Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for...

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Lecture IV Statistical Models in Optical Communications DIRECT DETECTION Gaussian approximation for single-shot link performance Receiver thermal noise Single-shot OOK receiver modelling -2nd order statistics at sampler output Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (ch. 11 – part 2 “Notes”)
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Page 1: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Lecture IVStatistical Models in Optical Communications

DIRECT DETECTION• Gaussian approximation for single-shot link performance• Receiver thermal noise• Single-shot OOK receiver modelling -2nd order statistics at

sampler output • Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-

Gauss regime

(ch. 11 – part 2 “Notes”)

Page 2: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Detection in shot + gaussian noise

( )rz t

ArbitraryShape

Receivefilter

SufficientStatisticExtractor

Slicer

Binary transmission system

ReceivedSignal

Page 3: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

We consider the performance of a receiver which operates in the single-shot mode,or equivalently, we ignore the effect of intersymbol interference upon transmitting trains of pulses.

The second term of the last equation is automatically gaussian, but we have seen the central theorem result whereby a filtered Poisson process such as the first term of the last equation, tends to gaussian in the limit of large rate. Hence, we end up with the sum of two gaussian variables, which is gaussian itself.

Gaussian approximation for single-shot link performance (I)

Page 4: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

signal separation - defined as the difference of the two means of the received sufficient statistics, conditioned on the two respective transmission hypotheses:

Gaussian approximation for single-shot link performance (II)

Page 5: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

To express the BER as a function of the threshold we require the likelihood functions:

the optimal ML threshold:

Gaussian approximation for single-shot link performance (III)

Page 6: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Gaussian approximation for single-shot link performance (IV)

Page 7: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

It turns out that there exists a better choice of threshold, albeit not optimal within the rules of the gaussian approximation, but better approximating the true threshold of the mixed Poisson-GaussThis modified value of threshold is the one making the two conditional error probabilities equal,(rather than making the likelihood functions equal as in the ML solution). Hence, we choose the threshold so as to make the integrated tails of the two likelihoods of equal area (rather than rendering heights of the likelihood functions equal), a condition which may written as

Gaussian approximation for single-shot link performance (V)

Page 8: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Gaussian approximation for single-shot link performance (VI)

Page 9: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Gaussian approximation for single-shot link performance (VII)

Page 10: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Gaussian approximation for single-shot link performance (VIII)

Page 11: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Gaussian approximation for single-shot link performance (IX)

Page 12: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Gaussian approximation for single-shot link performance (X)

Page 13: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Gaussian approximation for single-shot link performance (XI)

Page 14: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Gaussian approximation for single-shot link performance (XII)

Page 15: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Receiver thermal noise (I)

• <<drawing>>

Page 16: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Receiver thermal noise (II)

Page 17: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Receiver thermal noise (III)

Page 18: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Receiver thermal noise (IV)

Page 19: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Receiver thermal noise (V)

Page 20: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Receiver thermal noise (VI)

The spot noise figure

Page 21: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Receiver thermal noise (VII)

Page 22: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Receiver thermal noise (VIII)

Noisless Noiseless

Freq. dependent white

Noisy

+

Page 23: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Receiver thermal noise (IX)

Page 24: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Receiver thermal noise (X)

where

Page 25: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Single-shot OOK receiver modelling -2nd order statistics at sampler output (I)

Page 26: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Single-shot OOK receiver modelling -2nd order statistics at sampler output (II)

Page 27: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Single-shot OOK receiver modelling -2nd order statistics at sampler output (III)

Page 28: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Single-shot OOK receiver modelling -2nd order statistics at sampler output (IV)

Page 29: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Single-shot OOK receiver modelling -2nd order statistics at sampler output (V)

Page 30: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Use Cambell’s theorem

Single-shot OOK receiver modelling -2nd order statistics at sampler output (VI)

Page 31: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Single-shot OOK receiver modelling -2nd order statistics at sampler output (VII)

Page 32: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Single-shot OOK receiver modelling -2nd order statistics at sampler output (VIII)

Page 33: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Single-shot OOK receiver modelling -2nd order statistics at sampler output (IX)

( )

Page 34: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Dark current

Single-shot OOK receiver modelling -2nd order statistics at sampler output (X)

Page 35: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

The other approach is to calculate the shot fluctuations associated with the dark current, using Campbell’s theorem:

Single-shot OOK receiver modelling -2nd order statistics at sampler output (XI)

Page 36: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

It is worthwhile representing the dark current as an effective constant intensity optical source,which would yield the same average current as the level of the dark current. In terms of mean arrival rate,

Single-shot OOK receiver modelling -2nd order statistics at sampler output (XII)

Page 37: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Single-shot OOK receiver modelling -2nd order statistics at sampler output (XIII)

Page 38: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Single-shot OOK receiver modelling -2nd order statistics at sampler output (XIV)

Page 39: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Single-shot OOK receiver modelling -2nd order statistics at sampler output (XV)

Page 40: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (I)

Page 41: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (II)

Page 42: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (III)

Page 43: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (IV)

(repeated from previous slide for easy see)

Page 44: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (V)

Page 45: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (VI)

Page 46: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (VII)

Page 47: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (VIII)

Page 48: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

where the s-factor is given by the harmonic mean of the two symbol-noise ratios, which add as resistors in parallel to generate the overall snr ratio, which determines the probability of error.

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (IX)

Page 49: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (X)

shot noise limited

Page 50: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (XI)

…shot noise limited – continued…

Page 51: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (XII)

thermal noise limited

Page 52: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

which seems correct at least as far as the linear dependence on optical power (as well as responsivity and mean APDgain) and the inverse dependence on the noise equivalent current is concerned (the noise is constant but the signalseparation in the current or voltage domains grows linearly with the optical power).

Symbol-Noise Ratios and BER for ISI-free OOK in the Poisson-Gauss regime (XIII)…thermal noise limited – continued…

Page 53: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Direct detection link with intersymbol interference (I)

The total received optical field

Page 54: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Direct detection link with intersymbol interference (II)

Page 55: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Direct detection link with intersymbol interference (III)

Page 56: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Direct detection link with intersymbol interference (IV)

Page 57: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Direct detection link with intersymbol interference (V)

Page 58: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Direct detection link with intersymbol interference (VI)

Page 59: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Direct detection link with intersymbol interference (VII)

Page 60: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Direct detection link with intersymbol interference (VIII)

Page 61: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Direct detection link with intersymbol interference (IX)

Page 62: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Direct detection link with intersymbol interference (X)

Page 63: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Math Detour: Cyclostationary processes, and PAM modulation (I)

Page 64: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Math Detour: Cyclostationary processes, and PAM modulation (II)

Page 65: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Math Detour: Cyclostationary processes, and PAM modulation (III)

Page 66: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Math Detour: Cyclostationary processes, and PAM modulation (IV)

Page 67: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Math Detour: Cyclostationary processes, and PAM modulation (V)

Time-average:

Page 68: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Math Detour: Cyclostationary processes, and PAM modulation (VI)

Page 69: Lecture IV Statistical Models in Optical Communications DIRECT DETECTION G aussian approximation for single-shot link performance Receiver thermal noise.

Math Detour: Cyclostationary processes, and PAM modulation (VII)

Proof: