List of Securities Eligible for Reduced Margin · Attachment #1 List of Securities Eligible for...

Attachment #1

List of Securities Eligible for Reduced Margin [effective from March 21, 2011 until replaced by a subsequent list]

Compiled by the Investment Industry Regulatory of 21 December 31, 2010 Organization of Canada

List of Securities Eligible for Reduced Margin Attachment #1

Description Description Symbol Symbol 1ST ASSETDIVOPPOR UN DOF.UN 5N PLUS INC. VNP A&W REVENUE RYLTY UN AW.UN AASTRA TECHNOLOGIES AAH ABERDEEN ASIA-PACIFC FAP ABSOLUTE SOFTWARE J ABT ACADIAN TIMBER CORP. ADN ACE AVIATION HLDG VV ACE.A ACE AVIATION HLDG V ACE.B ACTIVENERGY INCM UN AEU.UN ACUITY FOCUS TOTL UN AFU.UN ADVANTAGE OIL & GAS AAV AECON GROUP INC. ARE AG GROWTH INT'L INC. AFN AGF MANAGEMENT B NV AGF.B AGNICO-EAGLE MINES AEM AGRIUM INC. AGU AINSWORTH LUMBER CO ANS AIR CANADA CL A VV AC.A AIR CANADA CL B AC.B AIRBOSS OF AMERICA J BOS ALAMOS GOLD INC. J AGI ALARIS ROYALTY CORP. AD ALEXCO RESOURCE J AXR ALGONQUIN POWER CORP AQN ALIMENTATION CL A MV ATD.A ALIMENTATION CL B SV ATD.B ALLIANCE GRAIN TRADE AGT ALLIED NEVADA GOLD J ANV ALLIED PROP. REIT UN AP.UN ALTAGAS LTD. ALA ALTAGAS LTD SR A PR ALA.PR.A ALTIUS MINERALS CORP ALS

ALTUS GROUP LIMITED AIF AMICA MATURE LFSTYLE ACC ANATOLIA MINERALS J ANO ANGLE ENERGY INC. NGL ANVIL MINING LTD. AVM ARC RESOURCES LTD. ARX ARGONAUT GOLD INC. J AR ARMTEC INFRSTCTURE ARF ARTIS REIT UN AX.UN ASTRAL MEDIA CL A NV ACM.A ASTRAL MEDIA CL B SV ACM.B ATCO LTD. CL I NV ACO.X ATCO LTD. CL II ACO.Y ATHABASCA OIL SAND J ATH ATLANTIC POWER ATP ATRIUM INNOVATIONS ATB ATS AUTOMATION TOOL ATA AUGUSTA RESOURCE J AZC AURA MINERALS INC. J ORA AURIZON MINES J ARZ AUTOCANADA INC. ACQ AVENEX ENERGY CORP. AVF B2GOLD CORP. J BTO BADGER DAYLIGHTING BAD BANK OF NOVA SCOTIA BNS BANK OF N S SR 12 PR BNS.PR.J BANK OF N S SR 13 PR BNS.PR.K BANK OF N S SR 14 PR BNS.PR.L BANK OF N S SR 15 PR BNS.PR.M BANK OF N S SR 16 PR BNS.PR.N BANK OF N S SR 17 PR BNS.PR.O BANK OF N S SR 18 PR BNS.PR.P BANK OF N S SR 20 PR BNS.PR.Q



Compiled by the Investment Industry Regulatory of 21 December 31, 2010

Description Symbol Description Symbol BANK OF N S SR 22 PR BNS.PR.R BANK OF N S SR 24 PR BNS.PR.S BANK OF N S SR 26 PR BNS.PR.T BANK OF N S SR 28 PR BNS.PR.X BANK OF N S SR 30 PR BNS.PR.Y BANKERS PETROLEUM J BNK BANRO CORPORATION J BAA BARRICK GOLD CORP ABX BAYTEX ENERGY CORP. BTE BCE INC. BCE BCE INC. PR SER AA BCE.PR.A BCE INC. PR SER AB BCE.PR.B BCE INC. PR SER AC BCE.PR.C BCE INC. PR SER AD BCE.PR.D BCE INC. PR SER AE BCE.PR.E BCE INC. PR SER AF BCE.PR.F BCE INC. PR SER AG BCE.PR.G BCE INC. PR SER AH BCE.PR.H BCE INC. PR SER AI BCE.PR.I BCE INC. PR SER R BCE.PR.R BCE INC. PR SER S BCE.PR.S BCE INC. PR SER T BCE.PR.T BCE INC. PR SERIES Y BCE.PR.Y BCE INC. PR SERIES Z BCE.PR.Z BELL ALIANT INC. BA BELLATRIX EXPL LTD. BXE BIOEXX SPECIALTY J BXI BIRCHCLIFF ENERGY BIR BIRD CONSTRUCTION BDT BANK OF MONTREAL BMO BK OF MON PR SER 5 BMO.PR.H BK OF MON PR SER 13 BMO.PR.J BK OF MON PR SER 14 BMO.PR.K

BK OF MON PR SER 15 BMO.PR.L BK OF MON PR SER 16 BMO.PR.M BK OF MON PR SER 18 BMO.PR.N BK OF MON PR SER 21 BMO.PR.O BK OF MON PR SER 23 BMO.PR.P BK OF MON PR 10 US BMO.PR.V BLACK DIAMOND GROUP BDI BLACKPEARL RES INC J PXX BLUE RIBBON INCM UN RBN.UN BMO DJ CDA TITAN ETF ZCN BMO EW GBLMTL HD ETF ZMT BMO JUNIOR GOLD ETF ZJG BMO MID CRP BOND ETF ZCM BMO NASDAQ EQHED ETF ZQQ BNK PETROLEUM INC. J BKX BNS CAPITAL TR 00-1 SBA.M BOARDWALK REIT UN BEI.UN BOMBARDIER CL A MV BBD.A BOMBARDIER CL B SV BBD.B BOMBARDIER SER 2 PR BBD.PR.B BOMBARDIER 6.25% PR BBD.PR.C BOMBARDIER SER 3 PR BBD.PR.D BONAVISTA ENERGY BNP BONTERRA ENERGY CORP BNE BORALEX INC. CL A BLX BOSTON PIZZA FND UN BPF.UN BRICK LTD. (THE) BRK BRIDGEWATER SYSTEMS BWC BROMPTON ADV VIP UN AV.UN BROMPTON ADVNTG UN AOG.UN BROMPTON OIL&GAS UN OGF.UN BROMPTON SPLT BANC A SBC BROMPTON SPLT BNC PR SBC.PR.A

Organization of Canada



Description Symbol Description Symbol BROMPTON VIP INCM UN VIP.UN BROOKFIELD PROPERTY BPO BROOKFIELD AAA PR F BPO.PR.F BROOKFIELD AAA PR H BPO.PR.H BROOKFIELD AAA PR I BPO.PR.I BROOKFIELD AAA PR J BPO.PR.J BROOKFIELD AAA PR K BPO.PR.K BROOKFIELD AAA PR L BPO.PR.L BROOKFIELD AAA PR N BPO.PR.N BROOKFIELD AAA PR P BPO.PR.P BROOKFIELD US PR G BPO.PR.U BROOKFIELD INFRAS UN BIP.UN BROOKFIELD RENEW UN BRC.UN BROOKFIELD RL EST RV BRE BROOKFLD ASSET A LV BAM.A BROOKFLD ASSET PR 2 BAM.PR.B BROOKFLD ASSET PR 4 BAM.PR.C BROOKFLD ASSET PR 8 BAM.PR.E BROOKFLD ASSET PR 9 BAM.PR.G BROOKFLD ASSET PR 10 BAM.PR.H BROOKFLD ASSET PR 11 BAM.PR.I BROOKFLD ASSET PR 12 BAM.PR.J BROOKFLD ASSET PR 13 BAM.PR.K BROOKFLD ASSET PR 14 BAM.PR.L BROOKFLD ASSET PR 17 BAM.PR.M BROOKFLD ASSET PR 18 BAM.PR.N BROOKFLD ASSET PR 21 BAM.PR.O BROOKFLD ASSET PR 22 BAM.PR.P BROOKFLD ASSET PR 24 BAM.PR.R BROOKFLD ASSET PR 26 BAM.PR.T BROOKFLD OFFICE PROP BOX.UN BURCON NUTRASC. J BU C&C ENERGIA LTD. J CZE

CAE INC. CAE CALFRAC WELL SERV CFW CALLOWAY REIT TR UN CWT.UN CALVALLEY PETE A J CVI.A CAMECO CORPORATION CCO CANACCORD FINANCIAL CF CANADA LIFE B PR CL.PR.B CANADIAN NATURAL RES CNQ CANADIAN SHIELD UN MSP.UN CANADIAN TIRE CORP CTC CANADIAN TIRE A NV CTC.A CANAM GROUP INC. CAM CANEXUS INCM FND UN CUS.UN CANFOR CORPORATION CFP CANFOR PULP PRODUCTS CFX CANGENE CORPORATION CNJ CANWEL BUILDING GRP CWX CANYON SERVICES GRP FRC CAPITAL GOLD CORP J CGC CAPITAL PWR INCM UN CPA.UN CAPITAL POWER CORP. CPX CAPITAL PWR SER 1 PR CPX.PR.A CAPSTONE MINING J CS CARDIOME PHARMA CORP COM CARFINCO INCOME UN CFN.UN CASCADES INC. CAS CASH STORE FIN SRV J CSF CATHEDRAL ENGY SERV CET CCL INDUSTRIES CL A CCL.A CCL INDUSTRIES CL B CCL.B CDN APARTMENT TR UN CAR.UN CDN CONVERT DEB UN CDF.UN CDN ENERGY CONVDB UN CFE.UN




Description Symbol Description Symbol CDN ENERGY SERV&TECH CEU CDN HELICOPTERS CHL.A CDN HELICOP GROUP VV CHL.B CDN HIGH INCM EQ UN CIQ.UN CDN IMPERIAL BANK CM CDN IMP BK SER 26 PR CM.PR.D CDN IMP BK SER 27 PR CM.PR.E CDN IMP BK SER 29 PR CM.PR.G CDN IMP BK SER 30 PR CM.PR.H CDN IMP BK SER 31 PR CM.PR.I CDN IMP BK SER 32 PR CM.PR.J CDN IMP BK SER 33 PR CM.PR.K CDN IMP BK SER 35 PR CM.PR.L CDN IMP BK SER 37 PR CM.PR.M CDN IMP BK SER 18 PR CM.PR.P CDN LIFE CO SPLIT A LFE CDN LIFE CO SPLIT PR LFE.PR.A CDN NAT'L RAILWAY CNR CDN OIL SANDS LTD. COS CDN PACIFIC RAILWAY CP CDN REAL ESTATE UN REF.UN CDN UTILITIES A NV CU CDN UTILITIES CL B CU.X CDN UTIL 2ND PR W CU.PR.A CDN UTIL 2ND PR X CU.PR.B CDN WSTRN BANK CWB CDN WSTRN BK SR 3 PR CWB.PR.A CELESTICA INC SV CLS CELTIC EXPL LTD. CLT CENOVUS ENERGY INC. CVE CENTAMIN EGYPT ORD CEE CENTERRA GOLD INC. CG CENTRAL FUND CL A NV CEF.A

CENTRAL FUND A NV US CEF.U CENTRAL GOLDTR US UN GTU.U CENTRAL GOLDTRUST UN GTU.UN CERES GLOBAL AG CORP CRP CGA MINING LIMITED J CGA CGI GROUP CL A SV GIB.A CHARTWELL SENIORS UN CSH.UN CHATEAU INC(LE) A SV CTU.A CHEMTRADE LOGISTC UN CHE.UN CHINA GLD INTL RES J CGG CHORUS AVIATION A VV CHR.A CHORUS AVTN CL B V CHR.B CHURCHILL CORP. CL A CUQ CI FINANCIAL CORP. CIX CINEPLEX INC. CGX CITADEL INCM FUND UN CTF.UN CLAUDE RESOURCES INC CRJ CLAYMORE BRDEMERG UN CWO CLAYMOR BRDEMRG ADV CWO.A CLAYMORE BRIC ETF UN CBQ CLAYMORE BRIC ADV UN CBQ.A CLAYMORE CDN DIV ETF CDZ CLAYMORE CDN DIV ADV CDZ.A CLAYMORE CDN FIN UN FIE CLAYMORE CDN FIN ADV FIE.A CLAYMORE CDN FNDMNTL CRQ CLAYMORE CDN FND ADV CRQ.A CLAYMRE EQWEIGHT UN CEW CLAYMORE EQWGHT ADV CEW.A CLAYMORE GLBAGRI UN COW CLAYMORE GLBAGRI ADV COW.A CLAYMORE GLOBEMNG UN CMW CLAYMORE GLBEMNG ADV CMW.A




Description Symbol Description Symbol CLAYMORE GLD BUL UN CGL CLAYMORE HIGHYLD UN CHB CLAYMRE HIGHYLD ADUN CHB.A CLAYMORE INTL INDXUN CIE CLAYMORE INTL INDXAD CIE.A CLAYMORE NAT GAS UN GAS CLAYMORE S&P/TSX UN CPD CLAYMORE S&P/TSX ADV CPD.A CLAYMORE USFNDMTL UN CLU CLAYMORE USFNDMTL AD CLU.A CLAYMR US FNDMNTL B CLU.B CLAYMR US FNDMNTL C CLU.C CLAYMRE 1-5YRBOND UN CLF CLAYMRE 1-5YRBND ADV CLF.A CLAYMRE 1-5YRCORP UN CBO CLAYMRE 1-5YRCORP AD CBO.A CLAYMRE ADVG BOND UN CAB CLAYMRE ADVGBOND ADV CAB.A CLAYMRE ADVNTG UN CYH CLAYMRE ADVNTG ADVUN CYH.A CML HEALTHCARE INC. CLC CMP GOLD TRUST UN CMP.UN COEUR D'ALENE MINES CDM COGECO CABLE INC SV CCA COGECO INC. SV CGO COLABOR GROUP INC. GCL COLOSSUS MINERALS J CSI COM DEV INT'L LTD. CDV COMINAR REAL EST UN CUF.UN COMPUTER MODELLING J CMG CONS THOMPSON IRON J CLM CONTINENTAL GOLD J CNL CONTRANS GROUP SV CSS

COPPER MOUNTAIN J CUM CORBY DISTILLERIES CDL.A CORBY DISTILL B NV CDL.B CORUS ENTRTMNT B CJR.B COTT CORPORATION BCB COXE COMMODITY A UN COX.UN CRESCENT POINT CORP. CPG CREW ENERGY INC. CR CROMBIE REAL EST UN CRR.UN DATA GROUP INCOME UN DGI.UN DAVIS + HENDERSON DH DAYLIGHT ENERGY LTD. DAY DELPHI ENERGY CORP. DEE DENISON MINES CORP DML DESCARTES SYSTEMS DSG DETOUR GOLD CORP J DGC DIRECTCASH PAYMENTS DCI DIVIDEND 15 SPLT A DFN DIVIDEND 15 SPLT PR DFN.PR.A DOLLARAMA INC. DOL DOMTAR CORPORATION UFS DOREL IND INC A MV DII.A DOREL IND INC B SV DII.B DPF INDIA OPPORT UN DPF.UN DRAGONWAVE INC. DWI DULUTH METALS LTD. J DM DULUTH METALS USF J DM.U DUNDEE CORP. CL A SV DC.A DUNDEE CORP 5% PR 1 DC.PR.A DUNDEE CORP. PR 2 DC.PR.B DUNDEE PRECIOUS MTL DPM DUNDEE REIT TR UN D.UN DUNDEEWEALTH INC. DW




Description Symbol Description Symbol DUNDEEWEALTH 4.75 PR DW.PR.A DYNASTY METALS INC J DMM EASTMAIN RESOURCES J ER EASYHOME LTD. EH ELDORADO GOLD CORP. ELD EMERA INCORPORATED EMA EMERA INC. SER A PR EMA.PR.A EMERGE OIL & GAS J EME EMPIRE CO CL A NV EMP.A EMPIRE CO PR SER 2 EMP.PR.B ENBRIDGE INC. ENB ENBRIDGE 5.50% PR ENB.PR.A ENBRIDGE INCM HLDGS ENF ENCANA CORPORATION ECA ENDEAVOUR MINING ORD EDV ENDEAVOUR SILVER J EDR ENERCARE INC. ECI ENERPLUS CORPORATION ERF ENERVEST DIVERS UN EIT.UN ENSIGN ENGY SERVICES ESI ENTREE GOLD INC. J ETG EPSILON ENERGY LTD J EPS EQUAL ENERGY LTD. EQU EQUINOX MINERALS J EQN ESSENTIAL ENERGY LTD ESN EUROPEAN GOLDFIELD J EGU EXCHANGE INCOME CORP EIF EXCO TECHNOLOGIES XTC EXETER RESOURCE J XRC EXFO INC. SV EXF EXTENDICARE REIT UN EXE.UN EXTORRE GOLD MINES J XG FAIRBORNE ENGY LTD J FEL

FAIRCOURT GLD INCM A FGX FAIRFAX FINANCIAL SV FFH FAIRFAX FIN SV USF FFH.U FAIRFAX FIN SER C PR FFH.PR.C FAIRFAX FIN SER E PR FFH.PR.E FAIRFAX FIN SER G PR FFH.PR.G FAIRFAX FIN SER I PR FFH.PR.I FAR WEST MINING J FWM FIERA SCEPTRE A SV FSZ FINANCIAL 15 SPLT A FTN FINANCIAL 15 SPLT PR FTN.PR.A FINNING INT'L INC. FTT FIRM CAP MORTGAGE FC FIRST CAPITAL REALTY FCR FIRST MAJESTIC J FR FIRST QUANTUM MNRL J FM FIRSTSERVICE CORP SV FSV FIRSTSERVICE USF PR FSV.PR.U FLINT ENERGY SERV FES FORACO INT'L SA FAR FORSYS METALS CORP J FSY FORTIS INC. FTS FORTIS INC. 1ST PR C FTS.PR.C FORTIS INC. 1ST PR E FTS.PR.E FORTIS INC. 1ST PR F FTS.PR.F FORTIS INC. 1ST PR G FTS.PR.G FORTIS INC. 1ST PR H FTS.PR.H FORTRESS PAPER LTD A FTP FORTUNA SILVER MINES FVI FORZANI GROUP CL A FGL FRANCO-NEVADA CORP. FNV FREEHOLD ROYALTIES FRU FRONT ST STGY YLD NV FSS




Description Symbol Description Symbol FRONTEER GOLD INC. J FRG FUTUREMED HEALTHCARE FMD GABRIEL RESOURCES J GBU GALLEON ENERGY CL A GO GAMEHOST INC. GH GAMMON GOLD INC. J GAM GARDA WORLD SEC A J GW GENESIS LAND DEV GDC GENIVAR INC. GNV GENNUM CORPORATION GND GENWORTH MI CANADA MIC GILDAN ACTIVEWEAR GIL GLACIER MEDIA INC. J GVC GLG LIFE TECH CORP J GLG GLUSKIN SHEFF SV GS GLV INC. CL A SV GLV.A GLV INC. CL B MV GLV.B GMP CAPITAL INC. GMP GOLD WHEATON GOLD GLW GOLDCORP INC. G GOLDEN QUEEN MNG J GQM GOLDEN STAR RESOURCE GSC GRAN TIERRA ENERGY J GTE GRANDE CACHE COAL J GCE GREAT BASIN GOLD J GBG GREAT CDN GAMING GC GREYSTAR RESOURCES J GSL GROUPE AEROPLAN INC AER GROUPE AEROPLAN PR 1 AER.PR.A GT PANTHER SILVER J GPR GREAT-WEST LIFECO GWO GT-WEST LIFECO PR F GWO.PR.F GT-WEST LIFECO PR G GWO.PR.G

GT-WEST LIFECO PR H GWO.PR.H GT-WEST LIFECO PR I GWO.PR.I GT-WEST LIFECO PR J GWO.PR.J GT-WEST LIFECO PR L GWO.PR.L GT-WEST LIFECO PR M GWO.PR.M GT-WEST LIFECO PR N GWO.PR.N GUARDIAN CAPITAL GCG GUARDIAN CAP CL A NV GCG.A GUYANA GOLDFIELDS J GUY H&R RL EST STAPLE UN HR.UN HANFENG EVERGREEN HF HARRY WIN DIAMOND HW HELIX BIOPHARMA HBP HEROUX-DEVTEK INC. HRX HOMBURG CDA REIT UN HCR.UN HOME CAPITAL GROUP HCG HOMEQ CORPORATION HEQ HORIZON BETA60BEAR A HXD HORIZON BETA60BULL A HXU HORIZON BETAGLD BEAR HGD HORIZON BETAGLD BULL HGU HORIZON CRDEOIL BLUN HOU HORIZON CRDEOIL BRUN HOD HORIZON GLD BULL+ UN HBU HORIZON NATGAS BULUN HNU HORIZON NTH LOGSTC J HNL HORIZONS 60 INVRS A HIX HORIZONS S&P500 BR A HSD HSBC BANK CL 1 PR E HSB.PR.E HUDBAY MINERALS INC. HBM HUNTINGDON REIT UN HNT.UN HUSKY ENERGY INC. HSE IAMGOLD CORPORATION IMG




Description Symbol Description Symbol IBI GROUP INC. IBG IESI-BFC LTD. BIN IGM FINANCIAL INC. IGM IGM FINANCIAL B PR IGM.PR.B IMAX CORPORATION IMX IMPERIAL METALS CORP III IMPERIAL OIL LTD. IMO IMRIS INC. J IM INDEXPLUS INCOME UN IDX.UN INDIGO BOOKS & MUSIC IDG INDSTRL ALLIANCE INS IAG INDSTRL ALLIANCEPR B IAG.PR.A INDSTRL ALLIANCEPR C IAG.PR.C INDSTRL ALLIANCEPR E IAG.PR.E INDSTRL ALLIANCEPR F IAG.PR.F INMET MINING CORP. IMN INNERGEX RENEW ENGY INE INNERGEX RENEW PR A INE.PR.A INNVEST REIT STAPLED INN.UN INTACT FIN CORP. IFC INTER PIPELINE UN IPL.UN INTER-CITIC MINE J ICI INT'L FOREST CL A SV IFP.A INT'L MINERALS J IMZ INT'L TOWER HILL J ITH INTREPID MINES ORD J IAU IPATH S&P500 VIX ST VXX IPATH S&P500VIXST US VXX.U ISHARE DIVERS MOINCM XTR ISHARE MSCI EAFE UN XIN ISHARE MSCI EMERG UN XEM ISHARE S&P500 CAD-HG XSP ISHARE US HIYLD BND XHY

ISHARES DEX ST BOND XSB ISHARES DEX UNIVERSE XBB ISHARES GOLD TRUST IGT ISHARES RUSSELL 2000 XSU ISHRS DEX CORP BOND XCB ISHRS DEX GOV'T BOND XGB ISHRS DEX LT BOND UN XLB ISHRS DEX RL RET BND XRB ISHRS S&P/TSX SMLCAP XCS IVANHOE ENERGY INC IE IVANHOE MINES LTD IVN JAGUAR MINING INC. J JAG JDS UNIPHASE EXCH NV JDU JEAN COUTU GROUP SV PJC.A JUST ENERGY GROUP JE KEEGAN RESOURCES J KGN KEG ROYALTIES FND UN KEG.UN KEYERA CORP. KEY KILLAM PROPERTIES J KMP KINROSS GOLD CORP. K KIRKLAND LAKE GLD J KGI KLONDEX MINES LTD. J KDX LA MANCHA RESOURCE J LMA LABRADOR IRON HLDG J LIM LABRADOR IRON ORE UN LIF.UN LAKE SHORE GOLD J LSG LAURENTIAN BK OF CAN LB LAURENTIAN BK PR 9 LB.PR.D LAURENTIAN BK PR 10 LB.PR.E LEGACY OIL + GAS INC LEG LEISUREWORLD SR CARE LW LEON'S FURNITURE LTD LNF LIFE & BANC SPLIT A LBS




Description Symbol Description Symbol LIFE & BANC SPLIT PR LBS.PR.A LINAMAR CORPORATION LNR LIQUOR STORES N.A. LIQ LOBLAW COMPANIES LTD L LOBLAW CO. SER A PR L.PR.A LOGAN INT'L INC. LII LULULEMON ATHLETICA LLL LUNDIN MINING CORP LUN LYDIAN INT'L ORD J LYD MACDONALD DETTWILER MDA MACQUARIE PWR INFRAS MPT MAG SILVER CORP. J MAG MAGELLAN AEROSPACE MAL MAGNA INT'L INC. MG MAINSTREET EQUITY J MEQ MAJOR DRILLING GROUP MDI MANITOBA TELECOM MBT MANTRA RES ORD J MRL MANULIFE FIN MACS MFT.M MANULIFE FINANCIAL MFC MANULIFE FIN SR 1 PR MFC.PR.A MANULIFE FIN SR 2 PR MFC.PR.B MANULIFE FIN SR 3 PR MFC.PR.C MANULIFE FIN SR 4 PR MFC.PR.D MANULIFE FIN CL 1 PR MFC.PR.E MAPLE LEAF FOODS INC MFI MARCH NETWORKS CORP MN MARRET HIGH YIELD UN MHY.UN MARRET INVEST BND UN MIG.UN MARTINREA INT'L INC. MRE MAXIM POWER CORP. MXG MBAC FERTILIZER J MBC MDC PARTNERS CL A SV MDZ.A

MEDICAL FACILITY IPS DR.UN MEDUSA MINING ORD MLL MERCATOR MINERALS J ML MERCER INT'L INC. US MRI.U METHANEX CORPORATION MX METRO INC. CL A SV MRU.A MIDWAY ENERGY LTD. MEL MIGAO CORPORATION MGO MINCO SILVER CORP J MSV MINEFINDERS CORP. J MFL MINERA ANDES INC. J MAI MINT INCME FND TR UN MID.UN MIRABELA NICKL ORD J MNB MIRANDA TECHNOLOGIES MT MORGUARD REAL EST UN MRT.UN MORNEAU SHEPELL INC. MSI MOSAID TECHNOLOGIES MSD MOUNTAIN PROVINCE J MPV MTY FOOD GROUP INC. MTY MULLEN GROUP LTD. MTL N.A. ENERGY PARTNERS NOA N.A. PALLADIUM LTD. PDL NAL ENERGY CORP. NAE NAT'L BANK OF CANADA NA NAT'L BANK SER 15 PR NA.PR.K NAT'L BANK SER 16 PR NA.PR.L NAT'L BANK SER 20 PR NA.PR.M NAT'L BANK SER 21 PR NA.PR.N NAT'L BANK SER 24 PR NA.PR.O NAT'L BANK SER 26 PR NA.PR.P NAUTILUS MINERALS J NUS NEO MATERIAL TECH NEM NEVADA COPPER CORP J NCU



Description

ORLEANS ENERGY LTD J

Description

Symbol

OEX

Symbol NEVSUN RESOURCES J NSU NEW FLYER IND IDS UN NFI.UN NEW GOLD INC. J NGD NEWALTA CORPORATION NAL NEXEN INC. NXY NEXEN 7.35% NOTE US NXY.PR.U NIKO RESOURCES NKO NORANDA INCM PRIORUN NIF.UN NORBORD INC. NBD NORDION INC. NDN NORSEMONT MINING J NOM NORTH WEST COMPANY NWF NORTHGATE MINERALS NGX NORTHLAND POWER INC. NPI NORTHLAND POWER PR NPI.PR.A NOVAGOLD RESOURCES J NG NTHN PROPERTY ST UN NPR.UN NTHRN DYNASTY MIN J NDM NUVISTA ENERGY LTD. NVA NW HEALTHCARE UN NWH.UN OCEANAGOLD CORP. OGC OCP CREDIT STGY UN OCS.UN OIL SANDS SECTOR UN OSF.UN O'LEARY BRIC-PLUS UN OBF.UN O'LEARY CDN EQTY UN OCZ.UN O'LEARY CDN INCM UN OCY.UN ONCOLYTICS BIOTECH ONC ONEX CORPORATION SV OCX OPEN TEXT CORP OTC ORBIT GARANT DRILL OGD

OROCOBRE LTD. ORD J ORL ORVANA MINERALS J ORV

OSISKO MINING CORP J OSK OTELCO INC. IDS UN OTT.UN PACIFIC RUBIALES J PRE PALADIN ENERGY ORD J PDN PAN AMERICAN SILVER PAA PARAMOUNT RES CL A POU PARKBRIDGE LIFESTYLE PRK PARKLAND FUEL CORP. PKI PASON SYSTEMS INC. PSI PATHEON INC. RV PTI PATHFINDER CONVRT UN PCD.UN PEMBINA PIPELINE PPL PENGROWTH ENERGY CORP. PGF PENN WEST PETROLEUM PWT PEREGRINE DIAMONDS J PGD PERPETUAL ENERGY INC PMT PERSEUS MINING ORD J PRU PETROBAKKEN ENERGY PBN PETROMINERALES LTD. PMG PEYTO EXPL & DEV PEY PHX ENERGY SERVICES PHX PINETREE CAPITAL J PNP PIZZA PIZZA INCM UN PZA.UN PLATINUM GRP METAL J PTM PLUTONIC POWER J PCC POLLARD BANKNOTE LTD PBL POLYMET MINING J POM POTASH CORP OF SASK POT POTASH ONE INC. J KCL POWER CORP OF CDA SV POW POWER CORP 5.60% PR POW.PR.A POWER CORP 5.35% PR POW.PR.B POWER CORP 5.80% PR POW.PR.C



Description Description Symbol Symbol POWER CORP 5.00% PR POW.PR.D POWER CORP PART. PR POW.PR.E POWER CORP 1ST PR POW.PR.F POWER FINANCIAL CORP PWF POWER FINANCIAL PR A PWF.PR.A POWER FINANCIAL PR D PWF.PR.E POWER FIN 5.25% PR E PWF.PR.F POWER FIN 5.90% PR F PWF.PR.G POWER FIN 5.75% PR H PWF.PR.H POWER FIN 6% PR I PWF.PR.I POWER FIN 4.95% PR K PWF.PR.K POWER FIN 5.10% PR L PWF.PR.L POWER FIN 6% PR M PWF.PR.M POWER FIN 5.80% PR O PWF.PR.O POWER FIN 4.40% PR P PWF.PR.P PRECIOUS MTL BULN UN PBU.UN PRECIOUS MTL&MINE UN MMP.UN PRECISION DRILL CORP PD PREMIER GOLD MINES J PG PREMIUM BRANDS HLDGS PBH PREMIUM INCOME CL A PIC.A PREMIUM INCOME PR PIC.PR.A PRIMARIS RETAIL UN PMZ.UN PROGRESS ENERGY RES PRQ PROVIDENT ENERGY LTD PVE PURE ENERGY SERVICES PSV QLT INC. QLT QUADRA FNX MINING QUX QUEBECOR INC CL A MV QBR.A QUEBECOR INC CL B SV QBR.B QUEENSTON MINING INC QMI RAM POWER, CORP. J RPG RBC CAP TRUCS 2011 RYT.NT.P

REITMAN'S CANADA RET REITMAN'S CDA A NV RET.A RESEARCH IN MOTION RIM RETROCOM REIT UN RMM.UN RICHMONT MINES RIC RIO NOVO GOLD ORD J RN RIOCAN RL EST TR UN REI.UN RITCHIE BROS AUCTION RBA ROCK ENERGY INC. J RE ROCKY MTN DEALERSHIP RME ROGERS COMM CL A RCI.A ROGERS COMM CL B NV RCI.B ROGERS SUGAR INC. RSI RONA INC. RON ROYAL BANK OF CANADA RY ROYAL BANK PR SER AA RY.PR.A ROYAL BANK PR SER AB RY.PR.B ROYAL BANK PR SER AC RY.PR.C ROYAL BANK PR SER AD RY.PR.D ROYAL BANK PR SER AE RY.PR.E ROYAL BANK PR SER AF RY.PR.F ROYAL BANK PR SER AG RY.PR.G ROYAL BANK PR SER AH RY.PR.H ROYAL BANK PR SER AJ RY.PR.I ROYAL BANK PR SER AL RY.PR.L ROYAL BANK PR SER AN RY.PR.N ROYAL BANK PR SER AP RY.PR.P ROYAL BANK PR SER AR RY.PR.R ROYAL BANK PR SER AT RY.PR.T ROYAL BANK PR SER W RY.PR.W ROYAL BANK PR SER AV RY.PR.X ROYAL BANK PR SER AX RY.PR.Y ROYAL GOLD, INC. RGL



Description Description Symbol Symbol RUBICON MINERALS J RMX RUGGEDCOM INC. RCM RUSSEL METALS INC. RUS SABINA GLD & SLVR J SBB SANDVINE CORP J SVC SAPUTO INC. SAP SAVANNA ENERGY CORP. SVY SCITI ROCS TRUST UN SCI.UN SCITI TRUST TRANS UN SIN.UN SCOTT'S REIT UN SRQ.UN SEABRIDGE GOLD INC J SEA SEARS CANADA INC SCC SECOND CUP LTD. THE SCU SECURE ENERGY SERV J SES SEMAFO INC. J SMF SENTRY PRIME METAL A PME SHAW COMM CL B NV SJR.B SHAWCOR LTD. CL A SV SCL.A SHAWCOR LTD. CL B MV SCL.B SHERRITT INT'L CORP S SHOPPERS DRUG MART SC SIERRA WIRELESS SW SILVER BULLION UN SBT.UN SILVER BULLION US SBT.U SILVER STANDARD RES SSO SILVER WHEATON CORP. SLW SILVERCORP METALS J SVM SINO-FOREST CORP. TRE SIR ROYALTY INCM UN SRV.UN SNC - LAVALIN GROUP SNC SOFTCHOICE CORP SO SONDE RESOURCES J SOQ SOUTHGOBI RES LTD J SGQ

SPARTAN EXPL LTD. SPE SPROTT INC. SII SPROTT PHY GLD UN US PHY.U SPROTT RESOURCE CORP SCP STANTEC INC. STN STONEHAM DRILLING UN SDG.UN STUDENT TRANSPORT STB SULLIDEN GOLD CORP J SUE SUN GRO HORTICULTURE GRO SUN LIFE FIN INC. SLF SUN LIFE FIN PR A SLF.PR.A SUN LIFE FIN SER2 PR SLF.PR.B SUN LIFE FIN SER3 PR SLF.PR.C SUN LIFE FIN SER4 PR SLF.PR.D SUN LIFE FIN SER5 PR SLF.PR.E SUN LIFE FIN SR6R PR SLF.PR.F SUN LIFE FIN SR8R PR SLF.PR.G SUN LIFE SLEECS A SLE.M SUNCOR ENERGY INC. SU SUNOPTA, INC. SOY SUPERIOR PLUS CORP. SPB SUPREMEX INC. SXP SXC HEALTH SOLUTIONS SXC T.D. BANK TD T.D. BANK SER AA PR TD.PR.A T.D. BANK SER AC PR TD.PR.C T.D. BANK SER AE PR TD.PR.E T.D. BANK SER AG PR TD.PR.G T.D. BANK SER AI PR TD.PR.I T.D. BANK SER AK PR TD.PR.K T.D. BANK SER M PR TD.PR.M T.D. BANK SER N PR TD.PR.N T.D. BANK SER O PR TD.PR.O



Description Description Symbol Symbol T.D. BANK SER P PR TD.PR.P T.D. BANK SER Q PR TD.PR.Q T.D. BANK SER R PR TD.PR.R T.D. BANK SER S PR TD.PR.S T.D. BANK SER Y PR TD.PR.Y TAHOE RESOURCES J THO TALISMAN ENERGY INC. TLM TANZANIAN ROYALTY J TNX TASEKO MINES LTD. TKO TECK RES CL A MV TCK.A TECK RES CL B SV TCK.B TELUS CORPORATION T TELUS CORPORATION NV T.A TEMBEC INC. TMB THOMPSON CREEK METAL TCM THOMSON REUTERS CORP TRI THOMSON REUTER PR II TRI.PR.B TIM HORTONS INC. THI TIMBERCREEK MORTGE A TMC TIMBERWEST STAPLE UN TWF.UN TMX GROUP INC. X TOROMONT INDUSTRIES TIH TORSTAR CL B NV TS.B TOTAL ENGY SERV INC. TOT TRANSALTA CORP. TA TRANSALTA SER A PR TA.PR.D TRANSAT A.T. CL A TRZ.A TRANSAT A.T. CL B TRZ.B TRANSATLANTIC PETE J TNP TRANSCAN CORPORATION TRP TRANSCAN CORP PR 1 TRP.PR.A TRANSCAN CORP PR 3 TRP.PR.B TRANSCAN CORP PR 5 TRP.PR.C

TRANSCONTINENTL A SV TCL.A TRANSCONTINENTL B MV TCL.B TRANSCONTINENTL D PR TCL.PR.D TRANSFORCE INC. TFI TRANSGLOBE ENERGY J TGL TRANSGLOBE REIT UN TGA.UN TRICAN WELL SERVICE TCW TRILOGY ENERGY CORP. TET TRINIDAD DRILLING TDG TROY RES NL ORD J TRY TWIN BUTTE ENERGY J TBE UEX CORPORATION J UEX UNI-SELECT INC. UNS URANIUM FOCUSED UN UF.UN URANIUM ONE INC. J UUU URANIUM PARTICIPATE U UR-ENERGY INC. J URE US GOLD CORP. J UXG VALEANT PHARM INT'L VRX VALENER INC. VNR VECIMA NETWORKS INC. VCM VENTANA GOLD CORP. J VEN VERESEN INC. VSN VERMILION ENERGY INC VET VERO ENERGY INC. VRO VICWEST INC. VIC VIRGINIA MINES INC J VGQ VISTA GOLD CORP VGZ VITERRA INC. VT VITRAN CORPORATION VTN VOLTA RESOURCES J VTR WAJAX CORPORATION WJX WESDOME GOLD MINES WDO




Description Description Symbol Symbol WEST FRASER TIMBER WFT WESTERN AREAS NL J WSA WESTFIRE ENERGY J WFE WESTJET AIRLINES LTD WJA WESTJET AIRLINE VARY WJA.A WESTON GEORGE WN WESTON GEORGE 1 PR WN.PR.A WESTON GEORGE III PR WN.PR.C WESTON GEORGE IV PR WN.PR.D WESTON GEORGE V PR WN.PR.E WESTPORT INNOVATIONS WPT WESTRN COPPER CORP J WRN WESTSHORE TERMNL CO WTE.UN WHITEROCK REIT UN WRK.UN WI-LAN INC. WIN WINPAK LIMITED WPK WSTRNONE EQUITY UN WEQ.UN XTREME COIL DRILL J XDC YAMANA GOLD INC. YRI YELLOW MEDIA INC. YLO YELLOW MEDIA 4.25 PR YLO.PR.A YELLOW MEDIA 5% PR YLO.PR.B YELLOW MEDIA SR 3 PR YLO.PR.C YELLOW MEDIA SR 5 PR YLO.PR.D YIELDPLUS INCOME UN YP.UN YM BIOSCIENCES J YM ZARGON OIL & GAS LTD ZAR ZCL COMPOSITES INC ZCL ONLY ON LSERM BECAUSE OCC OPTIONS TRADE AGAINST SECURITY BALLARD POWER SYS BLD

CRYPTOLOGIC LTD. ORD CRY CRYSTALLEX INT'L J KRY

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1

rities that appear on this quart appear


Description

Symbol

1. Additions are secu er's list but did not on the previous quarter's list.

ADDITIONS 1ST ASSETDIVOPPOR UN DOF.UN A&W REVENUE RYLTY UN AW.UN ACADIAN TIMBER CORP. ADN AINSWORTH LUMBER CO ANS ALTUS GROUP LIMITED AIF AMICA MATURE LFSTYLE ACC ARC RESOURCES LTD. ARX ARMTEC INFRSTCTURE ARF ATHABASCA OIL SAND J ATH AUTOCANADA INC. ACQ AVENEX ENERGY CORP. AVF B2GOLD CORP. J BTO BADGER DAYLIGHTING BAD BAYTEX ENERGY CORP. BTE BELL ALIANT INC. BA BIRD CONSTRUCTION BDT BMO EW GBLMTL HD ETF ZMT BMO JUNIOR GOLD ETF ZJG BMO MID CRP BOND ETF ZCM BMO NASDAQ EQHED ETF ZQQ BONAVISTA ENERGY BNP BRICK LTD. (THE) BRK BROMPTON ADV VIP UN AV.UN BROMPTON ADVNTG UN AOG.UN BROMPTON SPLT BANC A SBC BROMPTON SPLT BNC PR SBC.PR.A BROOKFIELD AAA PR P BPO.PR.P BROOKFIELD RL EST RV BRE BROOKFLD ASSET PR 26 BAM.PR.T BROOKFLD OFFICE PROP BOX.UN

Description Symbol ADDITIONS C&C ENERGIA LTD. J CZE CANADA LIFE B PR CL.PR.B CANFOR PULP PRODUCTS CFX CAPITAL PWR SER 1 PR CPX.PR.A CDN ENERGY CONVDB UN CFE.UN CDN HELICOPTERS CHL.A CDN HELICOP GROUP VV CHL.B CDN HIGH INCM EQ UN CIQ.UN CDN LIFE CO SPLIT A LFE CDN LIFE CO SPLIT PR LFE.PR.A CDN OIL SANDS LTD. COS CHORUS AVIATION A VV CHR.A CHORUS AVTN CL B V CHR.B CINEPLEX INC. CGX CLAUDE RESOURCES INC CRJ CLAYMORE BRDEMERG UN CWO CLAYMOR BRDEMRG ADV CWO.A CLAYMORE GLOBEMNG UN CMW CLAYMORE GLBEMNG ADV CMW.A CLAYMRE ADVG BOND UN CAB CLAYMRE ADVGBOND ADV CAB.A CLAYMRE ADVNTG UN CYH CLAYMRE ADVNTG ADVUN CYH.A CML HEALTHCARE INC. CLC CMP GOLD TRUST UN CMP.UN COGECO INC. SV CGO COMPUTER MODELLING J CMG CONTINENTAL GOLD J CNL CORBY DISTILLERIES CDL.A CORBY DISTILL B NV CDL.B


rities that appear on this quart s list but did not appear


Description Symbol

1. Additions are secu er' on the previous quarter's list.

ADDITIONS Description Symbol

DAVIS + HENDERSON DH DIRECTCASH PAYMENTS DCI DULUTH METALS LTD. J DM DULUTH METALS USF J DM.U EASTMAIN RESOURCES J ER EASYHOME LTD. EH ENBRIDGE INCM HLDGS ENF ENERCARE INC. ECI ENERPLUS CORPORATION ERF ESSENTIAL ENERGY LTD ESN EXCO TECHNOLOGIES XTC FAIRCOURT GLD INCM A FGX FAIRFAX FIN SER I PR FFH.PR.I FAR WEST MINING J FWM FIERA SCEPTRE A SV FSZ FIRM CAP MORTGAGE FC FORACO INT'L SA FAR FREEHOLD ROYALTIES FRU FRONT ST STGY YLD NV FSS FUTUREMED HEALTHCARE FMD GAMEHOST INC. GH GENIVAR INC. GNV GT PANTHER SILVER J GPR GT-WEST LIFECO PR N GWO.PR.N HOMBURG CDA REIT UN HCR.UN HORIZON CRDEOIL BRUN HOD IBI GROUP INC. IBG IMRIS INC. J IM INDIGO BOOKS & MUSIC IDG INTER-CITIC MINE J ICI

ADDITIONS INTREPID MINES ORD J IAU JDS UNIPHASE EXCH NV JDU JUST ENERGY GROUP JE KEYERA CORP. KEY KLONDEX MINES LTD. J KDX LIQUOR STORES N.A. LIQ LOGAN INT'L INC. LII LYDIAN INT'L ORD J LYD MACQUARIE PWR INFRAS MPT MAGELLAN AEROSPACE MAL MAINSTREET EQUITY J MEQ MAXIM POWER CORP. MXG MINERA ANDES INC. J MAI MIRABELA NICKL ORD J MNB MORNEAU SHEPELL INC. MSI MTY FOOD GROUP INC. MTY NAL ENERGY CORP. NAE NORDION INC. NDN NORTH WEST COMPANY NWF NORTHLAND POWER INC. NPI NORTHLAND POWER PR NPI.PR.A OIL SANDS SECTOR UN OSF.UN O'LEARY BRIC-PLUS UN OBF.UN O'LEARY CDN EQTY UN OCZ.UN OROCOBRE LTD. ORD J ORL PARKLAND FUEL CORP. PKI PATHFINDER CONVRT UN PCD.UN PENGROWTH ENERGY CORP. PGF PENN WEST PETROLEUM PWT PEREGRINE DIAMONDS J PGD


rities that appear on this quart s list but did not appear on the previous quarter's list.


Description Symbol

1. Additions are secu er'

ADDITIONS Description Symbol

PEYTO EXPL & DEV PEY PHX ENERGY SERVICES PHX PINETREE CAPITAL J PNP POLLARD BANKNOTE LTD PBL PRECIOUS MTL BULN UN PBU.UN PROVIDENT ENERGY LTD PVE PURE ENERGY SERVICES PSV RIO NOVO GOLD ORD J RN ROGERS SUGAR INC. RSI SANDVINE CORP J SVC SCITI ROCS TRUST UN SCI.UN SECOND CUP LTD. THE SCU SIR ROYALTY INCM UN SRV.UN SULLIDEN GOLD CORP J SUE SUN GRO HORTICULTURE GRO SUPREMEX INC. SXP TAHOE RESOURCES J THO TEMBEC INC. TMB TIMBERCREEK MORTGE A TMC TRANSALTA SER A PR TA.PR.D TRANSGLOBE REIT UN TGA.UN TWIN BUTTE ENERGY J TBE UEX CORPORATION J UEX UNI-SELECT INC. UNS UR-ENERGY INC. J URE VECIMA NETWORKS INC. VCM VERESEN INC. VSN VICWEST INC. VIC VOLTA RESOURCES J VTR WAJAX CORPORATION WJX

ADDITIONS WESTRN COPPER CORP J WRN WINPAK LIMITED WPK YELLOW MEDIA INC. YLO YELLOW MEDIA 4.25 PR YLO.PR.A YELLOW MEDIA 5% PR YLO.PR.B YELLOW MEDIA SR 3 PR YLO.PR.C YELLOW MEDIA SR 5 PR YLO.PR.D YM BIOSCIENCES J YM ZARGON OIL & GAS LTD ZAR ZCL COMPOSITES INC ZCL

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.

Description Symbol DELETIONS 20-20 TECHNOLOGIES TWT ALLBANC SPLT 2 CAP A ALB ALLBANC SPLT 2 PR A ALB.PR.A ALTUS GROUP INCM UN AIF.UN ARC ENERGY TRUST UN AET.UN ARMTEC INFRAST. UN ARF.UN AUEX VENTURES, INC J XAU AVENIR DIVERS TR UN AVF.UN BADGER INCOME FND UN BAD.UN BAYTEX ENERGY TR UN BTE.UN BELL ALIANT FUND UN BA.UN BIRD CONSTR INCM UN BDT.UN BONAVISTA ENERGY UN BNP.UN BORALEX PWR INCM UN BPT.UN BOYD GROUP FND TR UN BYD.UN BRICK GROUP A UN BRK.UN CANFOR PULP INCM UN CFX.UN CDN HELICOPTERS UN CHL.UN CDN IMP BK SER 23 PR CM.PR.A CDN IMP BK SER 19 PR CM.PR.R CDN OIL SANDS TR UN COS.UN CINEPLEX GALAXY UN CGX.UN CML HEALTHCARE TR UN CLC.UN CONSUMERS' WATER UN CWI.UN COOLBRANDS INT'L INC COB CORRIDOR RESOURCES CDH DAVIS + HENDERSON UN DHF.UN DIRECTCASH INCOME UN DCI.UN EGI FINANCIAL HLDGS EFH

Description Symbol DELETIONS ENBRIDGE INCM ORD UN ENF.UN ENERPLUS RES TR UN ERF.UN ENGHOUSE SYSTEMS LTD ESL EQUITABLE GROUP INC. ETC EQUITABLE GRP PR 1 ETC.PR.A EVERTZ TECHNOLOGIES ET FIRM CAP MORTGAGE UN FC.UN FIRST ASSET REIT UN RIT.UN FLAHERTY&CRUM FIX UN FFI.UN FORT CHICAGO LP A UN FCE.UN FREEHOLD RYLTY TR UN FRU.UN FUTUREMED HEALTH UN FMD.UN GENIVAR INCOME UN GNV.UN IBI INCOME FUND UN IBG.UN ISHARES DJ SLCT DIV XDV JAZZ AIR INCOME UN JAZ.UN JUST ENERGY INCM UN JE.UN KEYERA FACILITIES UN KEY.UN LIQUOR STORES TR UN LIQ.UN MACQUARIE POWER UN MPT.UN MDS INC. MDS MEDIAGRIF INTERACTV MDF MELCOR DEVELOPMENTS MRD MI DEVELOPMENTS A SV MIM.A MI DEVELOPMENTS B MV MIM.B MORNEAU SOBECO UNITS MSI.UN NAL OIL & GAS TR UN NAE.UN NORTH WEST CO FND UN NWF.UN NORTHLAND PWR TR UN NPI.UN


List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS

Description Symbol

O'LEARY FOUNDER'S UN OFS.UN PALADIN LABS INC. PLB PARKLAND INCM FND UN PKI.UN PENGROWTH ENERGY UN PGF.UN PENN WEST ENERGY UN PWT.UN PETROBANK ENERGY PBG PEYTO ENERGY TR UN PEY.UN PHOENIX TECH INCM UN PHX.UN POWER FINANCIAL PR C PWF.PR.D PREFERRED INVEST UN PSF.UN PRISTINE POWER INC J PPX PROVIDENT ENGY TR UN PVE.UN QUESTERRE CORP. J QEC RICHELIEU HARDWARE RCH ROGERS SUGAR INCM UN RSI.UN SUPREMEX INCM FND UN SXP.UN VECTOR AEROSPACE RNO VICWEST INCM FUND UN VIC.UN WAJAX INCOME FUND UN WJX.UN WESTERN COAL CORP. J WTN WESTERN FIN GROUP WES WESTERN FIN GRP 3 PR WES.PR.A WESTERN FIN GRP 4 PR WES.PR.B WESTERN FIN GRP 5 PR WES.PR.C WESTERN FIN GRP 2 PR WES.PR.D WINSTAR RESOURCES J WIX YELLOW MEDIA 4.25 PR YPG.PR.A YELLOW PAGES INCM UN YLO.UN ZARGON ENERGY TR UN ZAR.UN

DELETIONS ZARLINK SEMICONDUCT ZL ZARLINK $2.00 PR ZL.PR.A


Eligibility Criteria For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria.

General Inclusion Requirements

Price volatility measures Calculated price volatility margin interval <= 25% Market value per share >= $2.00 per share

Liquidity measures Dollar value of public float greater than $50 million Average daily trade volume for each month in the quarter >= 10,000 shares per day for at least two out of

the three months in the quarter OR

An equivalent average daily traded value amount for each month in the quarter ended >= $500,000 per day [to accommodate high price securities]

Listing requirements Listed on a Canadian exchange for six months OR

Listed on a Canadian exchange less than six months, with: Market value per share >= $5.00 per share Dollar value of public float greater than $500 million; and In the discretion of IIROC staff, the issuer company is in an industry sector known for low price

volatility

Other Inclusion Requirements A new security listing resulting from an issuer reorganization that:

is substantially the same as a previous security listing, has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and meets all the other General Inclusion Requirements for ongoing listings.

For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and 120% of the public float of a previous security listing.

A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded. A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a

related common security from that same issuer. Compiled by the Investment Industry Regulatory of 21 December 31, 2010 Organization of Canada

List of Securities Eligible for Reduced Margin · Attachment #1 List of Securities Eligible for...

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