List of Securities Eligible for Reduced Margin€¦ · almaden minerals amm altagas ltd. ala...

Attachment #1

Compiled by the Investment Industry Regulatory of 21 March 31, 2012 Organization of Canada

List of Securities Eligible for Reduced Margin [effective from June 19, 2012 until replaced by a subsequent list]

List of Securities Eligible for Reduced Margin Attachment #1


Description Symbol TORONTO STOCK EXCHANGE (TSX) 1ST ASSETDIVOPPOR UN DOF.UN 1ST NATL FIN SR 1 PR FN.PR.A 5N PLUS INC. VNP A&W REVENUE RYLTY UN AW.UN AASTRA TECHNOLOGIES AAH ABERDEEN ASIA-PACIFC FAP ABITIBIBOWATER INC. ABH ABSOLUTE SOFTWARE J ABT ACE AVIATION HLDG VV ACE.A ACE AVIATION HLDG V ACE.B ACTIVENERGY INCM UN AEU.UN ADVANTAGE OIL & GAS AAV AECON GROUP INC. ARE AG GROWTH INT'L INC. AFN AGF MANAGEMENT B NV AGF.B AGNICO-EAGLE MINES AEM AGRIUM INC. AGU AKITA DRILL CL A NV AKT.A AKITA DRILLING CL B AKT.B ALACER GOLD CORP. J ASR ALAMOS GOLD INC. J AGI ALARIS ROYALTY CORP. AD ALEXCO RESOURCE J AXR ALGONQUIN PWR & UTIL AQN ALIMENTATION CL A MV ATD.A ALIMENTATION CL B SV ATD.B ALLIANCE GRAIN TRADE AGT ALLIED NEVADA GOLD J ANV ALLIED PROP. REIT UN AP.UN ALMADEN MINERALS AMM ALTAGAS LTD. ALA ALTAGAS LTD SR A PR ALA.PR.A

Description Symbol ALTIUS MINERALS CORP ALS ALTUS GROUP LIMITED AIF AMICA MATURE LFSTYLE ACC ANGLE ENERGY INC. NGL ARC RESOURCES LTD. ARX ARGONAUT GOLD INC. J AR ARTIS REIT UN AX.UN ASTONHILL OIL&GAS UN OGF.UN ASTONHILL VIP INCMUN VIP.UN ATCO LTD. CL I NV ACO.X ATCO LTD. CL II ACO.Y ATHABASCA OIL SAND J ATH ATLANTIC POWER ATP ATRIUM INNOVATIONS ATB ATS AUTOMATION TOOL ATA AUGUSTA RESOURCE J AZC AURICO GOLD INC. J AUQ AURIZON MINES J ARZ AURORA OIL&GAS ORD J AEF AUTOCANADA INC. ACQ AVALON RARE METALS J AVL AVENEX ENERGY CORP. AVF B2GOLD CORP. J BTO BADGER DAYLIGHTING BAD BANK OF NOVA SCOTIA BNS BANK OF N S SR 12 PR BNS.PR.J BANK OF N S SR 13 PR BNS.PR.K BANK OF N S SR 14 PR BNS.PR.L BANK OF N S SR 15 PR BNS.PR.M BANK OF N S SR 16 PR BNS.PR.N BANK OF N S SR 17 PR BNS.PR.O BANK OF N S SR 18 PR BNS.PR.P BANK OF N S SR 20 PR BNS.PR.Q



Description Symbol BANK OF N S SR 22 PR BNS.PR.R BANK OF N S SR 24 PR BNS.PR.S BANK OF N S SR 26 PR BNS.PR.T BANK OF N S SR 28 PR BNS.PR.X BANK OF N S SR 30 PR BNS.PR.Y BANK OF N S SR 32 PR BNS.PR.Z BANKERS PETROLEUM J BNK BANRO CORPORATION J BAA BARRICK GOLD CORP ABX BAUER PERFORMANCE BAU BAYTEX ENERGY CORP. BTE BCE INC. BCE BCE INC. PR SER AA BCE.PR.A BCE INC. PR SER AB BCE.PR.B BCE INC. PR SER AC BCE.PR.C BCE INC. PR SER AD BCE.PR.D BCE INC. PR SER AE BCE.PR.E BCE INC. PR SER AF BCE.PR.F BCE INC. PR SER AG BCE.PR.G BCE INC. PR SER AH BCE.PR.H BCE INC. PR SER AI BCE.PR.I BCE INC. PR SER AJ BCE.PR.J BCE INC. PR SER AK BCE.PR.K BCE INC. PR SER R BCE.PR.R BCE INC. PR SER S BCE.PR.S BCE INC. PR SER T BCE.PR.T BCE INC. PR SERIES Y BCE.PR.Y BCE INC. PR SERIES Z BCE.PR.Z BELL ALIANT INC. BA BELLATRIX EXPL LTD. BXE BIRCHCLIFF ENERGY BIR BIRD CONSTRUCTION BDT BANK OF MONTREAL BMO

Description Symbol BK OF MON PR SER 5 BMO.PR.H BK OF MON PR SER 13 BMO.PR.J BK OF MON PR SER 14 BMO.PR.K BK OF MON PR SER 15 BMO.PR.L BK OF MON PR SER 16 BMO.PR.M BK OF MON PR SER 18 BMO.PR.N BK OF MON PR SER 21 BMO.PR.O BK OF MON PR SER 23 BMO.PR.P BK OF MON PR SER 25 BMO.PR.Q BLACK DIAMOND GROUP BDI BLACKPEARL RES INC J PXX BLACKROCK SIL BULN-H SVR.C BLACKROCK SIL BUL UN SVR.UN BLUE RIBBON INCM UN RBN.UN BMO AGGREGATEBND ETF ZAG BMO COVERD CALLCDNBK ZWB BMO DJ CDA TITAN ETF ZCN BMO DJ INDAV HED ETF ZDJ BMO EM MKT BOND HED ZEF BMO EQL WGT BANK ETF ZEB BMO EQL WGT REITS UN ZRE BMO EQL WGT UTIL ETF ZUT BMO HY US CRPHDG ETF ZHY BMO INTLEQTY HED ETF ZDM BMO JUNIOR GOLD ETF ZJG BMO LONG CRP BND ETF ZLC BMO MID CRP BOND ETF ZCM BMO NASDAQ EQHED ETF ZQQ BMO SHRT CRP BND ETF ZCS BMO SHRT FED BND ETF ZFS BMO SHRT PRV BND ETF ZPS BMO US EQTY HED ETF ZUE BOARDWALK REIT UN BEI.UN



Description Symbol BOMBARDIER CL A MV BBD.A BOMBARDIER CL B SV BBD.B BOMBARDIER SER 2 PR BBD.PR.B BOMBARDIER 6.25% PR BBD.PR.C BOMBARDIER SER 3 PR BBD.PR.D BONAVISTA ENERGY BNP BONTERRA ENERGY CORP BNE BORALEX INC. CL A BLX BOSTON PIZZA FND UN BPF.UN BOYD GROUP FND TR UN BYD.UN BRI-CHEM CORP. BRY BRICK LTD. (THE) BRK BROOKFIELD INFRAS UN BIP.UN BROOKFIELD RENEW UN BEP.UN BROOKFIELD RESIDENTL BRP BROOKFLD ASSET A LV BAM.A BROOKFLD ASSET PR 32 BAM.PF.A BROOKFLD ASSET PR 2 BAM.PR.B BROOKFLD ASSET PR 4 BAM.PR.C BROOKFLD ASSET PR 8 BAM.PR.E BROOKFLD ASSET PR 9 BAM.PR.G BROOKFLD ASSET PR 10 BAM.PR.H BROOKFLD ASSET PR 11 BAM.PR.I BROOKFLD ASSET PR 12 BAM.PR.J BROOKFLD ASSET PR 13 BAM.PR.K BROOKFLD ASSET PR 14 BAM.PR.L BROOKFLD ASSET PR 17 BAM.PR.M BROOKFLD ASSET PR 18 BAM.PR.N BROOKFLD ASSET PR 21 BAM.PR.O BROOKFLD ASSET PR 22 BAM.PR.P BROOKFLD ASSET PR 24 BAM.PR.R BROOKFLD ASSET PR 26 BAM.PR.T BROOKFLD ASSET PR 28 BAM.PR.X

Description Symbol BROOKFLD ASSET PR 30 BAM.PR.Z BROOKFLD CDA OFFICE BOX.UN BROOKFIELD OFFICE BPO BROOKFLD OFFICE PR F BPO.PR.F BROOKFLD OFFICE PR H BPO.PR.H BROOKFLD OFFICE PR J BPO.PR.J BROOKFLD OFFICE PR K BPO.PR.K BROOKFLD OFFICE PR L BPO.PR.L BROOKFLD OFFICE PR N BPO.PR.N BROOKFLD OFFICE PR P BPO.PR.P BROOKFLD OFFICE PR R BPO.PR.R BROOKFLD OFF US PR G BPO.PR.U BURCON NUTRASC. J BU C&C ENERGIA LTD. J CZE CAE INC. CAE CALFRAC WELL SERV CFW CALLOWAY REIT TR UN CWT.UN CAMECO CORPORATION CCO CAN-60 INCOME EQ NV CSY CANACCORD FINANCIAL CF CANACCORD FIN A PR CF.PR.A CANADIAN NATURAL RES CNQ CANADIAN TIRE CORP CTC CANADIAN TIRE A NV CTC.A CANAM GROUP INC. CAM CANBANC INCM EQTY NV CIC CANELSON DRILLING CDI CANEXUS CORP. CUS CANFOR CORPORATION CFP CANFOR PULP PRODUCTS CFX CANSO CREDIT A UN PBY.UN CANWEL BUILDING GRP CWX CANYON SERVICES GRP FRC



Description Symbol CAPITAL POWER CORP. CPX CAPITAL PWR SER 1 PR CPX.PR.A CAPSTONE INFRAS CORP CSE CAPSTONE INFR PR A CSE.PR.A CAPSTONE MINING J CS CARFINCO FINANCIAL CFN CASCADES INC. CAS CASH STORE FIN SRV J CSF CATHEDRAL ENGY SERV CET CCL INDUSTRIES CL A CCL.A CCL INDUSTRIES CL B CCL.B CDN APARTMENT TR UN CAR.UN CDN CONVERT PLUS UN CCI.UN CDN ENERGY SERV&TECH CEU CDN HELICOPTERS INC. CHL.A CDN HELICOP GROUP VV CHL.B CDN HIGH INCM EQ UN CIQ.UN CDN IMPERIAL BANK CM CDN IMP BK SER 26 PR CM.PR.D CDN IMP BK SER 27 PR CM.PR.E CDN IMP BK SER 29 PR CM.PR.G CDN IMP BK SER 32 PR CM.PR.J CDN IMP BK SER 33 PR CM.PR.K CDN IMP BK SER 35 PR CM.PR.L CDN IMP BK SER 37 PR CM.PR.M CDN IMP BK SER 18 PR CM.PR.P CDN NAT'L RAILWAY CNR CDN OIL SANDS LTD. COS CDN PACIFIC RAILWAY CP CDN REAL ESTATE UN REF.UN CDN SAT RADIO A SV J XSR CDN UTILITIES A NV CU CDN UTILITIES CL B CU.X

Description Symbol CDN UTIL 2ND PR W CU.PR.A CDN UTIL 2ND PR X CU.PR.B CDN UTIL 2ND PR Y CU.PR.C CDN WSTRN BANK CWB CDN WSTRN BK SR 3 PR CWB.PR.A CELESTICA INC SV CLS CELTIC EXPL LTD. CLT CENOVUS ENERGY INC. CVE CENTERRA GOLD INC. CG CENTRAL FUND CL A NV CEF.A CENTRAL FUND A NV US CEF.U CENTRAL GOLDTR US UN GTU.U CENTRAL GOLDTRUST UN GTU.UN CERES GLOBAL AG CORP CRP CERVUS EQUIPMENT CVL CGI GROUP CL A SV GIB.A CHARTWELL SENIORS UN CSH.UN CHEMTRADE LOGISTC UN CHE.UN CHINA GLD INTL RES J CGG CHORUS AVIATION A VV CHR.A CHORUS AVIATION B V CHR.B CHURCHILL CORP. CL A CUQ CI FINANCIAL CORP. CIX CINEPLEX INC. CGX CITADEL INCM FUND UN CTF.UN CLEARWATER SEAFOODS CLR CML HEALTHCARE INC. CLC COASTAL CONTACTS INC COA COASTAL ENERGY CO J CEN COEUR D'ALENE MINES CDM COGECO CABLE INC SV CCA COLOSSUS MINERALS J CSI COM DEV INT'L LTD. CDV



Description Symbol COMINAR REAL EST UN CUF.UN COMPUTER MODELLING J CMG CONSTELLATION SOFTWR CSU CONTINENTAL GOLD J CNL CONTRANS GROUP SV CSS COPPER MOUNTAIN J CUM CORUS ENTRTMNT B CJR.B COTT CORPORATION BCB COXE COMMODITY A UN COX.UN CRESCENT POINT CORP. CPG CREW ENERGY INC. CR CROCOTTA ENERGY INC. CTA CROMBIE REAL EST UN CRR.UN CYMBRIA CORP CL A NV CYB DATA GROUP INC. DGI DAVIS + HENDERSON DH DEETHREE EXPL LTD. J DTX DESCARTES SYSTEMS DSG DETOUR GOLD CORP J DGC DIRECTCASH PAYMENTS DCI DIV GROWTH SPLT CL A DGS DIV GROWTH SPLIT PR DGS.PR.A DIVIDEND 15 SPLT A DFN DIVIDEND 15 SPLT PR DFN.PR.A DIVIDEND SELECT 15EQ DS DOLLARAMA INC. DOL DOMTAR CORPORATION UFS DOREL IND INC A MV DII.A DOREL IND INC B SV DII.B DPF INDIA OPPORT UN DPF.UN DRAGONWAVE INC. DWI DULUTH METALS LTD. J DM DULUTH METALS USF J DM.U

Description Symbol DUNDEE CORP. CL A SV DC.A DUNDEE CORP 5% PR 1 DC.PR.A DUNDEE CORP. PR 2 DC.PR.B DUNDEE INTL REIT UN DI.UN DUNDEE PRECIOUS MTL DPM DUNDEE REIT TR UN D.UN DYNASTY METALS INC J DMM EAGLE ENERGY TR UN J EGL.UN ECO ORO MINERALS J EOM ECOSYNTHETIX INC. J ECO ELDORADO GOLD CORP. ELD EMERA INCORPORATED EMA EMERA INC. SER A PR EMA.PR.A EMPIRE CO CL A NV EMP.A ENBRIDGE INC. ENB ENBRIDGE 5.50% PR ENB.PR.A ENBRIDGE INC SR B PR ENB.PR.B ENBRIDGE INC SR D PR ENB.PR.D ENBRIDGE INC SR F PR ENB.PR.F ENBRIDGE INC SR H PR ENB.PR.H ENBRIDGE INCM HLDGS ENF ENCANA CORPORATION ECA ENDEAVOUR MINING ORD EDV ENDEAVOUR SILVER J EDR ENERCARE INC. ECI ENERFLEX LTD. EFX ENERGY INCOME FND UN ENI.UN ENERPLUS CORPORATION ERF ENERVEST DIVERS UN EIT.UN ENGHOUSE SYSTEMS LTD ESL ENSIGN ENGY SERVICES ESI EPSILON ENERGY LTD J EPS EQUAL ENERGY LTD. EQU



Description Symbol ESSENTIAL ENERGY LTD ESN EXCHANGE INCOME CORP EIF EXCO TECHNOLOGIES XTC EXETER RESOURCE J XRC EXFO INC. SV EXF EXTENDICARE REIT UN EXE.UN EXTORRE GOLD MINES J XG FAIRBORNE ENGY LTD J FEL FAIRFAX FINANCIAL SV FFH FAIRFAX FIN SV USF FFH.U FAIRFAX FIN SER C PR FFH.PR.C FAIRFAX FIN SER E PR FFH.PR.E FAIRFAX FIN SER G PR FFH.PR.G FAIRFAX FIN SER I PR FFH.PR.I FAIRFAX FIN SER K PR FFH.PR.K FINNING INT'L INC. FTT FIRM CAP MTG INVEST FC FIRST ASSET PIPES UN EWP.UN FIRST CAPITAL REALTY FCR FIRST MAJESTIC J FR FIRST NAT'L FIN CORP FN FIRSTSERVICE CORP SV FSV FIRSTSERVICE USF PR FSV.PR.U FLAHERTY&CRUM FIX UN FFI.UN FORACO INT'L SA FAR FORTIS INC. FTS FORTIS INC. 1ST PR C FTS.PR.C FORTIS INC. 1ST PR E FTS.PR.E FORTIS INC. 1ST PR F FTS.PR.F FORTIS INC. 1ST PR G FTS.PR.G FORTIS INC. 1ST PR H FTS.PR.H FORTRESS PAPER LTD A FTP FORTUNA SILVER MINES FVI

Description Symbol FRANCO-NEVADA CORP. FNV FREEHOLD ROYALTIES FRU FRONT ST MLP INCM EQ MLP GABRIEL RESOURCES J GBU GARDA WORLD SEC A J GW GASFRAC ENERGY SERV GFS GENERAL MOTORS CO US GMM.U GENESIS LAND DEV GDC GENIVAR INC. GNV GENWORTH MI CANADA MIC GEODRILL LIMITED ORD GEO GIBSON ENERGY INC GEI GILDAN ACTIVEWEAR GIL GLACIER MEDIA INC. J GVC GLUSKIN SHEFF SV GS GLV INC. CL A SV GLV.A GLV INC. CL B MV GLV.B GMP CAPITAL INC. GMP GMP CAPITAL SER B PR GMP.PR.B GOLDCORP INC. G GOLDEN MINERALS J AUM GOLDEN QUEEN MNG J GQM GRAN TIERRA ENERGY J GTE GREAT CDN GAMING GC GROUPE AEROPLAN INC AIM GROUPE AEROPLAN PR 1 AIM.PR.A GT PANTHER SILVER J GPR GREAT-WEST LIFECO GWO GT-WEST LIFECO PR F GWO.PR.F GT-WEST LIFECO PR G GWO.PR.G GT-WEST LIFECO PR H GWO.PR.H GT-WEST LIFECO PR I GWO.PR.I GT-WEST LIFECO PR J GWO.PR.J



Description Symbol GT-WEST LIFECO PR L GWO.PR.L GT-WEST LIFECO PR M GWO.PR.M GT-WEST LIFECO PR N GWO.PR.N GT-WEST LIFECO PR P GWO.PR.P GUARDIAN CAPITAL GCG GUARDIAN CAP CL A NV GCG.A GUIDE EXPL LTD. GO GUYANA GOLDFIELDS J GUY H&R RL EST STAPLE UN HR.UN HANFENG EVERGREEN HF HARRY WIN DIAMOND HW HEROUX-DEVTEK INC. HRX HOME CAPITAL GROUP HCG HOMEQ CORPORATION HEQ HORIZON BETA60BEAR A HXD HORIZON BETA60BULL A HXU HORIZON BETAGLD BULL HGU HORIZON CORPBND E UN HAB HORIZONS CORPBND ADV HAB.A HORIZON CRDEOIL BLUN HOU HORIZON CRDEOIL BRUN HOD HORIZON INCM EQ E UN HEX HORIZON ENHNCEQTY AD HEX.A HORIZONS GOLD PROD E HEP HORIZON ENHNCGLD ADV HEP.A HORIZON FLTGRATE BND HFR HORIZONS FLTGBND ADV HFR.A HORIZON GLD BULL+ UN HBU HORIZON NATGAS BULUN HNU HORIZON NTH LOGSTC J HNL HORIZON S&P/TSX60 A HXT HORIZON S&P/TSX60 US HXT.U HORIZON SEASONL E UN HAC

Description Symbol HORIZONS SEASONL ADV HAC.A HORIZONS 60 INVRS A HIX HORIZONS GLDYLD E UN HGY HORIZONS GLD YLD ADV HGY.A HORIZONS INCM ENGY E HEE HORIZONS INCMEGY ADV HEE.A HORIZONS S&P500 BR A HSD HUDBAY MINERALS INC. HBM HUSKY ENERGY INC. HSE HUSKY ENERGY SR 1 PR HSE.PR.A IAMGOLD CORPORATION IMG IBI GROUP INC. IBG IGM FINANCIAL INC. IGM IGM FINANCIAL B PR IGM.PR.B IMAX CORPORATION IMX IMPERIAL METALS CORP III IMPERIAL OIL LTD. IMO INDSTRL ALLIANCE INS IAG INDSTRL ALLIANCEPR B IAG.PR.A INDSTRL ALLIANCEPR C IAG.PR.C INDSTRL ALLIANCEPR E IAG.PR.E INDSTRL ALLIANCEPR F IAG.PR.F ING FLTG RTSNR US UN ISL.U ING FLTG RT SNR A UN ISL.UN INMET MINING CORP. IMN INNERGEX RENEW ENGY INE INNERGEX RENEW PR A INE.PR.A INNVEST REIT STAPLED INN.UN INTACT FIN CORP. IFC INTACT FIN A SER 1 IFC.PR.A INTACT FIN A SER 3 IFC.PR.C INTER PIPELINE UN IPL.UN INTERRENT REIT UN J IIP.UN



Description Symbol INTERTAPE POLYMER ITP INT'L FOREST CL A SV IFP.A INT'L MINERALS J IMZ INT'L TOWER HILL J ITH ISHR CDNDIVARISTO UN CDZ ISHARE CDNDIVARISTAD CDZ.A ISHARES CDNFNDMNTLUN CRQ ISHARE CDNFNDMNTL AD CRQ.A ISHARE DEX HYBRD BND XHB ISHARE DIVERS MOINCM XTR ISHARE GLDBULHDGD UN CGL ISHARE GLDBUL NN-HDG CGL.C ISHARE INTLFNDMNT UN CIE ISHARE INTLFNDMNT AD CIE.A ISHARE MSCI EAFE UN XIN ISHARE MSCI EMERG UN XEM ISHARE NA PREF STKUN XPF ISHARE NATGASCMDTYUN GAS ISHARE S&P500 CAD-HG XSP ISHARE SHDURATION UN CSD ISHARE US HIYLD BND XHY ISHARE US IG CORPBND XIG ISHARES 1-5YRCORP UN CBO ISHARES 1-5YRCORP AD CBO.A ISHARES 1-5YRGOVT UN CLF ISHARES 1-5YRGVT ADV CLF.A ISHARES BRIC INDX UN CBQ ISHARES BRIC ADV UN CBQ.A ISHARES CDNBOND UN CAB ISHARES CDNBOND ADV CAB.A ISHARES CDNFINMO UN FIE ISHARES CDNFINMO ADV FIE.A ISHARES CDNPREF UN CPD

Description Symbol ISHARES CDNPREF ADV CPD.A ISHARES DEX ST BOND XSB ISHARES DEX UNIVERSE XBB ISHARES EQWEIGHT UN CEW ISHARES EQWEIGHT ADV CEW.A ISHARES GLBLAGRI UN COW ISHARES GLBLAGRI ADV COW.A ISHARES GOLD TRUST IGT ISHARES MONEYMKT UN CMR ISHARES MONEYMKT ADV CMR.A ISHARES MONTHDIV UN CYH ISHARES MONTHDIV ADV CYH.A ISHARES RUSSELL 2000 XSU ISHARES SHDUR ADV A CSD.A ISHARES SHDUR US$ UN CSD.U ISHARES SHDUR US$ADV CSD.V ISHARES US FNDMTL UN CLU ISHARES US FNDMTL AD CLU.A ISHARES US FNDMNTL B CLU.B ISHARES US FNDMNTL C CLU.C ISHARES USHIGHYLD UN CHB ISHARES US HIYLD ADV CHB.A ISHRS DEX CORP BOND XCB ISHRS DEX GOV'T BOND XGB ISHRS DEX LT BOND UN XLB ISHRS DEX RL RET BND XRB ISHRS S&P/TSX SMLCAP XCS IVANHOE MINES LTD IVN JAGUAR MINING INC. J JAG JDS UNIPHASE EXCH NV JDU JEAN COUTU GROUP SV PJC.A JUST ENERGY GROUP JE KARNALYTE RES J KRN



Description Symbol KEEGAN RESOURCES J KGN KEG ROYALTIES FND UN KEG.UN KEYERA CORP. KEY KILLAM PROPERTIES J KMP KINROSS GOLD CORP. K KIRKLAND LAKE GLD J KGI KLONDEX MINES LTD. J KDX LABRADOR IRON HLDG J LIM LABRADOR IRON ORE UN LIF.UN LAURENTIAN BK OF CAN LB LAURENTIAN BK PR 9 LB.PR.D LAURENTIAN BK PR 10 LB.PR.E LEGACY OIL + GAS INC LEG LEGUMEX WALKER INC. LWP LEISUREWORLD SR CARE LW LIFE & BANC SPLIT A LBS LIFE & BANC SPLIT PR LBS.PR.A LINAMAR CORPORATION LNR LIQUOR STORES NA LTD LIQ LOBLAW COMPANIES LTD L LOBLAW CO. SER A PR L.PR.A LONGVIEW OIL CORP. LNV LULULEMON ATHLETICA LLL LUNDIN MINING CORP LUN LYDIAN INT'L ORD J LYD MACDONALD DETTWILER MDA MAG SILVER CORP. J MAG MAGELLAN AEROSPACE MAL MAGNA INT'L INC. MG MAINSTREET EQUITY J MEQ MAJOR DRILLING GROUP MDI MANITOBA TELECOM MBT MANULFE STGYOPPOR UN MSO.UN

Description Symbol MANULIFE FINANCIAL MFC MANULIFE FIN A PR 1 MFC.PR.A MANULIFE FIN SR 2 PR MFC.PR.B MANULIFE FIN A PR 3 MFC.PR.C MANULIFE FIN SR 4 PR MFC.PR.D MANULIFE FIN SR 1 PR MFC.PR.E MANULIFE FIN SR 3 PR MFC.PR.F MANULIFE FIN SR 5 PR MFC.PR.G MANULIFE FIN CL1 SR7 MFC.PR.H MANULIFE FIN MACS MFT.M MAPLE LEAF FOODS INC MFI MARCH NETWORKS CORP MN MARRET HIGH YIELD UN MHY.UN MARRET INVEST BND UN MIG.UN MARRET MULTI-STGY UN MMF.UN MARTINREA INT'L INC. MRE MAXIM POWER CORP. MXG MBAC FERTILIZER J MBC MCAN MORTGAGE CORP. MKP MCCOY CORPORATION MCB MCEWEN MINING INC. J MUX MCEWEN-MINERA EXCH J MAQ MDC PARTNERS CL A SV MDZ.A MEDIAGRIF INTERACTV MDF MEDICAL FACILITIES DR MEG ENERGY CORP. MEG MERCER INT'L INC. US MRI.U METHANEX CORPORATION MX METRO INC. MRU MI DEVELOPMENTS INC. MIM MIDAS GOLD CORP. J MAX MIDWAY ENERGY LTD. MEL MIGAO CORPORATION MGO



Description Symbol MINCO SILVER CORP J MSV MINEFINDERS CORP. J MFL MIRANDA TECHNOLOGIES MT MOOD MEDIA CORP. J MM MORGUARD REAL EST UN MRT.UN MORNEAU SHEPELL INC. MSI MOUNTAIN PROVINCE J MPV MULLEN GROUP LTD. MTL N.A. PALLADIUM LTD. PDL NAL ENERGY CORP. NAE NAT'L BANK OF CANADA NA NAT'L BANK SER 15 PR NA.PR.K NAT'L BANK SER 16 PR NA.PR.L NAT'L BANK SER 20 PR NA.PR.M NAT'L BANK SER 21 PR NA.PR.N NAT'L BANK SER 24 PR NA.PR.O NAT'L BANK SER 26 PR NA.PR.P NAUTILUS MINERALS J NUS NEVADA COPPER CORP J NCU NEVSUN RESOURCES J NSU NEW GOLD INC. NGD NEWALTA CORPORATION NAL NEXEN INC. NXY NEXEN INC. SR 2 PR NXY.PR.A NEXEN 7.35% NOTE US NXY.PR.U NGEX RESOURCES INC J NGQ NIKO RESOURCES NKO NORANDA INCM PRIORUN NIF.UN NORBORD INC. NBD NORDION INC. NDN NORTH WEST COMPANY NWC NORTHLAND POWER INC. NPI NORTHLAND POWER PR NPI.PR.A

Description Symbol NOVAGOLD RESOURCES J NG NTHN PPTY STAPLE UN NPR.UN NTHRN DYNASTY MIN J NDM NUVISTA ENERGY LTD. NVA NW HEALTHCARE UN NWH.UN OCEANAGOLD CORP. OGC OCP CREDIT STGY UN OCS.UN OCP SENIOR CREDIT UN OSL.UN OLEARY CDN INCMOPP 2 OCH.UN ONCOLYTICS BIOTECH ONC ONEX CORPORATION SV OCX OPEN TEXT CORP OTC ORBIT GARANT DRILL OGD OREZONE GOLD CORP. ORE OSISKO MINING CORP J OSK OTELCO INC. IDS UN OTT.UN PACE OIL AND GAS LTD PCE PACIFIC RUBIALES J PRE PALADIN LABS INC. PLB PAN AMERICAN SILVER PAA PARALLEL ENERGY UN PLT.UN PARAMOUNT GOLD&SIL J PZG PARAMOUNT RES CL A POU PARKLAND FUEL CORP. PKI PASON SYSTEMS INC. PSI PATHEON INC. RV PTI PEER 1 NETWORK ENT PIX PEMBINA PIPELINE PPL PENGROWTH ENERGY PGF PENN WEST PETROLEUM PWT PERSEUS MINING ORD J PRU PETROBAKKEN ENERGY PBN PETROBANK ENERGY PBG



Description Symbol PETROMINERALES LTD. PMG PEYTO EXPL & DEV PEY PHX ENERGY SERVICES PHX PIZZA PIZZA INCM UN PZA.UN POTASH CORP OF SASK POT POWER CORP OF CDA SV POW POWER CORP 5.60% PR POW.PR.A POWER CORP 5.35% PR POW.PR.B POWER CORP 5.80% PR POW.PR.C POWER CORP 5.00% PR POW.PR.D POWER CORP PART. PR POW.PR.E POWER CORP SR861STPR POW.PR.F POWER CORP 5.6% PR G POW.PR.G POWER FINANCIAL CORP PWF POWER FINANCIAL PR A PWF.PR.A POWER FINANCIAL PR D PWF.PR.E POWER FIN 5.25% PR E PWF.PR.F POWER FIN 5.90% PR F PWF.PR.G POWER FIN 5.75% PR H PWF.PR.H POWER FIN 6% PR I PWF.PR.I POWER FIN 4.95% PR K PWF.PR.K POWER FIN 5.10% PR L PWF.PR.L POWER FIN 6% PR M PWF.PR.M POWER FIN 5.80% PR O PWF.PR.O POWER FIN 4.40% PR P PWF.PR.P POWER FIN 5.50% PR R PWF.PR.R PRECIOUS MTL&MINE UN MMP.UN PRECISION DRILL CORP PD PREFERRED INVEST UN PSF.UN PREMIER GOLD MINES J PG PREMIUM BRANDS HLDGS PBH PRETIUM RESOURCES J PVG PRIMARIS RETAIL UN PMZ.UN

Description Symbol PRIMARY CORP. J PYC PRIMERO MINING CORP. P PROGRESS ENERGY RES PRQ PROGRESSIVE WASTE BIN PROPEL MULTI-STGY UN PPF.UN PROVIDENT ENERGY LTD PVE PULSE SEISMIC INC. PSD PURE ENERGY SERVICES PSV PURE TECH LTD. J PUR PWRSHARES CORPBND UN PSB PWRSHARES ULDLUX GVT PGL QLT INC. QLT QUEBECOR INC CL A MV QBR.A QUEBECOR INC CL B SV QBR.B QUEENSTON MINING INC QMI RAINY RIVER RES J RR REIT INDEXPLUS TR UN IDR.UN REITMAN'S CANADA RET REITMAN'S CDA A NV RET.A RESEARCH IN MOTION RIM RETROCOM REIT UN RMM.UN REVETT MINERALS J RVM RICHELIEU HARDWARE RCH RICHMONT MINES RIC RIO ALTO MINING J RIO RIOCAN RL EST TR UN REI.UN RIOCAN REIT SER A PR REI.PR.A RIOCAN REIT SER C PR REI.PR.C RITCHIE BROS AUCTION RBA RMP ENERGY INC. J RMP ROCKY MTN DEALERSHIP RME ROGERS COMM CL A RCI.A ROGERS COMM CL B NV RCI.B



Description Symbol ROGERS SUGAR INC. RSI RONA INC. RON RONA INC. 5.25% PR RON.PR.A ROYAL BANK OF CANADA RY ROYAL BANK PR SER AA RY.PR.A ROYAL BANK PR SER AB RY.PR.B ROYAL BANK PR SER AC RY.PR.C ROYAL BANK PR SER AD RY.PR.D ROYAL BANK PR SER AE RY.PR.E ROYAL BANK PR SER AF RY.PR.F ROYAL BANK PR SER AG RY.PR.G ROYAL BANK PR SER AH RY.PR.H ROYAL BANK PR SER AJ RY.PR.I ROYAL BANK PR SER AL RY.PR.L ROYAL BANK PR SER AN RY.PR.N ROYAL BANK PR SER AP RY.PR.P ROYAL BANK PR SER AR RY.PR.R ROYAL BANK PR SER AT RY.PR.T ROYAL BANK PR SER W RY.PR.W ROYAL BANK PR SER AV RY.PR.X ROYAL BANK PR SER AX RY.PR.Y ROYAL GOLD, INC. RGL RUBICON MINERALS J RMX RUSSEL METALS INC. RUS SABINA GLD & SLVR J SBB SAPUTO INC. SAP SAVANNA ENERGY CORP. SVY SCITI ROCS TRUST UN SCI.UN SCITI TRUST TRANS UN SIN.UN SCOTT'S REIT UN SRQ.UN SEABRIDGE GOLD INC J SEA SEARS CANADA INC SCC SECOND CUP LTD. THE SCU

Description Symbol SECOND WAVE PETE J SCS SECURE ENERGY SERV J SES SEMAFO INC. J SMF SENTRY PRIME METAL A PME SHAW COMM CL B NV SJR.B SHAW COMM CL 2 PR A SJR.PR.A SHAWCOR LTD. CL A SV SCL.A SHAWCOR LTD. CL B MV SCL.B SHERRITT INT'L CORP S SHOPPERS DRUG MART SC SIERRA WIRELESS SW SILVER STANDARD RES SSO SILVER WHEATON CORP. SLW SILVERCORP METALS J SVM SMART TECH INC A SV SMA SNC - LAVALIN GROUP SNC SOFTCHOICE CORP SO SONDE RESOURCES J SOQ SOUTHGOBI RES LTD J SGQ SPARTAN OIL CORP. J STO SPROTT INC. SII SPROTT PHY GLD UN US PHY.U SPROTT PHY SILVER US PHS.U SPROTT RESOURCE CORP SCP SPROTT STGY FIXED UN SFI.UN STANTEC INC. STN STAR PRTFOLIO YLDMGR XYM STILLWATER MINING US SWC.U STRAD ENERGY SERV J SDY STUDENT TRANSPORT STB SUN LIFE FIN INC. SLF SUN LIFE FIN PR A SLF.PR.A SUN LIFE FIN SER2 PR SLF.PR.B



Description Symbol SUN LIFE FIN SER3 PR SLF.PR.C SUN LIFE FIN SER4 PR SLF.PR.D SUN LIFE FIN SER5 PR SLF.PR.E SUN LIFE FIN SR6R PR SLF.PR.F SUN LIFE FIN SR8R PR SLF.PR.G SUN LIFE FIN 10R PR SLF.PR.H SUN LIFE FIN 12R PR SLF.PR.I SUNCOR ENERGY INC. SU SUNOPTA, INC. SOY SUPERIOR PLUS CORP. SPB SUPREMEX INC. SXP SWISHER HYGIENE INC. SWI SXC HEALTH SOLUTIONS SXC T.D. BANK TD T.D. BANK SER AA PR TD.PR.A T.D. BANK SER AC PR TD.PR.C T.D. BANK SER AE PR TD.PR.E T.D. BANK SER AG PR TD.PR.G T.D. BANK SER AI PR TD.PR.I T.D. BANK SER AK PR TD.PR.K T.D. BANK SER O PR TD.PR.O T.D. BANK SER P PR TD.PR.P T.D. BANK SER Q PR TD.PR.Q T.D. BANK SER R PR TD.PR.R T.D. BANK SER S PR TD.PR.S T.D. BANK SER Y PR TD.PR.Y TAG OIL LTD. J TAO TAHOE RESOURCES J THO TALISMAN ENERGY INC. TLM TALISMAN ENERGY PR A TLM.PR.A TALISON LITHIUM ORD TLH TANZANIAN ROYALTY J TNX TASEKO MINES LTD. TKO

Description Symbol TECK RES CL A MV TCK.A TECK RES CL B SV TCK.B TELUS CORPORATION T TELUS CORPORATION NV T.A TEMBEC INC. TMB TERANGA GOLD CORP. J TGZ THERATECHNOLOGIES TH THOMPSON CREEK METAL TCM THOMSON REUTERS CORP TRI THOMSON REUTER PR II TRI.PR.B TIM HORTONS INC. THI TIMBERCREEK MORTGE A TMC TIMMINS GOLD CORP. J TMM TMX GROUP INC. X TOREX GOLD RES J TXG TOROMONT INDUSTRIES TIH TORSTAR CL B NV TS.B TOTAL ENGY SERV INC. TOT TOURMALINE OIL CORP. TOU TRANSALTA CORP. TA TRANSALTA SER A PR TA.PR.D TRANSALTA SER C PR TA.PR.F TRANSAT A.T. CL A TRZ.A TRANSAT A.T. CL B TRZ.B TRANSCAN CORPORATION TRP TRANSCAN CORP PR 1 TRP.PR.A TRANSCAN CORP PR 3 TRP.PR.B TRANSCAN CORP PR 5 TRP.PR.C TRANSCONTINENTL A SV TCL.A TRANSCONTINENTL B MV TCL.B TRANSCONTINENTL D PR TCL.PR.D TRANSFORCE INC. TFI TRANSGLOBE ENERGY J TGL



Description Symbol TRANSGLOBE REIT UN TGA.UN TRICAN WELL SERVICE TCW TRICON CAPITAL GROUP TCN TRILOGY ENERGY CORP. TET TRIMAC TRANSPORT A TMA TRINIDAD DRILLING TDG TWIN BUTTE ENERGY J TBE UNI-SELECT INC. UNS URANIUM ONE INC. J UUU URANIUM PARTICIPATE U VALEANT PHARM INT'L VRX VALENER INC. VNR VERESEN INC. VSN VERESEN INC SER A PR VSN.PR.A VERMILION ENERGY INC VET VERO ENERGY INC. VRO VICWEST INC. VIC VIRGINIA MINES INC J VGQ VISTA GOLD CORP VGZ VITERRA INC. VT VITRAN CORPORATION VTN WAJAX CORPORATION WJX WENZEL DOWNHOLE TOOL WZL WEST FRASER TIMBER WFT WESTFIRE ENERGY J WFE WESTJET AIRLINES LTD WJA WESTJET AIRLINE VARY WJA.A WESTON GEORGE WN WESTON GEORGE 1 PR WN.PR.A WESTON GEORGE III PR WN.PR.C WESTON GEORGE IV PR WN.PR.D WESTON GEORGE V PR WN.PR.E WESTPORT INNOVATIONS WPT

Description Symbol WESTSHORE TERMINL UN WTE.UN WHISTLER BLACKCOMB WB WHITECAP RESOURCES J WCP WI-LAN INC. WIN WINPAK LIMITED WPK WSTRNONE EQUITY UN WEQ.UN XTREME COIL DRILL J XDC YAMANA GOLD INC. YRI YIELDPLUS INCOME UN YP.UN YLD ADVAN CONV DB UN OCV.UN ZARGON OIL & GAS LTD ZAR ZCL COMPOSITES INC ZCL ONLY ON LSERM BECAUSE OCC OPTIONS TRADE AGAINST SECURITY BALLARD POWER SYS BLD CARDIOME PHARMA CORP COM CRYPTOLOGIC LTD. ORD CRY DENISON MINES CORP DML ENTREE GOLD INC. J ETG GOLDEN STAR RESOURCE GSC IVANHOE ENERGY INC IE LONE PINE RES INC. LPR N.A. ENERGY PARTNERS NOA RARE ELEMENT RES J RES TRANSATLANTIC PETE J TNP URANERZ ENERGY J URZ WALTER ENERGY, INC WLT YM BIOSCIENCES J YM TSX VENTURE EXCHANGE ARCAN RESOURCES LTD ARN



Description Symbol RENEGADE PETROLEUM LTD RPL STORM RESOURCES LTD SRX

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.


Description Symbol ADDITIONS TORONTO STOCK EXCHANGE (TSX) AKITA DRILL CL A NV AKT.A AKITA DRILLING CL B AKT.B BMO DJ INDAV HED ETF ZDJ BMO EM MKT BOND HED ZEF BMO LONG CRP BND ETF ZLC BMO US EQTY HED ETF ZUE BRI-CHEM CORP. BRY BROOKFIELD RENEW UN BEP.UN BROOKFLD ASSET PR 32 BAM.PF.A CANELSON DRILLING CDI CAPSTONE INFRAS CORP CSE CAPSTONE INFR PR A CSE.PR.A CDN HIGH INCM EQ UN CIQ.UN CDN SAT RADIO A SV J XSR CHINA GLD INTL RES J CGG CONSTELLATION SOFTWR CSU CYMBRIA CORP CL A NV CYB DATA GROUP INC. DGI DIRECTCASH PAYMENTS DCI DIV GROWTH SPLT CL A DGS DIV GROWTH SPLIT PR DGS.PR.A DUNDEE INTL REIT UN DI.UN DYNASTY METALS INC J DMM ECO ORO MINERALS J EOM ECOSYNTHETIX INC. J ECO ENBRIDGE INC SR F PR ENB.PR.F ENBRIDGE INC SR H PR ENB.PR.H ENERGY INCOME FND UN ENI.UN

Description Symbol ADDITIONS EPSILON ENERGY LTD J EPS FAIRFAX FIN SER K PR FFH.PR.K FIRST ASSET PIPES UN EWP.UN FRONT ST MLP INCM EQ MLP GEODRILL LIMITED ORD GEO GOLDEN MINERALS J AUM GT-WEST LIFECO PR P GWO.PR.P GUARDIAN CAPITAL GCG GUARDIAN CAP CL A NV GCG.A HANFENG EVERGREEN HF HOMEQ CORPORATION HEQ HORIZONS GOLD PROD E HEP HORIZON ENHNCGLD ADV HEP.A HORIZON GLD BULL+ UN HBU HORIZONS GLDYLD E UN HGY HORIZONS GLD YLD ADV HGY.A HORIZONS INCM ENGY E HEE HORIZONS INCMEGY ADV HEE.A HORIZONS S&P500 BR A HSD ISHARE NA PREF STKUN XPF ISHARE US IG CORPBND XIG ISHARES MONEYMKT UN CMR ISHARES MONEYMKT ADV CMR.A JDS UNIPHASE EXCH NV JDU KARNALYTE RES J KRN LEGUMEX WALKER INC. LWP LIFE & BANC SPLIT A LBS MAGELLAN AEROSPACE MAL MANULIFE FIN CL1 SR7 MFC.PR.H MAXIM POWER CORP. MXG

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.


Description Symbol ADDITIONS MCEWEN MINING INC. J MUX MCEWEN-MINERA EXCH J MAQ METRO INC. MRU MIDAS GOLD CORP. J MAX MINCO SILVER CORP J MSV NAUTILUS MINERALS J NUS NEXEN INC. SR 2 PR NXY.PR.A OREZONE GOLD CORP. ORE PALADIN LABS INC. PLB PATHEON INC. RV PTI PEER 1 NETWORK ENT PIX POWER CORP 5.6% PR G POW.PR.G POWER FIN 5.50% PR R PWF.PR.R PREFERRED INVEST UN PSF.UN PRIMARY CORP. J PYC PULSE SEISMIC INC. PSD RAINY RIVER RES J RR REVETT MINERALS J RVM RIO ALTO MINING J RIO SCOTT'S REIT UN SRQ.UN SECOND CUP LTD. THE SCU SPROTT STGY FIXED UN SFI.UN STAR PRTFOLIO YLDMGR XYM SUPREMEX INC. SXP TAG OIL LTD. J TAO TALISON LITHIUM ORD TLH THERATECHNOLOGIES TH TIMMINS GOLD CORP. J TMM TOREX GOLD RES J TXG TRICON CAPITAL GROUP TCN

Description Symbol ADDITIONS TRIMAC TRANSPORT A TMA VERESEN INC SER A PR VSN.PR.A VITRAN CORPORATION VTN WINPAK LIMITED WPK ZCL COMPOSITES INC ZCL TSX VENTURE EXCHANGE STORM RESOURCES LTD SRX

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS TORONTO STOCK EXCHANGE (TSX) AIRBOSS OF AMERICA J BOS ANVIL MINING LTD. AVM ARTEK EXPLORATION J RTK ASTON HILL ADVVIP UN AV.UN ASTRAL MEDIA CL A NV ACM.A ASTRAL MEDIA CL B SV ACM.B AUSTRALIA BANCSEC UN AUZ.UN BELL ALIANTPF EQ PRA BAF.PR.A BK OF MON PR 10 US BMO.PR.V BROOKFIELD RL EST RV BRE BROOKFLD OFFICE PR I BPO.PR.I CAN-FIN INCM EQTY NV FIC CANMARC REIT UN CMQ.UN CDN ADVANTG CONV UN ADC.UN CDN IMP BK SER 31 PR CM.PR.I CDN LIFE CO SPLIT PR LFE.PR.A CEQUENCE ENERGY LTD. CQE CGA MINING LIMITED J CGA CLAYMORE BRDEMERG UN CWO CLAYMOR BRDEMRG ADV CWO.A CMP GOLD TRUST UN CMP.UN COLABOR GROUP INC. GCL CORBY DISTILLERIES CDL.A CORBY DISTILL B NV CDL.B CPI PREFER EQTY PR 1 CZP.PR.A CPI PREFER EQTY PR 2 CZP.PR.B DELPHI ENERGY CORP. DEE EMPIRE CO PR SER 2 EMP.PR.B

Description Symbol DELETIONS EVERTZ TECHNOLOGIES ET FAIRCOURT GLD INCM A FGX FLINT ENERGY SERV FES FUTUREMED HEALTHCARE FMD GAMEHOST INC. GH GLENTEL INC. GLN GOLD RESERVE CL A J GRZ HAMMOND POWER A SV HPS.A HATHOR EXPL LTD J HAT HIGH LINER FOODS INC HLF HIGH LINER FOODS NV HLF.A HORIZONS GOLD YLD UN HGY.UN IMRIS INC. J IM INDEXPLUS DIV FND UN IDF.UN INDEXPLUS INCOME UN IDX.UN JOVIAN CAPITAL J JOV LA MANCHA RESOURCE J LMA MELCOR DEVELOPMENTS MRD METRO INC. CL A SV MRU.A N.A. ADVANTG CONV UN NCD.UN NEO MATERIAL TECH NEM NEXJ SYSTEMS INC. J NXJ NOVADAQ TECH INC. J NDQ O'LEARY BRIC-PLUS UN OBF.UN OLEARY HARD ASSET UN OHA.UN PREMIUM INCOME CL A PIC.A PREMIUM INCOME PR PIC.PR.A ROCK ENERGY INC. J RE SUN LIFE SLEECS A SLE.M

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS US GOLD CORP. J UXG WHITEROCK REIT UN WRK.UN



Eligibility Criteria For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria.

General Inclusion Requirements Price volatility measures Calculated price volatility margin interval <= 25%

Market value per share >= $2.00 per share

Liquidity measures Dollar value of public float greater than $50 million Average daily trade volume for each month in the quarter >= 10,000 shares per day for at least two out of

the three months in the quarter OR

An equivalent average daily traded value amount for each month in the quarter ended >= $500,000 per day [to accommodate high price securities]

Listing requirements Listed on a Canadian exchange for six months OR

Listed on a Canadian exchange less than six months, with: Market value per share >= $5.00 per share Dollar value of public float greater than $500 million; and In the discretion of IIROC staff, the issuer company is in an industry sector known for low price volatility

Other Inclusion Requirements A new security listing resulting from an issuer reorganization that: is substantially the same as a previous security listing, has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and meets all the other General Inclusion Requirements for ongoing listings. For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and 120% of the public float of a previous security listing.

A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded. A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a

related common security from that same issuer.

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