Marsha J Pechman Financial Disclosure Report for 2010

8/3/2019 Marsha J Pechman Financial Disclosure Report for 2010

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IFINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 20 10Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . Person Repor ting ( las t name, f ir s t , middle init ial)P ech man , Mars h a J.

4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)

Art ic le I I I jud g e - ac t ive

7. Ch amber s or O f f ice Addr es s700 Stewar t S t ree t , Ro om 14 229Sea t t l e , W A 98 101

2. Court o r Organ iza t ionU .S . D i s t r i ct C o u r t

3. Date of Repor t05/10/2011

5a . Report Type (check appropria te type )[ - " - ] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in m y op in ion , in comp liancewith appl icable l aws and regula t ions .

Reviewing Of f icer Date

6. Report ing Pe riod01/01/2010

to12/31/2010

IMPOR TA NT NOTES : The inst ruct ions accompa nying th is form must be fo l lowed . Com plete all parts ,checking the NONE box for each p art where you have n o reportable information. Sign on last page.

I . P O S I T I O N S . ( R e ~ , o n i n g i u a i v ia u o t o . t y ; s e ~ p p . 9 - 1 3 of filing instructions.)~] N O N E (No reportable positions.)

POSITION N A M E O F O R G A N IZ A T IO N / EN T I T Y

2.

3.

4.

5.

I I . A G R E E M E N T S . a e p o n i n g i n a i ~ i a u . t o n t y ; s e e p p . 1 4 - 1 6 of filing instructions.)~] NONE(No reportable agreements.)D A T E PARTIES AND TERMS

1.1/1/99 P u b l i c E m p l o y e e s R e t i re m e n t S y s t e m , S t a t e o f W a s h i n g t o n ( r e t i r e m e n t b e n e f i t p l a n )2.3.


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r s on R e p o r t i n gPechman, Marsha J.

Date of Report05/10/2011

I lL N O N - I N V E S T M E N T I N C O M E . (Reporting individual andsp .... ; see pp. 17-24 of filing instructions.)A. Filers Non-Investm ent Income~] (No reportable incom e.)O N E non- inves tment

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - l f you were married during an yportion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)

N O N E (N o reportable non-investment income.)

1 . 2 0 1 02.3.4.

D A T E SOURCE AND TYPEP r e g O D o n n e l & G i ll et t

IV . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children," see pp. 2 5-27 o f filing instructions.)

N O N E (No reportable reimbursements.)S O U R C E D A ~ T E S L O C A T I O N

1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t i n gPechman, Marsha J.

D a t e o f R e p o r t05/10/2011

V . G I F T S . a . c l . d e s those to spouse an d dependen t children; see pp. 28-31 of f i ling ins truct ions .)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . ( I ncludes those o f spouse and dependent ch i ldren; see pp . 32 -33 o f f i ling ins t ruct ion~)D N O N E ( N o reportab le liabilities.)

2.

3.

4.

5.

CREDITORVisa~~ college tuition

DESCRIPTIONCred i t cardPeriodic payment contract~~

VALUE CODEJ

K


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N a m e o f P e r so n R e p o r t i n gPechman, Marsha J.

D a t e o f R e p o r t05 /10/2011

VII. INVESTMENTS an d TRUSTS - i .... e , value , transactions (Includes those of spouse and dependent children; see pp. 34-60 o/f i l ing instructions.)[~ N O N E ( N o reportable income, a ssets, or transactions.)

1 . A d v a n t a B a n k C o r p C D N o n e So ld 04 /15 /10 L A

2. Bank Dep Sweep O pt (money marke t acc t ) A Interest J T3. Cis co Sys t ems N o n e J T4. C o lum b us B a n k & T ru st C o . C D N o n e So ld 08 /09 /10 K A

5. C o m e r i c a B a n k C D N o n e So ld 04 /29 /10 L A6. Davi s N ew Y ork Ventu re F und I nc . D1 . Y A D i v i d e n d J T7. D o d g e & C o x I n c o m e A Divid en d J T8. D o d g e & C o x I n t e r n a t io n a l A Div idend J T9. Duke Energy Corp . A Div idend J T

I0 . Emerso n E lect r ic A Div idend J T1 1 . EuroP ac i f i c Growth F und A Div idend J T1 2 . E x x o n / M o b i l C o r p . A Div idend K T1 3 . F a i rh olme F unds I nc . A Div idend K T1 4 . F e d e r a te d M o n e y M k t /T r G o v O b l i g s F d N o n e K TInstl1 5 .16. General Electric A Div idend J T

Bu y 09/14 /10(ad d l )

Bu y 01/07/10 KBu y 07/01 / 10 J(ad d l )

1 7 . H a r b o r B o n d F u n d A Div idend J T

1 . I ncome G ain C odes : A =$ ] ,000 or less B = $I.001 - $ 2,5 00(See C o lu m ns B I a nd I34 ) F = $50.001 - $100,000 G = $ 100,~01 - $ I,000,000

2. Va lu e C o de s J = $15 .000 or less K -$1 5.001 - $5 0,000( See C olu mns C I and D 3) N =$ 250.001 - $ 500.000 O = $500.001 - $1,000.000

P3 =$25.000.001 - $50.000.0003. Valu e M ethod C odes Q =A p p r a i sa l R = C os l ( R eal E s t a t e O nly )I S e e C o l u m n C 2 ) U = Book Valu e V = O t h e r

C =$2,501 - $5.000 D =$5,001 - $15,000H I =$ 1, 00 0, 00 1 - $5 ,0 00 ;0 00 H 2 =M o re t ha n $ 5, 00 0, 00 0L =$5C.001 - $100,000 M =$1 00.001 - $250,000PI =$1 000,001 - $5,000,000 P2 =$5 000 001 -$25 000 000P4 =More than $50,000,000S = As s es s ment T = C a s h M a r k e tW = E s t imated

E =$15,001 - $50.000


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N a m e o f P e r s o n R e p o r t i n gPechman, Marsha J.


VII. I N V E S T M E N T S a n d T R U S T S -i . . . . e , value, transactions (Includes those of sp ...... d dependent children; seepp. 34-60 of f!llng lnstructions.)N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s(including trust a s s e t s )Place "(X)" after each a s s e t

exempt f rom pr ior d isc losure

B. C. D.Incom e during Gross va lue at end Transactions during reporting period

~ e p o r t i n g p e r i o d of reporting period .....(l) (2) (1) (2) (1) (2) (3) I (4) (5 )

A m o u n t T y p e ( e . g . , Value Va l ue Type (e.g.; D a t e Value Gain Identity ofCode 1 div., rent, C o d e 2 M e t h o d . buy, se l l , m m /d d/y y C od e 2 Code 1 buyer/ se l le r( A- H ) or int . ) . . . . ~ . . . O - P ) 3 redempt ion) : ( J - P ) (A-H) ( i f p r i v a t e( Q - W) transaction)

1 8 . H a r r i s A s s o c I n v T r - O a k m a r k E q & I n cF u n d1 9 .

2 0 . J o h n s o n & J o h n s o n

N o n e K T

A Div idend K T

Bu y 04/29/10 KBu y 09/14/10 J(add l )

21 . O ppenh e imer Main St r F und A Div idend So ld 01/07/10 J A (see VII1. notes)22 . P i o n e e r C u l l e n V a l u e F u n d C 1 A A Div idend2 3 . P i o n e e r C u l le n V a l u e F u n d C 1 Y N o n e T

M erg ed 06 /07 /10 J A ( se e VII1 . no t e s )(wi th l i ne 23 )Ope n 06/07/10 J (see VIII . notes)

24 . P rofes s iona l ly Mngd F und P or t fo l i o - A Divid en d K TOst we i s Funds25 . Spec t ra Ene rgy Corp . A Div idend J T26 . T a r g e t A Div idend J T

27 . T o uchto n e In s tl Fu n d s N o n e J T28 . T Ro we P r i ce Growth Stock F und I nc . A Div idend J T29 . T R o w e P r i c e P e r s S t ra t e g y F u n d s I n c . A D i v i d e n d J T

30 . V a n g u a r d B o n d I n d e x F u n d S h T e r m P o r t B D i v i d e n d L T B u y 04/30/10F u n d C I - I n v31 . S o l d 07 / 01 / 10(pa rt)32 . V a n g u a r d F i x e d I n c o m e - S h T e r m I n v D. D i v i d e n d N T B u y 04/30/10G r o w t h ( a d d l )33 . B u y 07 / 01 / 10

( a d d l )34 . B u y 09/14/10( a d d l )

K

L

K

L

K

(see VIII . notes)B

1 . ln com e Gain C o des: A = $ 1,000 0r le ss B--$1; 001 - $2, 5 00 : C =$2;501 - $5,000 D =$5,00t - $15,000(See C0iurnns Bi ~nd I)4) .......~ ~$50100i ~ $:i6~i00~ ~ ~ ] ~ ! ~ 0 i ~ ~ i i 0 ~ 0 i ~ 0 0 Ill =$1,000,001- $5,000;000 H2 =More than $5,000;000

2. Va lu e C o d es J = $ 1 5 ,0 00 o r le ss K =$!5;001 - $50,000 L =$50,001 ~ $ 1 0 0 , 0 0 0 M =$i00,001 - $250,000( Se e C ol um n s C 1 a nd D3 ) N =$ 25 0,0 01 -$ 50 0;0 00 O ~$500,001 - $1;000,000 P I = $ 1; 00 0; 00 1 ~ $ 5 i0 00 ;0 00 P 2 = $ 5, 00 0~ 00 1 - $2 5 ;0 00 ,0 00

P3 =$25,000 001 - $50 000 000 P4 =MOre than $50,000,0003. Valu e M ethod C odes Q =A p p r a i sa l R = C os t ( R eal E s t a t e O nly ) S = As s es s ment T - - C as h M ar k et

( S e e C o l u n m C 2 ) U = Book Valu e V = O t h e r W = E s t imated

E =$15,001 - $50,000


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N a m e o f P e r so n R e p o r t i n gPechman, Marsha J .

D a t e o f R e p o r t05 /10/2011

VII. INVESTMENTS an d TRU S TS -i .... e, value, t ......ions (Includes those of sp ......d dependent c hi ldren; see pp. 34-60 of. f i l i ng i nst ruc t i ons.)~ NONE i n c o m e , or tr a n s a ct i on s .)N o reportable assets,

A. B. C. D.Transact ions d uring report ing p e r io d

P l a c e ! r ( X ) ~ a f t e r e a c h a s s e t A m o u n t Type (e.g., V a l u e V a l u e Type (e.g. , D a t e V a lu e G a in I d e n t i t y o fM e th o d buy, se l l ; mm/dd/yy C o d e 2 Code 1 b u y e r / s e l l e rC ode 3 redem p tio n) (J-P ) (A -H ) ( i f p r i v a t e(Q-W) t r a n s a c t i o n )

35 . Vanguard Inflation-Protected Securities B Dividend K

36 . Vanguard Prime Money M kt Fund A Dividend K

37 . Vanguard Short Term - Treas Admiral A Dividend M38 . Vanguard Strategic Equity Fund A Dividend K

39 . Vanguard Total Bond M kt Index - Inv A Dividend

40 .41 . Vanguard Total Bond M kt Index - Adm A Dividend J

42 . Vanguard Total International Stock Index A Dividend KFund

43 . Vanguard Total Stock M arket Index Fund - A DividendIn v44. Vanguard Total Stock M arket Index Fund - A Dividend LAd m45. Vanguard W ellesley Income Fund A Dividend J46 . Vanguard W ellington Fund B Dividend K47 . W ells Fargo & Co. A Dividend J

T

T So ld 01 /07/10 J( p a r t )T So ld 07/01 /10 L(par t)T

Buy 01/07/10 J

Merged 10/19/10 J(with line 41)T Open i 10119/10

T

Merged 10/19/10 L(with line 44)

T Ope n 10/19/10 LT

T

T

(see VIII. notes)

(see VIII. notes)

(see VIII. notes)

(see VIII. notes)

(See Columns B I a n d D 4 ) F =$50,001 - $100,000 G =$100~001 - $1;000;0002. Value C~xtes J =$15,000 or less K =$15~001 - $50,000

(See Columns C1 and D3) N = $250,001 - $500,000 O = $500,001 - $1,000,000P3 =$25;000,001 - $50,000,0003. Value Method Codes Q = A p p r a i sa l R =Co s t (Real Estate O n l y )

(See Co l um n C2) U = Book Valu e V =Other

C =$2,501 - $5,000H 1 =$1 ;000,001 - $5;000,000L =$50,001 - $I 00,000P I =$ 1,000,001 - $5,000,000P4 -More than $50,000,000S =AssessmentW =Estimated

D =$ 5,00 t - $1 5,000 E = $1 5,001 - $50,000H2 =More than $5~000,000M =$ 100,001 - $250;000P2 =$5,000,001 - $25,000,000T = C a s h M a r k et


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N a m e o f P e r s o n R e p o r ti n gPechman, Marsha J.


V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)VII . 21 . A d iv id en d o 4 s h a r e s w a s d e c l a r e d o n t h i s h o l d i n g o n 1 2 / 3 / 0 9 ; it w a s s o l d o n 0 1 / 0 7 / 0 9V I I. 2 2 . C o n v e r t e d t o P i o n e e r C u l l e n V a l u e F u n d C l a s s Y o n 0 6 / 0 7 / 1 0V I I. 2 3 . C o n v e r t e d f r o m P i o n e e r C u l l e n V a l u e F u n d C l a s s A o n 0 6 / 0 7 / 1 0VII . 30. Van g uard Bo n d In d ex Fun d Sh Term Po r t Fun d CI - In v has b een l i s t ed as "Van g uard Bo n d In d ex" in the 2008 an d 2009 FDRs - - they a re the same fun d .V I I. 4 0 . C o n v e r t e d t o V a n g u a r d T o t a l B o n d M k t I n d e x - A d mV I I. 4 1 . C o n v e r t e d f r o m V a n g u a r d T o t a l B o n d M k t I n d e x - I n vV I I. 4 3 . C o n v e r t e d t o V a n g u a r d T o t a l S t o c k M a r k e t I n d e x F u n d - A d mV I I. 4 4 . C o n v e r t e d f r o m V a n g u a r d T o t a l S t o c k M a r k e t I n d e x F u n d - I n v


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Nam e of P e r son Repor t ingP e c h m a n , M a r s h a J.

Date of Repor t05/10/2011

IX. CERTIFICATION.I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Marsha J. Pechman

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 10 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Marsha J Pechman Financial Disclosure Report for 2010

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