Kotak Gold Fund Application Form

(An open ended Fund of Funds Scheme)

6th Floor, Kotak Infinity, Building No. 21, Infinity Park, Off. Western Express Highway, Gen.A.K. Vaidya Marg, Malad (E) Mumbai - 400 097.

022-6638 4400

[email protected]

www.kotakmutual.com

Investment Objective

Investment Strategy

The investment objective of the scheme is to generate returns by investing in units of Kotak Gold Exchange Traded Funds (ETFs).

To achieve the investment objective, the scheme will predominantly invest in units of Kotak Gold ETF. The scheme would also invest in debt and money market instruments as stated in the asset allocation table. The investment strategy would largely be passive in nature.The AMC shall endeavor that the returns of Kotak Gold Fund will replicate the returns generated by the underlying ETF and is not expected to deviate more than 2%, on an annualized basis net of recurring expenses in the Scheme. This deviation would mostly be on account of receipt of cashflows which currently takes 5 days as per current operational procedures.The table shows below the impact that could happen on fund performance as a result of delay in receipt of money and consequent investments in Kotak Gold ETF over previous six months ending on 31st Jan, 2011.

KOTAK GOLD FUND

This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors' rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the Investor Service Centres or distributors or from the website www.kotak.com

The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.

The date of Key Information Memorandum is February 15, 2011.

Offer for Units of Rs. 10 Per Unit during the New Fund Offer Period and Continuous Offer of Units at NAV based prices

New Fund Offer Opens on: March 4, 2011 New Fund Offer closes on: March 18, 2011

Scheme Re-opens for continuous sale and repurchase on or before: April 5, 2011

Benefits of investing in Gold Fund of Fund

Benefits of investing in Gold Fund of Fund:Gold has been identified as an investment vehicle as it is considered to be a safe haven, an effective tool for portfolio diversification and as an inflation hedge. There are various methods of investing into gold such as physical gold from jewelers, from banks & Gold ETF units. Investing into Kotak Gold Fund would have the following benefits:� Demat account is not a pre-requisite as is in the case of ETF's – Any Investor can invest in this scheme just like any other mutual fund and do not require Demat account� Facility of Systematic Investment Plan – This would allow a convenient way of regular investments to retail investors� Cost efficient for Investors: Investing in Kotak Gold Fund may be cost efficient for retail investors in comparison to investing in a Gold ETF through Demat account. The typical charges incurred is detailed below

Source: the charges are actual charges levied to retail investors by HDFC Securities, Kotak Securities, ICICI Direct & HSBC Invest Direct

*Annual Scheme Recurring Expenses as shown above is as per the expense levied to Kotak Gold ETF which is 1% p.a. as on 31st December 2010, thereby the expense charged to Kotak Gold Fund would be 0.50% as the total expense under both the schemes would not exceed 1.5% p.a.

** Investment in Kotak Gold Fund 10000*0.5% + Kotak Gold Fund Investing in Kotak Gold ETF 10000*1%= 50+100=150

Tracking Error Tracking Error

The fund assets are predominantly invested in Kotak Gold ETF and which is valued at the market price of the said units on the principal exchange. The same may be at a variance to the underlying NAV of the fund.

Tracking error can also be caused by late realization of cheques /demand drafts. It should be noted that the outstation cheques are not acceptable as per the terms of the SID. However cheques in the normal course of banking would take 2/3 days for realization. Hence the investment can be done only on the 2nd or 3rd day depending upon the timing of the credit in the scheme account.

A) Banking of Funds

Following are the various modes of payments for Purchase/Additional purchases and SIP transactions for Kotak Gold Fund

The cash flow through various modes of acceptance will be analyzed on a daily basis. Investment into Kotak Gold ETF units would be on the basis of this cashflow analysis & subscription/redemption request received. Subsequent deployment into Kotak Gold ETF would also be based on this analysis. The deployment will be carefully planned on the basis of the mode of acceptance of instrument with an objective to moderate tracking error.

To illustrate – A cheque of Rs. 10,000 received on T day in the Fund would result in the investor getting the NAV of T day in Kotak Gold Fund as per extant guidelines. The said cheque would be realized only on T+2/3 and hence the fund would invest in Kotak Gold ETF units on T+2/3 as the case may be. There could be underlying price movements in Kotak Gold ETF between T day and T+2/3 day. This could result in tracking error. . However, over periods of time it may get neutralized.

To that extent the performance of scheme shall be at variance with that of the underlying scheme.

a. The table below highlights the Clearing Mechanism of the funds based on various modes of payments based on different types of location for lumpsum investments:

B. Clearance of Funds

Availability of Clear Funds in Equity Funds

Charges Gold ETF through Demat Investment in Kotak Gold Fund

Annual Maintenance charges of Demat Account

Delivery brokerage charges

Annual Scheme Recurring Expenses*

Total

Rs. 350 – 975

Rs. 49 – 55

Rs. 100

Rs. 499 – 1130

Nil

Nil

Rs.150**

Rs.150

Investment of Rs. 10,000 for 1 year could incur the following charges for a retail investor

Sl. No. Payment Mode

1

2

3

4

5

6

7

RTGS

Transfer Instrument

Auto Debit

NEFT

ECS

MICR

PDC

Same Day

Same Day

Same Day

Same day or the next day.

One/Two days or Five/seven days (Depending on the clearing cycle of that particular location)

Two days but in some cases 3-7 Days

As per MICR clearing cycle of RBI/SBI

Clearing

% Difference in prices between

'n' days

Average

Max

Min

2 Days

0.18

4.16

-2.34

3 Days

0.26

4.26

-3.50

4 Days

0.33

4.13

-3.12

5 Days

0.42

3.89

-3.24

6 Days

0.52

5.49

-3.81

7 Days

0.61

6.40

-3.38

The assumption is that entire corpus is delayed by the no. of days tabulated above. But in reality , since the daily subscription may not be material to the total corpus of the fund the impact would not be material. Moreover subscriptions over periods of time would normally be expected to iron out the deviations. The fund would endeavor to maintain the indicated asset allocation as mentioned above. However there could be a variance in the asset allocation on account of receipt of cash flows, which on an average takes 5 business days to clear given the existing operational procedure.

Location/ModeOf clearing

Tier I

RTGS

T day

NEFT

T day upto 5.00pm,Otherwise T+1

ECS (RBI locations)

T+3 days

ECS (Non RBIlocations)

NA

MICR (RBIlocations)

T+2 days

MICR (Non - RBI locations)

NA

Tier II T day T day upto 5.00pm,Otherwise T+1

T+3 days T+3 days T+2 days T+3 days

Tier III T day T day upto 5.00pm,Otherwise T+1

NA T+4 days NA T+4 days

Tier IV T day T day upto 5.00pm,Otherwise T+1

NA T+5 days NA T+5 days

b. The table below highlights the % of funds received on Systematic investment plan received from ECS location for the month of December 2010

SIP Date TAT Pay Date % of Amount Received Cumulative %

01-Dec-10

01-Dec-10 TOTAL

T+1T+2T+3T+4T+5T+6

02-Dec-1003-Dec-1004-Dec-1006-Dec-1007-Dec-1008-Dec-10

0.51%97.44%

1.81%0.00%0.03%0.21%

100.00%

0.51%97.95%99.76%99.76%99.79%

100.00%

07-Dec-10

07-Dec-10 TOTAL

T+1T+2T+3T+4T+5T+6


1.0%94.7%4.2%0.0%0.0%0.2%

100.00%

0.96%95.64%99.79%99.79%99.79%

100.00%

14-Dec-10

14-Dec-10 TOTAL

T+1T+2T+3T+4T+5T+6


0.9%96.5%2.3%0.0%0.0%0.3%

100.00%

0.93%97.39%99.68%99.68%99.68%

100.00%

21-Dec-10

21-Dec-10 TOTAL

T+1T+2T+3T+4T+5T+6


0.7%92.7%6.4%0.1%0.0%0.2%

100.00%

0.69%93.40%99.79%99.85%99.85%

100.00%

27-Dec-10**

27-Dec-10 TOTAL

T+1T+2T+3T+4T+5T+6

28-Dec-1029-Dec-1030-Dec-1031-Dec-1003-Jan-1104-Jan-11

0.9%95.6%2.9%0.2%0.0%0.4%

100.00%

0.88%96.49%99.42%99.64%99.64%

100.00%

*T=Trade date**(25 Dec SIP date was non-business day)

Risk Mitigation for Tracking ErrorAlso Kotak Gold ETF could have tracking error with respect to price of physical gold which may add to the schemes tracking error with its benchmark i.e. physical gold due to various factors including but not limited to:1. Delay in the purchase or sale of gold due to

a. Illiquidity of gold,b. Delay in realization of sale proceeds,c. Creating a lot size to buy the required amount of gold

Risk Mitigation:� Gold is a fairly liquid asset and hence in normal circumstances would be available for purchase and sale at

all points of time.� The AMC has a robust process of retrieving speedily the daily collections at various RTA locations. The RTA

has been advised to bank cheques as expeditiously as possible. The AMC tracks the daily cash flows and the Fund Managers towards prompt deployment, subject to market conditions.

� Even if the collections reported on a day are less than the minimum lot size, the AMC can procure the required quantity thru open market purchases. The AMC has appointed Authorised Participants under the Kotak Gold ETF scheme to ensure liquidity in the market place for the ETF units.

2. The scheme may buy or sell the gold at different points of time during the trading session at the then prevailing prices which may not correspond to its closing prices.

Risk Mitigation:� Investment is based on the judgment of the Fund Manager, and he would work towards furtherance of

the unitholders interest. 3. The potential for trades to fail, which may result in the Scheme not having acquired gold at a price

necessary to track the benchmark price.Risk Mitigation:� Units procured thru exchanges have an auction process inbuilt into them, and hence the aforesaid risk is

automatically mitigated. � Even for lot size purchases, the AMC deals with multiple reputed banks/authorized participants whereby

the probability of default in trades are remote.4. The holding of a cash position and accrued income prior to distribution of income and payment of

accrued expenses.Risk Mitigation:� The fund manager would endeavour to keep cash to the minimal, subject to the asset allocation table

referred to above, the fund has also proposed a minimal expenses ratio, thereby reducing the extent of tracking error.

5. Execution of large buy / sell orders, and disinvestments to meet redemptions, recurring expenses, dividend payouts etc.

Risk Mitigation:� These deals are done at best possible prices available at the time of investments. Distortions, if any would

automatically get corrected over periods of time.6. Transaction cost (including taxes and insurance premium) and recurring expensesRisk Mitigation:� The Fund seeks to keep it to the minimal to reduce the impact of the tracking error.Given the structure of Kotak Gold ETF, the AMC expects the tracking error to be lower. The AMC will endeavor to keep the tracking error as low as possible. Under normal circumstances, such tracking errors are not expected to exceed 2% per annum. However this may vary when the markets are very volatile.

The tracking error for Kotak Gold ETF for the last 3 months is as under:

Source % of InflowsAverage number of

days (Funds Realised)

RTGS / TransfersMICR

Online

Total

10.79%88.87%

0.34%

100.00%

T Day85% T+2 days ; 15% T+3 -7 days Depends on the location 50% T day; 50% T+1 or 2 days

Weighted Average of inflow in equity scheme is maximum of 2 days

Availability of Clear Funds for non liquid debt funds

Source % of InflowsAverage number of

days (Funds Realised)

RTGS / TransfersMICR

Online

Total

66.53%33.46%

0.01%

100.00%

T Day90% T+2 days ; 10% T+3 -7 days Depends on the location 70% T day 30% T+1 or 2 days

Weighted Average of Inflows into Debt Funds is maximum 2 days.

Kotak Gold ETF

November 2010

0.06068 %

December 2010

0.06021 %

January 2011

0.05976 %

Option Default

Growth/ Dividend Growth

Reinvestment /Payout Facility Reinvestment Facility

Applicable NAV for Purchasea) Applicable NAV for purchase/subscriptions for amounts greater than or equal to Rs. 1 crore:i. In respect of valid applications received upto 3.00 p.m. on a day and entire amount is available in the

mutual fund's account for utilization before the cut off time of the same day – the closing NAV of the day of receipt of application.

ii. In respect of valid applications received after 3.00 p.m. on a day and the entire amount is available in the mutual fund's account for utilization before cut off time of the next business day – the closing NAV of the next business day

iii. Irrespective of the time of receipt of the application where the entire amount is available in Mutual fund's account for utilization before cut off time on any subsequent business day – units will be allotted at subsequent business day's NAV.

b) For amounts less than Rs. 1 crore:i. In respect of valid applications received upto 3.00 p.m. with a local cheque or demand draft payable at

Applicable NAV for Purchases/Switches/Redemptions

MinimumInvestment Amount

Minimum Application Amount/ Number of Units

Mechanism for Redressal of Investor Grievances under ASBA Facility

All grievances relating to the ASBA facility may be addressed to the respective SCSBs, giving full details such as name, address of the applicant, number of Units applied for, counterfoil or the application reference given by the SCSBs, DBs or CBs, amount paid on application and the Designated Branch or the collection centre of the SCSB where the Application Form was submitted by the ASBA Investor.

As per SEBI vide its circular no. SEBI/IMD/CIR No 18 / 198647 /2010 dated March 15, 2010 an investor can subscribe to the New Fund Offer (NFO) through ASBA facility. The ASBA facility is offered by selected Self Certified Syndicate Banks (SCSBs) which are registered with SEBI for offering the facility, and whose names appear in the list of SCSBs as displayed by SEBI on its website at www.sebi.gov.in. ASBA is an application containing an authorization given by the Investor to block the application money in his specified bank account towards the subscription of Units offered during the NFO of the Schemes. On intimation of allotment by CAMS to the banker the investors account shall be debited to the extent of the amount due thereon. On allotment, units will be credited to the Investor's demat account as specified in the ASBA application form.Grounds for rejection of ASBA applicationsASBA application forms can be rejected by the AMC/Registrar/ SCSBs, on the following technical grounds: -1. Applications by persons not competent to contract under the Indian Contract Act, 1872, including but not

limited to minors, insane persons etc.

Third Party Cheques will not be accepted by the Scheme.Definition of Third Party Cheques� Where payment is made through instruments issued from an account other than that of the beneficiary

investor, the same is referred to as Third-Party payment. � In case of a payment from a joint bank account, the first holder of the mutual fund folio has to be one of the

joint holders of the bank account from which payment is made. If this criterion is not fulfilled, then this is also construed to be a third party payment.

However, afore-mentioned clause of investment with Third-Party Payment shall not be applicable for the below mentioned exceptional cases.

a. Payment by Parents/Grand-Parents/related persons on behalf of a minor in consideration of natural love and affection or as gift for a value not exceeding Rs.50,000/- (each regular purchase or per

Growth Option: Under the Growth option, there will be no distribution of income and the return to investors will be only by way of capital gains, if any, through redemption at applicable NAV of Units held by them.

Dividend Option: Under the Dividend option, the Trustee may at any time decide to distribute by way of dividend, the surplus by way of realised profit and interest, net of losses, expenses and taxes, if any, to Unitholders if, in the opinion of the Trustee, such surplus is available and adequate for distribution. The Trustee's decision with regard to such availability and adequacy of surplus, rate, timing and frequency of distribution shall be final. The Trustee may or may not distribute surplus, even if available, by way of dividend.

The dividend will be paid to only those Unitholders whose names appear on the register of Unitholders of the Scheme / Option at the close of the business hours on the record date, which will be announced in advance. The Fund is required to dispatch dividend warrants within 30 days of the date of declaration of the dividend.

SIP installment)b. Payment by Employer on behalf of employee under Systematic Investment Plans or lump sum / one-

time subscription, through Payroll deductions. Asset management companies should exercise extra due diligence in terms of ensuring the authenticity of such arrangements from a fraud prevention and KYC perspectives.

c. Custodian on behalf of an FII or a client.For pre funded instruments such as DD/Pay order it is the onus of the investor to provided adequate supporting documents to prove that such instruments are issued by debiting the first holders account.Kotak Mahindra Asset Management Co. Ltd. / Trustee retains the sole and absolute discretion to reject/ not process application and refund subscription money if the subscription does not comply with the specified provisions of Payment Instruments.

The Dividend Option will be available under two sub-options – the Payout Option and the Reinvestment Option.

Dividend Payout Option: Unitholders will have the option to receive payout of their dividend by way of dividend warrant or any other means which can be enchased or by way of direct credit into their account.

Dividend Reinvestment Option: Under the reinvestment option, dividend amounts will be reinvested in the Dividend Reinvestment Option at the Applicable NAV announced immediately following the record date.

However, the Trustees reserve the right to introduce new options and / or alter the dividend payout intervals, frequency, including the day of payout.

In Rupees (Non- SWP/STP): Rs. 1000/-In Units (Non-SWP/STP): 100 unitsIf the holding is less than Rs. 1000 or 100 units, after processing the redemption request, the entire amount/units will be redeemed from the Scheme. In case of Units held in dematerialized mode, the redemption request can be given only in number of units and the provision pertaining to minimum repurchase amount / units and minimum balance shall not be applicable to such investors

Minimum Redemption Amount

Applications Supported by Blocked Amount (ASBA)

Non acceptance of Third PartyCheques

Despatch of Repurchase (Redemption) Request

Benchmark Index

Dividend Policy

The redemption or repurchase proceeds shall be dispatched to the unitholders within 10 working days from the date of redemption or repurchase.

The Scheme's performance will be benchmarked against the price of physical gold.

Name of the Fund Manager

Name of the Trustee Company

Performance of the scheme

Mr. Abhishek Bisen will be the fund manager for the scheme.

Kotak Mahindra Trustee Company Limited

This is a new scheme and does not have any performance track record.

Entry Load: NILIn terms of SEBI Circular No. SEBI/IMD/CIR No. 4/168230/09 dated June 30, 2009, no entry load will be charged on purchase / additional purchase / switch-in. The upfront commission, if any, on investment made by the investor shall be paid by the investor directly to the Distributor, based on his assessment of various factors including the service rendered by the Distributor.Exit load:� 2%, if redeemed/switch- out within 6 months from date of allotment.� 1%, if redeemed/switch- out after 6 months and before 1 year from the date of allotment� Nil if redeemed/switch-out after 1 year from the date of allotment.

New Fund Offer Period: The New Fund Offer expenses of the scheme will be borne by the AMC.

Continuous Offer: The Annual Recurring expenses of the scheme will be 0.75% of the daily average net assets. The total expenses of the scheme including the expenses of the underlying scheme, shall be capped at 1.50% of the daily average net assets of the scheme.

Load Structure

Recurring Expenses

Expenses ofthe scheme

Tax treatment for the Investors (Unitholders)

For Investor Grievance

Unitholders Information Annual Statement & Annual Financial Results shall be provided to the investors by post/courier or by email. Half yearly scheme portfolio will ether be mailed to unitholders or published in the newspapers as permitted under SEBI (Mutual Fund) Regulations, 1996

Investor is advised to refer to the details in the Statement of Additional information and also independently refer to his tax advisor.

Name, Address, Telephone number, fax number, email i.d.Mr. R. ChandrasekaranKotak Mahindra Asset Management Company Limited6th Floor, Kotak Infinity, Building No. 21, Infinity Park, Off Western Express Highway, Goregaon - Mulund Link Road,Malad (East), Mumbai – 400067

Name & Address of Registrar

Computer Age Management Services Pvt. Ltd.148, Old Mahabalipuran Road, Okkiyam Thuraipakkam,Chennai - 600 096.

044-2852 1596 [email protected]

www.camsonline.com

022-6638 4400 [email protected] www.kotakmutual.com022-6638 4455

The Mutual Fund shall endeavour to update the Net asset value of the scheme on every business day on AMFI's website www.amfiindia.com by 10.00 am the next business day. The NAVs shall also be updated on the website of the Mutual Fund www.kotakmutual.com and will be released in two newspapers for publication.

Daily Net Asset Value (NAV)Publication

Risk Control Measures for investment strategy

The fund endeavours to invest in Gold ETFs. Since fund manager risk in these schemes is not relevant, risk control measures for investment strategy pertain to managing operational risk focused on minimizing tracking error.

Risk Mitigation measures for portfolio volatility

Gold ETFs being passively managed carry lesser risk compared to active management. The underlying ETF scheme(s) where the fund intends to invest follow the underlying price of gold and therefore the level of portfolio volatility would be same as that of the underlying gold price. There is no additional volatility on account of fund manager decision. The fund manager would also endeavour minimal cash levels to keep performance deviation from the underlying ETF's to minimal.

Risk mitigation measures for managing liquidity

Gold ETFs invest in physical gold which satisfy the norms of 'Good Delivery' as defined by London Bullion Markets association. Liquidity issues are not envisaged as gold is a globally traded commodity and thereby very liquid. There are also designated Authorised Participants who facilitate liquidity on the exchange.

Asset Allocation Pattern of the scheme Investments Indicative Allocation (% to net assets) Risk Profile

Units of Kotak Gold ETF 95% to 100%

0% to 5%

Low Low Reverse repo and /or CBLO and/or short-term fixed deposits and /or money market instruments and/or Schemes

which invest predominantly in the money market securities or Liquid Schemes*

The asset allocation under the Scheme, under normal circumstances, will be as follows:

*The Fund Manager may invest in Liquid Schemes of Kotak Mahindra Mutual Fund. However, the Fund Manager may invest in any other scheme of a mutual fund registered with SEBI, which invest predominantly in the money market securities.When the asset allocation falls outside the range, review and rebalancing will be conducted in conducted in 5 working days.The scheme may either invest directly with the underlying fund i.e. Kotak Gold ETF in creation unit size or through the secondary market or a combination of both depending on the market dynamics keeping investors interest in mind.The scheme will not invest in securitized debt.

Portfolio Turnover Since the fund is passively managed and invests only in gold, portfolio turnover is expected to be very low as there would not be an active churn. Turnover would only be a result of inflows and outflows on a daily basis since this is an open ended scheme.

Risk Profile of the Scheme Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Scheme specific Risk Factors are summarized below:• The Scheme will predominantly invest in units of Kotak Gold Exchange Traded Fund. Hence the Scheme's performance may depend upon the performance of the Kotak Gold ETF. Any change in the investment policies or the

fundamental attributes of the underlying scheme could affect the performance of the Scheme. • The deviation in performance between the scheme & the underlying scheme i.e. Kotak Gold ETF could also be on account of cash flows which on an average takes 5 days as per current operational procedure.• The investors of the Scheme will bear dual recurring expenses and possibly dual loads, viz, those of the Scheme and those of the underlying Scheme. Hence the investor under the Scheme may receive lower pre-tax returns

than what they could have received if they had invested directly in the underlying Schemes in the same proportions.• The Portfolio disclosure of the Scheme will be limited to providing the particulars of the underlying schemes where the Scheme has invested and will not include the investments made by the underlying Schemes. However, as

the scheme proposes to invest in Kotak Gold ETF, the underlying assets will by and large be physical gold.• The value (price) of gold may fluctuate for several reasons and all such fluctuations will result in changes in the NAV of units under the scheme. The factors that may affect the price of gold, among other things, include

demand and supply for gold in India and in the global market, Indian and Foreign exchange rates, Interest rates, Inflation trends, trading in gold as commodity, legal restrictions on the movement/trade of gold that may be imposed by RBI, Government of India or countries that supply or purchase gold to/from India, trends and restrictions on import/export of golden jewellery in and out of India, etc.

• The fund assets are predominantly invested in Kotak Gold ETF and valued at the market price of the said units on the principal exchange. The same may be at a variance to the underlying NAV of the fund, due to market expectations, demand supply of the units, etc .To that extent the performance of scheme shall be at variance with that of the underlying scheme.

• The endevaour would always be to get cash on redemptions from the underlying funds. However, in case the underlying fund is unable to sell for any reason, and delivers physical gold, there could be delay in payment of redemptions proceeds pending such realization.

• The fund will subscribe according to the value equivalent to unit creation size as applicable for Kotak Gold ETF. When subscriptions received are not adequate enough to invest in creation unit size, the subscriptions may be deployed in debt and money market instruments which will have a different return profile compared to gold returns profile. Alternatively the ETF units may be acquired from the stock exchanges where the price quoted may be at variance with the underlying NAV, resulting in a higher acquisition costs.

Plans and Options Plans Offered under the Scheme There is no plan under the scheme

Options Offered under the scheme

Growth and Dividend (Payout and Reinvestment) The NAVs of the above Options will be different and separately declared; the portfolio of investments remaining the same.Default Option: The investors should indicate option for which the subscription is made clearly in the application form. In case of valid applications received without any choice of option, the following shall be the default option:

par at the place where it is received – the closing NAV of the day of receipt of application;ii. In respect of valid applications received after 3.00 p.m. with a local cheque or demand draft payable at par

at the place where it is received – the closing NAV of the next business dayApplicable NAV for Redemption(i) where the application is received upto 3.00 pm – the closing NAV of the day immediately preceding the

next business day ; and (ii) where the application is received after 3.00 pm – the closing NAV of the next business day.Note: It is clarified that switches will be considered as redemption in the switch out scheme and purchase/subscription in the switch in scheme considering the value of transactions.Further, where the AMC or the Registrar has provided a facility to the investors to redeem /switch-out of the Scheme through the medium of Internet by logging onto specific web-sites and where investors have signed up for using these facilities, the Applicable NAVs will be as provided above.

During NFO:

Initial Purchase (Non-SIP) SIP Purchase*

Rs. 5000 and in multiples of Rs 1 for purchases and for Re 0.01 for switches

Rs.1000 (subject to a minimum of 6 SIP installments of Rs. 1000/- each)

* For investments through SIP during NFO, the First SIP monthly/ quarterly installment will commence after 28 days from the date of allotment.

During Continuous Offer:

Initial Purchase (Non-SIP) Additional Purchase (Non- SIP)

Rs. 5000 and in multiples of Rs 1 for purchases and for Re 0.01 for switches

Rs.1000 and in multiples of Re. 1

SIP Purchase

Rs.1000 (subject to a minimum of 6 SIP installments of Rs. 1000/- each)

2. Mode of ASBA i.e. either Physical ASBA or Electronic ASBA, not selected or ticked.3. ASBA Application Form without the stamp of the SCSB.4. Application by any person outside India if not in compliance with applicable foreign and Indian laws.5. Bank account details not given/incorrect details given.6. Duly certified Power of Attorney, if applicable, not submitted alongwith the ASBA application form.7. No corresponding records available with the Depositories matching the parameters namely (a) Names of the

ASBA applicants (including the order of names of joint holders) (b) DP ID (c) Beneficiary account number or any other relevant details pertaining to the Depository Account.

8. Insufficient funds in the investor's account 9. Application accepted by SCSB and not uploaded on/with the Exchange / Registrar

ARN-

Investment Advisor’s Name & ARN Sub-Broker’s Name & ARN Official Acceptance Point LG Code Bank Sr. No.

KOTAK GOLD FUND(An open ended Fund of Funds Scheme)

Key Information Memorandum and Application Form

ACKNOWLEDGEMENT of (To be filled in by the Applicant)

KOTAK GOLD FUND

Appl. KGF

Date : / /

2. APPLICANT’S PERSONAL DETAILS (PLEASE FILL IN BLOCK LETTERS)

1. EXISTING UNITHOLDER INFORMATIONIf you have, at any time, invested in any scheme of Kotak Mahindra Mutual Fund please furnish your Name, Folio Number, PAN and DP ID details below and proceed to section 3 onward.

Name of Sole/ First Holder: Folio No.:

Enclosed PAN Card Copy KYC Acknowledgement Letter


(Unit holders given an option to hold the units in demat form in addition to account statement as per current practice. Name should be inthe same sequence as appearing in your demat account. In case the names in the application differ with the sequence in demat account provided by you, the Application is liable to get rejected.)

(Compulsory field in case of Minor)

City

Name of first applicant

PAN of 1st applicant*{refer Instruction 2(c)}

Address for correspondence(PO box address is not sufficient)

(Mr/Ms/Mrs)

State

Date of Birth

Guardian Name (if minor)(should be the same as provided in your demat A/c)

PAN of Guardian*{refer Instruction 2(c)}

Contact Person (for institutional applicants)

(Mr/Ms/Mrs)

Off

ResTelephone Number

e-mail

Mobile No.

Fax

Pin

(Furnishing PIN code is mandatory)



First holder only

Name of 2nd applicant (Mr/Ms/Mrs)

PAN of 2nd applicant{refer Instruction 2(c)}

Name of 3rd applicant (Mr/Ms/Mrs)

PAN of 3rd applicant{refer Instruction 2(c)}

Mode of Operation(Where there are more than one applicants)

Anyone or Survivor Joint

dated

Stamp of Kotak AMC Office/ AuthorisedCollection Centre

Received from Mr/ Ms/ M/s

along with cheque/ DD No.*

3. DEMAT ACCOUNT DETAILS (Please ensure that unit holders given an option to hold the units in demat form in addition to account statement as per current

practice and the sequence of names as mentioned in the application form matches with the Depository Participant.)

NSDL CDSL

DP Name

DP ID*

Beneficiary Account No.

I N

*In case Unit holders do not provide their Demat Account details, an Account Statement shall be sent to them. Such investors will not be able to trade on the stock exchange.

Drawn on (Bank)

for Rs. (in figures)/ (Amount)

*Cheques and drafts are subject to realisation.

Upfront commission shall be paid directly by the investor to the AMFI registered distributors based on the investor's assessment of various factors including the service rendered by the distributor.

022-6638 4400

[email protected]

www.kotakmutual.com

6th Floor, Kotak Infinity, Building No. 21, Infinity Park, Off. Western Express Highway, Gen.A.K. Vaidya Marg, Malad (E) Mumbai - 400 097.

Appl. KGF

4. THIRD PARTY PAYMENT DECLARATION Parent/Grand-Parent/Guardian of Minor/ Related Person Other than the Register Guardian/ Employer on behalf of Employee (SIP only)/Custodian on behalf of FII.

Name:

PAN: KYC Compliance Status: Yes No

Relationship with Applicant:

Declaration: I hereby declare and confirm that the Applicant stated above is the beneficial owner of the investment details mentioned above. I am providing the funds for these investments on account of my natural love and affection or incentive to employee or for & on behalf of fII or as gift from my bank account only.Declaration (Guardian of minor, as registered in the folio): I confirm that I am the legal guardian of the Minor, registered in folio and have no objection to receiving these funds on behalf of the minor.(Note: Aforeside signature should match with the investment cheque signature)

New Fund Offer Opens on : March 4, 2011 New Fund Offer Closes on : March 18, 2011

Offer for Units of Rs. 10 Per Unit during the New Fund Offer Period and Continuous Offer of Units at NAV based prices

Scheme Re-opens for continuous sale and repurchase on or before: April 5, 2011

ARN-25682

Cheque/ DD to be drawn in favor of “Kotak Gold Fund”

If you are an NRI Investor, please indicate source of funds for your investment (Please a)

Growth Dividend Payout

DatedInstrument No.

Option

6. BANK PARTICULARS {FOR REFUND (Mandatory as per SEBI guidelines)}

(this is 9 digit number next to your cheque number)

Bank Name

Branch

Account No.

MICR Code

IFSC Code

City

Account Type: Current Saving NRO NRE Others

(The Bank Mandate provided in the application will be used for refunding reject cases and physical mode of holding investors transaction)

7. GENERAL INFORMATION - Please (a) wherever applicable

Status(Please a Mandatory)

HUF

Occupation(Please a Mandatory)

Resident Individual

NRI on Repatriation Basis

NRI on Non-Repatriation Basis

Manufacturing

TradingBusiness

Housewife

Retired

Partnership/ Proprietorship Firm

Private Limited Company

Mutual Fund

Govt.

Public Limited Company

Non-Govt.Service

Student

Agriculture

Trust

Foreign Institutional Investor

Mutual Fund FOF Scheme

Others

Registered Society

Body Corporate

PF/Gratuity/Pension

Superannuation Fund

ProfessionalMedicine

Engineering

Finance

Legal

Others

8. DECLARATION AND SIGNATURE OF APPLICANT/S

I/ We have read and understood the contents of the SID of the Scheme Of Kotak Mahindra Fund. I/ We hereby apply for allotment/ purchase of Unit in the Scheme indicated in Section 4 above and agree to abide by the terms and conditions applicable thereto. I/ We hereby declare that I/ We are authorised to make this investment this in the above mentioned scheme and that the amount invested in the scheme is through legitimate sources only and does not involve and is designed for the purpose of any contravention or evasion of provision of any Act, Rules< Regulations, Notifications or Directions of the provision of Income Tax Act, Anti Money Laundering Act, Anti Curruption Act or any other applicable laws enacted by Government India from time to time . I/ We hereby authorise Kotak Mahindra Fund, it’s Investment Manager and it’s agent to disclose details of my investment to my/ our Investment Advisor and/ or my bank(s)/ Kotak Mahindra Fund’s bank(s). I/We confirm that the distributor has disclosed all commission (in the form of trail commission or any other mode) payable to the distributor for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us.

I/We have neither received nor been induced by any rebate or gifts, directly or indirectly, in making this investment

SIG

NA

TU

RE(S

)

Sole/ First Applicant Second Applicant Third Applicant

(To be signed by All Applicants)

Note :• If the application is incomplete and any other requirements is not fulfilled, the application is liable to be rejected.

5. INVESTMENT DETAILS

Scheme

Kotak Gold Fund

Minimum investment amount: Rs 5,000/-

Mode of Payment

Investment Amount Drawn on

Account Type : NRE NRO FCNR Others

Cheque Demand Draft Fund Transfer

Computer Age Management Services Pvt. Ltd.148, Old Mahabalipuran Road, Okkiyam Thuraipakkam,Chennai - 600 096.

044 3040 [email protected] www.camsonline.com

KOTAK MAHINDRA MUTUAL FUND6th Floor, Kotak Infinity, Building No. 21,Infinity Park, Off. Western Express Highway, Gen.A.K. Vaidya Marg, Malad (E), Mumbai - 400 097.

022-6638 [email protected] www.kotakmutual.com

Reinvestment

ASBA FORMAPPLICATION SUPPORTED BY BLOCKED AMOUNT

SOLE/FIRST APPLICANT

MODE OF OPERATION (where there is more than one applicant) First Holder only Anyone or Survivor Joint

GUARDIAN (in case Sole / First Applicant is a minor)

CONTACT PERSON (in case of Non-individual applicants)

SECOND APPLICANT (Joint Holder 1)

THIRD APPLICANT (Joint Holder 2)

Designation

1. NE W APPLICANT’S PERSONAL INFORMATION

Category Please (Tick D )

Retail Individual Investor(s)

Non-Institutional Investor(s)

✔)

Total Amount to be blocked (Rs. in figures)_________________________________________________(Rs. in words)___________________________________________________________________________

(Amount to be blocked shall be the No. of for x Price).Unit Unit

3. SCSB DETAILS

Bank Account Number: Bank and Branch where account is held____________________________________________________________________________

NSDL CDSL

DP Name

DP ID*

Beneficiary Account No.

I N

*In case Unit holders do not provide their Demat Account details, an Account Statement shall be sent to them. Such investors will not be able to trade on the stock exchange.

UNDERTAKING BY ASBA INVESTOR/ ACCOUNT HOLDER

1) I/We hereby undertake that I/We am/are an ASBA investor(s) as per the applicable provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. 2) In accordance with ASBA process provided in the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009, I/We authorize (a) the SCSB to do all acts as are necessary to make an application for purchase of units in the NFO of the Company, blocking the amount to the extent mentioned above in the “SCSB details” or unblocking of funds in the bank account maintained with the SCSB specified in the ASBA form, transfer of funds to the Issuer's account designated for this purpose on receipt of instruction from the Registrar to the Issue after finalisation of the basis of allotment entitling me/us to receive Units on such transfer of funds, etc. (b) Registrar to the KMAMC to issue instructions to the SCSB to remove the block on the funds in the bank account specified in the ASBA Form, upon finalisation of the basis of allotment and to transfer the requisite money to the Issuer's account designed for this purpose. 3) In case the amount available in the bank account specified in the ASBA Form is insufficient for blocking the amount equivalent to the application money, the SCSB shall reject the application. 4) If the DP ID, Client ID or PAN furnished by me/us in the ASBA Form is incorrect or incomplete, the ASBA Application shall be rejected and the AMC, R&TA and SCSB shall not be liable for losses, if any. 5) I/We hereby authorise the SCSB to make relevant revisions as may be required to be done during the NFO, in the event of price revision.

TEAR HERE

Attn. : NRI Investors : Payment should be made through their NRE/FCNR accounts.

SIGNATURE OF THE BANK ACCOUNT HOLDER(S)

THIRD APPLICANTSECOND APPLICANTSOLE / FIRST APPLICANT

PAN No. (Irrespective of Size of the investment) (Application without this information are liable to be rejected)

SIGNATURE OF THE APPLICANT(S)

TEAR HERE

TO BE RETAINED BY THE BANKER

(To be filled by the Sole/First Applicant)

SCSB Account Details

Bank ameN : ____________________________________________________

Bank Account Number: __________________________________________

Branch Address: _______________________________________________

_____________________________________________________________

Total Amount to be blocked (Rs.) _________________________________

AC

KN

OW

LED

GEM

EN

TSLI

P F

OR

SC

SB

SIGNATURE(S)

Received from Mr./Ms.

Address

Tel/Fax Mobile

E-mail

KOTAK MAHINDRA MUTUAL FUND6th Floor, Kotak Infiniti, Building No. 21, Infinity Park, Gen. A. K. Vaidya Marg, Malad (East), Mumbai – 400097.Tel No.: 022-6638 4400E- mail: [email protected] Web: www.kotakmutual.com

No. of Units

(In Figures)

Date : _____________________ 2011

Note : Only purchases registered on the electronic system will be considered for allocation. Therefore, kindly ensure that you get a computerised TRS for every Investment from the SCSB. Please note that validity of the purchases or any allocation thereon, is subject to realisation of the correct amount. Please retain photocopy of this form for future reference.

AC

KN

OW

LED

GEM

EN

T SLI

P

FOR

IN

VESTO

R

Received From

Mr./Ms. ____________________________________________________________________________________________________________________________________________________________________

Address ____________________________________________________________________________________________________________________________________________________________________

_____________________________________________________________________________________________ Pin CodeTelephone

Bank Name & Branch Address : ____________________________________________________________________________

_______________________________________________________________________________________________________

Total Amount to be blocked (Rs.) __________________________________________________________________________

Bank Account Number : ________________________________________________SCSB Stamp

Signature, Date & Time of Bid FormSubmission

(Cheques/Drafts are subject to realisation)

TO BE GIVEN BY THE SCSB

(To be filled by the Sole/First Applicant) Date : _____________________ 2011

KOTAK MAHINDRA MUTUAL FUND6th Floor, Kotak Infiniti, Building No. 21, Infinity Park, Gen. A. K. Vaidya Marg, Malad (East), Mumbai – 400097.Tel No.: 022-6638 4400E- mail: [email protected] Web: www.kotakmutual.com

Scheme Name: Plan:

Option: Frequency:

Amount in figures: Amount in words:

No of units: Unit price:

INVESTMENT DETAILS

ISIN Number:

2. ISIN DETAILS

Scheme Name : ________________________________________________________________________________________

4. DEMAT ACCOUNT DETAILS (Please ensure that unit holders given an option to hold the units in demat form in addition to account statement as per current practice and the sequence of names as

mentioned in the application form matches with the Depository Participant.)

ARN-25682

IMPORTANT INFORMATION INSTRUCTIONS FOR ASBA MUTUAL FUND INVESTORS

Background: In its continuing endeavour to make the existing public issue process more efficient SEBI introduced a supplementary process of applying in public

issues, viz: the “Applications Supported by Blocked Amount (ASBA)” process. Accordingly, Securities and Exchange Board of India (Issue of Capital and Disclosure

Requirements) Regulations, 2009, as amended have been amended for ASBA process. The salient features of circular no. SEBI/CFD/DIL/ASBA/1/2009/30/12 dated

December 30, 2009 available on SEBI website for “Additional mode of payment through Applications Supported by Blocked Amount (hereinafter referred to as

“ASBA”) are mentioned below for understanding the ASBA process:

1. Meaning of ASBA: ASBA is an application for subscribing to a New Fund Offer (NFO), containing an authorisation to block the application money in a bank account.

2. Self Certified Syndicate Bank (SCSB): SCSB is a banker to an issue registered with the SEBI which offers the facility of applying through the ASBA process. The list of SCSBs will

be displayed by SEBI on its website at www.sebi.gov.in from time to time. ASBAs can be accepted only by SCSBs, whose names appear in the list of SCSBs displayed on SEBI”s

website. As on April 15, 2010, 27 Banks have been recognised as SCSBs. Investors maintaining their accounts in of any of these Banks may approach one of the designated branches

of these SCSBs for availing this facility. Further it may be noted that from time to time new banks register themselves as SCSBs who become eligible to provide these services and also

the existing SCSBs designate additional branches that also provide this facility. An updated list of all the registered SCSBs, their controlling branches, contact details and details of

their contact persons, a list of their designated branches which are providing such services is available on the website of SEBI at the address http://www.sebi.gov.in. Further these

details are also available on the websites of the Stock Exchanges at http://www.bseindia.com and http://www.nseindia.com. Alternatively, investors may also contact the AMC,

R&TA for information about the SCSBs or the ASBA process. These SCSBs are deemed to have entered into an agreement with the Issuer and shall be required to offer the ASBA

facility to all its account holders for all issues to which ASBA process is applicable. A SCSB shall identify its Designated Branches (DBs) at which an ASBA bidder shall submit ASBA and

shall also identify the Controlling Branch (CB), which shall act as a coordinating branch for the Registrar to the Issue, Stock Exchanges and Merchant Bankers. The SCSB, its DBs and

CB shall continue to act as such, for all issues to which ASBA process is applicable. The SCSB may identify new DBs for the purpose of ASBA process and intimate details of the same

to SEBI, after which SEBI will add the DB to the list of SCSBs maintained by it. The SCSB shall communicate the following details to Stock Exchanges for making it available on their

respective websites. These details shall also be made available by the SCSB on its website: (i) Name and address of the SCSB (ii) Addresses of DBs and CB and other details such as

telephone number, fax number and email ids. (iii) Name and contact details of a nodal officer at a senior level from the CB.

3. Eligibility of Investors: An Investor shall be eligible to apply through ASBA process, if he/she: (i) is a “Resident Retail Individual Investor, Non Institutional Investor, QIBs, Eligible

NRIs applying on non-repatriation basis, Eligible NRIs applying on repatriation basis i.e. any investor, (ii) is applying through blocking of funds in a bank account with the SCSB; Such

investors are hereinafter referred as “ASBA Investors”.

4. ASBA Facility in Brief: Investor shall submit his Bid through an ASBA cum Application Form, either in physical or electronic mode, to the SCSB with whom the bank account of

the ASBA Investor or bank account utilised by the ASBA Investor (“ASBA Account”) is maintained. The SCSB shall block an amount equal to the NFO application Amount in the bank

account specified in the ASBA cum Application Form, physical or electronic, on the basis of an authorisation to this effect given by the account holder at the time of submitting the

Application. The Bid Amount shall remain blocked in the aforesaid ASBA Account until the Allotment in the New fund Offer and consequent transfer of the Application Amount

against the allocated Units to the Issuer's account designated for this purpose, or until withdrawal/failure of the Offer or until withdrawal/rejection of the ASBA Application, as the

case may be. The ASBA data shall thereafter be uploaded by the SCSB in the electronic IPO system of the Stock Exchanges. Once the Allotment is finalised, the R&TA to the NFO shall

send an appropriate request to the Controlling Branch of the SCSB for unblocking the relevant bank accounts and for transferring the amount allocable to the successful ASBA

Bidders to the AMC account designated for this purpose. In case of withdrawal/Rejection of the Offer, the R&TA to the Offer shall notify the SCSBs to unblock the blocked amount of

the ASBA Bidders within one day from the day of receipt of such notification.

5. Obligations of the AMC: AMC shall ensure that adequate arrangements are made by the R&TA for the NFO to obtain information about all ASBAs and to treat these

applications similar to non-ASBA applications while allotment of Units, as per the procedure specified in the Securities and Exchange Board of India (Issue of Capital and Disclosure

Requirements) Regulations, 2009.

Investors are requested to check with their respective banks about the availability of the ASBA facility.

Other Information for ASBA Investors:

1. SCSB shall not accept any ASBA after the closing time of acceptance on the last day of the NFO period.

2. SCSB shall give ASBA investors an acknowledgment for the receipt of ASBAs.

3. SCSB shall not upload any ASBA in the electronic system of the Stock Exchange(s) unless (i) it has received the ASBA in a physical or electronic form; and (ii) it has blocked the

application money in the bank account specified in the ASBA or has systems to ensure that Electronic ASBAs are accepted in the system only after blocking of application money in

the relevant bank account opened with it.

4. SCSB shall ensure that complaints of ASBA investors arising out of errors or delay in capturing of data, blocking or unblocking of bank accounts, etc. are satisfactorily redressed.

5. SCSB shall be liable for all its omissions and commissions in discharging responsibilities in the ASBA process.

6. R&TA to the NFO shall act as a nodal agency for redressing complaints of ASBA and non-ASBA investors, including providing guidance to ASBA investors regarding approaching

the SCSB concerned.

Grounds for rejection of ASBA applications

ASBA application forms can be rejected by the AMC/Registrar/ SCSBs, on the following technical grounds:

1. Applications by persons not competent to contract under the Indian Contract Act, 1872, including but not limited to minors, insane persons etc.

2. Mode of ASBA i.e. either Physical ASBA or Electronic ASBA, not selected or ticked.

3. ASBA Application Form without the stamp of the SCSB.

4. Application by any person outside India if not in compliance with applicable foreign and Indian laws.

5. Bank account details not given/incorrect details given.

6. Duly certified Power of Attorney, if applicable, not submitted alongwith the ASBA application form.

7. No corresponding records available with the Depositories matching the parameters namely (a) Names of the ASBA applicants (including the order of names of joint holders) (b) DP

ID (c) Beneficiary account number or any other relevant details pertaining to the Depository Account.

8. Insufficient funds in the investor's account

9. Application accepted by SCSB and not uploaded on/with the Exchange / Registrar

ASBA FORMAPPLICATION SUPPORTED BY BLOCKED AMOUNT

Systematic Investment Plan

* Please ensure utmost care while filling the highlighted column. The form may get rejected in case the details are incomplete.

To be signed by All Applicant’s if mode of operation is “Joint”. (As in Bank Records)SIGN

ATUR

E(S)

Declaration and Signature

Standing Instructions for State Bank of India Customers

I/We have read and understood the contents of the Offer Document/ SAI/ SIDs(s) of the above referred Scheme(s) of Kotak Mahindra Mutual Fund. I/We hereby apply for allotment / purchase of Units in the Scheme(s) indicated as above and agree to abide by the terms and conditions applicable there to. I/We hereby declare that I /We authorized to make this investment in the above mentioned Scheme(s) and that the amount invested in the Scheme(s) is through legitimate sources only and is not designed for the purpose of any contravention or evasion of any Act, Rules, Regulations, Notifications or Directions of the provisions of Income Tax Act, Anti Money Laundering Act, Anti Corruption Act or any other applicable laws enacted by the Government of India from time to time. I/We hereby authorize Kotak Mahindra Mutual Fund, its investment Manager and its agents to disclose details of my investment to my / our Investment Advisor and / or banks. I/We have neither received nor been induced by any rebate or gifts, directly, in making this investment. By ticking micro sip, I/We hereby declare that our total SIP for rolling 12 months or FY April to March does not exceed Rs. 50,000 through this application or any existing SIP in the schemes. I/We also declare that the ARN Holder has disclosed all commission (in the form of trail commission or any other mode) payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me / us.

I/We undertake to keep sufficient funds in the funding account on the date of execution of standing instruction. I hereby declare that the particulars given above are correct and complete. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I would not hold the Mutual Fund or the Bank responsible. If the date of debit to my/our account happens to be a non business day as per the Mutual Fund, execution of the SIP will happen on the day of holiday and allotment of units will happen as per the Terms and Conditions listed in the Offer Document/ SAI/ SID of the Mutual Fund. State Bank of India shall not be liable for, nor be in default by reason of, any failure or delay in completion of its obligations under this Agreement, where such failure or delay is caused, in whole or in part, by acts of God, civil war, civil commotion, riot, strike, mutiny, revolution, fire, flood, fog, was, lightening, earthquake, change of Government polices, Unavailability of Bank’s computer system, force majeure events, or any other cause of peril which is beyond reasonable control the State Bank of India and which has the effect of preventing the performance of the contract by State Bank of India. I/We acknowledge that no separate intimation will be received from State Bank of India in case of non-execution of the instructions for any reasons whatsoever.

So le / F i r s t Account Ho lde r Second Account Ho lde r Th i rd Account Ho lde r

Upfront commission shall be paid directly by the investor to the AMFI registered distributors based on the investor's assessment of various factors including the service rendered by the distributor.

Investment Advisor’s Name & Code Sub-Broker’s Code

Systematic Investment Form

Strike off sections that are not applicableStamp & Sign

Official Acceptance Point Bank Sr. No.

Investo Solutions

ARN - 73827

Folio No.(For Existing Investors)

Name of Sole / First Holder

PAN

Enclosed (Please ✔?)

Application No.(For New Investors, pls. attach the application form)

(*KYC compliant is mandatory, irrespective of the amount of investment)

PAN PAN PAN

Sole / First Applicant Sole / Second Applicant Sole / Third Applicant

Yes NoKYC Compliant Status* Yes NoKYC Compliant Status* Yes NoKYC Compliant Status*

E-mail Id Pls provide your email Id for mailing of Account Statement

Investor’s Information

Date of Birth DD/MM/YYYY

SIP Micro SIPI would like to opt Systematic Investment Plan

Investors (including joint holders) will submit a photo copy of any one of the documents detailed below along with Micro SIP application as proof of identification in lieu of PAN.

Voter Identity Card Driving License Government/ Defense identification card Passport Photo Ration Card Photo Debit Card (credit cards not allowed) Employee ID cards issued by companies registered with Registrar of Companies Photo Identification issued by Bank Managers of Scheduled Commercial Banks / Gazetted

Officer / Elected Representatives to the Legislative Assembly / Parliament ID card issued to employees of Scheduled Commercial / State / District Co-operative Banks Senior Citizen / Freedom Fighter ID card issued by Government Cards issued by Universities / deemed Universities or institutes under statutes like ICAI, ICWA, ICSI Permanent Retirement Account No (PRAN) card issued to New Pension System (NPS) subscribers by Central Recordkeeping Agency (NSDL) Any other photo ID card issued by Central Government / State Governments / Municipal authorities / Government organizations like ESIC / EPFOThe Photo Identification document has to be current and valid and also either self attested or attested by an ARN holder

c c c c c cc c

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Mic

ro S

IP

I would like to opt for Systematic Investment through Auto-Debit Post Dated Cheques (PDC’s)

Scheme

Plan

Option(Please ?)

Growth Dividend : Payout Re-investment

Investment Frequency(Please ?)

Monthly Quarterly SIP Period From MM / YYYY To MM / YYYY SIP InstalmentAmount (Rs.)

Dated D D / M M / Y Y Y Y

Cheque Nos. From to Cheque Dated From D D / M M / Y Y Y Y to D D / M M / Y Y Y Y

Cheque on

(Excluding intial investment Cheque)

First SIP vide Cheque No.

Bank C i t y B ranch

SIP through Auto-Debit

Bank Account Details (Mandatory)

Bank

Name of Bank Account Holder(s)

Account Type Current Savings NRE NRO FCNR

Branch City

MICR (9 digit code next to Cheque No.)*Account Number

I/We here by declare that the particulars given above are correct and express my / our willingness to make payments referred above through participation in ECS (Debit Clearing/Direct Debit).If the transation is delayed or not effected at all for reasons of incomplete or incorrect information. I/We will not hold Kotak Mahindra Mutual Fund, responsible. I/We will also inform Kotak Mahindra Mutual Fund, about any changes in my bank account immediately. I/We have read and agreed to the terms and conditions mentioned overleaf.

So le / F i r s t Account Ho lde r Second Account Ho lde r Th i rd Account Ho lde r

To be signed by All Bank Account Holders if mode of operation is “Joint”. (As in Bank Records)

Signature of Authorised Offical From BankBANKER’S ATTESTATION

Bank Stamp & Date(Mandatory if your First SIP Investment is through a Demand Draft / Pay Order)

Certified that the signature of account holder and the details of Bank Accounts are correct as per our records

SIGN

ATUR

E(S)

FO

RA

UT

O-D

EB

IT

Others Please Specify

Third Party Payment Declaration

Parent/Grand-Parent/Guardian of Minor/ Related Person Other than the Register Guardian/ Employer on behalf of Employee (SIP only)/Custodian on behalf of FII.

Name:

PAN: KYC Compliant Status: Yes No

Relationship with Applicant:

Declaration: I hereby declare and confirm that the Applicant stated above is the beneficial owner of the investment details mentioned above. I am providing the funds for these investments on account of my natural love and affection or incentive to employee or for & on behalf of fII or as gift from my bank account only.Declaration (Guardian of minor, as registered in the folio): I confirm that I am the legal guardian of the Minor, registered in folio and have no objection to receiving these funds on behalf of the minor.(Note: Aforeside signature should match with the investment cheque signature)

Signature

SIP Date (Please ?) 1st 7th 14th 21st 25th

KOTAK GOLD FUND

ARN-25682

KOTAK MAHINDRA MUTUAL FUND

Registrar : Computer Age Management Services Pvt. Ltd. 148, Old Mahabalipuran Road, Okkiyam Thuraipakkam, Chennai - 600 096 Tel. : 044 3040 7270

Auto-Debit

Cheklist

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Please ensure that:ø If you are an existing investor, you have quoted your Folio No. with Kotak Mahindra Mutual Fund on the Systematic Investment Form.ø If you are a new investor, your Application Number is quoted on the Systematic Investment Form.ø Scheme & Option in which you wish to do your systematic investments is clearly indicated in the Systematic Investment Form.ø The SIP Amount, the Frequency, your preferred Date and Period are clearly indicated.ø There is minimum gap of 28 days between your first & second SIP.

ø Your First SIP Cheque is from the same bank from which you wish your SIP Auto-Debits to happen.ø Your First SIP Cheque details are clearly indicated in the Systematic Investment Form.ø Your Bank Account Details are correctly and completely furnished including the 9 digit MICR Code which is mandatory for SIPs through ECS.ø Your Systematic Investment Form carries the signatures of the Bank Account Holders as it appears in the Bank Records.ø A copy of your First SIP Cheque is enclosed with your SIP Application.ø If you First SIP Investment is through a Demand Draft Pay Order, please ensure that your Bank details and Signatures are attested by your Bankers.ø Alternatively you can provided us with cancelled cheque leaf copy of the bank from where you intend to do your SIP.

www.kotakmutual.com 1800-222-626 or (022) 6638 4400 [email protected]

6th Floor, Kotak Infinity, Building No. 21, Infinity Park, Off. Western Express Highway, Gen.A.K. Vaidya Marg, Malad (E), Mumbai - 400 097.

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SIP Auto – Debit : Terms & Conditions

LIST OF LOCATIONS FOR SIP AUTO-DEBIT (THROUGH ECS)

Agra I Ahmedabad I Allahabad I Amritsar I Anand I Asansol I Aurangabad I Bangalore I Baroda I Belgaum I Bhilwara I Bhopal I Bhubaneshwar I Bijapur I Bikaner I Burdwan I Calicut I Chandigarh I Chennai I Cochin I Coimbatore I Cuttack I Davangeree I Dehradun I Delhi I Dhanbad I Durgapur I Erode I Gadag I Gangtok I Gorakhpur I Gulbarga I Guwahati I Gwalior I Hubli I Hyderabad I Indore I Jabalpur I Jaipur I Jalandhar I Jammu I Jamnagar I Jamshedpur I Jodhpur I Kakinada I Kanpur I Kolhapur I Kolkata I Lucknow I Ludhiana I Madurai I Mandya I Mangalore I Mumbai I Mysore I Nagpur I Nasik I Nellore I Panjim I Patna I Pondicherry I Pune I Raichur I Raipur I Rajkot I Ranchi I Salem I Shimla I Shimoga I Siliguri I Solapur I Surat I Tirupati I Tirupur I Trichur I Trichy I Trivendrum I Udaipur I Udupi I Varanasi I Vijayawada ( also covers Guntur, Tenali & Mangalgiri) I Vizag

Our SIP Auto – Debit Facility is offered to you using RBI’s Electronic Clearing Service (ECS) for effecting SIP payment. By opting for this facility you agree to abide by the terms and conditions of ECS Facility of Reserve Bank of India.This facility is offered only to investors having bank accounts in any of the cities listed below:

Z

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The cities in the list may be modified / updated/ changed / removed at any time in future entirely at the discretion of Kotak Mahindra Mutual Fund without assigning any reasons or prior notice.Direct Debit Facility is available across all the branches of Axis Bank, Bank of Baroda, Bank of India, HDFC Bank, ICICI Bank, IDBI Bank, IndusInd Bank, Kotak Mahindra Bank, Punjab National Bank & State Bank of India.Your Bank Branch through which you want your SIP Auto-Debit to take place should participate in local MICR Clearing. In case your bank decides to cross-verify the ECS auto-debit mandate with you as the Bank’s customer, you would need to promptly do the same. Kotak Mahindra Mutual Fund, its Investment Manager, Registrar and other service providers will not be liable for any transaction failures due to rejection of the transaction by your bank / branch or its refusal to register the SIP mandate.You will not hold Kotak Mahindra Mutual Fund, its Investment Manager, Registrar and other service providers responsible if the transaction is delayed or not effected or your bank account is debited in advance or after the specific SIP date due to various clearing cycles of ECS. Kotak Mahindra Mutual Fund, its Investment Manager, Registrar and other service providers responsible and liable for any damages / compensation for any loss, damage, etc. incurred by you as a result of use of this facility by you.If you have not indicated any of your SIP preference completely in the form, or incase of any discrepancy, we would presume the same as below :SIP Frequency : Monthly; SIP Date : 7th; No. of installments: Six; Scheme Name : same as mentioned on the 1st cheque, SIP Amount : same as mentioned on the 1st cheque.

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Instruction & Information

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1. Please refer the Key Information Memorandum and Offer Document/ SAI/ SID of the Kotak Gold Fund for Applicable NAV, Risk Factors, Load Structure and other information before investing.

2. (i) Existing unitholders need not fill in the Investment Application Form. However, they must compulsorily mention their Account Number in the Systematic Investment Form.(ii) New Applicants need to compulsorily fill in all sections in the Investment Application Form in addition to Systematic Investment Form. The Application No. must be compulsorily mentioned in the Systematic Investment Form.

3. Irrespective of the investment amount please furnish Copy of KYC acknowledgment letter for all applications. In case of minor applicants, please furnish the KYC acknowledgment Copy of the Guardian.

4. You can opt for Systematic Investment in the Scheme on a monthly/quarterly basis through post-dated cheques / auto-debit for a pre-defined amount. This facility is available only on specified dates of the month / quarter viz. 1st , 7th, 14th, 21st & 25th. Refer to Section “SIP Auto Debit: Terms & Conditions” for location wise dates available for SIP Auto Debit.

5. (i) First SIP Installment : For investments through SIP during NFO, the First SIP monthly / quarterly installment will commence after 28 days from the date of allotment.(ii) Second & subsequent SIP Installment : Your second and subsequent SIPs are available only on above specified dated of the month. You can choose only one of these dates for the purpose of SIP. In case the chosen date turns out to be a non-working day for the scheme, the SIP will be processed on the immediately following working day.

6. Modification / Cancellation of SIP : You can request for a modification / cancellation of your SIP at any time. Your modification/ cancellation request should be submitted 30 days prior the next Auto Debit Date. Any modification request should be accompanied by :(i) A new SIP From duly filled in and carrying the revised SIP request details.(ii) A written and signed confirmation for discontinuance of the existing SIP.

7. Extention of SIP needs to be accompanied with a cancelled cheque leaf.8. If four consecutive SIPs fail, your SIP will automatically stand terminated. If, upon termination / cancellation of your SIP it is observed, that your unitholding in the scheme is less

than the minimum investment requirement for the scheme, your units will be redeemed at the applicable NAV of the immediately following 1st or 14th of the month, whichever is earlier and if that date happens to be a non-working day for the scheme on the immediately following working day thereafter.

9. If the Scheme name differs between application form and cheque, the application will be rejected.10. Incorrect, incomplete, ambiguous forms will not be accepted and will be returned to the investor within 30 days of their receipt.

Instruction & Information of Micro SIP

1. Exemption from need for Permanent Account Number (PAN) for investment through Systematic Investment Plan (SIP) upto Rs. 50,000/ with effect from August 1, 2009.

2. The exemption will be applicable only to investments by individuals (including NRIs but excluding PIOs), Minors, Sole proprietary firms and to investments made by joint holders.

3. The exemption will not be applicable to normal purchase/ switchin transactions, which will continue to be subject to PAN requirement.4. By ticking micro sip, I/We hereby declare that our total SIP for rolling 12 months or FY April to March does not exceed Rs. 50,000 through this

application or any existing SIP in the scheme's.5. The photo identification document has to be current and valid and also either self attested or attested by an ARN holder.

TERMS AND CONDITIONS - AUTO DEBITS & ECS

Systematic Investments - Snapshot

Monthly or Quarterly

1st, 7th, 14th, 21st & 25th

Frequency

Choice of Dates

Rs. 1000/- (Subject to a minimum of 6 SIP Installments of Rs. 1000/- each)Minimum Investment

For investments through SIP during NFO, the First SIP monthly / quarterly installment will commence after 28 days from the date of allotment.

First SIP

Only on specified SIP Dates (1st, 7th, 14th, 21st & 25th) after a minimum gap of 28 days from date of first SIP. Z Can be through ECS Debit/ Direct debit (in select locations) or Post-Dated Cheque based on your preference.ZSecond & Subsequent SIPs

OFFICIAL COLLECTION CENTRES

I. KMAMC AUTHORISED COLLECTION CENTRES

Agra: S-8, 2nd Floor, Maruti Plaza, Agra – 282002. Ahmedabad: 9,10,11- 2nd Floor, Siddhi Vinayak complex, Shivranjani Cross Roads, Satellite, Ahmedabad - 380015. Aligarh: 1st Floor, C1, Omeshwar Plaza, Plot No.3/243, Laxmi Bai Marg, Marris Road, Aligarh - 202001. Allahabad: Upper Ground Floor, Vashistha Vinayak Tower, 38/1 Tashkant Marg, Civil Lines, Allahabad - 211003. Ambala: 1st Floor, Shop No 30, Jain Nagar, Main Road, Ambala - 134003. Amritsar: Kapoor Arcade, Office No 2, 1st Floor, M M Malviya Road, Crystal Chowk, Amritsar - 143001. Anand: 303, Madhav Complex, Grid Road, Opp ACC Collage, Anand - 388001. Aurangabad: 3rd Floor, Kandi Towers, Above Kotak Mahindra Bank, Jalna Road, Aurangabad - 431001. Bangalore: 2nd Floor, Umiya Landmark, 10/7, Lavelle Road, Bangalore - 560001. Bareilly: 1st Floor,167-A, Civil Lines, Station Road, Above Syndicate Bank, Bareilly - 243001. Bathinda: VD Complex 2928, E/45, Bibiwala Road, Bathinda - 151005. Bhavnagar: 209, Shopper's Point, Waghawadi Road, Parimal Chowk, Bhavnagar - 364002 Bhopal: 2nd Floor, Office No.SB-21, Mansarovar Complex, Hoshangabad Road, Bhopal - 462011. Bhubaneshwar: 2nd Floor, Building No.24, SCR Janpath, Bapujinagar, Bhubaneswar - 751001. Bhuj: Ramyakala Shop no 4, Ground Floor, Nr Dr.Mahadev Patel Hospital, Hospital Road, Bhuj Kutch - 370001. Calicut: PARCO Complex, 5th Floor, Near ICICI Bank Ltd, Kallai Road, Calicut - 673012. Chandigarh: Sco No 2475- 2476, 1st Floor, Sector 22 C, Chandigarh -160022. Chennai: 1st Floor, Eldorado Building, 112, Nungambakkam High Road, Chennai - 600034. Cochin: Shop No: 56 & 57. 2nd Floor, Jacob DD Mall. M G Road, Shenoy's Junction, Cochin - 682035. Coimbatore: S. S. Complex, 554B/1, 2nd Floor, D.B. Road, R S Puram, Coimbatore - 641002. Cuttack: Mahaveer Apts, Gr. Floor, Room No G-4, Link Road, PO Arunudaya Nagar, Cuttack - 753012. Dehradun: 9A & B, 1st Floor, India Trade Centre, 97 Rajpur Road, Dehradun - 248001. Dhanbad: Room No-418, Sriram Plaza, Bank More, Dhanbad - 826001. Durgapur: 5th Floor, 5/33 Suhatta, City Centre, Durgapur - 713216 Goa: 3rd Floor, Mathias Plaza,18th June Road, Panjim, Goa - 403001. Gorakpur:

thOffice no 4, 2nd Floor, Cross Road, A. D. Chowk, Bank Road, Gorakhpur - 273001. Guntur: 2nd Floor, Platini Plaza, 8 Line Main Road, Arundalpet, Guntur - 522002. Gurgaon: 2nd Floor, SCO-14, Sector No 14, Gurgaon - 122001. Guwahati: 5th Floor, Amaze Shopping Mall (Above Vishal Mega Mart) A.T.Road, Guwahati - 781001. Hubli: 1st Floor, Kundgol Complex, Court Circle, Hubli - 580029. Hyderabad: Jade Arcade, 102A, 1ST Floor, 126 MG Road, Near Paradise Circle, Hyderabad - 500003. Indore: M-5, Mezzaunie Floor, Starlit Tower, 29/1, Y N Road, INDORE - 452001. Jaipur: 202, Mall-21, Opp. Raj Mandir Cinema, Bhagwandas Road, Jaipur - 302001. Jalandhar: 207-A, 2nd Floor, Grand Mall Building, G T Road, Jalandhar - 144001. Jalgaon: 16/17, Daulat Plaza, 1999, M G Road, Near Shastri Tower, Jalgaon 425001. Jammu: Shop No.21, Ground Floor, A-2 South Block, Bahu Plaza, Jammu - 180001. Jamnagar: 107, 1st Floor, Madhav Darshan, Opp. Cricket Bungalow, Jamnagar - 361001. Jamshedpur: 1st Floor, Sanghi Mansion, Main Road, Sakchi Boulevard Road, Ram Mandir Area, Biustupur, Jamshedpur - 831001. Jodhpur: 2nd Floor, Dhan Laxmi Tower 1, Chopasni Road, Jodhpur - 342001. Kanpur: Room No. 107, 1st Floor, Ratan Squire, 14/144 Chunni Ganj, Kanpur - 208001. Kolhapur: Office No 59, Upper Ground Floor, Raobahadur Dajirao Vichare Complex, Gemstone, 517 A/2, New Shahupuri, Near Central Bus Stand, Kolhapur - 416 002. Kolkata: 1st Floor, Horizon, 57 Chowranghee Road, Kolkata - 700 071. Kota: 2nd Floor, 202 Sajjna Appartment, Opp. ICICI Bank, Jhalawar Road, Kota - 324007. Kottayam: 3rd Floor, Pulimoottil Arcade, K K Road, Kanjikuzhy, Kottayam – 686004. Lucknow: Aryans Business Park, 90 MG Marg, Lucknow - 226 001. Ludhiana: 1st Floor, SCO 20, Feroze Gandhi Market, Ludhiana - 141001. Madurai: A R Plaza, No. 16 and 17, North Veli Street, Madurai - 625001. Mangalore: 2nd Floor, Manasa Towers, Near PVS Circle, M.G. Road, Kodialbail, Mangalore - 575003. Moradabad: Above Krishna Investment Consultant, Near Raj Mahal Hotel, Near Civil Lines, Moradabad - 244001. Mumbai: 6th Floor, Kotak Infinity, Building No. 21, Infinity Park, Off Western Express Highway, Gen. A K Vaidya Marg, Malad (E), Mumbai - 400097. Mumbai (Nariman Point):36-38A, Nariman Bhavan, 227, Nariman Point, Mumbai - 400021. Mumbai (Borivali): B-601, 6th Floor, Sai Leela Building, S V Road, Opp. Moksh Plaza, Borivali (West), Mumbai - 400092. Mumbai (Thane): 101-102, 1st Floor, Lotus Plaza, Gokhale Road, Naupada, Thane (West) Mumbai - 400602. Mysore: Prashanth Plaza, 5th Cross, 4th Main Road, Saraswathipuram, Mysore - 570009. Nagpur: B-101, Mahalaxmi Apartments, Near Ajit Bakery, Khare Town, Dharampeth, Nagpur- 440010. Nashik: Shop no.6, Ground Floor, Krishnaratna, Opp. Hotel Potoba, New Pandit Colony, Nashik - 422002. New Delhi: 12-14, Upper Ground Floor, Ambadeep Building, 14 Kasturba Gandhi Marg, New Delhi - 110 001. New Delhi (Pitampura): 806, Aggarwal Cyber Plaza - I, Netaji Subhash Place, Pitampura, New Delhi - 110034. Panipat: Royal 1 Bldg, Besment, Adjoining Gurdwara, Opp Naval Cinema, G T Road, Panipat - 132103. Patiala: B-17/423, Opp. Polo Ground, Near Modi College, Lower Mall, Patiala - 147001. Patna: 204 Shyam Center, Besides Republic Hotel, Exhibition Road, Patna - 800001. Pondicherry: 1st Floor, No.114-116, Jayalakshmi Complex, Thiruvalluvar Salai, Pillaithottam, Pondicherry - 605013. Pune: Yeshwant, Office no 31, 3rd Floor, Plot No 37/10 B, Opp Lane no 9, Prabhat Road, Pune 411004. Raipur: GF-04, Millennium Plaza, Banstal Road, Near Indian Coffee House, Raipur - 492001. Rajkot: 1st Floor, 124 Star Plaza, Phulchhab Chowk, Rajkot - 360001. Rourkela: 2nd Floor, Plot No 304, Holding No 72, Opp Old Court, Main Road, Uditnagar, Above Yes Bank & Corporation Bank, Rourkela - 769012. Salem: 213, 2nd Floor, Kandaswarna Shopping Mall, Saradha Collage Main Road, Salem - 636016. Shimla: Bhagra Nivas, Near Lift Road, The Mall Shimla - 171001. Siliguri: Lower Ground Floor, Nanak Complex, Sevoke Road, Siliguri - 734001. Srinagar: C/O Cureinm Medicate, Zaindar Mohalla, Habba Kadal, Srinagar - 190001. Surat: M-7, Mezzanine floor, Jolly Plaza, Near Athwa Arcade, Athwa Gate, Surat - 395001. Trichy: 1st Floor, Vignesh Aradhana, No.16, Shop no.4, Shastri Road, Thennur, Trichy - 620017. Trichur: 2nd Floor, Trichur Trade Center, Kuruppam Road, Trichur – 680001. Trivandrum: S.1. White Heaven, Vellayambalam, Trivandrum - 695010. Udaipur: C/o. Kotak Securities, 1st Floor, Moomal Tower, Above IDBI Bank, 222/16, Saheli Marg, Saheli Nagar, Udaipur - 313001. Vadodara: 202, Gold Croft, Opp. Only Parathas Restaurant, Jetalpur Road, Vadodara - 390007. Vapi: Office No.10, 1st Floor, Sahara Market, Vapi-Silvassa Road, Vapi - 396191. Varanasi: D-58/53-54, Shiva Complex, Shop No 9, Rathyatra Crossing, Varanasi - 221010. Vijayawada: 2nd Floor, Soma shankar Nilayam, 40-1-29, Above Kuttons Show Room, Near Fortune Murali Park, M G Road, Vijayawada - 520010. Vishakapatnam: Visakha Executive Centre, 47-11-1/5, 1st Floor, Eswar Arcade, Dwaraka Nagar, Visakhapatnam - 530016.

1. GENERAL INFORMATION

a) Please fill up the Application Form legibly in English in CAPITAL LETTERS.

b) Please read this Key Information Memorandum and the Scheme Information Document carefully before investing. Your application for allotment of units in the Scheme is construed to have been made with a full understanding of the terms and conditions applicable to it and the same is binding on you in respect of your investment in the Scheme.

c) Application Form incomplete in any respect or not accompanied by a Cheque / Demand Draft are liable to be rejected. In case your investment application gets rejected on account of the same being incomplete in nay respect, your investment amount would be refunded without interest within 30 days.

d) If you wish to switch your existing investment from any Kotak Mutual Scheme to Kotak Gold Fund Scheme, please fill in a Transaction Slip (available at all Official Acceptance Points). You can submit your switch request form along with Kotak Gold Fund application form (DP Name and DP ID is mandatory) to your nearest Official Acceptance Points.

2. APPLICANT’S PERSONAL INFORMATION

a) If you are already a Unitholder in any scheme of the Fund and wish to make your investment in Kotak Gold Fund Scheme. please fill in the Name of Sole/First Holder & Account No. In section 1, PAN details in section 2 of the Application From, DP Name & DP ID in section 3, THIRD PARTY PAYMENT in section 4 and then proceed to section 5.

b) If you are applying for units in Kotak Mahindra Mutual Fund for the first time, please furnish your complete postal address with the Pin Code (P.O. Box No. Not enough) and your Contact Nos. This would help us reach you faster.

c) Permanent Account Number (PAN) (Mandatory)

With effect from July 2, 2007, it is mandatory for all existing and prospective investors (including joint holders, guardains of minors and NRIs) to enclose a copy of PAN card or a copy of the evidence of having applied for PAN Card to the application for investing in mutual fund schemes. All new investors shall furnish a Copy of PAN card for investing in Kotak Mutual Fund Schemes.

d) Know Your Client (KYC)

With reference to AMFI Circular 35/MEM-COR/62/10-11 dated October 7, 2010, investors may kindly note w.e.f. January 1, 2011, it is mandatory for all investors to be KYC Compliant through the existing CVL platform, irrespective of the amount of investment.

Thus investments of any amount, on or after January 1, 2011 by all investors who are not KYC Compliant, are liable to be rejected.

In the event of KYC Form being subsequently rejected for lack of information/ deficiency/ insufficiency of mandatory documentation, the investment transaction will be cancelled and the amount may be redeemed at applicable NAV, subject to payment of exit load, wherever applicable. Such redemption proceeds will be dispatched with in a maximum period of 21 days from date of acceptance of KYC forms by the central Agency.

e) If you have not indicated your Tax Status in the Application Form, the same would be assumed to be Others

3. THIRD PARTY PAYMENT

Reference to AMFI Best Practice Guidelines Circular No. 16/2010 -11 on Risk Mitigation process against Third Party Cheques in Mutual Fund Subscriptions will not be accepted by the Scheme.

Definition of Third Party Cheques

� Where payment is made through instruments issued from an account other than that of the beneficiary investor, the same is referred to as Third-Party payment.

� In case of a payment from a joint bank account, the first holder of the mutual fund folio has to be one of the joint holders of the bank account from which payment is made. If this criterion is not fulfilled, then this is also construed to be a third party payment.

However, afore-mentioned clause of investment with Third-Party Payment shall not be applicable for the below mentioned exceptional cases.

a. Payment by Parents/Grand-Parents/related persons on behalf of a minor in consideration of natural love and affection or as gift for a value not exceeding Rs.50,000/- (each regular purchase or per SIP installment)

b. Payment by Employer on behalf of employee under Systematic Investment Plans or lump sum / one-time subscription, through Payroll deductions. Asset management companies should exercise extra due diligence in terms of ensuring the authenticity of such arrangements from a fraud prevention and KYC perspectives.

c. Custodian on behalf of an FII or a client.

For pre funded instruments such as DD/Pay order it is the onus of the investor to provided adequate supporting documents to prove that such instruments are issued by debiting the first holders account.

Kotak Mahindra Asset Management Co. Ltd. / Trustee retains the sole and absolute discretion to reject/ not process application and refund subscription money if the subscription does not comply with the specified provisions of Payment Instruments

4. BANK ACCOUNT DETAILS

a) Bank account detials provided in the application will be used for refunding reject applications where DP ID is not matching

b) Bank Mandate for redemptions will be as per your DP ID incase of demat holding.

5. PAYMENT DETAILS

a) Cheques should be crossed “A/c Payee only” and drawn in favour of “Kotak Gold Fund”

b) During the New Fund Offer, Application Form along with the Cheque/Demand Draft may be lodged with Official Collection Centres (Listed in back cover)

c) If you are residing / located in a city / town where we do not have an Official Collection Centre, please draw a demand Draft payable at your nearest city where we have such office.

d) Payment by Cash, Stockinvests, Outstation Cheques and Non-MICR Cheques will not be accepted Post dated cheques will not be accepted.

6. Nomination

For unit holders holding units in demat form: The units will be issued in demat form through depository system. The unitholder will be entitled to the nomination facility offered by the depository with whom the unitholder has an account.

7. DECLARATION AND SIGNATURES

a) Signature can be in English or in any other Indian language. Thumb impressions must be attested by a Magistrate or Notary Public or a Special Executive Magistrate under his/her official seal.

b) Applications by minors must be signed on their behalf by their guardians.

c) If you are investing through your constituted attorney, please ensure that the POA document is signed by you and your constituted Attorney. The signature in the Application Form, then needs to clearly indicate that the signature is on your behalf by the Constituted Attorney.

(Application not complying with any of the above instructions/ guidelines would be rejected.)

GUIDELINES FOR FILLING UP THE APPLICATION FORM

III. COMPUTER AGE MANAGEMENT SERVICES PRIVATE LIMITED (CAMS) - TRANSACTION POINT

Agartala : Advisor Chowmuhani, (Ground Floor), Krishnanagar, Agartala - 799001. Agra : No.8, 2nd Floor, Maruti Tower, Sanjay Place, Agra - 282002. Ahmednagar : 203-A, Mutha Chambers, Old Vasant Talkies, Market Yard Road, Ahmednagar - 414001. Ajmer : AMC No. 423/30, New Church Brahampuri, Opp T B Hospital, Jaipur Road, Ajmer - 305001. Akola : Opp. RLT Science College, Civil Lines, Akola - 444001. Aligarh : City Enclave, Opp. Kumar Nursing Home, Ramghat Road, Aligarh - 202001. Allahabad : 30/2, A&B, Civil Lines Station, Besides Vishal Mega Mart, Strachey Road, Allahabad - 211001. Alleppey : Bldg. No. VIII / 411, C C N B Road, Near Pagoda Resort, Chungom, Alleppey - 688011. Alwar : 256A, Scheme No 1, Arya Nagar, Alwar - 301001. Amaravati : 81, Gulsham Tower, 2nd Floor, Near Panchsheel Talkies, Amaravati - 444601. Ambala : Opposite PEER, Bal Bhavan Road, Ambala - 134003. Amritsar : 378-Majithia Complex, 1st Floor, M M Malviya Road, Amritsar - 143001. Anand : 101, A P Tower, Behind Sardhar Gunj, Next to Nathwani Chambers, Anand - 388001. Anantapur : 15-570-33, 1st Floor, Pallavi Towers, Anantpur - 515001. Andheri (Parent: Mumbai ISC) : 1, Skylark, Ground Floor, Near Kamgar Kalyan Kendra & B.M.C. Office, Azad Road, Andheri (E) - 400069. Angul : Similipada, Angul - 759122. Ankleshwar : G-34, Ravi Complex, Valia Char Rasta, G I D C, Bharuch, Ankleshwar - 393002. Asansol : Block - G, 1st Floor, P C Chatterjee Market Complex, Rambandhu Talab, P O Ushagram, Asansol - 713303. Aurangabad : Office No. 1, 1st Floor, Amodi Complex, Juna Bazar, Aurangabad - 431001. Bagalkot : No. 6, Ground Floor, Pushpak Plaza TP No.: 52, Ward No. 10, Next to Kumatagi Motors Station Road, Near Basaveshwar Circle, Bagalkot - 587101. Balasore: B C Sen Road, Balasore - 756001. Bareilly : F-62-63, Butler Plaza, Civil Lines, Bareilly - 243001. Barnala: 1st floor, R K Marbel House, Court Road, (Punjab), Barnala - 148101. Basti: Office No. 3, 1st Floor, Jamia Shopping Complex, (Opposite Pandey School), Station Road, (Uttar Pradesh), Basti - 272002. Belgaum : 1st Floor, 221/2A/1B, Vaccine Depot Road, Near 2nd Railway gate, Tilakwadi, Belgaum - 590006. Bellary : No.18A, 1st Floor, Opp Ganesh Petrol Pump, Parvathi Nagar Main Road, Bellary - 583103. Berhampur : 1st Floor, Upstairs of Aaroon Printers, Gandhi Nagar Main Road, Ganjam Dt Orissa, Berhampur - 760001. Bhagalpur : Krishna, 1st Floor, Near Mahadev Cinema, Dr R P Road, Bhagalpur - 812002. Bharuch (Parent: Ankleshwar TP) : F -108, Rangoli Complex, Station Road Bharuch - 392001. Bhatinda : 2907 GH, GT Road, Near Zila Parishad, Bhatinda - 151001. Bhavnagar: 305-306, Sterling Point, Waghawadi Road, OPP. HDFC Bank, Bhavnagar - 364002. Bhilai : 209, Khichariya Complex, Opp IDBI Bank, Nehru Nagar Square, Bhilai - 490020. Bhilwara : Indraprastha Tower, 2nd Floor, Shyam Ki Sabji Mandi Near Mukulji Garden, Bhilwara - 311001. Bhiwani : 24-25, Ist floor, City Mall, Hansi Gate, Bhiwani - 127021. Bhopal : Plot No.13, Major Shopping Center, Zone-I, M P Nagar, Bhopal - 462011. Bhuj : Data Solution, Office No. 17, 1st Floor, Municipal Building, Opp Hotel Prince, Station Road, Bhuj-Kutch - 370001. Bhusawal (Parent: Jalgaon TP) : 3, Adelade Apartment, Christain Mohala, Behind Gulshan-E-Iran Hotel, Amardeep Talkies Road, Bhusawal - 425201. Bikaner : F 4/5, Bothra Complex, Modern Market, Bikaner - 334001. Bilaspur : Beside HDFC Bank, Link Road, Bilaspur - 495001. Bokaro : Mazzanine Floor, F-4, City Centre, Sector-4, Bokaro Steel City Bokaro - 827004. Burdwan : 399, G T Road, Basement of Talk of the Town, Burdwan - 713101. C.R.Avenue (Parent: Kolkata ISC) : 33,C R Avenue, 2nd Floor, Room No.13, Kolkata - 700012. Calicut : 29/97G, 2nd Floor, Gulf Air Building, Mavoor Road, Arayidathupalam, Calicut - 673016. Chandrapur : Above Mustafa Decor, Hakimi Plaza, Near Jetpura Gate, Near Bangalore Bakery, Kasturba Road, Chandrapur - 442402. Chennai: Ground Floor, 148 Old Mahabalipuram Road, Okkiyam, Thuraipakkam, Chennai - 600097. Chhindwara : Office No - 1, Parasia Road, Near Mehta Colony, (Madhya Pradesh), Chhindwara - 480001. Chittorgarh : 187 Rana Sanga Market, Chittorgarh - 312001. Cuttack : Near Indian Overseas Bank, Cantonment Road, Mata Math, Cuttack - 753001. Darbhanga : Shahi Complex, 1st Floor, Near R B Memorial Hospital, V I P Road, Benta, Laheriasarai, Darbhanga 846001. Davenegere : 13, 1st Floor, Akkamahadevi Samaj Complex, Church Road, P J Extension, Devengere - 577002. Dehradun : 204/121, Nari Shilp Mandir Marg, Old Connaught Place, Dehradun - 248001. Deoghar : S S M Jalan Road, Ground Floor, Opp Hotel Ashoke, Caster Town, Deoghar - 814112. Dhanbad : Urmila Towers, Room No. 111, 1st Floor, Bank More, Dhanbad - 826001. Dharmapuri : 16A/63A, Pidamaneri Road, Near Indoor Stadium, Dharmapuri - 636701. Dhule : H No. 1793 / A, J B Road, Near Tower Garden, Dhule - 424001. Eluru : Door No.: 23 B 4 - 73, Andhra Bank Lane, Opp. Srinivasa Theatre, Ramachandra Rao Peta, Eluru - 534002. Erode : 197, Seshaiyer Complex, Agraharam Street, Erode - 638001. Faizabad : 64 Cantonment, Near GPO, Faizabad - 224001. Faridabad : B-49, 1st Floor, Nehru Ground, Behind Anupam Sweet House, NIT, Faridabad - 121001. Firozabad: 1st Floor, Shop No 19, Above YO Bikes, Seth Vimal Chand Jain Market, Jain Nagar, Agra Gate, Firozabad - 283203. Gandhidham : Grain Merchants Assocaition Building, Office No 70, 2nd Floor, Near Old Court, Gandhidham - 370 201. Ghaziabad : 113/6, 1st Floor, Navyug Market, Ghaziabad - 201001. Gondal : Kailash Complex, Wing - A, Office No. 52, Bus stand Road, Near Gundala Gate, Gondal - 360311. Gondia : Shri Talkies Road, Gondia - 441601. Gorakhpur : Shop No. 3, 2nd Floor, Cross Road, A.D. Chowk, Bank Road, Gorakhpur - 273001. Gulbarga : Pal Complex, 1st Floor, Opp City Bus Stop, Super Market, Gulbarga - 585101. Guntur : Door No 5-38-44, 5/1 BRODIPET, Near Ravi Sankar Hotel, Guntur - 522002. Gurgaon : SCO - 17, 3rd Floor, Sector-14, Gurgoan - 122001. Guwahati : A K Azad Road, Rehabari, Guwahati - 781008. Gwalior : G-6, Global Apartment Phase - II, Opposite Income Tax Office, Kailash Vihar City Centre, Gwalior - 474011. Haldia : 2nd Floor, New Market Complex, Durgachak Post Office, Purba Medinipur District, Haldia - 721602. Haldwani : Durga City Centre, Nainital Road, Haldwani - 263139. Hazaribagh : Muncipal Market, Annada Chowk, Hazaribagh - 825301. Himmatnagar : D-78, 1st Floor, New Durga Bazar, Near Railway Crossing, Himmatnagar - 383001. Hisar : 12, Opp Bank of Baroda, Red Square Market, Hisar - 125001. Hoshiarpur : Near Archies Gallery, Shimla Pahari Chowk, Hoshiarpur - 146001. Hosur : Shop No.8, J D Plaza, OPP TNEB Office, Royakotta Road, Hosur - 635109. Howrah (Parent: Kolkata ISC) : Gagananchal Shopping Complex, Shop No.36 (Basement), 37 Dr. Abani Dutta Road, Salkia, Howrah - 711106. Hubli : 206 & 207, 1st Floor, A - Block, Kundagol Complex, Opp Court, Club road, Hubli - 580029. Ichalkaranji (Parent: Kolhapur) : 12/178, Behind Congress Committee Office, Ichalkaranji - 416015. Itarsi : 1st Floor, Shiva Complex, Bharat Talkies Road, Itarsi - 461111. Jabalpur: 8, Ground Floor, Datt Towers, Behind Commercial Automobiles, Napier Town, Jabalpur - 482001. Jajpur Road : Room No 1, First Floor, Sulaikha Complex, Chorda, By pass at / Jajpur Road (Orissa), Jajpur Road - 755019. Jalandhar : 367/8, Central Town, Opp. Gurudwara Diwan Asthan, Jalandhar - 144001. Jalgoan : Rustomji Infotech Services, 70, Navipeth, Opp old Bus Stand, Jalgoan - 425001. Jalna: (Parent SC - Aurangabad) Shop No 6, Ground Floor, Anand Plaza Complex, Bharat Nagar, Shivaji Putla Road, Jalna - 431 203. Jamshedpur : Millennium Tower, Room No. 15, 1st Floor, R - Road, Bistupur, Jamshedpur - 831001. Jaunpur : 248, Fort Road, Near Ambeer Hotel, (Uttar Pradesh), Jaunpur - 222001. Jhansi : Babu Lal Karkhana Compound, Opp SBI Credit Branch, Gwalior Road, Jhansi - 284001. Jodhpur : 1/5, Nirmal Tower, 1st Chopasani Road, Jodhpur - 342003. Junagadh : Circle Chowk, Near Choksi Bazar Kaman, Gujarat Junagadh - 362001. Kadapa: Bandi Subbaramaiah Complex, D.No: 3/1718, Shop No: 8, Raja Reddy Street, Besides Bharathi Junior College, Kadapa – 516 001. Kakinada : No.33-1, 44 Sri Sathya Complex, Main Road, Kakinada - 533 001. Kalyani : A - 1/50, Block - A, Dist Nadia Kalyani - 741235. Kandchipuram : New No. 38, (Old No. 50), Vallal Pachayappan Street, Near Pachayappas High School, Kandchipuram - 631501. Kannur : Room No.14/435, Casa Marina Shopping Centre, Talap, Kannur - 670004. Karimnagar : H No. 7-1-257, Upstairs S B H, Mangammthota, Karimnagar - 505001. Karnal (Parent :Panipat TP) : 7, 1st Floor, Opp Bata Showroom, Kunjapura Road, Karnal - 132001. Karur : 126 GVP Towers, Kovai Road, Basement of Axis Bank, Karur - 639002. Katni: NH 7, Near LIC, Jabalpur Road, Bargawan, Katni - 483501. Kestopur : AA 101, Prafulla Kanan, Sreeparna Appartment, Ground Floor, Kestopur - 700101. Khammam: 1st Floor, Shop No 11 - 2 - 31/3, Philips Complex, Balajinagar, Wyra Road, Near Baburao Petrol Bunk, Khammam – 507001. Khanna : Shop No.3, Bank of India Building, Guru Amar Dass Market, (Punjab), Khanna - 141401. Kharagpur : Shivhare Niketan, H No 291/1, Ward No 15, Opposite UCO Bank, Kharagpur - 721301. Kolhapur : AMD Sofex Office No.7, 3rd Floor, Ayodhya Towers, Station Road, Kolhapur - 416001. Kollam : Kochupilamoodu Junction, Near VLC, Beach Road, Kollam - 691001. Kota : B-33, Kalyan Bhawan, Triangle Part, Vallabh Nagar, Kota - 324007. Kottayam : Building No.: KMC IX / 1331 A, Opp Malayala Manorama, Railway Station Road, Thekkummoottil, Kottayam - 686001. Kumbakonam : Jailani Complex, 47, Mutt Street, Kumbakonam - 612001. Kurnool : H.No.43/8, Upstairs, Uppini Arcade, N R Peta, Kurnool - 518004. Latur : Kore Complex, 2nd Cross, Kapad Line, Near Shegau Patsanstha, Latur - 413512. Malda : Daxhinapan Abasan, Opp Lane of Hotel Kalinga, S M Pally, Malda - 732101. Manipal: 2nd Floor, Trade Centre, Syndicate Circle, Starting Point, Manipal - 576104. Mapusa (Parent ISC : Goa) : Office No.CF-8, 1st Floor, Business Point, Above Bicholim Urban Co-op Bank, Angod, Mapusa - 403507. Margao : Virginkar Chambers, 1st Floor, Near Kamath Milan Hotel, New Market, Near Lily Garments, Old Station Road, Margao - 403601. Mathura : 159/160, Vikas Bazar, Mathura - 281001. Meerut : 108, 1st Floor, Shivam Plaza, Opp Eves Cinema, Hapur Road, Meerut - 250002. Mehsana : 1st Floor, Subhadra Complex, Urban Bank Road, Mehsana - 384002. Moga : Ground Floor, Adjoining TATA Indicom Office, Dutt Road, Moga - 142001. Moradabad : B-612, Sudhakar, Lajpat Nagar, Moradabad - 244001. Morbi : 108, Galaxy Complex, Opp K K Steel, Sanala Road, Morbi - 363641. Muzzafarpur : Brahman Toli, Durga Asthan Gola Road, Muzaffarpur - 842001. Mysore : No.1, 1st Floor, CH.26 7th Main, 5th Cross, (Above Trishakthi Medicals), Saraswati Puram, Mysore - 570009. Nadiad (Parent TP: Anand TP) : 8, Ravi Kiran Complex, Ground Floor, Nanakumbhnath Road, Nadiad - 387001. Nalgonda : H.No: 6 - 2 - 1477, Samadhana Nagar,Beside HDFC Standard Life Office Lane Ramagiri, Nalgonda – 508 001. Namakkal : 156A / 1, 1st Floor, Lakshmi Vilas Building, Opp To District Registrar Office, Trichy Road, Namakkal - 637001. Nanded : Shop No 302, 1st Floor, Raj Mojhd Complex, Work shop Road, Shrinagar, Nanded - 431605. Nandyal : Shop No.: 62 & 63, Srinivasa Complex, Besides Ramakrishna Ply Wood, Srinivasa Nagar, Nandyal - 518501. Nashik : Ruturang Bungalow, 2 Godavari Colony, Behind Big Bazar, Near Boys Town School, Off College Road, Nashik - 422005. Navsari : Dinesh Vasani & Associates, 103 - Harekrishna Complex, above IDBI Bank, Near Vasant Talkies, Chimnabai Road, Navasari - 396445. Nellore : 97/56, 1st Floor, Immadisetty Towers, Ranganayakulapet Road, Santhapet, Nellore - 524001. Nizamabad : D No. 5-6-209, Saraswathi Nagar, Nizamabad - 503001. Noida : B-20, Sector No. 16, Near Metro Station, Noida 201301. Ongole: Shop No.1, ARN Complex, Kurnool Road, Prakasam Dist, Ongole 523001. Palakkad : 10 / 688, Sreedevi Residency, Mettupalayam Street, Palakkad - 678001. Palanpur : Jyotindra Industries Compound, Near Vinayak Party Plot, Deesa Road, Palanpur - 385001. Panipat : 83, Devi Lal Shopping Complex, Opp ABN Amro Bank, G T Road, Panipat 132103. Pathankot : 13-A, 1ST Foor, Gurjeet Market, Dhangu Road, Pathankot - 145001. Patiala : 35, New lal Bagh Colony, Patiala - 147001. Pondicherry : S-8, 100, Jawaharlal Nehru Street, (New Complex, Opp. Indian Coffee House), Pondicherry - 605001. Porbandar : 2nd Floor, Harikrupa Towers, Opp. Vodafone Store, M G Road, Porbandar - 360575. Proddatur : Dwarakamayee", D. No. 8 / 239, Opp.: Saraswathi Type Institute, Sreeramula Peta, Proddatur - 516360. Raibareli : 17, Anand Nagar Complex, Raibareli - 229001. Raichur : # 12 - 10 - 51 / 3C, Maram Complex, Besides State Bank of Mysore, Basaveswara Road, Raichur - 584101. Raipur : C-24, Sector - 1, Devendra Nagar, Raipur - 492004. Rajahmundry : Cabin 101, D No. 7-27-4, 1st Floor, Krishna Complex, Baruvari Street, T Nagar, Rajahmundry - 533101. Rajapalayam : No. 59A/ 1, Railway Feeder Road, Near Bombay Dyeing Showroom, Rajapalayam - 626117. Rajkot : Office 207 - 210, Everest Building, Harihar Chowk, Opp Shastri Maidan Limda Chowk Rajkot - 360001. Ranchi : 4, HB Road, No: 206, 2nd Floor Shri Lok Complex, Ranchi - 834 001. Ratlam : Dafria & Co.,18, Ram Bagh, Near Scholar's Schoo, Ratlam – 457001. Ratnagiri : Kohinoor Complex, Near Natya Theatre, Nachane Road, Ratnagiri - 415639. Rohtak : 205, 2nd Floor, Bldg. No. 2, Munjal Complex, Delhi Road, Rohtak - 124001. Roorkee : 399/1 Jadugar Road, 33 Civil Lines, Roorkee - 247667. Ropar : SCF 17, Zail Singh Nagar, Ropar - 140001. Rourkela : 1st Floor, Mangal Bhawan, Phase II, Power House Road, Rourkela - 769001. Sagar : Opp. Somani Automoblies, Bhagwanganj, Sagar - 470002. Saharanpur : 1st Floor, Krishna Complex, Opp. Hathi Gate, Court Road, Saharanpur - 247001. Salem : No. 2, 1st Floor, Vivekananda Street, New Fairlands, Salem - 636016. Sambalpur : C/o Raj Tibrewal & Associates, Opp.Town High School, Sansarak, Sambalpur - 768001. Sangli (Parent: Kohlapur) : Diwan Niketan, 313, Radhakrishna Vasahat, Opp Hotel Suruchi, Near S.T. Stand, Sangli - 416416. Satara : 117 / A / 3 / 22, Shukrawar Peth, Sargam Apartment, Satara - 415002. Satana : 1st Floor, Shri Ram Market, Besides Hotel Pankaj, Birla Road, Satana - 485001. Shahjahanpur : Bijlipura, Near Old Distt Hospital , Shahjahanpur - 242001. Shillong : LDB Building,1st Floor, G S Road, Shillong - 793001. Shimla : 1st Floor, Opp Panchayat Bhawan Main Gate, Bus Stand, Shimla - 171001. Shimoga : Nethravathi, Near Gutti Nursing Home, Kuvempu Road, Shimoga - 577201. Siliguri : No 8, Swamiji Sarani, Ground Floor, Hakimpara, Siliguri - 734401. Sirsa: Gali No1, Old Court Road, Near Railway Station Crossing, Sirsa - 125055. Sitapur : Arya Nagar, Near Arya Kanya School, Sitapur - 262001. Solan : 1st Floor, Above Sharma General Store, Near Sanki Rest house, The Mall, Solan - 173212. Solapur : Flat No 109, 1st Floor, A Wing, Kalyani Tower, 126 Siddheshwar Peth, Near Pangal High School, Solapur - 413001. Sonepat : Shop No. 5, PP Tower, Ground Floor, Opp to Income Tax office, Sonepat - 131001. Sriganganagar : 18 L Block, Sri Ganganagar - 335001. Srikakulam : Door No 5 - 6 - 2, Punyapu Street Palakonda Road, Near Krishna Park, Srikakulam - 532 001. Sultanpur : 967, Civil Lines, Near Pant Stadium, Sultanpur - 228001. Surendranagar : 2 M I Park, Near Commerce College, Wadhwan City, Surendranagar - 363035. Tanjore : 1112, West Main Street, Tanjore - 613009. Thane: 3rd Floor, Nalanda Chambers, "B" Wing, Gokhale Road, Near Hanuman Temple, Naupada, Thane (West) - 400 602.Thiruppur : 1(1), Binny Compound, 2nd Street, Kumaran Road, Thiruppur - 641601. Thiruvalla : Central Tower, Above Indian Bank, Cross Junction, Thiruvalla - 689101. Tinsukia : Sanairan Lohia Road,1st Floor, Tinsukia - 786125. Tirunelveli : 1st Floor, Mano Prema Complex, 182 / 6, S N High Road, Tirunelveli - 627001. Tirupathi : Shop No 14, Boligala Complex, 1st Floor, Door No. 18-8-41B, Near Leela Mahal Circle, Tirumala Byepass Road, Tirupathi - 517501. Trichur : Adam Bazar, Room No.49, Ground Floor, Rice Bazar (East), Trichur - 680001. Trichy : No 8, 1st Floor, 8th Cross West Extn, Thillainagar, Trichy - 620018. Trivandrum : R S Complex, Opposite of LIC Building, Pattom PO, Trivandrum - 695004. Tuticorn : 1 - A / 25, 1st Floor, Eagle Book Centre Complex, Chidambaram Nagar Main, Palayamkottai Road, Tuticorn - 628008. Udaipur : 32 Ahinsapuri, Fatehpura Circle, Udaipur - 313004. Ujjain : 123, 1st Floor, Siddhi Vinanyaka Trade Centre, Saheed Park, (Madhya Pradesh), Ujjain - 456010. Unjha (Parent: Mehsana) : 10/11, Maruti Complex, Opp. B R Marbles, Highway Road, Mehsana, Unjha - 384170. Valsad : Gita Niwas, 3rd Floor, Opp. Head Post Office, Halar Cross Lane, Valsad - 396001. Vapi : 215-216, Heena Arcade, Opp. Tirupati Tower, Near G I D C, Char Rasta, Vapi - 396195. Varanasi : C 27/249 - 22A, Vivekanand Nagar Colony, Maldhaiya, Varanasi - 221002. Vashi : Mahaveer Center, Office No:17, Plot No:77, Sector 17, Vashi - 400703. Vellore : No. 54, 1st Floor, Pillaiyar Koil Street, Thotta Palayam, Vellore - 632004. Veraval : Opp. Lohana Mahajan Wadi, Satta Bazar, Veraval - 362265. Warangal : F13, 1st Floor, BVSS Mayuri Complex, Opp Public Garden, Lashkar Bazar, Hanamkonda, Warangal - 506001. Wardha : Opp Raman Cycle Industries, Krishna Nagar, Wardha 442001. Yamuna Nagar : 124-B/R Model Town, Yamunanagar - 135001. Yavatmal : Pushpam, Tilakwadi, Opp Dr Shrotri Hospital, Yavatmal - 445001.

CAMS, Registrar and Transfer Agent to Kotak Mutual Fund will be the official point of acceptance for electronic transaction received through specified banks, Financial Institutions with whom Kotak Mahindra Mutual Fund has entered or may enter into specific arrangement for purchase/sale/switch of units and secured internet site operated by Kotak Mahindra Mutual Fund.

All ASBA Participating Bank.

Ahmedabad : 402-406, 4th Floor, Devpath Building, Off C G Road, Behind Lal Bungalow, Ellis Bridge, Ahmedabad - 380006. Bangalore : Trade Centre, 1st Floor, 45 Dikensen Road. ( Next to Manipal Centre ) Bangalore - 560 042. Bhubaneswar : Plot No - 111, Varaha Complex Building, 3rd Floor, Station Square, Kharvel Nagar, Unit 3, Bhubaneswar - 751001. Chandigarh : SCO 80-81 3rd Floor, Sector No. 17-C, Chandigarh - 160017. Chennai: 148 Ground Floor, No.178/10, Kodambakkam High Road, Opp. Hotel Palmgrove, Nungambakkam, Chennai - 600034. Cochin : 40/9633 D, Veekshanam Road, Near International hotel, Cochin - 682035. Coimbatore : Old No.66, New No.86, Lokamanya Street (West), Ground Floor, R.S.Puram, Coimbatore - 641002. Durgapur :

Goa : No. 108, 1st Floor, Gurudutta Bldg, Above Weekender, M G Road, Goa - 403001. Hyderabad : 208, 2nd Foor, Jade Arcade, Paradise Circle, Secunderabad - 500003. Indore : 101, Shalimar Corporate Centre, 8-B, South tukogunj, Opp.Greenpark, Indore - 452001. Jaipur : R-7, Yudhisthir Marg, C-Scheme, Behind Ashok Nagar Police Station, Jaipur 302001. Kanpur : 106 108, 1st Foor, City Centre, Phase - II, 63/ 2, The Mall, Kanpur - 208001. Kolkata : Lords Building, 7/1, Ground Floor, Lord Sinha Road, Kolkata - 700071. Lucknow : Off No. 4, 1st Floor, Centre Court Building, 3/c, 5 - Park Road, Hazratganj, Lucknow - 226001. Ludhiana : U/ GF, Prince Market, Green Field, Near Traffic Lights, Sarabha Nagar Pulli, Pakhowal Road, Ludhiana - 141002. Madurai : 86/71A, Tamilsangam Road, Madurai - 625001. Mangalore : No. G 4 & G 5, Inland Monarch, Opp. Karnataka Bank, Kadri Main Road, Kadri, Mangalore 575003. Mumbai : Rajabahdur Compound, Ground Floor, Opp Allahabad Bank, Behind ICICI Bank, 30 Mumbai Samachar Marg, Fort, Mumbai - 400023. Nagpur: 145 Lendra, New Ramdaspeth, Nagpur - 440010. New Delhi : 304-305, 3rd Floor, Kanchenjunga Building, 18, Barakhamba Road, Cannaugt Place, New Delhi - 110 001. Patna : Kamlalaye Shobha Plaza, Ground Floor, Near Ashiana Tower, Exhibition Road, Patna - 800001. Pune : Nirmiti Eminence, Off No. 6, 1st Floor, Opp Abhishek Hotel Mehandale Garage Road, Erandawane, Pune - 411004. Surat : Plot No-629, 2nd Floor, Mansukhlal Tower, Beside Seventh Day Hospital, Opp Dhiraj Sons, Athwalines, Surat - 395001. Vadodara : 103 Aries Complex, BPC Road, Off R.C. Dutt Road, Alkapuri, Vadodara - 390007. Vijayawada : 40-1-68, Rao & Ratnam Complex, Near Chennupati Petrol Pump, M G Road, Labbipet, Vijayawada - 520010. Visakhapatnam : 47/9/17, 1st floor, 3rd lane, Dwarkanagar, Visakhapatnam - 530016.

3rd Floor, City Plaza Building, City Centre, (West Bengal), Durgapur - 713216.

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