KAPIL RAJ FINANCE LIMITED · KAPIL RAJ FINANCE LIMITED October 13,2015 To, Metropolitan Stock...

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CI N : L65929DL 1985PLC022788 KAPIL RAJ FINANCE LIMITED October 13, 2015 To, Metropolitan Stock Exchange of India, (Formerly known as MCX Stock Exchange Limited) 4th Floor, Vibgyor Tower, Sandra Kurla Complex, Sandra (E), Mumbai - 400 098 Ref: Submission of Shareholding Pattern for the quarter ended September 30.2015 Dear Sir, We are enclosing herewith the Shareholding Pattern for the quarter ended September 30, 2015 in terms of Clause 35 of the Listing Agreement entered into with the Stock Exchange. Request you to kindly take this letter on record and acknowledge the receipt. Thank you. For Kapil Raj Finance Limited KAPIL RAJ FINANCE UMITED ~~G'~~ MANAGING DlRECTOR Authorised Signatory Encl: As above Regd. Office: 8/33, III Floor, Satbhrava School Marg, W. E. A., Karol Bagh, Delhi - 110005 Admn. Office: 204-B, Platinum Mall, Jawahar Road, Ghatkopar (East), Mumbai - 400 077 T : 91-22-6127 5175 • W : www.kapilrajfinanceltd.com·E:[email protected]

Transcript of KAPIL RAJ FINANCE LIMITED · KAPIL RAJ FINANCE LIMITED October 13,2015 To, Metropolitan Stock...

CI N : L65929DL 1985PLC022788

KAPIL RAJ FINANCE LIMITED

October 13, 2015

To,Metropolitan Stock Exchange of India,(Formerly known as MCX Stock ExchangeLimited)4th Floor, Vibgyor Tower,Sandra Kurla Complex,Sandra (E), Mumbai - 400 098

Ref: Submission of Shareholding Pattern for the quarter ended September 30.2015

Dear Sir,

We are enclosing herewith the Shareholding Pattern for the quarter ended September 30, 2015 interms of Clause 35 of the Listing Agreement entered into with the Stock Exchange.

Request you to kindly take this letter on record and acknowledge the receipt.

Thank you.

For Kapil Raj Finance LimitedKAPIL RAJ FINANCE UMITED

~~G'~~MANAGING DlRECTOR

Authorised Signatory

Encl: As above

Regd. Office: 8/33, III Floor, Satbhrava School Marg, W. E. A., Karol Bagh, Delhi - 110005Admn. Office: 204-B, Platinum Mall, Jawahar Road, Ghatkopar (East), Mumbai - 400 077T : 91-22-6127 5175 • W : www.kapilrajfinanceltd.com·E:[email protected]

Introductory sub-table (I)(a)

Name of the Company KAPIL RAJ FINANCE LIMITED

Scrip Code, Name of the scrip, class of security:

Quarter ended: 30th September, 2015

As a '10 or total no. or paruy AS a '10 or total no. or snares orPartly paid-up shares:- No. of partly paid-up shares paid-up shares the company

Held by promoter/promoter group #DIV/O! 0Held b_ypublic #DIV/O! 0

Total- D 0 #DIV/O! 0

AS a 70 OT tota I no. OT Snares OTAs a % of total no. of the company, assuming fulloutstanding convertible conversion of the convertible

Outstanding convertible securities:- No. of outstanding securities securities securities

Held by promoter/promoter group #DIV/O! 0Held ~ public #DIV/O! 0

Total- E 0 #DIV/O! 0

AS a 70 OT totai no. OT snares OTAs a % of total no. the company, assuming full

Warrants:- No. of warrants of warrants conversion of warrants

Held by promoter/promoter group #DIV/O! 0Held by public #DIV/O! 0

Total- F 0 #DIV/O! 0

iotat pare-up capuai OT mecompany, assuming fullconversion of warrants andconvertible securities 5140000

~-c~MANAGING DIRECTOR

KAPiL RAJ FINf..NCE UMiTfD

Statement Showing Shareholding PatternTable (I)(a)

Categ Category of Number of Total Numberof Total shareholding as a Shares Pledged or otherwiseory Shareholder Shareholde number shares held in percentage of total encumberedcode rs of shares dematerialized number of shares

formAsa Asa Number of As a percentage

percentage percentage sharesof(A+B)1 of (A+B+C)

(I) (II) (Ill) (IV) (V) (VI) (VII) (VIII) IX)=(VIII)I(IV)*100(A) Shareholding of Promoter and Promoter1 Indian

(a) Individuals! Hindu Undivided Family 1 2500 0 0.05 0.05 0 0.00

(b) Central Government! State Government(s) 0 0 0 0.00 0.00 0 #DIV/O!

(c) Bodies Corporate 1 200000 200000 3.89 3.89 0 0.00(d) Financial Institutions! Banks 0 0 0 0.00 0.00 0 #DIV/O!(e) Any Others(SpecifY) 0 0 0 0.00 0.00 0 #DIV/O!(e-i) Directors 0 0 0 0.00 0.00 0 #DIV/O!(e-ii) Director Relatives 0 0 0 0.00 0.00 0 #DIV/O!(e-iii) Person Acting in Concern 0 0 0 0.00 0.00 0 #DIV/O!

Sub Total(A)(l) 2 202500 200000 3.94 3.94 0 0.00

2 Foreigna Individuals (Non-Residents Individuals!

Foreign Individuals) 0 0 0 0.00 0.00 0 #DIV/O! 1/

b Bodies Corporate 0 0 0 0.00 0.00 0 #DIV/O!c Institutions 0 0 0 0.00 0.00 0 #DIV/O!d QualifiedForeignInvestor 0 0 0 0.00 0.00 0 #DIV/O!e Any Others/Specify) 0 0 0 0.00 0.00 0 #DIV/O!e-i 0 0 0 0.00 0.00 0 #DIV/O!e-ii 0 0 0 0.00 0.00 0 #DIV/O!

Sub Total(A)(2) 0 0 0 0.00 0.00 0 #DIV/O!

Total Shareholding of Promoter and 2 202500 200000 3.94 3.94 0 0.00

(8) Public shareholding1 Institutions

IL RAJ FINANCE LIMITED

~~C~MANAGING DIRECTOO

.-._(a) Mutual Funds/ UTI 0 0 0 0.00 0.00(b) Financial Institutions IBanks 0 0 0 0.00 0.00(c) Central Government/ State Government(s)

0 0 0 0.00 0.00(d) Venture Capital Funds 0 0 0 0.00 0.00(e) Insurance Companies 0 0 0 0.00 0.00(t) Foreign Institutional Investors 0 0 0 0.00 0.00(g) Foreign Venture Capital Investors 0 0 0 0.00 0.00(h) Qualified Foreign Investor 0 0 0 0.00 0.00(i) Any Other (specify) 0 0 0 0.00 0.00(i-i) 0 0 0 0.00 0.00(i-ii) 0 0 0 0.00 0.00

Sub-Total (B)(I) 0 0 0 0.00 0.00

B2 Non-institutions(a) Bodies Corporate 1 3000pO 300000 5.84 5.84(b) Individuals 0 0 0 0.00 0.00

Individuals -i. Individual shareholdersholding nominal share capital up to Rs 1

I lakh 523 85894 51600 1.67 1.67II ii. Individual shareholders holding nominal

share capital in excess ofRs. 1 lakh.45 4107606 4020000 79.91 79.91

(c) Qualified Foreign Investor 0 0 0 0.00 0.00(d) Any Other (specify) 0 0 0 0.00 0.00(d-i) NRI (Repat & Non Repat) 0 0 0 0.00 0.00(d-ii) OCB's 0 0 0 0.00 0.00(d-iii) Trust 0 0 0 0.00 0.00(d-iv) Hindu Undivided Family

10 444000 426000 8.64 8.64(d-v) Employee 0 0 0 0.00 0.00(d-vi) Clearing Members 0 0 0 0.00 0.00

Sub-Total (B)(2) 579 4937500 4797600 96.06 96.06 0

(B) Total Public Shareholding (B)=(B)(I)+(B)(2) 579 4937500 4797600 96.06 96.06

TOTAL (A)+(B) 581 5140000 4997600 100.00 100.00(C) Shares held by Custodians and against

which Depository Receipts have beenissued

1 Promoter and Promoter Group 0 0 0 0.00 0 #DIV/Ol

2 Public 0 0 0 0.00 0 #DIV/OlSub-Total (C) 0 0 0 0 0 #DIV/Ol

GRAND TOTAL (A)+(B)+(C) 581 5140000 4997600 100.00 0 0.00

KAPIL RAJ FINANCE LIMITED

)0v-\~~~MANAGING DIRECTOR

-Sr.No Notes1

2

3

4

5

6

7

8

9

KAPil RAJ FINANCE UMITED

~'V~MANAGING DIRECToR

KAPIL PAJ FINANCE LIMITED

for-4 ' L-I~~MANAGING DIRECTOR

(I) (b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to thecategory "Promoter and Promoter Group"

Sr. Name of the shareholder Details of Shares held Encumbered shares (*) Details of warrants Details of Total sharesconvertible (including underlyingsecurities shares assuming full

conversion ofwarrants andconvertible securities)as a % of dilutedshare capital

Number Asa % of No. As a percentage As a % of Number As a 0/0 Number Asa%

of grand total grand total of total of totalshares (A) +(B) +( C ) (A)+(B)+(C) warrant number converti number

held of sub- s of ble ofclause (I) (a ) held warrant securitie convertib

s s Ieof the held securitiessame of theclass same

No. class

(I) (/I) (III) (IV) (V) (VI) =(V)/(111)*100 (VI/) (VIII) (IX) (X) (XI) (XI/)

1 BELAZIO REAL ESTATEPRIVATE LIMITED 200000 3.89 0.00 0.00 #DIV/O! #DIVlO!

2 KAVITAJAIN 2500 0.05 0.00 0.00 #DIVlO! #DIVlO!0.00 #DIV/O! 0.00 #DIV/O! #DIVlO!

TOTAL 202500 3.94 0 0.00 0.00 0 #DIV/Ol 0 #DIV/Ol 0

(*) The term "encumbrance" has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011

(J)(c)(i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to thecategory "Public" and holding more than 1°;1) of the total number of shares

Sr. No. Name of the shareholder Number of Shares as a Details of warrants Details of convertibleshares held percentage of total securities

number of shares{i.e.,Grand Total

(A)+(B)+(C)

u; I

Total shares(including

underlying sharesassuming fullconversion ofwarrants and

convertible securities)as a % of diluted

sharecapital

warrants number of convertibl number ofheld warrants e convertible

of securities securitiesthe same held of

Numberof

0/0w.r.ttotal

class the sameclass

indicated in N b A 0/urn er sa /0

Statement at para of total(I)(a) above}

1 Dinesh Manilal Shah 500000 9.73 o #DIV/Olo #DIV/Ol2 Bindu Dinesh Shah 500000 9.73 o #DIV/Olo #DIV/Ol3 PINKLINE FINANCIAL CONSULTANTS LLP 300000 5.84 o #DIV/Olo #DIV/Ol4 PANKAJ DHOOT HUF 250000 4.86 o #DIV/Olo #DIV/Ol5 KAILASH PATEL6 ANURADHA DHOOT

250000250000

4.864.86

o #DIV/Olo #DIV/Olo #DIV/Ol o #DIV/Ol

7 KRUNAL JAYESH KUWADIA 250000 4.86 o #DIV/Olo #DIV/Ol8 HARI BHACHUBHAI MUJAT 165000 3.21 o #DIV/Ol o #DIV/Ol9 DINESH KARMAN PATEL 135000 2.63 o #DIV/Ol o #DIV/Ol10 KISHORE BHACHUBHAI MUJAT 110000 2.14 o #DIV/Ol o #DIV/Ol11 PRATIK BHACHUBHAIMUJAT 110000 2.14 o #DIV/Olo #DIV/Ol12 VIDYA GUL ROHRA 80000 1.56 o #DIV/Olo #DIV/Ol13 BHAVIN HASMUKHSAVLA 80000 1.56 o #DIV/Olo #DIV/Ol14 SHASHIN HASMUKHSAVLA 80000 1.56 o #DIV/Ol o #DIV/Ol15 HASMUKH MORARJI SAVLA 80000 1.56 o #DIV/Ol o #DIV/Ol16 VIMAL RASIK SAVLA 80000 1.56 o #DIV/Olo #DIV/Ol17 RUCHIT HARISHSAVLA18 HARISH MORARJI SAVLA

8000080000

1.561.56

o #DIV/Ol o #DIV/Olo #DIV/Ol o #DIV/Ol

19 RASIK MORARJI SAVLA 80000 1.56 o #DIV/Ol o #DIV/Ol

20 VINOD MORARJI SAVLA 80000 1.56 0 #DIV/O! 0 #DIV/O!

21 AMI MAYURVAGHANI 80000 1.56 0 #DIV/O! 0 #DIV/O!

22 DHAVAL SAVLA 80000 1.56 0 #DIV/O! 0 #DIV/O!

23 JAYESH R SHAH 80000 1.56 0 #DIV/O! 0 #DIV/O!

24 NILESH R SHAH 80000 1.56 0 #DIV/O! 0 #DIV/O!

25 DEEPAK KANJI ARETHIA 70000 1.36 0 #DIV/O! 0 #DIV/O!

26 SHREYA HARI MUZAT 55000 1.07 0 #DIV/O! 0 #DIV/O!0.00 0 #DIV/O! 0 #DIV/O!

TOTAL 3985000 77.53 0 #DIV/O! 0 #DIV/O! 0

KAPIL RAJ RNANCE UMfTED

)\1}-M'G'~MANAGING DIRECTOR

· (I)(c)(ii) Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together withPAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company

Sr. No. Name(s) of the Number Shares as a Details of warrants Details of convertible Total shares

shareholder(s) and of shares percentage of securities (including

the Persons Acting in total number of underlying

Concert (PAC) with shares shares

them {i.e., Grand Total assuming full(A)+(B)+(C) indicated conversion of

in Number As a % total Number of % w.r.t warrants andStatement at para of number of convertible total convertible

(I)(a) warrants warrants of securities number of securities) as aabove} the held convertible % of diluted

same class securities share capitalof the same

class1 Dinesh Manilal Shah 500000 9.73 0 #DIV/O! 0 #DIV/O!2 Bindu Dinesh Shah 500000 9.73 0 #DIV/O! 0 #DIV/O!3 PINKLINE FINANCIAL CONSULTAN 300000 5.84 0 #DIV/O! 0 #DIV/O!

0.00 0 #DIV/O! 0 #DIV/O!

TOTAL 1300000 25.29 0 #DIV/O! 0 #DIV/O! 0

KAPil RAJ FINANCE LIMITED

~,c-,~MANAGING DIRECTOR

(I)(d) Statement showing details of locked-in shares

Sr. No. Name of the shareholder Number of locked-in shares Locked-in shares as a percentage of totalnumber of shares {i.e., Grand Total(A)+(B)+(C) indicated in Statement at[para (I) (a) above} Promoter / Promoter Group /1

1 Dinesh Manilal Shah 500000 9.73 Public

2 Bindu Dinesh Shah 500000 9.73 Public

3 PINKLINE FINANCIAL CONSULTANTS LLP 300000 5.84 Public

4 PANKAJ DHOOT HUF 250000 4.86 Public

5 KAILASH PATEL 250000 4.86 Public

6 ANURADHA DHOOT 250000 4.86 Public

7 KRUNAL JAYESH KUWADIA 250000 4.86 Public

8 BELAZIO REAL ESTATE PRIVATE LIMITED 200000 3.89 Promoter/Promoter Group

9 HARI BHACHUBHAI MUJAT 165000 3.21 Public

10 DINESH KARMAN PATEL 135000 2.63 Public

11 KISHORE BHACHUBHAI MUJAT 110000 2.14 Public

12 PRATIK BHACHUBHAI MUJAT 110000 2.14 Public

13 VIDYA GUL ROHRA 80000 1.56 Public

14 BHAVIN HASMUKH SAVLA 80000 1.56 Public

15 SHASHIN HASMUKH SAVLA 80000 1.56 Public

16 HASMUKH MORARJI SAVLA 80000 1.56 Public

17 VIMAL RASIK SAVLA 80000 1.56 Public

18 RUCHIT HARISH SAVLA 80000 1.56 Public

19 HARISH MORARJI SAVLA 80000 1.56 Public

20 RASIK MORARJI SAVLA 80000 1.56 Public

21 VINOD MORARJI SAVLA 80000 1.56 Public

22 AMI MAYUR VAGHANI 80000 1.56 Public

23 DHAVALSAVLA 80000 1.56 Public

24 JAYESH R SHAH 80000 1.56 Public

25 NILESH R SHAH 80000 1.56 Public

26 DEEPAK KANJI ARETHIA 70000 1.36 Public

27 SHREYA HARI MUZAT 55000 1.07 Public

28 RASIKLAL SANKALCHAND SHAH (HUF) 50000 0.97 Public

29 TUSHAR RAMESHCHANDRA SHAH 50000 0.97 Public-KAPIL RAJ FINANCE LIMITED §. ;.:.~~~~//.~-"Y-''"::~~~~~ es

-----------------------------------------------~~~,~~~~--------------------

30 SANJAY RAMESHCHANDRA SHAH HUF . 50000 0.97 Public

31 ZENIL JAYESH SHAH 50000 0.97 Public

32 KHIMJI DHARMSHI PATEL 45000 0.88 Public

33 NARAYAN KARMAN PATEL 45000 0.88 Public

34 BACHUBHAI D ARETHIYA 45000 0.88 Public

35 PARAG SURESHCHANDRS SHAH HUF. 35000 0.68 Public

36 NIKESH SHAH (HUF) . 35000 0.68 Public

37 NIKESH S SHAH. 35000 0.68 Public

38 RIMA NIKESH SHAH 35000 0.68 Public

39 KALPESH K SUTARIYA 35000 0.68 Public

40 VIMLABEN K SUTARIYA 35000 0.68 Public

41 KHIMJIBHAI M SUTARIYA 35000 0.68 Public

42 KARAN K SUTARIYA. 35000 0.68 Public

43 VIDHI PARAG SHAH 35000 0.68 Public

44 BINA K SUTARIYA 35000 0.68 Public

45 PREMJI MEGHJI GINDRA 20000 0.39 Public

46 MANOJKUMAR J MANIAR 20000 0.39 Public

47 SARFARAZ NOOR MOHD SHAIKH 15000 0.29 Public

48 NARENDRA PREMJI GINDRA 15000 0.29 Public0.00

TOTAL 4940000 96.11

KAPIL Rf'\.J FINANCE LIMITED

~. c_.~ --MANAGING DlRECTOH

(II)(a) Statement showing details of Depository Receipts (DRs)

Sr. No. Type of outstanding DR Number of outstanding Number of shares Shares underlying outstanding DRs as a(ADRs, GDRs, SDRs, etc.) DRs underlying outstanding DRs percentage of total number of shares

{i.e., Grand Total (A)+(B)+(C) indicatedin Statement at para (I)(a) above}

1 Nil 0 0 0.00

TOTAL 0 0 0.00

KAPIL RAJ FINANCE UMfrED

~"L--~MANAGINGDIRECTOR

(II)(b) Statement showing holding of Depository Receipts (DRs), where underlying shares heldby "promoter/promoter group" are in excess of 1% of the total number of shares

Sr. No. Name of the DR Holder Type of outstanding DR Number of shares Shares underlying outstanding DRs as a(ADRs,GDRs, SDRs, underlying outstanding percentage of total number of shares {i.e.,etc.) DRs Grand Total (A)+(B)+(C)indicated in

Statement at para (I)(a) above}1 NIL 0 0 0.00

TOTAL 0 0.00

»M"L'~MANAGING DIRECTOf(

KAPIL R.t\j FINANCF UMiTEU