Jr Sterling Johnson Financial Disclosure Report for 2009

8/3/2019 Jr Sterling Johnson Financial Disclosure Report for 2009

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A M EN D ED R EPOR TA o ~ 0 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i re d b y t h e Ethicsin Government Act of 1978~ e v . 1 / 2 0 1 0 FOR CALEND AR YEAR 2009

1 . P e r s o n R e p o r t i n g ( l a s t h a m , . f i r s t , m i d d l e i n i t i a l ) 2 . C o u r t o r O r g a n L ~ a f io n [ 3 ~ D a t e o f R e p o r tU.S. DISTRICT COURT 5-O5-2010JOHNSON, STERLING JR. EAS T E R N D I S T R I C T O F N . Y-

4 . T i t l e ( A r t i c l e I l l j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s : 5 a . R e p o r t T ) , p ~ ( c h e c k a p p r o p r i a t e t y p o ) 6 . R e p o r t i n g P e r i o dm a g i s t r a t e j u d g e s i n d i c a ~ f u l l - o r p a n - 6 m o )[ ] N o m i ~ t i a n , D , t e 1 / 0 1 / 0 9 o 1 2 / 3 1 / 0 9

S E NI O R D I S T R I C T C O U R T J U D G E i [ ] ~i~, [] ~m~ [] F i n ~; 5 b . [- ~ A m e n d e d R e p o r t

7. Chambers or Off ice Address ~ . On the bas is of the information contained in th is Report and anymodif icat ions p~rtainiag the re . , i t i s , in my o~inion, in compl iance225 ~ PLAZA EAST with al ap | I cahle l aws and regnla&m~,B R O O K L I r N , N .Y . 1 12 0 1R,:c lewing Off icer . D a t e

I M P O R T A N T N O T E S : The ins t ruaions accom panying th i~ farm mus t be fo l lowed. Com ple te a ll part s,checking the NO NE box for each part where you have no reportable information, Sign on last

I. POSITIONS. ~o~ ~.~.~ o~; ~. ~-. o~u,~NONE (No reportable posit ions.), P . O S I T | O N N AM E O F . O R Q A NI Z A T I O N /E N T I T ~ ,

1.

I I. A G R E E M E N T S . r~e~,or~~ NO~ ~o reportable agreement.)

PARTIES AND ~SI.

I ll I I I II I I I ~


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FINANCIAL DISCLOSURE REPORT Name otP ....R e p o r t i n g ] Date afReportP a g e 2 o f 6 JOHNSON, STERLING JR.

I I I I . N O N - IN V E S T M E N T I N C O M E . m epom , g~d~v~el,-~spo~,;s,,p~.IZ.Z4o/~a~g~w~ao~)A. Filers Non-Investment Income~ NO~ ~o reportab& non-investment income.)

~ SO~C~ AND ~E ~(yours. not spoI- PENSION NEW YORK CITY $60,8002 .

3 .4 ,

B. Spo uses Non-Investment Income - zf ~ou were marred dazing an),portion of the reportlngyear, complete(Dollar amount not r~u~ ~cept for honor~)~ NO~ ~o reponable non-inves~ent income.)

4 .

IV . R E IM B U R S E M E N T S -,.,,,~,o,-t,,ao.. ~o,~.z, go,,.(Include.v those to :t t~use and dependent children; se~ pp. 21-27 of fi ling instructions.)

D N O N E ( N o reportable reimbursements.)~ ~ LOCATION PURPOSE I T E M S P A I D O R P R O V I DE D

~. D E A 2!]~-~O!~O~q CA~;~Tr.r,V:VA~_wR T/L!F2 . FED. BAR ASSOC. 5/20-22/09 CLEARWATERFL SEMINAR T/L/F3. SENTENCING COMM. 6/9 -~ .3. /09 NEW ORLEANS, LA SEMINAR T/L/F4. ADMIN. OFFICE 8/1, 14/09 MIAMI, FL. INTERCIRCUIT ASSIGNMENT T!L/F5. FJC 8/10.-12/09 FT WORTH, TX DEATH PENALTY WORKSHC]P

6. ADMIN. OFFICE 9/8-17/ 09 BUFFALO, NY INTERCIRCUIT ASSIGNMENT T/L/F7. ADMIN. OFFI CE 12/3-18/ O9 WASHINGTON, D.C. INTERCIRCUIT ASSIGNMENT T/LiF


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tN : t m e o f P e r s o n R e p o r t i n g Date af ReportPage FINANCIAL3 of 6 DISC LOSURE REPORT I JOHNSON, STERLING JR. 5 - 0 5 - 2 0 1 0V. G IFTS. a~cl ,d~o, ,~,po~=,~d,po~,~,nt~e,~.~,~, . ~-~~ NO~ ~o reportable

~ DESC~P~ON1.

3.

5.


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FI N A N C I A L D I SC L O SU R E R E P O R T I N a m e of Per:too Reportlag Date of ReportPage 4 of 6J JOHNSON, STERLING JR--05-2010

V I I . IN V E ST M E N T S a n d T R U ST S -~ NO~ ~o reportable Mcome, assets, or ~a~actions0

A. B. [ C. D.D~cfipdon of As~ ~eom* d~ngJ

G~ss v~ at end T~tions d~ng ~po~ng ~od([nclud~g~stasse~) repo~ng period o f~po~g ~od

e~empt from prior ~sclos~e M~od j ~ (e.g., ldend~ ofCode I I div., ~nK Code 2 buy, ndl, ~d C~e 2 ~ Code I b~er/se!l~

I ,GREA2 WESTERN BANK2 .NY MUNICIPAL BOND A INT ~ T

I 0 ,

1 3 .

1 4 .

1 5 .

16.17,

(S~ Cotu~ B l ~d ~) F = $50, ~ ~ - $100, ~0 O =$100,~1 - $1 ,~,~0 HI =$1,~,~1 - $5.~0,~0 ~ ~More ~m ~5,~.~2. V~ue C~es 1 =$1S.~0 or I~ K =$1

P3 ~$25,~0,001 - $50,0~,~0 P 4 = M o ~ l h a a3. V~uo M~thod ~ Q "App~$~ R =C~{Re~ ~te Only) S =~s~t $ ~ i~( S e e C o l u m n C 2 ) O = B ~ k V a l u e V ~er


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FINANCIAL DISCLOSURE REPORTP a g e 5 o f 6 JOHNSON, STERLING JR. 5-O5-2010VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

II II ll II I II I


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~ FINANCIAL DISCLOSURE REPORT r , ~ . o f P e r s o n R e p o r t l n g Dat, *flleportP a g e 6 o f 6 JOHNSON, STERLING JR. 5-0 5-2010

IX. CERTIFICATION.I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( in c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e to t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o r s U . S . C . a p p . 5 0 1 e L s e q . , 5 U .S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s ,

N O T E : A N Y IN D IV ID U A L W H O K N O W I N G ~ L Y A ND W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y BE S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . 1 04 )

F!LING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i tt e e o n F i n a n c i a l D is c l o s u r eA d m i n i s t ra t iv e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sSuite 2-30 t .-One Columbus Circle, N,E.W a s h i n g t o n , D . C . 2 0 5 44

I I| I II II ~


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A o ~ 0 [ FINANCIAL DISCLOSURE REPORT R e m i t R e ~ g r e d ~ t h e E t h i c sin Government Act of 1978R o y . 1 / 2 0 1 0 [ FOR CALENDAR YEAR 2009 ( S U . S . C , a p p . l o 1 - 1 l i): 1. Person Reporting (lust name. first, middle initialJ 2. Court or OrganiZation 3. Date of R eport

U.S. DISTRICT COURT 5-05-2010JOHNSON, STERLING JR. EASTERN DISTRICT OF NEW YORK4. Title (Article IlI judges indicate active or so-hint ~tatu.s; 5a. Report Type (check appropr iate type) 6. Reporting Periodmagistrate ~udges indicat~ full- or part-time) [ ] N o m i n a ~ o . , ~ t . 1 / 0 9 , o 1 2 / 0 9

SENIOR DISTRICT COURT JUDGE [] mi~u~ []

7, Ch am bers or Offic e A ddress 8. On th e basis ufthe inform ation con tained in th is R eport and artymodif ications per tain ing thereto , i t is , in m y opinion, in com pliance2~B ~ADMAN PLAZA EAST ~ i t h a p p U e ~ b i e lBROOKLYN, N.Y. 11201 Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each parr where you have no reportable information. Sign on lust page.

I . P O S I T I O N S . ~e~o , ,~ i~~a ,~ o~y; , ,e r , . ~-~~ N O N E ~o reportable position.)

p~SITION NAME OF ORGANIZATION~NTITYI.

2,3.

- -

~ NONE (No reportable agreements.) --~~D A T E PARTIES AND TE~S


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FINANCIAL DISCLOSURE REPORT [ N.me o~o~ aepor.~g V ~ , e o f R , p o r tP a g e 2 o f 6

~JOHNSON, ST~RLING JR. 5-05-2010

A. Filer% ~ on-Investm ent Incom e~ NONE (No r~ortable non-inve~tment income.)

D A T E SO~CE AND ~PE ~~ o u r s , n o t s p o u s e s )I, P~ON N~ YORK CITY $60~8002.3.

B. Spouses Non-Investment Income - lf you were marr~ed d~rlng any por~ion of the repordng year, complete this(Dollar amount not required except for honoraria.)X[~ NONE (No repor table non- investment incom e. )

D A T E S O UR CE A N D T YP E1.2.34.

IV. REIM BURSEMENTS --,ra.s~oa~o. , to,~.g,~oo~, e.,en.~,~,,~(Includes ,hose to spouse and dependent children: see pp. 25-27 of f i l ing instructions,)~-] NONE (No repor table re imbursem ents . .)

S O U R C E D A T E S L O C A T I O N PUR PO S E IT EM S PA ID OR , PR OVIDEDI. DEA ~!l~-20!~Oc~ (~td~YL[,y, V F a ~ K ~ - ~ . T/L/F2. FED. BAR ASSOC. 5/20-22/09 CLEARWATER, FL SEMINAR T/L/Fy SENTENCING COMM. 6/9-13/09 NEW ORLEANS, LA SEMINAR T/L/F4, ADMIN. OFFICE 8/1-14/09 MIAMI~ Fb. INTERCIRCUIT ASSI~ NMEN~ T!L!F5 FJC 8/10-12/09 FT WORTH, TX ~E/kTH PEN!kL~ WORI~qHOP T!L!F6. ADMIN. OFFICE 9/8-17/09 BUFFALO, NY INTERCIRCUIT ASSIGNMENT T/L/F7. ADMIN. OFFICE 12/3-18/09 WASHINGTON, D.C. INTERCIRCUIT ASSIGNMENT T/L/F


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FINANCIAL DISCLOSURE REPORT .~, of P ..... Reporting D.te of ReportP a g e 3 o f 6 JOHNSON, STERLING JR. 5-05-2010

[--] N O N E (No reportable liabilities.)CREDITOR DESCRIPTION VALUE CODE

1.2.3.4.

5.


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FINANCIAL DISCLOSURE REPORT N .... f P .... Reporting Date of Repo~qP a g e 4 o f 6 JOHNSON. STERLING JR- 5-05-2010V I I , I N V E S T M E N T S a n d T R U S T S - ~ . , , o , . e , v . t . . , , . . ~ . c , i o . s a . e t . d e s t h o ~ o I , ~ p o ~ e . . d d e p ~ . ~ . , ~ U d ~ e . ; , ~ ~ . ~ 4 ~ 0 o f ~ , , ~D NONE (No reportable income, assets, or transactions.)

A. B. t C, D.Description of Assets Income during [ Gross value at end Transactions during reportln~ period(including trust assets) reporting poriod 1 ofreportingperiodPlae~ "(X)" af ter e~eh ~set Type (e.g.,mo~mt[ Type(e.g., ] Value I Value Date Value Gain Identityofeemptfrompfordisclosure Codel t div.,rent, I Code 2 ] Method buy, sell, Imln/dd~ Code2 tCodl bayer/seller( A-H) orint.) [ (J-P) ] Code3 redemption) ~ (J-P) 1(A-H) (ifprivate

1.GREAT WESTERN BANK E INT K T2.NY MONICIPAL BOND A INT J T

7

8 .

10.II.

12,

13,

14.

15.

16.17.

M e t h o d C o d e s Q =App~sal K ~st ~ E~t~ Only) S =~ment T =C~h M~ketCol~ C2) U ~Book Value V =Other W =H~i~ted


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Name of Person Reporfin~FINANCIAL DISCLOSURE REPORT Da~ofgepor|P a g e 5 o f 6 I JOHNSON, STERLING JR.i 5-05-2010

VIII. ADDITIONAL INFOILMAT ION OR EXPLANATIONS. (~,,a~,,~,~nof~,mn.)


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IINANCIAL DISCLOSURE REPORT i . ~ a ~ e o f P..... Report ing DateofReportPage 6 of 6 JOHNSON, STERLING JR. 5-05-2010IX. CERTIFICATION.

I certify that all information given above (including inform ation pertaining to my spouse and m inor or dependent children, if any) isaccurate, trae, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incomp liance with the provisious of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature.

NOTE: ANY INDIVIDUAL WHO KaNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY B E SUBJECT TO CIVILAND CRIMINA L SANC TIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Finm~cial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Jr Sterling Johnson Financial Disclosure Report for 2009

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