Marcia S Krieger Financial Disclosure Report for 2010
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8/3/2019 Marcia S Krieger Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
FOR CAL E NDAR YE AR 2010
Report Required by the Ethics
in Gow, rmnent Ac t of 1978(5 U.S.C . app. 5q+q 101-111)
I . Person Repo rting ( last name, f irst , middle init ial)
Krieger , Marc ia S .
4. Ti t l e (Ar t icle 111 judges m dtcate act ive or senior s t a tus ;
magistrate judges indicate full- or part-t ime)
U.S. Dis t r ict Judge - Act ive
7 . Chamber s o r Of f i c e A ddr es s
Alf red A. A r ra j U.S . Cr thouse9 0 1 19 th St r ee t , A9 41
Denver , Colorado 80294
2. Court or Organizat ion
U.S. Distr ict Court, Colorado
5a. Repor t Typ e (check appropr ia te type)
] Nomina t ion , D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the basis of the informat ion contained in this Repor t and an ymodi f ica t ions p er t a ining there to , i t I s , in m y op inion, in comp l iance
with appl icable laws and regulat ions .
Reviewing Off icer Date
3 . Date o f R e p o r t
0 5 / 15 / 20 11
6. Report ing Period
01 /01 /2010
to
12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box fo r each par t w here you ha ve no repor tab l e in fo rma t ion . S ign on l a s t p age .
I. P O S I T I O N S . C R e p o . i n g ind iv idua l on ly ; seepp . 9 - 13 o f f i ling ins truc t ions . )
D NONE(No repor tab lepos i tions . )
POSITION
I. B o a r d M e m b e r
2. B o a r d M e m b e r
3. B o a r d M e m b e r Colorado Judicia l Ins t i tu te
4.
5.
N A M E O F O R G A N I ZA T I O N / EN T I T Y
K e nya n Chi ld re n F ounda t ion
O u r C o u r t s
I I . A G R E E M E N T S . m e p o n i n g i n d i v id u u t o . ly ; s ~ p ~ . 1 4 - 1 6 of filing instructions.)
[~] N O N E (No reportable agreements . )
DATE P A R T I ES A N D T E R M S
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F IN A N C I A L D I SC L O S U R E R E P O R T
Page 2 of 7
N a m e o f P e rs o n R e p o r t i n g
Krieger, Marcia S.
D a t e o f R e p o r t
O5/15/2011
I 1 1 . N O N - I N V E S T M E N T I N C O M E . ( R e p o n i . g i n d i v id u a l a .d s p o u s e ; s e e p p . 1 7 - 2 4 of fillng instructions.)
A. Fi | er’s Non-Investme nt Income
~] N O N E (No reportable non-investment income.)
D A T E S O U R CE A N D T Y P E
2.
3.
4.
INCOME( y o u r s , n o t s p o u s e ’ s )
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - if you were m arried during an y portion of the reporting year, complete this section.
(Dollar am ount not requi red except for honorar i a . )
N O N E (No repor table non- inves tment income. )
DATE SOURCE AND TYPE
1 .
2.
3.
4.
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.
( Inc ludes those to spouse and depen dent chi ldren; see pp . 25-27 o f f !l i ng ins t ruc t ions . )
D NONE(No reportable reimbursements.)
SO U R C E D A T E S L O C A T IO N P U R P O SE ITEMS PAID OR PROVIDED
2. Amer ican Bar Associa t ion 2 /4/2010 - 2 /5 /2010 O rlan d o , F lo rid a R ece ip t o f B u rn ham T ran sp o rta tio n , m ea ls an d lo d g in g .G r e e l e y A w a r d f o r " O u r
Cour t s" p r og r am
3.
4.
5.
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FINANCIAL DISCLOSURE REPORT
P a g e 3 o f 7
N a m e o f P e r s o n R e p o r t in g
Krieger , Marc ia S .
D a ~ e o f R e p o r ~
05/15/201 l
V . G 1 F T S . a n c l u d e s t h o s e t o s p o u s e a n d dependent children; see p p . 2 8 - 3 ! of filing instructlons.)
N O N E (No repo rtable gifts.)
SOURCE
I.
2.
3.
4.
5.
DESCRIPTION VALUE
V I . L I A B I L I T I E S . (Includes those of spouse and dependent children; see pp. 32-33 of fillng instructions.)
N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION
I.
2.
3.
4.
5.
VALUECODE
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F I N A N C I A L D I SC L OSU R E R E POR T
Page 4 of 7
N a m e o f P e r s o n R e p o r t in g
Krieger , Marc ia S .
D a t e o f R e p o r t
05/15/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable incom e, assets, or transactions.)
2.
3.
4.
5.
6.
7.
8.
9.
10 .
11 .
12 .
13 .
14 .
15 .
1 6 .
17 .
A, 1 3 . C.
D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d
( in clu d in g tru s t a ss e ts ) r e p o rt in g p e rio d o f r e p o r t i n g p e r i o d
(1) (2) (1) (2) (l ) (2) (3)Place "(X)" after each asset Amount Type (e.g., V a l u e V a l u e Type (e.g., Da te V a l u e
exempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy , se l l , m m / d d / y y C o d e 2
( A - H ) o r in t.) ( J - P ) C o d e 3 re d e m p t io n ) (J - P )
( Q - W )
I st National Bank of Cook, MN
Ampa hoe Credit Union
En t
CD - Proficio Bank, Salt Lake City
CD - American Express Bk - Sal t Lake City
CD - GE M oney Bank
IRA/SEP
-- Alabam a Power Co. Notes
-- Tennessee V al ley Auth Notes
-- CD - Proficio Ba nk Salt La ke City
-- CD - American Exp ress Bank , Sal t Lake
None J T
A I n t e r e s t K T
A I n t e r e s t K T
A I n t e r e s t
A I n t e r e s t
A I n t e r e s t
D Int. /Div. M T
Transac t ions d u r i n g r e p o r t i n g p e r i o d
Matured 03/04/10 K
Matured 06/09/I 0 K
Matured 12/08/10 K
Matured 03/04/I 0 K
Matured 06/09/I 0 KCity
- - CD - GE Money B ank
- - S P Y
-- S D S
- - S P Y
Matured 12/08/10 K
Bu y 06/02/10 K
So ld 06 /09/1 0 K
Bu y 07/19/10 K
Sold 07/21/10 K
Bu y 07/21/10 K
(4 ) (5 )
Gain I d e n t i t y o f
Code I buyer/seller
(A-H) ( i f p r i v a t e
t r a n s a c t i o n )
1 . In co me Ga in Co d es :
(Se e Columns BI and D4)
2.Value Codes
(S ee Col um ns CI and D3 )
3.Value Method Codes
(S ee Col um n C2)
A =$1,000 or less
F =$50,001 - $100,000
J =$15,000 or less
N =$250,001 - $500,000
P3 =$25.000,001 - $50,000,000
Q =Appraisal
U = B o o k Va lu e
B=$ 1,001 - $2.500
G =$100.001 - $1,000.000
K =$15,001 - $50,000
O =$500.001 - $ 1.000,000
R =Cost (Real Estate Only)
V = Oth e r
C = $ 2 .5 01 - $ 5 ,000
H I =$ 1,000,001 - $5.000,000
L =$50,001 - $ 100,000
PI =$1.000,001 - $5,000,000
P4 =More Ihan $50.000,000
S = Asse ssmen t
W = Es l ima ted
D = $5,001 - $15.000
H2 =More than $5,000,000
M =$ 100.001 - $250,000
P2 =$5,000,001 - $25.000.000
T = C a s h M a r k e t
E =$15.001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 5 o f 7
N a m e o f P e r s o n R e p o r t in g
Krieger , Marc ia S .
D a t e o f R e p o r t
O5/I 5/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
A. B. C.
D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d
( includ ing t rus t a s se t s ) rep ortin g p er io d o f re po rtin g p er io d
(1) (2) (1) (2)
Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e
exempt from prior disclosure C o d e 1 d iv ., r e n t, C o d e 2 M eth o d
( A - H ) o r in t.) (J -P ) C o d e 3
( Q - W )
(l )Type (e.g.,
buy , se l l ,
r e d e m p t i o n )
Transact ions dur ing repor t ing pe r iod
(2) (3) (4)
Date Value Gain
mm/dd/yy Code 2 C o d e 1
( J - P ) ( A - H )
I d e n t i t y o f
buyer /se l l e r
( i f p r iva te
t r a ns a c t ion)
1 8 . S o ld 07/22/10 K [ A
I. In co me Ga in Co d es :
(S ee Col um ns BI and D4)
2.Value Codes
(S ee Col um ns CI and D3 )
3.Value Me,hod Cocics
(S ee Col um n C2)
A=$1,000 or less
F=$50,001 - $100,000
J =$15,000 or less
N =$250,001 - $500,000
P 3 =$25,000,001 - $50,000,000
Q=Appraisal
U =Book Value
B =$1,001 - $2,500
G =$ 100,001 - $ 1,000,000
K $ 1 5 , 0 0 1 - $ 5 0 , 0 00
O =$500,001 - $1,000,000
R =Cost (Real Estate Only)
V =Ot her
=$2,501 - $5,000
I =$ 1,000,001 - $5 ,000,000
-$50,001 - $ 100,000
1 =$1.000,001 - $5,000,000
P4 More t han $5 0 , 0 0 0 , 0 00
= Asscssmcn t
W = Es t ima lcd
D =$5,001 - $15,000
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T =Cash Marke t
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 6 of 7
Name of Person Repor t ing
Krieger, Marcia S.
Date o f Report
05/I 5/201 I
V II I. A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a.,~ica,epar, o~’re~,o,a
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FINANCIAL DISCLOSURE REPORT
Page 7 of 7
Name of Person Report ing
K r i e g e r , Ma r c i a S .
Date of Report
05/15/201 I
IX. CERTIFICATION.
1 cer t i fy tha t a l l i n fo rmat ion g iven above ( inc lud ing in fo rmat ion per t a in ing to my spouse and minor o r dependen t ch i ld ren , i f any ) i s
a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yprov i s ions permi t t i ng non -d i sc losu re .
1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the provis ions of 5 U.S .C. app . § 501 e t . seq . , 5 U.S .C. § 7353 , and Judicia l Confe rence r egula t ions .
Signature: S] Ma rcia S. Krieger
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544
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FINANCIAL DISCLOSURE REPORT
FOR C A LEN D A R Y EA R 2010
Report Required by the Ethics
in Govermnent Act of 1978(5 U.S.C. app..~’.sq 101-111)
I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )
Krieger , Marc ia S .
4. Title (Article IIl judges indicate active or senior status;
magistrate judges indicate full- or part-time)
U.S. District Judge - Active
7. Chambers or Off ice A d d r e s s
Alfred A. A rraj U.S. Crthouse901 19th Street , A941
Denver , Colorado 80294
2 . C o u r t o r O r g a n i z a t io n
U.S. District Court , Colorado
5a. Report Type (check appropriate type)
] Nomination, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the basi s o f the information contained i n t h i s R e p o r t a nd a nym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t is , i n m y o p i n i o n , in c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .
R e v i e w i n g Off icer Date
3. Date o f R e p o r t
05/15/201 I
6. Reporting Period
01/01/2010
to
12/31/2010
I M P O R T A N T N O T E S : The instruct ions accompanying this form must be fol lowed Complete al i parts,
checking the N O N E b o x f o r each pa rt where you have no reportable information. Sign on last page.
I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)
[~ N O N E (No reportable positions.)
1 . B o ar d M em b er
2. B o ar d M em b er
3. B o ar d M em b er
4.
5.
P OS ITION NAME OF O R G A N I Z A T I O N / E N T I T Y
K e nya n Ch i l d re n Found a t ion
O u r C o u r t s
Colorado Judic ia l Inst i tute
I I . A G R E E M E N T S . (Repomng i.aivlaual o.ty; se~ ~. 1 4 - 1 ~ o / ~ l l n g i n s , r u c t i o ~ )
~ ] N O N E (No reportable a greements . )
DATE PARTIES AND TERM S
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FINANCIAL DISCLOSURE REPORT
P a g e 2 o f 7
N a m e o f P e r s o n R e p o r t in g
K r i e g e r , Ma r c i a S .
D a t e o f R e p o r t
05/15/2011
I I I . N O N - I N V E S T M E N T I N C O M E . m e p o . i n g individual and spouse; see pp. 17-24 of filing instructions.)
A. Fi ler ’ s Non -Inves tm ent Incom e
~] (No reportable non-investment income.)ONE
DATE SOURCE AND TYPE
2.
3.
4.
INCOME( y o u r s , n o t s p o u s e ’ s )
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - if you were ma rried during anyportion of the reporting year, complete this section.
(Dollar a m o u n t not required except for honorar ia . )
N O N E ( N o reportable non-investment income.)
DATE SOURCE AND TYPE
1 .
2.
3.
4.
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertalnmen£
(Includes those to spouse and dependent children; see pp. 25 -27 of filing instructions.)
~ N O N E (No reportable reimbursements.)
SO U R C E D A T E S LO CA T IO N PURPOSE ITEMS PAID OR PROVIDED
2. A m e ric an B ar A ss oc ia tio n 2 /4 /2 01 0 - 2 /5 /2 01 0 O rlando , Flo rida R eceip t o f Burnham T ransp orta tion , m eals and lodging .Greeley Award fo r "Our
Courts" program
3.
4.
5.
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FINANCIAL DISCLOSURE REPORT
P a g e 3 o f 7
N a m e o f P e r s on R e p o r t i n g
K r i e g e r , Ma r c i a S .
D a t e o f R e p o r t
05/I 5/2011
V . G I F T S . ~ l n c t u d e s t h o s e t o s p o u s e a n d d e p e n d e n , children; see pp. 28-31 of fi l ing instructions,)
N O N E (N o repo r tab le g i f ts .)
SOURCE DESCRIPTION
I.
2.
3.
4.
5.
V A L UE
V I . L I A B I L I T I E S . a n d u d e s t h o s e o /s p o a s e a n d dependent children; see pp. 3 2 - 3 3 of filing instructlon~)
N O N E (N o r epor table liab i l it ies. )
CREDITOR DESCRIPTION
I.
2.
3.
4.
5.
VALUECODE
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FINANCIAL DISCLOSURE REPORT
P a g e 4 o f 7
Name of Person Report ing
Krieger, Marcia S.
Date of Repor t
05/I 5/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i .e o . ~ e , v ~ e , t ransact ions ( Includes those of .spouse and dependent chi ldren; .see pp . 34-60 of f i ling instructions. )
D N O N E (No reportable income, assets, or transactions.)
2.
3.
4.
5.
6.
7.
8.
9.
1 1 .
1 3 .
1 4 .
1 5 .
1 7 .
A. B . C.D e s c r i p t io n o f A s s e t s Income during Gross value at end
( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d
(1) (2) (i) (2)
P l a c e " ( X ) " a f t e r e a c h a s s e t A m ou n t T y p e ( e . g . , Value Value
exemp t from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) ( J - P ) C o d e 3
( Q - W )
Is t Nat ional Bank of Cook, MN
Am pahoe Cred i t Un ion
E nt
CD - Proficio Bank, Sal t Lake City
CD - Am er i can Expres s Bk - Sa l t Lake Ci ty
C D - G E Mo n e y B a nk
I R A / S E P
- - A labama Power Co . No tes
-- Tennessee Val ley Auth Notes
- - CD - Pro f i c io Bank Sa l t Lake Ci ty
- - CD - Am er i can Expres s Bank , Sa l t Lake
N o n e J T
A Interest K T
A Interest K T
A Interest
A Interest
A Interest
D Int./Div. M T
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
0) (2) (3)
T y p e ( e . g . , D a t e Value
b u y , s e l l , m r r d d d / y y C o d e 2
r e d e m p t i o n ) ( J - P )
Matured 03/04/10 K
Matured 06/09/I 0 K
Matured 12/08/10 K
Matured 03/04/10 K
Matured 06/09/10 KCity
- - CD - GE Money Bank
- - SPY
- - S D S
- - SPY
Matured 12/08/10 K
Bu y 06 /02/10 K
Sold 06 /09 /10 K
Bu y 07/19/10 K
Sold 07/21/10 K
Bu y 07/21/10 K
(4) ( 5 )
Gain Identity of
C o d e 1 buyer/seller
(A-H ) (if p rivate
t r a n s a c t i o n )
A
A
1. I ncome Gai n Codes:
( S ee Col umns BI and D 4)
2.Val ue Codes
( S ee Col umns CI and D 3)
3.Value Method Codes
( S ee Col umn C2)
A=$1,000 or less
=$50,001 - $ 100,000
-$15,000 or less.
=$250,001 - $500,000
P3 -$25,000.001 - $50.000,000
Q=Appraisal
= Book Val uc
B=$1.001 - $2,500
G =$100,001 - $1,000,000
K=$15.001 - $50,000
O =$500,001 - $ 1,000,000
R Cost ( Real E s l a t e Onl y )
V Other
C =$2,501 - $5,000
H I =$1,000,001 - $5.000,000
L -$50,00t - $100.000
P I =$1,000,001 - $5,000,000
P 4 Mor e t han $ 50, 000, 000
S = Asscssmcnl
W = E st imat ed
D =$5.001 - $15,000
H2 =More than $5,000.000
M -$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T = Cash Mar ket
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
P a g e 5 o f 7
N a m e o f P e r s o n R e p o r t in g
Kr i ege r , Marc i a S .
D a t e o f R e p o r t
05/15 /201 I
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions 0
~] N O N E (No reportable income, assets, or transactions.)
A. B. C.
D e s c r i p l io n o f A s s e t s I n co m e d u r i n g G r o s s v a l u e a t en d
( in c lu d in g tru s t asse ts ) rep o rtin g p er io d of repo rt ing per iod
(]) (2) O) ( 2 )
Place "(X)" after each asset A m o u n t Type (g., V alu e V a lu e
exempt from prior disclosure Code 1 d iv . , ren t , C o d e 2 M e t h o d
( A - H ) or in t . ) (J-P) C o d e 3
( Q - W )
Type (e.g. ,
buy, sel l ,
r ed em p t i o n )
T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4 )
D a t e V a l u e G a i n
m m / d d /y y C o d e 2 Code 1
( J - P ) (A-H)
( 5 )
Iden t i ty o f
buyer / se l le r
( i f pr ivate
t ransac t ion)
1 8 .
19. P roper ty , S t . Louis County , MN None N W
Sold 07/22/10 K
I. Income Gain Codes: A -$1,000 or less B = $ 1,001 - $ 2,500 C = $ 2,501 - $ 5,000 D =$5,001 - $15,000
(See Columns 131 and D4) F = $50,001 - $100,000 G =$100,001 - $ 1,000,000 H 1 -$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J $15 ,000 o r l e s s K = $15,001 - $5 0,000 L = $50,001 - $100,000 M =$100.001 o $250,000
(See Co lumns CI and D3) N $250 ,001 -$500 ,000 O=$500,001-$1,000,000 P 1 = $ 1, 00 0, 00 1 - $ 5 ,0 00 ,0 00 P 2 = $ 5, 00 0, 00 1 - $ 2 5, 00 0, 00 0
P 3 $25,000,001 - $ 50,000,000 P 4 = More than $ 50,000.000
3 . Val ue Met hod Codes Q =Appra isal R C os t (Rea l Es ta l e On ly) S = A ssessm ent T = Cash M arkcl
(See Co lumn C2) U = Book Val ue V - O t h e r W = E st imat ed
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 6 of 7
Nam e of Person Report ing
Krieger, Marcia S.
Date of Report
05/I 5/2011
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
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FINANCIAL DISCLOSURE REPORT
P a g e 7 o f 7
Nam e of Person Reporting
Krieger , Marc ia S .
Date of Report
05/15 /2011
I X. C ERT I FI CAT ION .
I cer t i fy that a l l in format ion g iven above ( including in format ion per ta in ing to my spouse and minor or dependent ch i ldren , i f any) i s
accurate , t rue, and com plete to the bes t o f m y kno wledge and be l i ef , and that any in form at ion not repor ted was wi thheld because i t met ap p l icab le s t a tu toryp rovis ions permi t t ing non-d i sclosure .
1 fu r t h e r ce r ti f y t h a t e a r n ed i n co m e f r o m o u t s id e em p l o y m en t an d h o n o r a r i a an d t h e accep t an ce o f g i f ts w h i ch h av e b een r ep o r t ed a r e i ncom pl iance wi th the p rovi s ions o f 5 U.S.C. app . § 501 e t . seq ., 5 U.S.C. § 7353, and Jud icia l Conference regulat ions .
Signa ture : S [ M arc ia S . Kr ieger
N O T E : A N Y I N D I V I D U A L W H O K N O ~ V I N G L Y A N D W I L FU L L Y F A L S IF IE S O R F A L L S T O FI L E T H I S R E P O R T M A Y B E S U B J E C T T O C IV I LA N D C R I MI N A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 04 )
Com m it tee on Financ ia l Disc losureAdm inis t ra t ive Off ice of the Uni ted Sta tes Cour tsSui te 2-301O ne C o lum bus C i rc l e , N . E .Washington , D.C. 20544