Manual Updates and Assessments within StratexPoint
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Monitor Compliance. Manage Risk. Execute Strategy. Manual Updates and Assessments within StratexPoint October 2016
Transcript of Manual Updates and Assessments within StratexPoint
Monitor Compliance. Manage Risk. Execute Strategy.
Manual Updates and Assessments within StratexPointOctober 2016
Purpose
Purpose
The purpose of this presentation is to provide a detailed understanding of how to manually update and assess items within StratexPoint.
Topics covered Assess & Update webpart Single Item webpart
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Assess & Update webpart
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Assess & Update webpart con’t
Purpose
The Assess & Update webpart is designed to provide a central location where all items can be updated & assessed.
The webpart is personalised to provide show only the items to be updated/assessed by the current user and only when those items are due for update.
Location<siteurl>/Lists/WebPartPages/stratexupdate.aspx
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Assess & Update webpart con’t
360 Design
This webpart is designed to provide a 360⁰ view of the item(s) to updated (A), supporting details (B) to support and inform updates and assessments.
Navigate using the pop-out pane on the right (C).
A
BC
Indicators due for updateIndicators due for update
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Indicator Update
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Indicator Update
Allow the backdatin
g of indicators
Switch on/off
indicators updated/d
ue
End date of the
period to be
updated
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Indicator Update
Update Frequency & no. indicators to be
updated
Switch roles from Updater to
Responsible
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Indicator Update
Details about the Indicators
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Indicator Update
Enter Actual
Indicator Value
Copy the Previous periods value to the
current periodAdd
commentary
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Indicator Update
Indicators due for update
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Indicator Update
Detail pane
Navigate between detail panes
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Risk Assessment
Switch Entities
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Risk Assessment
Switch between Residual, Inherent & Maximum
assessments
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Risk Assessment
Switch the ‘unit of measure’ for the
assessment
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Risk Assessment
Impacts which are defined as drivers within the
framework
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Risk Assessment
Switch between Downside &
Upside assessments
Assess Likelihoo
d per Risk
Set Risk Treatmen
t
Monitor Compliance. Manage Risk. Execute Strategy.
About Ascendore & StratexPoint
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About Ascendore
We believe that risk management and compliance must enable strategy execution and value creation, not simply tick
regulatory boxes.
Who we are
We are a technology firm that understands Governance, Risk and Compliance (GRC) and how to embed cultural change and accountabilities.
What we do
We provide the leading SharePoint based Governance, Risk and Compliance (GRC) solution to financial services firms and their regulators.
How we do it
We manage the delivery of our solution as a business change project not as a technical software implementation
Our Values
Ambitious Accountable Aligned Agile
We wrote the book on integrating strategy and risk management
Our conceptually sound framework and change roadmap is based on a proven methodology.
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Typical problems we solve with our customers
Embedding the right risk and compliance culture
Establishing a single repository of risk and
compliance data
Reducing the time and complexity associated with using spreadsheet-based
risk and compliance registers
Ensure each of the three lines of defence play the
correct role, and have the tools & data to do so.
Automating risk and compliance activities and
processes, including reporting and dashboards
Demonstrating to regulators (and the board) that risk and compliance
are at the heart of the firm’s decision-making
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About StratexPoint
We provide Integrated Governance, Risk & Compliance solution(s) built on familiar, office platforms. We propose to provide StratexPoint, an Integrated GRC (Governance, Risk & Compliance) software solution.
Strategy and Risk Appetite are central
Built on the world’s leading collaboration platform
Incorporating a proven Governance model - ‘RACI’
Built around a conceptually sound
data model
Delivering world-class risk reporting, plus enabling the
‘right risk culture’
An Integrated GRC solution
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Our solutions
We provide Integrated Governance, Risk & Compliance solution(s) built on familiar, office platforms.
Our solutions deliver
High ROI High User Adoption High Levels of assurance that your
business is operating within appetite
StratexPoint
Built on the ubiquitous SharePoint platform
Supports each of the Three Lines of Defence
Comprehensive in nature but modular in deployment
StratexCloud – our Azure cloud platform.
Stratex365* – our Office 365 app
StratexStudio* – our mobile app
* Available end of 2016
Monitor Compliance. Manage Risk. Execute Strategy.
Manual Updates and Assessments within StratexPointOctober 2016
