L E IIIT I IIIIIIII IIIIII - Globe Telecom · COVER SHEET S.E C Regrslrttion Number P w 0 0 1 't 7...

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COVER SHEET S.E C Regrslrttion Number P w 0 0 0 0 1 't 7 7 i, N c G L o B E T E L E c o II IIIIII IIIT I (Companys Full Nam) G B E T o w E R T H E L o IIIIIIII I 3 2 N o S T R E E T c o R N E R 1 T H E o ll I F A c o A E t{ U B IIIIII T A G U I G G L o B A L c T IIII Business Addrcss: No. St oat Cityfiowr/Province MARISALVE CIOCSON.CO Conlact Person 7971265 Company/TaLpon6 Numbr Month oav Amendod Arlicbg Nu mbot/iSoaion Total Amounl o{ Month Day Oept Requiring this Doc Tolal No ot Stoclholders 23-B FORM TYPE Secondary liccnre Typ3, It Applcable Domesltc For6ign 0 4 2 3 1 2 3 I M S R D ITIII To be lccompliNhsd by SEC PoEonnel concemcd f i,Numbet Document l.O STAMPS LCU C,thl. IIIII Remarks - pls use black rnk for scsnning purposes

Transcript of L E IIIT I IIIIIIII IIIIII - Globe Telecom · COVER SHEET S.E C Regrslrttion Number P w 0 0 1 't 7...

Page 1: L E IIIT I IIIIIIII IIIIII - Globe Telecom · COVER SHEET S.E C Regrslrttion Number P w 0 0 1 't 7 7 IIIIIIG L o B E T E IIITL E c o i, N c III (Companys Full Nam€) T H E G L B

COVER SHEET

S.E C Regrslrttion NumberP w 0 0 0 0 1 't 7 7

i, N cG L o B E T E L E c o IIIIIIII IIIT I(Companys Full Nam€)

G B E T o w E RT H E L o IIIIIIIII3 2 N o S T R E E T c o R N E R 1 T H

E o ll I F A c oA E t{ U B IIIIIIT A G U I GG L o B A L c T IIII

Business Addrcss: No. St oat Cityfiowr/Province

MARISALVE CIOCSON.COConlact Person

7971265Company/TaLpon6 Numb€r

Month oav

Amendod Arlicbg Nu mbot/iSoaion

Total Amounl o{

Month Day

Oept Requiring this Doc

Tolal No ot Stoclholders

23-BFORM TYPE

Secondary liccnre Typ3, It Applcable

Domesltc For6ign

0 4 2 31 2 3 I

M S R D

ITIIITo be lccompliNhsd by SEC PoEonnel concemcd

f i,€ Numbet

Document l.O

STAMPS

LCU

C,thl€.IIIII

Remarks - pls use black rnk for scsnning purposes

Page 2: L E IIIT I IIIIIIII IIIIII - Globe Telecom · COVER SHEET S.E C Regrslrttion Number P w 0 0 1 't 7 7 IIIIIIG L o B E T E IIITL E c o i, N c III (Companys Full Nam€) T H E G L B

COVER SHEET

S.E C Rogistration Numb€rP w o 0 0 0 t I 7 7

o t I N cG L o B E T E L E c IIITIIIIIIIIIIIIIITIIIII II(Compan)/s Full Narne)

T H E G L o B E T o u, E R

2 N o s T R E E T c o R N E R 7 T H

F A c I oA E N U E B o NI TIIIIIT A u I GG L o B A L c T IIT

Eusiness Addro8s: No. Straet Crly/TowrrProvinca

MARTSALVE CIOCSON-COContad Person

tit 1269Company/Tclepone l,lumber

Mordh oay

Amaoded Arlicls tlumber/Seclion

Total Amou ol

Forergn

lronlh Day

Dept R8quiring lhis Doc

Total No. of Stoctholders

23-BFORI' TYPE

Secondary License Type, It Appllcattle

Dom6slic

To bo accomplishod by SEC Ferronnol concen'$d

File Numb€r LCU

Oocument LD

STAMPS

Cashlst

o 4 2 31 2 3 1

Dc G F

IIIITI

Remarks - ds. uEs black ink for scanning purposes

Page 3: L E IIIT I IIIIIIII IIIIII - Globe Telecom · COVER SHEET S.E C Regrslrttion Number P w 0 0 1 't 7 7 IIIIIIG L o B E T E IIITL E c o i, N c III (Companys Full Nam€) T H E G L B

S coo" a

{1 ,azzlst zooo

N www.gtobe.com.ph

Globe Telecom, lnc.The Globe Tower32nd Street corner 7th Avenue,Bonifacio Gtobal City,Taquig, Philippines 1 634

Gentlemen:

we submit to your good offices the SEC Form 23-B (Statement of changes in Benelicial ownership of securities)

of our president an-d Chief Executi; oflicer (cEo), l,1r. Ernest L. cu. The changes shall also be reflected in our

relevant reports in accordance with pertinent disclosure rules and regulations'

Thank you very much.

26 February 2019

SECURITIES AND EXCHANGE COMMISSIONc/F Secretariat Building, PICC ComplexRoxas Boulevard, Pasay City

Attention:

Very truly yours,

Aor Vice Presiden

Chief Compliance Otflcer and Assistant Corporate Secretary

cc THE PHILIPPINE STOCK EXCHANGE, INC.6/F PSE Tower, sth Avenue corner 28th Street,Bonifacio Global City, Taguig CitY

Attention: Ms. Janet A. EncarnacionHead, Disclosure Oepartment

Mr. Vicente Graciano P. Felizmenio, Jr'Director, Markets and Securities Regulation Department

Atty. Rachel Esther J' Gumtang-Remalanteoffter-ln-Charge, Corporate Governance and Finance Department

"r"h-*""t - Law and Compliance,

PHILIPPINE DEALTNG AND EXCHANGE CORPORATION37/F Tower 1, The Enterprise Center,6766 Ayala Avenue comer Paseo de Roxas, Makati City

Attention: Atty. Joseph B. EvangclistaHead - lssuer Compliance and Disclosure Oepartment (ICDD)

Page 4: L E IIIT I IIIIIIII IIIIII - Globe Telecom · COVER SHEET S.E C Regrslrttion Number P w 0 0 1 't 7 7 IIIIIIG L o B E T E IIITL E c o i, N c III (Companys Full Nam€) T H E G L B

,I

I.U

rai$rT!',

Erc|.ta hgetl .,. ry'r rrttr.rrr. -rr tico.a. s,on 0P;lclDrl.nrrt ntrt.t oaSECURINES AND EXCHANGE COMMISSION

Mero Manita, Phitippims

FORM 23-B

I mrur-*so",[email protected]

2 20t9 aSTATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPOF SECURITIES

Fk B,slar ro Sel6 23d rh kuri6 FGEUhth be {

-rrr r r.rrvrfwo+

:U ERNEST LAWRENCE LIM GLOBE TELECOM, tNC. (GLO)6U (FEl) (M6h)

fhe Globe Tower, 32nd StEl @mer 7th Asue 116.222-A36 February 2019

(Sr*l)

3onifacio Global City, Taguig FILIPINO

i. XAlM,d,Bt6dO4rtul(hlhYs) Director, Preidenl and Chief Exatiw Offier (CEO)

reB'ftedl@esqEhsd

Table 1 - Equily Securiti6 Eeneticiatty Oand

I Al]Mrd!;ffBOftatEddr. wl6 &+id (A) d D6Id d tO)

Ber (D) d rdrei (r)

(Beginning Balance)COMMON

1 02,853 D - 22,309I - 80,544 lodged with PCD

P379,600.00(tor 20Oshar6) P 1,8$.m 200

P189,CX)0.m(ror 100 shar6) I 1,890.00 10002t21t2C19

P56,7I.00(for 30sha6) ? 1.8S1.00 30

P18,960.00(ftr 10sha6) P 1,8$m 10

Pt,6G).350.m(for 88Oshar6) P 1,897.m 880

P322,83).m(br 170 shar6) P 1,899.00 170

P2(x),110.(D(fcr 1'10 shar6) ? '1.901.m 110

Pl9r00.m(f)r 1m shar6) ? 1,@.00 100

P19,300.00(fcr 1m shar6) ? 't,903.@ 100

P19,400.(x)(fcr 1m shar6) I 1.904.m 100

P190,5(x).m(for 1m shar6) ? 1,905.00 100

o212212019

Ft9,@O.O(br 10OstEr6) P 1,96.m 100

TOTAL COMMON(End Balance) '100,853 D - 22,309

I - 74.54/4 odoed with PCD

Preferred Shares al P5 par value(Balance since Februarv 16, 2009)

P5.00(forl share)

P5.00 1 D

Shares par(for 16 Tmshr*l

P8,3s0,000 P500 16,700 I lodged with PCD

(hdTyFBtE!6)

lf the change in berelicial wrership is 50% of the previG shareholdirgs a is equl to 5% ot tfe ouetanOingcapital stek of the isscr, prwide th€ disclGwe requirements set fqth on page 3 of this form.emd Rd 6 a s@at6 h ld Gh cbs d 4ny swil6 t#.6ry ffi d.clr 6 fti€ily

( 1) A Fsm i drcrry d ddV iE tdbd (re d ry q/dy s€dny dh r@t to M b 6 d sr6:(a) vds@6rcbtE!Mrovole d todrsl lre6tryd 565avtyrds(B) lRerlM' ,M trh t& th lrw lo d5@ d, d ro eet lE darib d. s6 sury

(2) A Fs wl e 6d to be e drEt td.6r n1s,st n ry @ily srty @ 6:(A) tub by rcmh d a fst hd6l€ rarn! skre rb sDe ds{Mi(B) eU by 6 FtEs& h trh sLEh Fe 6 a{@dFnB:(q Et h/ a cdrth d fth ed lx,s& 6 a.ml.d@ sB€l* ((c; sql lo ry cdral atryl@l o L*rra-tr! 6.i 9"r- srh pffi dre @ d N6r,hr r(,6 wih 16rr lo sd s€6ry

Page 5: L E IIIT I IIIIIIII IIIIII - Globe Telecom · COVER SHEET S.E C Regrslrttion Number P w 0 0 1 't 7 7 IIIIIIG L o B E T E IIITL E c o i, N c III (Companys Full Nam€) T H E G L B

FORM 218 (enrnud) rabr. rr ' Oenv.live sedlts A.!!r€d. Ocpcod or a Beturrai/ Os'dleq., rml. oPrl..a o.Edibr.6ent6)

^.q'ftd (a) d Ditp6.d ol (D)

After reasonable inquiry and to the best ol nry knowledge and belief, I certify that the infonmtpn set forth in this Report are true, complete and accurate

By ERNEST EL.

Date:

Drector. President and Chief Executive Officer (CEO)

February 23, 2019

.re ln- (3) ..pb. d a lm, @ .r rrtn md b. M4 .{BrAx-n dbd .ls. t !E swtB ir iEdrbirl