John T Copenhaver Jr Financial Disclosure Report for 2010

8/3/2019 John T Copenhaver Jr Financial Disclosure Report for 2010

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AO IO [Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S .C. app. 101-111)

1. Person Reporting (last name, first , middle initial)Copenhaver , J r . , John T.

4. Tit le (Article I11 judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

United States District Judge

7. Chambers or Office AddressP . O . B o x 2546Char les ton , WV 25329

2. Court or O rganizat ionU . S . D . C , S . D . W . V a .

3. D a t e o f R e p o r t08/13/2010

5a. Report Type (check appropriate type)] N om ination, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion contained in thi s Repor t and anymodifications pertaining thereto, i t is , in my opinion, in compliancewith appl icable laws and regu lat ions.

6. Repor t ing Per iod01/01/2010

to12/31/2010

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I . P O S I T I O N S . m e p o . l . g i .a i v U u a t o n t y ; s e e ~ p . 9 - 1 3 of filing instructions.)1~] N O N E ( N o reportable positions.)

i. Mem ber , Bo ard o f Di rec to rs2. Administrator3.4.5.

POSITION N A M E O F O R G A N I ZA T I O N / E N T IT YSar ah & P au l i n e M ai e r F o un d a t i o n , I n c . ( n o n -p r f i)

E s t a t e

I I . A G R E E M E N T S . ~ R e , o , i, g i n a i , la u a t o . t y ; s e e p p . 1 4 - 1 6 ,,filling instructions.)~] N O N E (No reportable agreements.)

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r s o n R e p o r t in gCopenhaver, Jr., John T.

Date of Report08/13/2010

III. N O N - I N V E S T M E N T I N C O M E . ( g e p o r t i n g individual and spouse; see pp . 17-24 of filing instructions.)A. Filers Non-lnvestment Income

~] (No reportable non-investment income.)O N EDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f you were married during anyportion of the reportlngyear, complete this section,(Dollar am ount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t in gCopenhaver, Jr . , John T.


V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)NONE(No repo rtable gifts .)

SOURCE1 .2.

3.4.5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a n d u d e s those of spouse and dependent children; seepp. 32-33 of filing instruction~)NONE (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.

3.

4.5.

VALUE CODE


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N a m e o f P e r s o n R e p o r t in gCopenhaver, Jr . , John T.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions0~-] N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t io n o f A s s e t s Income during G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d of reporting period

( 1 ) ( 2 ) (t) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y pe ( e .g ., Value Value

e x e m p t f r o m p r i o r d i s c l o s u re C o d e 1 d i v . , r e n t , C od e 2 M e t ho d( A - H ) o r i n t . ) (J-P) C o d e 3( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(l ) (2) (3)T y p e ( e .g . , D a t e Value

b u y , s e l l , m m / d d d y y C o d e 2r e d e m p t i o n ) ( J - P )

(4 ) (5 )G a i n Identity ofCode l b u y e r / s e l l e r

( A - H ) (if privatetransaction)

1 . Ren ta l #1 , Char les to n , WV 1 /2 Ap p ra i sa l A Ren t6/802. O pen - no en t ry3. Chase 1 /2 Chkg Acct A Interest J

5.6.7.8.

9.1 0 .

1 1 .

1 2 .

1 3 .

1 4 .

Chase (S) Chkg Acct A Interes t KEst ~~ ~7~ Chase 1 /2 ChkgA c c tEst~ 112 Chase( fo rmer ly Ban k On e) CDEst ~ ~"~~ 1/2 int.,WesBan co s to ck

A Interest JA Interest KA Dividend J

TTT

Lts~f i~~ P a r s o n s & P o l i n g , C h a s .WV - 1/2-apprsl 6/80...... ~i ii ~... LII Bream, Kan.Co. 1/2-appraisal 6/80

N o n eN o n e

JJ

QQ

Mo rg an S tn lyS mBrn y - IRA Leg g Maso nClea rbr idge LgCap V F CLA A Dividend KRenta l #2 , Cha r le s ton , WV (J ) , P u r c h a s e dI I/83 $42,000 A R e n t KRenta l#3 , Cha r le s ton , WV ( J ) ,Purchased12/86 $30,000 A Ren t KHunt ing ton Bancsha re s W est Virg in ia , I nc .- Stock A Div id en dExxon Mobi l -S tock A D iv ide nd K

1 5 . Chase Svgs Acct A Interest M1 6 . Fideli ty Trust Fund- shares A D iv ide nd J1 7 . C h a s e C h k g A c c t A Interest M

1. I n c o m e G a in C o d es :( S e e C o l u m n s B I a n d D 4 )

2. V a l u e C o d e s( S e e C o l u m n s C I a n d D 3 )

3.V a l u e M e t h od Code s( S e e C o l u n m C 2 )

A =$1,000 or lessF =$50,001 - $ 100,000J =$15,000 or lessN =$250,001 - $500,000P3 =$25,000.001 - $50,000.000Q ~ AppraisalU = B ook V a lue

=$1.001 - $2.500=$ 100,001 - $1.000,000=$15.001 - $50,000=$500,001 - $1,000,000=Cost (Real Estate Only)- O th er

C =$2.501 - $5.000H 1 =$1,000,001 - $5,000,000L =$50,001 - $ 100.000P 1 =$ 1,000,001 - $ 5,000,000P4 =M ore than $50.000,000S = A s s e s s m e ntW = Es t im a ted

=$5,001 - $15,000H2 =M ore than $5,000,000

=$ 100,001 - $250,000P2 =$5,000,001 o $25,000,000

~Cash Market

E =$15,001- $50.000


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F IN A N C IA L D ISC L OSUR E R E POR TPage 5 of 8

Name of Person ReportingCopenhaver, Jr., John T.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those o f spouse a nd dependent children; seepp. 34-60 of filing instructions.)~-] N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Incom e during Gross value at end

(including trust assets) reporting period of reporting period(l ) (2) (1) (2)

Place " (X )" after each asset A m ount Type (e,g., Value Val ueexempt from prior disclosure Code 1 div., rent, Code 2 M e t h o d(A-H) o r i n t . ) ( J - P ) Code 3

(Q-W)

Type (e.g.,buy, s e l l ,

redemption)

Transactions during reporting period(2) (3) (4)

D a t e Value G a i nm m / d d / y y C o d e 2 C o d e 1

(J-P) ( A - H )Identity of

buyer / se l le r(if privatet r a n s a c t i o n )

1 8 . U.S. Se r ie s EE Bonds A Interest K1 9 . Op en - n o en t ry2 0. O p en - n o e ntry21 . Hun tg n . Ban k CD (H&S ) A Interest L22 . Min. I n t . Kan . Co . WV-I /4 o f 23 -3 /4A, A R e n t J QRocky Fork A pp 6/802 3 . M i n . In t .K a n . C o ., W V - I /4 o f 2- 3 /1 0 A , A R e n t J QRocky Fork A pp 6/8024 . Min. ln t . Kan . Co . WV-I /8 o f43A, Poca A Ren t J QRiver - Appl 6/8025 . Min. I n t . Kan . Co . WV-I /8 o f 117A, Poca A Ren t J QR. H ills-App6/8026 . Min. I n t . Kan . Co . W V-I /2 o f 11 /48 of 25A A Ren t J QPoca R. App.6/8027 . Min. I n t . Kan . Co . WV-I /8 o f 18A A Ren t J QGrapevine Crk. App.6/8028 . Min.lnt.Kan.Co. WV-I/2 of 5/48 of 63A A Ren t J QTuppers Ck. App.6/8029 . Min. ln t .Pu tnam Co. , WV-1/2 of30A Kan . A Ren t J QHills -App.6/8030 . Min. ln t . Pu tnam Co. , W V-I /2 o f 85 .25A, A Ren t J QKan. Hills-App 6/8031 . Min . In t . Kan . Co . , WV -Tate Lease / A Ren t J WCo lumbia Gas32 . M a ssm u tu a l C o r p o r a te I n vs I n ~ M u t F d B Dividend K T33 . Neub e rge r & Berman Equ i ty FDS (Focus) A Dividend K TMut Fd3 4 . T . R o w e P r i c e G N M A F d i ~ .i M u t F d B Dividend K T

I. Incom e Gain C0dcs: A =$1,000 or leas B =$1.001 - $2,500 C =$2.501 - $5.000(See Columns B I and D41 F ~$50,001 - $ 100,000 G =$ 100,001 - $ 1.000,000 H 1 =$1,000,001 - $5,000,0002. Value Codes J =$15.000 or less K = $15,001 - $50,000 L = $50,001 - $ 100,000

( See Columna C I and D31 N =$250,001 - $500.000 O =$ 50 0. 001 - $ 1, 000 ,00 0 P 1 = $ 1 ,00 0, 00 1 - $ 5,0 00 ,0 00P3 -$25.000.001 - $50,000,000 P4 -More than $50.000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =A ssessmen t(See Column C21 U =Book Valu e V =O th er W =E s t ima ted

=$5,001 - $15,000H2 =M ore than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000

=C ash Mark e t

E = $ 1 5 , 0 0 1 - $ 5 0 ,0 0 0


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N a m e o f P e r s o n R e p o r t in gCopenha ver, Jr . , John T.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~-] N O N E (No reportable income, assets, or transactions.)

A. B. C.Desc r ip t ion o f Asse t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( in c lu d in g tru s t a s se ts) re p o rtin g p e r io d of r epo r t ing pe r iod

(1 ) (2 ) (D (2)Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e

exempt from prior disclosure C o d e I d iv ., r en t, C o d e 2 M e t h o d( A - H ) o r in t . ) (J-P) C o d e 3( Q - W )

Type (e.g.,buy, s e l l ,

r e d e m p t i o n )

Transac t ions dur ing r epo r t ing pe r iod

(x) (3) (4)D ate V a lu e Gai n

mm/dd/yy C o d e 2 C o d e 1( J - P ) ( A - H )

Identity ofbuyer/seller(if private

t r ansac t ion )

35 .36 .37 .

T . R o w e P r i ce N e w I n c o m e F D I n ~ M u t A Dividend K TFdVanguard Fixed Income Sees Fd (GNMA) B Dividend K TMut F ~]Ver izon Com mu nicat ions s tock~ A Dividend J T

38 . Prime Obl igat ions Fund 396~ A I n t e r e s t L T

I . Income Gain Codes: A =$1,000 or less B =$1.001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15,000(See C o lu mns BI and D4 ) F =$50,001 - $100,000 G =$100,001 - $1 ,000,000 HI =$1,000,001 - $5,000,000 H2 =M ore than $5,000,000

2. V alue Codes J = $15,000 or less K = $15.001 - $50,000 L =$50,001 - $ 100,000 M =$ ! 00,001 - $250,000(See C o lu mns C I and D3 ) N = $250,001 - $500,000 O =$500,001 - $1 ,000,000 P I = $1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 = $25,000,001 - $50,000,000 F4 = M ore than $50,000,0003. Value Method Codes Q =Appraisal R ~Cost (Real Estate Only) S = A s s e s sm e nt T =C ash Mark e t(S e e Colum n C2) O =Book Value V ~Olhcr W = Es t im a ted

E =$ 1 5,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPag e 7 o f 8Nam e of Person ReportingC o p e n ha ve r , J r ., J o hn T .


VII I. ADDITIONAL INFO RMATION O R EXPLANA TIONS. (lndicate part of report.)


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Nam e of Per son Repor t ingC ope nh a v e r , J r . , Joh n T .

Date of Repor t08/I 3/2010

IX. CERTIFICATION .I c e r t if y tha t a l l in f o r m a t io n g ive n a b o ve ( i n c lu d in g i n f o r m a t io n p e r t a in in g t o m y sp o u se a n d m in o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u r e .1 fur ther cert i fy tha t earned income f rom outside emp loyment and honorar ia and the accep tance o f g i f ts which have been repor ted are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/John T. Copenhaver, Jr.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

John T Copenhaver Jr Financial Disclosure Report for 2010

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