Lynch, Sandra L - Judicial · PDF fileSOURCE AND TYPE SOURCE AND TYPE LOCATION PURPOSE INCOME...

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H(vic\\'ing Offcer ___________ . _ _ Date _____ _ /lf PORT AlT POSJTION NAME OF ORGANIZATON/ENTITY C ! .. - -:: (: - c. C 67 ' c:. ' l I i -q PARTIES AND TERMS Lynch, + AOIO Rei•. I 120/0 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009 Report Req11i1·e. h1· the flhic' in Government :o of 1978 (5 USC. upp .. 0.i 101-1/JJ t. Person Rcpor1ing (lasc m.1rc. ftrst. middle initial; Lyncli. Sandra L. 4. Title (Anick III 1udgc₅ indic₆t₇ active or senior status; m:igistratc .iudgcs indicate lidl- or pnrl-timŻ) U.S. Circit Judge (aclive) 7. Chamhers or Ofce Address United Slates Courthouse I Courhouse Way. Suite 8710 Bos1on. MA (}]21 2. Court or Organization 3. Dat of Rlpurl U.S. Cour of Appeals, Isl Cir 513 1120 I 0 Sa. Report T₄·pc (check appropriate rypc) 6. Rt•porting Pcriud D Nomination. Dure D lniliol [ Annual Sb. D Amended Rcpon O Fmal 8. On the basis of the information t·ontained in vhis Report and any modifications pertaining th"reto. it is, in my opinion, in compliance with applicable laws and n:gulations. 01/01/2(109 lo I 2'31121)1)9 NOTE: 711e im·rructimis tJcmmpa11ying this fi>rm must be filflmved. Complete all parts, checki11g the NONE boxfor e"ch part where you have 110 reportable i11fm11atiim. Sign 01 last page. 1. POSJTl 0 NS. (Re1mrting in1/Md10/ 011/y: see Pl· 9-13 u( jilfg i1./rµctim.) NO'E (No reporiable positions) [ I. 2 . Jl. A GR£ EMENTS. (Repori11g i11id11al 011/y; S<'< pp. N-16 ofjli11g imtr1ctions.) .. NONE (No reportable agreements.) [ .1. 4. 5. ; (.() C C'.; ,·1 ( C ." •. 'l , . - .-'₃ ! " ... ..• \ - · · . -q q a e Pl (") I. .1. Sandra L.

Transcript of Lynch, Sandra L - Judicial · PDF fileSOURCE AND TYPE SOURCE AND TYPE LOCATION PURPOSE INCOME...

  • H('vic\\'ing Officer ___________ . ______ Date _____ _

    /Ilf PORT Al\IT

    POSJTION NAME OF ORGANIZATJON/ENTITY

    CJ

    ! .. - -::: (_i: -c. CJ

    ' c:. ' l I i -q

    PARTIES AND TERMS

    Lynch,

    +

    AOIO Rei. I 120/0

    FINANCIAL DISCLOSURE REPORT

    FOR CALENDAR YEAR 2009

    Report Req11i1e.! h1 the f:.lhic' in Government :to of 1978 (5 USC. upp .. 0.i 101-1/JJ

    t. Person Rcpor1ing (las.c m.1rnc. ftrst. middle initial;

    Lyncli. Sandra L.

    4. Title (Anick III 1udgc indic t active or senior status;m:igistratc .iudgcs indicate li.dl- or pnrl-tim )

    U.S. Circuit Judge (aclive)

    7. Chamhers or Office Address

    United Slates Courthouse I Courthouse Way. Suite 8710 Bos1on. MA (}]21()

    2. Court or Organization 3. Datt> of Rl'purl

    U.S. Court of Appeals, Isl Cir 513 1120 I 0

    Sa. Report T pc (check appropriate rypc) 6. Rtporting Pcriud

    D Nomination. Dure: D lniliol [Z] Annual

    Sb. D Amended Rcpon

    O Fmal

    8. On the- basis of the information tontained in his Re-port and any modifications pertaining th"reto. it is, in my opinion, in compliance with applicable laws and n:gulations.

    01/01/2(109 lo

    I 2'31121)1)9

    NOTE51: 711e imrructimis tJcmmpa11ying this fi>rm must be filflmved. Complete all parts, checki11g the NONE boxfor e"ch part where you have 110 reportable i11fim11atiim. Sign 011 last page.

    1. POSJTl 0 NS. (Re1mrting in1/Md110/ 011/y: see Pl' 9-13 u( jilfog i11.

  • SOURCE AND TYPE

    SOURCE AND TYPE

    LOCATION PURPOSE

    INCOME

    FINANCIAL DISCLOSURE REPORT

    Page 2 of25

    l\'ame of Person Reporting

    Lynch, Sandra L

    Date of R port

    5/31/2010

    I J J. N 0 N-J NVESTMENT INCO J\rJE. (He1w1i11g i11Jfri411al and .

  • SOURCE

    DESCRIPTION

    --------------------------

    VALUE CODE

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    Name of Person Reporting Oait" uf Rl'port FINANCJAL DlSCLOSURE REPORT

    Page 3of25 Lynch, Sandra L. 5/3112010

    V. GJFTS. (Jm:Jude..,-1/w.H! lo !ip1111 e cmd Jtpe11dent d1i/Jr,1n; see pp. 18-31 of filing iris/ructions.)

    [Zj NONE (No reportable g!/is)

    DESCRIPTION

    I.

    VALUE

    2.

    3.

    4.

    5.

    VI. LIABILITIES. (Includes rho."' lspouse and dependent children; see pp. JZ-33 "/filing instruttiom.)

    [Zj NONE (No reportable liahifities.)

    I.

    2.

    3.

    4.

    5.

    CREDITOR

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    P3 -=$25.000.001 $:'0.000.uOO P..i. =/I.fore 1h:tn $50.000.0l)t) \ V:l!m f\.kthull l1 h.! Q "'Arprd1 ;il R (\isl tR al b1 1..: Onlyl S -:\S ('!'- lll 11I

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    (2) (51

    Date of Report Name of Person ReportingFINANCIAL DISCLOSURE REPORT

    Page 5of25 51311201 [)Lynrh, Sandra L.

    V1 J. INVESTMENTS and l'R U Sl'S -- i11come. ,,.111e, 1ra11suc1i1ms r1nc1,,i1., ''""'" /Jfspou..e 11m1 i1e11e11i1em d1ildren; "" "" 1-1-6011Jftli11r: i11.

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    FINANCIAL DISCLOSURE REPORT

    Page 6of25

    Name of Pt'rson Reporting

    Lynch, Sandra L.

    Oatc of H.eporf

    5/3112010

    \!I I. INV ES TlVJENl'S and TR u STS -- income, 1alue, tramactiom Ilnc/11tfes tlwse of spouse ontf Jepentfellt children; SU PP 34-60 f Jilin i11str1111s.)

    D NONE (No reponahle income, assets. or transactions.) A.

    Description of Assets (including trust a scls)

    Place "! X)" after each ass.ct exempt thnn prior disclosure

    B. Income during

    rcporring period

    Amount Type {l .g .. Code I div.. rent. IA-II) or int.)

    {)ross value at end of reporting period

    Valt1L' Value CN.k 2 Method

    C)-P) Code 3 1Q-W)

    D. Transactions dtiring reporting period

    (I) (2) (31 (5) Type (e.g .. Date Value Ciain ldcnti1y of

    buy, sell. mmidd/yy Code 7 Code I hllycr/:-icllcr redemption) (J-P) (A-Hi (1f pn"atc

    1n.1nsac.:1iun}

    35. - Amcrcian E,xpress Co Sold 02/02/09

    36. - Praxair Inc Sold 02/02/09 L

    37. - America Movil S A Sold 02/02/09

    38. - Compania Vale Do Rio Doer Spon ADR Sold 02102/09 K

    39. - Chesapeak Energy Corp Sold 02102/09 K

    40. - Calerpillar Inc Sold 02/02/09 K

    41. - UnitcJ Tcdmologico Corp Sold 02102109 K

    4:2. - Coach Inc Sold 02/021()9 K

    43. - Devon Ene.-gy Corp Sold 02102/09 L

    44. - Diageo PLC-Sponsored ADR Sold 02/02109 K

    45. -EOG Resources Inc Sold 02/02109 K

    46. - heeport McMoran Coppcl' & Gold CLB Sold 02/02/09 J

    47. . Goldman Sachs Group Inc Sold 02/02/09 K

    43. . Jn!'! Game Technology AO Sold 01/J 6/09 K

    49. - Rio Tinto PLC Sold 02/02/09 J

    50. - EMC Corp Mass Sold 02i02/09 K

    ! 51 - Symantec Corp Sold 02/02/09 K

    I. lncn1m.; (lain Cod('-:-: /\ -s1.noo or less 8 =Sl.001. 52.500 C s,,501 - SS.000 [)=$5.0UJ -$15.000 I-. . ')15.001. $50.000 I Sec Columrn BI and D4) J '-'U0,001. $100,000 G -$100.001 - Sl.OOO.l100 Ill =o$l.000.00I - $5_000.00fJ 111 "' for\"'. 1h:m $5.000.flOI)

    -:; V::iluc Codl's J $15,000 or kss K =SIFIOI - 150.0W L ==$50.00! - $100.000 M "$100.0tH. !250.0C/O iSt.000.001 $5.000,000 Pc =$5.000,001 $25,000.000

    P3 $25.000.00 I - $ 0.000,f}(>O N zMnre than $50.000.000 3 Vah1l' Mdh()d Cock Q -Apprmsal R ""Cost i Real EsMc Only) S ""'Asscs ml nt T - C 3Sh M:>rkct

    !Sec f\1hnnn (' ) ll ifo111' Value V-Othcc W ""fati1rnHcd

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    Date of Rl'port Name of Person Reporting FINANCIAL DISCLOSURE REPORT

    Page 7 of25 5/3 J/2010 Lynch, Sandra L.

    VI I. INVESTIVIEN..-fS and TRUSTS -- income, Wlllll!, lronsucliuns (1nclude. tlwse ofspouse a11J dL1/l1!1lde111 children, SL'e pp. 34-60 of/iling iu.'itr11aio11s.)

    D NONE (No reportable income, assets. or rransaclions.) B.A.

    Description of AsselS (including trnst assets)

    Transaction during r porlrnt! period

    (2) (3) ( 4 1

    Gross value al end lnc0mc during

    reporting period of ;-.:porting period

    t I) (2) 15) Place "'(X)" after C'Jt:h J.55ct

    cxcmpl from prior discklSUH!

    52. - Altria Group Inc

    53. - Texas lnstrnmenls Inc

    54. - UBS Bank L!SA Deposit Acct

    55. - Genera I Electric Co

    56. - Googlt:

    57. - Apple Inc

    58. - Philip Morris Intl Inc

    59. IRA ROLLOVER ACCOUNT

    : 60. - Fidelity Advisor Equity Income

    61.

    ! 62.

    63. Snld (part)

    08/07/0\l J /\

    i 64. - Fidelity Low Priced Stock Sold

    (part) 06/03/09 J

    l 65. So kl (part)

    07110/09 ] : 66. Sold

    (part) 08/07/09 J

    67. - fidelity Dividend Growth Buy (add'!)

    01121/09 J

    68. So id (part)

    06/03/09 J

    :

    Value ValueArnounl Type (e.g .. Code I MethodCodc. 2 div., rent. (A-II) int.) Code 3 IJ-P)or

    \QW)

    DividendE TPl

    Type (e.g .. buy. sell,

    redemption)

    Sold

    Date

    lmm/dd!yy

    02/02/09

    Value Code 2 (J-P)

    J

    K

    N

    K

    K

    K

    K

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    Identity of G3inCodl t huyL"rf cllcr

    1,if privatc (A-Ill lrnnsaction)

    Sold

    Sold

    Sold

    Sold

    Sold

    Sold

    Buy (add'!)

    Sold (part)

    Sold (part)

    01/27/09

    02/02/09

    02/02/09

    02/02/09

    02102/09

    02102109

    01121/09

    03/20/09

    07!10i09

    I lm:onw G:u:i CoJl A "'SI flO)0.0111 . $5110.onn

    P3 "' 2.\000.001 })()JJl>f}.f>OO I Vahll' Ml:!lw.J (\-.,{k (.l :Aprr:1i :i1

    (St Coltmrn l'2) U =B1)\1k \':ilul

    Li .:S1.no1 l-2.500 G ..j,IH0,001 -ll.OOCl.01)0 K =$15.IKll - $50.000 0 =$5011,00 I - 1.000.01 )

    I{ =Cn l (Hl'al b.f;ltr.: Only) V '-i.)1hcr

    C "'S2.59! $'.'.thlO Ill =1il.OHO.OO! - . 5 .000.(JO{) L .:.)5fl,00t - $ IWJ.000 Pl ::51.000.001 . S.\!lOO.t>OO P4 ===!\1orc th:m $50.000.000 S =As c m.nt W=btinrnlc-iJ

    D """Sj.00 I - $15.00fJ 112 =More th;in $5,(}00.000 M -=.$ IOOJX1l - $2SfJ.000 P2 -"'$5.000,0n1 - $15,00\l.@U

    f ""Cash /\.fark.cc

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    Date or Report Name

  • FINANCIAL DISCLOSURE REPORT

    Page 9 of25

    Oat of Report Name of Person Reporting

    5/31/2010Lynch, Sandra L.

    Vil. INVEST1\1ENTS and TRUSTS -- income. u111e.1ransac1ions onc1udes those of spouse anJ d pem1e111 c1ti1dre11; s'e pp. 14-60 offili111: ius1r11c1io11s.)

    NONE (No reportable income, assets, or transactions.) D A B. c

    Description of Assets

    (including tn1s1 assets)

    Income during

    reporting period

    Gross value at end

    of reporting period

    86.

    87.

    88.

    89.

    90.

    91.

    92.

    93.

    94.

    95.

    96.

    97.

    98.

    99.

    100.

    IOI.

    102.

    Place ''tXl" after each asset

    exempt fwm prior disclosure

    - Fidelity Inflation Protected Bond

    - Fidelity U llra-Short Bond

    - Fidelity Total Bond

    - Fidelity Advisor Mid Cap 11 CL I

    - Spartan 500 Index FID Advantage

    - Fidelity Real Estate Investment

    - Fidelity Advisor New Insights Cl I

    - Fidelity Growth Company