Laterally Loaded Piles2005

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    Design of Laterally Loaded Piles for

    Offshore Platforms

    Don Murff, TAMU/OTRC

    Introduction

    The design of piles for lateral loading is a standard aspect of the offshore platform

    design process. Most environmental agents such as wind, waves, currents,

    earthquakes, and ice impose lateral forces on an offshore structure. These forces,along with the structure weights and operational loads, are ultimately transmitted to

    the foundation as axial and lateral loads and moments on the pile heads.

    Configuring the piles to have adequate strength and stiffness to efficiently carry

    these loads into the soil is the objective of the pile design process.

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    Contents

    Overview of the design process

    Derivation of governing equations History of analysis/design methods

    Models for failure analysis

    A case history

    Summary

    References

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    Idealized Soil Resistance Profiles in Normally

    Consolidated Clay

    Axial Soil Resistance

    0

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    1

    0 0.2 0.4 0.6 0.8 1

    Normalized Axial Resistance

    NormalizedDepth

    Lateral Soil Resistance

    0

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    1

    -0.5 0 0.5 1

    Normalized Lateral Soil Resistance

    Norm

    alized

    Depth

    Pile design has two rather distinct components:

    The axial load is resisted by shear resistance along the pile shaft and end bearing at

    the pile tip. As shown in the figure on the left, in normally consolidated profiles, nearsurface soils play a relatively minor role in resisting axial load. In this case less than

    10% of the capacity is developed in the top 30% of the pile. This aspect of design is

    covered in a separate lecture.

    The lateral load and moment are resisted by the lateral bearing resistance of the soil

    and the bending stiffness of the pile. As shown on the right, the resistance to lateral

    loads and moments is mobilized in the near surface soils. In this case

    approximately 85% of the lateral resistance is developed in the top 30% of the pile.

    The pile stiffness and strength must be adequate to effect this load transfer

    efficiently. This aspect of design is the focus of this discussion.

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    Steel Pipes as Structural Members in Platform

    Construction

    From the beginning of offshore platform design in the mid-nineteen forties it has

    been recognized that circular pipe piles are best suited for their foundation support.

    In fact tubular members are preferred for most of the platforms structural

    components. There are a number of reasons for this including:

    The ability to resist omni-directional loads

    Facilitation of fabrication and installation

    Steel pipe piles have thus been used almost exclusively for offshore fixed bottom

    structures.

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    Vertical and Battered Platform Sides

    Many of the earliest structures were vertically-sided truss-type templates with

    relatively wide base dimensions relative to water depth and small diameter circular

    piles driven through the structure legs into the seabed. As we will discuss, the

    critical foundation failure modes for such structures is often dominated by the lateral

    capacity of the piles. Such structures become less efficient in deeper water where

    overturning failure becomes more critical and hence designs evolved to structures

    with sloped or battered sides i.e. with piles driven at a small angle to vertical. This

    configuration increases the foundation base width relative to the deck and, hence

    increases overturning resistance. It also allows the foundation to react significant

    lateral load at least partially from the piles axial capacity.

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    Forces on Vertical and Battered Piles

    Fv

    FH

    Fv

    FH

    +

    As shown, the lateral load on a vertically sided structure is transmitted as a shear

    force directly to the pile head. In a battered structure the vertical load creates a

    shear force (perpendicular to the pile axis) at the pile head that opposes and partly

    compensates for the shear force due to the lateral load. Since the platform imposes

    a rotational restraint on the pile head the moment tends to bend the pile back into

    the load almost irrespective of the pile batter.

    This schematic is somewhat over simplified for the purposes of illustration. For a

    complex structure the loads transferred to the piles will also depend on the stiffness

    of the pile and the stiffness of the structure near the pile head.

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    Pile Design for Lateral Loading

    0

    10

    20

    30

    40

    50

    60

    70

    80

    90

    100

    0.00 1.00 2.00 3.00

    Required Wall Thickness, inches

    Depth,

    ft.

    Required

    Wall

    Thickness

    Design

    Wall

    Thickness

    0

    20

    40

    60

    80

    100

    120

    140

    160

    180

    200

    -1 50 00 0 - 10 00 00 - 50 00 0 0 5 00 00

    Bending Moment, inch-kips

    Depth,

    ft

    Design Data

    Diameter: 48 inches

    Length: 200 feet

    Load: 400 kips

    Soil: Soft Clay

    Wall Thickness Top 100 FeetMoment DiagramNOTE Different depth scales are used in the above plots.

    A typical bending moment diagram for a pile is shown on the left. We will discuss

    how this moment profile is developed later but first we consider how it is used in

    design. The large moment at the pile top is due to the rotational restraint imposed

    by the platform. The moment is attenuated with depth as the lateral load is

    transferred to the soil. In addition to the moment, an axial force due to platform

    weight and overturning resistance also acts on the pile. The pile forces and

    moments cause stresses to develop along the pile. The shear stresses across the

    pile are usually of minor importance. The longitudinal stresses (tension and

    compression parallel to the pile axis), due to both axial load and pile bending control

    the design, that is, they determine the required wall thickness of the pile (the outer

    diameter is constant for the entire pile). These stresses vary with depth, ultimately

    attenuating so that the required wall thickness generally decreases with depth.

    Here, for the purposes of illustration, we will consider only those stresses due to the

    moments. The figure on the right shows the wall thicknesses that would be required

    to maintain the bending stresses below allowables for the design parametersassumed in this analysis. To economize on pile steel and especially the time

    required for welding pile sections together, the design pile wall thickness will

    gradually decrease. Each pile segment or can is a uniform thickness so the

    changes in pile cross section occur in steps at the welds, i.e. they are not tapered.

    An example of wall thickness selection is shown on the right. Note that the wall

    thickness of the pile will affect the moment profile so some iteration is required in

    the design. Further, a minimum wall thickness is required to prevent pile damage

    during handling and driving.

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    Equation for Bending of a Beam

    2

    2

    dxydEIEIM ==

    M = Bending moment at x

    E = Youngs Modulus of the pile material

    I = Moment of Inertia of the cross section at x

    = Radius of curvature

    y = Lateral displacement of the pile at x

    x = Coordinate along pile axis

    Original Deformed

    x

    y

    M

    M

    To carry out the design we need a mathematical model of the pile-soil system. The

    pile can be treated as a linearly elastic, beam-column, a model which provides a

    high degree of accuracy within the underlying assumptions. A robust theory of

    elastic beam columns was developed by Navier almost 200 years ago. The theory is

    based on the relatively simple idea that the moment at a point on a beam is

    proportional to the curvature in the beam at that point. This is shown in the figure.

    The theory has a number of simplifying assumptions including that of small

    displacements, i.e. the geometry of the deformed shape does not vary significantly

    from the original shape. In this figure displacement magnitude is exaggerated for

    clarity. This model is a fundamental tool of structural engineers and provides a

    basic building block for developing the model of a laterally loaded pile.

    The equation for moment in terms of beam curvature can be used to connect the

    relationship between the lateral displacement of the pile and the resistance along

    the pile that is provided by the soil.

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    Shear and Lateral Load

    p(x)

    VM

    V+dVM+dM

    x

    4

    4

    3

    3

    )(

    0

    0

    dx

    ydEI

    dx

    dVxp

    Forces

    dx

    ydEI

    dx

    dMV

    Moments

    ==

    =

    ==

    =

    The equations of equilibrium provide us with relationships between moment and

    shear and subsequently between shear and lateral load as shown. Shear and lateral

    load are then proportional to third and fourth derivatives of displacement.

    The last relationship shown connecting the lateral load, p(x) and the displacement, yis the fundamental beam equation that must be solved to determine the piles

    displaced shape.

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    Geometric Relationships

    dxEI

    Mdx

    dx

    dyy

    dxEIMdx

    dxyd

    dxdy

    ==

    ==2

    2

    Curvature, M/EI Slope Displacement

    Purely geometric relationships provide us with expressions among beam curvature,

    slope and displacement. The change in beam slope between any two points is the

    integral of the curvature and the change in displacement is the integral of the slope.

    The equilibrium and geometric conditions and the boundary conditions(forces/displacements at the pile top and bottom) provide the relationships for

    modeling and hence designing a pile.

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    Pile Soil Interaction Model

    4

    1

    22

    4

    sinsinh

    cossincoshsinh2

    =

    =

    EI

    kD

    where

    LL

    LLLL

    kD

    F

    FF

    L

    = Pile top lateral displacement

    Pile diameter= D

    Pile flexural stiffness= EI

    Winkler spring stiffness=k (force per unit

    area per unit displacement)

    Hetenyi Solution

    Pile-Soil Idealization

    Uncoupled

    Springs

    Soil stress-strain behavior is highly complex so that characterizing soil resistance is

    certainly the biggest challenge in formulating the pile-soil model. It is intuitive that

    the more displacement imposed by the pile at a point in the soil, the larger will be

    the resistance. Therefore, one of the earliest attempts to model this behavior was to

    idealize the soil as a bed of linear springs. In this model there is no coupling of soil

    resistance from point to point along the pile, i.e. the soil resistance at any point on

    the pile is simply proportional to the displacement of that point. This is referred to as

    a Winkler foundation after its creator. Although this behavior is clearly

    oversimplified, the model does seem to capture the basic physics of the system and

    is surprisingly robust. It also has the significant advantage that, for certain

    simplifying assumptions (linear springs of uniform stiffness), the governing equation

    can be solved in closed form.

    This solution was published by Hetenyi in 1946 and has been used extensively in

    structural design of shallow foundations such as strip footings as well as for

    laterally loaded piles. A number of investigators (Palmer and Thompson 1948,

    Gleser 1954, and others) have carried out experiments to characterize the soil

    springs (determine the appropriate spring constants) and correlate their behavior

    with measurable soil properties such as soil type, soil stress history and strength

    parameters.

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    Early Field Tests of Laterally Loaded Piles

    After McClelland and Focht (1956)

    Many of the early land applications were in areas of relatively competent soil and

    under modest loads the assumptions of linear, uniform, uncoupled behavior worked

    reasonably well. In many if not most offshore applications however the soils are

    very weak near the mudline and have significant strength and stiffness increases

    with depth. Here, the simplified theory did not work so well.

    A significant body of work has been undertaken to address the offshore problem

    and to generalize the model to include nonlinear, nonhomogeneous behavior. One

    of the first studies of this problem was carried out by McClelland and Focht (1956).

    They analyzed a set of field experiments conducted in 1952 on a 24 inch diameter

    pile embedded 75 feet in a soft clay off the Louisiana coast in 33 feet of water. The

    test frame and configuration are shown in the schematic. The pile was attached to

    an existing structure through the bracing system as shown. The test pile was

    instrumented with strain gages along its length to determine bending moments. A

    lateral load was applied in increments with corresponding moment measurements.

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    Experimentally Derived P-Y Curves

    After McClelland and Focht (1956)

    Given the moment profile and boundary conditions one can determine the soil

    resistance vs. displacement relationship at any point on the pile (in principle) by

    Integrating the diagram of M/EI twice to get displacements

    Differentiating the diagram of M twice to get lateral load.McClelland and Focht analyzed the test results in this manner and developed the

    reaction vs displacement curves at various depths shown here. These curves

    represent the load vs displacement characteristics of the soil springs at each depth

    shown. Several features of these curves are worth noting.

    The curves are decidedly nonlinear, i.e. the reactions are nonlinear with

    displacement.

    The stiffness and strength of the curves increases significantly with depth.

    The curves are only fully developed up to 5 ft. depth. Curves below that do notdevelop their full capacity.

    This work was a very significant step forward but of course left many unanswered

    questions and begged for further generalization (deeper depth, varying strength

    profile, sandy soils, etc.)

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    Effects of Small Errors in Numerical Derivatives

    0

    10

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    50

    60

    70

    80

    90

    100

    -600 -400 -200 0 200 400

    Second Derivative of Moment

    Depth

    Smooth Cubic

    Cubic w/ 0.1 % random error

    Cubic w/ 1.0% random error

    ( )211

    2

    2 2

    x

    MMM

    dx

    Md iii

    + +

    i -1

    i

    i +1x

    Finite Difference Approximation of

    Second Derivative

    X

    X

    DxCdx

    Md

    DxCxBxAM

    62ReactionSoilThen

    Let

    2

    2

    32

    +==

    +++=

    Here it is worth mentioning some of the experimental and analytical difficulties in

    carrying out such a study. Since McClelland and Fochts data was in numerical form

    these operations have to be done numerically rather than analytically. Numerical

    integration is stable, straightforward and so slope and displacement can be

    estimated with relatively small errors. Numerical differentiation using finite

    difference methods, however, is inherently unstable and introduces large errors

    which are much worse in the second derivative than in the first. It is not clear how

    the authors carried out the latter operation but it probably required some trial and

    error and considerable judgement.

    To illustrate this difficulty a cubic spline was fit to a typical moment vs depth curve.

    The straight line shown in the figure is the second derivative of the analytical curve

    (the soil reaction) using finite differences and is clearly well behaved. The

    oscillating lines are second derivatives of the analytical curves with a small random

    error introduced. The random errors have a mean of zero and standard deviations

    of 0.1% and 1.0% of the mean moment magnitude respectively. It would be

    extraordinarily difficult to obtain this level of accuracy in an experiment. Clearly this

    is a very sensitive operation.

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    Elastic Soil Springs

    0)(4

    4

    =+ xpdx

    ydEI

    the soil reaction p(x) can be represented

    by the soil spring equation:

    In the governing differential equation

    K(x) can be any function of depth,

    x, such as

    yxkxp )()( =

    y

    P(x)

    1k

    xp(x) = k(x)y

    k(x) = k0xn

    The work carried out by McClelland and Focht initiated a comprehensive study of

    the problem that was funded by the offshore oil industry and carried out by Profs.

    Hudson Matlock and Lymon Reese and their co-workers at the University of Texas

    over twenty to thirty years. These studies resulted in a wide ranging set of models

    which form the basis of the current API design practice RP2A and are used

    throughout the world by geotechnical engineers. Here, it is useful to highlight a few

    of the significant contributions to this body of engineering.

    As discussed earlier the governing equation for the laterally loaded pile problem is

    repeated in this slide. In 1960 Matlock and Reese published an ASCE paper in

    which they obtained solutions for a wide range of soil spring variations with depth

    such as the power law form shown here. Although these solutions were limited to

    linearly elastic springs, the authors argue that increasing the soil stiffness with depth

    can account, to some degree for both increasing stiffness with depth and nonlinear

    behavior since the soil stiffness will be most affected (reduced) near the soil

    surface. The authors solutions included an approach to account for both shear and

    moment loading at the pile top. In addition the paper describes in detail the

    numerical solution technique using finite difference approximations to the equations

    that has become the standard solution technique for beam columns of almost any

    type e.g. pipelines, bridges, etc.

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    Development of Nonlinear Soil Springs or p-y Curves

    Nondimensional p-y curve

    0

    0.2

    0.4

    0.6

    0.8

    1

    1.2

    0 1 2 3 4 5 6 7 8 9 10 11

    Nondimensional Displacement, y/yc

    Nondimensional

    resistance,p/pultima

    te

    Dy

    sD

    xJsxsp

    cc

    uu

    uult

    5.2

    93

    =

    ++=

    where

    Su=undrained strength; = effective unit weight;

    X = depth below mudline; D= pile diameter;

    J, c =material constants

    After Matlock, 1970

    The next step was to develop specific soil spring characterizations for various soil

    types which explicitly included the observed nonlinear behavior. This was done by

    conducting large scale tests on laterally loaded piles in representative soils.

    Matlock carried out tests on instrumented piles of 12.75 inches in diameter in soft

    clay in two areas: near the mouth of the Sabine River in southeast Texas and atLake Austin (Matlock, 1970). The pile head loads and moments were increased

    incrementally. To his considerable credit he was able to numerically double

    differentiate the moment diagrams to determine sensible soil reactions as a function

    of depth and numerically double integrate M/EI to determine the pile displacements.

    Based on these results, he developed simple relationships between load (p) and

    displacement (y) as shown here on the left for static or monotonic loading for

    various depths. He further collapsed the p-y curves into a single nondimensional

    curve as shown on the right. An equation for the maximum reaction, pultimate, at any

    depth is shown here as a function of the undrained shear strength along with anequation for the characteristic displacement, yc as a function of pile diameter. A

    similar set of curves was developed to represent the post cyclic resistance of the

    soil which shows significant degradation in resistance compared to static curves.

    With this rather simple recipe, p-y curves could then be developed for any soft clay

    strength profile. This procedure has stood the test of time having been incorporated

    in the API Recommended Practice RP2A and being used internationally as well.

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    Iteration Scheme for Nonlinear p-y Curves

    F

    p

    y

    p

    y

    p

    y

    Closure Points

    Example finite difference equation at each station i

    0),(464

    4

    2112 =+

    ++ ++ii

    iiiiiyyxk

    x

    yyyyyEI

    i

    i-1

    i+1

    x

    The nonlinear p-y curves are used in an analysis of laterally loaded piles in the

    following manner:

    1. Boundary conditions such as lateral load, moment, or displacement are specified

    at the pile head.2. A linear, finite difference solution of the governing equation is determined using

    the initial stiffnesses of the p-y curves. This involves solving a set of simultaneous

    algebraic equations. Because the equations have a very small band width, very

    efficient solution methods are available.

    3. The displacement is determined at each p-y curve location and a secant

    modulus is determined for each curve as shown in the top call out.

    4. A new linear solution is obtained.

    5. Steps 3 and 4 are repeated until the changes in secant stiffnesses at selected

    points are within a specified tolerance.

    6. A new load increment is applied and the process is repeated.

    7. Primary results include a pile head load vs. displacement curve and a series of

    moment diagrams for the various load increments.

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    Laterally Loaded Pile Tests in Sand

    After Reese, et al., 1974

    Matlocks work on piles in soft clay was followed up by work by Reese and his co-

    workers on piles in sand (1974). This study was carried out on Mustang Island

    along the central Texas coast using instrumented 24 inch diameter piles. Both static

    and cyclic p-y curves were obtained. This study employed the idea of fitting smooth

    spline functions to the moment data so that the curves could be differentiated

    analytically. This process proved much less sensitive to small data errors than

    numerical differentiation and has become a standard method for analyzing such

    data. Using these results Reese, et al. developed generalized p-y curves for use

    with piles in sands of varying density (strength). These results have also been

    incorporated into RP2A (in a simplified form) and are used internationally as well.

    Reese and his coworkers also carried out a similar study in stiff clays at a site just

    east of Austin (Manor). The p-y curves from this work are specific to the

    overconsolidated, jointed, slicken-sided clay soils at the site. They show a distinct

    brittle behavior and are not necessarily applicable to stiff clays found offshore.

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    Response of a 48 Inch Diameter, Fixed-Head Pile

    to Lateral Load

    0

    200

    400

    600

    800

    1000

    1200

    0 5 10 15 20 25

    Displacement, inches

    LateralLoad,

    Kips

    Normally

    Consolidated

    ClayMedium Dense

    Sand

    To develop some insight into the behavior of piles under lateral load it is useful to

    consider the effect of soil type on pile response. This figure is a plot of the

    predicted pile head load vs pile head displacement for a 48 inch diameter, fixed

    head (no rotation) pile using API p-y curves for both soft clay and medium dense

    sand. There is a comparable difference in the moments and stresses developed in

    the piles. Clearly the soil properties can have a profound effect on pile response.

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    Continuum Approaches to Analysis of Laterally

    Loaded Piles

    After Templeton, 2002

    While the p-y approach to analyzing and designing offshore pile foundations iswidely accepted, it should be mentioned that there are alternative methodsavailable. These generally fall into the category of continuum models, that is, thesoil is represented as a continuous medium so that coupling of the soil resistancesalong the pile is included. Within this category the two most common solutions

    involve (1) integral equation solutions and (2) finite element solutions.The integral equation method has been popularized by Prof. Poulos at theUniversity of Sydney. In one rendition, the pile is idealized as a thin vertical stripwith constant bending stiffness and the soil is idealized as a uniform, linearly elastichalf space. Solutions are obtained using superposition of Mindlins solution to apoint load in an elastic half space. The appropriate elastic properties are based onbackfitting experimental results so that, in this authors opinion, the method is noless empirical than the p-y approach and offers no real advantages for offshoreapplications.

    The finite element approach (as illustrated here) is a well known and highly flexiblenumerical method that can include complex geometries, load conditions, andconstitutive (stress-strain) behaviors. It can be used to great advantage for newapplications such as unusual soil conditions but it involves considerably more effortthan the simple p-y approach. Therefore, its use on conventional designs is notwarranted (at this time). This method continues to be improved and user interfacesare being simplified so it will probably find more widespread use in the future.

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    Group Pile Effects

    There has been a wide range of studies, since those previously discussed, to further

    generalize the p-y curves to include other aspects of behavior.

    One important study was conducted by Stevens and Audibert (1979). They

    investigated the validity of using the p-y curves for clay developed from the relativelysmall 12.75 inch diameter piles used by Matlock for the analysis of larger piles more

    common in deeper water structures which may have diameters of 84 inches or

    more. They found that the conventional p-y curves significantly over predicted the

    displacements for larger diameters and published a correction for normalizing the

    standard curves.

    Another area of interest is the so-called group pile effect. If the piles are closely

    spaced, say two to three diameters edge to edge, they can strongly influence each

    other. Such foundations tend to be common for very heavy platforms such as those

    used in the Central North Sea, indicated here by the schematic of the Tern Platformshown on the left. Notice the pile sleeves arranged around each leg of the platform

    will result in closely spaced piles. A similar arrangement is shown on the platform

    under tow on the right. A single pile will tend to displace the soil in its immediate

    vicinity and thus push on other piles in close proximity. This has the effect of

    softening the overall group response to something less than that of the same

    number of piles acting alone. A comprehensive discussion of this topic was

    published by ONeill (1983).

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    Foundation Collapse Mechanisms

    Shear

    Mechanism

    Overturning

    Mechanism

    Reverse

    Mechanism

    To this point our discussion has focused on the design of piles using simplified p-ycurves and beam-column analyses. The design requires that the stresses in the pilesteel are maintained below specified allowable values for both operating andextreme environments.

    To complete our discussion of laterally loaded piles we turn our attention here tomethods of estimating the ultimate capacity of pile foundation systems. The ratio ofultimate capacity to design load levels is sometimes referred to as the reservestrength ratio or RSR. With the improvement of non-linear model techniques it hasbecome relatively common to estimate the RSR as an additional check after theconventional design is completed.

    The controlling failure mechanisms may be in the structure, in the foundation, or acombination of the two. As a part of this analysis it is possible to analyze thereserve strength of the foundation alone (assuming the structure remains elastic)using a much simpler model than the fully nonlinear structural model. One solution

    approach to this problem using plastic limit analysis has been documented by theauthor(Murff,1999).

    As shown above the typical failure mechanism for a platform foundation involves thedevelopment of plastic hinges at the pile head and at some depth below themudline. The critical mechanism for the entire foundation may be a pure horizontaltranslation (left) or a simple overturning (center). For battered piles with relativelywide foundations the mechanism may actually involve reverse rotation of theplatform (right).

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    Ultimate Lateral Load Capacity

    0

    0

    2

    2

    R

    ML

    MRF

    p

    p

    pultimate

    =

    =

    ultimateF

    Uniform Soil

    Resistance Linear SoilResistance

    Plastic Sections

    Mp

    Mp R0=Ultimate

    resistance

    per unit

    length

    Lp

    3

    1

    3 1

    2

    6

    2

    9

    R

    ML

    RMF

    p

    p

    p

    ultimate

    =

    =

    R1=Gradient

    of ultimate

    resistance

    per unit

    length

    Mp= Plastic moment Capacity

    Pile head fixed

    against rotation

    This slide illustrates a method for estimating the lateral capacity of a single pile.

    This model is an integral part of the pile foundation system model. It is assumed

    that plastic moments develop in the pile at the pile head and at some (unknown)

    depth below mudline. This is valid for long piles but other mechanisms are possible

    for short piles. It is further assumed that the lateral soil resistance between the two

    plastic moments is fully developed. One way to estimate this soil resistance is to

    use the p-ultimate values from the p-y curves directly. More general methods have

    also been proposed (Murff and Hamilton, 1993).

    To find the piles ultimate lateral capacity we can apply the upper bound method of

    plastic limit analysis. In short, we seek the depth of the second plastic hinge that

    will minimize the pile head capacity using optimization methods. In this slide, exact

    solutions are given for two idealized but useful models of soil resistance, a uniform

    distribution (left) and a linearly increasing distribution (right). The depth Lp is the

    value that minimizes the resistance. Note that the overall capacity of the pile is

    dependent not only on soil resistance but on the plastic moment capacity of the pile.

    The plastic moment capacity is, in turn, dependent on the yield stress of the steel,

    the cross section of the pile, and the axial load at that cross section.

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    Strengthening of Bass Strait Platforms

    An Example of p-y Curve Development

    To complete this discussion of laterally loaded piles it may be of interest to consider

    an example of p-y curve development for unusual situations. In the late 1960s five

    first generation platforms were installed in Bass Strait off the southeast coast of

    Australia. It was subsequently discovered that the design criteria used were

    unconservative and a decision was made to strengthen the platforms. Because of

    the highly directional nature of the storms in that area an unusual strengthening

    scheme was developed. This involved the placement of pile-founded struts on one

    side of the platform for additional support against the design sea states. To design

    an effective strut it was important to have a good estimate of the lateral stiffness of

    the pile foundation. Since the soils in that area are calcareous sands, conventional

    p-y curves could not be used reliably. It was therefore decided to carry out a test

    program to develop an appropriate soil resistance model.

    In the above figures from left to right at the top:

    A schematic of the strut and pile installation plan.

    The pile struts in the construction yard.

    Left to right at the bottom:

    84 inch pipe piles used to found the strut.

    Struts in place on one of the platforms.

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    P-y Criteria Development- Centrifuge Tests

    One experimental method used in this program was scale model testing using a

    geotechnical centrifuge. This technique allows one to achieve similitude in scaling

    from model to prototype. In a geometrically scaled model of 1:n the gravitational

    field is simulated by imposing an n x g centifugal acceleration. Thus for a scale

    model of say 1:100, a one foot thick soil layer simulates a prototype thickness of

    100 feet. The tests were carried out in prepared sand beds using actual calcareous

    sand obtained from Bass Strait sites. This slide illustrates some elements of the

    test.

    From left to right at the top:

    A schematic of a centrifuge showing the soil container with a pile in place. Note

    that the soil surface is in a vertical plane during the tests.

    The arm of the Cambridge centrifuge (5m radius) where the test was carried out.

    From left to right at the bottom:

    Model piles with strain gages along the axes. Note that different pile diameters

    were used in the tests.

    Model piles installed in the soil container.

    Tests were carried out on single piles and pile groups for a variety of pile

    geometries and soil conditions.

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    Analysis of Centrifuge Results

    After Wesselink, et al., 1988

    This slide illustrates the analysis of the centrifuge results. Various lateral load levels

    were imposed on the model piles and moment diagrams were measured for each

    load level. In this interpretation an analytical form of a p-y curve was assumed

    which is a power law function of depth and displacement. The coefficients and

    exponents in the p-y curve equation were then determined by minimizing the error

    between the analytical form assumed and the measurements. Using this approach

    a generalized set of p-y curves was developed.

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    P-y Criteria Development Field Tests

    In addition to the centrifuge tests, a series of field tests was conducted oninstrumented piles in a prepared soil pit, again using actual Bass Strait soils. Thisseries of tests complemented the centrifuge tests and also served to help validatethe centrifuge scaling. The test pit was basically a cube 20 feet on a side. The soilwas placed in a controlled process to achieve void ratios similar to those found

    offshore and to those used in the centrifuge tests. Aspects of the tests areillustrated here.

    Left to right at the top:

    A sample of calcareous soil. Large soil particles were sieved out of the test soils.

    The test pit with the two 14 inch diameter test pile heads exposed.

    Left to right at the bottom:

    The test pile set up showing the yoke which was used to impose the lateral load tothe pile head.

    A comparison between pile head load vs displacement for the field test and for ascaled up centrifuge test. The centrifuge tests included a model test of one of thefield tests which was intended to validate the centrifuge scaling. This was a trueclass A prediction in that the centrifuge test was conducted first and a predictionwas made prior to the field tests being performed.

    The generalized p-y curves were used to design the strut foundation which wasinstalled in the late 1980s and has performed satisfactorily since then.

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    Summary

    Design of piles for lateral loading is a key

    element of the foundation design process. Modeling lateral soil resistance with uncoupled,

    non-linear springs (p-y curves) has proven to be

    a very satisfactory model that is simple to use.

    Generalized p-y curves are available to model a

    wide range of pile and soil conditions but

    specialized tests may be required for unusual

    situations.

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    References

    American Petroleum Institute, 1993. Recommended Practice for Planning, Designing, and Constructing FixedOffshore Platforms- Working Stress Design, RP2A-WSD.

    Chen, W. F., 1975. Limit Analysis and Soil Plasticity, Elsevier Publishing Co., Amsterdam, The Netherlands.

    Gleser, S. M., 1954. Lateral Load Tests on Vertical Fixed-Head and Free-Head Piles,ASTM Special TechnicalPublication 154.

    Hetenyi, M., 1946. Beams on Elastic Foundations, Univ. of Michigan Press, Ann Arbor.

    Lloyd, J. R. and Clawson, W. C., 1984. Reserve and Residual Strength of Pile Founded Offshore Platforms,Proc. Int. Symp. On the Role of Design, Inspection, and Redundancy in Marine Structural Reliability,Washington.

    Matlock, H., 1970. Correlations for Design of Laterally Loaded Piles in Soft Clay, Proc. Offshore TechnologyConference, Houston.

    Matlock, H. and Reese, L. C., 1960. Generalized Solutions for Laterally Loaded Piles, Jrnl. of Soil Mechanicsand Foundation Engineering, ASCE, Vol.86, No. SM5.

    McClelland, B. and Focht, J. A., 1956. Soil Modulus for Laterally Loaded Piles, Jrnl. of Soil Mechanics andFoundation Engineering, ASCE, Vol.82, No. SM4.

    Murff, J. D., 1999. The Mechanics of Pile Foundation Collapse,Analysis, Design, Construction and Testing ofDeep Foundations, Geotechnical Special Publication, ASCE, ed. J. M. Roesset.

    ONeill, M. W., 1983. Group Action in Offshore Piles, Proceedings, Conference on Geotechnical Practice inOffshore Engineering, ASCE.

    Palmer, L. A. and Thompson, J. B., 1948. The Earth Pressure and Deflection Along the Embedded Lengths ofPiles Subjected to Lateral Thrust, Proceedings, Second International Conference on Soil Mechanics andFoundation Engineering, Vol. 5.

    Poulos, H. G. and Davis, E. H., 1980, Pile Foundation Analysis and Design, John Wiley and Sons.

    Reese, L. C., Cox, W.R., and Koop, F. D., 1970. Field Testing and Analysis of Laterally Loaded Piles in StiffClay, Proc. Offshore Technology Conference, Houston.

    Reese, L. C., Cox, W.R., and Koop, F. D., 1974. Field Testing and Analysis of Laterally Loaded Piles in Sand,

    Proc. Offshore Technology Conference, Houston.Stevens, J. B. and Audibert, J. M. E., 1979. Re-examination of p-y Curve Formulations, Proceedings, OffshoreTechnology Conference, Houston.

    Templeton, J.S., 2002. The Role of Finite Elements in Suction Foundation Design Analysis, Proceedings,Offshore Technology Conference, Houston.

    Wesselink, B. D., Murff, J. D., Randolph, M. F., Nunez, I.L., and Hyden, A. M., 1988. Analysis of CentrifugeModel Test Data from Laterally Loaded Piles in Calcareous Sand, Proceedings, Int. Conference on CalcareousSediments, Perth, Australia.

    Williams, A., Dunnavant, T. W., Anderson, S., Lamb, W. C. and Hyden, A. M., 1988. Performance and Analysisof Lateral Load Tests of 356mm Diameter Piles in Reconstituted Calcareous Sand, Proceedings, Int.Conference on Calcareous Sediments, Perth, Australia.