M_Free_Peru_2012.pdf

download M_Free_Peru_2012.pdf

of 71

Transcript of M_Free_Peru_2012.pdf

  • 8/10/2019 M_Free_Peru_2012.pdf

    1/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Improved Modeling of MetalExtraction and Electrowinning

    Michael L . Free

    Department of Metallurgical Engineering

    University of Utah

  • 8/10/2019 M_Free_Peru_2012.pdf

    2/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Ore leaching has important

    application constraints thatneed to be considered to

    predict performance

  • 8/10/2019 M_Free_Peru_2012.pdf

    3/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Importantfactors include

    surface

    dissolution,product layer

    precipitation,

    mineralalteration, and

    interior

    penetration.

    host-rock particle

    mineral alteration product layer

    precipitation product layeracid dissolution of

    mineral

    Interior penetration

  • 8/10/2019 M_Free_Peru_2012.pdf

    4/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Valuable Mineral Particle Classification Fully Locked (dominant if the initial size of

    valuable mineral particles [vmp] is much

    smaller than host rock particles [hrp]) Partially Locked (dominant if the initial size

    of valuable mineral particles is similar tohost rock particles)

    Liberated (dominant if the initial size ofvaluable mineral particles is much largerthan host rock particles)

  • 8/10/2019 M_Free_Peru_2012.pdf

    5/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Based on size distributions of

    valuable mineral particles and

    host rock particles, the

    probability for each classification

    (fully locked, partially locked, orliberated) can be determined.

  • 8/10/2019 M_Free_Peru_2012.pdf

    6/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    f(r)

    rhrp50rvmp50

    Partially or

    fully locked

    valuable

    mineralparticle (vmp)

    Partially

    or fully

    liberated

    vmp

    valuable mineral particle

    size distribution

    size

    Comparison of valuable and host rock particle size distributions

    host rock particle

    size distribution

    hrp size hrp size

  • 8/10/2019 M_Free_Peru_2012.pdf

    7/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    If the selected valuable mineral particle is larger than the host rock particle,the valuable mineral particle is classified as a liberated particle because it

    cannot reside within the corresponding host rock particle:

    hrpvmp

    Liberation probability can be described by:

    )(...)2

    ()2

    ( hrpvmpvmp

    hrpr vmpr

    vmphrphrpLib rrforrr

    rfrr

    rfP

  • 8/10/2019 M_Free_Peru_2012.pdf

    8/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Classification of particles can be made by picking andcomparing particles from each distribution:

    hrpvmp

  • 8/10/2019 M_Free_Peru_2012.pdf

    9/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The cumulative fraction of particles below a specified size

    can be estimated using a cumulative size probability

    function such as the Rosin-Rammler function:

    )])([exp(1)(*

    s

    r

    rrP

    in which r*is the host rock particle reference size at with 62.3 % of the

    material passes as undersize, Pis the probability or fraction of generally

    liberated particles at the specified r, ris the particle size that is

    evaluated, and sis a constant (generally between 1 and 2). Thus, the

    fraction of particles between discrete intervals can be estimated by:

    rr

    rr

    r

    rr

    rrf ss

    ])))

    2(

    ([exp])

    )2

    (

    (([exp)2

    (**

  • 8/10/2019 M_Free_Peru_2012.pdf

    10/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The fraction of partially locked nonliberated particles is based on the partial

    locking zone volume fraction.

    )(;)(

    13

    3

    hrpvmp

    hrp

    vmphrpkPartialLoc rrfor

    r

    rrP

    zone of partial locking

    rvmp

    host rock particle (hrp)valuable mineral particle (vmp)

    hrpr

    vmp

    r

    Locking classification

    is based on center

    point position of the

    vmp relative to rhrp.

    When the center ofthe vmp is between

    rhrpand (rhrprvmp)

    the vmp is classified

    as partially locked.

    Otherwise, it is fully

    locked.

    zone of full locking

    Canadian Metallurgical Quarterly, 47(3), 277-284, 2008.

  • 8/10/2019 M_Free_Peru_2012.pdf

    11/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The estimated probability of each classification is found using:

    )...]...()(1))][)(exp(1)()(exp(1[ **3

    *

    **

    *

    **

    *

    **

    . vmphrp

    hr p

    vmphron

    hr p

    hrpvmpn

    vmp

    hrpvmp

    estLockedPartially rrfor

    r

    rr

    r

    rr

    r

    rrP hrpvmp

    )))(exp(1)()(exp(*

    **

    *

    **

    .hrpvmp n

    hrp

    hrpvmpn

    vmp

    hrpvmp

    estlibr

    rr

    r

    rrP

    ).. .))]...()(exp(1)()(exp(1[ **

    *

    **

    *

    **

    . vmphrp

    n

    hrp

    hrpvmpn

    vmp

    hrpvmp

    estLockedPartially rrforr

    rr

    r

    rrP hrpvmp

    ).. .]...()())][)(exp(1)()(exp(1[ **3*

    **

    *

    **

    *

    **

    . vmphrp

    hrp

    vmphron

    hrp

    hrpvmpn

    vmp

    hrpvmp

    estLockedFully rrforr

    rr

    r

    rr

    r

    rrP hrpvmp

    )......(0 **. vmphrpestLockedFully rrforP

  • 8/10/2019 M_Free_Peru_2012.pdf

    12/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    This approach describes measured exposed mineral well

    0

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    1

    0.1 1 10 100

    FractionofVal

    uableMineral

    rhrp/rvmp

    Liberated

    Part.Lock

    Full.Lock

    Exposed(calc.)

    Exposed(meas)

  • 8/10/2019 M_Free_Peru_2012.pdf

    13/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Kinetics are determined using weighted models:Liberated Mineral (Pure Mineral Leaching):

    Partially Locked Mineral (Pure Mineral Leaching):

    Fully Locked Mineral (Shrinking Core Model):

    ])1(3

    21[

    23)( 3/2

    2

    FLFLeffxw

    hrpfFLhrp

    DCM

    rSrt

    ))1(1()( 3/1libx

    vmpRClibvmp

    C

    rkrt

    ])1(1[]

    )

    3

    4(

    4[)(

    3/2

    y

    libvmpliblibvmp rkrt

  • 8/10/2019 M_Free_Peru_2012.pdf

    14/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The combined model, based on valuable mineral association withhost rock particles fits measured data reasonably well.

    0

    0.050.1

    0.15

    0.2

    0.25

    0.3

    0.35

    0.4

    0.45

    0.5

    0 500000 1000000

    F

    ractionR

    eacted

    Time (sec)

    Model pH 1.5

    Measured pH 1.5

    Model pH 2.5

    Measured pH 2.5

  • 8/10/2019 M_Free_Peru_2012.pdf

    15/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The combined model, based on valuable mineral association withhost rock particles fits measured data reasonably well.

    0

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    1

    0 500000 1000000

    Fr

    actionR

    eacte

    d

    Time (sec)

    Model 820 microns

    Measured 820 microns

    Model 1420 microns

    Measured 1420 microns

  • 8/10/2019 M_Free_Peru_2012.pdf

    16/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Small scale leaching tests nearly always utilizesmall particles to decrease reaction time.Small particles contain a larger fraction of

    material that is liberated or partially locked.Knowing the fraction of material in eachcategory allows for a more correct

    determination of the relevant constants that

    can then be used to predict leaching usinglarger particles provided that the appropriatemineral distribution information is available.

  • 8/10/2019 M_Free_Peru_2012.pdf

    17/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    What is the effect of comminution on theliberated, partially-locked, and fully-locked

    valuable mineral particles?

  • 8/10/2019 M_Free_Peru_2012.pdf

    18/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Consider a cube of valuable mineral in two locations inside

    of a host rock particle

  • 8/10/2019 M_Free_Peru_2012.pdf

    19/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    This estimation method or tool assumes uniform bindingand strength of the valuable and host rock phases.

  • 8/10/2019 M_Free_Peru_2012.pdf

    20/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    3

    3

    8 )2(D

    dP

    3

    32

    4

    ])2()2([3

    D

    ddDP

    The corresponding sizes and progeny scenario probabilities are:

    4 progeny probability with an average of 1/4 of original volume

    and (1/4)

    1/3

    or 0.63 of original size d:

    8 progeny probability with an average of 1/8 th of

    original volume and 1/2 of original size d:

  • 8/10/2019 M_Free_Peru_2012.pdf

    21/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    3

    2

    2

    ])2

    1(2[12

    D

    dDd

    P

    2480 1 PPPP

    2 progeny probability with an average of 1/2 of original volume and

    (1/24)1/3or 0.794 of original size d:

    0 progeny probability with an average of original size d:

    The resulting probability based size represents a reasonable

    estimate of the progeny size resulting from fracturing the host rock

    particle to one half of its original size.

  • 8/10/2019 M_Free_Peru_2012.pdf

    22/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The effectiveness of comminution on liberation decreases

    rapidly below an initial size ratio of 10 to 1

    1

    1.1

    1.2

    1.3

    1.4

    1.5

    1.61.7

    1.8

    1.9

    2

    0 20 40 60 80

    hrp/v

    mpsizereductio

    nfactor

    (assu

    mes50%rhrpred

    uction)

    initial rhrp/rvmp

  • 8/10/2019 M_Free_Peru_2012.pdf

    23/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    MODELING OF

    ELECTROWINNING

  • 8/10/2019 M_Free_Peru_2012.pdf

    24/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    electrons

    Anode (+) Cathode (-)

    H2O

    2H++ 0.5 O2

    2e-

    2e-

    V

    M2+

    M

    Electrowinning is the process of reducing metal by applying a negative potential to an electrode (cathode) on which the

    metal deposits by means of a power supply and a counter electrode and the associated reaction(s).

    Other

    reactions

    also occur.

    Gas bubbles

  • 8/10/2019 M_Free_Peru_2012.pdf

    25/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The mass of the deposit is related to

    Faradays Law, which can be expressed as:

    where Mis the mass of metal deposited, imetalis the

    current density associated with the measured metal

    deposition (assuming 100 % current efficiency), nis the

    number of electrons transferred per mole of metal

    reduction, Fis the Faraday constant (96,485 Coulombs

    per mole of electrons transferred), andAwis the atomic

    weight of the metal that is deposited.

    nF

    tAAiM cathodewmetal

  • 8/10/2019 M_Free_Peru_2012.pdf

    26/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Energy Consumption is expressed as:

    where Eappliedis the overall voltage applied to the

    electrochemical cell.

    tEAitIEEnergy appliedcathodecathodeapplied

  • 8/10/2019 M_Free_Peru_2012.pdf

    27/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Substitution of the equation for mass of thedeposit into the expression for energy

    consumption per unit of metal leads to:

    metalw

    appliedcathode

    iA

    EnFi

  • 8/10/2019 M_Free_Peru_2012.pdf

    28/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The current efficiency, , is the ratio of theamount of current theoretically needed to deposit

    a unit mass of metal divided by the actual current

    consumed at the cathode per unit mass of metal,which can be expressed mathematically as:

    cathode

    metal

    i

    i

  • 8/10/2019 M_Free_Peru_2012.pdf

    29/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Consequently, both voltage and current density

    information must be determined to determine theenergy consumption per unit of metal produced.

  • 8/10/2019 M_Free_Peru_2012.pdf

    30/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Voltage and current information can bedetermined by appropriate application

    of thermodynamics, mass transport, and

    electrochemical kinetics.

  • 8/10/2019 M_Free_Peru_2012.pdf

    31/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The general form for chemical equationscan be expressed as:

    where vjis the stoichiometric coefficient of the

    species,Xis the chemical formula of species j,

    zjis the charge of species j, nis the number ofelectrons in half-cell reactions, which must be

    written cathodically or as reduction reactions.

    j

    jz

    jjXvne

  • 8/10/2019 M_Free_Peru_2012.pdf

    32/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Specific equations considered in thisexample include:

    23 FeeFe

    424

    3 FeSOSOFe

    24

    2

    4 SOFeeFeSO

    424 HSOSOH

    22 HeH

    OHeHO 22 244

    CueCu

    2

    2

    ZneZn 22

  • 8/10/2019 M_Free_Peru_2012.pdf

    33/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The free energy of a reaction is expressed

    as:

    in which R is the gas constant, T is the absolute

    temperature, and ajvjis the activity of species j.

    The standard free energy of a reaction, Gro, is

    expressed as:

    j

    jv

    jorr aRTGG ln

    o

    jfjj

    or GvG

  • 8/10/2019 M_Free_Peru_2012.pdf

    34/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    At equilibrium, the free energy of the reaction equalszero and the equilibrium constant may be used to

    represent the equilibrium activity relationship between

    the species:

    where:

    KRTGor ln

    j

    jvjeq aK

  • 8/10/2019 M_Free_Peru_2012.pdf

    35/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The activity of an ion in aqueous media can be expressed

    as:

    The equilibrium electrochemical potential for

    each half-cell reaction in the system isdetermined based on free energy using the

    Nernst Equation:

    jjj ma

    jjv

    jo

    eq anF

    RTEE ln

    RT

    GE

    oro

  • 8/10/2019 M_Free_Peru_2012.pdf

    36/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The rate of each half-cell reaction can be expressed by:

    in which iis the current density, a

    is the anodic charge transfer

    coefficient, Fis the Faraday constant, is the surface overpotential

    or the difference between the surface potential (Esurf) and the

    equilibrium reaction potential (Eeq), Ris the gas constant, Tis the

    absolute temperature, kis constant that is directly related to the

    equilibrium exchange current density, Cbis the bulk concentration,

    Csis the surface concentration, and is a factor that depends uponreaction mechanisms and related factors and it is usually between

    0.25 and 1 and cis the cathodic charge transfer coefficient. :

    )]exp()()exp()(['RT

    F

    C

    CC

    RT

    F

    C

    CCki cc

    bc

    scbc

    aa

    ba

    saba

  • 8/10/2019 M_Free_Peru_2012.pdf

    37/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The transfer of electrons and charge must balance, thusthe system of Butler-Volmer equations that applies to a

    given reaction scenario is subject to the constraint that:

    When all currents are associated with the same

    homogenous surface:

    0 I

    0

    i

  • 8/10/2019 M_Free_Peru_2012.pdf

    38/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The current density of ion transport consists

    of the sum of the ion flux densities of all ions

    in the system:

    where Njis the flux density of species j, cjis

    the concentration of species j and uj, the ion

    mobility of species j, is:

    jj jjj jjj jjjj jj cDzFczFVcuzEFNzFi

    22

    RT

    Du

    jj

    jj

    r

    RTD

    6

  • 8/10/2019 M_Free_Peru_2012.pdf

    39/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The effect of gas generation on solution

    conductivity, which is inversely related toresistivity, is often approximated using the

    Maxwell equation:

    Where k is the conductivity adjustment factor and f is the

    void fraction associated with gas generation. In this

    investigation the proportionality constant relating current

    density associated with oxygen production and voidfraction was determined using experimental data (0.0002

    m2/A within the range of 50 to 2000 A/m2for the oxygen

    evolution reaction).

    21

    1

    f

    f

  • 8/10/2019 M_Free_Peru_2012.pdf

    40/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Fluid flow can be determined using the Navier-

    Stokes equation:

    in which is the density of the fluid, Vis the

    velocity,pis the pressure, gis the gravitational

    acceleration, his height, and is viscosity.

    Conservation of mass in fluid flow leads to theequation of continuity:

    VhgpVVt

    V 2])([

    0)(

    V

    t

  • 8/10/2019 M_Free_Peru_2012.pdf

    41/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The effect of the auxiliary cathode reactions and shortcircuits on current efficiency can be mathematically

    written as:

    The corresponding effect on current efficiency is,

    therefore:

    othermetalcircuitshortauxilliarymetalcathode iiiiii

    othermetal

    metal

    ii

    i

  • 8/10/2019 M_Free_Peru_2012.pdf

    42/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Comparison of measured and predicted data

    Table 1: Comparison of model predictions and experimentaldata* for current efficiency and energy consumption for zincelectrowinning (55 gpl Zn, 35oC, 500 A/m2)

    H2SO4

    Concentration

    (gpl)

    Predicted

    Current

    Efficiency

    Measured

    Current

    Efficiency

    Predicted

    Energy Use

    (kWhr/ton)

    Measured

    Energy Use

    (kWhr/ton)

    65 98.1 97.4 2730 2912

    110 96.1 95.7 2730 2870

    155 93.5 93.6 2671 2773

    *G. W. Barton and A. C. Scott, Validated Mathematical Model for a Zinc

    Electrowinning Cell, J. of Applied Electroch., 22(2), 1992, 104-115.

  • 8/10/2019 M_Free_Peru_2012.pdf

    43/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Comparison of measured and predicted data

    Table 1: Comparison of model predictions and experimentaldata* for current efficiency and energy consumption for zincelectrowinning (55 gpl Zn, 35oC, 500 A/m2) (US$ 0.03/kwhr)

    H2SO4Concentration

    (gpl)

    PredictedCurrent

    Efficiency

    MeasuredCurrent

    Efficiency

    Predicted Cost($US/ton)

    Actual Cost($US/ton)

    65 98.1 97.4 81.90 87.36

    110 96.1 95.7 81.90 86.10

    155 93.5 93.6 80.13 83.19

    *G. W. Barton and A. C. Scott, Validated Mathematical Model for a Zinc

    Electrowinning Cell, J. of Applied Electroch., 22(2), 1992, 104-115.

  • 8/10/2019 M_Free_Peru_2012.pdf

    44/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Energy Use per Ton of Cu versus Current Density

    1000

    11001200

    1300

    1400

    1500

    1600

    1700

    1800

    1900

    2000

    0 200 400 600 800

    Current Density (A/m2)

    Energ

    yPerMetricTon

    (kWhr/ton

    Measured

    Predicted

    42 gpl Cu2+, 160 gpl

    H2SO4, 0.06 gpl

    Fe3+, and 0.06 gpl

    Fe2+at 60oC using a

    lead anode in a cell

    with electrodes

    spaced 1 cm apart.

  • 8/10/2019 M_Free_Peru_2012.pdf

    45/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Energy Cost per Ton of Cu versus Current Density

    42 gpl Cu2+, 160 gpl

    H2SO4, 0.06 gplFe3+, and 0.06 gpl

    Fe2+at 60oC using a

    lead anode in a cell

    with electrodes

    spaced 1 cm apart.

    45

    47

    49

    51

    53

    55

    0 200 400 600 800

    Current Density (A/m2)

    Electrici

    tyCostPerMetricTo

    n($US/ton)

    Measured

    Predicted

    (Assumes $0.03 per kilowatt hour)

  • 8/10/2019 M_Free_Peru_2012.pdf

    46/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Another factor that affects electrowinning performance is the

    physical qualities of the cathode such as roughness and

    nonuniform deposition. If the cathode has areas of high

    growth, short-circuiting may occur, which lowers currentefficiency and requires additional maintenance and personnel

    costs. Areas of high growth are often associated with areas

    with high rates of deposition. Some of these effects can be

    determined by appropriate modeling as well as by control ofsurface roughness.

  • 8/10/2019 M_Free_Peru_2012.pdf

    47/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Electrodeposit roughness has a substantialimpact on the properties of the deposited film

    or the crystals that are harvested from

    cathodes

    Rough deposits can lead to short circuiting in

    electrolysis or entrapment of electrolyte or

    gasses.

  • 8/10/2019 M_Free_Peru_2012.pdf

    48/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Electrodeposit roughness is generallycontrolled by:

    Initial Surface Topography

    Coating Thickness

    Nucleation

    Growth

  • 8/10/2019 M_Free_Peru_2012.pdf

    49/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    substrate

    Height from low

    to high point

    Original nucleus

    Low nucleus density results

    initially in rough surfaces

    High nucleus density results

    initially in smoother surfaces

    Roughness on smooth surfaces is a

    function of nucleation and growth.

    growth

    Initial surface roughness is reduced by higher nucleus density

  • 8/10/2019 M_Free_Peru_2012.pdf

    50/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Nucleation and growth are the resultof the electrochemical and physical

    properties that can be described

    using thermodynamics,

    electrochemical kinetics, ion

    transport, fluid flow, and nucleation

    equations.

  • 8/10/2019 M_Free_Peru_2012.pdf

    51/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Effect of mass transportFor mass transport controlling the current flow inthen the expression for the diffusion controlled

    deposition rate, iLis

    iL=nFDCb/

    where iLis the diffusion controlled deposition rate (Amp/area),

    F is Faraday constant,

    n is the number of electrons transferred,D is the diffusivity of the reacting species,

    is the thickness of the diffusion boundary layer

    Cbis the bulk concentration.

  • 8/10/2019 M_Free_Peru_2012.pdf

    52/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Often, the combination of diffusion and electrochemical kinetics

    are sufficient to predict electrochemical reaction rates

  • 8/10/2019 M_Free_Peru_2012.pdf

    53/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    The closer the deposition current is to themass transport limited current density understeady-state conditions, the closer the

    surface concentration of depositing speciesapproaches zero. As the surface

    concentration approaches zero, the lower theNernst Potential becomes and the greater therequired applied potential becomes to beginnucleation. Consequently, as i/ilapproaches

    one, it becomes difficult to initiate newnuclei, thereby increasing the tendency for

    growth from limited nuclei.

  • 8/10/2019 M_Free_Peru_2012.pdf

    54/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    ion flux lines ion flux lines

    asperity asperity

    Under mass transport controlled electrodeposition, surface asperities receive

    more of the available flux of depositing ions than areas between asperities.Consequently, asperities grow faster than other areas. As the asperities grow

    rapidly and nuclei initiate and grow on the asperities, dendritic, granular

    deposits become the dominant morphology.

  • 8/10/2019 M_Free_Peru_2012.pdf

    55/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Nucleation and Growth are OftenPartially Controlled Using Additives:

    A balance between activators, inhibitors, and

    modifiers or smoothing agents is often used tocontrol electrodeposit morphology.

    Smoothing agents often consist ofmacromolecules.

  • 8/10/2019 M_Free_Peru_2012.pdf

    56/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Base solution: 0.1 M CuCl, 4 M NaCl, and 0.01 M HCl

    Experiment condition:i = -15 mA/cm2, 1,000 RPM, and deposition time = 15 hours

    a) no additive b) 0.013 g/L gelatin

    The colors indicate the height of the copper deposit.

    Using organic additives to obtain smooth copper electrodeposits

    from halide media.

  • 8/10/2019 M_Free_Peru_2012.pdf

    57/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    0

    10

    20

    3040

    50

    60

    70

    8090

    100

    0 0.5 1

    RSMRoughness(m)

    i/iL

    no additivegelatin 0.1% by volume

    Q = 6000Coulombs/cm2

    Comparison of RMS roughness and i/ilvalues for electrodeposits (6000

    Coulombs per centimeter squared) obtained from a bath containing 0.1

    mol/L CuCl, 4.0 mol/L NaCl and 0.01 mol/L HCl under direct current

    conditions 25 mA/cm2).

    http://www.utah.edu/
  • 8/10/2019 M_Free_Peru_2012.pdf

    58/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Department of Metallurgical Engineeri ng, University of Utah

    Nucleation is Controlled by: Species Concentrations

    Applied Potential Substrate Properties

    N l ti

    http://www.utah.edu/http://www.utah.edu/
  • 8/10/2019 M_Free_Peru_2012.pdf

    59/71

    Department of Metallurgical Engineeri ng, University of Utah

    Nucleation

    The steady-state nuclei formation rate can be described

    mathematically by the equation:

    2exp

    formation

    s

    dNN

    dt T

    where Nformationis the number density of new nuclei, tistime, Nis the baseline rate of nuclei formation, is aconstant (and Nare functions of valence, geometry,surface energy, and frequency of attachment and

    detachment), Tis temperature, sis the surfaceoverpotential. (R. T. C. Choo, J. M. Toguri, A. M El-Sherik, U.Erb,J.Appl.Electrochem., , 384, (1995). E. B. Budevski, in Comprehensive Treatiseof Electrochemistry, Vol. 7, B. E. Conway, J. OM. Bockris, E. Yeager, S. U. M.

    Khan, and R. E. White, Editors, Plenum, New York, p. 441, 1983.)

    http://www.utah.edu/http://www.utah.edu/
  • 8/10/2019 M_Free_Peru_2012.pdf

    60/71

    Department of Metallurgical Engineeri ng, University of Utah

    Copper nucleation on chloride media on copper

    Solution:Base solution with 0.1 % by volume Gelatin

    Experiment condition: Stationary copper electrode, 1 sec deposition

    microns

    m

    icrons

    0 155

    3

    0.1

    0.2

    0.3

    0.4

    0.5

    microns

    m

    icrons

    0 155

    103

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    a) 100 mV below OCP b) 200 mV below OCP

    103

    OCP = open circuit potential

    Effect of gelatin concentration on RMS Roughness

    http://www.utah.edu/http://www.utah.edu/
  • 8/10/2019 M_Free_Peru_2012.pdf

    61/71

    0

    5

    10

    15

    20

    25

    30

    35

    0 0.2 0.4 0.6 0.8 1 1.2

    % by volume gelatin

    RMS

    Roughness(m

    )

    Effect of gelatin concentration on RMS Roughness

    The surface morphology remains almost the same when the gelatin

    Concentrations are in the range of 0.01 to 1% by vol.

    Solution:Base solutionExperiment condition:i = -25 mA/cm2, 3 hours plating, and 1000 RPM

    Department of Metallurgical Engineeri ng, University of Utah

    http://www.utah.edu/http://www.utah.edu/
  • 8/10/2019 M_Free_Peru_2012.pdf

    62/71

    Gelatin chemistryTypical structure:

    -Ala-Gly-Pro-Arg-Gly-Glu-4Hyp-Gly-Pro-

    Descriptions:

    preparing by the thermal denaturation of collagen,

    containing between 300 - 4000 amino acids.

    containing approximately 33% glycine, 22% proline and 11% hydroxyproline

    11% glutamic acid, 11% arginine, and 11% alanine.

    Department of Metallurgical Engineeri ng, University of Utah

    http://www.utah.edu/http://www.utah.edu/
  • 8/10/2019 M_Free_Peru_2012.pdf

    63/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Effect of amino acids

    0

    5

    10

    15

    20

    25

    3035

    40

    0 0.02 0.04 0.06 0.08 0.1 0.12

    Concentration (Molarity)

    RMSRoughness(m)

    Glycine

    Proline

    Solution:Base solutionExperiment condition:i = -25 mA/cm2, 3 hours plating, and 1,000 RPM

    Glycine and proline do not significantly smoothen the surface

    morphology as separate entities.

    Department of Metallurgical Engineeri ng, University of Utah

    http://www.utah.edu/http://www.utah.edu/
  • 8/10/2019 M_Free_Peru_2012.pdf

    64/71

    Department of Metallurgical Engineeri ng, University of Utah

    Assumptions:

    1) spherical shape additive molecules.2) depositing ions access to the surface via pore area between the additive molecules

    not through the additive molecules.

    Hence, the diffusion through the pore area between the adjacent molecules is used to evaluate the effect of

    the polymeric additives in electrodeposit nucleation.

    Effective

    adsorbate

    layer

    Effective

    adsorbate

    layer

    Deposition surface

    Effective

    pore

    M+ M+ M+

    Side view

    3 additive molecules

    Top view

    additive

    additive additive

    Depositing ions

    Depositing ions

    Depositing ions

    Effect of additive sizes on nucleation rate density

    http://www.utah.edu/http://www.utah.edu/
  • 8/10/2019 M_Free_Peru_2012.pdf

    65/71

    Department of Metallurgical Engineeri ng, University of Utah

    View of Unit Cell of Macromolecules or Spheres

    Top view of Ions diffusing through a pore between additive

    molecules or nanoparticles on an electrode that have movedapart by diffusion during the time needed by the depositing

    ions to diffuse to the surface

    Additive orparticle DepositingionsDepositing

    ions

    Additive or

    particle

    Additive or

    particle

    Unit cell length

    (2r +(2Dt)0.5)

    Relevant equations

    http://www.utah.edu/http://www.utah.edu/
  • 8/10/2019 M_Free_Peru_2012.pdf

    66/71

    Department of Metallurgical Engineeri ng, University of Utah

    Relevant equations

    electroactD

    rt 2

    2

    Simultaneous solution of these equations can be performed to determine

    the effects of adsorbate molecules on surface nucleation.

    Finding Cs

    Knowing Cs helps to find s

    Obtaining relative nucleation rate density

    a nat.rxnp c nat.rxnpspore o

    b

    F(E-E ) - F(E-E )Ci = i [exp( )-exp( )]

    C RT RTPoreEst

    Appl Pore

    tot

    Ai =i

    A2

    ads ads

    poreEst ads

    r 3r+(r+ 2D t )( 3(r+ 2D t ))-rA = ;..for( 2D t

  • 8/10/2019 M_Free_Peru_2012.pdf

    67/71

    Department of Metallurgical Engineeri ng, University of Utah

    Molecular weights can confine the plating so that

    the nucleation rate density increases at a reasonable size.

    Theoretical values vs. Experimental values

    0

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    1

    0 50 100 150 200 250 300

    Effective Adsorbate Radius (nm)

    RelativeNuc

    leationRateDensity

    Theoretical Values

    Experimental Values SiO2

    Experimental Values PEG &PEO

    Deposit Morphology Modeling (effect of fluid flow and current)

    http://www.utah.edu/
  • 8/10/2019 M_Free_Peru_2012.pdf

    68/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    68

    Arrows

    represent

    local fluid

    velocityvectors.

    Colors

    represent

    depositing

    species

    conc.

    White

    above the

    thin darklower line

    represents

    the deposit.

    Modeled using Comsol Multiphysics Software with significant modifications

    Deposit Morphology Modeling (effect of fluid flow and current)

  • 8/10/2019 M_Free_Peru_2012.pdf

    69/71

    69Modeled using Comsol Multiphysics Software with significant modifications

    Arrows

    represent

    local

    currentvectors.

    Colors

    represent

    depositing

    species

    conc.

    White

    above the

    thin darklower line

    represents

    the deposit.

    Axis

    values

    are in

    cm

    2 5

    http://www.utah.edu/
  • 8/10/2019 M_Free_Peru_2012.pdf

    70/71

    Comparison of RMS roughness and i/ilvalues for predicted and

    measured results. Predictions were based on a solution obtained using

    the previous equations associated with copper electrodeposits obtained

    from a bath containing 0.1 mol/L CuCl, 4.0 mol/L NaCl and 0.01 mol/L HCl

    under direct current conditions.

    0

    0.5

    1

    1.5

    2

    2.5

    0.00 0.20 0.40 0.60 0.80

    i/iL

    RM

    SROUGHNES

    S(m) EXPERIMENTAL DATA

    MODEL PREDICTION

    http://www.utah.edu/
  • 8/10/2019 M_Free_Peru_2012.pdf

    71/71

    DEPARTMENT OF METALLURGICAL ENGINEERINGCOLLEGE OF MINES AND EARTH SCIENCES

    Improved methods of modeling

    provide tools to more appropriately

    include natural phenomena inpredictions that can be used to

    optimize performance of metal

    extraction and electrowinningoperations