Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17...

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2016 - 2017 Mine safety performance report NSW Resources Regulator

Transcript of Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17...

Page 1: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

2016 - 2017

Mine safety performance report

NSWResourcesRegulator

Page 2: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

© State of New South Wales through the NSW Department of Planning and Environment 2019.

This publication is copyright. You may download, display, print and reproduce this material in an unaltered form only (retaining this notice) for your personal use or for non-commercial use within your organisation. To copy, adapt, publish, distribute or commercialise any of this publication you will need to seek permission from the NSW Department of Planning and Environment.

Disclaimer: The information contained in this publication is based on knowledge and understanding at the time of writing (February 2019). However, because of receipt of new information or reclassification of information, users are reminded of the need to ensure that information upon which they rely is up to date. Check the currency of the information with the appropriate officer of the NSW Department of Planning and Environment.

Document control

Published by NSW Department of Planning and Environment, NSW Resources Regulator

Title: Mine safety performance report, 2016-17

First published: February 2019

Authorised by: Chief Compliance Officer

CM9 Reference: DOC18/876750-1

resourcesregulator.nsw.gov.au

Page 3: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Contents

EXECUTIVE SUMMARY 5

Key performance measures - summary ......................................................................................................... 6

EXPLANATORY NOTES 9

INDUSTRY OVERVIEW 11

Industry overview statistics and performance measures 2016-17 ....................................................................11

Industry statistics .................................................................................................................................... 12

Mines by sector ...................................................................................................................................... 12

Fatal injuries ........................................................................................................................................... 13

Serious injuries ....................................................................................................................................... 19

Lost time injuries .....................................................................................................................................25

Injury outcomes of seven days or more ...................................................................................................... 27

Total recordable injuries ...........................................................................................................................29

Complaints ............................................................................................................................................32

Safety notices .........................................................................................................................................33

COAL SECTOR 35

Coal sector statistics and performance measures 2016-17 ............................................................................35

Fatal injury frequency rates ...................................................................................................................... 37

Serious injuries .......................................................................................................................................38

Lost time injuries .....................................................................................................................................40

Injury outcomes of seven days or more .......................................................................................................42

Total recordable injuries ...........................................................................................................................44

Notified safety incidents ..........................................................................................................................46

Complaints ............................................................................................................................................ 47

Safety notices .........................................................................................................................................48

METALLIFEROUS SECTOR 50

Metalliferous sector statistics and performance measures for 2016-17 ............................................................50

Serious injuries .......................................................................................................................................53

Lost time injuries ....................................................................................................................................54

Injury outcomes of seven days or more ....................................................................................................... 57

Total recordable injuries ...........................................................................................................................59

Notified safety incidents .......................................................................................................................... 61

3NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Complaints ............................................................................................................................................62

Safety notices .........................................................................................................................................63

EXTRACTIVES SECTOR 65

Extractives sector statistics and performance measures for 2016-17 ...............................................................65

Fatal injuries ...........................................................................................................................................66

Serious injuries .......................................................................................................................................68

Lost time injuries .....................................................................................................................................70

Lost time injury frequency rates ................................................................................................................. 71

Injury outcomes of seven days or more .......................................................................................................72

Injury outcomes of seven days or more frequency rates ................................................................................ 73

Total recordable injuries ........................................................................................................................... 74

Notified safety incidents .......................................................................................................................... 76

Complaints ............................................................................................................................................77

Safety notices .........................................................................................................................................78

OPAL SECTOR 80

Fatal injuries, serious injuries and notified incidents .....................................................................................80

Complaints and safety notices ..................................................................................................................80

PETROLEUM SECTOR 81

Fatal injuries, serious injuries and notified incidents ..................................................................................... 81

Complaints and safety notices ................................................................................................................... 81

APPENDICES 82

Appendix 1. Definitions ............................................................................................................................82

Appendix 2. Mine definitions....................................................................................................................85

Contents

Definitions

See Appendix 1 and 2 for more information:

• Appendix 1 contains definitions of injury classifications, frequency rates, terminology, enforcement and advice notices.

• Appendix 2 contains definitions of active mines and mine types.

4NSW RESOURCES REGULATOR

Page 5: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Executive summaryThis report presents a snapshot of the health and safety performance of the NSW mining and petroleum industry as reported to the NSW Resources Regulator, in conjunction with regulatory activities for the financial year 2016-17. The information in this report is presented alongside comparable data spanning a decade (2007-08 to 2016-17).

While the report does not tell the whole story of risk management by the industry’s duty holders or of regulatory oversight, it features an important suite of measures to help guide future actions to improve health and safety performance. It is important to mention that overreliance on failure data to monitor safety performance means that improvement or changes are only determined after something has gone wrong. While lag indicators have a place in understanding control failure, the regulator’s proactive safety assessment program is focused on checking whether critical controls are effective and operating as intended.

Work health and safety regulatory intervention has been in place in the Australian mining industry for more than a century. While the NSW mining industry has continued to minimise the risk to health and safety of workers, in 2016-17, there were three mining fatal injuries, 102 serious injuries, 265 lost time injuries, 197 injury outcomes (lost time and restricted duties) of seven days or more and 885 total recordable injuries reported to the regulator.

While there has been a long term decrease in fatal injuries in the NSW mining coal, metalliferous and extractives sectors, over the last decade the frequency rate of fatal injuries has remained between 0.033 to 0.035 per million hours worked.

In the years since 2007-08, the rate of serious injuries (per million hours worked) in the coal, metalliferous and extractives sector fell by approximately 30% but in recent years, an increase has been observed. Since the Work Health and Safety (Mines & Petroleum Sites) Regulation 2014 commenced, the serious injury rate has more than doubled. The legislation broadened the scope of the definition, contributing to this increase.

For lost time injuries, from 2007-08 to 2016-17, the five year average frequency rate fell by almost two-thirds from 12.865 to 4.774 and for injuries with outcomes of seven days or more from 2012-13 to 2016-17 the five year average frequency rate decreased by just over one-third from 6.660 to 4.338.

In a high hazard industry, a concerted and sustained effort is required by both industry and the regulator to target not only the most common causes of fatality but to also maintain a dedicated focus on preventing catastrophic events. During 2016-17, NSW embarked on significant reforms of work health and safety regulation in the industry under the Incident Prevention Strategy. Key changes include:

• improved information collection, analysis and use

• a proactive targeted assessment program to assess control measure effectiveness for risks associated with principal hazards according to operations’ risk profiles and a

• a centralised reporting process to provide a single contact point for receiving incident and high-risk activity notifications, requests for information, complaints and general inquiries.

To this end, in 2016-17, the regulator provided an appropriate level of response to 1,971 notified safety incidents. In addition, as part of the targeted assessments, interventions and investigations conducted during the year, the regulator issued 1,328 mine safety notices including 108 prohibition notices.

5NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Fatalinjuries

Seriousinjuries

Lost timeinjuries

Injury outcomes

of seven days or more

Key performance measures - summary

Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

In 2016-17, the fatal injury frequency rate (FIFR) increased by almost 30% compared to 2015-16 from 0.027 to 0.035. This represents an increase in the coal sector by 30% while the metalliferous FIFR increased by 43% and the extractives decreased by approximately 3.5%.

In the period since the commencement of the Work Health and Safety (Mining & Petroleum Sites) Regulation 2014, the number of serious injuries reported to the regulator by the coal, metalliferous and extractives sector increased year on year. Under the new regulation, the definition of serious injury was expanded, contributing to the increases observed.

In 2016-17, the serious injury frequency rate (SIFR) for the coal, metalliferous and extractives sector was up to 1.012 from 0.830. Compared to the previous year, this represents an increase of approximately 22%. Over the ten year reporting period, the SIFR decreased by almost 30%.

The regulator’s safety performance data identified improvements in the number of lost time injuries being reported by the NSW mining industry even though the number of lost time injuries remained stable from 2015-16 to 2016-17 with 267 and 265 injuries being reported respectively.

Since 2007-08, the five year rolling average lost time injury frequency rates (LTIFR) has steadily declined. In 2016-17, LTIFRs were less than half of what was reported in 2007-08. Other factors, in addition to improved safety practices, are likely to have contributed to the observed decrease. These might include injury under reporting by industry and improved return to work and injury management practices.

In 2016-17, there were 197 injury outcomes (lost time /restricted duties injuries – LTI/RDI ≥ 7 days or more) of one week or more. This is down 67 compared to the previous year. In the ten years since 2007-08, the number of injuries of this type has more than halved, from 426 in 2007-08 to 197 in 2016-17. Over the ten year reporting period, the frequency rate of LTI/RDI ≥ 7 days or more has decreased by 53.76%.

ExECutivE suMMary

6NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

In 2016-17, safety incident notifications to the regulator were down 310 compared to the previous year from 2,281 to 1,971. For the ten years from 2007-08, almost 90% of safety incidents notified were from the coal sector.

In 2016, the regulator streamlined and centralised its complaints reporting and incident notification processes. The regulator also changed the way it recorded complaints. As a result, the number of complaints nearly tripled compared to the previous year from 36 to 106. The increase in complaint notifications was most evident in the coal and non-mines sectors.

From 2016, the proportion of improvement notices relative to notices of concern (advice) increased. This reflects the regulator’s renewed focus on incident prevention where it sought to clearly identify matters that necessitated the issue of an improvement notice as compared to a written notice of concern.

The number of total recordable incidents has declined year on year since 2008-09. The five year rolling average total recordable injuries frequency rate (TRIFR) decreased by approximately 12% from 2015-16 to 2016-17. In 2016-17, TRIFRs were approximately two-thirds less than what was reported in 2007-08.

Total recordable incidents

Notified safety

incidents

Complaints

Safety notices

ExECutivE suMMary

7NSW RESOURCES REGULATOR

Page 8: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

tablE 1. NSW COAL, METALLIFEROUS AND EXTRACTIVES COMPARISON OF KEY PERFORMANCE INDICATORS 2015-16 AND 2016-17

Key

Perf

orm

ance

In

dica

tors

Coa

l Und

erg

roun

dC

oal S

urfa

ceC

oal T

otal

Met

allif

erou

s U

nder

gro

und

Met

allif

erou

s Su

rfac

eM

etal

lifer

ous

Tota

lEx

trac

tives

Coa

l, M

etal

lifer

ous

and

Ext

ract

ives

To

tal

20

15-1

6

20

16-1

7 2

015

-16

2

016

-17

20

15-1

6

20

16-1

7 2

015

-16

2

016

-17

20

15-1

6

20

16-1

7 2

015

-16

2

016

-17

20

15-1

6

20

16-1

7 2

015

-16

2

016

-17

Mill

ion

hour

s w

orke

d13

,49

4,3

69

13

,05

8,4

76

26

,25

9,0

89

2

8,0

69,

25

3

39,

753

,45

8

41,

127,

729

8

,993

,43

3

6,8

17,7

88

2

,65

9,5

96

5

,310

,54

0

11,6

53

,02

9

12,1

28

,32

8

4,2

18,9

37

5,3

34

,38

5

55

,62

5,4

24

58

,59

0,4

42

Full

time

equi

vale

nt

emp

loye

es6

,747

6

,52

9

13,1

30

14

,03

5

19,8

77

2

0,5

64

4

,497

3

,40

9

1,3

30

2

,65

5

5,8

27

6,0

64

2

,10

9

2,6

67

27,8

13

29,

295

Fata

l inj

urie

s (F

I)0

0

0

1

0

1 1

1 0

0

1

1 0

0

1

2

FIFR

5 y

ear a

vera

ge

0.0

22

0.0

240.

014

0.0

21

0.0

170.

02

20.

057

0.0

83

0.0

00

0.0

00

0.0

42

0.0

60

0.0

86

0.0

83

0.0

270.

03

5

Lost

tim

e in

jurie

s (L

TI)

106

12

3

52

5

3

158

17

6

56

24

6

19

6

2

43

47

4

6

267

2

65

LTIF

R 5

yea

r ave

rag

e9.

136

8.7

40

2.3

61

2.3

38

4.9

66

4.6

68

3.4

113

.497

2.3

99

2.8

39

3.1

123

.33

410

.77

710

.04

04

.963

4.7

74

Rest

ricte

d d

uty

inju

ries

(RD

I)24

6

187

6

8

68

3

14

25

5

89

87

4

9

24

138

11

1 3

9

17

49

1 3

83

Med

ical

trea

tmen

t in

jurie

s (M

TI)

58

735

15

210

912

547

40

32

15

06

14

04

919

92

35

Tota

l rec

ord

able

inju

ries

(TRI

)4

10

38

3

171

174

5

81

557

19

3

152

5

8

64

2

51

216

12

6

112

95

8

88

5

TRIF

R 5

yea

r ave

rag

e3

2.9

32

31.

179

6.7

77

6.4

7916

.712

15.4

71

0.0

00

22

.03

110

.98

211

.42

819

.113

19.0

50

31.

724

27.9

7418

.29

017

.18

9

Serio

us in

jurie

s (S

I)3

4

48

19

2

1 5

3

69

2

2

17

4

4

26

2

1 17

12

9

6

102

SIFR

5 y

ear a

vera

ge

1.4

31

1.8

54

0.3

84

0.4

52

0.7

740.

94

20.

799

1.0

80

0.8

28

0.92

20.

792

0.9

86

1.4

90

1.74

10.

83

01.

012

LTIs

/RD

Is ≥

7 d

ays

196

14

7

44

3

8

240

18

5

9

7

2

1 11

8

13

4

2

64

19

7

LTI/

RDI ≥

7 d

ays

FR 5

ye

ar a

vera

ge

14.0

82

12.7

721.

761

1.6

09

6.4

41

5.6

730.

60

60.

66

11.

09

81.

010

0.73

20.

759

2.4

44

1.8

65

4.9

33

4.3

38

Safe

ty In

cid

ent

notifi

catio

ns1,

377

1,

133

5

14

45

6

1,8

91

1,5

89

16

5

168

72

78

2

37

246

14

6

135

2

,274

1,

970

Safe

ty C

omp

lain

t no

tifica

tions

32

14

31

75

26

114

310

1413

173

08

3

Safe

ty N

otic

es is

sued

45

0

413

2

60

13

4

710

5

47

87

143

3

9

38

12

6

181

54

4

42

9

1,3

80

1,

157

ExECutivE suMMary

8NSW RESOURCES REGULATOR

Page 9: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Explanatory Notes NSW mining industry data was extracted from Resources Regulator’s database in 2018

This report presents health and safety performance data on injuries (fatal, serious injuries, lost time and lost time/restricted duties with outcomes of one week or more), notified safety incidents, complaints and hours worked. All information presented was either reported to the NSW Resources Regulator within the Department of Planning and Environment (the regulator) by the NSW mining and extractives industry through quarterly work health and safety reporting or through incident notification, or was information obtained from safety (enforcement and advice) notices issued by the regulator. See Appendix 1 for definitions.

Sector based chapters in the report have been included for the following mining operation types: coal, metalliferous, extractives, petroleum, opal sectors. While exploration sites are included within each relevant operation type, a stand alone sector has also been included. Appendix 2 lists further details about operation types.

Data in this report was extracted from the regulator’s compliance database on 6 August 2018 and the serious injury classification data was updated on 18 November 2018. The reporting period is for ten years, from 2007-08 to 2016-17.

Rate based frequency measures are calculated using quarterly report data

In NSW, coal, metalliferous and extractives mining operations are required to submit quarterly work health and safety forms with lost time and restricted duties injury information as well as hours worked. This information was used to generate frequency rates.

It is worth noting that mandatory quarterly reporting commenced as follows for the:

• coal sector - early 2007-08

• metalliferous and extractives - second quarter of 2008-09

• coal exploration sites - 1 February 2015.

Up to 2006-07, hours worked, and lost time injury data for the coal sector were sourced from Coal Services Pty Ltd. Until 2008-09, metalliferous and extractives hours worked, and lost time injuries were compiled from several sources and included some estimation.

Frequency rates (per million hours worked) have been calculated for each injury measure. Rates were based on hours worked data submitted by the coal, metalliferous and extractives sectors as part of the quarterly reporting requirements listed above. Petroleum sites, underground small gemstone mines, opal mines and tourist mines are not required to submit quarterly reports. Frequency rates are therefore not available for the non-coal other (such as opal mines) and petroleum (onshore) sectors.

Where ever possible a rolling five year average was calculated for rate based measures. This is a statistical smoothing technique that charts the average annual value for the past five years was applied. This enables a long-term trend to be produced directly from raw data. It is particularly useful where values may vary widely from year to year. For Total Recordable Injuries, five year averages were not able to be calculated for the entire ten year reporting period. The regulator collected TRI data from the coal sector in 2007 and 2008 for the non-coal sector, hence the five year average commences at 2011-12.

9NSW RESOURCES REGULATOR

Page 10: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

The regulator notes that it is likely that mines under-report lost time injuries for non-employees such as contractors unless the injured worker’s external employer advised the mine of lost time.

All data is subject to continuous improvement due to internal audit and validation processes and updates from external sources. Incorrectly classified information from past years is sometimes found and reclassified in source databases. The regulator’s reporting employs the best available data at the time of writing, which may differ from previously published figures.

While there has been a long term decrease in fatal injuries in the NSW mining coal, metalliferous and extractives sectors, over the last decade the frequency rate of fatal injuries has remained between 0.033 to 0.035 per million hours worked.

ExplaNatory NotEs

10NSW RESOURCES REGULATOR

Page 11: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

industry overview

• 3 fatal injuries

• Fatal injury frequency rate (per million hours worked) up 22.86% from 0.027 in 2015-16 to 0.035 in 2016-17

• 102 serious injuries – most common mechanism is being hit by moving object

• Serious injury frequency rate (per million hours worked) up 19.06% from 0.830 in 2015-16 to 1.012 in 2016-17

• 265 lost time injuries

• Lost time injury rate (per million hours worked) down 3.81% from 4.963 in 2015-16 to 4.774 in 2016-17

• 197 injury (lost time or restricted duty) outcomes of seven days or more

• Injury outcomes seven days or more rate (per million hours worked) down 12% from 4.993 in 2015-16 to 4.338 in 2016-17

• 885 total recordable injuries

• Total recordable injuries rate (per million hours worked) down 6% from 18.290 in 2015-16 to 17.189 in 2016-17.

• 1,971 notified safety incidents notified to the regulator where > 274 received onsite response by regulator

• 106 complaints – 33 complaints lodged in relation to underground operations

• 1,328 safety notices – 108 were prohibition notices.

Industry overview statistics and performance measures 2016-17

7,463TOTAL ACTIVE

MINING OPERATIONS

58.59MILLION HOURS

WORKED

221

195

3,944

412

3,519

2,743

3,487

405

OTHER MINING OPERATIONS

COAL MINING OPERATIONS

SURFACE OPERATIONS

METALLIFEROUS MINING OPERATIONS

UNDERGROUND OPERATIONS

EXTRACTIVES MINING OPERATIONS

OPAL MINING OPERATIONS

PETROLEUM MINING OPERATIONS

38.71 19.88 34.46 24.13MILLION HOURS

WORKED - SURFACEMILLION HOURS

WORKED - UNDERGROUND

MILLION HOURS WORKED BY EMPLOYEES

MILLION HOURS WORKED BY OTHERS

E.G. CONTRACTORS

11NSW RESOURCES REGULATOR

Page 12: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Industry statisticsMines by sector

During the twelve months covered by this report; a total of 7,463 mining operations reported as ‘active’ (open mines, open mines that operate intermittently, mine that are under care and maintenance and open tourist mines) to the regulator and recorded in its database.

The breakdown by sector includes: 195 coal mines, 412 metalliferous mines, 2,743 extractives mines, 405 petroleum sites, 3,487 opal mines and 221 other mines (e.g. coal handling preparation plants and workshops).

Hours worked

From 2015-16 to 2016-17, work activity in the NSW mining industry an increased by 5.32% from 55.63 to 58.59 million hours. The number of hours worked in the coal and metalliferous sectors also increased by 3.60% and 4.12% respectively.

At the close of the ten year reporting period, the number of hours worked had also increased by almost 30% from 45.20 to 58.59 million hours worked. For the coal sector, hours worked increased by 29%, metalliferous by 35% and while the extractives sector increased its hours worked by 21%. The opal and petroleum sectors are not represented in NSW hours worked figures because mining operators in these sectors are not required to submit quarterly reporting data to the regulator.

FigurE 1. COAL, METALLIFEROUS AND EXTRACTIVES HOURS WORKED BY SECTOR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170M

5M

10M

15M

20M

25M

30M

35M

40M

45M

50M

55M

60M

65M

70M

75M

10.50M10.95M

14.01M

15.93M 14.96M

14.83M

13.63M

11.65M12.13M

31.80M36.75M

40.24M44.69M

52.67M 52.93M48.10M

42.84M39.75M 41.13M

4.41M

4.56M3.91M

4.06M

4.53M 4.77M

4.76M

5.05M

4.22M5.33M

8.99M

45.20M

51.81M55.10M

62.75M

73.13M 72.65M

67.70M

61.51M

55.63M58.59M

Extractive mines Metalliferous mines Coal mines

iNDustry ovErviEw

12NSW RESOURCES REGULATOR

Page 13: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

The haulage company worker received a fatal head injury while attempting to clean residual material out of the trailer of a truck. The worker was struck by a falling trailer tailgate which was inappropriately propped open.

Falling plant and equipment pose a serious risk to health and safety and require appropriate control measures to prevent an object from falling. Workers should not undertake any work underneath suspended and unsecured plant and equipment.

Plant and equipment should be cleaned at fit-for-purpose washing facilities that eliminate the need for persons to work underneath suspended and unsecured plant and equipment. Fit-for-purpose access and egress points should be used to access plant and equipment. Trailers and truck trays should have safe access points.

Persons who conduct a business or undertaking; and design manufacture or supply plant and equipment have a duty to prevent objects from falling in the workplace.

Related investigation Release: Investigation report

The worker was hit by a hoist bucket that fell to the bottom of the mine shaft. The regulator’s investigation identified a design flaw in the hoist where the single acting counterbalance valve created a hazard in the event of a winch cable over spool. For more information about the suspected mode of failure see the Investigation report.

Working around materials hoists poses a risk to the safety of workers. Materials hoists may fail at any time. Control measures must prevent workers from working under a suspended load. The mine safety management system must set out the systems, procedures and other control measures that to ensure the safety of workers operating or working around materials hoists.

When work is undertaken in a shaft, the material hoist bucket must be secured, either at the bottom of the shaft or at the surface, with the hoist system isolated and protective guarding installed to prevent the bucket or other items falling down the shaft.

Fatal injuries

Fatal injuries during 2016-17

In 2016-17 there were three mining fatal injuries in NSW. The accidents occurred at an underground opal mine in Lightning Ridge, a surface coal mine and an underground metalliferous mine.

Spotlight: Worker at an underground opal mine in Lightning Ridge, 4 November 2016

Spotlight: Contract company worker at Rix’s Creek surface coal mine, 13 December 2016

iNDustry ovErviEw

13NSW RESOURCES REGULATOR

Page 14: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

A 36-year-old worker, employed by contract mining services company, reported feeling unwell at an underground metalliferous mine while operating a mobile rock drill in a development road. The worker lost consciousness while being transported to the surface but unfortunately was unable to be resuscitated. The regulator’s investigation is ongoing.

The incident highlights the risks of working in hot and humid environments. The risks to health and safety regarding hot and humid working environments are well known. Working in intense heat can raise normal body temperature and lead to serious dehydration, heat stroke and possible death.

The management and control of atmospheric conditions in underground mines is vital. If risks associated with extreme heat exist at an underground mine, adequate control measures must be implemented to manage heat stress (heat-related illness) in places where people work or travel where the wet bulb temperature exceeds 27° Celsius.

Heat stress management plans should make provision for pre-shift and during-shift temperature testing of workplaces and dehydration testing of workers. Workers should be adequately supervised and actively monitored for signs of dehydration and heat-related illnesses. Regular crib and rest breaks should be taken to ensure workers can be adequately rehydrated. Heat stress management plans should also prescribe circumstances for the withdrawal of workers from hot and humid conditions, which should be supported by the regular testing of workplace conditions. See IIR 17-04

Spotlight: Contract company worker at Peak Gold mine, 3 April 2017

iNDustry ovErviEw

14NSW RESOURCES REGULATOR

Page 15: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Fatal injuries in NSW mining since 1900

There has been a long term decrease in the number of NSW mining fatal injuries in the coal, metalliferous and extractives sectors. It is important to note that from 1989, fatal injury data for all sectors became available.

FigurE 2. FATAL INJURIES BY SECTOR 1900 TO 2016-17

0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38 402016-172014-152012-132010-112008-092006-072004-052002-032000-011998-991996-971994-951992-931990-911988-891986-871984-851982-831980-811978-791976-771974-751972-731970-71

19691967196519631961195919571955195319511949194719451943194119391937193519331931192919271925192319211919191719151913191119091907190519031901

Coal mines Metalliferous and Extractives mines

Opal mines Petroleum sites

105

iNDustry ovErviEw

15NSW RESOURCES REGULATOR

Page 16: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Fatal injuries by sector

For the NSW mining industry, in the ten years since 2007-08, half of all fatal injuries occurred in the coal sector. It is worth noting that the size of the industry (as denoted by the hours worked by sector in Figure 1 above) is likely to be reflected in the fatal injury statistics. Of the nine fatal injuries that occurred in the coal sector, six occurred in underground mines. All four of the fatal injuries that occurred in the metalliferous sector in the ten years since 2007-08 occurred in underground mines.

FigurE 3. FATAL INJURIES BY SECTOR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

1

2

3

4

5

6

1

2

1

1

1

1

1

13

1

4

1

3

1 1

2

5

2

1

3

Petroleum and Geothermal sites

Extractive mines

Opal mines

Metalliferous minesCoal mines

iNDustry ovErviEw

16NSW RESOURCES REGULATOR

Page 17: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Fatal injury frequency rate

While there has been a long term decrease in the number of NSW mining fatal injuries in the coal, metalliferous and extractives sectors since 1900, the rolling five year average fatal injury frequency rate (FIFR) has remained between 0.033 to 0.035 in the tens years since 2007-08.

FigurE 4. COAL, METALLIFEROUS AND EXTRACTIVES FIVE YEAR AVERAGE FIFR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 2017

0.00

0.01

0.02

0.03

0.04

0.05

0.06

0.07

0.08

0.09

per m

illion

hou

rs w

orke

d

0.054

0.0600.062

0.027

0.025

0.028

0.024 0.022

0.000

0.086

0.019

0.086

0.024

0.083

0.027

0.015

0.0270.022

0.014

0.032

0.0000.0000.0000.000

0.0210.025

0.035

0.021

0.0300.033

0.0190.017

0.018

0.028

0.042

0.028

Coal mines Metalliferous mines Extractive mines Coal, Metalliferous and Extractive mines

For the NSW mining industry, in the ten years since 2007-08, half of all fatal injuries occurred in the coal sector.

iNDustry ovErviEw

17NSW RESOURCES REGULATOR

Page 18: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Fatal hazards

The most common fatal hazard for coal mines and metalliferous and extractives mines in the period 2007-08 to 2016-17 is being hit by a moving object followed by vehicle incidents. Of the nine fatal injuries that occurred in the coal sector, six occurred in underground mines. All four of the fatal injuries that occurred in the metalliferous sector in the ten years since 2007-08 occurred in underground mines.

FigurE 5. FATAL INJURIES BY HAZARD MECHANISM 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

1

2

3

4

5

6

1 1

1

3

1

3

1 1 1

2

1

2

3

1 1

2

5

2

1

3

Falls, trips andslips of a person

Heat, electricity andother environmentalfactors

Unspecified mechanisms

Vehicle incidentsand other incidents

Being hit by movingobjects

iNDustry ovErviEw

18NSW RESOURCES REGULATOR

Page 19: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Serious injuries

Serious injuries by sector

There were 102 serious injuries reported in the mining industry during 2016-17. In the two year period since the Work Health and Safety (Mining & Petroleum Sites) Regulation 2014 commenced, the number of serious injuries reported to the regulator by the coal, metalliferous and extractives sector has more than doubled. Since February 2015, the definition of a serious injury was expanded and also includes any injury that results in immediate treatment as an in-patient at a hospital, irrespective of the nature of injury. This broadening of the legislated definition of serious injury has contributed to the observed increase.

FigurE 6. SERIOUS INJURIES BY SECTOR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

10

20

30

40

50

60

70

80

90

100

110

17

12

10

12

26

21

26 2833 30

36 32

19

41

53

69

45

5

5

7

5

6 8

5

9

34

44 4642

53

38

29

58

98102

Petroleum and Geothermal sites

Extractive mines

Opal mines

Metalliferous minesCoal mines

Since February 2015, the definition of a serious injury was expanded and also includes any injury that results in immediate treatment as an in-patient at a hospital, irrespective of the nature of injury.

iNDustry ovErviEw

19NSW RESOURCES REGULATOR

Page 20: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Serious injury frequency rates

For the coal, metalliferous and extractives sectors, the rolling five year average serious injury frequency rate (SIFR) to 2016-17 was 1.012. Compared to the previous year, this represents an increase of approximately 22%. It is important to note that in the ten years since 2007-08, despite the recent increase, the industry has experienced a 30% decrease in the frequency rate of serious injuries.

FigurE 7. COAL, METALLIFEROUS AND EXTRACTIVES FIVE YEAR AVERAGE SIFR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 2017

0.0

0.2

0.4

0.6

0.8

1.0

1.2

1.4

1.6

1.8

per m

illion

hou

rs w

orke

d

1.208

1.488

1.218

1.450

0.941

1.110

0.9860.942

0.852

1.741

0.830

1.012

0.996

1.692

1.348

0.774

1.065

0.676

0.751

0.946

0.740

0.482

1.281

0.708

0.512

0.689

1.490

0.699

0.605 0.618

0.832

1.225

0.670

0.867

1.151

0.858

0.635

Coal mines Metalliferous mines Extractive mines Coal, Metalliferous and Extractive mines

iNDustry ovErviEw

20NSW RESOURCES REGULATOR

Page 21: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Serious injuries hazards

The most common serious injury hazard for coal mines and metalliferous and extractives mines in the period 2007-08 to 2016-17 is being hit by a moving object followed by slips, trips and falls. It follows that the agency of injury was most likely to be environmental and mobile plant / transport.

During this period, the nature of serious injury was likely to be fractures, wounds, lacerations, amputations and internal organ damage. Most frequent body location for serious injuries were upper limbs, lower limbs and trunk.

FigurE 8. SERIOUS INJURIES BY HAZARD MECHANISM OF INJURY 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

10

20

30

40

50

60

70

80

90

100

110

55

1819

12 21 19

24

16

15

16

22

26

1612 12

14

12

2933

6

44

7

4

5

8

4

9

6

8

5

34

4446

42

53

38

29

58

98102

Sound and pressure

Heat, electricity andother environmentalfactors

Body stressing Chemicals and othersubstances

Unspecifiedmechanisms

Vehicle incidents andother incidents

Hitting objects witha part of the body

Falls, trips andslips of a person

Being hit by moving objects

During this period, the nature of serious injury was likely to be fractures, wounds, lacerations, amputations and internal organ damage.

iNDustry ovErviEw

21NSW RESOURCES REGULATOR

Page 22: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

FigurE 9. SERIOUS INJURIES BY NATURE OF INJURY 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

10

20

30

40

50

60

70

80

90

100

110

11

18

37

42

2734 36 38

47

3225

32 3037

5

4

7

4

9

4

6 5

4

34

44 4642

53

38

29

58

98102

Musculoskeletel and connective tissue diseases

Other claims

Intracranial injuries

Injury to nerves and spinal cord

Traumatic joint/ligament and muscle/tendon injury

Burn

Residual soft tissue disorders due to trauma or unknown mechanisms

Trauma to muscles and tendons

Other Injuries

Wounds, lacerations, amputations and internal organ damage

Fractures

iNDustry ovErviEw

22NSW RESOURCES REGULATOR

Page 23: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

FigurE 10. SERIOUS INJURIES BY BODILY LOCATION 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

10

20

30

40

50

60

70

80

90

100

110

15

13

16

10

11

10

11

1519

13 14

17

15 17 16

11

10

32

49 52

20

11 12

4

6

6 6

6

6

4

6

5

89 8

4

4

4

8

7

4

8

34

44 4642

53

38

29

58

98102

Systemic locations

Unspecified locations

NeckMultiple locations Head

Trunk Lower limbs Upper limbs

As compared to contractors, employees of mining operators account for the majority of serious injuries over the ten year period.

iNDustry ovErviEw

23NSW RESOURCES REGULATOR

Page 24: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

FigurE 11. SERIOUS INJURIES BY EMPLOYMENT TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

10

20

30

40

50

60

70

80

90

100

110

11

1817

16

16

16

14

22

28

23 26 29 25

37

21 21

44

7565

7

7

34

44 4642

53

38

29

58

98102

Other Visitor Work experience

Employee of labourhire company

Employee of contractor, otherthan labour hire company

Employee of operator

iNDustry ovErviEw

24NSW RESOURCES REGULATOR

Page 25: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Lost time injuries

Lost time injuries by sector

The number of lost time injuries has remained stable for the past two years at 265 in 2016-17. This was down two compared to the previous year.

FigurE 12. COAL, METALLIFEROUS AND EXTRACTIVES LOST TIME INJURIES BY SECTOR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

50

100

150

200

250

300

350

400

263301 286 271 276

244216

232

158176

25

5645

53 44

57

49

43

47 46

40

3547

3138

36

31

58

6243

328

392378

355 358

337

296

333

267 265

Extractive mines Metalliferous mines Coal mines

The number of lost time injuries has remained stable for the past two years at 265 in 2016-17.

iNDustry ovErviEw

25NSW RESOURCES REGULATOR

Page 26: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Lost time injury frequency rates

The lost time injury frequency rate (LTIFR) has also continued to decrease. For the coal, metalliferous and extractives sectors, the rolling five year average LTIFR in 2016-17 was 4.668, down almost 4% compared to the previous year. There has been a steady downward trend in LTIFR for coal, metalliferous and extractives over the ten years since 2007-08 so that the LTIFR has decreased by approximately two thirds from 12.865 in 2007-08 to 4.774 in 2016-17.

FigurE 13. COAL, METALLIFEROUS AND EXTRACTIVES FIVE YEAR AVERAGE LTIFR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 2017

0

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

per m

illion

hou

rs w

orke

d

15.954

9.187

12.865

6.9758.105

6.4476.242

5.923

11.014

10.444

5.502 5.488

13.192

8.447

10.777

9.46710.839 10.040

5.3065.2855.163

10.865

9.898

4.966

3.3343.334

4.056

12.027

4.963

8.949

3.112

11.303

4.6684.774

2.677

2.940

11.703

2.926

4.5234.521

Coal mines Metalliferous mines Extractive mines Coal, Metalliferous and Extractive mines

iNDustry ovErviEw

26NSW RESOURCES REGULATOR

Page 27: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Injury outcomes of seven days or more

Injury outcomes of seven days or more by sector

In 2016-17, there were 197 injury outcomes (lost time and restricted duties injuries) of one week or more (LTI / RDI ≥ 7days). This is down 67 compared to the previous year. In the ten years since 2007-08, the number of injuries of this type has almost than halved, from 426 in 2007-08 to 197 in 2016-17.

FigurE 14. LTI / RDI ≥ 7 DAYS 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

50

100

150

200

250

300

350

400

450

425 406 396 404432

367

289

194240

185

426415 417 425

457

385

310

216

264

197

Opal minesExtractive minesMetalliferous minesCoal mines

In 2016-17, there were 197 injury outcomes (lost time and restricted duties injuries) of one week or more.

iNDustry ovErviEw

27NSW RESOURCES REGULATOR

Page 28: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Injury outcomes of seven days or more frequency rates

For the coal, metalliferous and extractives sectors, the rolling five year average injury outcomes (lost time and restricted duties injuries) of one week or more (LTI / RDI ≥ 7days) frequency rate to 2016-17 was 4.338, down 12% on the previous year. Since 2011-12, an overall steady downward trend for LTI / RDI ≥ 7daysFR was observed across each of the sectors. In 2016-17, the total frequency rate was one third less than the rate in 2012-13.

FigurE 15. COAL, METALLIFEROUS AND EXTRACTIVES FIVE YEAR AVERAGE LTI / RDI ≥ 7DAY FR 2011-12 TO 2016-17

FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

1

2

3

4

5

6

7

8

9

10

per m

illion

hou

rs w

orke

d

7.912

6.989

10.007

5.306

8.822

6.441

4.933

5.6736.018

2.444

6.660

2.520

1.865

4.338

2.590

0.651

2.723

0.7590.627 0.7320.618

Coal mines Metalliferous mines Extractive mines Coal, Metalliferous and Extractive mines

iNDustry ovErviEw

28NSW RESOURCES REGULATOR

Page 29: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

In 2016-17, total recordable injuries were down 73 on the previous year, from 958 to 885.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Total recordable injuries

Total recordable injuries by sector

Since 2007-08, total recordable injuries (TRI) have decreased year on year for the coal, metalliferous and extractives sectors. In 2016-17, total recordable injuries were down 73 on the previous year, from 958 to 885.

FigurE 16. COAL, METALLIFEROUS AND EXTRACTIVES TOTAL RECORDABLE INJURY AND HOURS WORKED 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

200

400

600

800

1,000

1,200

1,400

1,600

1,441

1,198 1,1361,046 1,029

185209

175 177

167170

100126

112

266239

282 293

294262

258

251216

856 813670

581 557

1,506

1,6491,584

1,503 1,499

1,3171,245

1,028958

885

Extractive mines Metalliferous mines Coal mines

iNDustry ovErviEw

29NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Total recordable injury frequency rates

For the coal, metalliferous and extractives sectors, the rolling five year average total recordable injury frequency rate (TRIFR) to 2016-17 was 17.189, down 6% on the previous year.

Since 2011-12, an overall steady downward trend in the total recordable injury frequency rates (TFIR) was observed for coal, metalliferous and extractives sectors. A rolling five year average TRIFR was unable to be calculated for the ten year period as this information was collected in quarterly reports from 2008-09.

FigurE 17. COAL, METALLIFEROUS AND EXTRACTIVES FIVE YEAR AVERAGE TRIFR 2007-08 TO 2016-17

FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

5

10

15

20

25

30

35

40

per m

illion

hou

rs w

orke

d

20.450

34.052

28.378

18.298

31.724

19.51823.166

27.974

21.573

23.941

16.71218.29019.370

41.830

20.695

40.758

19.113 19.05017.18915.471

Coal mines Metalliferous mines Extractive mines Coal, Metalliferous and Extractive mines

iNDustry ovErviEw

30NSW RESOURCES REGULATOR

Page 31: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Notified safety incidentsIn 2016-17, safety incident notifications were down 310 compared to the previous year from 2,281 to 1,971. Across the reporting decade, the coal sector accounts for almost 90% of all notified safety incidents. Note that multiple gas trips that were reported to the Regulator in a single incident notification have been included as individual incident notifications in this report. See the Annual Activity Report 2016-17 for more details about the safety incident notifications received by the regulator in 2016-17.

FigurE 18. NOTIFIED SAFETY INCIDENTS BY SECTOR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

200

400

600

800

1000

1200

1400

1600

1800

2000

2200

2400

2600

2800

3000

3200

2,247

2,5672,739 2,770

2,623 2,627

2,298

1,812 1,8911,589

104

127146

135

121

139

172 159199 221

216

220237

246

2,423

2,775

2,989 3,0312,911 2,935

2,627

2,1642,281

1,971

Other Non-coal minesOpal mines

Petroleum sitesExtractives minesMetalliferous minesCoal mines

Across the reporting decade, the coal sector accounts for almost 75% of all notified safety incidents.

iNDustry ovErviEw

31NSW RESOURCES REGULATOR

Page 32: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

ComplaintsIn 2016, the regulator streamlined its complaints reporting and notifications processes. As a result, the number of complaints more than doubled compared to the previous year from 36 to 106. The increase in complaint notifications was more evident in the coal and non-mines sectors.

FigurE 19. COMPLAINTS BY SECTOR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

10

20

30

40

50

60

70

80

90

100

110

20

11

18

1416

13

17

11 1510

14

525

99 9

9

7 7 77

8

5 7

25

19

34

2722

1821

29

36

106

Other Non-coal minesOpal mines

Petroleum sitesExtractives minesMetalliferous minesCoal mines

Non-mine

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32NSW RESOURCES REGULATOR

Page 33: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

The opal sector saw the biggest change where 159 safety notices were issued in response to the regulator’s targeted safety operation.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Safety notices

Safety notices by sector

Notices issued by the regulator include notices of concern (advice notices), improvement, prohibition, investigation and explosives enforcement notices.

In 2016-17, the regulator issued 72 fewer safety notices compared to the previous year. The opal sector saw the biggest change where 159 safety notices were issued in response to the regulator’s targeted safety operation.

FigurE 20. SAFETY NOTICES BY SECTOR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

100

200

300

400

500

600

700

800

900

1000

1100

1200

1300

1400

1500

1600

159

397444

623

584

598 488433

511 544

429

153126

181

339 364

621

800

614 626 651779

710

547

71 50

72

72

8682

85836

876

1,347

1,489

1,309 1,283

1,190

1,402 1,4001,328

Other Non-coal minesOpal mines

Petroleum sitesExtractives minesMetalliferous minesCoal mines

Non-mine

iNDustry ovErviEw

33NSW RESOURCES REGULATOR

Page 34: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Safety notices by notice type

From 2016-17, the proportion of improvement notices relative to notices of concern (advice) increased. This reflected the regulator’s renewed focus on incident prevention where it sought to clearly identify matters that necessitate the issue of an improvement notice as compared to a written notice of concern.

FigurE 21. NOTICES BY NOTICE TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

100

200

300

400

500

600

700

800

900

1000

1100

1200

1300

1400

1500

1600

1,044

1,292

1,105 1,124 1,119

123118

154

118

141

110

116 133108

111

137133

289

463

597652

992935

734

93

95

64

49

68

836876

1,347

1,489

1,309 1,283

1,190

1,402 1,4001,328

Explosives Investigation Prohibition Improvement

Advice

iNDustry ovErviEw

34NSW RESOURCES REGULATOR

Page 35: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Coal sector

Coal sector statistics and performance measures 2016-17

43UNDERGROUND

OPERATIONS

152SURFACE

OPERATIONS

195ACTIVE COAL

MINING OPERATIONS

41.13MILLION HOURS

WORKED

28.07MILLION HOURS

WORKED - SURFACE

13.06MILLION HOURS

WORKED - UNDERGROUND

23.42MILLION HOURS

WORKED BY EMPLOYEES

17.40MILLION HOURS WORKED BY

OTHERS E.G. CONTRACTORS

• One fatal injury surface coal mine - 13 December 2016 - fall of unsecured plant (Investigation release IIR 1608)

• Fatal injury frequency rate (per million hours worked) up 29% from 0.017 in 2015-16 to 0.022 in 2016-17

• 69 serious injuries – most common mechanism is being hit by moving object

• Serious injury frequency rate (per million hours worked) up 22% from 0.774 in 2015-16 to 0.942 in 2016-17

• 176 lost time injuries

• Lost time injury rate (per million hours worked) down 6% from 4.966 in 2015-16 to 4.668 in 2016-17

• 185 injury outcomes (lost time and restricted duties seven days or more)

• Injury outcome rate (lost time and restricted duties of seven days or more) (per million hours worked) down 12% from 6.441 in 2015-16 to 5.673 in 2016-17

• 557 total recordable injuries

• Total recordable injury rate (per million hours worked) down approximately 7% from 16.712 in 2015-16 to 15.471 in 2016-17.

• 1,589 notifiable safety incidents

• 52 complaints – 31 complaints lodged by surface coal operations

• 547 safety notices issued – 56 prohibition notices

35NSW RESOURCES REGULATOR

Page 36: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Fatal injuries

Fatal injuries and hours worked

In 2016-17 one mining fatality occurred in a surface coal operation. In the ten years since 2007-08 there have been nine fatal injuries in the coal sector - six in underground and three in surface operations.

Figure 2 above presenting fatal injuries in NSW mines from 1900 to 2016-17, shows the sustained long term decrease in coal mining fatal injuries in NSW.

FigurE 22. COAL FATAL INJURIES AND HOURS WORKED 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

1

2

3

4

5

Fata

l inj

urie

s

0M

5M

10M

15M

20M

25M

30M

35M

40M

45M

50M

55M

Hours W

orked

0

3

0

1

0 0

4

0 0

1

42.84M44.69M

41.13M

31.80M

40.24M

39.75M

52.93M52.67M

48.10M

36.75M

Coal mines

Coal sECtor

36NSW RESOURCES REGULATOR

Page 37: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

For the ten years since 2008, the fatal injury frequency rate has steadily decreased, especially in the underground coal sector.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Fatal injury frequency rates In the overall coal mining sector, the rolling five year average fatal injury frequency rate (FIFR) to 2016-17 was up almost 29% compared to previous year (from 0.017 in 2015-16 to 0.022 in 2016-17.

For the ten years since 2008, the FIFR has steadily decreased, especially in the underground coal sector.

FigurE 23. COAL FIVE YEAR AVERAGE FIFR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 2017

0.00

0.01

0.02

0.03

0.04

0.05

0.06

per m

illion

hou

rs w

orke

d

0.0410.045

0.049

0.061

0.022 0.0210.022

0.032 0.032

0.0240.025

0.052

0.021

0.058

0.031

0.0140.014

0.021

0.0140.019

0.017

0.0000.0000.0000.0000.000

0.016 0.018

0.0280.028

Surface Underground All

Coal sECtor

37NSW RESOURCES REGULATOR

Page 38: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Serious injuries

Serious injuries and hours worked

There were 69 serious injuries reported in the coal sector during 2016-17 this is up 16 compared to the previous year. In the two year period since the Work Health and Safety (Mining & Petroleum Sites) Regulation 2014 commenced, the number of serious injuries reported to the regulator by the coal sector has increased year on year. The broadened definition of serious injuries in 2015 has contributed to the observed increase.

FigurE 24. COAL SERIOUS INJURIES AND HOURS WORKED 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

5

10

15

20

25

30

35

40

45

50

55

60

65

70

Serio

us in

jurie

s

0M

5M

10M

15M

20M

25M

30M

35M

40M

45M

50M

55M

Hours W

orked

26 2833

3036

32

19

41

53

69

42.84M44.69M 41.13M

31.80M

40.24M 39.75M

52.93M52.67M

48.10M

36.75M

Coal mines

Coal sECtor

38NSW RESOURCES REGULATOR

Page 39: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

For the coal sector, the rolling five year average serious injury frequency rate was up approximately 22% from 0.774 in 2015-16 to 0.942 in 2016-17.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Serious injury frequency rates

For the coal sector, the rolling five year average serious injury frequency rate (SIFR) was up approximately 22% from 0.774 in 2015-16 to 0.942 in 2016-17. The recent amendment to the definition in 2015 of serious injury has contributed to this recent increase. However, in the ten years since 2007-08, the coal industry five year average SIFR decreased by approximately 37%.

FigurE 25. COAL FIVE YEAR AVERAGE SERIOUS INJURY FREQUENCY RATE (SIFR) 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170.0

0.2

0.4

0.6

0.8

1.0

1.2

1.4

1.6

1.8

2.0

2.2

2.4

per m

illion

hou

rs w

orke

d

2.383

1.5211.431

1.488

1.370

0.942

0.852

0.996

1.749

0.774

1.211

0.751

1.1971.181

0.452

0.6130.708

0.3990.397

0.689

0.384

1.854

0.5750.505

1.077

0.352 0.324 0.347

1.151

0.635

Surface Underground All

Coal sECtor

39NSW RESOURCES REGULATOR

Page 40: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Lost time injuries

Lost time injuries and hours worked

In 2016-17, the number of lost time injuries reported to the regulator was 176, up 18 compared to the previous year. In the ten years since 2007-08, lost time injuries decreased by approximately a third. Overall, underground operations account for approximately 70% of all lost time injuries for the sector.

FigurE 26. COAL LOST TIME INJURIES AND HOURS WORKED 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

20

40

60

80

100

120

140

160

180

200

220

240

260

280

300

Lost

tim

e in

jurie

s

0M

5M

10M

15M

20M

25M

30M

35M

40M

45M

50M

55M

Hours W

orked

263

301286

271 276244

216232

158176

42.84M44.69M 41.13M

31.80M

40.24M 39.75M

52.93M52.67M

48.10M

36.75M

Coal mines

Coal sECtor

40NSW RESOURCES REGULATOR

Page 41: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

In 2016-17, the underground sector saw the largest decrease in the rate of lost time injuries.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Lost time injury frequency rates

The lost time injury frequency rate (LTIFR) for the coal sector has continued to decrease. The rolling five year average LTIFR in 2016-17 was 4.668 compared to 4.966 in 2015-16. This represented a 6% decrease. In 2016-17, the underground sector saw the largest decrease in the rate of lost time injuries. Over the ten year since 2007-08, the coal sector experienced a decrease in LTIFR by approximately 70%.

FigurE 27. COAL FIVE YEAR AVERAGE LTIFR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

2

4

6

8

10

12

14

16

18

20

22

24

per m

illion

hou

rs w

orke

d

24.507

15.140

12.180

15.954

9.187

6.975

10.709

6.2427.192

17.561

9.781

4.049

9.694

20.616

11.014

5.5025.488

13.192

9.136

2.8312.799

4.905 4.966

2.5712.513

8.740

5.856

2.3612.338

4.668

Surface Underground All

Coal sECtor

41NSW RESOURCES REGULATOR

Page 42: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Injury outcomes of seven days or more

Injury outcomes of seven days or more and hours worked

In 2016-17, there were 185 coal injury outcomes (lost time and restricted duties injuries) of seven days or more (LTI / RDI ≥ 7days). This is down to 55 compared to the previous year. Over the ten year reporting period, the number of injuries of this type has almost than halved, from 425 in 2007-08 to 185 in 2016-17.

FigurE 28. COAL LTI / RDI ≥ 7 DAYS AND HOURS WORKED 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

50

100

150

200

250

300

350

400

450

Lost

tim

e in

jurie

s/R

estri

cted

dut

y in

jurie

s >=

7 d

ays

0M

5M

10M

15M

20M

25M

30M

35M

40M

45M

50M

55M

Hours W

orked

425406 396 404

432

367

289

194240

185

42.84M44.69M41.13M

31.80M

40.24M39.75M

52.93M52.67M

48.10M

36.75M

Coal mines

Coal sECtor

42NSW RESOURCES REGULATOR

Page 43: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

Since 2011-12, an overall steady downward trend for LTI / RDI ≥ 7days frequency rates was observed for underground coal.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Injury outcomes of seven days or more frequency rates

For the coal sector, the rolling five year average injury outcome (lost time and restricted duties injuries) of one week or more (LTI / RDI ≥ 7days) frequency rate to 2016-17 was 5.673, down 12% on the previous year. Since 2011-12, an overall steady downward trend for LTI / RDI ≥ 7days frequency rates was observed for underground coal. In 2016-17, coal LTI / RDI ≥ 7days frequency rates were about 40% less than the 2011-12 rate.

FigurE 29. COAL FIVE YEAR AVERAGE LTI / RDI ≥ 7 DAYS FREQUENCY RATES 2011-12 TO 2016-17

FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 2017

0

2

4

6

8

10

12

14

16

18

20

per m

illion

hou

rs w

orke

d

16.221

14.965

19.963

7.9126.989

17.570

10.007

14.082

12.772

8.822

6.4415.673

2.101 1.830 1.6091.7612.3432.336

Surface Underground All

Coal sECtor

43NSW RESOURCES REGULATOR

Page 44: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Total recordable injuries

Total recordable injuries by hours worked

In the ten years since 2007-08, total recordable injuries (the total number of fatal injuries and injuries resulting in lost time, restricted duties or medical treatment) has decreased year on year.

In 2016-17, the number of total recordable injuries was down 4% on the previous year, from 581 in 2015-16 to 557 in 2016-17.

FigurE 30. COAL TOTAL RECORDABLE INJURY AND HOURS WORKED 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

100

200

300

400

500

600

700

800

900

1000

1100

1200

1300

1400

1500

Tota

l rec

orda

ble

inju

ries

0M

5M

10M

15M

20M

25M

30M

35M

40M

45M

50M

55M

Hours W

orked

1,441

1,1981,136

1,046 1,029

856 813670

581 557

42.84M44.69M 41.13M

31.80M

40.24M39.75M

52.93M52.67M

48.10M

36.75M

Coal mines

Coal sECtor

44NSW RESOURCES REGULATOR

Page 45: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

In 2016-17, the five year rolling average total recordable injury frequency rate was down approximately 7% compared to the previous year, from 16.712 to 15.471.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Total recordable injuries frequency rates

In 2016-17, the five year rolling average total recordable injury frequency rate (TRIFR) was down approximately 7% compared to the previous year, from 16.712 to 15.471. From 2011-12, a steady decrease in the TRI frequency rates has also been observed. A rolling five year average TRIFR was unable to be calculated for the ten year reporting period as this information had only been included in coal quarterly reporting requirements from 2007.

FigurE 31. COAL FIVE YEAR AVERAGE TRIFR 2011-12 TO 2016-17

FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

5

10

15

20

25

30

35

40

45

50

55

per m

illion

hou

rs w

orke

d

38.704

52.699

20.450

35.513

42.927

28.378

18.298

23.166

32.932

7.684

16.712

9.637

7.1628.531

6.777

15.471

31.179

6.479

Surface Underground All

Coal sECtor

45NSW RESOURCES REGULATOR

Page 46: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Notified safety incidentsIn 2016-17 compared to 2015-16, notified safety incidents for the coal decreased by almost 16% despite a slight increase in hours worked. The greatest proportion of notified safety incidents are reported by underground coal sector. Note that multiple gas trips that were reported to the Regulator in a single incident notification have been included as individual incident notifications in this report.

FigurE 32. COAL NOTIFIABLE INCIDENTS BY OPERATION TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

200

400

600

800

1000

1200

1400

1600

1800

2000

2200

2400

2600

2800

1,9302,179

2,334 2,2682,024 1,990

1,650

1,360 1,3771,133

317

388

405 502

599 637

648

452 514

456

2,247

2,567

2,739 2,770

2,623 2,627

2,298

1,8121,891

1,589

Surface Underground

Coal sECtor

46NSW RESOURCES REGULATOR

Page 47: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

In 2016-17, coal sector complaints increased to 52, up 45 complaints compared to the previous year.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Complaints In 2016-17, coal sector complaints increased to 52, up 45 complaints compared to the previous year. Improvements to the regulator’s complaints notification processes contributed to this increase.

FigurE 33. COAL COMPLAINTS RECEIVED BY OPERATION TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2011 FY 2014 FY 2015 FY 2016 FY 20170

5

10

15

20

25

30

35

40

45

50

55

31

21

44

1 1 32 1 1

35

7

52

Surface Underground

Coal sECtor

47NSW RESOURCES REGULATOR

Page 48: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Safety notices

Safety notices by operation type

In 2016-17, the regulator issued fewer safety notices (notices of concern, improvement, prohibition, investigation and explosives enforcement notices) in the coal sector, down from 710 to 547 compared to the previous year. There are no clear increasing or decreasing trends in the number of notices issued over the ten years since 2007-08.

FigurE 34. COAL NOTICES BY OPERATION TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

100

200

300

400

500

600

700

800

120

206

334

231 246230

253

260

134

219265

415466

383 380421

526450

413

99339

364

621

800

614 626651

779

710

547

Surface Underground

Coal sECtor

48NSW RESOURCES REGULATOR

Page 49: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Safety notices by notice type

In 2016-17, the overall number of notices was down 163 from 710 to 547 in the previous year. However, in 2016-17, the number of coal improvement notices has increased by almost 40% compared to the previous year from 177 in 2015-16 to 246 in 2016-17. The regulator’s renewed focus on incident prevention has contributed to this result where it sought to clearly identify matters that necessitate the issue of an improvement notices as compared with a written notice of concern.

FigurE 35. COAL NOTICES BY NOTICE TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

100

200

300

400

500

600

700

800

177

246

243 249

473

701

500558 552

630

435

235

69 84

96

67

81

40 51

57

73

5649

34

78

339364

621

800

614 626651

779

710

547

Investigation Prohibition Improvement Advice

In 2016-17, the overall number of notices was down 163 from 710 to 547 in the previous year.

Coal sECtor

49NSW RESOURCES REGULATOR

Page 50: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Metalliferous sector

Metalliferous sector statistics and performance measures for 2016-17

41UNDERGROUND

OPERATIONS

371SURFACE

OPERATIONS

412ACTIVE METALLIFEROUS

MINING OPERATIONS

12.13MILLION HOURS

WORKED

5.31MILLION HOURS

WORKED - SURFACE

6.82MILLION HOURS

WORKED - UNDERGROUND

7.09MILLION HOURS

WORKED BY EMPLOYEES

5.04MILLION HOURS WORKED BY

OTHERS E.G. CONTRACTORS

• One fatal injury underground metalliferous operation – 3 April 2017 – investigation ongoing (IIR 17-04)

• Fatal injury frequency rate (per million hours worked) up 43% from 0.042 in 2015-16 to 0.060 in 2016-17

• 21 serious injuries

• Serious injury frequency rate (per million hours worked) up 24.49% from 0.792 in 2015-16 to 0.986 in 2016-17

• 43 lost time injuries

• Lost time injury rate (per million hours worked) up 7.13% from 3.112 in 2015-16 to 3.334 in 2016-17

• 8 injury outcome (lost time and restricted duties of seven days or more)

• Injury outcome rate (lost time and restricted duties of seven days or more) (per million hours worked) up 4% from 0.732 in 2015-16 to 0.759.

• 216 total recordable injuries

• Total recordable injury rate (per million hours worked) down less than 1% from 19.11 in 2015-16 to 19.050 in 2016-17.

• 246 notifiable safety incidents notified to the regulator

• 14 complaints – 11 complaints lodged in relation to underground metalliferous operations

• 181 safety notices issued – 143 issued in underground operations, 22 were prohibition notices.

50NSW RESOURCES REGULATOR

Page 51: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Fatal injuries

Fatal injuries and hours worked

In 2016-17, one fatal injury occurred in an underground metalliferous operation. In the ten years since 2007-08 there have been a total of four fatal injuries. All took place in underground operations.

Figure 2 above presenting fatal injuries in NSW mines from 1900 to 2016-17, shows the sustained decrease in fatal injuries occurring in metalliferous mining operations from 1989-90. The year 1999-2000 was a notable exception.

FigurE 36. METALLIFEROUS FATAL INJURIES AND HOURS WORKED 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

1

2

Fata

l inj

urie

s

0M

1M

2M

3M

4M

5M

6M

7M

8M

9M

10M

11M

12M

13M

14M

15M

16M

Hours W

orked

0 0 0 0 0

1 1

0

1 1

12.13M

8.99M

13.63M

11.65M

14.01M

15.93M

10.95M

14.83M14.96M

10.50M

Metalliferous mines

MEtalliFErous sECtor

51NSW RESOURCES REGULATOR

Page 52: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

From 2011-12 onwards, a steady increase in the FIFR has been observed for underground metalliferous mining operations.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Fatal injury frequency rates

For the metalliferous mining sector, the rolling five year average fatal injury frequency rate (FIFR) to 2016-17 was up by 43% compared to the previous year (from 0.042 in 2015-16 to 0.060 in 2017-18).

From 2011-12 onwards, a steady increase in the FIFR has been observed for underground metalliferous mining operations.

FigurE 37. METALLIFEROUS FIVE YEAR AVERAGE FIFR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 2017

0.00

0.01

0.02

0.03

0.04

0.05

0.06

0.07

0.08

per m

illion

hou

rs w

orke

d

0.083

0.039

0.038

0.040 0.041

0.036

0.060

0.000

0.0270.025

0.0280.024

0.031

0.022

0.019

0.023

0.015

0.057

0.042

0.0000.0000.0000.0000.0000.0000.0000.0000.000

Surface Underground All

MEtalliFErous sECtor

52NSW RESOURCES REGULATOR

Page 53: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Serious injuries

Serious injuries and hours worked

In 2016-17 there were 21 serious injuries reported in the metalliferous sector this was down five from the previous year. In the two years since the Work Health and Safety (Mining and Petroleum Sites) Regulation 2014 commenced, the number of serious injuries reported to the regulator has increased. The broadened definition of serious injury has contributed to this increase.

FigurE 38. METALLIFEROUS SERIOUS INJURIES AND HOURS WORKED 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

2

4

6

8

10

12

14

16

18

20

22

24

26

28

Serio

us in

jurie

s

0M

1M

2M

3M

4M

5M

6M

7M

8M

9M

10M

11M

12M

13M

14M

15M

16M

Hours W

orked

1012

26

21

5 68

35

9

12.13M

8.99M

13.63M

11.65M

14.01M

15.93M

10.95M

14.83M14.96M

10.50M

Metalliferous mines

MEtalliFErous sECtor

53NSW RESOURCES REGULATOR

Page 54: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

For the metalliferous sector, the rolling five year average serious injury frequency rate was up approximately 25% from 0.792 in 2015-16 to 0.986 in 2016-17.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Serious injury frequency rates

For the metalliferous sector, the rolling five year average serious injury frequency rate (SIFR) was up approximately 25% from 0.792 in 2015-16 to 0.986 in 2016-17. By operation type, the underground and surface SIFRs increased by almost 36% and just over 10% respectively. The expanded definition of serious injury in 2015 has contributed to this observed increase.

FigurE 39. METALLIFEROUS FIVE YEAR AVERAGE SIFR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

1.1

1.2

1.3

1.4

1.5

per m

illion

hou

rs w

orke

d 0.828

1.446

0.941

0.792

0.986

0.922

0.811

1.0801.115

0.662

0.459

1.348

0.6580.6420.676

0.489

1.374

0.683

0.482

1.281

1.078

0.463

0.512

1.333

0.605

0.487

1.120

1.308

1.225

Surface Underground All

MEtalliFErous sECtor

54NSW RESOURCES REGULATOR

Page 55: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Lost time injuries

Lost time injuries and hours worked

In 2016-17, the number of lost time injuries reported to the regulator was 43, down 19 compared to the previous year.

FigurE 40. METALLIFEROUS LOST TIME INJURIES AND HOURS WORKED 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

5

10

15

20

25

30

35

40

45

50

55

60

65

Lost

tim

e in

jurie

s

0M

1M

2M

3M

4M

5M

6M

7M

8M

9M

10M

11M

12M

13M

14M

15M

16M

Hours W

orked

4035

47

31

38 3631

5862

43

12.13M

8.99M

13.63M

11.65M

14.01M

15.93M

10.95M

14.83M14.96M

10.50M

Metalliferous mines

MEtalliFErous sECtor

55NSW RESOURCES REGULATOR

Page 56: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

The rolling five year average lost time injury frequency rate to 2016-17, compared to 2015-16, increased by almost 7%.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Lost time injury frequency rates

The rolling five year average lost time injury frequency rate (LTIFR) to 2016-17, compared to 2015-16, increased by almost 7%. In the ten years since 2007-08 the metalliferous LTIFR has decreased by approximately third. However, over the ten year reporting period, a steady increase in the LTIFR for surface metalliferous operations was observed.

FigurE 41. METALLIFEROUS FIVE YEAR AVERAGE LTIFR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

1

2

3

4

5

6

7

per m

illion

hou

rs w

orke

d

4.286

6.883

5.2045.163

3.3343.334

4.056

3.537 3.497

3.112

2.278

3.411

2.839

2.238

2.2012.385

3.302

2.399

1.825

6.037

2.1212.677

2.940

2.926

1.904

3.064

2.504

4.5234.521

5.871

Surface Underground All

MEtalliFErous sECtor

56NSW RESOURCES REGULATOR

Page 57: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Injury outcomes of seven days or more

Injury outcomes of seven days or more and hours worked

In 2016-17, there were eight metalliferous injury outcomes (lost time and restricted duties injuries) of seven days or more (LTI/RDI ≥ 7 days). This is down to three compared to the previous year. In the ten years since 2007-08, the number of severe injuries of this type has doubled, from four in 2008-09 to eight in 2016-17.

FigurE 42. METALLIFEROUS LTI / RDI ≥ 7 DAYS AND HOURS WORKED 2008-09 TO 2016-17

FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

1

2

3

4

5

6

7

8

9

10

11

12

13

14

Lost

tim

e in

jurie

s/R

estri

cted

dut

y in

jurie

s >=

7 d

ays

0M

1M

2M

3M

4M

5M

6M

7M

8M

9M

10M

11M

12M

13M

14M

15M

16M

Hours W

orked

13

10

13

11

45

9 98

13.63M14.01M

12.13M

15.93M

10.50M

11.65M10.95M

14.83M14.96M

Metalliferous mines

MEtalliFErous sECtor

57NSW RESOURCES REGULATOR

Page 58: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

For the metalliferous sector, the rolling five year average injury outcome (lost time and restricted duties injuries) of one week or more (LTI / RDI ≥ 7days) frequency rate to 2016-17 was 0.759, up 4% on the previous year.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Injury outcomes of seven days or more frequency rates

For the metalliferous sector, the rolling five year average injury outcome (lost time and restricted duties injuries) of one week or more (LTI / RDI ≥ 7days) frequency rate to 2016-17 was 0.759, up 4% on the previous year. Since 2012-13, an increasing trend for LTI / RDI ≥ 7days frequency rates was observed for surface metalliferous. LTI/RDI ≥ 7daysFR was unable to be calculated for the ten year reporting period as some of this data was included in metalliferous quarterly reporting requirements from 2008.

FigurE 43. METALLIFEROUS LTI / RDI ≥ 7 DAYS FREQUENCY RATES 2012-13 TO 2016-17

FY 2013 FY 2014 FY 2015 FY 2016 FY 2017

0

1

per m

illion

hou

rs w

orke

d

0.957

0.563

1.010

0.717

0.606

0.496

0.6510.647

0.759

0.6270.661

0.732

1.098

Surface Underground All

MEtalliFErous sECtor

58NSW RESOURCES REGULATOR

Page 59: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Total recordable injuries

Total recordable injuries and hours worked

In 2016-17, the number of total recordable injuries (the total number of fatal injuries and injuries resulting in lost time, restricted duties or medical treatment) was down 14% on the previous year from 251 to 216. From 2012-13, a year on year decrease in the number of total recordable injuries was observed for the metalliferous sector.

FigurE 44. METALLIFEROUS TOTAL RECORDABLE INJURY AND HOURS WORKED 2008-09 TO 2016-17

FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

20

40

60

80

100

120

140

160

180

200

220

240

260

280

300

Tota

l rec

orda

ble

inju

ries

0M1M

2M

3M

4M

5M

6M

7M

8M

9M

10M

11M

12M

13M

14M

15M

16M

Hours W

orked

266239

282 293 294262 258 251

216

13.63M14.01M

12.13M

15.93M

10.50M

11.65M10.95M

14.83M14.96M

Metalliferous mines

MEtalliFErous sECtor

59NSW RESOURCES REGULATOR

Page 60: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

Since 2012-13, there has been no substantial change in the five year rolling average total recordable injury frequency rate (TRIFR) for the metalliferous sector.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Total recordable injuries frequency rates

Since 2012-13, there has been no substantial change in the five year rolling average total recordable injury frequency rate (TRIFR) for the metalliferous sector. A rolling five year average TRIFR was unable to be calculated for the ten year reporting period as this information was included in metalliferous quarterly reporting requirements from 2008.

FigurE 45. METALLIFEROUS FIVE YEAR AVERAGE TRIFR 2012-13 TO 2016-17

FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

2

4

6

8

10

12

14

16

18

20

22

24

26

per m

illion

hou

rs w

orke

d

23.081

25.687

22.04322.031

19.370

21.93720.695

19.11319.050

18.922

10.982

11.378

11.144

11.389 11.428

Surface Underground All

MEtalliFErous sECtor

60NSW RESOURCES REGULATOR

Page 61: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Notified safety incidents In 2016-17, notified safety incidents in the metalliferous sector was up nine compared to 2015-16, from 237 to 246. In the ten years since 2008-09 a steady increase in the number of notified safety incidents was observed. Improved industry reporting practices has contributed to this increase.

FigurE 46. METALLIFEROUS NOTIFIABLE INCIDENTS BY OPERATION TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

20

40

60

80

100

120

140

160

180

200

220

240

260

100117 115

153176

158169 165 168

31

39

5544

46

4558

5172

78

90

121

139

172

159

199

221216 220

237246

Surface Underground

MEtalliFErous sECtor

61NSW RESOURCES REGULATOR

Page 62: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

In 2016-17, there were 14 complaints made to the regulator about safety in the metalliferous sector complaints, up four compared to the previous year.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Complaints In 2016-17, there were 14 complaints made to the regulator about safety in the metalliferous sector complaints, up four compared to the previous year. Improvements in the regulator’s complaints notification processes has contributed to this observed increase.

FigurE 47. METALLIFEROUS COMPLAINTS RECEIVED BY OPERATION TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 201701

2

3

4

5

6

7

8

9

10

11

12

13

14

15

1617

11

7

4

8

1

3

3

1

14

3

43

76

1

4

67

6

11

7

15

7

4

7 7

8

10

14

Surface Underground

MEtalliFErous sECtor

62NSW RESOURCES REGULATOR

Page 63: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Safety notices

Safety notices by operation type

In 2016-17, the number of safety notices (notices of concern, improvement, prohibition, investigation and explosives enforcement notices) issued by the regulator in the metalliferous sector was up 55 compared to the previous year, from 126 to 181. There has been an upward trend in notices in the ten years since 2007-08. In 2016-17 the number of safety notices has tripled from 71 to 181.

FigurE 48. METALLIFEROUS NOTICES BY OPERATION TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

20

40

60

80

100

120

140

160

180

143

24

14

2332

26

73

30 30

39

38

4736

4940

60

80

52 55

87

71

50

72 72

86

153

82 85

126

181

Surface Underground

MEtalliFErous sECtor

63NSW RESOURCES REGULATOR

Page 64: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

In 2016-17 the number of prohibition notices issued by the regulator was up 15 compared to the previous year, from seven to 22.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Safety notices by notice type

In 2016-17 the number of prohibition notices issued by the regulator was up 15 compared to the previous year, from seven to 22. There has been an upward trend in the number of notices issued over the ten years since 2007- 08 so that they are currently 60% higher than ten years ago.

FigurE 49. METALLIFEROUS NOTICES BY NOTICE TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

20

40

60

80

100

120

140

160

180

131

107

15

22

20

48

5740

67 6380

73 73

97

8

6

6

7

71

50

72 72

86

153

82 85

126

181

Investigation Prohibition Improvement Advice

MEtalliFErous sECtor

64NSW RESOURCES REGULATOR

Page 65: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Extractives sector

Extractives sector statistics and performance measures for 2016-17

1

3.95

UNDERGROUND OPERATIONS

MILLION HOURS WORKED BY EMPLOYEES

2, 742

1.39

SURFACEOPERATIONS

MILLION HOURS WORKED BY OTHERS E.G. CONTRACTORS

2,743ACTIVE EXTRACTIVES MINING OPERATIONS

5.34MILLION HOURS

WORKED

5.31MILLION HOURS

WORKED - SURFACE

• Zero fatal injuries

• Fatal injury frequency rate (per million hours worked) down 3.49% from 0.086 in 2015-16 to 0.083 in 2016-17

• 12 serious injuries

• Serious injury frequency rate (per million hours worked) up 16.85% from 1.490 in 2015-16 to 1.741 in 2016-17

• 46 lost time injuries

• Lost time injury rate (per million hours worked) down 6.78% from 10.777 in 2015-16 to 10.040 in 2016-17

• 4 injury outcomes (lost time or restricted duty injuries) of seven days or more

• Injury outcome rate (lost time and restricted

duty) with outcomes of seven days or more (per million hours worked) down 23 % from 2.44 in 2015-16 to 1.865 in 2016-17

• 112 total recordable injuries

• Total recordable injury rate (per million hours worked) In 2016-17, down 12% from 31.724 in 2015-16 to 27.974 in 2016-17.

• 135 safety incidents notified to the regulator.

• 17 complaints received in relation to the regulator – all 17 complaints lodged by extractives operations

• 429 safety notices issued – all 429 issued on surface operations, 25 were prohibition notices

65NSW RESOURCES REGULATOR

Page 66: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Fatal injuries

Fatal injuries and hours worked

There were no fatal injuries in the extractives sector in 2016-17 financial year. Over the ten year reporting period there were two fatal injuries in the extractives sector. Both occurred in 2014-15.

FigurE 50. EXTRACTIVES FATAL INJURIES AND HOURS WORKED 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

1

2

3

Fata

l inj

urie

s

0M

1M

2M

3M

4M

5M

Hours W

orked

0 0 0 0 0 0 0

2

0 0

4.56M 4.53M

5.33M

4.41M

4.76M

4.77M

3.91M

4.22M4.06M

5.05M

Extractive mines

ExtraCtivEs sECtor

66NSW RESOURCES REGULATOR

Page 67: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

Fatal injury frequency rate (per million hours worked) down 3.49% from 0.086 in 2015-16 to 0.083 in 2016-17

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Fatal injury frequency rates

In the extractives mining sector, the rolling five year average fatal injury incident rate (FIFR) to 2016-17 was down by almost 3.5% compared to previous year (from 0.086 in 2015-16 to 0.083 in 2016-17).

FigurE 51. EXTRACTIVES FIVE YEAR AVERAGE FIFR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 2017

0.00

0.01

0.02

0.03

0.04

0.05

0.06

0.07

0.08

0.09

per m

illion

hou

rs w

orke

d

0.054

0.062

0.086 0.0860.083

0.0000.0000.0000.0000.000

Surface

ExtraCtivEs sECtor

67NSW RESOURCES REGULATOR

Page 68: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Serious injuries

Serious injuries and hours worked

There were 12 serious injuries reported in the extractives sector during 2016-17 this is down 5 compared to the previous year. In the three year period since the Work Health and Safety (Mining & Petroleum Sites) Regulation 2014 commenced, the number of serious injuries reported to the regulator by the extractives sector has increased. The broadened definition of serious injuries has contributed to the observed increase.

FigurE 52. EXTRACTIVES SERIOUS INJURIES AND HOURS WORKED 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

2

4

6

8

10

12

14

16

18

Serio

us in

jurie

s

0M

1M

2M

3M

4M

5M

Hours W

orked

17

12

2

5

3 3

5

3

5

7

4.56M 4.53M

5.33M

4.41M

4.76M

4.77M

3.91M

4.22M4.06M

5.05M

Extractive mines

ExtraCtivEs sECtor

68NSW RESOURCES REGULATOR

Page 69: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

For the extractives sector, the rolling five year average serious injury frequency rate was up 16% from 1.490 in 2015-16 to 1.741 in 2016-17.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Serious injury frequency rates

For the extractives sector, the rolling five year average serious injury frequency rate (SIFR) was up 16% from 1.490 in 2015-16 to 1.741 in 2016-17. The introduction of the Work Health and Safety (Mines and Petroleum Sites) Regulation 2014 introduced an expanded definition of serious injury. This has contributed to the observed increase since 2014-15.

FigurE 53. EXTRACTIVES FIVE YEAR AVERAGE SIFR 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170.0

0.2

0.4

0.6

0.8

1.0

1.2

1.4

1.6

1.8

per m

illion

hou

rs w

orke

d

1.2081.218 1.110

1.7411.692

0.946

1.490

0.832

0.867

0.858

Surface

ExtraCtivEs sECtor

69NSW RESOURCES REGULATOR

Page 70: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Lost time injuries

Lost time injuries and hours worked

In 2016-17, the number of lost time injuries was 46, down one from the previous year. In the ten years since 2007-08, there has been no obvious increasing trend in lost time injuries.

FigurE 54. EXTRACTIVES LOST TIME INJURIES AND HOURS WORKED 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

5

10

15

20

25

30

35

40

45

50

55

60

Lost

tim

e in

jurie

s

0M

1M

2M

3M

4M

5M

Hours W

orked

25

56

45

53

44

57

4943

47 46

4.56M 4.53M

5.33M

4.41M

4.76M4.77M

3.91M

4.22M4.06M

5.05M

Extractive mines

ExtraCtivEs sECtor

70NSW RESOURCES REGULATOR

Page 71: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

In 2016-17, rolling five year average lost time injury frequency rate was down 7% on the previous year from 10.777 to 10.040.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Lost time injury frequency ratesIn 2016-17, rolling five year average lost time injury frequency rate (LTIFR) was down 7% on the previous year from 10.777 to 10.040. Over the ten year reporting period, there has been no obvious increasing or decreasing trend in the rate of lost time injuries in the extractives sector.

FigurE 55. EXTRACTIVES FIVE YEAR AVERAGE LOST TIME INJURY FREQUENCY RATE (LTIFR) 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 2017

0

1

2

3

4

5

6

7

8

9

10

11

12

per m

illion

hou

rs w

orke

d

10.444

8.447

10.77710.839

10.0409.898

12.027

8.949

11.30311.703

Surface

ExtraCtivEs sECtor

71NSW RESOURCES REGULATOR

Page 72: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Injury outcomes of seven days or more

Injury outcomes of seven days or more and hours worked

In 2016-17, there were four metalliferous injury outcomes (lost time injuries and restricted duties injuries) seven days or more (LTI / RDI ≥ 7 days), down nine on the previous year. Overall, there has been no obvious increasing or decreasing trend for LTI / RDI ≥ 7 days in the nine years since 2008-09.

FigurE 56. EXTRACTIVES LTI / RDI ≥ 7 DAYS AND HOURS WORKED 2008-09 TO 2016-17

FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 201701

2

3

4

5

6

7

8

9

10

11

12

13

14

15

1617

Lost

tim

e in

jurie

s/R

estri

cted

dut

y in

jurie

s >=

7 d

ays

0M

1M

2M

3M

4M

5M

Hours W

orked

16 16

1213

78 8 8

4

4.56M 4.53M

5.33M

4.76M

4.77M

3.91M4.22M

4.06M

5.05M

Extractive mines

ExtraCtivEs sECtor

72NSW RESOURCES REGULATOR

Page 73: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

Since 2013-14, a downward trend for LTI / RDI ≥ 7days frequency rates was observed for extractives and in 2016-17, the frequency rate was about 30% less than the rate in 2013-14.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Injury outcomes of seven days or more frequency ratesFor the extractives sector, the rolling five year average injury outcome (lost time and restricted duties of one week or more) (LTI / RDI ≥ 7days) frequency rate to 2016-17 was 1.865, down 23% on the previous year. Since 2013-14, a downward trend for LTI / RDI ≥ 7days frequency rates was observed for extractives and in 2016-17, the frequency rate was about 30% less than the rate in 2013-14.

FigurE 57. EXTRACTIVES FIVE YEAR AVERAGE LTI / RDI ≥ 7 DAYS FREQUENCY RATES 2012-13 TO 2016-17

FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

1

2

per m

illion

hou

rs w

orke

d

2.4442.520

1.865

2.5902.723

Surface

ExtraCtivEs sECtor

73NSW RESOURCES REGULATOR

Page 74: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Total recordable injuries

Total recordable injuries and hours worked

In 2016-17, compared to 2015-16, total recordable injuries decreased by approximately 11%, from 126 down to 112. In the ten year period since 2008-09, total recordable injuries (the total number of fatal injuries and injuries resulting in lost time, restricted duties or medical treatment) has decreased by almost 40%.

FigurE 58. EXTRACTIVES TOTAL RECORDABLE INJURY AND HOURS WORKED 2008-09 TO 2016-17

FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

20

40

60

80

100

120

140

160

180

200

220

Tota

l rec

orda

ble

inju

ries

0M

1M

2M

3M

4M

5M

Hours W

orked185

209

175 177167 170

100

126112

4.56M4.53M

5.33M

4.76M4.77M

3.91M

4.22M4.06M

5.05M

Extractive mines

ExtraCtivEs sECtor

74NSW RESOURCES REGULATOR

Page 75: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

In 2016-17, the five year rolling average total recordable injury frequency rate for the extractives sector was down approximately 12% compared to the previous year, from 31.724 to 27.974.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Total recordable injury frequency rates

In 2016-17, the five year rolling average total recordable injury frequency rate (TRIFR) for the extractives sector was down approximately 12% compared to the previous year, from 31.724 to 27.974. From 2012-13, a steady decrease in the TRI frequency rates has also been observed. A rolling five year average TRIFR was unable to be calculated for the ten year reporting period as this information was included in extractives quarterly reporting requirements from 2009.

FigurE 59. EXTRACTIVES FIVE YEAR AVERAGE TRIFR 2012-13 TO 2016-17

FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

5

10

15

20

25

30

35

40

per m

illion

hou

rs w

orke

d

34.052 31.724

27.974

41.83040.758

Surface

ExtraCtivEs sECtor

75NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Notified safety incidents In 2016-17 compared to 2015-16, notified safety incidents for the extractives sector decreased by almost 8 from 146 to 135. There has been a steady upward trend in notified safety incidents over the ten years since 2007-08 so that they are currently three times higher than ten years ago.

FigurE 60. EXTRACTIVES NOTIFIABLE INCIDENTS BY OPERATION TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

10

20

30

40

50

60

70

80

90

100

110

120

130

140

150

104

127

146

135

53

62

59

92

86 85

60

93

Surface Underground

ExtraCtivEs sECtor

76NSW RESOURCES REGULATOR

Page 77: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

In 2016-17, there were 17 complaints made to the regulator about safety in extractives mines, up four on the previous year.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Complaints In 2016-17, there were 17 complaints made to the regulator about safety in extractives mines, up four on the previous year. There has been no obvious upwards or downwards trend in the number of complaints about extractives mines in the ten years since 2007-08.

FigurE 61. EXTRACTIVES COMPLAINTS RECEIVED BY OPERATION TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

2

4

6

8

10

12

14

16

18

20

11

18

14

16

13

17

9 9 9 99

11

14

9 9 9

17

Surface

ExtraCtivEs sECtor

77NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Safety notices

Safety notices by operation type

In 2016-17, the regulator issued fewer safety notices (notices of concern, improvement, prohibition, investigation and explosives enforcement notices) in the extractives sector, down 115 on the previous year, from 544 to 429. All notices were issued in surface operations. There has been no obvious upwards or downwards trend in the number of safety notices issued in the ten years since 2007-08.

FigurE 62. EXTRACTIVES SAFETY NOTICES BY OPERATION TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

50

100

150

200

250

300

350

400

450

500

550

600

650

397444

622583 598

488432

510542

429

397

444

623

584598

488

433

511

544

429

Surface Underground

ExtraCtivEs sECtor

78NSW RESOURCES REGULATOR

Page 79: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.

In 2016-17, the number of improvement notices issued almost doubled compared to the previous year from 84 in 2015-16 to 150 in 2016-17.

ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Safety notices by notice type

In 2016-17, the number of improvement notices issued almost doubled compared to the previous year from 84 in 2015-16 to 150 in 2016-17. The regulator’s renewed focus on incident prevention has contributed to this result where it sought to clearly identify matters that necessitate the issue of an improvement notices as compared with a written notice of concern.

FigurE 63. EXTRACTIVES SAFETY NOTICES BY NOTICE TYPE 2007-08 TO 2016-17

FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 FY 20170

50

100

150

200

250

300

350

400

450

500

550

600

650

150

285

348

485 498 515

423

346394 393

245

35

26

49

45 53

36

55

53

51

25

77

70

85 40 29

27

29

5084

397

444

623

584598

488

433

511

544

429

Explosives Investigation Prohibition Improvement

Advice

ExtraCtivEs sECtor

79NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

opal sectorIn 2016-17, there were 3,487 open opal mines, 98% of which were underground operations.

Fatal injuries, serious injuries and notified incidentsIn 2016-17 there was one notified incident which resulted in a fatal injury. In the ten years since 2007-08 that has been two fatal injuries and three serious injuries reported in the opal sector.

The opal mining sector is not required to submit quarterly reports detailing hours worked or lost time injuries and therefore frequency rates for these measures have not been calculated.

tablE 2. OPAL FATAL INJURIES, SERIOUS INJURIES AND NOTIFIED INCIDENTS 2007-08 TO 2016-17

MEASURE OPERATION TYPE 20072008

20082009

20092010

20102011

20112012

20122013

20132014

20142015

20152016

20162017 TOTAL

Fatal

injuries

Surface 0 0 0 0 0 0 0 0 0 0 0

Underground 0 0 0 0 0 1 0 0 0 1 2

Serious

injuries

Surface 1 0 0 0 0 0 0 0 1 0 1

Underground 0 0 0 0 0 0 0 1 2 0 2

Notified

incidents

Surface 2 1 1 1 0 0 2 0 2 0 9

Underground 0 0 1 0 0 1 2 1 2 1 8

Complaints and safety notices Complaints are received from mine workers, members of the public, trade union representatives or are submitted anonymously. In 2016-17 there were no complaints made to the regulator about safety in the opal sector.

In 2016-17, the regulator issued 159 safety notices in the opal sector. There were 143 notices of concern, and five prohibition notices. By proportion, 97% of notices were issued to underground mines and almost 90% were notices of concern.

In the ten years since 2007-08 that has been two fatal injuries and three serious injuries reported in the opal sector.

80NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

petroleum sectorIn the 2016-17, there were 405 active petroleum mines. All of which were surface operations.

Fatal injuries, serious injuries and notified incidentsIn 2016-17 there were no fatal injuries, serious injuries or notified incidents in the petroleum sector. In the ten years since 2007-08, there has been one fatal injury and six serious injuries.

The petroleum mining sector is not required to submit quarterly reports detailing hours worked or lost time injuries and therefore frequency rates for these measures have not been calculated.

tablE 3. PETROLEUM FATAL INJURIES, SERIOUS INJURIES AND NOTIFIED INCIDENTS 2007-08 TO 2016-17

MEASURE 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 2016-17

Fatal injuries 0 0 1 0 0 0 0 0 0 0

Serious injuries 0 1 4 1 0 0 0 0 0 0

Notified incidents 0 5 14 8 2 1 3 4 3 0

Complaints and safety noticesComplaints are received from mine workers, members of the public, trade union representatives or are submitted anonymously. In 2016-17 there were no complaints made to the regulator about safety in the opal sector.

tablE 4. PETROLEUM COMPLAINTS AND SAFETY NOTICES 2007-08 TO 2016-17

ACTIVITY 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15 2015-16 2016-17

Complaints received 0 0 0 0 0 1 0 0 1 0

Safety notices 0 0 9 2 0 0 0 0 1 0

In the 2016-17, there were 405 active petroleum mines. All of which were surface operations.

81NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

appendices

Appendix 1. Definitions

Injury classification

TERM DEFINITION

Fatal injury (FI) An injury that results in death.

Lost time injury (LTI) An injury that results in a minimum of one full shift’s absence (AS1885.1 – 1990).

Restricted duty injury (RDI) An injury resulting in the injured person returning to alternative or restricted duties.

Medical treatment injury (MTI) An injury requiring medical treatment.

Total recordable injuries (TRI) The total number of fatal injuries, lost time injuries, restricted duty injuries and medical treatment injuries.

Serious injury (SI) An injury where the nature of injury is defined by the relevant legislation. In addition, with the commencement of the Work Health and Safety (Mines and Petroleum Sites) Regulation 2014, the definition of a serious injury was expanded and also includes any injury that results in immediate treatment as an in-patient in a hospital, irrespective of the nature of injury.

Note:

1. Under the Petroleum (Onshore) Schedule 1992, 301(1), a serious injury in the Petroleum sector was defined as the need for immediate attention by a medical practitioner. This is a lower threshold than for the mining industry.

2. In general, a serious injury under this definition is not directly comparable to definitions in other mining jurisdictions or SafeWork Australia.

Injury with outcome LTI/RDI ≥ 7 days

A lost time injury resulting in an absence of 7 days or more, or a restricted duty injury resulting in alternative or restricted duties of 7 days or more.

82NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Frequency rates

TERM DEFINITION

Fatal injury frequency rate (FIFR) The number of fatal injuries per million hours worked.

Lost time injury frequency rate (LITFR) The number of lost time injuries per million hours worked.

Serious injury frequency rate (SIFR) The number of serious injuries per million hours worked.

Total recordable injury frequency rate (TRIFR)

The total number of fatal, lost time, medical treatment and restricted duties injuries per million hours worked.

Injury outcome 7 days or more

(LTI/RDI ≥ 7daysFR)

The number of injuries (lost time and restricted duties) with an outcome of seven days or more per million hours worked.

Terminology

TERM DEFINITION

Complaints The regulator records all mine work health and safety complaints or requests for service it receives. Complaints may be received from mine workers, members of the public, trade union representatives. Complaints may be submitted anonymously.

Notifiable safety incident An incident where the cause of the incident, nature of the injury and/or injury outcome requires notification to the regulator according to the relevant legislation.

Note that multiple gas trips that were reported to the Regulator in a single incident notification have been included as individual incident notifications in this report.

Quarterly workplace health and safety report

Quarterly workplace health and safety reports are required to be submitted by the mine operator to the regulator, according to the relevant legislation, and contain information on injuries and illness occurring in the quarter, as well as other information such as the total number of hours worked at the mine. This information is used for preparing key statistical data for mining sectors including frequency rates.

Enforcement and advice notices

ENFORCEMENT AND ADVICE NOTICE CATEGORY

DEFINITION LEGISLATION AND ENFORCEMENT AND ADVICE NOTICE TYPE

Advice notice or notice of concern

Notice raising concerns regarding health, safety or welfare to the attention of operators.

Coal Mine Health Safety Act 2002

s 150 Bringing of concerns regarding health, safety or welfare to the attention of operators

Mine Health Safety Act 2004

s 131 Bringing of concerns regarding health, safety or welfare to the attention of operators

Mines Inspection Act 1901

s 36B Inspector or mine safety officer to inform mine management of certain matters

Work Health and Safety (Mines and Petroleum Sites) Act 2013

s 23 Notice of concern

appENDiCEs

83NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

ENFORCEMENT AND ADVICE NOTICE CATEGORY

DEFINITION LEGISLATION AND ENFORCEMENT AND ADVICE NOTICE TYPE

Improvement notice

Notice directing remedy or prevention of a contravention or potential contravention.

Occupational Health and Safety Act 2000

s 91 Issue of improvement notices

Work Health and Safety Amendment Act 2011

s 191 Issue of improvement notices

Prohibition notice Notice prohibiting carrying on of an activity or carrying on of an activity in a way that involves or will involve serious risk to health and safety. In an underground mine this may require removal of workers from underground areas.

Work Health and Safety Act 2011

s 195 Power to issue prohibition notices

Occupational Health and Safety Act 2000

s 93 Issue of prohibition notices

Mines Inspection Act 1901

s 37 Notice to be given of cause of danger

s 37A Order to withdraw persons from mine

Mine Health Safety Regulation 2007

cl 158 Chief Inspector may impose prohibitions or restrictions or direct evacuation or closure of mine

Coal Mine Health Safety Regulation 2006

cl 51 Chief Inspector may impose prohibitions or restrictions or direct evacuation or closure of coal operation

Investigation notice

Notice requiring stoppage of plant, non- disturbance of premises or for an inspector obtain information/ documents/ evidence.

Occupational Health and Safety Act 2000

s 62 Power of Inspectors to obtain information, documents and evidence

s 89 Investigation notice to stop plant or prevent disturbance of premises to allow investigation

Work Health and Safety Act 2011

s 155 Powers of regulator to obtain information

s 171 Power to require production of documents and answers to questions

Issue of a non-disturbance notice

Explosive notice Notice regarding certain powers of inspectors in relation to explosives.

Explosives Regulations 2005

cl 99 Certain powers of inspectors and police officers

appENDiCEs

84NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Appendix 2. Mine definitionsThis appendix is included to help readers understand the different types of mines and how they are classified into mining sectors. In this report:

• exploration is included in surface operations

• both surface and underground activity occurring at an underground operation is considered as underground activity.

Active mines

Active mines include mines that are open, mines that operate intermittently, mines that are under care and maintenance, open tourist mines, planned mines and small-scale titles that are current or pending.

Mine Types

MINING SECTOR MINE TYPE

Coal mines • Coal

• Declared plant - CPP

Metalliferous mines • Metals

• Mineral sands

Extractive mines • Construction materials

• Industrial minerals

Other Non-coal mines • Gemstones or precious stones (excluding Operation type of Opal Mining (All Types))

• Readymix or bitumen

• Ancillary to mining

• Waste mining

• Treatment plant

• To be determined

Petroleum and Geothermal sites • Petroleum

• Geothermal

Opal mines • Small Scale Titles

• Opal claim

• Gemstones or precious stones with Operation type of Opal Mining (All Types)

appENDiCEs

85NSW RESOURCES REGULATOR

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ANNUAL SAFETY PERFORMANCE REPORT 2016-2017

Mine operation types

MINING SECTOR OPERATION TYPE MINE OPERATION TYPE

Underground • Underground

Surface • Open Cut

• Processing

• Borrow Pit

• Dredging

• Exploration

• Exploration Wells

• Opal Mining (All Types)

• Production Wells

• To be determined

appENDiCEs

86NSW RESOURCES REGULATOR

Page 87: Mine safety performance report 2017€¦ · Three fatal mining accidents occurred during 2016-17 year in a coal mine, an underground metalliferous mine and an underground opal mine.