Manliness and the Constitution by John M. Kang
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Transcript of Manliness and the Constitution by John M. Kang
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8/6/2019 Manliness and the Constitution by John M. Kang
1/72Electronic copy available at: http://ssrn.com/abstract=1339645
MANLINESSANDTHECONSTITUTIONJOHNM.KANG*
INTRODUCTION ............................................................261 I. THOMASHOBBES:HOWHYPERMASCULINITY
NECESSITATESABSOLUTEMONARCHY ...............268 II. ROBERTFILMER:THEAUTHORITYOFTHEFATHER
ANDTHEMANLYMONARCH ...............................276 III.LOCKESATTACKONPATRIARCHALISMAND
ABSOLUTEMONARCHY.........................................283 IV.THEAUTHORITYOFTHEPEOPLE .........................287
A. Civility ............................................................2931. CriticismoftheKing ..............................2972. EnlightenmentEmbraceofCivility......3023. NecessaryforAdjudication...................313
B. Deliberation....................................................318 V. THEAMBIVALENTPLACEOFTHEGENTLEMANIN
THECONSTITUTIONALORDER..............................326
INTRODUCTION
Men
as
a
group
are
saddled
with
at
least
three
broad,
and
notnecessarilybaseless,caricatures:thehypermasculinebrute,thedutifulgentleman,andtheindependentthinkerwhoishis
*AssistantProfessorofLaw,St.ThomasUniversitySchoolofLaw.IwouldliketothankMarkBrandon,LauraGomez,TomJoo,andLenoraLedwonforconversation and, for comments on the Article, Keith Bybee, Nancy Ehrenreich,JamieFox, Lauren Gilbert, David Law, Athena Matua, and Ann McGinley. AndreaLuedecker and Adam Gersten provided research assistance. A version of thisArticle was presented at Lat Crit XII in Miami, the MiamiFlorida StateStetson
JuniorFacultyForum,theAssociationfortheStudyofLaw,CultureandHumanitiesconferenceattheUniversityofCaliforniaatBerkeley,theConferenceofAsianPacificAmericanLawFacultyattheUniversityofDenver,andthe2008meeting
in
West
Palm
Beach
of
the
Southeastern
Association
of
Law
Schools.
ThisArticleisforPeterH.Kang,Esq.,tirelessPublicDefenderand,inthebestsense,agentlemanoftheConstitution.
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8/6/2019 Manliness and the Constitution by John M. Kang
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262 HarvardJournalofLaw&PublicPolicy [Vol.32
ownman.Theseportraitsdomorethanpopulateourculture;theyinformtheSupremeCourtsconstitutionaljurisprudence.
First, let us consider the image of men as hypermasculine
brutes who are consumedby a propensity for atavism, violence, and domination.1 A characteristic of hypermasculinemenisthedesiretoavengeviolentlyperceivedwrongsdonetothem,includingwrongsintheformofpublicslights.2ThisdescriptionmaycalltomindtherabidMiamiDolphinsfanwhofeelscompelledtopunchtheloudmouthattheotherendofthesportsbarwhohasdishonoredthereputationofDanMarino.Wemayalsothinkoftheenragedhusbandwhobeatshiswifefor publicly humiliating him. Mindful of insults role in hypermasculinity, the Supreme Court has sought to preemptconditions where it can provoke violence. A stark example is
1.SeeMaryEllenGale,CallingintheGirlScouts:FeministLegalTheoryandPoliceMisconduct,34LOY.L.A.L.REV.691,746(2001)(explainingthatthehypermasculinegenderingofpoliceworkhasledtocorruption,excessiveforce,andextremeviolence);AngelaP.Harris,Gender,Violence,Race,andCriminalJustice,52STAN.L.REV.777,785(2000)(describinghypermasculinityastheexaggeratedexhibitionofphysicalstrengthandpersonalaggression);JamesE.Robertson,APunksSongaboutPrisonReform,24PACEL.REV.527,534(2004)(defininghypermasculinityasthe magnification of masculinity as expressed through radical individualism,violence, and the will to dominate). My use of the term hypermasculinitymeansessentiallythesamethingasmachismoasusedbyDonaldMosherandSilvanTomkins.MosherandTomkinsdefinedtheideologyofmachismoasasystemofideasformingaworldviewthatchauvinisticallyexaltsmaledominance
byassuming masculinity, virility,and physicality tobe the ideal essenceofrealmen who are adversarial warriors competing for scarce resources (includingwomenaschattel)inadangerousworld.DonaldL.Mosher&SilvanS.Tomkins,Scripting theMachoMan:HypermasculineSocialization andEnculturation, 25J. SEXRES.60,64(1988)(emphasisremoved).
2.AccordingtoMosherandSirkin,amachomanmustdefendhismasculineidentityfromanyassaultonhismasculinestatusorsexualpotency.Interpersonally...withmen,hemustdisplayacoolandaloofselfconfidenceashe iseverreadytorespondtoveiledinsultsduringverbalduelingwithverbalorphysicalaggressiveaction.DonaldL.Mosher&MarkSirkin,MeasuringaMachoPersonalityConstellation,18J.RES.PERSONALITY150,150(1984);seealsoCynthiaLee,TheGayPanicDefense,42U.C.DAVISL.REV.471,479(2008)(discussinghowsomemenwhoselfidentifyasheterosexualviolentlyattackgaymenwhomakeunwantedsexualadvancestowardthem);JamesE.Robertson,ClosingtheCircle:WhenPriorImprisonmentOughttoMitigateCapitalMurder,11KAN.J.L.&PUB.POLY415,421(2002) (Many male inmates respondby exaggerated displays of manhood, inwhich evenminor slightsbyothersbecome directchallenges to their masculinestatus.); Frank Rudy Cooper, Whos theMan?:Masculinities and Police Stops
(Suffolk University Law School, Research Paper No. 0823, 2008), available athttp://ssrn.com/abstract=1257183(arguingthatpolicefrisksmaybepromptedbyadesirebypoliceofficerstoasserttheirhypermasculineidentities);infraPartI.
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No.1] ManlinessandtheConstitution 263
thefightingwordsdoctrine,createdbytheCourtinChaplinskyv.NewHampshire.3TheCourtallowedaprohibitiononfightingwords whenconstruedas those thatmenofcommon intelli
gence would understand wouldbe words likely to cause anaverageaddresseetofight.4Fightingwordscanbethreatening, profane or obscene revilings, especially when utteredfacetoface.5Fightingwords,theCourtdeclared,shouldnotreceive constitutional protectionbecause by their very utterance,[they]inflictinjuryortendtoinciteanimmediatebreachofthepeace.6TheCourtelaborated:
Ithasbeenwellobservedthatsuchutterancesarenoessentialpartofanyexpositionofideas,andareofsuchslightsocialvalueasasteptotruththatanybenefitthatmaybederivedfromthemisclearlyoutweighedbythesocialinterestinorderandmorality.7
Noticethatthefightingwordsdoctrinetargetsmenanddrawsfrom a gendered worldview. [M]en of common intelligenceandordinarymen8arethetouchstoneand,althoughwomentheoretically can also retaliate with violence against men orwomen, theChaplinsky Court never refers to the female perspective. For the Court, only men threaten the public peacewith their anger and, thus, only men must notbe needlesslyaggravated.
Against this image of hypermasculinity stands the ideal ofthe gentleman: civil, dutiful, gracious, and protective of theweak.9Hereisthemanwhounfailinglyabsorbsthecasualparade of daily slights with stoic politeness and, in his old
fashionedandperhapsvaguelychauvinisticway,alwaysopensdoors forwomen.Thegentlemanalsodiffers from thehyper
3.315U.S.568(1942).4.Id.at573.5.Id.; seealso Cantwell v. Connecticut, 310 U.S. 296, 30910 (1940) (Resort to
epithetsorpersonalabuseisnotinanypropersensecommunicationofinformationoropinionsafeguardedbytheConstitution,anditspunishmentasacriminalactwouldraisenoquestionunderthatinstrument.).
6.Chaplinsky,315U.S.at572.7.Id.8.Id.at573(emphasisadded).
9.See THOMAS L. SHAFFER WITH MARY M. SHAFFER, AMERICAN LAWYERS AND
THEIRCOMMUNITIES:ETHICS INTHELEGALPROFESSION43,86,93(1991)(arguingthat a gentleman possesses, among other things, civility, duty, kindness, and adesiretoprotecttheweak).
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264 HarvardJournalofLaw&PublicPolicy [Vol.32
masculinebrutebybeingmindfulofhiscivicresponsibilities.10In1996,theVirginiaMilitaryInstitute(VMI)caseaffordedtheSupremeCourtanopportunitytoponderthemeaningofbeing
agentleman.11TheCourtrejectedVMIspolicyofdenyingadmission to women applicants,because the policy violated theEqual Protection Clause and, more specifically, VMIs policystoodasanobstacletotheCourtsadvancementofgenderneutrality.12ForJusticeScalia,whodissented,theCourtsvindication of gender neutrality defeated a public sanctuary whereyoungmencoulddevelopvirtuesasgentlemen.JusticeScaliafound powerfully impressive the schools requirement thatitsstudentsabidebyalistofrulesforgoodbehaviorknownastheCodeofHonor.13TheCodeinsisted,amongotherthings,thatagentleman:
Doesnotgotoaladyshouseifheisaffectedbyalcohol.He
istemperateintheuseofalcohol.
Does not losehis temper; nor exhibitanger, fear,hate,embarrassment,ardororhilarityinpublic.
[N]everdiscussesthemeritsordemeritsofalady.
Doesnotputhismannersonandoff,whetherinthecluborin aballroom. He treats people with courtesy, no matterwhattheirsocialpositionmaybe.
Doesnotlickthebootsofthoseabovenorkickthefaceofthosebelowhimonthesocialladder.14
These responsibilitiesaresurelyarduous formanymen,especiallyof collegeage,butVMI formally expected its recruitsto embrace opportunities to fulfill the Codes tenets. Tobe agentlemanatVMIwas toattaina lustrousnobility,apremisethatfindsexpressionintheCodespreface:
10.Seeid.Thereisperhapsnobetterexemplarofthesetraitsinfictionthanthelawyer Atticus Finch.See HARPER LEE, TO KILL A MOCKINGBIRD (1960).See alsoSHAFFER WITHSHAFFER,supranote9,at43,4546 (discussingAtticusFinchasaquintessentialgentleman).
11.UnitedStatesv.Virginia,518U.S.515(1996).
12.
See
id.
at
534,
557.
13.Id.at60203(Scalia,J.,dissenting).14.Id.
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No.1] ManlinessandtheConstitution 265
Without a strict observance of the fundamental Code ofHonor, no man, no matter how polished, canbe considered a gentleman. The honor of a gentleman demands theinviolabilityofhisword,andtheincorruptibilityofhisprinciples.Heisthedescendantoftheknight,thecrusader;heisthe defender of the defenseless and the champion ofjustice...orheisnotaGentleman.15
Somewhatcomplementary to the imageof thegentleman istheidealofmenasindependentand,especiallyinthepoliticalrealm,as independent thinkers.16Nojudgearticulated the latterviewwithmorepoignancy thanJusticeBrandeis inhis famous concurrence in Whitney v. California.17 Conventionallylaudedforitsbracingsupportoffreespeech,JusticeBrandeissopinion is partly a discourse about male identity. He arguedthatmenmustpossessastoutcouragetoexercisetheirconstitutional rights. The Framers, Justice Brandeis asserted, believed liberty tobe the secret of happiness and courage tobethe secret of liberty.18 Unfortunately, Justice Brandeis providedlittledirectexplanationforthestatementsmeaning.Hesimplyannouncedthatcouragemustcounteractthepathologyof fearbecausefearbreeds repression...repressionbreedshate...hate menaces stable government and the path ofsafetyliesintheopportunitytodiscussfreelysupposedgrievances and proposed remedies.19 Courage is not exclusive tomen,but its etymology in Greek, Latin, and Hebrew derivesfromthewordforman,asiftobecourageousisnecessarilytobemanlyandvice versa.20Thiscorrelationwasnot lostonJustice Brandeis. Although theWhitney case concerned Charlotte Anita Whitney, a woman, and probably a courageous
15.Id.at602.
16.SeeLeslieBender,ALawyersPrimeronFeministTheoryandTort,38J.LEGALEDUC. 3 (1988), reprinted in FEMINIST LEGAL THEORY: FOUNDATIONS 58 (D. KellyWeisberged.,1993)(arguingthatmendesireindependencewhereaswomendesirecommunity);RobinWest,JurisprudenceandGender,55U.CHI.L.REV.1,612(1988)(arguingthatliberaltheoryenvisionsmenasindependentbeings).
17.274U.S.357,372(1927)(Brandeis,J.,concurring),overruledbyBrandenburgv.Ohio,395U.S.444(1969).
18.Id. at 375; see also Vincent Blasi,TheFirstAmendment and the Ideal ofCivicCourage:TheBrandeisOpinion in Whitney v. California, 29WM. & MARY L. REV.
653
(1988).
19.Whitney,274U.S.at375(Brandeis,J.,concurring).20.Seeinfranotes35657andaccompanyingtext.
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one,21JusticeBrandeissonlyreferencetowomenasagenderinWhitney hardly rendered them courageous: Men fearedwitchesandburntwomen. It is the function ofspeech to free
men from thebondage of irrational fears.22Justice Brandeisdepicted women as passive objects of mens superstition orenlightenment;forhim,menwerethesolepoliticalactors,andthatiswhyheurgedmen,andnotwomen,tobecourageous.
TheAmericanconstitutionalenterprise,according toJusticeBrandeis,investeditshopesinmen,but,ontheotherhand,thefighting words doctrine and the Supreme Courts decision intheVMIcaseimplythatmencanpresentthreatstoit.ThetensionmaycauseustowonderhowtomakesenseofmaleidentityintheAmericanconstitutionalorder.ThisArticleexaminesthetensionbydelvingintothehistoricaloriginsofmaleidentityanditsrelationtotheAmericanConstitution.
This examination begins in the sixteenth and seventeenthcenturiesofearlymodernEngland,fortheAmericancolonistswould eventually have to grapple with ideas that arose fromthis period. Two of the most prominent conceptions of maleidentity inearlymodernEnglandmadeconstitutionaldemocracy,astheAmericansunderstoodit,philosophicallyunrealistic. Thomas Hobbes represents one conception, and RobertFilmertheother.
PartIpresentsapictureofearlymodernEnglandwherethespectacleofmenengagedinpublicbrawlsoverissuesofhonorwascommon.Reactingtothispublicviolence,theseventeenthcenturyphilosopherHobbesbemoanedthatmenshypermascu
linitymadethemineligibleforthedisciplinedandmatureenterpriseofselfgovernment.Onlyanabsolutemonarch,Hobbesinsisted,couldcontrolmenforpurposesofcollectivepeace.
Part II shows that Filmer, another prominent seventeenthcenturyEnglishphilosopher,alsobelievedthatmenweregenerallyincompetentforselfgovernment.UnlikeHobbes,Filmerarguedthatmenwerepsychologicallyinfantileandthuslackedthemanlyindependenceforselfgovernment.Onlytheking,wroteFilmer, had the requisite manliness of a powerful father, andmenrequiredthefathersloveandguidancewhileowinghim
21.
See
generally
Ashutosh
A.
Bhagwat,
The
Story
of
Whitney
v.
California:
The
Power
ofIdeas,inCONSTITUTIONALLAWSTORIES407,40912(MichaelC.Dorfed.,2004).22.Whitney,274U.S.at376(Brandeis,J.,concurring).
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No.1] ManlinessandtheConstitution 267
completeobedience.Bythelateseventeenthcentury,however,philosopherslikeJohnLockebegantochallengeabsolutemonarchy in a manner that would influence how the American
coloniststhoughtaboutmaleidentityanditsrelationshipwithpoliticalauthority.PartIIIoutlinesthisshift.
Although the American colonists were not the first to challenge absolute monarchy, they were the first to create a government thatcompletelydidawaywithaking.This radicallydemocratic move, in turn, required the colonists to imagineconceptions of male identity that would help to underwritetheir change in governance. The colonists first had to parryHobbess and Filmers arguments for the kings authority. Insteadofbestowingupon thekingthemantleof indispensablerefereeorlovingpatriarch,theAmericans,asillustratedinPartIV,ridiculedhimasahypermasculinebrute.Bydelegitimizing
the king, the colonists cleared a philosophical path for a newgovernmentwhereallauthorityformallyresidedwiththepeople themselves. That move in turn prompted the colonists todevelop an account of public virtue that expected men tobehaveinamannerthatwoulddemonstratetheircompetenceforselfgovernment.AgainstHobbes,thecolonistspressedAmerican men to embrace civility, including civility toward socialinferiors,ratherthanallowingAmericanmentobedrivenbyaviolent hypermasculinity. Against Filmer, the colonists urgedAmericanmentoevincetheirmanlyindependencebydeliberatingpolitical truths insteadofdeferring tosocialbetters.Forthese reasons, the political imperatives of the Constitution
helped
to
create
a
model
of
an
independent
minded
American
gentleman. The ideal of manliness as conceivedby the Founders, however, presently occupies an ambivalent place in ourconstitutionalculture.PartVreflectsonthiscondition.
ThisArticleseekstoofferauniquecontributiontotheexistinglegalscholarshiponmaleidentity.Muchofthatscholarshipiswrittenbyfeministprofessorswhoareprincipallyconcernedwith the study of female identity, and male identity only figuresintheanalysistotheextentitcanilluminatetheformer.23
23.SeeNancyLevit,FeminismforMen:LegalIdeologyandtheConstructionofMaleness,43UCLAL.REV.1037,1038(1996)([I]nseveralimportantrespects,apartfrom
thecrucialroleofculprit,menhavebeen largelyomittedfromfeminism.).Otherarticleshavelookedattheconstructionofmaleidentity.SeeNancyLevit,MalePrisoners:Privacy,Suffering,andtheLegalConstructionofMasculinity, inPRISONMASCU
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Suchafocusisunderstandablegiventhatfeministscholarshipseekstoempowerwomenbyexposinggenderbias.24ThisArticle focuses squarely on male identity as deserving its own
analysis.Furthermore,thearticlesthatdofocusonmale identity tend todwellon issuespertaining tostatutory interpretation or the Equal Protection Clause, such as employment discrimination,25singlesexeducation,26andprisons.27ThisArticleexploresmaleidentityas itrelatestogeneralnotionsofpoliticalauthority,thearrangementofinstitutionalpower,andcivicethosin short, some of the fundamental aspects of constitutionalenterprise.
I. THOMASHOBBES:HOWHYPERMASCULINITY NECESSITATESABSOLUTEMONARCHY
The
most
quoted
line
from
Thomas
Hobbess
lengthy
book
Leviathan declares that the life of man, when there is nocommonpowertokeepthemallinawe,ispoor,nasty,brutish,andshort.28Withthisweirdlybleakintroduction,Hobbesprepared the reader for perhaps the most famous argumentagainsta limitedgovernmentsuchas thatcreatedby theU.S.
LINITIES93102(DonSaboetal.eds.,2001)[hereinafterLevit,MalePrisoners];AnnC.McGinley,HarassingGirlsattheHardRock:MasculinitiesinSexualizedEnvironments,2007U.ILL.L.REV.1229[hereinafterMcGinley,Harassing];AnnC.McGinley,MasculinitiesatWork,83OR.L.REV.359(2004)[hereinafterMcGinley,Masculinities];seealsoMaryAnneC.Case,DisaggregatingGenderfromSexandSexualOrientation:TheEffeminateManintheLawandFeministJurisprudence,105YALEL.J.1(1995).Forother
examples of scholars who have defined manhoodbyjuxtaposing it withwomanhood, see MARK E. KANN, A REPUBLIC OF MEN: THE AMERICAN FOUNDERS, GENDEREDLANGUAGE,ANDPATRIARCHALPOLITICS1619(1998).
24.ProfessorWeisbergexplained:Feminist legal theorists,despitedifferencesinschoolsofthought,areunited intheirbasicbeliefthatsocietyispatriarchalshapedby and dominatedby men. Feministjurisprudence, then, provides ananalysisandcritiqueofwomenspositioninpatriarchalsocietyandexaminesthenatureandextentofwomenssubordination.D.KellyWeisberg,IntroductiontoFEMINISTLEGALTHEORY:FOUNDATIONS,supranote16,atxv,xvii.
25.See, e.g., McGinley,Harassing, supra note 23; McGinley,Masculinities, supranote23.
26.See,e.g.,WilliamHenryHurd,GonewiththeWind?VMIsLossandtheFutureofSingleSexPublicEducation,4DUKEJ.GENDERL.&POLY27(1997);JonA.Soderberg,TheConstitutionalAssaultontheVirginiaMilitaryInstitute,53WASH.&LEEL.REV.429(1996).
27.
See,
e.g.,
Levit,
Male
Prisoners,
supra
note
23;
Robertson,
supra
note
1.
28.THOMAS HOBBES, LEVIATHAN: WITH SELECTED VARIANTS FROM THE LATINEDITIONOF1668,at76(EdwinCurleyed.,Hackett1994)(1651).
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No.1] ManlinessandtheConstitution 269
Constitution.HobbesassertedinseventeenthcenturyEnglandthat men were consumedby a violent hypermasculinity thatwasproblematic toevenbasicefforts atsocietalpeace.29 Note
thatHobbeswasindictingmenasasex,notmenintheuniversalist sense that subsumes women.30 Men, on his account,obsessively devoted themselves to the protection of theirhonor,andeventhemildestsocialslightswouldsetthemoff.31Worse,Hobbesbelievedthatformenviolencewasnotsimplyameanstoanend,butthatmenactuallyrelishedopportunitiestoinflictitanddidnotflinchfromthosemomentswhentheyhadtoendure it.Belligerentandtouchy,men lackedthedispassionnecessary for the pacific and disciplinedbusiness of constitutional democracy.32 For Hobbes, the only type of governmentsuitable for men was an absolute monarchy that was strongenoughtoclampdownontheirhypermasculinepassions.33
WhatledHobbestomakesuchgrimassessmentsaboutmenashypermasculine?Hewasthinkingaboutmanslifeinearlymodern England, an astonishingly violent society evenby our contemporary American standards. It is telling, for example, thatLawrence Stone, a revered historian of the period, announcedthat early modern England was at least five times more violencepronethanEnglandinthelatetwentiethcentury.34Muchof theviolencewaspropelledbyadesiretopreemptoravengeassaultsononeshonor,andaglimmerofdisrespectcouldprovoke a fight.35 As Cambridge historian Mervyn James commented, [s]illy quarrels escalated intobattles in the streets.36Further,[c]onflictswererapidlytranslatedintothelanguageof
29.Seeinfranotes8089andaccompanyingtext.30.Hobbesmadefleetingreferencestowomen,butthesereferenceshighlighthis
ascribedgenderdifferences.Hedeclaredthatmenarenaturallyfitterthanwomenforactionsoflabouranddanger,andthatthereisallowancetobemadefornatural timorousness, not only to women (of whom no such dangerous duty is expected),butalsotomenoffemininecourage.HOBBES,supranote28,at126,142.
31.Seeinfranotes8289andaccompanyingtext.32.Seeinfranotes8089andaccompanyingtext.33.Seeinfranotes9092andaccompanyingtext.34.Lawrence Stone, Interpersonal Violence in English Society 13001980, in 101
PAST&PRESENT22,32(1983).35.See MERVYN JAMES, SOCIETY, POLITICS AND CULTURE: STUDIES IN EARLY
MODERN ENGLAND 308 (1986); LAWRENCE STONE, THE CRISIS OF THE ARISTOC
RACY:
15881641,
at
223
(1965)
(arguing
that
in
the
fifteenth
and
sixteenth
century,
menfoughtoverprestigeandproperty,inthatorder).36.JAMES,supranote35,at308.
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thesword,andthiswasespeciallysowhentheyconcernedpoliticsorreligion,topicsthatarousedpride,andhenceinvolvedissues ofhonor.37Often, the onlymethod ofexpression fordissi
denceappearedtobeviolentthreats,asifthesocialdemandsoftolerating anothers competing opinion weighed unbearably onones honor.38 In this atmosphere, the gentry fought to get thebestpewinthechurch,39nobilitydueledoverwhowouldgetthemost honored seats in court,40 squires clashed over election asknights and for membership on commissions,41 and nobilityfoughtfortheprestigeofthemonarchsattention.42AccordingtoProfessorStone,[i]nasocietythatwasevenmoreobsessedwithstatusthanwithmoney,intangiblesofthissortarousedpassionswhichoftencouldonlybeappeasedinblood.43
To exacerbate matters, the local government had little successinmaintainingpeace.44Witnessthefollowingcatalogueof
lawlessness,madeall themoreappallingbyhavingbeenperpetrated,usuallyintheopen,bythemostprominentmembers
37.Id.38.SeeSTONE,supranote35,at22324.39.Seeid.at223.40.See A.J. Fletcher,Honour,Reputation and LocalOffending in Elizabethan and
StuartEngland,inORDERANDDISORDERINEARLYMODERNENGLAND92,98(AnthonyFletcher&JohnStevensoneds.,1985).
41.SeeSTONE,supranote35,at223.42.Seeid.HistorianA.J.Fletcheralsoremarkedthattherewerenumerousop
portunitiesforbattlesoverprecedence.Fletcher,supranote40,at97.Heofferedthiscatalogue:
In Elizabethan Norfolk factional politicsbecame so fraught that several
gentlemenintriguedatcourttohavetheirnameplacedabovealocalrivalatthenextrenewalofthecommissionofthepeace....Deeplyentrenchedquarrelscouldsplutterintoviolencewhenthetensionsofappearanceinthepublicarena focusedmensmindsonquestionsofpreeminence.Atthe Norwich sessions in 1582, Sir Arthur Heveningham, faced withchargesofmisconductbyEdwardFlowerdew,burstoutintoagreatandvehement kind of railing speech against him. Abrawl with their fists
betweenSirThomasReresbyandWilliamWentworthattheRotherhamquartersessionsinthe1590sturnedintoascufflewithswordsinvolvingthe two mens followers. Arguments over seating arrangements on the
benchwerenotuncommon.WhentheToryLordCheyneandtheWhigLordWhartonappearedtogetherontheBuckinghamshirebenchin1699,Cheyneobjectedtohisrivalsittingonthechairmansrighthandandafterthebusinesstheyretiredtoduel.
Id.at9798.
43.
STONE,
supra
note
35,
at
223.
44.See id.at230(Attemptsbythe localadministrationtodealwithfeudsbetweennoblesandsquiresusuallyendedinfailure.).
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No.1] ManlinessandtheConstitution 271
of the community. Thomas Hutchinson, also known as LordRadcliffe,hadassaultedSirGermainePoole,andgettinghimdownehebitagoodepartofhisnoseandcarriedytaway in
his pocket.45 The 14th Lord Grey of Wilton snuck up to SirJohn Fortescue and repeatedly struck him with a crabtreetruncheonashelaysenselessontheground,untilthelattersservantscametotherescue.46Thenobilityalsoemployedtheservicesofretainerswhowereoftennobetterthanthugs.47Forexample,Henry,EarlofLincolnalwaysattackedwith fifteenor sixteenbullies.48 A group from the Talbot and Cavendishclans ambushed and attacked with swords SirJohn Stanhopeand four men.49 The feud between two noble families, theMarkhams and the Holles, reached a climax asboth engagedtheir respective retainers in battle. Gervase Markham waswounded and, on the excuse that he was unfairly attacked
while
on
the
ground,
planned
to
shoot
John
Holles
while
Holles was not looking.50 The 2nd Lord Rich sent twentyfiveretainerstoattackEdwardWindhaminbroaddaylightonFleetStreet, and accompanied the attack with cries of Drawe villens,drawe,Cuttoffhis legges,andKyllhim.51AgroupofmenpummeledaservantoftheEarlofLeicester,presumablyunderordersofsomenobleenemyoftheEarl.52Thomas,Lord Burgh, tried to murder a man in hisbed.53 Ralph, Lord
45.Id.at225.46.Id.at226.Lessspontaneously,scheduledduels werealsoa common prac
tice. Historian PhilipJenkins has remarked on their prevalence even in the late
seventeenth
century:
Thedefenceofhonourorselfinterestoftenimpliedaresorttoviolence,andiftheoffendingpartywasoftoohighbirthtobemerelybeatenormobbed,thenaduelcouldresult.Gentlemenworeswords,wereportrayedwiththeminpaintings,andwereexpectedtousetheminaffairsofhonour....Duelswerefrequentwhenthecodeofhonourwassosensitive,andthesituationwasexacerbatedbythepoliticalbitternessofthelaterseventeenthcentury,whenpartisanrivalriescausedmany fights involvingsomeof thegreatestfamiliesofWales.
PHILIPJENKINS, THE MAKING OF A RULING CLASS: THE GLAMORGAN GENTRY:16401790,at200(1983).
47.SeeSTONE,supranote35,at227.48.Id.at225.49.Seeid.at22526.50.Seeid.at226.
51.
Id.
52.Id.53.Seeid.
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272 HarvardJournalofLaw&PublicPolicy [Vol.32
Eure, firsthiredassassins tokilltheRecorderofBerwickand,whenunsuccessful,hiredanexperttotrytopoisonhim.54ProfessorStoneconcludedthat[s]toriesofthiskind,whichcould
beindefinitelyrepeated,provebeyondpossibilityofdoubtthatup to the end of the sixteenth century men saw nothing dishonourable in attackingby surprise with superior forces, andnothinginhittingamanwhenhewasdown.55
Even in a court of law, hypermasculine men foreboded violence. There was the common habit of noblesbringing armedretainerstoquartersessionsandassizes,theequivalentofcourtproceedings,tothreatenjudgesandopposingparties.56TheseventeenthcenturywriterJohnAubreyrecountedthat[i]nthosedays...noblemen (and also great knights as the Longs) whenthey went to the assizes or [quarter] sessions at Salisbury, etc.hadagreatnumberofretainersfollowingthem;andtherewere
(youhaveheard)feudes(i.e.quarrellsandanimosities)betweengreat neighbours.57 The feuding noble families of the RussellsandtheBerkeleysarrivedcollectivelywithfivehundredarmedmen to the Worcester quarter sessions; fortunately, peace wasbrokeredatthecourt.58AbloodieroutcomeinvolvedLordMorleys and Lord Stranges entourages, who werebrought to theLancasterassizes.59WonderfullytellingisanincidentinvolvingSir Edward Dymock. When thejudge accused him ofbringingarmedmentothecourt,Dymocksneeredthathismenwerenototherwisearmedbutwithsuchordinaryweaponsasmenusuallycarry.60TheEarlofSussextriedtoobeytherulestoleavehisretainersbehind,buthisrival,theEarlofLeicester,didnotrecip
rocate.61
The
former
complained
to
the
Queen.62
He
also
worried
a fewyears later thatanotherenemy,LordNorth,wouldbringarmedmen tocourt, inwhichcase,hewarned,Iwillcome insuchesortasIwyllnotferepertakersageynstme.63
54.Seeid.
55.Id.56.Seeid.at231.57.Id.58.Seeid.59.Seeid.60.Id.
61.
See
id.
at
232.
62.Id.at23233.63.Id.at233.
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Hypermasculine violence was hardly the exclusive domainofnobles.In1594,JohnDurant,atanner,andHenryElwood,awaterman,became involved in a quarrel at Cambridge.64 El
wood,inhisadditionalcapacityasaconstable,hadtriedtoarrestDurantsfriend,provokingDuranttocallElwoodaflaptemoutheboye.65ElwoodretortedthathewasasgoodamanasDurantandyfthyknyfewereawayethoweshouldestseewhatIwoulddoby&bye.66Afightensuedandwitnessesreported that all of Durants face wasbeblodied.67 Also consider an episode from 1604between a group of Cambridgegentlemenstudents.68Charles Garth and George Wardprotested thatSamuelWoodley,whiledeputyproctorat theuniversity, had no right to confiscate their rapiers and daggers.69Feeling slighted, Garth and Ward told the townspeople thatWoodleywasbutsomecowardlyfellow¬themannthat
he
was
reported
or
taken
to
be,
and
also
called
Woodleys
brotheracoward.70Afightensued,andGarthgreetedSamuelwithadagger,warning,Godswoundskeepebackeor Iwillletoutyorgutts.71Inanotherinstance,agroupofgentlemenscholars were indignant that a stable boy had carelesslyblockedtheirpathwithhishorse.72Thescholars,inanactthatwouldbid defiance to the modern stereotype of the shy andgentleacademic,box[ed]theboysearsandbeatthehorse.73Theboyresentedhisilltreatmentandthrewaboneatthegentlemen scholarsashescurried away.74Oneof thescholars repaid theboys insolencebystabbing thehorse. Inanotherexample,aCambridgeinnkeepercomplainedthatsomescholars,
feeling
that
the
innkeeper
had
insulted
their
honor,
had
mis
64.See ALEXANDRA SHEPARD, MEANINGS OF MANHOOD IN EARLY MODERNENGLAND127(2003).
65.Id.
66.Id.67.Id.68.Id.at141.69.Seeid.70.Id.at142.71.Id.
72.
Id.
73.Id.74.Seeid.
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274 HarvardJournalofLaw&PublicPolicy [Vol.32
used&injured[theinnkeeper]bypullinghimbythebeard&kicking&offeringtostrikeupp[his]heles.75
Hypermasculineviolencewasnotlimitedtonoblesorschol
ars. William Maphew andJohn Trott, two Cambridge cordwainers,cametoblowsaftertheformershowedoffhisbootstohis friend at an alehouse.76 Trott found the act impudent andthrewoneofthebootstotheground,therebycausingMaphewto say that theboot was as good worke as you make, andthen a fight ensued.77 After the cordwainerJohn Dod calledhim a liar, the gentleman Henry Beston reminded the formerthatheBestondidcomeofabetterstock&kynn,then[Dod]oranyofhiskynndid,and,forpunctuation,slappedhimonthe face.78 These were hardly isolated incidents as [n]earlyonethirdoftheassaultcasesheardbytheCambridgeuniversity courts cited insults as provocation, and defendants fre
quentlyjustifiedviolentresponsesasunderstandableifnotappropriatereactions.79MeninearlymodernEngland,then,didnotshununlawfulpublicviolenceasdishonorable;theysawitastheenactmentofanexaltedcodeofhypermasculinity.
Such was life inearlymodern England,and itcertainlyprovidedamplejustificationforHobbesscuriouscommentthatthelifeofman ispoor,nasty,brutish,andshort.HobbeshadworriedthatthemenofearlymodernEnglandwerebesetbyahypermasculinity that made constitutional democracy, let alonesocietalpeace,impossible.Hesetouthisargumentsbypositinga hypothetical natural condition of mankind prior to government,80whoseunsettlingdetailswere intended toexagger
atethepublicviolenceinearlymodernEngland.81Inthisnaturalcondition,oneofthechiefcausesofquarrelamongmen is
glory.82 Quarrels over glory occur for trifles, as a word, asmile, a different opinion, and any other sign of undervalue,eitherdirect intheirpersons,orbyreflection intheirkindred,
75.Id.at146.76.Seeid.at143.77.Id.78.Id.79.Id.
80.
HOBBES,
supra
note
28,
at
74.
81.Seeid.at7677.82.Id.at76.
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their friends, their nation, their profession, or their name.83Hobbesdidnotbelievethatintolerancefordifferencenecessarilyleadstostrife.Whatleadstoitistheapparentcontemnors
intolerantsignofundervaluehisshowofdisrespectthatstirs the contemneds intolerant resentment and sometimesrage.84Pride,Hobbesdeclared,provokesaman toanger, theexcess whereof is the madness called RAGE and FURY.85 ToHobbes, pride seemed the most hypersensitive passion of all,for it cannot tolerate others contradictory opinions or socialslights.Unabletotolerateothersslights,itsuccumbstoexcessive desire of revenge.86 Pride canbecome excessive lovewhich, when confronted with one recognized as more honorable,canbecomejealousrage.87Menalso fighteachother,according to Hobbes, for reputation.88 That is, they use violence to make themselves masters of other mens persons,
wives,
children,
and
cattle.89
The
natural
condition
of
man
thusprovidesadditionalargument,ifmorewasnecessaryduringtheseventeenthcentury,thatthehypermasculinityofmenpreemptspossibilitiesforcollectivepeace.
Hobbesaccordinglyassertedthattoestablishsocietalpeace,menmustobeyakingwieldingabsolutepoweroverhissubjects.Hewarnedthatjustice,equity,modesty,mercy,and(insum)doingtoothersaswewouldbedoneto[,]ofthemselves,withouttheterrorofsomepowertocausethemtobeobserved,arecontrarytoournaturalpassions,thatcarryustopartiality,pride,revenge,andthelike.90Hobbesproposedthatmenau
83.Id.84.Id.at7576.85.Id.at41.86.Id.87.Id. Hobbes stated that [h]onourable is whatsoever possession, action, or
qualityisanargumentandsignofpower.Id.at53.88.Id.at76.89.Id.
90.Id.at106(emphasisremoved).ProfessorHarveyMansfieldwrote:Hobbes pointedly omits courage, the virtue of manliness in premodernthought, from a list of the virtues. What is manliness, essentially, forHobbes?Itisnotavirtuebutapassion,apassionforpreeminencethathecallsvainglory,orvanity.Itisappetitebutnotforanyparticularthing,thusageneralizedappetitethatcompelsmentoaggression.
HARVEYC.MANSFIELD,MANLINESS166(2006)(footnoteomitted).Theviewsummarizedhereconflateshypermasculinitywithmanliness.Bycontrast,theAmericancoloniststookpainstodifferentiatethem.SeeinfraPartIV.
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thorizeasinglemanasasovereignmonarchtoactontheirbehalf for their collective peace and safety.91 Under this procedure,mencannotwithdrawtheirconsentshouldtheybecome
dissatisfied with the sovereign.92 That Hobbes would requireall men to give up their rights to govern themselves foreverreflects Hobbess dour cynicism regarding the capacity of hypermasculinementoreformtheirantisocialtendencies.
Hobbesssupportforabsolutemonarchywastraditional,buthisrelianceonauthorizationwasnot.Inaworldofrigidsocialhierarchy,hewasunusualforhistimeinpositinganaccountofauthorizationwherebymen individuallyelected toestablishapoliticalsociety,andthusweretreatedasfreeandequal.Moretraditionaljustificationsformonarchicalauthorityappealed totropesofsocialdeferenceinthecontextsofaffectandreligion.93But like Hobbess argument from authorization, these argu
ments, as Part II will show, also relied indispensably on conceptionsofmaleidentity.
II. ROBERTFILMER:THEAUTHORITYOFTHEFATHERANDTHEMANLYMONARCH
Hobbes argued that the kings authority was consciouslycraftedbymenwhohadcollectivelyconsented toauthorizeasinglemanasthesovereigntorepresentthemall.ButHobbessauthorizationtheorywasnottheonlyor,initstime,eventheprevalentmeanstojustifythekingsabsolutepower.Thefa
91.Hobbeswrote:Theonlyway toerectsuchacommonpowerasmaybeable todefendthemfromtheinvasionofforeignersandtheinjuriesofoneanother...isto confer all their power and strength upon one man, or upon oneassemblyof men, that mayreduceall theirwills,bypluralityof voices,unto one will, which is as much as to say, to appoint one man orassembly of men to bear their person, and every one to own andacknowledgehimselftobeauthorofwhatsoeverhethatsobeareththeirpersonshallact,orcausetobeacted, inthosethingswhichconcernthecommonpeaceandsafety,andthereintosubmittheirwills,everyonetohiswill,andtheirjudgments,tohisjudgment.
HOBBES,supranote28,at109.
92.Id.(This ismorethanconsent,orconcord; it isarealunityofthemall,inone and the same person, madeby covenant of every man with every man, insuchmanneras ifeverymanshouldsaytoeverymanIauthoriseandgiveupmy
right
of
governing
myself
to
this
man
.
.
.
on
this
condition,
that
thou
give
up
thy
right
to
him,andauthorizeallhisactionsinlikemanner.).93.SeeinfraPartII.
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voredalternativewaspatriarchalism,anditsheraldedtextwasSir Robert Filmers Patriarcha.94 The king, Filmer urged, wasandshouldbetreatedasapowerfulanddivinefatherentitled
toabsoluteobediencefromhissubjects.95Thesubjects,inturn,werepoliticallyhelplesschildrenwhorequiredtheguidanceofapatriarchalking.96
Patriarchalisms conception of male identity differed fromthatinHobbessauthorizationtheory.Hobbessargumentsalways derived from a nononsense desire to establish societalpeace.Anomnipotentkingmightbeirresponsible,butHobbesinsisted that even an irresponsible king wasbetter than thedissolute condition of masterless men, without subjection tolawsandacoercivepower to tie theirhands fromrapineandrevenge.97 Filmers thesis is not so spare in its expectations.Men,onFilmersaccount,needandcravetheloveofapower
ful patriarch, and, like reverential sons, they desire to submitthemselves to his commands without question. According tothis logic, the kind of constitutional democracy the colonistsadvocatedwouldproveunwise forat least two reasons:One,men would lack the mature competence to reason for themselvesasautonomouscitizens,andtwo,theywouldlackakingwho would furnish fatherly guidance and upon whom theywouldwanttobestowlovingobedience.
Filmersnormativeperspectivewasnoteccentricforitstime.PatriarchalismcametoinstitutionalrealizationinEnglandunder King James I in the late sixteenth century.98 ContraHobbessimpersonaldictionofauthorization,KingJamesgave
ustheidiomoffamilialaffect:
94.ROBERTFILMER,PATRIARCHAANDOTHERWRITINGS(JohannP.Sommervilleed.,CambridgeUniv.Press1991)(1680).
95.Id.at12(Ifwecomparethenaturaldutiesofafatherwiththoseofaking,wefindthemtobeallone,withoutanydifferenceatallbutonlyinthelatitudeorextent of them. As the father over one family, so the king, as father over manyfamilies,extendshiscaretopreserve,feed,clothe,instructanddefendthewholecommonwealth.Hiswars,hispeace,hiscourtsofjusticeandallhisactsofsovereigntytendonlytopreserveanddistributetoeverysubordinateand inferiorfather,and to their children, theirrights andprivileges,so thatall thedutiesofakingaresummedupinanuniversalfatherlycareofhispeople.).
96.Seeid.97.HOBBES,supranote28,at117.
98.See GORDONJ. SCHOCHET, PATRIARCHALISM IN POLITICAL THOUGHT: THEAUTHORITARIAN FAMILY AND POLITICAL SPECULATION AND ATTITUDES ESPECIALLYINSEVENTEENTHCENTURYENGLAND86(1975).
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AgoodKing,thinkinghishighesthonourtoconsistintheduedischargeofhiscalling,emploiethallhisstudieandpaines,toprocureandmaintaine,by themakingandexecutionofgoodLawes, the wellfare and peace of his people; and as theirnaturall father and kindly Master, thinketh his greatest contentmentstandethintheirprosperitie,andhisgreatestsuretiein hauing their hearts, subiecting his owne priuate affectionsandappetitestothewealeandstandingofhisSubiects.99
KingJamesechoedtheseviewselsewhere:[A]stheFatherbyhisfatherlydutyisboundtocareforthenourishing,education,and vertuous government of his children; even so is the kingboundtocareforallhissubjects.100
Yetifthekingwasmorallyexpectedtocareforhissubjects,thesubjectsowedhimunconditionalobedience:
[I]fthechildrenmayuponanypretextthatcanbeimagined,
lawfullyriseupagainst their Father,cut him off, &chooseany other whom they please in his roome; and if thebodyforthewealeofit,mayforanyinfirmitiethatcanbeinthehead, strike it off, then I cannot deny that the people mayrebell, controll, and displace, or cut off their king at theirownepleasure,anduponrespectsmovingthem.101
Overthrowingaking,ajustifiableactfromourpresentperspective, ismadeunthinkablebyequatingitwiththetabooofpatricide.Filmeralsowrote that[t]he fatherofa familygovernsbynoother lawthanbyhisownwill,notbythe lawsorwillsofhissonsorservants,andthat[t]hereisnonationthatallows children any action or remedy forbeing unjustly gov
erned.102
According
to
patriarchalism,
if
any
legal
limits
were
tobesetontheking,theyweretobe,likethesocial limitsonthefather,entirelyselfimposed.103Patriarchalism,at itsbase,treated status as natural and supported authority and dutywithout reciprocity.104 Patriarchalism thus denies masculin
99.KINGJAMES,THEPOLITICALWORKSOFJAMESI1819(CharlesHowardMcIlwained.,HarvardUniv.Press1918)(1616).
100.SCHOCHET,supranote98,at87.101.Id.102.FILMER,supranote94,at35.103.Seeid.(ForaskinglypowerisbythelawofGod,soithathnoinferiorlaw
tolimitit.).
104.SCHOCHET, supranote 98,at83.Thiswas all themoresobecause, on Filmersaccount,thekingsauthorityasthefatherofhispeoplederivedfromGod.AlthoughHobbeshadidentifiedordinarymenasthesourcebywhichthesover
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itysconstituent properties inpower,strength, and independence to everyone save the king; as figurative children, malesubjectsareinfantilizedandtheirmanhoodpreempted.
The endorsements of absolute monarchy will seem odd todemocratic minds,butjust as Hobbess condemnation of hypermasculinityresonatedwiththosewhoboretheviolentdisruptionsofanhonorculture,Filmerspoliticalposition foundadherents under KingJames in Stuart England. In contemporary America the critique of patriarchy has converged on itsdisempowerment of women;105 patriarchy in the seventeenthcentury was also the chiefjustification for subordinating sociallyinferiormen.106
eigncouldderivehisauthority,FilmerlocatedthesameinGod.SeeFILMER,supra
note
94,
at
78.
Kings
in
seventeenth
century
England,
Filmer
argued,
could
trace
their lineage to Adam, to whom God had firstbestowed the right of completeauthority.Seeid.at7.Itmayseemabsurd,heconceded,tomaintainthatkingsnowarethefathersoftheirpeople,sinceexperienceshowsthecontrary.Id.at10.ButFilmercontinuedtoinsistontheanalogy:
Itistrue,allkingsbenotthenaturalparentsoftheirsubjects,yettheyalleitherare,oraretobereputedasthenextheirstothoseprogenitorswhowereat first the naturalparents of thewholepeople, and in their rightsucceed to the exercise of supremejurisdiction. And such heirs are notonlylordsoftheirownchildren,butalsooftheirbrethren,andallothersthatweresubjecttotheirfathers.
Id.at10.Inanycase,onFilmerstermspeoplecouldnotchoosetheirleadersbecausedivinesanctionunderwritestheauthorityofmaleleaders.See id.at1011.This was manly authority that was divinely sanctioned. Accordingly, there wasnoroomforconstitutionallimitsunderpatriarchalgovernment.
105.See, e.g., Mary Becker,Patriarchy and Inequality:Towards aSubstantiveFemi
nism,1999U.CHI.LEGALF.21;NikolausBenke,WomenintheCourts:AnOldThorninMensSides,3MICH.J.GENDER&L.195(1995);BarbaraKatzRothman,DaddyPlantsaSeed:PersonhoodUnderPatriarchy,47HASTINGSL.J.1241(1996);GilaStopler,GenderConstructionandtheLimitsofLiberalEquality,15TEX.J.WOMEN&L.43(2005).
106.ProfessorSchochetexplained:Beforeamanachievedsocialstatusifheeverdidhewouldhavespenta great many years in various positions of patriarchal subordination,passing successively from the rule of his father to that of a master, anemployer,alandlord,andperhapsamagistrate.Ifhewerehighenoughinthesocialscaletoreceiveaformaleducation,hewasalsosubjecttothecontrolofhisteacher.Theauthorityofministers,whichtouchedeveryoneinthepopulation,wasafurtherpartofthissamelargerpattern.Thereisnothingparticularlystrikingaboutthesevariousformsofsubordinationinthemselves.Whatissignificantisthattherelationshipstheycomprisedmasterandservant,teacherandstudent,employerandworker,landlord
and
tenant,
clergyman
and
congregant,
and
magistrate
and
subjectwere
allunderstoodasidenticaltotherelationshipoffatherandchildren.SCHOCHET,supranote98,at66.
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Anumberoffactorscontributedtothewidespreadacceptanceofthissocialarrangement.Forexample,itwasonethatorderedamanslifefromhisbirth.107Mostimportant,though,patriarchy
was propped upby religious leaders. The article of faith, as itwere, derived from the Old Testamentspecifically, the FifthCommandment injunction toobeyonesparents.TheAnglicanChurch formulated a theory of patriarchybased on the FifthCommandments injunction to Honour thy father and thymother.108AspoliticaltheoristGordonSchochetwrote,ThereshouldbenoquestionthatEnglishmenofallbackgroundsweretaught very early in their lives that they had to obey the kingbecauseGodordereditwhenHegavetheFifthCommandmentto Moses.109 It is safe to assume that nearly everyone hadlearnedtheChurchscatechismandwasrequiredtoreciteduringservicesthereligiousdutytohonourandobeytheKingand
all
that
are
put
in
authority
under
him:
to
submit
myself
to
all
mygovernors, teachers,spiritualpastorsandmasters: to ordermyself lowlyandreverentlytoallmybetters.110ConsideralsotheShorterCatechismoftheWestminsterAssembly:
Q[uestion]64.WhatisrequiredinthefifthCommandment?
A[nswer].ThefifthCommandmentrequireththepreservingthe honour, and performing the duties,belonging to everyoneintheirseverallplacesandrelations,asSuperiors,Inferiors,orEquals.
Q.65.WhatisforbiddeninthefifthCommandment?
A.
The
fifth
Commandment
forbiddeth
the
neglecting
of,
or
doing anything against, the honourandduty whichbelongethintheirseverallplacesandrelations.111
107.Id.at73([The]individualwasconfrontedwithapatriarchallyruledfamilyandsocietyfrombirth;untilamanbecametheheadofhisownhousehold,hewassuccessivelyinthestatusofafilialinferiortohisfather,hismaster,andhisemployer....These familial experiences must have played a central role in thepoliticalsocializationprocessinStuartEngland....).
108.Id.109.Id.at81.110.Id.at78(quotingCATECHISMOFTHECHURCHOFENGLAND(1549),reprintedin
PHILLIPSCHAFF,3AHISTORYOFTHECREEDSOFCHRISTENDOM51920(London1878)).
111.Id.at79(alterationinoriginal)(emphasisremoved)(quotingWESTMINSTERASSEMBLY OF DIVINES, THE SHORTER CATECHISM (1644), reprinted in CATECHISMSOFTHESECONDREFORMATION2223(London1886)).
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Similarly,John PoynetsCatechismusBrevis, abook prescribedby the king to be used in all schools, interpreted the FifthCommandmentasorderingstudentstolove,feare,andrever
encetheirnaturalparentsandstatedthattheCommandmentbyndethusalsomosthumbly,andwithmostnaturalaffectionto obei the magistrate: to reverence the Minyesters of thechurch,oureScholemasters,withaloureelders,andbetters.112Ananonymouscatechismfrom1614referredtothefatherandmotheroftheFifthCommandmentas[o]urnaturallParentes,thefathersofourCountrie,orofourhouses,theaged,andourfathers inChrist.113 Robert Ramobserved in1655 that obediencewasdueto1.OurnaturallParentes,FathersandMothersintheflesh.2.OurCivilParents,Magistrates,Governours,andall inAuthority.[and]3.OurspiritualParents,Pastors,Ministers,andTeachers.114IninterpretingtheFifthCommandment,
clergyman
Richard
Allestree
clarified
that
there
were
three
Parents to whom obedience was due: the civil, the spiritual,andthenatural.115Allestreecontinued:[t]heCivilParentishewhomGodhathestablishedtheSupremeMagistrate,whobyajustrightpossessestheThroneofanation,andheisacommonfatherofallthosethatareunderhisauthority.116
Likewise, clergyman Humphrey Brailsford expounded therightsofinferiorsinamannermorerevealingaboutthedepthof dependency on superiors. His interpretation of the FifthCommandments exhortation to honor ones parents demonstrateshisview:
Thesewords,FatherandMother, includeallsuperiours,as
wellasaCivilParent(theKingandHisMagistrates,aMaster,aMistress,oranHusband)andanEcclesiasticalParent(the Bishopand Ministers) as the natural Parent thatbegatandborethee:toalltheseIoweRevereanceandObediance,ServiceandMaintenance,LoveandHonour.
112.Id. at 7980 (quotingJOHN POYNET, A SHORT CATECHISM, OR PLAYNE INSTRUCTIONfol.vi.(London1553)(atranslationofCatechismusBrevis)).
113.Id. at 80 (quoting SHORT QUESTIONS AND ANSWERS, CONTAYNING THESUMMEOFCHRISTIANRELIGIONsigs.B2B3(London1614)).
114.Id.(alterationinoriginal)(quotingROBERTRAM,THECOUNTRYMENSCATECHISME:OR,AHELPEFORHOUSEHOLDERS39(London1655)).
115.
See
id.
116.Id.(quotingRICHARDALLESTREE,THEWHOLEDUTYOFMANLAIDDOWNINAPLAINANDFAMILIARWAY,atxxvii(London1842)(1658)).
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...And I must have from my Natural Father, Maintenance,Education,Instruction,CorrectingandBlessing:Frommy King,Justice, Reforming Abuses in Religions, Encouragement to theGood, Punishment to the Bad ...From myMaster (or Mistress) Instruction, Food, Correction, Wages:FrommyMinister,aGoodExampleandwholsomeAdministrationofSpiritualThings.117
Obediencetothekingwassimplythehighestrung inapervasivehierarchythatwasseenasnaturalanddivinelyordered.Onthisview,menrequiredastrictsocialandpoliticalhierarchysothattheycouldfindpersonstowhomtheycouldoweobedience,andfromwhomtheycouldreceiveloveanddirection.
In light of Filmers statements, one may wonder how tomake sense of Hobbess depiction of the life of man as poor,nasty,brutish, and short. This Articles discussion of Filmer
suggests
that
a
structure
of
patriarchal
relationships
effectively
regulated men and preserved the semblance of peace, butHobbeshadconjuredasceneofunrulymasculinityandsocietal disorder. Given that Filmer and Hobbes were describingroughly the same period of early modern England, whatshould one make of these seemingly incongruous narratives?Onereading isthatthefightsovermanlyhonorcoexisteduneasily with patriarchys story of social cohesion.118 Anotherreadingisthatthefights,insteadofunderminingthehierarchicalorderpresupposedbypatriarchy,wereevidenceof itsappeal, as menjockeyed violently for a higher social position.Violence in early modern England was a vital tool in mens
maintenance
of
hierarchy
and
reputation,
routinely
used
to
ar
ticulatesubtlestatusdistinctionsbetweenmen.119Stillanotherexplanation is that what Hobbes solemnly delivered as sociological truth was deliberately exaggerated to strengthen theappealofhispoliticalpropositions.120
117.Id. at 8081 (alteration in original) (quoting HUMPRHEY BRAILSFORD, THEPOORMANSHELP40(London1692)).
118.See SHEPARD, supra note 64, at 151 (Patriarchal expectations of orderlycomportment in men were therefore directly contravenedby codes of conductwhichseemtohavegovernedmens interaction inthestreetsandfieldsofearlymodernEngland.).
119.Id.at140.
120.ConsiderhowHobbesmisrepresentedAristotlesthoughtsabouttheinherentlysocialnatureofhumanbeings.SeeDONHERZOG,HAPPYSLAVES:ACRITIQUEOFCONSENTTHEORY77(1989).
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What isclear isthattheaccountsofmenas infantileanddependent,inFilmersterms,orashypermasculineandviolent,inHobbess,werecriticalinbolsteringthecaseforabsolutemonar
chy.Yetcriticsofabsolutemonarchyexistedaswell.EvenbeforeThomas Paine compared the king to an ass,121 English advocates for limited government made themselves heard. WritingnearlyonehundredyearsbeforePaine,nonewasmoreprominentthanJohnLocke.
III. LOCKESATTACKONPATRIARCHALISMANDABSOLUTEMONARCHY
A contemporary of Sir Robert Filmer,John Locke used hisTwo Treatises of Government to skewer Filmers ideas, whichLockereferredtoasglibNonsenceputtogetherinwellsound
ing
English.122
Filmer
had
argued
that
the
king
properly
exer
cised absolute right over his subjects as a father did over hischildren.123ThenormativeforceofFilmersargumenthungonaparticularifbyour lightspeculiarreadingof theaccountof Adam in the Old Testament. It was a reading that Lockewouldnotsuffer.
First, Filmer argued there was never a time when men enjoyednaturalfreedom,becauseAdamwasthefirstpatriarchalking, in a long line of kings, tobe granted a rightby God torule over others.124 Locke incredulously retorted, WhateverGodgavebythewordsofthisGrant[intheBookofGenesis],itwas not to Adam in particular, exclusive of all other Men:
whatever
Dominion
he
had
thereby,
it
was
not
a
Private
Do
minion, but a Dominion in common with the rest of Mankind.125 The Bible, Locke explained, declared that God hadgivenallmen,notjustAdam,arightofdominion.126Mischievously,Lockealsopointedout thatGodhadgiven thepowerofdomaintothemonlyafterHehadcreatedEve,thussuggest
121.THOMAS PAINE, COMMON SENSE, reprinted in THOMAS PAINE, COLLECTEDWRITINGS5,16(EricFonered.,1995)(1776)[hereinafterPAINECOLLECTION].
122.JOHN LOCKE, TWO TREATISES OF GOVERNMENT 13738 (Peter Laslett ed.,CambridgeUniv.Press1988)(1691).
123.SeeFILMER,supranote94,at1012.124.Seeid.at7.
125.
JOHN
LOCKE,
The
First
Treatise
on
Government,
in
LOCKE,
supra
note
122,
at
141,161(emphasisremoved).126.Seeid.
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ing in a mood of protofeminism that God had given Eve anequalrighttorule.127Besides,hejeered,whywouldGodwanttorewardwithkingshipa foolas insolentasAdam,whodis
obeyedHisordersandfelltosin?128Thiswasnotatime,whenAdamcouldexpectanyFavours,anygrantofPriviledges,fromhisoffendedMaker.129
Next,LocketackledFilmersargumentthatAdamembodiedand introduced the inviolable principle that fathers may ruletheirchildren,andthat,byextension,kingsmayruletheirsubjects.ForasAdamwas lordofhischildren,Filmerhaddeclared,sohischildrenunderhimhadacommandandpowerovertheirownchildren,butstillwithsubordinationtothefirstparent,who is lordparamountoverhischildrenschildren toallgenerations,asbeingthegrandfatherofhispeople.130PuttingasidethecuriousabsenceofanyrecognitionbyFilmerthat
Adam is conventionally accepted as the father of all peoplesafterhim,what isLockesresponse?LockesuggestedthatFilmerbelievedfathershavePowerovertheLivesoftheirChildren,becausetheygivethemLifeandBeing.131ThisargumentpresupposesthatexposingorsellingtheirChildrenisaProofoftheirPoweroverthem.132ButLockesnappedbackthattheDensofLionsandNurseriesofWolvesknownosuchCrueltyasthis.133[D]oes[God]permitus,Lockeasked,todestroythosehehasgivenustheChargeandCareof,andbythedictatesofNatureandReason,aswellashisRevealdCommand,requiresustopreserve?134
AftercriticizingFilmer,Lockeofferedhisownaccountofthe
originsof society.Whereas Filmerbegan withGods appointmentofAdamasthefirstkingonearth,Lockebeganhisnarrativewithastateofnatureprecedinggovernmentwhereallmenpossessedthesamerightsandobligations.135Astateofnature
127.Seeid.128.Seeid.at172.129.Id.130.FILMER,supranote94,at67.
131.LOCKE,supranote125,at178(emphasisremoved).132.Id.at180.133.Id.at181.
134.
Id.
135.JOHNLOCKE,TheSecondTreatiseofGovernment,inLOCKE,supranote122,at265,269.
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isaStateofperfectFreedominwhichmenmayordertheirActions,anddisposeoftheirPossessions,andPersonsastheythink fit...withoutasking leave,ordependingupon theWill
ofanyotherMan.136Theonlymoral limit istheLawofNature.137 Locke explained that Reason, which is that Law,teaches all Mankind, who willbut consult it, thatbeing allequal and independent, no one ought to harm another in hisLife,Health,Liberty,orPossessions.138Thedescriptionofferedheremaybemoremysteriousthanwewouldwish,butitspolitical uses were palpable. Lockes pronouncement that menpossessreasonandthat,theoretically,anyonecouldusereasontocomprehendthelawofnaturerefutedtheguardiansofabsolutemonarchylikeHobbes,whoarguedthatmenweretoohypermasculine for selfgovernment, and Filmer, whobelievedthat men were too infantile. Furthermore, Lockes conception
of
the
state
of
nature,
by
acknowledging
the
equal
freedom
of
all to do as they think fit, rejected the notion that any oneman, including Adam, had unlimited power over anotherbyvirtue of divine right or goodbirth. Locke tried to fortify hisaccountofthelawofnaturebydubbingitameasureGodhasset to theactionsofMen,139acharacterization thatalso functionedasan indirectjabagainstFilmers relentless invocationofdivineauthority.
Alas,problemsariseinLockesstateofnature.Somemenwillfullyviolatethe lawofnature140whileothersdisagreeviolentlyover its ambiguous meaning as applied to their cases.141 LockelamentedthatnothingbutConfusionandDisorderwillfollow
in
the
state
of
nature.142
Self
love
will
make
Men
partial
to
themselvesand theirFriends143whileIllNature,PassionandRevenge will carry them too far in punishing others.144 This
136.Id.(emphasisremoved).137.Id.138.Id.at271.139.Id.at272.140.Seeid.at27576,280,351.141.Seeid.at351.
142.
Id.
at
275.
143.Id.144.Id.
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situation imperils person and property.145 What began as aplacidstateofnaturedegeneratesintoastateofwarwheremenseek to subdue each other.146 To leave this state of war, Locke
argued,menmustconsentwitheachothertoentercivilsociety,for it is only in civil society that men can establish indifferentjudgeswithpowersofenforcement.147AccordingtoLocke,civilsocietyisformedwhenmencometogetherandagreetoabstainfromexercisingtheirindividualnaturalrightstoenforcethelawof nature.148 After such an agreement, men may create a governmentthatwillseektoprotecttheirsafetyandproperty.149
But this government is not without legal limits. Locke announcedthatwhenevertheLegislatorsendeavourtotakeaway,anddestroythePropertyofthePeople,ortoreducethemtoSlavery under Arbitrary Power, they put themselves into a state ofWarwiththePeople,whoarethereuponabsolvedfromanyfar
therObedience.150[S]uchRevolutions,Lockequalified,happen not upon every little mismanagement in publick affairs.151For him, [g]reat mistakes in the ruling part, many wrong andinconvenientLaws,andalltheslipsofhumanefrailtywillbebornbythePeople,withoutmutinyormurmur.152Revolutionisjustified, however, if people have some manifest evidence regarding the evil intention of their Governors.153 In thesestatements, Locke distinguished himself from Hobbes.154Hobbeshadarguedthatintheabsenceofastate,there isviolent anarchy.155 Locke,by contrast,believed that civil societycansurvive thedismantlingofa tyrannicalstate.By thusdis
145.Seeid.at35051.Lockefoldedapersonsrighttohisbodilysafetyintotherightofproperty.HewrotethateveryManhasaPropertyinhisownPerson.ThisnoBodyhasanyRighttobuthimself.Id.at287.
146.Seeid.at27879.147.Seeid.at276,352.148.Seeid.at33031.149.Seeid.at33132.150.Id. at 412 (emphasis removed). Professor Mansfield remarked that Locke
encourages a manly vigilance in politics...that has endured to our time.MANSFIELD,supranote90,at176.
151.LOCKE,supranote135,at415(emphasisremoved).152.Id.at415(emphasisremoved).153.Id.at418.154.SeeMANSFIELD,supranote90,at177(Forthesakeoffreedom[Locke]al
lowed
more
to
manliness
than
did
Hobbes:
free
and
manly
go
together
like
soul
andbody,mutuallysupportiveandfitforeachother.)155.SeeHOBBES,supranote30,at76.
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No.1] ManlinessandtheConstitution 287
tinguishing civil society from the state, Locke added anotherconceptualpropagainstunlimitedmonarchy.
Notwithstandingthesepositions,Lockeneveradvocatedthe
abolishment of the monarchy; he only wanted restrictions onits rule.156 The general sentimentsbehind Lockes arguments,however,begantointensifyinAmericaandtomanifestthemselves through more democratic arrangements in governmentthatreliedonconceptionsofmaleidentitydifferentfromthoseofFilmerandHobbes.
IV. THEAUTHORITYOFTHEPEOPLEAsLockedemonstrated,theAmericanswerenotthefirstto
criticizethekingsabsoluteauthority.Whatsetthemapartwasthattheirpoliticalvisionentirelyrejectedtheneedforanyking.
Partly
for
this
reason,
the
historian
Gordon
S.
Wood
has
called
theAmericanRevolutionasradicalandsocialasanyrevolutioninhistory.157
Withtheirrejectionofpatriarchy,thecolonistspreparedfortheformalempowermentofthecommonpeople.Thegreatestexpressionof thisdemocraticethoswas theDeclarationof Independence.Herearetheoftquotedwords:
Weholdthesetruthstobeselfevident,thatallmenarecreatedequal,thattheyareendowedbytheirCreatorwithcertain unalienable Rights, that among these are Life, Libertyand thepursuitofHappiness.That tosecure theserights,Governmentsare institutedamongMen,deriving theirjust
powers
from
the
consent
of
the
governed,That
whenever
anyFormofGovernmentbecomesdestructiveoftheseends,itistheRightofthePeopletoalterortoabolishit,andtoinstitutenewGovernment, layingitsfoundationonsuchprinciples and organizing its powers in such form, as to themshallseemmostlikelytoeffecttheirSafetyandHappiness.158
Though familiar, the words are startling whenjuxtaposedagainst thearguments of Hobbes and Filmer. Hobbes had ar
156.LOCKE, supra note 135, at 40203. Note here that Lockesjustification forwritinghismostfamouswork,TheSecondTreatiseofGovernment, istoestablishthe Throne of our Great Restorer, Our present King William; to make good his
Title,
in
the
Consent
of
the
People.
LOCKE,
supra
note
122,
at
137.
157.GORDONS.WOOD,THERADICALISMOFTHEAMERICANREVOLUTION5(1992).158.TheDeclarationofIndependencepara.2(U.S.1776).
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gued that men,being violently hypermasculine, could securecollectivepeaceonlybyconsentingwitheachothertoobeyalmostanycommandbythesovereign.AccordingtotheDecla
ration,menconsentnotwitheachotherbutwiththeirpoliticalleaderssuchthatwhenevergovernmentbecomesdestructiveof the ends of Life, Liberty, and the pursuit of Happiness,menmayalteror...abolishit.AndwhereasHobbeswouldpermit resistance only when the sovereign threatened death,the Declaration states that such resistance is warranted whenthegovernmentthreatensamansrighttolibertyorevenhappiness.TheDeclarationalsochallengesFilmersaccountofpoliticalauthority.AlthoughFilmerhadinvokedGodasasourceofthekingsabsoluteauthority,theDeclarationinvokesGodasthe source for the peoples right to depose such authority. Sotoo, Filmer had posited that the privileged few were selected
by
God
to
rule
over
others;
the
Declaration
proclaims
that
all
menarecreatedequal insofarasallpossessrights torevolution. The closest English analogue to the Declaration of Independence is Parliaments Declaration of Rights in 1689.159 Yetthe latterdidnotrefertothosethingsthatdefinedtheAmericanDeclarationofIndependence:theuniversalequalityofmenandthepeoplesrightofrevolution.160
TheFederalConstitutionalsolocatesitsauthorityinthePeople.ItsPreamblereads:
WethePeopleoftheUnitedStates,inOrdertoformamoreperfectUnion,establishJustice,insuredomesticTranquility,provideforthecommonDefence,promotethegeneralWel
fare,andsecuretheBlessingsofLibertytoourselvesandourPosterity, do ordain and establish this Constitution for theUnitedStatesofAmerica.161
Thereisnomentionofkings.TheConstitutioniscreatedbythePeopleoftheUnitedStatesandforourselvesandourPosterity.162 Likewise, the Ninth Amendment states that [t]heenumeration in the Constitution of certain rights shall notbeconstrued to deny or disparage others retainedby the peo
159.SeeMICHAELP.ZUCKERT,NATURALRIGHTSANDTHENEWREPUBLICANISM5,7(1994).
160.
See
id.
at
614.
161.U.S.CONST.pmbl.162.Seeid.
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ple.163TheTenthAmendmentsimilarlyidentifiescertainrightsownedby thepeople that theoreticallycanbeusedagainst thegovernment:ThepowersnotdelegatedtotheUnitedStatesby
theConstitution,norprohibitedbyittotheStates,arereservedtotheStatesrespectively,ortothepeople.164
Animatingtheseinstitutionalcommitmentsisthephilosophyof republicanism.165 Although ambiguous, the term does findreferenceintheConstitution:TheUnitedStatesshallguaranteetoeveryStateinthisUnionaRepublicanFormofGovernment,andshallprotecteachofthemagainstInvasion.166JamesMadison insisted thatthenewAmericangovernmentmustbestrictlyrepublicanandthatnootherformwouldbereconcileable with the genius of the people of America.167 Whatthen are the distinctive characters of the republican form?askedMadison.168Heanswered:
[W]emaydefinearepublictobe,oratleastmaybestowthatnameon,agovernmentwhichderivesallitspowersdirectlyor indirectly from the greatbody of the people; and is administeredbypersonsholdingtheirofficesduringpleasure,foralimitedperiod,orduringgoodbehaviour.Itisessentialtosuchagovernment,thatitbederivedfromthegreatbodyof the society, not from an inconsiderable proportion, or afavoured class of it; otherwise a handful of tyrannical no
bles, exercising their oppressionsby a delegation of their
163.U.S.CONST.amend.IX.164.U.S.CONST.amend.X.NotealsothatArticleVsmechanismsforconstitu
tionalamendingmaybeunderstoodasendorsingparticipationbythepeopleand
theirimmediaterepresentativesinconstitutionalrevision.WAYNED.MOORE,CONSTITUTIONALRIGHTS ANDPOWERSOFTHEPEOPLE5 (1996).ChiefJusticeJohnMarshallechoedthisview:ThegovernmentoftheUnion...is,emphaticallyandtruly,agovernmentofthepeople.Inform,and insubstance, itemanatesfromthem.Itspowersaregrantedbythem,andaretobeexerciseddirectlyonthem,andfortheir
benefit.McCullochv.Maryland,17U.S.(4Wheat.)159,199(1819).165.SeeCASSR.SUNSTEIN,THEPARTIALCONSTITUTION(1993);SuzannaSherry,
ResponsibleRepublicanism:EducatingforCitizenship,62 U. CHI. L. REV. 131 (1995);Symposium,TheRepublicanCivicTradition,97YALEL.J.1493 (1988).SeegenerallyM.N.S. SELLERS, AMERICAN REPUBLICANISM: ROMAN IDEOLOGY IN THE UNITEDSTATES CONSTITUTION (1994). Professor Laura Kalman argues that some prominent leftwing professors have mangled republicanisms historical character intheir zeal to conscript it as a philosophicalbanner. See LAURA KALMAN, THESTRANGECAREEROFLEGALLIBERALISM(1996).
166.U.S.CONST.art.IV,4.
167.
THE
FEDERALIST
NO.
39,
at
194
(James
Madison)
(George
W.
Carey
&
James
McClellaneds.,2001).168.Id.
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powers, might aspire to therank of republicans, and claimfortheirgovernmentthehonourabletitleofrepublic.169
Madisonexplained thatAmericaalonehada trulyrepublican
government.EvenEngland,with itsconstitutionand itsseparation of powers, was not republican in his viewbecause itsgovernmentwaspartlycontrolledbyahereditaryaristocracyandmonarchy.170Nowonder thegenerally lowkeyMadisondeclared that the colonists accomplished a revolution whichhasnoparallelintheannalsofhumansociety.171
Yet,because the republicanism articulatedby the Constitution lacked precedent, anxiety about its success abounded.AlexanderHamiltonatonceacknowledgedtheauthorityofthepeople and the dangers of giving them untrammeled discretion.Forhim,theprojectofrepublicangovernmentcouldbeinterpreted as a test to determine the important question of
whethersocietiesofmenarereallycapableornot,ofestablishing good government from reflection and choice, or whethertheyareforeverdestinedtodepend,fortheirpoliticalconstitutions,onaccidentandforce.172ItisentirelypossibleforAmericans tomakeawrongelection,173ashistoryshows thatevensmall republics floundered.It is impossible,Hamiltonwrote,to read the history of the petty republics of Greece and Italy,without feelingsensationsof horroranddisgustat thedistractionswithwhichtheywerecontinuallyagitated,andattherapidsuccessionofrevolutions,bywhichtheywerekeptperpetuallyvibratingbetweentheextremesoftyrannyandanarchy.174
Evenifthereferencestotyrannyandanarchydonotex
actly maponto what Hobbes had called, respectively, absolute
169.Id.Seealsoid.NO.49,at261(JamesMadison)([T]hepeoplearetheonlylegitimatefountainofpower.).Ontheotherhand,theFederalistPaperswerenotinfavorofdirectdemocracy.Seeid.NO.10,at46(JamesMadison)([A]puredemocracy,bywhichImean,asocietyconsistingofasmallnumberofcitizens,whoassembleandadministerthegovernmentinperson,canadmitofnocureforthemischiefsoffaction.).
170.Id.NO.39,at194(JamesMadison).171.Id.NO.14,at67(JamesMadison).172.Id.NO.1,at1(AlexanderHamilton).JohnJayofferedarelated invitation:
When the people of America reflect, that the question now submitted to theirdetermination,isoneofthemostimportantthathasengaged,orcanwellengage,their attention, the propriety of their taking a very comprehensive, as well as a
very
serious,
view
of
it,
must
be
evident.
Id.
NO.
2,
at
5
(John
Jay).
173.Id.NO.1,at1(AlexanderHamilton).174.Id.NO.9,at37(AlexanderHamilton).
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No.1] ManlinessandtheConstitution 291
monarchy and the state of nature, Hamilton, like Hobbes, appearedtorecognizethatmansinherentflawscansabotageselfgovernment.Happywillitbe,Hamiltonmused,ifourchoice
shouldbedirectedbyajudiciousestimateofourtrueinterests,uninfluencedby considerations foreign to the public good.175But,helamented,thisismoreardentlytobewishedfor,thanseriouslytobeexpected.176FortheplanoftheFederalConstitutionaffectstoomanyparticularinterests[and]innovatesupontoomanylocalinstitutions,nottoinvolveinitsdiscussionavarietyof objectsextraneous to itsmerits,andof views,passionsandprejudiceslittlefavourabletothediscoveryoftruth.177
Madison also voiced these worries, especially with regard tofactions. He defined a faction as a majority or minority of thewhole,whoareunitedandactuatedbysomecommonimpulseofpassion,orofinterest,adversetotherightsofothercitizens,orto
thepermanentandaggregate interestsof thecommunity.178
Toextinguishthecausesoffactionswouldbeimpossible,forthelatentcausesof factionaresown in thenatureofman.179First,there is mans reason, which remains fallible and which willengenderdifferentopinionsthatwillorganizethemselvesintoconflictinggroupinterests.180Second,[a]slongastheconnectionsubsistsbetweenhisreasonandhisselflove,hisopinionsandhispassionswill have a reciprocal influence on eachother;and theformer will be objects to which the latter will attach themselves.181Indeed,Madisonlamentedthat[i]nallverynumerousassemblies,ofwhatevercharacterscomposed,passionneverfailsto wrest the sceptre from reason.182 So inevitable is passions
force
that
[h]ad
every
Athenian
citizen
been
a
Socrates,
every
Athenianassemblywouldstillhavebeenamob.183Theseobservationssuggestthat,becauseofdefectsinmansna
ture, republics were not guaranteed to remain stable. Paradoxically,theFramershadnochoicebuttoputmuchoftheirfaithin
175.Id.NO.1,at1(AlexanderHamilton).176.Id.177.Id.178.Id.NO.10,at43(JamesMadison).179.Id.180.Id.
181.
Id.
182.Id.NO.55,at288(JamesMadison).183.Id.
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No.1] ManlinessandtheConstitution 293
similarviewsinasermondeliveredbeforetheNewHampshirelegislatureonthecommencementofthestatesnewconstitution.
Inaword,thehistoryofallnationsandages,shewsthatpub
licvirtuemakesapeoplegreatandhappy,vicecontemptibleand miserable....In absolute governments, the principle ofhonormay insomemeasuresupply theplaceofvirtue,andthere maybe the shew of public happiness and grandeur,whilethepeoplearereallyinastateofslavery;butasvirtueisthebasisofrepublics,theirexistencedependsuponit,andthemoment that thepeople ingeneral lose their virtue,andbecomevenalandcorrupt, theycease tobefree.Thisshewsofwhat importance itis topreservepublicvirtueundersuchaconstitutionasours,andhowmuchitbecomesallwhohaveanyregardtothegoodoftheircountry....191
Here,McClintockexplicitlysegregatedhonor fromvirtue
by
charging
virtue
to
do
work
for
the
good
of
their
country,
whilerebuffinghonorasobsessedwithvenality.Whatdothesecallsforpublicvirtuehavetodowithmale
identity and the Constitution? Public virtue made demandsonmentofashiontheiridentitiesinawaythatwouldevincetheircompetenceforselfgovernment.ThismeantthatAmericanmenalsohadtorefutethecompetingdescriptionsofmaleidentity ascribed to themby those, like Filmer and Hobbes,who would have denounced the Constitution as unviable ordangerous.Americanssoughttoshowthattheirmenwereneither hypermasculine nor infantilized, both traits that mademen ineligible for constitutional democracy in the eyes of
Hobbes
and
Filmer.
The
Americans
thus
produced
an
ideal
of
agentlemanwhonotonlywasabidinglycivil in the faceofinsultsand injuries,butalsoalwaysinsistedonthinkingforhimselfwithcalmdeliberation.Civilityanddeliberation,then,becametwooftheforemostpublicvirtuesforAmericanmen.
A. CivilityBeyond itsaffiliationwithadaintyetiquette,civilitycanbe
an indispensable social adhesive for a community. As hintedby its etymological presence in civilization and civil society, civility is atbase an ethic of cooperation, or as Stephen
191.SamuelMcClintock,ASermononOccasionof theCommencementof theNewHampshireConstitution,in1POLITICALSERMONSOFTHEAMERICANFOUNDINGERA,17301805,at789,805(EllisSandozed.,1998).
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Carterwrote,thesumofthemanysacrificeswearecalledtomake for the sake of living together.192 And living togetherimpliestheexistenceofacommunity,aconnectionmadelucid
in thenowforgottenbutoncetangledsemanticoriginsofcivilityandcitizenship.193Usingcivility to refer to the latter,Coverdalein1568wroteinChristsCrossthat[y]ourjoyisinheaven,whereyourconservationandcivilityis.194Referringagain to citizenship, WyclifesActs from 1382 reads, I withmoche summe gat this ciuylite.195 Similarly, civility onceserved as a standin for [p]olity, civil organization and government.196Towit:In1537,Starkeyannounced inToPolethat[i]nthejoyningofthesetwolivestogether...stondeththechiefpoint of true christian civility.197 More generally, civility was[c]onformity to theprinciplesofsocialorderandbehaviourbefitting a citizen.198 So Spenser declared in 1596 that [t]hey
should
have
beene
reduced
to
perpetuall
civilitie,
and
Milton
wrotein1641thatitwasimportant[t]oinbreedandcherishinagreatpeopletheseedsofvertu,andpublickcivility.199
Of course, the contemporary understanding of civility doesnotconflateitwithcitizenship.Evenbythe1600s,peopleusedcivility to mean an act or expression of politeness200 and[d]ecency and seemliness.201 As the Chicago sociologistEdwardShilsexplained,civilityaswepresentlyunderstanditisabroaderphenomenonthancitizenshipinthestate.202Hepositedthatcitizenshipisaphenomenonofthestate,inthatitisthecomplexofactionsofsubmissionto,criticismandactiveguidanceofthegovernment.203Bethatasitmay,Shilsmadea
192.STEPHENL.CARTER,CIVILITY:MANNERS,MORALS,ANDTHEETIQUETTEOFDEMOCRACY11(1998);seealsoJohnM.Kang,TheUsesofInsincerity:ThomasHobbessTheoryofLawandSociety15L.&LITERATURE371(2003)(makingananalogousargument).
193.See3OXFORDENGLISHDICTIONARY256(2ded.1989).194.Id.195.Id.196.Id.at257.197.Id.198.Id.
199.Id.200.Id.201.Id.
202.
EDWARD
SHILS,
THE
VIRTUE
OF
CIVILITY:
SELECTED
ESSAYS
ON
LIBERALISM,
TRADITION,ANDCIVILSOCIETY73(StevenGrosbyed.,1997).203.Id.ThepoliticaltheoristJudithShklarelaborated:
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No.1] ManlinessandtheConstitution 295
suggestivecommentaboutcivilitys relation topoliticalmembership:
Civilityisneverthelessafunctionofasenseofmembership
inanationalsocietycoterminouswiththeboundariesofthestate.Thesocietywhichistheobjectofcivilityisanationalsociety;thestatewithinwhichitoperatesisanationalstate.Nationality and civilityseemed at one time to grow apace;theywerenotidenticalbuttheywereintimatelyintertwined
becausecivilitywasfocusedonthenationalsociety.204
These remarks at first seem somewhat implausible. Are wenotciviltothosewhoarenonAmericans,and,whentravelingabroad,havewenotbeentreatedwithcivility,evenbypeoplewhohateourgovernment?Still,althoughnotthesameascitizenshipornationalism,civilitycanserveasameanstowardanations collective identity and socialcohesion.Recall Lockes
account of civil society as separate from the state. For Locke,theabsenceofthelatterneednot,asHobbesthreatened,returnpeople to thestateofnature;civilsocietycouldendure.Shils,likeLocke,declared that[t]he ideaofcivilsociety is the ideaof society which has a life of its own, and which is separatefromthestate,andlargelyinautonomyfromit,whichliesbeyondtheboundariesofthefamilyandtheclan,andbeyondthelocality.205Oneindexofaproperlyfunctioningcivilsocietyis,forShils,awidespreadpracticeofcivility.206Forcivility,inpoliticalterms,isanattitudeofconcernforthegoodoftheentiresociety....It issolicitousof thewellbeingof thewholeofthe
Goodcitizenshipshouldnotbeconfusedwithwhatisusuallymeantbygoodness....Goodcitizens fulfill thedemandsof theirpolity, and theyarenobetterandnoworseascitizensthanthelawsthattheyframeandobey.Theysupportthepublicgoodasitisdefinedbytheirconstitutionand itsfundamentalethos.Thegoodpersonandthegoodcitizencouldonlybe identical in aperfectstate, and even thenonly if we accept thenotion thatcivic virtue, manly rectitudeas the term implies, is thebesthumancharacter.Withthatexception thepossibilityof tensionbetweenpersonalmoralityandcitizenshipisalwayspossibleandevenlikely,andthereare,ofcourse,regimessoterriblethatgoodpeopleareboundtobe
badcitizensthere,butAmericahasneverbeenquitethatbad.JudithN.Shklar,AMERICANCITIZENSHIP:THEQUESTFORINCLUSION67(1991).
204.SHILS,supranote202,at17(differentiatingnationalityfromcivilityandnotingthat[w]hennationalitybecomesnationalistic, itusuallyhasbecomeuncivilas well; the demand for complete national solidarity has often involved uncivil
suppression).
205.Id.at32021.206.Seeid.at32021,335.
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larger interest.207 But unlike nationalism, which places nationalprideaboveindividualwellbeing,civilityisrespectforthedignityandthedesirefordignityofotherpersons.208Ci
vilityis,Shilsstated,conductwhichaccords,howeversuperficially and however conventionally, esteem to others, eitherfor particular properties or in general.209 A civility worth itsnametreatsothersas,atleast,equalindignity,neverasinferior in dignity.210 And consider Professor Carters injunctionthat[r]ulesofcivilityare...alsorulesofmorality: it ismorallyproper to treatour fellowcitizenswithrespect,andmorally improper not to.211 So, too, Shils declared, civility as afeature of civil society considers others as fellowcitizens ofequaldignityintheirrightsandobligationsasmembersofcivilsociety.212Evenwhencivilityisinsincere,213theseremarkssuggest that, at its heart, civility as a political practice involves a
commitment,
albeit
sometimes
only
an
outward
one,
to
treat
those inonescommunitywithequalrespect.Here itmightbeuseful to compare the civility on offer to the honor soughtbymeninHobbessEngland.Civility,byitsverymeaningasequalrespectordignity,issomethingthatallcanpossess.Indeed,thelogicofcivilityrequires thatonebestow itonothers insteadofhoardingitforoneself.Honorispreciselytheoppositeofcivilityinsofarasitdoesnotacquireitsvalueunlessitisdeniedothers.
Consonant with this rendering of honor, Hobbes announcedthattheacknowledgementofpoweriscalledHONORandthatHONOURABLE are those signs for which one man acknowledgethpowerorexcessabovehisconcurrent inanother.214So
runs
the
litany
of
things
that
Hobbes
deemed
honorable:
Beauty of person, consisting in a lively aspect of the counte
207.Id.at335.208.Id.at338.209.Id.210.Id.211.CARTER,supranote192,at11.212.SHILS,supranote202,at338.Onecannotbecompletelycivilfor[s]elfishness
and parochiality are inexpungible from human life. Id. at 350. Plus, we may notwantconsummatecivility:civilitycanstiflediversity,dissent,and innovation, thesortsofthingsthataliberaldemocracydesiresandnourishes.Seeid.at97.
213.
See
Kang,
supra
note
192.
214.THOMASHOBBES,THEELEMENTSOFLAWNATURALANDPOLITIC48(J.C.A.Gaskined.,OxfordUniv.Press1994)(1640).
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nance;215generalreputationamongstthoseoftheothersex;216toteachorpersuade...becausetheybesignsofknowledge;217riches;218 nobility...as signs of power in the ancestors;219
authorityasasignofstrength,wisdom,favourorrichesbywhich it is attained.220 All of these qualities are honorablebecause they are possessedby a few. This is why nobles dueledoverchurchseats,cordwainersfoughtoverwhosebootwasbetter, and squires pummeled each other for the attention of theking.Theregardforhonorobviouslydoesnothavetotakesuchviolent forms,but inearlymodernEngland, itdid.Civility,ontheotherhand,seekstomakeitselfavailabletoeveryoneintherelevant community; it isby nature a democratic resource ofwhichallarepresumptivelydeserving.
We should notbe surprised, then, that the American colonists adopted civility as a cornerstone of their republican vir
tue.221
After all, under republican government, the peoplesought togovern themselveswithoutaking.Civility,with itsemphasis on equal respect, would seem patently serviceable.Anexplorationoftheparticularsfollows.
1. CriticismoftheKingLet usbegin with the colonists criticism of monarchy, for
thisalsofurnishesuswithacommentaryabouthowmeninarepublican democracy should embrace civility and abjure hypermasculinity.ThomasPainedeliveredthemostincisivecriticisms against monarchic rule. Paine denied that kingsbeganfromanhonorableorigin,222fortheirsisfoundedonanarro
gantanddangerousmasculinity:
Itismorethanprobable,thatcouldwetakeoffthedarkcoveringofantiquity,andtracethem totheirfirstrise,thatwe
215.Id.at4849.216.Id.at49.
217.Id.218.Id.219.Id.220.Id.221.NotehereShilssroughequationofcivilitywithMontesquieusaccountof
republicanvirtue.SeeSHILS,supranote202,at335.JohnRawlssaccountofcivility
is
roughly
complementary
to
those
of
Shils
and
Montesquieu.
See
JOHN
RAWLS,
POLITICALLIBERALISM236(1993).222.PAINE,supranote121,at16.
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298 HarvardJournalofLaw&PublicPolicy [Vol.32
shouldfindthefirstofthemnothingbetter than theprincipalruffianofsomerestlessgang,whosesavagemannersofpreeminence in subtility obtained him the title of chiefamongplunderers;andwhobyincreasinginpower,andextending hisdepredations,overawed the quiet anddefencelesstopurchasetheirsafetybyfrequentcontributions.223
Ajarringrhetoricalshiftwasastir.Filmerhadrepresentedthekingasthematureandmanlyfather,andHobbeshadstigmatized ordinary men as hypermasculine and requiring control.Bythelateeighteenthcentury,Painereversedtheseroles.Theking is a ruffian of some restless gang, whose savage manners...obtained him the title of chief among plunderers.224No longer thebenevolent patriarch, he overawed the quietanddefenseless topurchase theirsafetyby frequentcontributions.225Painedidnotarguethatthesovereignthreatenscivil
ity
just
because
he
wields
violence.
Hobbess
sovereign,
for
ex
ample, held a monopoly on violence but meant to subduehypermasculinemenforpurposesofcivilsociety.Bycontrast,the violenceondisplayby Painesmonarchsymbolicallyconnects him to the atavisticbrute in Hobbess state of nature;unlikeHobbesssovereign,Paineskingsignalstheabsenceofcivilsociety.
Thedifferenceliesinthelatterkingsattackoncivility.Paineskingusesviolencetoassaultthedignityofothers,andhetreatsthemasmeanstohissingularlypersonalends.WhereasCarterand Shils suggested that civility presupposes a community ofequals, the kings violence initiates a gunmans tyranny that
places
him
outside
the
limits
of
law.
By
laying
siege
to
the
norms
ofcivility,Paineskingfeelsnocompunctionintramplingontheprincipleoftheconsentofthegoverned.HencePaineworried:
WhenWilliamtheConquerorsubduedEngland,hegavethem law at the point of the sword; and until we consent,that theseatofgovernment, inAmerica,belegallyandauthoritatively occupied, we shallbe in danger of having it
223.Id.NotealsoFilmersconcessionthatmanykingsatfirstdomostunjustlyobtaintheexerciseof[thenaturalrightofasupremefather].FILMER,supranote94, at 11. But Filmer, unlike Paine, was quick to add that suc