Motions - Hunton Andrews Kurth

Motions

U.S. District Court

Southern District of Florida

Notice of Electronic Filing The following transaction was entered by Bane, David on 4/16/2012 at 4:10 PM EDT and filed on 4/16/2012

Docket Text: MOTION For Order Authorizing Second Interim Distribution of Estate Assets by Marty Steinberg. (Attachments: # (1) Exhibit A, # (2) Exhibit B)(Bane, David)

9:03-cv-80612-KAM Notice has been electronically mailed to: Adam Jay Hodkin [email protected], [email protected] Adam M. Moskowitz [email protected], [email protected], [email protected] Adrian J. Villaraos [email protected] Andrew Kamensky [email protected] Andrew David Zaron [email protected], [email protected] Andrew L. Jiranek [email protected] Camilo A Mejia [email protected], [email protected] Carmen Contreras-Martinez [email protected], [email protected], [email protected] Christopher E. Martin [email protected], [email protected] Courtney Anne Caprio [email protected], [email protected] Craig Vincent Rasile craig [email protected], [email protected], [email protected] Curtis Bradley Miner [email protected], [email protected], [email protected]

9:03-cv-80612-KAM Securities Exchange v. Lauer, et al CASE CLOSED on 09/22/2009

Case Name: Securities Exchange v. Lauer, et alCase Number: 9:03-cv-80612-KAMFiler: Marty SteinbergWARNING: CASE CLOSED on 09/22/2009Document Number: 2600

of 6CM/ECF - Live Database - flsd

4/16/2012https://ecf.flsd.uscourts.gov/cgi-bin/Dispatch.pl?80277166569488

Daniel Scott Mandel [email protected], [email protected] David Charles Cimo [email protected], [email protected], [email protected] David Eugene Bane [email protected], [email protected], [email protected], [email protected], [email protected], [email protected], [email protected] David Philip Milian [email protected], [email protected], [email protected], [email protected] Dyanne Elyce Feinberg [email protected], [email protected] Eduardo S. Lombard [email protected] Frank Paul Terzo [email protected], [email protected], [email protected] Harley Shepard Tropin [email protected], [email protected] James Jay Thornton [email protected], [email protected] Jane Serene Raskin [email protected], [email protected] Jeffrey Paul Bast [email protected], [email protected], [email protected] Katie Ann Lane [email protected] Kenneth Bruce Robinson [email protected], [email protected] Kevin Andrew Reck [email protected] Kevin Michael Eckhardt [email protected], [email protected], [email protected] Laura E. Ward [email protected], [email protected], [email protected], [email protected] Leslie Gern Cloyd [email protected] Lewis Nathan Brown [email protected] Mark A. Salzberg [email protected] Mark Francis Raymond [email protected] Mary Apostolakos Hervey [email protected] Meghan M. Hart [email protected] Neal Russell Sonnett [email protected], [email protected], [email protected] Neale J. Poller [email protected], [email protected]



Norman Allen Moscowitz [email protected], [email protected], [email protected] Patricia Ann Redmond [email protected], [email protected], [email protected], [email protected] Robert B. Lovett [email protected] Robert Francis Reynolds [email protected], [email protected] Robert Gerald Fracasso , Jr [email protected] Robin J. Rubens [email protected], [email protected] Ronald Bennett Ravikoff [email protected] Ronald George Neiwirth [email protected] Scott M. Berman [email protected] Terence Michael Mullen [email protected], [email protected] Thomas Louis Abrams [email protected], [email protected] Trisha Sindler [email protected] 9:03-cv-80612-KAM Notice has not been delivered electronically to those listed below and will be provided by other means. For further assistance, please contact our Help Desk at 1-888-318-2260.: Avison Company SA 11 rue de General-Dufour CH-1204 Geneva, Switzerland, Berkowitz Dick Pollack & Brant Sixth Floor 200 South Biscayne Boulevard Miami, FL 33131 Mirabaud Canada Inc. Philip Nickels, Director 1501 mcGill College Avenue Suite 2220 Montreal Quebec H3A 3M8, NorgesInvestor Long Short AS PO Box 1863 Vika N-0124 OSLO Norway,



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The following document(s) are associated with this transaction:

Document description:Main Document Original filename:n/a Electronic document Stamp: [STAMP dcecfStamp_ID=1105629215 [Date=4/16/2012] [FileNumber=9967644-0 ] [7ba8633d61e93851ff84d16dafcc2990e26230749c56faab560272a64acb067c63c 233c6f9e800d405b0efb31a28286cdf36bcdffdb2d74c9d38eeffb0a61dcf]] Document description:Exhibit A Original filename:n/a Electronic document Stamp: [STAMP dcecfStamp_ID=1105629215 [Date=4/16/2012] [FileNumber=9967644-1 ] [3bf805eac7660e0397046901a79a911 84a4129e35c642ae75a555074eb9f7cc3eab 09b4674d39c3ccb321c5c1ca74b08408c4c530ee5d198154526edbf2a4c16]] Document description:Exhibit B Original filename:n/a Electronic document Stamp: [STAMP dcecfStamp_ID=1105629215 [Date=4/16/2012] [FileNumber=9967644-2 ] [166512a2bb282c0c7094e80b2409586e1c64d7bc8d21c788a9ee62e85403d221a75489068328e20d151fb7d2f06d160f5580fbc3b303b1b9a1429e2f5c70d5dc]]



UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA

CASE NO. 03-806 12 CIV-MARRAIHOPKJNS

SECURITIES AND EXCHANGE COMMISSION,

Plaintiff,

MICHAEL LAUER, LANCER MANAGEMENT GROUP, LLC, and LANCER MANAGEMENT GROUP 11, LLC,

Defendants,

and

LANCER OFFSHORE, INC., LANCER PARTNERS, LP, OMNIFUND, LTD., LSPV, INC., and LSPV, LLC,

Relief Defendants. 1

RECEIVER'S MOTION FOR ORDER AUTHORIZING SECOND INTERIM DISTRIBUTION OF ESTATE ASSETS

Marty Steinberg, court-appointed receiver (the "Receiver") of Lancer Management

Group, LLC ("LMG"), Lancer Management Group 11, LLC ("LMG II"), Lancer Offshore, Inc.

(b'Offshore"), The Omnifund, Ltd. ("Omnifund"), LSPV, Inc. ("Offshore LSPV"), LSPV, LLC

("Partners LSPV"), Alpha Omega Group, Inc. ("Alpha Omega"), G.H. Associates, LLC ("G.H.

Associates"), and CLR Associates, LLC ("CLR") (collectively, the "Receivership Entities"), and

formerly the responsible person for Lancer Partners, L.P. ("Partners"),' hereby files this Motion

for Order Authorizing Second Interim Distribution of Estate Assets (the "Motion"), and in

support thereof states the following:

I Offshore, Omnifund and Partners are referred to collectively as the "Funds."

Case No. 03-806 12 CIV-MARRAIJOHNSON

INTRODUCTION

Since his appointment on July 10, 2003, the Receiver has accumulated cash on behalf of

the Receivership Entities as a result of selling various assets, including, without limitation,

securities, warrants, as well as real and personal property, and through the settlement of certain

litigation initiated by the Receiver. Through the date of this Motion, the estates of the

Receivership Entities collectively hold approximately $21,000,000 in cash.2 Also, since his

appointment, the Receiver has reviewed, analyzed and objected to or allowed nearly all of the

approximately $2.3 billion in claims filed against the Receivership Entities. Based upon his

analysis, and after litigating and resolving multiple omnibus claim objections, the Receiver

reduced the total universe of allowed claims against the Receivership Entities to $643,601,967,

excluding certain claims that the Receivership Entities have against each other. In addition,

based upon a Court-approved settlement among Partners and the Receivership Entities, Partners

holds an allowed claim against the Receivership Entities in the amount of $110,679,277, while

the Receivership Entities have an allowed claim against Partners in the amount of $643,601,967.~

The Receiver continues to liquidate assets of the Receivership Entities and to prosecute certain

litigation, which he believes will generate additional value for the investors and creditors of the

This amount does not include amounts held by the Receiver pursuant to settlements reached in John Bruhl, et al. v. PricewaterhouseCoopers, International Limited, et al., Case No. 03-23044- CIV-MARRA with various PwC and Citco entities, to be distributed to the Class, or amounts held by the Receiver related to Eric Hauser's restitution payments as ordered in United States of America v. Michael Lauer, et al., Case No. 08-20081-CR-JORDAN, or amounts held by the Receiver that are currently subject to an asset freeze order and not immediately available for distribution.

Under the terms of the Court-approved settlement, the claim of Partners against the Receivership Entities will not share in certain litigation recoveries achieved by the Receivership Entities, or in monies that Partners distributes to the Receivership Entities on account of the Receivership Entities' claim against Partners. See also n. 10 discussing recently filed motions for attorneys' fees by various individuals.


Receivership Entities. The Receiver recognizes, however, that due to the pending litigation, the

final liquidation of assets and resolution of litigation is not imminent. Thus, in order to avoid

delay in disbursing cash to investors and creditors of the Receivership Entities that currently hold

allowed claims, the Receiver files this Motion to authorize a second interim distribution.

BACKGROUND

I . In or around September 1995, Michael Lauer ("Lauer") formed Offshore, a

British Virgin Islands ("BVI") international business corporation ("IBC"), as an offshore hedge

fund for the purpose of investing in various securities.

2. Omnifund is also a BVI IBC originally incorporated by Lauer in January 1999 as

the Orbiter Fund, Ltd. ("Orbiter"). In March 2002, Lauer merged Orbiter and The Viator Fund,

Ltd., another BVI IBC incorporated in September, 1999, to forn~ Ornnifund. Ornnifund is

similarly an offshore hedge fund formed for the purpose of investing in securities.

3. Partners was a Connecticut limited partnership formed by Lauer as a domestic

hedge fund for the purpose of investing in securities.

4. On April 16, 2003, Partners commenced a voluntary Chapter I I bankruptcy case

styled In re Lancer Partners L.P., Case No. 03-50492 (the "Bankruptcy Case"), before the

United States Bankruptcy Court for the District of Connecticut (the "Connecticut Bankruptcy

Court").

5. On July 8, 2003, the United States Securities and Exchange Commission (the

"SEC") commenced an enforcement action (the "Enforcement Action") against Michael Lauer,

LMG, LMG 11, Partners, Offshore, Omnifund, Offshore LSPV, and Partners LSPV before the

United States District Court for the Southern District of Florida (the "District Court"), based

upon a host of alleged securities law violations concerning Lauer's operation and management of

the Funds.


6. On July 10, 2003, the District Court entered the Order Appointing Receiver (the

"Receivership Order") in the Enforcement Action which, among other things, appointed Marty

Steinberg, Esq. as the Receiver for LMG, LMG 11, Offshore, Omnifbnd, Offshore LSPV and

Partners LSPV.

7. Pursuant to the Receivership Order, this Court directed the Receiver to "[take

immediate possession of all property, assets and estates of every kind" of the Receivership

Entities and "to administer such assets." This Court further directed the Receiver to

"[ilnvestigate the manner in which the affairs of [the Receivership Entities] were conducted and

institute such actions and legal proceedings, for their benefit and on their behalf ... as the

Receiver deems necessary." Finally, this Court directed the Receiver to "[mlake or authorize

such payments and disbursements from the funds and assets taken into control, or thereafter

received by the Receiver."

8. In accordance with the authority bestowed upon him in the Receivership Order,

the Receiver filed a number of ancillary proceedings against numerous third parties, asserting a

variety of claims (the "Ancillary Actions"). The Receiver also commenced an orderly

liquidation of the Receivership Entities' assets, including without limitation, the securities owned

by Offshore and Ornnifund.

9. Shortly after the entry of the Receivership Order, on July 24, 2003, the Receiver

was designated the responsible person for Partners by the Connecticut Bankruptcy Court based

upon his role as the Receiver for LMG 11, the management company for Partners.

10. On September 3, 2003, the District Court entered an Order expanding the

receivership to include Alpha Omega and G.H. Associates as Receivership Entities.

11. On September 30, 2005, the District Court entered an order again expanding the

receivership to include CLR as a Receivership Entity.

Case No. 03-80612 CIV-MARRAIJOHNSON

12. On January 8, 2004, this Court entered a Case Management Order (the "Case

Management Order") that, among other things, established April 4, 2004 as the deadline to file

claims against the Receivership Entities.

13. Ultimately, investors and creditors filed claims against the Receivership Entities

in the total amount of $2,315,710,317, excluding the claim that Partners asserted against the

Receivership Entities, and the claims that the Receivership Entities asserted against one a n ~ t h e r . ~

14. On March 29, 2004, the Connecticut Bankruptcy Court entered an order

transferring venue of the Bankruptcy Case to this Court.

15. The Transfer Order provides in paragraph 2 that the Bankruptcy Case "is hereby

transferred to the United States District Court for the Southern District of Florida to be

administered by the District Court as a bankruptcy case under Title 1 I and pursuant to 28 U.S.C.

3 1334(a) through (c)."

16. On March 3, 2005, the Receiver filed his Amended Motion to Approve Protocol

for Interim Distribution of Estate Assets (DE 836, the "Amended Motion to Approve Protocol").

By the Amended Motion to Approve Protocol, the Receiver requested that this Court authorize

him to utilize the "Net Invested Capital" ("NIC") methodology for determining each investor's

allowed claims herein5

4 As discussed below, Lauer, Martin Garvey ("Garvey") and John Bendall ("Bendall") also have recently filed motions for attorneys fees seeking indemnification from the Receivership Entities.

The Receiver also requested that the Court authorize him to make an interim distribution to the investors. On May 25, 2005, the Receiver filed a Notice of Partial Withdrawal of Amended Motion to Approve Protocol for Interim Distribution of Estate Assets Without Prejudice (DE 948), pursuant to which the Receiver clarified that he was limiting the requested relief exclusively to selecting a valuation methodology for the determination of allowed claims, rather than to make an interim distribution. The Receiver needed to liquidate multiple disputed claims before he could make a meaningful distribution.


17. On September 30, 2005, this Court entered its Agreed Order Granting in Part and

Deeming Withdrawn Remainder of Receiver's Amended Motion to Approve Protocol for

Interim Distribution of Estate Assets (DE 1079), wherein this Court authorized the Receiver to

utilize the NIC methodology as defined in the Amended Motion to Approve Protocol for

purposes of analyzing and determining allowed claims against the Receivership Entities, and

thereafter for purposes of making distributions.

18. Thereafter, the Receiver filed omnibus objections to the $2,3 15,7 10,3 17 in claims

filed against the Receivership Entities. As a result of those objections, the Receiver reduced the

total amount of allowed claims against the Receivership Entities to $643,601,967, excluding the

claim held by Partners against the Receivership Entities and the claims that the various

Receivership Entities held against each other.6

19. On May 2, 2006, the District Court entered an Order referring Partners'

Bankruptcy Case to the United States Bankruptcy Court for the Southern District of Florida (the

"Bankruptcy Court"). The Bankruptcy Case was assigned Case No. 06- 1 172 1 -JKO.

20. On March 25, 2008, the Receiver filed before this Court a Motion to Estimate the

Claim of Lancer Partners, L.P. (DE 2043, the "Receivership Motion to Estimate"). By the

Receivership Motion to Estimate, the Receiver requested that Partners' total claim against the

Receivership Entities be estimated in the amount of $1 10,679,277, the total amount of allowed

On August 17, 2006, this Court entered an Agreed Order on the Receiver's objections to claims against LMG I1 and Partners LSPV (the "Claims Order") [DE 15751. By the Claims Order, the Court directed that the claims against LMG I1 and Partners LSPV filed in the Receivership Case should be either disallowed, treated as claims filed against Partners in the Bankruptcy Case, or allowed as claims against Partners in the Bankruptcy Case. The Court specifically stated that "[ilt is the intent of this order that all Partners' investors shall share in the distributed assets of Partners LSPV and [LMG 111 in the same proportion that they share in the distributed assets of Partners." See also n. 10 discussing recently filed motions for attorneys' fees by various individuals.


claims by investors and creditors against Partners plus the face amount of remaining disputed

claims against Partners, for allowance and distribution purposes in the Enforcement Action. The

Partners' claim would receive distributions from the monetized assets of the Receivership

Entities, except for the recoveries generated by certain litigation brought by the Receivership

Entities.

21. On March 25, 2008, the Receiver, as the Responsible Person for Partners, filed in

the Bankruptcy Case a Motion to Estimate the Claim of the Receivership Entities Pursuant to

Section 502(c) of the Bankruptcy Code (the "Bankruptcy Motion to Estimate"). The Bankruptcy

Motion to Estimate requested that the Receivership Entities be allowed a single consolidated

claim against the Partners' bankruptcy estate in the amount of $643,60 1,967, the total amount of

allowed claims by investors and creditors against the Receivership Entities, for the purposes of

allowance and distribution in the Bankruptcy Case. The Receivership Entities' claim would

similarly receive distributions from the monetized assets of Partners, except for the recoveries

generated by certain litigation brought by Partners.

22. On May 12, 2008, the Bankruptcy Court entered its Order Granting Motion to

Estimate Claim of the Receivership Entities Pursuant to Section 502(c) of the Bankruptcy Code,

wherein the Bankruptcy Court granted the Bankruptcy Motion to Estimate, allowing the

Receivership Entities a single consolidated claim against Partners in the amount of $643,601,967

for allowance and distribution purposes.7

Pursuant to the Bankruptcy Court's Order, the claim of Partners against the Receivership Entities will not share in (a) the proceeds of certain litigation brought by the Receivership Entities against its service providers, or (b) the proceeds of the claim that the Receivership Entities hold against Partners.


23. On June 18, 2008, this Court entered its Order granting the Receivership Motion

to Estimate, allowing Partners a single consolidated claim for allowance and distribution

purposes against the Receivership Entities in the amount of $1 10,679,277.'

24. In addition, each of the Receivership Entities filed claims against the other, based

on various factors, including without limitation intercompany transfers made among the entities

prior to the commencement of the Enforcement Action.

25. On September 17, 2010, the Receiver filed his Motion to Approve Procedure for

Distributions to obtain approval from this Court for the Receiver's proposed procedure for

making distributions in the Receivership Case, and to address the issues relating to the

intercompany claims (DE 2405, the "Motion to Approve Procedure for Distributions").

26. By the Motion to Approve Procedure for Distributions, the Receiver sought

authority to, in effect, consolidate the assets and liabilities of all of the Receivership Entities for

the sole purpose of making distributions in the Enforcement Action to investors and creditors

with allowed claims therein,9 and to exclude from distributions the claims that the Receivership

' Pursuant to the District Court's Order, the claim of the Receivership Entities against Partners will not share in (a) the proceeds of certain litigation brought by Partners against its service providers, or (b) the proceeds of the claim that Partners holds against the Receivership Entities.

9 On August 17, 2006, this Court entered an order declaring that claims against Partners LSPV and LMG 11, the management company for Partners, would be treated as claims against Partners (DE 1574). On November 14, 2008, the Receiver filed a motion to transfer the assets of LMG I1 and Partners LSPV to the bankruptcy estate of Partners (the "Motion to Transfer," DE 21 69). On December 15, 2008, the District Court entered an Amended Order granting the Motion to Transfer, (DE 2197). In addition, on December 29, 2008, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the First Amended Joint Plan of Liquidation of Lancer Partners, L.P. (the "Plan"). The terms of the Plan and Confirmation Order provide that (i) the assets of LMG I1 and Partners LSPV were transferred to the Liquidating Trust established pursuant to the Plan, and (ii) Gerard A. McHale will serve as the Liquidating Trustee. By virtue of these orders, the assets and liabilities of Partners, LMG 11 and Partners LSPV were effectively consolidated for distribution purposes.


Entities hold against each other. The rationale for this relief is set forth in more detail in the

Motion to Approve Procedure for Distributions.

27. On September 17, 2010, the Receiver filed his Motion for Order Authorizing First

Interim Distribution of Estate Assets (DE 2404, the "Motion for First Interim Distribution"),

seeking authority to distribute $32 million of the assets of the Receivership Entities.

28. On October 7, 2010, this Court entered its Order Granting the Motion to Approve

Procedure for Distributions (DE 2408, the "Order Granting Procedure for Distributions").

29. As of the date of this Motion, the total amount of allowed claims against the

various Receivership Entities, including Partners' claim in the amount of $1 10,679,277, is

$754,28 1,244. Until recently, the Receiver believed that all issues relating to claims of any sort

against the Receivership Entities had been reso~ved. '~

30. On October 7, 2010, this Court entered its Order Granting the Motion for First

Interim Distribution (DE 2407, the "Order Approving First Interim Distribution").

31. On October 20, 2010, Lauer filed his Emergency Motion for Court to Stay its

Order Approving First Interim Distribution (DE 2413, the "Emergency Motion to Stay").

l o As mentioned above, the Receiver notes that Lauer, Bendall, and Garvey each recently have filed motions for award of attorneys' fees and costs in the Enforcement Action (DE 2454, 2529, and 2584, respectively) years after the claims bar deadline. With respect to Lauer's motion for fees, the Magistrate Judge entered a Report and Recommendation that the motion be denied (DE 2524). Lauer has objected to the Report and Recommendation (DE 2554), the Receiver has responded (DE 2567), and the Report and Recommendation is currently pending before this Court. With respect to Bendall's motion for fees, the Receiver objected to the motion (DE 2559), Bendall did not file a reply in support of the motion, and it is pending before the Magistrate Judge. With respect to Garvey's motion for fees, the Receiver objected to the motion (DE 2588), Garvey filed a reply in support of the motion (DE 2593), and it is currently pending before the Magistrate Judge.

Case No. 03-80612 CIV-MARRA/JOHNSON

32. On October 20, 2010, this Court entered its Order on the Emergency Motion to

Stay, denying it to the extent it sought emergency relief, but reserved ruling on the request for a

stay (DE 2414).

33. On November 4, 201 0, the Receiver filed his Response to the Emergency Motion

to Stay (DE 2419).

34. On November 24, 2010, this Court entered its Order Denying the Emergency

Motion to Stay (DE 2421).

35. On January 28, 201 1, the Receiver began making the distributions of the $32

million to the investors with allowed claims.

SECOND INTEFUM DISTRIBUTION

36. By this Motion, the Receiver proposes to make a second interim distribution of a

portion of the cash recoveries in the Receivership Entities' estates to those creditors and

investors of the Receivership Entities whose claims have been allowed (the "Second Interim

Distribution"). The Receiver proposes to make this Second Interim Distribution in accordance

with the procedures set forth in the Order Granting Procedure for Distributions. The Receiver

proposes to make a distribution of $6 million from the cash assets of the Receivership Entities on

ap ro rata basis to those investors and creditors of the Receivership Entities whose claims have

been allowed, subject to a reserve for litigation and disputed claims. In addition, the Receiver

will holdback certain of the Receivership Entities' funds from distributions as a reserve for

ongoing administrative expenses of the Receivership Entities. The list of parties to whom the

Receiver proposes to make this Second Interim Distribution, and the amounts of such

distributions, is set forth on Exhibit "A.""

11 As noted, based on the Court-approved settlement between Partners and the Receivership Entities as described in the Receivership Motion to Estimate and the Bankruptcy Motion to

(continued.. .)


37. Certain investors identified on Exhibit A have initiated the Court-approved

procedure for transferring their respective allowed claims to third parties, but have not completed

the transfer process. The Receiver intends to provide the investors that have initiated, but not

properly completed, the claim transfer process as of the date of this Motion, an additional thirty

(30) days from the Court's entry of the Order granting this Motion (the "Transfer Period") to

complete such transfer utilizing the appropriate, Court-approved transfer forms. The transfers

must be completed to the Receiver's satisfaction and will not require further order of the Court.

To the extent any transfers are not timely completed within the Transfer Period, the Receiver

may unilaterally: (a) extend such period; or (b) make the Second Interim Distribution

contemplated by this Motion to the claim holder reflected on Exhibit A without incurring

liability to either the transferor or the purported transferee.

38. As stated previously, the Receivership Entities' estates currently have

approximately $21,000,000 in cash (the "Cash Assets") which is currently available for this

Second Interim Distribution to investors and creditors with allowed claims. The Receiver does

not believe it would be prudent to distribute all of the Cash Assets at this time as the Receiver

and the Receivership Entities' estates will continue to accrue various litigation and

administrative expenses. The Receiver currently has five Ancillary Actions pending before this

Court, each in different stages of litigation. The Receiver continues to litigate these Ancillary

Actions and is actively involved in discovery as well as trial preparation. The Receiver believes

that these Ancillary Actions will ultimately provide a net benefit to the Receivership Entities'

Estimate, the claim of Partners against the Receivership Entities will not share in certain litigation recoveries or in monies that Partners distributes to the Receivership Entities on account of the Receivership Entities' claim against Partners. Because the Receiver is making this Second Interim Distribution from assets received from Partners on account of the Receivership Entities' claim against Partners, the claim of Partners will not share pro rutn in the assets to be disbursed pursuant to this Second Interim Distribution.


estates. The Receiver also has administrative and other duties in the Enforcement Action,

including reporting responsibilities to investors and creditors, the SEC and this Court.

Accordingly, the Receiver proposes to reserve sufficient f h d s for these litigation and other

ongoing Enforcement Action expenses (the "Expense Reserve").

39. The Receiver also proposes to withhold any distributions that would otherwise be

made to holders of allowed claims who are also defendants in pending litigation brought by the

Receiver, and create a reserve consisting of such funds (the "Disputed Claim Reserve," and

collectively with the Expense Reserve, the "Reserves").

40. As of the date of this Motion, the Receiver believes that $6 million is an

appropriate sum to distribute pursuant to this Second Interim Distribution. As the Receivership

Case progresses, the Receiver will re-evaluate the continuing need to maintain the Reserves and

make additional interim distributions as feasible, and eventually, a final distribution at the

conclusion of the Receivership Case.

41. A district court has broad powers and wide discretion to determine relief in an

equity receivership. See SEC v. Elliot, 953 F. 2d 1 560 (1 1 th Cir. 1992); SEC v. Great White

Marine & Recreation, Inc., 428 F.3d 553 (5th Cir. 2005); SEC v. Merrill Scott & Assocs., Ltd.,

2007 WL 26981 (D. Utah 2007) (citations omitted); FDIC v. Bernstein, 786 F. Supp. 170, 177

(E.D.N.Y. 1992) ("[Olne common thread keeps emerging out of the cases involving equity

receiverships -- that is, a district court has extremely broad discretion in supervising an equity

receivership and in determining the appropriate procedures to be used in its administration.").

Concerning methods or plans for distributions, the district court administering the equity

receivership has the power to fashion any remedy that is fair and equitable. See SEC v. Sunwest

Mgmt., Inc., 2009 WL 3245879 (D. Ore. 2009). There are no set rules or specific plan terms or

means of implementation that govern distribution plans in federal equity receiverships. See SEC


v. Byers, 2009 WL 21 85491, at *6 (S.D.N.Y. 2009); SEC' v. AmeriFirst Funding, Inc., 2008 WL

919546 (N.D. Tex. 2008) (where court approved a first interim partial distribution of

receivership funds to investors); CFTC v. Eustace, 2008 WL 471574 (E.D. Pa. 2008) (Court

approved first and second interim distribution requests from Receiver).

42. "A substantial body of case law governing distributions through federal

receiverships supports the equitable pooling of assets of receivership entities in order to enable

pro rata distributions to investors." Sunwest Mgmt., 2009 WL 3245879, at *8; AmeriFirst

Funding, 2008 WL 919546 (the most equitable approach to distributions is to pool the assets of

the three receivership entities).

43. Accordingly, the Receiver requests authority to make a Second Interim

Distribution of $6 million to the investors and creditors from the Cash Assets in the Receivership

Entities' estates in accordance with the procedures set forth in the Order Granting Procedure for

Distributions.

44. The proposed distributions will be as set forth on the attached Exhibit "A".


WHEKEFORE, the Receiver respectfully requests that this Court enter an order, in the

form attached hereto as Exhibit "B," (i) granting this Motion, (ii) authorizing the Receiver to

make the Second Interim Distribution in accordance with the procedures set forth in the Order

Granting Procedure for Distributions, and pursuant to the terms and provisions of the

Receivership Order and the Case Management Order, and (iii) for such other and further relief as

the Court deems just and proper.

Date: April 16,2012 Miami, Florida

Respectfully submitted,

HUNTON & WILLIAMS LLP Counsel for the Receiver 11 11 Brickell Avenue - Suite 2500 Miami, FL 33 13 1 Telephone: (305) 8 10-2500 Facsimile: (305) 8 10-2460

/s/ Juan C. Eniamio Juan C. Enjamio (FBN 5 7 1 9 1 0) David E. Bane (FBN 5 15701)


CERTIFICATE OF SERVICE

I HEREBY CERTIFY that a true and correct copy of the foregoing was furnished via

First Class U.S. Mail to Michael Lauer, 101 West End Avenue, Apt. 8P, New York, NY 10023;

Martin Garvey, l l School Street, Apt. I I, Clinton, NJ 08809; and John Bendall, 130 East 75th

Street, New York, NY 1002 1 ; and via First Class U.S. Mail andlor Electronic Mail as designated

upon the parties set forth on the Master Service List this 16th day of April, 2012.

IS/ David E. Bane David E. Bane

171212 CANADA INC PHILIPPE GERARD, PRESIDENT 12436 NOTRE DAME EAST MONTREAL HI B 221 QUEBEC, CANADA

ABERDEEN INVESTMENTS LTD C/O SIMONE VON GRAFFEN P 0 BOX 300 8034 ZURICH, SWITZERLAND

ACEDON FONDATION DE FAMILLE C/O A. VAHABZADEH AFIWACA 1 1 8 RlJE DE RHONE 1204 GENEVA SWITZERLAND

RECEIVER'S MOTION FOR ORDER AUTHORIZING SECOND INTERIM DISTRIBUTION OF ESTATE ASSETS

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DAVID BLAYLOCK, ESQ GLANKLER BROWN, PLLC 1700 OM7 COMMERCE SQUARE MEMPHIS, TENNESSEE 381 03

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54036.000002 EMF-US 39778712~1

54036.000002 EMF-US 397787 12v I

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA

CASE NO. 03-806 12 CIV-MARWJOHNSON

SECURITIES AND EXCHANGE COMMISSION.

Plaintiff,

MICHAEL LAUER, LANCER MANAGEMENT GROUP, LLC, and LANCER MANAGEMENT GROUP 11, LLC,

Defendants,

and

LANCER OFFSHORE, INC., LANCER PARTNERS, LP, OMNIFUND, LTD., LSPV, INC., and LSPV, LLC,

Relief Defendants. 1

ORDER GRANTING RECEIVER'S MOTION FOR ORDER AUTHORIZING SECOND INTERIM DISTRIBUTION OF ESTATE ASSETS '

THIS CAUSE is before the Court upon the Receiver's Motion for Order Authorizing

Second Interim Distribution of Estate Assets (DE , the "Motion"), and the Court having

reviewed the Motion, responses thereto, and being fully advised in the premises, hereby

ORDERS AND ADJUDGES as follows:

1. The Motion is hereby GRANTED.

2. The Receiver is authorized to make a second interim distribution of $6 million

(the "Second Interim Distribution") in accordance with the procedures set forth in the Order

Granting Procedure for Distributions (DE 2408).

' All capitalized terms not defined herein shall have the meanings ascribed to them in the Motion.

EXHIBIT rn


3. The Second Interim Distribution shall be made from the cash assets of the

Receivership Entities on a pro rutu basis to those investors and creditors of the Receivership

Entities whose claims have been allowed and that are listed on Exhibit A to the Motion, and in

the amounts as indicated on Exhibit A, and as subsequently modified by any duly requested

transfers.

DONE AND ORDERED in Chambers at West Palm Beach, Florida, this day of

KENNETH A. MARRA United States District Judge

Copies furnished to: all counsel of record; all parties listed in Certificate of Service for Motion; and all parties listed on Exhibit A to the Motion.

64036.000002 EMF-US 39503 1 8 5 ~ 2

Motions - Hunton Andrews Kurth

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