500  College  Rd  East  STE  101B 609.951.9800 www.kinetixtt.com   Princeton,  NJ  08540 sales@kinetixtt.com

Who  We  Are i� Component  based  Technology  Solutions  for  Financial  Markets i� Software,  Custom  Development  and  IT  Consulting i� Capital  Markets  Industry  Experts i� US  based  with  Global  Reach

What  We  Do i� Trade  Capture,  Position  Management,  Regulatory  Compliance i� Affirmations/Confirmations,  Exception  Management,  STP i� Serve  Sales  &  Trading,  Middle  Office,  Compliance,  Operations i� Clients  across  Derivatives  and  Cash  markets

Why  is  Monaco  CORE  to  Your  Business?

Monaco  Trade  Management   i� Unified  ticket  and  blotters  across  multiple  asset  classes  to  in-­

crease  efficiency  and  reduce  costs     i� Trade  hub  across  electronic  and  voice  executions  used  for  

portfolio  risk/margin,  affirmations,  and  fee  calculations i� Simplified  post-trade  event  support  for  all  lifecycle  events i� Easy  to  integrate  with  in-house/third-party  risk  and  pricing i� Industry  standard  integration  options  to  the  clients  reference  

data,  back  office,  and  enterprise  risk  systems i� White  labeled  components  adapt  to  client’s  environment i� Single  copy  of  the  trade  provided  to  various  user  groups    re-­

duces  reconciliation  needs

Monaco  Compliance i� Provides  Sales  &  Trading  the  confidence  to  execute  knowing  

that  their  trade  is  compliant. i� Enterprise  level  Pre  &  Post  Trade  solution  for  the  global  regu-­

latory  mandate   i� Available   in   all   active   (Dodd-Frank,   EMIR)   and   upcoming  

(OSFI,  JFSA,  etc.)  jurisdictions.   i� Included   rules   engine   provides   all   of   the   regulatory   rules   as  

part  of  the  service   i� Designed  to  incorporate  in-house  compliance  checks     i� Available  via  a  Web  Browser,  Trade  Ticket,  or  API  and  has  a  

fast  time  to  market

Cost  Reduction i� Replace  legacy  systems  &  associated  technology,  mainte-­

nance,  and  support  costs i� Reduce  headcount  with  automation  &  operational  effi-­

ciencies  through  STP i� Increase  productivity  and  accuracy  through  Quick  Ticket-­

ing  &  Integrated  Compliance Regulatory  Compliance i� Rules  based  compliance  engine  with  latest  regulatory  up-­

dates  across  jurisdictions i� Full  audit  trail  of  pre/post  trade  activities  for  Record  Keep-­

ing  &  CCO  Attestation i� Scalable  and  customizable  Pre-Trade  Checks  at  time  of  

Trade  Capture

Operational  Control i� Mitigate  operational  losses  &  fail  rates  with  simplified  and  

accurate  Trade  Capture   i� Reduce  operational  risk  with  improved  Exception  Man-­

agement  Tools   i� Access  single,  real  time  view  of  trades  &  positions  across  

products  &  systems Experience  for  Users i� Faster  time  to  market  for  technology  deliverables  using  

Monaco  Components i� Improved  client  service  rankings  with  reduction  in  trade  

booking  errors   i� Higher  industry  rankings  with  trade  capture  validations  &  

robust  reference  data  

Monaco  Trade  Management  &  Monaco  Compliance

Monaco  Tickets  &  Blotters i� Rich  Search  Functions  &  Exception  Blotters  for  easy  monitoring  and  fast  issue  resolution i� Improved   Productivity   with   Customizable   Processing   Rules   for   intra-company,   regional,   and  

client  setups i� Single  Consolidated  View  across  execution  venues,  affirmation  venues  and  back  office  systems

Monaco  Compliance i� Generates  a  unique  approval  code  available  to  downstream  operations,  compliance  &  risk  sys-­

tems   i� Saves  a  decision  snapshot  so  all  decisions  can  be  traced  to  their  point-in-time  inputs i� Actively  monitors  all  trades  for  Execution,  Clearing  and  EBC  violations i� Multiple  deployment  modules  for  a  pre  or  post  trade    solution

500  College  Rd  East  STE  101B 609.951.9800 www.kinetixtt.com   Princeton,  NJ  08540 sales@kinetixtt.com