler Sch Dis t Mn ni Bo nd 12/1/20 A In te res t K T B u y 10/01/09 K63 . - Un iv Co l a En t Sy s Mun i B ond 6 / I114 A In te res t K T B u y 08/31/09 K64 . - Weld Sch Dis t Mnn i Bo~ ~l 1211/i9 A In te res t K T B u y 10/07 /09 K65 . - We s t m i n s t e r S is a n d Us e Mu n i Bo n d A In te res t L T B u y 09/18/09 L12/1!15~. - Shor t Term Tax L:x Bond Fund A Int./Div. K T B u y 12/17/09 K

I . I nc ome G t l a Cod~ A -$1,000 a " l e s . t t B ~1,~1 - 11,~ C ~,50t - $5.~0 O2. V~lt~ C~ t J -115,~ or Im [ ~$15,001 - $50.~ L=$50.001 - 1100.~ M -$ I~,001 - $250,~

(See ~l~m CI l~ D J) H " $ 2~ , 0 0 1 - $ 5 0 0 , 0 0 0 0 =$500,001 - $1,~.0~ Pl =l I,~0.~l - I3,000.000

(S~ COhl l lU% ~) U "Book Val~ V ~thw W =Estlma~


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F IN A N C IA L D IS C L O S U R E R E P O R TPa g e 8 o f 9 Go r su ch , Ne i i M . g 1 2 1 2 0 1 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,~c~ o~o~,;


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F IN A N C I A L D IS CL O S U RE R E P O R TPage 9 of 9 G o , -s . c h , N c i l ~ .I X. C E R T I F IC A T I O N .

I ce r t i f y t ha t a l l in f o rm a t i o n g i v e n a bov e ( i n c l u d i n g i n f o rm a t i o n p e r t a i n i n g t o my s p o u s e a n d m i n o r o r d e p e n d e n t ch i l d r e n , if a n y ) I sa ccu r a t e , tr u e , a n d com p l e t e t o t h e be s t o f m y k n ow l e d g e a n d be l i e f , a n d t h a t a n y i n f o rm a t i o n n o t r e p o r t e d w a s w i t hh e l d be c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e rm i t t in g n o n - d i s c l o s u r e .I fu r t h e r c e r ti f y t h a t e a r n e d i n com e f r om o u t s i d e e m p l o ym e n t a n d h o n o r a r i a a n d t h e a cc e p t a n c e o f g i f ts wh i ch h a v e be e n r e p o r t e d a r e i ncom p l i a nce w i th the p rov i s i on s o f 5 U.S .C . app . 501 e t . seq . , 5 U.S .C . 7353 , a nd Jud ic i a l Con fe re nce re gu la t i on s .

NOTE: ANY INDIVIDUAL WIIO KNOW INGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUB JECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app . 104)

FILING INSTRUCTIONSM a i l s i g n e d o r ig i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C om m i t te e o n F i n a n c i a l D i s cl o s u r eA d m i n i s t r a t iv e O f f i ce o f t h e U n i t e d S t a t e s Co u r t sSu i t e 2 -301On e Co l u m b u s C i r c le , N . E.W as h i n g t o n , D .C . 20 54 4

Neil M Gorsuch Financial Disclosure Report for 2009

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Transcript of Neil M Gorsuch Financial Disclosure Report for 2009