MICROSTRIP AND PRINTED ANTENNAS - Startseite · 10.2.1 Antenna Design 311 10.2.2 Parametric Study...

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MICROSTRIP AND PRINTED ANTENNAS NEW TRENDS, TECHNIQUES AND APPLICATIONS Editors Debatosh Guha Institute of Radio Physics and Electronics, University of Calcutta, India Yahia M.M. Antar Royal Military College, Canada

Transcript of MICROSTRIP AND PRINTED ANTENNAS - Startseite · 10.2.1 Antenna Design 311 10.2.2 Parametric Study...

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MICROSTRIP ANDPRINTED ANTENNASNEW TRENDS, TECHNIQUESAND APPLICATIONS

Editors

Debatosh GuhaInstitute of Radio Physics and Electronics, University of Calcutta, India

Yahia M.M. AntarRoyal Military College, Canada

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MICROSTRIP ANDPRINTED ANTENNAS

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MICROSTRIP ANDPRINTED ANTENNASNEW TRENDS, TECHNIQUESAND APPLICATIONS

Editors

Debatosh GuhaInstitute of Radio Physics and Electronics, University of Calcutta, India

Yahia M.M. AntarRoyal Military College, Canada

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This edition first published 2011

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Library of Congress Cataloging-in-Publication Data

Microstrip and printed antennas : new trends, techniques, and applications /

edited by Debatosh Guha, Yahia M.M. Antar.

p. cm.

Includes bibliographical references and index.

ISBN 978-0-470-68192-3 (cloth)

1. Microstrip antennas--Design. 2. Polarization (Electricity) I. Guha,

Debatosh. II. Antar, Yahia.

TK7871.67.M5M53 2011

621.382’4–dc22

2010022377

A catalogue record for this book is available from the British Library.

Print ISBN: 9780470681923 (hb)

ePDF ISBN: 9780470973387

oBook ISBN: 9780470973370

Set in 10/12 pts Times New Roman by Thomson Digital, Noida, India

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Contents

Preface xiii

List of Contributors xix

Acknowledgments xxi

1 Numerical Analysis Techniques 1

Ramesh Garg

1.1 Introduction 1

1.2 Standard (Yee’s) FDTD Method 3

1.3 Numerical Dispersion of FDTD and Hybrid Schemes 5

1.3.1 Effect of Non-Cubic Cells on Numerical Dispersion 6

1.3.2 Numerical Dispersion Control 7

1.4 Stability of Algorithms 11

1.5 Absorbing Boundary Conditions 12

1.5.1 Analytical Absorbing Boundary Conditions 13

1.5.1.1 Liao’s ABC 14

1.5.2 Material-Absorbing Boundary Conditions 17

1.5.3 Perfectly Matched Layer ABC 19

1.5.4 Uniaxial PML 19

1.6 LOD-FDTD Algorithm 22

1.6.1 PML Absorbing Boundary Condition for LOD-FDTD 28

1.7 Robustness of Printed Patch Antennas 29

1.8 Thin Dielectric Approximation 29

1.9 Modeling of PEC and PMC for Irregular Geometries 30

References 32

2 Computer Aided Design of Microstrip Antennas 35Debatosh Guha and Jawad Y. Siddiqui

2.1 Introduction 35

2.2 Microstrip Patch as Cavity Resonator 36

2.3 Resonant Frequency of Circular Microstrip Patch (CMP) 37

2.3.1 Suspended Substrate with Variable Air Gap 38

2.3.2 Inverted Microstrip Circular Patch (IMCP) 42

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2.3.3 IMCP Enclosed in a Cylindrical Cavity 44

2.3.4 Superstrate Loaded Circular Microstrip Patch (SL-CMP) 45

2.4 Resonant Frequency of Rectangular Microstrip Patch (RMP)

with Variable Air Gap 47

2.5 Resonant Frequency of Equilateral Triangular Microstrip

Patch (ETMP) with Variable Air Gap 50

2.6 Input Impedance of a Microstrip Patch 51

2.6.1 Input Impedance of CMP 53

2.6.2 Input Impedance of IMCP 55

2.6.3 Input Impedance of RMP 56

2.6.4 Input Impedance of an ETMP 57

2.7 Feed Reactance of a Probe-Fed Microstrip Patch 59

2.8 Radiation Characteristics 59

2.8.1 Rectangular Microstrip Patch 60

2.8.2 Circular Microstrip Patch 61

2.9 Radiation Efficiency 61

2.10 Bandwidth 62

2.11 Conclusion 62

References 62

3 Generalized Scattering Matrix Approach for MultilayerPatch Arrays 65

Arun K. Bhattacharyya

3.1 Introduction 65

3.2 Outline of the GSM Approach 67

3.2.1 The GSM 67

3.3 Mutual Coupling Formulation 68

3.3.1 Mutual Impedance 69

3.4 Finite Array: Active Impedance and Radiation Patterns 71

3.5 Numerical Example 72

3.6 Conclusion 76

References 76

4 Optimization Techniques for Planar Antennas 79

Rabindra K. Mishra

4.1 Introduction 79

4.2 Basic Optimization Concepts 79

4.2.1 Cost (Fitness) Function 79

4.2.2 Design Parameters and Space 80

4.2.3 Global and Local Minima 80

4.3 Real Coded Genetic Algorithm (RCGA) 80

4.3.1 Genetic Algorithm 80

4.3.1.1 RCGA Design 83

4.3.1.2 Genetic Operators 83

4.3.1.3 Heuristic Crossover and Adewuya Mating (Quadratic

Crossover) 85

vi Contents

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4.3.2 Sierpinski Gasket Fractal Microstrip Antenna Design 85

4.3.2.1 RCGS Strategy for SGMA 86

4.4 Neurospectral Design of Rectangular Patch Antenna 91

4.4.1 Model Development 93

4.4.1.1 Spectral Domain Formation 93

4.4.1.2 Artificial Neural Network Solution Technique 96

4.4.1.3 Closed Form Expressions for Integration 97

4.4.1.4 Data Generation and Pre-processing 98

4.4.2 Model Implementation 99

4.4.2.1 Simple Patch Antenna 99

4.4.2.2 Feeding Considerations 101

4.4.2.3 Any Other Arbitrary Shape 104

4.4.2.4 Points to Note 104

4.5 Inset-fed Patch Antenna Design Using Particle Swarm

Optimization 106

4.5.1 Explanation of PSO Terms 106

4.5.2 Inset-fed Patch Antenna Design 107

4.6 Conclusion 109

References 110

5 Microstrip Reflectarray Antennas 113

Jafar Shaker and Reza Chaharmir

5.1 Introduction 113

5.2 General Review of Reflectarrays: Mathematical Formulation and

General Trends 114

5.2.1 Mathematical Formulation 114

5.2.2 General Trends 118

5.3 Comparison of Reflectarray and Conventional Parabolic

Reflector 120

5.3.1 Illumination Efficiency 121

5.3.2 Spill-over Efficiency 122

5.3.3 Polarization Efficiency 122

5.3.4 Phase Efficiency 123

5.3.5 Blockage Efficiency 123

5.4 Cell Elements and Specific Applications: A General Survey 124

5.5 Wideband Techniques for Reflectarrays 133

5.5.1 Phase Response of Reflectarrays 136

5.5.2 Verification of the Optimization Method 144

5.6 Development of Novel Loop-Based Cell Elements 149

5.6.1 Motivation 149

5.6.2 Square Ring Cell Element 151

5.6.3 Cross-Ring Cell Element 153

5.6.4 Hybrid Cell Element 153

5.7 Conclusion 157

References 157

Contents vii

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6 Reconfigurable Microstrip Antennas 161

Jennifer T. Bernhard

6.1 Introduction 161

6.2 Substrate Modification for Reconfigurability 162

6.3 Conductor Modification for Reconfigurability 163

6.3.1 Frequency Reconfigurability 163

6.3.2 Pattern Reconfigurability 167

6.3.3 Polarization Reconfigurability 170

6.4 Enabling Reconfigurability: Considerations for Reconfiguration

Mechanisms 175

6.5 Future Trends in Reconfigurable Microstrip Antenna Research

and Development 178

References 179

7 Wearable Antennas for Body Area Networks 183

Peter S. Hall and Yang Hao

7.1 Introduction 183

7.1.1 Overview 183

7.1.2 Domains of Operation 184

7.1.3 Antenna Parameters 184

7.2 Sources on the Human Body 185

7.2.1 Electrical Properties of the Human Body 185

7.2.2 Sources and Waves on the Body 186

7.3 Narrowband Antennas 187

7.3.1 Performance Changes Due to Body Proximity 187

7.3.2 Antenna Types 188

7.4 Fabric Antennas 194

7.4.1 Fabric Materials 194

7.4.2 Antenna Types 195

7.5 Ultra Wideband Antennas 197

7.5.1 Antenna Types 199

7.5.2 Antenna On-body and Off-body Performance 199

7.5.3 Antenna Fidelity and Transient Analysis 205

7.6 Multiple Antenna Systems 209

7.6.1 Diversity 209

7.6.2 MIMO 209

7.7 Conclusion 210

References 210

8 Printed Antennas for Wireless Communications 215

Satish K. Sharma and Lotfollah Shafai

8.1 Introduction 215

8.2 Broadband Microstrip Patch Antennas 215

8.2.1 Single Layer Broadband Patch Antennas 216

8.2.2 Feed Mechanism Modification for Broadband Patch Antennas 218

viii Contents

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8.2.3 Artificial Magnetic Ground Planes for Broadband

Patch Antennas 221

8.3 Patch Antennas for Multiband Wireless Communications 225

8.4 Enhanced Gain Patch Antennas 229

8.5 Wideband Compact Patch Antennas 232

8.6 Microstrip Slot Antennas 234

8.6.1 Principle of Radiation and Limitations 234

8.6.2 Wideband Microstrip Slot Antennas and Size Reduction 235

8.6.3 Ultra-Wide Bandwidth (UWB) Slot Antennas 238

8.6.4 Multiband Slot Antennas 242

8.6.5 Differential Dual-Frequency Slot Antennas 249

8.7 Microstrip Planar Monopole Antenna 252

References 260

9 UHF Passive RFID Tag Antennas 263

Daniel Deavours and Daniel Dobkin

9.1 Introduction 263

9.2 Application Requirements 264

9.2.1 Electrically Small 264

9.2.2 Variable and Uncontrollable Dielectric Environment 265

9.2.3 Variable Orientation 266

9.2.4 Tag IC Requirements 267

9.2.5 Cost Pressures 268

9.3 Approaches 269

9.3.1 Meander Dipole 271

9.3.2 Tip Loading 274

9.3.3 Combined Meander and Load 274

9.3.4 Fat Dipole 276

9.3.5 Slot Antennas for Tags 278

9.3.6 Dual Dipole Antennas 279

9.3.7 Matching: A Case Study 280

9.3.8 Microstrip Patch Antennas 288

9.4 Fabrication 294

9.4.1 Antenna 295

9.4.1.1 Plating and Etching 295

9.4.1.2 Silver Ink Screen Printing 295

9.4.1.3 Vapor Deposition 296

9.4.1.4 Deposition and Laser Ablation 297

9.4.1.5 Printing and Plating 297

9.4.1.6 Electroless (Chemical) Deposition 297

9.4.1.7 Die Cut 297

9.4.2 Assembly 299

9.4.2.1 Bondwires 299

9.4.2.2 Flip-Chip and Anisotropic Conductive Adhesives 299

9.4.2.3 Straps 299

9.4.2.4 Fluidic Self-Assembly 300

Contents ix

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9.5 Conclusion 302

Acknowledgments 302

References 302

10 Printed UWB Antennas 305Zhi Ning Chen, Xianming Qing and Shie Ping See

10.1 Introduction 305

10.2 “Swan” Antenna with Reduced Ground Plane Effect 309

10.2.1 Antenna Design 311

10.2.2 Parametric Study 313

10.3 Slim UWB Antenna 315

10.3.1 Antenna Design 315

10.3.2 Parametric Study 318

10.4 Diversity Antenna 319

10.4.1 Antenna Design 320

10.5 Printed Slot UWB Antenna and Band-Notched Solutions 325

10.5.1 Wide-Slot UWB Antenna 326

10.5.2 Monopole-Like Slot UWB Antenna 330

10.5.3 Band-Notched UWB Antennas 331

References 340

11 Metamaterial Antennas and Radiative Systems 345Christophe Caloz

11.1 Introduction

11.2 Fundamentals of Metamaterials 345

11.2.1 Resonant Particle (RP) Metamaterials 346

11.2.2 Transmission Line (TL) Metamaterials 346

11.2.3 Relation between RP and TL Metamaterials 348

11.3 Leaky-Wave Antennas 353

11.3.1 Fundamentals 354

11.3.2 Leaky-Wave Properties of CRLH Metamaterials 354

11.3.3 Fan Beam 355

11.3.4 Conical Beam 355

11.3.5 Pencil Beam 358

11.3.6 Efficiency Enhancement by Power Recycling 358

11.3.7 Active Beam Shaping 359

11.4 Resonant Antennas 361

11.4.1 Fundamentals 361

11.4.2 Resonant Properties of CRLH Metamaterials 363

11.4.3 Multi-Band 363

11.4.4 Zeroth Order Resonance 364

11.4.5 High Directivity 367

11.4.6 Electric/Magnetic Monopoles 367

11.5 Exotic Radiative Systems 370

11.5.1 Magnetic Resonance Imaging Coils 370

11.5.2 Uniform Ferrite CRLH Leaky-Wave Antenna 371

x Contents

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11.5.3 Uniform Ferrite CRLH Integrated Antenna-Duplexer 373

11.5.4 Direction of Arrival (DOA) Estimator 376

11.5.5 Real-Time Spectrum Analyzer (RTSA) 376

11.5.6 Talbot Spatial Power Combiner 382

References 383

12 Defected Ground Structure for Microstrip Antennas 387

Debatosh Guha, Sujoy Biswas, and Yahia M. M. Antar

12.1 Introduction 387

12.2 Fundamentals of DGS 387

12.2.1 Evolution 387

12.2.2 Definition and Basic Geometries 388

12.2.2.1 Unit Cell DGS 390

12.2.2.2 Periodic DGS 395

12.2.3 Modeling of DGS 397

12.2.4 Popular Applications to Printed Circuits 404

12.3 DGS for Controlling Microstrip Antenna Feeds and Front-End

Characteristics 408

12.3.1 Basic Idea 408

12.3.2 Harmonic Control in Active Microstrip Antennas 409

12.3.3 Isolation at Microstrip Antenna Front-Ends 412

12.3.4 Impedance Matching for Microstrip Feed Design 414

12.4 DGS to Control/Improve Radiation Properties of Microstrip

Patch Antennas 414

12.4.1 Basic Idea 414

12.4.2 Suppression of Cross-Polarized Radiations from Microstrip

Patches 415

12.5 DGS for Reduced Mutual Coupling Between Microstrip Array

Elements and Associated Improvements 420

12.5.1 Basic Idea 420

12.5.2 Ring-Shaped DGS for Circular Patch Array 424

12.5.3 Dumbbell-Shaped DGS for Rectangular Patch Array 425

12.5.4 Elimination of Scan Blindness of Microstrip Phased Array 427

12.6 Conclusion 429

Appendix: A Brief DGS Chronology 430

References 431

13 Printed Leaky Wave Antennas 435Samir F. Mahmoud and Yahia M.M. Antar

13.1 Introduction 435

13.2 The Leaky Wave as a Complex Plane Wave 436

13.3 Radiation Pattern of a Leaky Wave 437

13.3.1 Unidirectional Leaky Wave 437

13.3.2 Bidirectional Radiation Pattern 440

13.4 Examples of Leaky Mode Supporting Structures 441

13.4.1 A Two Parallel Plate Leaky Waveguide 441

Contents xi

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13.4.2 A Two-Layer Leaky Wave Structure 444

13.5 The Excitation Problem 447

13.5.1 Radiation Field in Terms of the Leaky Mode Pole 449

13.5.2 A Numerical Example 449

13.6 Two-Dimensional Leaky Waves 451

13.6.1 Leaky Wave Antennas with Periodic Screen 451

13.6.1.1 Boundary Conditions 453

13.6.1.2 Radiated Power and Surface Wave Power 454

13.6.2 Characterization of the Periodic Screen as an EBG Structure 456

13.7 Further Advances on a Class of Periodic Leaky Wave Antennas 457

13.7.1 Broadside Radiation 459

13.7.2 Frequency Scanning 459

13.7.3 Cylindrical Leaky Wave Antenna Design 460

References 461

Appendix I Preliminary Ideas: PTFE-Based Microwave Laminates and Making

Prototypes 463

Appendix II Preliminary Ideas: Microwave Connectors for Printed

Circuits and Antennas 469

Index 477

xii Contents

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Preface

Microstrip technology has been popular for microwave andmillimeter wave applications since

the 1970s and recently has taken off, with the tremendous growth in communications, wireless,

as well as space-borne/airborne applications, although the concept dates back to 1952 [1]. The

basic microstrip configuration is very similar to a printed circuit board (PCB) used for low

frequency electronic circuits. It constitutes a low-loss thin substrate, both sides being coated

with copper film. Printed transmission lines, patches, etc. are etched out on one side of the

microstrip board and the other copper-clad surface is used as the ground plane. In between the

ground plane and the microstrip structure, a quasi-TEM electromagnetic wave is launched and

allowed to spread.

Such a structure offers some unique basic advantages such as low profile, low cost, light

weight, ease of fabrication, suitability to conform on curved surface, etc. All these have made

microstrip technology attractive since the early phase of its development.

Within a year of the pioneering article “Microstrip – a new transmission technology for the

kilomegacycle range” appearing [1], Deschamps [2] had conceived of microstrip as

“microwave antenna.” But its practical application started nearly two decades later. Howell [3]

and Munson [4] may be regarded as the pioneer architects of microstrip antenna engineering.

These early developments immediately attracted some potential research groups and the

following studies were mainly concerned with theoretical analysis of different patch geome-

tries and experimental verifications [5–12]. A parallel trend also developed very quickly and

some researchers tried to implement conventional antennas such as dipole, wire, aperture, etc.

in planar form [13–16]. They are commonly referred to as printed circuit antennas or simply

printed antennas. Their operations and characteristics are completely different from those due

to microstrip patches, although microstrip patch antennas, in many papers, are casually called

printed circuit antennas. The topic printed antenna had acquired tremendous importance by the

late 1970s and a three-day workshop held at New Mexico State University in Las Crises in

October, 1979 was dedicated to Printed Circuit Antenna Technology.

The developments inmicrostrip antennas that occurred up to the late1970swere documented

by Bahl and Bhartia in their famous book [17], published in 1980. The analysis and design

aspects were addressed in another book by James, Hall and Wood [18], published in 1981. A

contemporary article by Carver andMink [19] discussed the fundamental aspects of microstrip

antennas and this is still regarded as a good review paper for a beginner.

More activities in the area grew gradually and many applications were realized. The

suitability of deploying such lightweight low profile antennas in airborne and space-borne

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systems initiated major developments in microstrip array technology.With the development of

mobile and wireless communications, microstrip and other printed antennas attained a new

focus to serve in different technology from themobile handset to base station antennas. General

information, gathered from journals, symposia and conference articles, reveals that about 50%

of the whole antenna community has been active in microstrip or printed antenna practice for

the past two or three decades.

The first handbook [20] was published in 1989, nearly a decade after the first book by Bahl

and Bhartia [17]. Within another five years, microstrip antenna research had attained a level of

maturity as is reflected in the title and topics of the microstrip antenna books published around

the middle of 1990s [21–23]. The edited volume by Pozar and Shaubert [21] contains some

published articles bearing the results of contemporary interests, such as bandwidth enhance-

ment approaches, analysis and design techniques, aperture coupling and other feeding

methods, active integrated antennas, conformal and phased arrays, etc. Narrow impedance

bandwidth appears an inherent limitation of the microstrip element. The research and

consequent developments in bandwidth enhancement were documented in [22]. Lee and

Chen [23] covered some key areas of advances reported up to 1997.

The growing need and interest in microstrip antenna designs are reflected in three design

handbooks [24–26] published at close interval from 2001 to 2004. Compacting, along with

bandwidth widening of printed antennas, has attracted worldwide interest to support new

wireless technology since the beginning of this century and its importance was reflected in

titles [27–32] which appeared between 2002 and 2007.

The book edited by Lee andChen [23] was a timely effort to incorporatemajor technological

developments that had occurred up to1997, under the same cover. Since then, more than a

decade has passed during which many new trends, techniques and applications in planar

antenna technology have been developed. For example,RFID (Radio Frequency Identification)

is an ideal example to showcase the need to this day. This application needs low cost antennas,

printed on paper or very thin substrate. Another example is printed antenna using unconven-

tional and new innovations, such as using metamaterials and defected ground structures

(DGSs). Replacing a large parabolic dish with a flat microstrip array with a special feeding

mechanism is also a new area of activity. The design of small ultrawideband (UWB) antennas

with good performance is a challenging area. Antenna for the body area network is another

interesting new topic.

From our long experience in teaching andmentoring doctoral and post-doctoral students and

working with practicing engineers, we certainly feel there is a need for a book that is to address

more recent topics of microstrip and printed antennas. We have chosen some topics that have

recently been developed or have considerably advanced during the past decade and at the same

time appear to be important to the new generation of researchers, developers and application

engineers. We shared the ideas with some of our colleagues and friends who are the real

technical experts and potential developers in those selected topics. They fully agreed with our

views, gave valuable suggestions and delivered on their promise to contribute. Our collabora-

tive efforts have finally culminated in the present title.

As indicated by the title, the focus is on the New Trends, Techniques and Applications of

Microstrip and Printed Antennas. The chapters are organized as follows: Chapters 1–4 address

advances in design, analysis, and optimization techniques, Chapters 5–10 focus on some

important new techniques and applications, Chapters 11 and 12 deal with engineered materials

xiv Preface

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applied to printed antenna designs, and finally Chapter 13 addresses advanced methods and

designs of printed leaky wave antenna.

Chapter 1 deals with numerical techniques, which are essential in analyzing and designing

planar antennas of any arbitrary geometry. A brief overview of the commonly usedmethods are

discussed and the finite difference time domain (FDTD) technique is elaborated on, with

special emphasis on the recent developments that occurred after 2003. Chapter 2 presents the

advances in computer aided designs (CAD) of microstrip antennas reported during 2001 and

onwards. The aim of this chapter is to provide accurate closed form expressions, which can be

reliably used to compute essential design parameters such as operating frequency, input

impedance and matched feed-location for a given antenna involving single or multiple

dielectric layers. Chapter 3 embodies the Generalized Scattering Matrix (GSM) approach to

analyzing the multilayer finite printed array structures. The methodology is demonstrated

through examples. Chapter 4 deals with antenna optimization techniques. Optimization in

terms of performance, size and cost is discussed and the basic concept of stochastic

optimization techniques is demonstrated.

Chapter 5 describes microstrip reflectarray technology, its general principle, design,

operation, and applications. Microstrip’s inherent demerit of narrow bandwidth is dealt with

in terms of spatial and frequency dispersions and some of the techniques to suppress these

factors are presented. Chapter 6 deals with Reconfigurable Microstrip Antennas, which use

switches, tunable materials, or control circuitry to give additional degrees of operational

freedom or to make a single element operative in multiple frequencies. A wide variety of

reconfigurability is discussed. The emerging trends and directions for future research have also

been indicated.

Chapter 7 describes wearable antennas for body area networks. The properties of the human

body in terms of electromagnetic radiations and the performance of multiple antenna systems

in presence of the human body are described. Chapter 8 presents printed wireless antennas.

These include three primary configurations: microstrip patch, slot, and monopole showing

multiband, wideband, or ultra wideband performances. Significant developments reported

since 2000 are addressed in this chapter. Chapter 9 deals with printed antennas for RFID tags.

An RFID systemmay be one of the following types: active, passive, or in between of these two,

based on the nature of the devices used and also any of LF, HF, or UHF type based on the

frequency of operations. Passive tags operating at UHF place several specialized requirements

on the associated antenna structures and these are described in this chapter. Chapter 10 deals

with printed antennas for ultra-wideband (UWB) applications. This incorporates the innovative

technologies to minimize ground plane effects on the performance of small printed antennas.

Chapter 11 presents applications of metamaterials to planar antenna and radiative system

designs. Both leaky wave and resonant metamaterial antennas are discussed with special

emphasis on their recent and somewhat exotic applications. Chapter 12 deals with defected

ground structures (DGS) applied to microstrip antennas. This is a recently developed topic and

all the major developments that have occurred after 2002 are discussed, indicating the future

scope of development. This is probably addressed here as an exclusive book chapter for the first

time. Chapter 13 concludes with printed leakywave antennas. It includes both theory and some

applications based on recent advances in technology.

Each chapter is designed to cover the range from fundamental concepts to the state-of-the-art

developments.Wehave tried to satisfy awide cross-section of readers.A student or a researcher

may consider this a guide book to understanding the strength and weaknesses of the

Preface xv

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contemporary topics. To a practicing engineer, we hope that the book will be a ready reference

tomany new areas of applications. To an educator, the book appears as a comprehensive review

and a source of up-to-date information.

Our sincere efforts and exercise will be successful if our readers appreciate and find it useful

for their respective purposes.

Debatosh Guha

Yahia M. M. Antar

References

1. D. D. Greig andH. F. Engleman, “Microstrip – a new transmission technology for the kilomegacycle range,”Proc.

IRE, vol. 40, pp. 1644–1650, 1952.

2. G. A. Deschamps, “Microstrip microwave antennas,” presented at the 3rd USAF Symp. on Antennas, 1953.

3. J. Q. Howell, “Microstrip antennas,” Dig. IEEE Int. Symp. Antennas Propagat., pp. 177–180, Dec. 1972.

4. R. E. Munson, “Conformal microstrip antennas and microstrip phased arrays,” IEEE Trans. Antennas Propagat.,

vol. 22, pp. 74–78, 1974.

5. T. Itoh and R.Mittra, “Analysis of microstrip disk resonator,”Arch. Elek. Ubertagung, vol. 21, pp. 456–458, Nov.

1973.

6. T. Itoh, “Analysis of microstrip resonator,” IEEE Trans. Microwave Theory Tech., vol. 22, pp. 946–952, Nov.

1974.

7. A. Derneryd, “Linearly polarized microstrip antennas,” IEEE Trans. Antennas Propagat., vol. 24, no. 6, pp.

846–851, 1976.

8. G. Dubost, M. Nicolas and H. Havot, “Theory and applications of broadband microstrip antennas,” Proc. 6th

European Microwave Conference, pp. 275–279, 1976.

9. P. Agrawal and M. Bailey, “An analysis technique for microstrip antennas,” IEEE Trans. Antennas Propagat.,

vol. 25, no. 6, pp. 756–759, 1977.

10. W.F.Richards,Y.T. Lo andD.D.Harrison, “Improved theory formicrostrip antennas,”Electronics Letters, vol. 15,

no. 2, pp. 42–44, 1979.

11. Y.T. Lo, D. Solomon and W. Richards, “Theory and experiment on microstrip antennas,” IEEE Trans. Antennas

Propagat., vol. 27, no. 2, pp. 137–145, 1979.

12. P. Hammer, D.VanBouchaute, D.Verschraeven andA.Van deCapelle, “Amodel for calculating the radiation field

of microstrip antennas,” IEEE Trans. Antennas Propagat., vol. 27, no. 2, pp. 267–270, 1979.

13. K. Keen, “A planar log-periodic antenna,” IEEE Trans. Antennas Propagat., vol. 22, no. 3, pp. 489–490, 1974.

14. D.T. Shahani and Bharathi Bhat, “Network model for strip-fed cavity-backed printed slot antenna,” Electronics

Letters, vol. 14, no. 24, pp. 767–769, 1978.

15. Inam E. Rana and N. G. Alexopoulos, “On the theory of printed wire antennas,” 9th European Microwave

Conference, 1979, pp. 687–691, 1979.

16. A.Mulyanto, and R. Vernon, “AV-shaped log-periodic printed-circuit antenna array for the 1 to 10 GHz frequency

range,” Antennas and Propagation Society Intl. Symp., 1979, vol. 17, pp. 392–395.

17. I. J. Bahl and P. Bhartia, Microstrip Antennas, Artech House, Dedham, MA, 1980.

18. J. R. James, P. S. Hall and C. Wood,Microstrip Antennas: Theory and Design, Peter Peregrinus, London, 1981.

19. K. Carver and J.Mink, “Microstrip antenna technology,” IEEE Trans. Antennas Propagat., vol. 29, pp. 2–24, Jan.

1981.

20. J. R. James and P. S. Hall, Handbook of Microstrip Antennas, Peter Peregrinus, London, 1989.

21. D. M. Pozar and D. H. Schaubert, Microstrip Antennas, IEEE Press, New York, 1995.

22. J. F. Z€urcher and F. E. Gardiol, Broadband Patch Antennas, Artech House, Boston, 1995.

23. K. F. Lee andW. Chen, Advances in Microstrip and Printed Antennas, JohnWiley & Sons, Inc., NewYork, 1997.

24. R. Garg et al., Microstrip Antenna Design Handbook, Artech House, Boston, 2001.

25. R. Waterhouse, Microstrip Patch Antennas: A Designer’s Guide, Springer, Berlin, 2003.

26. R. Bancroft, Microstrip and Printed Antenna Design, Noble Publishing, 2004.

27. Kin-Lu Wong, Compact and Broadband Microstrip Antennas, John Wiley & Sons, Inc., New York, 2002.

xvi Preface

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28. G. Kumar and K. P. Ray, Broadband Microstrip Antennas, Artech House, Boston, 2002.

29. Kin-Lu Wong, Planar Antennas for Wireless Communications, John Wiley & Sons, Inc., New York, 2003.

30. Zhi NingChen andMichael YanWahChia,Broadband Planar Antennas: Design and Applications, JohnWiley&

Sons, Inc., New York, 2006.

31. Peter S. Hall and Yang Hao, Antennas and Propagation for Body-Centric Wireless Communications, Artech

House, Boston, 2006.

32. Zhi Ning Chen (eds.), Antennas for Portable Devices, John Wiley & Sons, Inc., New York, 2007.

Preface xvii

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List of Contributors

Yahia M. M. Antar, Royal Military College, Canada

Jennifer T. Bernhard, University of Illinois at Urbana-Champaign, USA

Arun K. Bhattacharyya, Northrop Grumman Corporation, USA

Sujoy Biswas, Institute of Technology and Marine Engineering, India

Christophe Caloz, Ecole Polytechnique, Montreal, Canada

Reza Chaharmir, Communication Research Centre Canada, Ottawa, Canada

Zhi Ning Chen, Institute for Infocomm Research, Singapore

Daniel Deavours, University of Kansas, USA

Daniel Dobkin, Enigmatics, USA

Ramesh Garg, Indian Institute of Technology, Kharagpur, India

Debatosh Guha, Institute of Radio Physics and Electronics, University of Calcutta, India

Peter S. Hall, University of Birmingham, UK

Yang Hao, Queen Mary College, University of London, UK

Samir F. Mahmoud, University of Kuwait, Kuwait

Rabindra K. Mishra, Electronic Science Department, Berhampur University, India

Xianming Qing, Institute for Infocomm Research, Singapore

Shie Ping Terence See, Institute for Infocomm Research, Singapore

Lotfollah Shafai, University of Manitoba, Canada

Jafar Shaker, Communication Research Centre Canada, Ottawa, Canada

Satish K. Sharma, San Diego State University, USA

Jawad Y. Siddiqui, Institute of Radio Physics and Electronics, University of Calcutta, India

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Acknowledgments

Editing a book, like this, is a rare experience involving both liberty and responsibility.We came

upwith this idea in 2008 and started consulting with the experts who could be potential authors

for different chapters of this book. The idea has turned into reality only due to the unstinted

cooperation of the authors, who could dedicate time from their extremely busy schedules and

contribute to different topics. We are grateful to all of them for their spontaneous help and

support.

We would also like to express our thanks to a number of our colleagues, researchers and

students who helped with many tasks throughout the process. Mr. Sujoy Biswas of Institute

of Technology and Marine Engineering, India, Dr. Jawad Y. Siddiqui of the University of

Calcutta, India (currently associated with the Royal Military College, Canada), Mr.

Chandrakanta Kumar of the Indian Space Research Organization, and Mr. Anjan Kundu of

University of Calcutta have extended their constant help and technical support throughout the

whole process. We have also received help from some of our students: Sudipto Chattopadhyay

of Siliguri Institute of Technology, India, Symon Podilchak of Queen’s University and the

RoyalMilitaryCollege,Canada, andMr.DavidLee ofCRC inOttawa.Dr. SomnathMukherjee

of RBTechnology, USA, helped us tremendously in resolving the organization of the book.We

have received constant help and support from Sarah Tilley, Anna Smart, and GennaManaog of

Wiley, which made our job easy. We are extremely grateful to all of them.

We cannot but acknowledge the ungrudging support and cooperation received from our

families and from our respective Institutions: the University of Calcutta and the RoyalMilitary

College of Canada. It is always challenging to bring so many people from different parts of the

world to work together on one task at the same time. We express our indebtedness to all

members of this team for contributing to this volume in their different capacities.

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1

Numerical Analysis Techniques

Ramesh GargIndian Institute of Technology, Kharagpur, India

1.1 Introduction

Microstrip and other printed antennas are constituted of, in general, patches, strips, slots,

packaged semiconductor devices, radome, feed, etc. in a nonhomogeneous dielectric medium.

Finite substrate and ground plane size are the norm. The dielectric used is very thin compared to

the other dimensions of the antenna. The design of these antennas based on models such as

transmission linemodel or cavitymodel is approximate. Besides, these designs fit regular-shaped

geometries (rectangular, circular, etc.) only, whereas most of the useful antenna geometries are

complex and do not conform to these restrictions [1]. The effect of surface waves, mutual

coupling, finitegroundplane size, anisotropic substrate, etc. is difficult to include in these types of

design. The numerical techniques, on the other hand, can be used to analyze any complex antenna

geometry including irregular shape, finite dielectric and ground plane size, anisotropic dielectric,

radome, etc. The popular numerical techniques for antenna analysis includemethod ofmoments

(MoM), finite element method (FEM), and finite difference time domainmethod (FDTD).MoM

analysis technique, though efficient, is not versatile because of its dependence on Green’s

function. FEM and FDTD are the most suitable numerical analysis techniques for printed

antennas. FDTD is found to be versatile because any embedded semiconductor device in the

antenna can be included in the analysis at the device-field interaction level. This leads to an

accurate analysis of active antennas. Maxwell’s equations are solved as such in FDTD, without

analytical pre-processing, unlike the other numerical techniques. Therefore, almost any antenna

geometry can be analyzed. However, this technique is numerically intensive, and therefore

require careful programming to reduce computation cost. We shall describe the advances in

FDTD. Our reference in this respect is the classic book on FDTD by Taflove and Hagness [2].

A large number of FDTD algorithms have been developed. These can be classified as

conditionally stable and unconditionally stable. The conditionally stable schemes include the

original or Yee’s FDTD also called FDTD (2,2), FDTD (2,4), sampling bi-orthogonal time-

domain (SBTD) and their variants; and the unconditionally stable schemes include ADI

Microstrip and Printed Antennas: New Trends, Techniques and Applications. Edited by Debatosh Guha

and Yahia M.M. Antar

� 2011 John Wiley & Sons, Ltd

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(Alternate Direction Implicit), CN (CrankNicolson), CNSS (CrankNicolson Split Step), LOD

(Local One-Dimensional) and their variants. The updating of fields in conditionally stable

schemes does not require a solution of matrix equation as an intermediate step, and are

therefore fully explicit. However, these schemes have a limit on themaximumvalue of the time

step, which is governed by theminimum value of the space step through the Courant-Friedrich-

Levy (CFL) condition.

c:DtCFL � 1ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi1=Dx2þ1=Dy2þ1=Dz2

p ð1:1Þ

Due to the heterogeneous nature of the dielectric in the printed antennas, the wave velocity is

less than c and may vary from cell to cell and from one frequency to another. We therefore

introduce a safetymargin and chooseDt ¼ ð1=2ÞDtCFL uniformly to simplify coding and avoid

instability. Defining the Courant number q as

q ¼ Dt=DtCFL ð1:2Þ

implies that q¼ 1/2 and the wave takes 2Dt time to travel to the next node.

The value ofDtCFL puts a severe computational constraint on the structures as they have fine

geometrical features such as narrow strips or slots or thin dielectric sheets. Since the simulation

time of an antenna is independent of space and time steps, the number of updates of fields

increases linearly with the decrease in the time step. This results in an increase in processor

time. The limitation on DtCFL is removed in some of the FDTD algorithms and these are

therefore called unconditionally stable schemes. In these schemes one can use the same value

of the time step over the whole geometry even if fine geometrical features exist without

significantly affecting the accuracy of simulation results. Updating fields in unconditionally

stable schemes is carried out in stages called time splitting and involves solving a set of

simultaneous equations before going on to the next stage. These schemes therefore are more

computationally intensive. However, their accuracy is similar to that of conditionally stable

FDTD schemes.

The FDTD analysis of open region problems such as antennas necessitates the truncation

of the domain to conserve computer resources. The truncation of the physical domain of the

antenna is achieved through absorbing boundary conditions, either analytical ABC or

material ABC. Material ABC in the form of PML can achieve a substantial truncation of

domain with very low reflection. The design of PML should be compatible with the FDTD

scheme employed for the rest of the antenna. A number of PML formulations are available.

These are split-field and non split-field PML. Non split-field types are convenient for coding

and are therefore preferred. Of the various PML formulations available now, uniaxial PML

looks promising.

All the FDTD algorithms suffer from computational error, and the amount of error is related

to the space and time step sizes employed. The error is quantified in the form of numerical

dispersion. The goal of various FDTD schemes is to analyze multi-wavelength long complex

geometries, efficiently and accurately. The complexity of the geometry may be in the form of

fine geometrical dimensions, anisotropic dispersive medium, embedded packged semicon-

ductor device, feed, mounting structure, etc. The efficient FDTD algorithms try to achieve this

2 Microstrip and Printed Antennas

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aim by increasing the permissible space step size without increasing dispersion, by an increase

in the time step size compatible with fine geometrical features, the applicability of the

algorithm to anisotropic and dispersivemedium and reduced reflection from the PMLmedium.

The presence of thin strips/slotsmakes uniform discretization an inefficient approach. New and

efficient solutions are being tested in the form of a sub-cell approach, quasi-static approxima-

tion, etc. The treatment of PEC and PMC boundary conditions presented by irregular

geometries is receiving due attention, while the interface conditions interior to the device

are somewhat difficult to implement accurately. Modeling of fast variation of fields in metal,

and analysis of curved geometries is being attempted. We shall now discuss the advances in

FDTD analysis since 2003.

Yee’s algorithm is outlined first in order to define the grid structure and the placement of

electric andmagnetic field components on the Yee cell. This grid will be used as a reference for

other FDTD algorithms.

1.2 Standard (Yee’s) FDTD Method

The FDTD method was first proposed by Yee in 1966 [3] and has been used by many

investigators because of its host of advantages. However, computer memory and processing

time for FDTD have to be huge to deal with the problems which can be analyzed using

techniques based on the analytical pre-processing ofMaxwell’s equations such asMoM,mode

matching, method of lines, FEM, etc. Therefore, the emphasis in the development of FDTD

technique is to reduce the requirement for computer resources so that this technique can be used

to analyze electrically large complex electromagnetic problems.

To determine time-varying electromagnetic fields in any linear, isotropic media with

constants e, m, s Maxwell’s curl equations are sufficient; the curl equations are

r�H ¼ sEþe@E

@tð1:3aÞ

�r � E ¼ m@E

@tð1:3bÞ

The partial differential equations (1.3) are solved subject to the conditions that: (i) the fields are

zero at all nodes in the device at t¼ 0 except at the plane of excitation; (ii) the tangential

components of E andHon the boundary of the domain of the antennamust be given for all t> 0.

For computer implementation of Equation (1.3), the partial derivatives are implemented as

finite difference approximations, and are partly responsible for the inaccuracy of the solution.

For better accuracy, the central difference approximation is used in FDTD and is defined as,

@F

@u

�����uo

¼F uoþDu

2

� ��F uo�Du

2

� �Du

�����Du! 0

þOðDuÞ2 ð1:4Þ

where O(�) stands for the order of. Use of Equation (1.4) converts Equation (1.3) into the

following form:

Numerical Analysis Techniques 3

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Enþ1x ðiþ1

2 ; j; kÞ ¼ e�sDt=2eþsDt=2

0@

1AEn

xðiþ1

2; j; kÞ

þ Dt=DyeþsDt=2

Hnþ1=2z ðiþ1

2; jþ1

2; kÞ�Hnþ1=2

z ðiþ1

2; j�1

2; kÞ

� �

� Dt=DzeþsDt=2

Hnþ1=2y ðiþ1

2; j; kþ1

2Þ�Hnþ1=2

y ðiþ1

2; j; k�1

� �ð1:5aÞ

Enþ1y ði; jþ1

2 ; kÞ ¼ e�sDt=2eþsDt=2

0@

1AEn

yði; jþ1

2; kÞ

þ Dt=DzeþsDt=2

Hnþ1=2x ði; jþ1

2; kþ1

2Þ�Hnþ1=2

x ði; jþ1

2; k�1

� �

� Dt=DxeþsDt=2

Hnþ1=2z ðiþ1

2; jþ1

2; kÞ�Hnþ1=2

z ði�1

2; jþ1

2; kÞ

� �ð1:5bÞ

Enþ1z ði; j; kþ1

2 Þ ¼ e�sDt=2eþsDt=2

0@

1AEn

z

�i; j; kþ1

2

þ Dt=DxeþsDt=2

Hnþ1=2y ðiþ1

2; j; kþ1

2Þ�Hnþ1=2

y ði�1

2; j; kþ1

� �

� Dt=DyeþsDt=2

Hnþ1=2x ði; jþ1

2; kþ1

2Þ�Hnþ1=2

x ði; j�1

2; kþ1

� �ð1:5cÞ

Hnþ1

2

xði; jþ1

2; kþ1

2Þ ¼ H

n�12

x ði; jþ1

2; kþ1

2Þ� Dt

mDyEnzði; j; kþ1

2Þ�En

zði; j�1; kþ1

� �

þ DtmDz

Enyði; jþ1

2; k�En

yði; jþ1

2; k�1Þ

� �ð1:5dÞ

Hnþ1

2

yðiþ1

2; j; kþ1

2Þ ¼ H

n�12

y ðiþ1

2; j; kþ1

2Þ� Dt

mDzEnxðiþ1

2; j; k�En

xðiþ1

2; j; k�1Þ

� �

þ DtmDx

Enzði; j; kþ1

2Þ�En

zði�1; j; kþ1

� �ð1:5eÞ

Hnþ1

2

zðiþ1

2; jþ1

2; kÞ ¼ H

n�12

z ðiþ1

2; jþ1

2; k� Dt

mDxEnyði; jþ1

2; k�En

yði�1; jþ1

2; kÞ

� �

þ DtmDy

Enxðiþ1

2; j; k�En

xðiþ1

2; j�1; kÞ

� �ð1:5fÞ

4 Microstrip and Printed Antennas

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Theindices i, j, andkdefinethepositionofthefieldnodes, suchthatx ¼ iDx; y ¼ jDy; z ¼ kDz.The time instant is defined by t ¼ nDt. To implement the finite difference scheme in three

dimensions, theantenna isdividedintoanumberofcells,calledYeecells,ofdimensionDxDyDz.One such cell is shown inFigure 1.1.Remarkably the positions of different components ofE and

H on the cell satisfy the differential and integral forms of Maxwell’s equations. One may note

fromFigure1.1 that theplacements of theEandHnodes areoffset in spacebyhalf a space step; it

is called staggeredgrid.Wenote fromEquation (1.5) that the time instantswhen theEandHfield

componentsarecalculatedareoffsetbyhalf a timestep, that is, componentsofEarecalculatedat

nDt and components ofHare calculated at (n þ 1/2)Dt. The alternate update ofE andHfields is

called leap frog and saves computer processing time.

1.3 Numerical Dispersion of FDTD and Hybrid Schemes

The finite difference form of derivative (1.4) has an error term OðDuÞ2. As a result,

Equations (1.5 a–f) are second-order accurate, resulting in an approximate solution of the

problem. The first sign of this approximation appears in the phase velocity vph for the numerical

wave being different from that in the continuous case. This phenomenon is called numerical

dispersion. The amount of dispersion depends on the wavelength, the direction of propagation

in the grid, time step Dt and the discretization size Du. The above algorithm is second-order

accurate in space and time, and is therefore called FDTD(2,2). The numerical dispersion for

plane wave propagation may be determined from the following expression

Ey

Ey

Ey

Ey

Ex

Ex

Ex

Ex

x

y

z

Ez

Ez

Ez

Δh

Ez

Hz

Hz

Hy Hy

Hx

Hx

Figure 1.1 Geometry of Yee’s cell used in FDTD analysis

Numerical Analysis Techniques 5

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sinðoDt=2ÞcDt

0@

1A

2

¼ sinð�k sin y cos jDx=2ÞDx

0@

1A

2

þ sinð�k sin y sinjDy=2ÞDy

0@

1A

2

þ sinð�k cos yDz=2ÞDz

0@

1A

2ð1:6Þ

where �k is thewave number for the numerical wave. The phase velocity�v ¼ o=�k is determined

by solving Equation (1.6) as a function of discretizationsDx;Dy;Dz;Dt and propagation angley;f. The phase velocity is found to be maximum and close to the velocity of light for

propagation along the diagonals and minimum for waves propagating along the axis.

1.3.1 Effect of Non-Cubic Cells on Numerical Dispersion

Devices with high aspect ratio may be analyzed by using uniform or non-uniform cell size. An

alternative is to employ non-square or non-cubic cells. The influence of the aspect ratio of the

unit cell on the numerical dispersion of FDTD(2,2) has been reported by Zhao [4]. It is found

that the dispersion error ðc��vÞ=c increases with the increase in aspect ratio of the cell but

reaches an upper limit for aspect ratios greater than 10. For N (number of cells per wavelength,

l=D)¼ 10, the maximum dispersion error for non-cubic cells is 1.6%which decreases to 0.4%

for N¼ 20, showing second-order accuracy. In general, the maximum error for non-cubic cells

is about 1.5 times that of the corresponding error for cubic cells. For the non-square cells, this

ratio is twice that of square cells [4]. For guidance, the minimum mesh resolution required to

achieve a desired phase velocity error is plotted in Figure 1.2 for the cubic and non-cubic cells.

Figure 1.2 Comparison of minimum mesh resolution required for a given accuracy of phase velocity

when non-cubic (with high aspect ratio) or cubic unit cells are employed. Reproduced by permission of

�2004 IEEE, Figure 8 of [4]

6 Microstrip and Printed Antennas