Legislative Ethics Commission

8/14/2019 Legislative Ethics Commission

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1. Name

LEGISLATIVE ETHICS COMMISSIONSTATE OF NEW YORKDELIVER TO: ALFRED E.SMITH OFFICE BUILDING SUITE 14,91 ALBANY, NY 12247

MAILING ADDRESS: LEGISLATIVE OFFICE BUILDING BOX 75 ALBANY, NEW YORK 122.41PHONE: (518)4327837/7838 FAX: (5181 426-Q850 -

Annual Statement of Financ ia l D i ~ c l o ~ u ~ Y i 5 ,007For Calendar Year 2006

Joseph L. Bruno2 . {a} Ti t le of Pos i t ion New York S t a t e Senator . 43rd Di s t r i c t

(b ) Department , Agency or other Governmental Ent i tyNew York Sta t e Senate

(c ) Address of Presen t Off ice(d) Off ice 'Te lephone Number

Legislat ive Qffice BuIlding. Room 909Albany. New York 12247518-455-3191

3. (a) Mari ta l Sta tus married If married , please givespouse ' s f u l l name including maiden name where appl i cab le .B arb ara F . Bruno

(b) Lis t th e names of a l l unemancipated chi ld ren .- none -

IllS T1U'CTIO!lSAnswer each o f the fol lowing ques t ions complete ly, with r e spec t tocalendar year 2006, unless another p er io d o r da te i s otherwisespec i f ied . I f add i t iona l space i s needed, a t t ach addi t i ona l pages .WheneVer a ~ v a l u e M o r ~ a m o u n t " i s r equ i red to be r epo r t ed he re in ,such value o r amount sha l l be re po rte d a s be ing with in one of th efol lowing Categor ies : Category A - under $5,000; Category B $5,000 to under $20,000; category C - $20,000 to u n d e ~ $60 ,000 ;Category D - $60.000 to und er $ 100, 000; ca tegory E - $100,000to under $250 ,000; and C ~ t e g o r y ' - $250,000 o r over . A r epo r t ingind iv idual sha l l i nd ica te the Cate go ry b y l e t t e r only.Whenever "'income" i s requi red to be r ep o rt ed h e re in , th e term nincome"sha l l mean th e aggregate net income befo re taxes from th e so urcei den t i f i ed .The term "ca lendar year" sha l l mean th e year ending th e December 31stpreceding th e date of f i l ing of the annua l s ta tement .

h.B.C. Porm 1 (3/99)1


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4 . (a) List_ any o f f i c e , t r u s t e e s h i p , d i r e c t o r s h i p ,p a r t n e r s h i p , o r p o s i t i o n of any n a t u r e , whethercompensated o r not , h e l d by t h e r e p o r t i n g individual wi t hany f i r m , c o r p o r a t i o n , a s so c ia t i o n , p a r t n e r sh i p , o r o t h e rorganization o t h e r t h a n t h e S t a t e of 'New York. Includecompensated honorary p o s i t i o n s ; do NOT list membership o runcompensated honorary p o s i t i o n s . I f t h e l i s t e d e n t i t ywas l icensed by any s t a t e o r local agency, was regulatedby any s t a t e r e g u l a t o r y agency o r local agency, or, as ar e g u l a r and s i g n i f i c a n t ' p a r t o f the business o r a c ti v i t yo f B a ~ d . e n t i t y , did business with , o r had m a t t e r s otherthan m i n i s t e r i a l m a t t e r s before , any s t a t e o r l o c a lagency, list the name o f any such agency.P o s i t i o n O r g a n i z a t i o n S t a t e o rLocal AgencyConsu1tant Capi ta l Business Consultants. LLCLimited Par tner Racine Associates

nonenone

. (b) L i s t any o f f i c e , t r u s t e e s h i p , d i r e c t o r s h i p ,p a r t n e r s h i p , o r p o s i t i o n o f any n a t u r e , whethercompensated o r not , h e l d by t h e spouse o r unemancipatedc h i l d o f t h e r e p o r t i n g i n d i v i d u a l , w i t h any f i rm,c o r p o r a t i o n , a s s o c i a t i o n , p a r t n e r s h i p , o r o t h e ro r g a n i z a t i o n o t h e r t h a n t h e S t a t e o f New York. Includecompensated honorary p o s i t i o n s ; do NOT list membership o runcompensated honorary p o s i t i o n s . I f t h e l i s t e d e n ~ i t ywas l i c e n s e d by any s t a t e o r l o c a l agency, was regulatedby any s t a t e regulatory -agency o r local agency, o r , as ar e g u l a r and s i g n i f i c a n t pa r t o f t h e b u s i n e s s o r a c t i v i t yo f s a i d e n t i t y , d ~ b u s i n e s s with, o r had m a t t e r s ot.hert h a n m i n i s t e r i a l . m a t t e r s b e f o r e , any s t a t e o r l o c a lagency, list t h e name o f any s u c h agency.

P o s i t i o n

- none -

_ O r g a n i z a t i o n

2

S t a t e o rLocal. Agency


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5. (a) Lis t the name, address and descr ip tion o f anyoccupation, employment, (other than the employmentl i s t ed u ndez Item 2 above) , t rade, business o rprofession e n g ~ g e d in by the repor t ing i nd iv idua l . I fsuch a c t i v i t y was l icensed by any s ta te or loca lagency, was r egu la ted by any s ta te regulatory agency orlocal agency I or, as a regular and s ign i f ican t par t ofth e b us in es s or ac t iv i ty of said entity , d id businesswith, or had matters other than ministerial mattersbefore , any s ta te or loca l agency, l i s t the name of anysuch agency_Pos i t ion

Name &:. Addressof organizat ion D e ~ i p t i o n Sta te o rLocal AgencySee At cachment; "An

(b ) I f the spouse o r unemancipatedchild o f th e repor t ingi n d iv id u a l was engaged in any occupat ion, employment,t r a d e , bus iness or p ro fe s s i o n which a c t i v i t y was l i censedby any s t a t e o r l oc a l agency , was r egu la ted by any s ta teregula tory agency -oz l o c a l agency, o r, as a regula r ands ign i f i can t p a r t of the b u 6 ~ n e B s or a c t i v i t y of sa ide n t i t y , d id business wi th , or had matters o t he r t hanmin i s t e r i a l matters b e fo re , any s ta te o r l o c a l agency,list th e name, address and descr ipt ion o f .s uch occupation,employment, t rade , bus ines s or profe s s ion and th e name o fsuch agency.Pos i t i on

- none -

Name " Addresso f Organizat ion Descript ion s t a t e o rLocal. Agency

6 . L i s t any in teres t , in EXCESS of $1, 000, held by thereport ing ind iv idua l , such ind iv idua l ' s spouse orunemancipated chi ld , o r p a r t n e r s h i ~ of which any suchperson i s a member, or corporation, 10% or more of thestock of which i s owned or control led by any such p ~ r s o n ,whether vested or cont ingent , in any contract made orexecuted by a s t a t e or loca l agency and i nc lude th e name

~ . E . C . Form 1 (3/99)

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Attachment "A"Joseph 1 . BrunoQuestion 115

Posi t ion

Senator

Sole Propr ie tor

Name & Addressof Organization

New York State SenateLOB-909. Albany, NY 12247Mountain View Farm345 Bulson Road

Descript ion

Leg is la t ive Branch ofNew York State GovernmentBreeding & RaisingThoroughbred horses

Sta teor Local Agenc.

none

Consultant Capita l Business Consultants, LLC345 Bulson Road, Troy, New York 12180Consulting Done

Consultant The Winthrop Corporation1000 Lafayet te Blvd.Bridgepor t , CT 06604

Consult ing none


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of th e en t i t y which holds such i n t e r e s t and th ere la t ionsh ip 6 f th e reporting ind iv idual o r suchi nd iv idua l ' s spouse o r such ch ild to such en t i t y and th ei n t e r e s t in such cont rac t . Do NOT ' include bonds andnotes . Do NOT list any . in te re s t in any such cont rac t onwhich f ina l payment has been made ' and a l l ob l iga t ions'und e r the cont rac t except fo r guarantees and warrant ieshave been performed, provided, however, t ha t such ani n t e r e s t must be l i s t ed if . the re has been an ongoingdispute during the c ale nd ar y ea r fo r which t h i s s ta tementi s f i l ed with re spec t to any such guarantees o r .warrant ie s . Do NOT list any i n t e r e s t in a cont rac t madeor executed by a l oca l agency aft .er publ ic not ice andpursuant to a process fo r compet i t ive bidding o r aprocess fo r compet i t ive requests fo r proposa l s .Sel f ,Spouseo r Chi ld

- none -

En t i t yWhich HeldI n t e r e s t inContrac t

.Relat ioDshipt o Ent i tyand I n t e r e s tin Contrac t

Cont rac t ingS ta te o rLocalAgency

categoryof 'Value o fcont rac t

7. Lis t any pos i t i on th e r e po r t i n g ' i nd iv idua l he ld as ano f f i c e r of any po l i t i c a l par ty . o r po l i t i c a l organ iza t ion ,as a member o f any po l i t i c a l pa r t y committee, or as apo l i t i c a l pa r t y d i s t r i c t l eade r . The term p ar ty sh al lhave- th e same meaning as pa r ty in t.he e l e c t ion law. Theterm "po l i t i c a l organ iza t ion" means any par ty o rindependent body as defined. in the e l ec t i on law or anyorgan iza t ion t h a t i s a f f i l i a t ed with o r a s ub sid ia ry o f apa r ty o r independent body.

- none -

B. (a) I f th e r ep o rt i ng in d iv id u al p r ac t i c e s law, i s l i censedby t};1e department o f s t a t e a s a r e a l es ta te bro'ker o ragent o r p r ac t i c e s a p r o f e s B i ~ n 'l i c e n s e d by th e departmentof ed uc atio n, g iv e a genera l d es cr ip tio n o f th e pr inc ipa l

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Isub j ec t a reas of mat t e r s u n d e r t ~ e n by such i nd iv idua l .Addi t iona l ly , i f such an i n d i v i d ~ prac t i ce s with a f i rmo r c orp ora tio n and i s a pa r t n e r o shareholder o f th e firmo r corpora t ion , give a genera l ~ s c r i p t i o n o f pr inc ipa ls ub j e c t a reas of m a tte rs u n d e r ~ a k e n by such firm orcorpora t ion . Do not list t h e ' name o f the i nd iv idua lc l i en t s , customers o r pa t i en t s .- none -

(b) L i s t th e name, pr inc ipa l : address and genera ldesc r ip t i on o r the nature o f the bus ines s ac t i v i t y of anyen t i t y in which th e rep or t in g in div idua l o r suchi nd iv idua l ' s spouse had an inves tment in exceas o f $1.000excluding investments in s e c u r i t i ~ s and in teres ts in r e a lproperty .Mountain View Farm. 3 4 Bulson Road, Troy, New York 12180

Breed ing & r a i s i ng thoroughbred horses

9 . L i s t each source o f g i f t s , EXCLUDING campaignc on t r i-but ions , in EXCESS o f $1 ,000 , rece ived dur ing th er epor t ing period fo r which t h i s statement i s f i l ed by ther epor t ing i nd iv idua l o r such i nd iv idua l IS spouse o runemancipated chi ld from th e s a m ~ donor , EXCLUDING g i f t sfrom a r e l a t ive . INCLUDE t h e name and add ress o f thedonor . ' The term -g i f t s " does not ; inc lude re imbursements ,which term i s def ined in i tem 10. ' Ind ica t e th e value andnature of each such g i f t .s e l f ,Spouse o rChild Name ofDonor Address 'Nat u reo f Gif t

ca tegory o fValue ofG i f t

Self Jared Abbruzzese62 Old Niskayuna Roadl .oudonyille. New York 12211

Trjp (1/11/06-1/14/06)Transpor ta t ion , golf & meals

Ca t e g o r y '

10. Ident i fy and br ie f ly descr ibe th e ~ r c e of any re imbursemente fo r expend i tu res , EXCLUDING ~ a m p a i g n expend i tu resand expend itu res in connection : with o f f i c i a l dut ies

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reimbursed by the s t a t e , in EXCESS of $1,000 from each suchsource . For purposes of t h i s i tem, the term IIreimbursementssha l l mean any t rave l - re la ted expenses provided bynongovernmental sources and fo r ac t iv i t i es related tothereport ing individual ' s .off ic ia l dut ie s such as, speaking.engagements. conferences I or f ac tf in din g e ve nts . The term-reimbursements does NOT include g i f t s repor t ed under item9 ..

- none -

Souroe Descript ion

11 . List th e iden t i ty and value, i f reasonably asce r t a inab le ,of each i n t e r e s t in 'a t ru s t , es t a t e or o the r beneficiali n t e r e s t , including re tirem en t p la ns o the r than re t i rementp l ans of th e s t a t e o f New York or the c i ty o f New York, andde fe r red compensat ion p l ans ( e . g . , 40J., 403 (b) ', 457, e t c . )es tab l i shed in ~ c c o r d a n c e with th e i n t e rna l revenue code, inwhich' th e REPORTING INDrvIDOAL he ld a bene f i c i a l interest inEXCESS of $1', 000 a t any t ime du r i ng th e p re ce din g y ea r. DoNOT repor t in te re s t s in a t r u s t , estate o r o the r beneficiali n t e r e s t e s t ab l i shed by o r fo r , o r th e e s t a t e o f , ' a rel .at i ve .

Iden t i tyHSBC IRA accountNYS Deferred Compensation Plan,Self-Employed Re ti rement P lan

ca tegory ofValue

C a ~ e g o r yCategoryCategory

(closed 12/06)

1.2. (a ) Describe th e t;:erms of, and th e p a r t i e s to ; any'con t rac t promise, or other agreement - between th ereport ing individual and any person, f i rm, o r corporationwith respect to th e employment of .such i nd iv idua l a f t e rleaving of f i ce o r posi t ion (o the r than a leave ofabsence) .- none -

. - ........ "

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(b) Descr ibe the pa r t i e s to and the te rms of any agreem entproviding fo r cont inuat ion of payments o r benef i t s to theRE'PORTINQ INDIVIDUAL in EXCESS o f $1,000 from a p r i o remployer OTHER THAN the Sta t e . (This inc ludes i n t e r e s t s in o r contributions to a pension fund, p r o f i t - ~ h a r i n gplan, o r l i fe or health insurance; buy-out agreements;severance payments; etc . )- none -

13. Lis t below th e na ture and amount of - any income in EXCESSof $1 ,000 from EACH SOURCE fo r the repor t ing ind iv idua land such i nd iv idua l ' s_ spouse fo r th e taxable year l a s toccur r ing p r io r to the date -o f f i l i ng . Nature o f incomeinc ludes , bu t i s not l imi t ed to , a l l income (o ther thanth at re ce iv ed from the employment l i s t ed under I t em 2above) from, c o m p e n s a t e ~ e m p l o y m e n ~ whether publ ic o rprivate . di rec tor sh ips and o the r f iduc ia ry posi t ions,cont rac tua l arrangements, teaching income, par tner sh ips ,honorar iums, l e c tu r e fees , consul t an t fees , bank and bondi n t e r e s t , dividendS, income der ive4 from -a t r u s t , r e a le s t a t e r en t s , and recognized gains from th e sa le o rexchange o f r e a l or o the r prope r ty . Income from abus iness o r pro fess ion and real . e s t a t e r en t s shall . berepor ted with th e - source i den t i f i ed by th e bu i ld ingaddress in th e case of r e a l e s t a t e r en t s and otherwise byt::he name o f th e en t i t y and no t by the name c.f th ei n d i v i d u ~ l cus tomers , c l i e n t s o r, t enan t s , with th eaggregate " ne t income before t axes fo r each buildingaddress o r en t i t y . The re ce ip t o f maintenance received inconnect ion with a matrimonial ac t i on , alimony and ch i ldsupport payments sh a l l no t be l i s t e d .

Self lspouse -Source MatureCategory. o fAmount

See Attachment "Btl

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Attachment "BtlJoseph L. BrunoQuestion #13

Self/Spouse Source Nature Category oAmount

l. Self New York State Senate salary Category2. Self The Winthrop C o ~ p o r a t i o n salary Category3. Self Mountain View Farm sale of horses Category(before ex4. JSelf CALAMP sale of stock Category


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Source

14. L i s t t h e sources o f any d e f e r r e d income (not r e t i r e m e n tincome) i n EXCESS o f $-1, 000 from each s o u r c e t o be paid t ot h e r e p o r t i n g i n d l v i d u a l fol lowing t h e -c l o s e of theca lendar y e a r f o r which t h i s d i s c l o s u r e statement ' i sf i l e d , o t h e r than d e f e r r e d compensation r e p o r t e d in i tem11 hereinabove. Deferred income derived from t h e p r a c t i c eof a profession shal l be l i s t e d in the aggregate and shal l i d e n t i f y a s t h e , source, the _ame o f t h e f i rm, corporat ion,p a r t n e r s h i p o r a s s o c i a t i o n through which t h e income wasd e r i v e d , b u t s h a l l n o t identify individual c l i e n t s .

categozy ofAmount'

- none -

15. L i s t each assignment o f income i n EXCESS o f $1.000, andeach t r a n s f e r_ o t h e r than t o a r e l a t i v e d u r i n g t h er e p o r t i n g p e r i o d f o r which t h i s at.at.ement; is f i l e d f o rl e s s than f a i r consideration o f an i n t e r e s t a t r u s t ,e s t a t e o r o th e r b e n e f i c ia l i n t e r e s t . s e c u r it ie s o r r e a lp r o p e r t y , by t h e r e p o r t i n g i n d i v i d u a l , in excess o f$1 ,000 , which w o u ~ d o t h e r w i s e b ' r e q u i ~ e d t o be r e p o r t e dh e r e i n and i s not o.r h a s not been 8 0 r e p o r t e d . - ,I tem A ss ig ne do r T r a n S f e r r e d

- none -

Assigned o rTrans fer red t pCategoryo fVaJ.ue

16. List below t h e type a n market ~ u of s e c u r i t i e s held bythe r e p o r t,ing i n d i v i d u a l or such -i n d i v i d u a l ' s spouse fromeach issuing e n t i t y i n _EXCESS o f $1_,000 a t t h e c l o s e of thet a x a b l e year l a s t occurr ing p r' ior t o t h e d a t e o f f i l i n g ,i n c l u d i n g the name o f t h e - issuing e n t i t y e x c l u s i v e o f~ e c u r i t i e s h e l d by the report ing i n d iv id u a l i s s u e d by ap r o f e,ssional c o r p o r a t i o n a Whenever an i n t e r e s t in securit i e s ~ i s t s through a b e n e f i c i a l i n t e r e s t i n a t r u s t , t h es e c u r i t i e s h e l d in such t r u s t s h a l l be l i s t e d ONLY ~ ther e p o r t i n g individual has knowledge t h e r e o f except where ther ep o r ti n g i n d i v id u a l o r t h e r e p o rt i n g individual r s spouse

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has t ransferred asse ts to such t ru s t for h i s o r her benefit inwhich even t such secur i t ies sha l l Pe l i s ted unless they are notascer ta i. .na.ble by the report ing individual because the t rus teei s under an obligat ion or has been instructed in wri t ing not . todisc lose the co nten ts of the t rus t to the report ing individual .Secur i t i e s of which the report ing indiv idua l o r th e reportingindividual t s spouse i s the owner of record but in which- suchindividual or the report ing individual 's spouse has nobeneficial in te res t sha l l not be l i s t ed . Indicate p e r ~ e n t a g eo f ownership ONLY i f th e report ing person o r the repor t ingperson 's spouse holds more than f ive percent (5t) of th e stockof a corpora t ion in which the stock i s publ ic ly t raded or . m o r ~than ten percent (10\) of th e stock of a corporation in whichthe stock i s NOT pub l i c ly t raded. Also list s e cu r i t i e s ownedfor ipvestment purposes by a . corporation more than f i f typercent (50%") of th e stock of which i s owned o r cont rol led bythe r epor ti ng ind iv idual or such ' individual 's spouse . For thepurpose of t h i s i tem th e term s ecu r i t i e s sha l l mean mutualfunds, bonds, mortgages, notes i ' obl i ga t i ons , warrants ands tocks o f any c lass , investment in teres ts in l i m i t ~ d or generalpartnerships and cer t i f ica tes of deposits (CDs) and such otherevidences of i n d e b t e d n e ~ s and cer t i f ica tes of i n t e r e s t as areusually referred to as secu r i t i e s . The market value for suchsecuri1;:.ies sha l l be reported only i f reasonably ascer ta inableand sha l l -not be reported if th e securi ty i s an in te re s t in ageneral partnership t h a t wa s l i s t ed in item 8 (a ) o r i f th es e c u r i ~ y i s corpo ra te s to ck , NOT publicly t raded, in a t rade orbusiness of a report ing ind iv idual or a report ing ind iv idua l ' sspouse.

Sel . f /s ~ I s su ingRnt i ty Type ofSecur i ty

Percentaqeof c o rpo r a t es tock ovnedo r control led.(i f more th.aJ:l5" o f publ i c lyt raded s to ck ,e r more thanlo t o f s tockxiot publ i c lyt raded, i sheld)

Category o fMarket Valueas of thec lo s e o f th et axab le yearl a s t occurr ing p r i o r tothe f i l . ingof t h i sstatement

See Attachment "Cit

17. List below the locat ion, s ize , general nature, acquisi t iondate, market value and percentage of ownership of any realproperty in which any vested or .contingent in te res t in EXCE$Sof $1,000 is held by th e r epor ting individual o r the reportingindividual 's spouse. , Als o l i s t real property owned forinvestment purposes by a corporat ion more than f i f ty percent(50%) of the stock which i s owned or ~ o n t r o l l e d by ther e p o r t i ~ g individual or such ,indiv idual t s spouse. " Do NOT list

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Attachment lIe"Joseph L. BrunoQuest ion 116

Category PercentagType of of Market CorporateSelf/Spouse Issuing Ent i ty Securi ty Value owned (e t

l. Spouse Exxon Corp. Stock Category " unknotom.2. Spouse American Elec t r ic Stock Category unknown

Power Co. Inc.4. Spouse General Elec t r ic Stock Category unknown. Sel f MSlF Value. Por t . Lnv , Stock Category unknown. Self Vanguard l n s t Index Fd Stock Category unknown. Se.lf Vanguard Prime Cap Fd Stock Category unknown


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any r e a l proper ty which is th e pr imary ' or secondary personalr es idence of the repor t ing individual or th e report ingi nd i v i dua l ' s spouse , excep t where the re i s a co-owner who i so the r than a r e l a t i ve .Sel f /SpouseCorporat ion Locati 'on Size General .Rature

Acqui-s i t ionDatePercen t age o fownership

categoryo f MarketValue

See Attachment "ott

.18. Lis t below a l l no tes and accounts rece ivable , other thanfrom goods or se rv i ces .. so ld , held by th e report ingind iv idua l a t the c lose of th e taxab le year l a s t occurr ingp r i o r to . the date of f i l i ng and o the r debts owed to suchi nd iv idua l -at the c lose o f th e taxa ble y ear l a s t occurr ingp r io r to th e date o f f i l i ng , in EXCESS o f $1,000, includingthe name of the d eb to r , type o f ob l iga t ion , da te due andth e na tu re of the co l l a t e r a l secur ing payment o f each, ifany, exc luding s e cu r i t i e s repor ted in i tem 16 here inabove.Debts , no tes and accounts r ece ivab le owed to th e ind iv idua lby a Fe l a t i v e sha l l no t be r epor ted .

Name o f Debtor

- none -

Type o f Ohl iga t i on ,Date Due. - and Natureo f Col l a t e r a l , if any

Categoryo fAmount

19. Li s t below a l l - l i ab i l i t i e s o f the repo r t in g i nd iv idua l andsuch ind iv idua l ' s spouse, ' in EXCESS of $5, 00'0 as of the da teof _f i l i ng o f th i s s ta tem en t, o th er than l i a b i l i t i e s to ar e l a t i ve . Do NOT list l i a b i l i t i e s i ncu r red by, orguaran tees made by, th e repor t ing i nd iv idua l or suchi nd iv idua l ' s spouse or by any propr i e to r sh ip , partnership or"corpora t ion in which th e r epo r t i ng i nd iv idua l o r suchi nd i v i dua l ' s spouse has an in te res t , when incurred o r madein th e ordinary course o f th e t r ade , bus ine s s o r profess i ona l prac t i ce o f th e r epor t i ng - ~ d i y i d u a l or suchi nd iv idua l ' s spouse. Inc lude th e name o f the c r ed i t o r and

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"n"L. Bruno

tIl7

Percentage CategorGeneral Aquistion of Market/Spouse Location Size Nature Date Ownership Value

Self/Spouse -- 94 Bulson Rd. single 6/89 100% CategorTroy, New York family home

Self/Spouse 337 Bulson Road single 2/97 100r. CategorTroy, New York family home


15/15

any co l la te ra l pledged by such ind iv idua l t o secure paymentof any such l i ab i l i t y . A r ep o rt in g in div id ua l s ha l l n o tlist any obl igat ion to pay maintenance in connect ion with a 'matr imonia l ac t i on , alimony o r ch i ld support payments. Any,loan i s sued in the ordinary course of business by af i nanc i a l ins t i tu t ion to finance educational costs , the cos tof home purchase o r improvements fo r a prtmary o r secondaryr es idence , or. purchase o f a persona l ly owned motor veh ic le ,household fu rn itu re o r appl iances s ha l l be excluded. I f anysuch repor tab le l i ab i l i ty has been guaran teed by any t h i rdpe rson , l i s t the l i ab i l i ty and, name the guarantor .

Name o f cred i to r .or Guarantor

- none -

Type o f Liab i l i t yand Co11atera l . if anycategoryofAJnaunt

The requirements o f law re la t in g to the reportingf inanc ia l i n t e r e s t s a re in t:he ' pub l i c i n t e r e s t and noinfe rence o f une th ica l o r i l l e g a l conduct o r behav iordrawn merely f rom compliance ~ t t h e s e requirements.

o f the'adver s ewil l . b e

a . ~ C~ a ~ ~ Report ing ' I n di v i dua l ) May 15. 2007D a t e { m o n t h / d ~ y / y e a r )

Legislative Ethics Commission

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Transcript of Legislative Ethics Commission