John R Tunheim Financial Disclosure Report for 2010

8/3/2019 John R Tunheim Financial Disclosure Report for 2010

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A O 1 0Rev. 1/2011 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010Report Re quired by the Ethics

in Government Act .of1978(5 U.S.C. app. I01-111)

I . P e r s o n Reporting (last name, first , middle init ial)T unhe i m, J ohn R .

4. Title (Article III j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or part-time)U.S. Dis tric t Judge - Active

7. Chambers or Off ice A d d r e s s13E Uni t ed S ta t e s Cour thouse300 South Fourth StreetM inneapol is , M N 55415

2. C o u r t or O r g a n i z a t i o nDistric t of Minnesota

3 . Date o f R e p o r t05/15/2011

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8.On the ba s i s o f the in f o r m a t i o n c o n ta ine d in this Report and anymodi f i ca t ions pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s and regulat ions .

R e v ie w in g O f f i c e r D a t e

6 . R e p o r t i n g P e r i o d01 /01 /2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be fo l lowe , t Com ple te a l l pa r ts ,checking the NONE box for each part where you have n o reportable informatiom Sign on last page.

I. P O S I T I O N S . R c p o . ln g i n a i v ia u a l o ~ l y ; s e e ~ , p . 9 - t 3 o f ~ i .g instructions.)D (No reportable positions.)ONE

POSITIONCounci l Mem ber and H ouse Delegate

2. Direc tor and Pres ident3. Director

4. Director5. Adv is or6. Adv is or

7. R egent8. B o a r d M e m b e r9. Comm it tee Mem ber , V ice Chair and Chai r E lec t

1 0 . Task For ce Chai r

II . B o a r d M e m b e r1 2 . B o a r d M e m b e r

NAME OF ORGANIZATION/ENTITYG ovt & Publ i c Sec to r Lawy er s Div is ion , Amer ican Bar A ssoc ia t ionNor weg ian -Amer ican H is to r i ca l Assoc ia t ion ( nonpr o f i t o r gan iza tion )Ame r ican Jud ica tur e Soc ie ty

Feder a l Bar A ssoc ia t ion , M inneso ta Chap terAdviso r y Comm it tee to the Nor weg ian Nobel P eace Pr ize For umAdv is ory Board to the H uber t H . Humphrey Sc hool of Pub l i c Affa i r s a t theUniv e rs i ty of M innes otaConcor d ia Co l lege , Moor head , MNAdv is ory Counc i l , Univ e rs i ty of M innes ota Law School , M inneapol i s , M NEx ecu t ive Comm it tee , Nat ional Conf er ence o f Feder a l Tr ia l Cour t Judges ,Jud ic ia l D iv i sion , Amer ican Bar A ssoc ia t ionPr osecu t ion and Def ense F unc t ion Standar ds Task For ce , Cr im inal Jus ti ceSec t ion , Amer ican Bar Assoc ia t ionThe Os lo Cen ter f o r Peace and H uman R igh ts -U.S. Foundat ionThe Ra nd Insti tute for Civil Justice


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FINANCIAL DISCLOSURE REPORTPage 2 o f 9

N a m e o f P e r s o n R e p o r t i n gTunheim, John IL

N O N E (No reportable agreements.)DATE PARTIES AND TERMS

D a t e o f R e p o r ~05/15/2011


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F I NANCI AL DIS CL O S URE RE P O R TPage 3 o f 9

N a m e o f P e r s o n R e p o r t in gTunheim, John R.

D a t e o f R e p o r l05/15/2011

I I I . N O N - IN V E S T M E N T I N C O M E . eR e p or~ n g individual u n d s p o u s e ; s e e p r ~ 1 7 - 2 1 of filing instruaion~.)A. Filers Non-Investment Income

D (No reportable income.)ONE non-investmentD A TE S O U R C E A N D T Y P E INCOME( y o u r s , n o t s p o u s e s )

I. 2010 W or ld Lear n ing - com pensat ion ( USAID d i r ec ted and f unded) $ 16 ,530.002.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - t f y o u were married during any po rtion of the reporting ),ear, complete this section.(Dollar a m o u n t no t re q u ire d e xce p t fo r h o no raria . )

D (No reportable non-investment income.)ONE

1 .20102 . 2 0 1 03.4.

DATE SOURCE AND TYPESel f employ ed Publ i c Rela t ionsBus h Founda t ion , S t . Paul, M N (Di rec tor Compens a t ion)

I V . R E I M B U R S E M E N T S - transportation, lodging, food, enter ta inment .( inclu d e s th o se to sp o u se and d e p e nd e nt ch i ld re n: se e p p . 25 -27 o f f i l ing instru ct io ns. )

[] (No reportable reimbursements.)ONESOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Am eri can Bar As s oc ia tion Feb. 4 -8 O rlan d o, F L M eetin g Meals and lodg ing2. Am eri can Bar As s oc ia tion , May 2 2 W ashin gto n , D C M eetin g Tran spo rta tio n an d m ealsGov ernm ent and Pub l icSec tor Lawyers D iv i sion3. Am eri can Bar As s oc ia tion , Jan 2 2-2 4 N ashville , TN T ask F orce Tr anspor ta tion , meals and lodg ingCr iminal Jus t i ce Sec t ion4. A m eric an Bar Asso c ia tio n , A p ril 1 6 -1 8 ; Jun e 4-6 W ashin gto n , D C T ask Force Tr anspor ta tion , meals and lodg ingCr iminal Jus l i ce Sec t ion5. A m eric an B ar A sso c ia tio n A ug ust 5 -1 0 S an F ran c isc o , C A M eetin g Tr anspor ta tion , meals and lodg ing


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FINANCIAL DISCLOSURE REPORTPage 4 o f 9

N a m e o f P e r s o n R e p o r t i n gTunheim, John IL

D a t e o f R e p o r t05/15/201 I

6. C o n c o r d i a C o l l e g e M ay 6 -7 , Sept 22-25 ; Moorhe a d , MN Board M ee t ing Tr anspor ta tion , meals and lodg ingDec . 2 -47. C o n c o r d i a C o l l e g e M ar 25-26 Moorhe a d , MN Program L o d g i n g8. C o n c o r d i a C o l l e g e Apri l 22-23 Moorhe a d, M N M eet ing Tr anspor ta tion and lodg ing9. C o n c o r d i a C o l l e g e M ay I -2 Moorhe a d, M N M eet ing Trans por t a t ion and lodging1 0 . W il l iam Mi tchel l Co l lege o f June 12-16 Lo ndon , E ng land C onfer enc e (spea ker) Transp or ta tion , m eals and lodg ingLa wI I. C o n c o r d i a C o l l e g e Sept 30-O c t I Moorhe a d , MN Class (speaker) Tr anspor a t ion and lodg ing1 2 . Am eri can Bar As s oc ia tion , O c t 8 -10 Sc ottsdale, A Z M eetin g Tran sp o rta tio n and lo d ginG over nmen t and Publ i cSec tor Lawyers D iv i sion1 3 . Am eri can Bar As s oc ia tion , O c t 14-17 San F ranc i s co , CA Tas k Force Tr anspor ta tion , meals and lodg ing

Cr iminal Jus t i ce Sec t ion1 4 . RAN D Inst i tute O ct 28 -2 9 N ew Y o rk , N Y B o ard M ee tin g Tr anspor ta tion , meals and lodg ing1 5 . A m eric an Ba r A sso cia tio n, N ov 4- 5 Chicago , IL CLE ( teach) Tr anspor ta tion , meals and lodg ingEmp loyment Law Sec t ion1 6 . W or ld Lear n ing ( USAID M arch 6 -14 ; June Pris t ina, Kosovo T r a in in g Transpor ta tion , m eals and lodg ingd i r ec ted and f unded) 6-121 7 . W or ld Lear n ing ( USAID Nov . 6 -12 Washington , D C Tr ain ing Transportation, meals and lodg ingd i r ec ted and f unded)


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F IN A N C I A L D I SC L O S U R E R E P O R TPage 5 o f 9

N a m e o f P e r s o n R e p o r t in gTunheim, John R.

D a t e o f R e p o r t05/15/201 I

V . G I F T S . a , c l , d e s , h o s ~ , o ~ p o . s e a n d d e r e n d e n ~ ch i ldren ; see pp . 2 8 - 3 1 of fi l ing ins truct ions . )[] N O N E (No repor ta b le gi f t s . )

S O U R C E D ESC R IPTIO NI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . an e l ,, d e ,, h o , ~ o / ~ p o n s e a n d d e ~ e n d e n , children; see pp . 3 2 - 3 3 offillng instructions.)[ NONE (]go rep or t a b le l i a b i f i t i e s . )

C R ED IT O R D ESC R IPT IO N1. Stonebridge Bank - M inneapolis MN W orking Capital Line of Cre dit for Tnnheim Partners2.3.

4.5.

VALUECODEM


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F IN A N C I A L D I SC L O S U R E R E P O R TPage 6 of 9

N a m e o f P e r s o n R e p o r t in gTunheim, John IL

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , , a l .e , ~ a ~ o c , i o ~ a n c l .d e s , h o . o / s p o .. ~ . ~ ~ p e n ~ e n , children; see p p . 3 4 - 6 0 of filing i n s t r u c t i o n & )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e during Gross v a l u e a t e n d T r a n s a c t i o n s during reporting period( i n c l u d i n g t m s t a s s e t ~ ) r e po rt i n g p er i o d o f r e po rt i n g p er i o dI (I) (2 ) Cl) (2) (I) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t ] A m o u n t T y p e ( e . g ., V a l u e V a l u e T y p e ( e . g ., D a t e V a l u e G a i n I d e n t i t y ofe x e m p t from prio r d isc losure ~ Code I d i v . , r e n t , Code 2 M e th o d buy, sell, m m/dd/yy Code 2 Code I buyer/se ller : (A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

I. Hiw ay Federal Cre dit Union. St. Paul, MN A I n t e r e s t J T(Bank Accts)2. State of M innesota Deferred Compensation None J TAccount3. Honeywell Retirement Benefit Plan None M T4. Atlas Energy for the Ninetie s Public Officer A D i s t r i b u t i o n J T5. W ells Fargo Bank A I n t e r e s t L T6. Schwab Advisory Cash Reserve A Dividend K T B uy7. American Funds: America n Bala nced Fund C Dividend M TC1 F8. Dodge & Cox Balanced B Dividend L T9. American Funds: W ashington M utual A Dividend K TInvestors1 0 . America n Funds: Investment CoofAmeric a A Dividend K TCI F1 1 . Baron Asset A Dividend K T1 2 . American Funds: Capita l W orld Grow th & A Dividend K TIncome1 3 . RoyceTotal Return A Dividend J T1 4 . America n Funds:New W orld Fund A Dividend J T1 5 . American Funds: Capitol Income B uilder B Dividend K T1 6 . Ist Clearing Bank Deposit A I n t e r e s t S o l d1 7 . Schwab Advisor Cash Reserve N o n e J T

12/16/10 K

1 2 / 1 5 / 1 0 K A

I. Income Gain C o d e s: A =$ 1 ,0 0 0 o r le ss B =$ 1 ,0 0 1 - $ 2 ,5 0 0 C =$ 2 .5 0 1 - $ 5 .0 0 0 D =$5 . 0 0 1 - $1 5 . 0 0 0( S e e C o l un m s B I a n d D 4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 G = $1 0 0 . 0 0 1 - $ 1 . 0 0 0 , 0 0 0 I 11 =$ 1 ,000.001 - $5 .000.000 I 12 =M ore I han $ 5 .000.000

2 . V a lu e C o d es J - $ 1 5 .0 0 0 o r l e s s K $15.0OI - $50.000 L =$ 5 0 ,0 0 1 . $ 1 0 0 .0 0 0 M =$ 1 0 0 .0 0 1 - $ 2 5 0 .0 0 0tSce C o lu m n s C I an d D 3 ) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 0 0 O - $ 50 0 .0 0 1 - $ 1 .0 0 0 .0 0 0 P I =$ 1,0 00 .0 01 - $ 5 .0 00 .0 00 P 2 =$ 5.0 00 .0 01 - $ 25 .0 00 .0 00

I 3 =$2 5 . 0 0 0 . 0 OI - $5 0 . 0 0 0 . 0 0 0 P 4 = M o r e t h a n $ 5 0 . 0 0 0 . 0 0 03 . V a lu e M eth o d C o d es Q = A p p r a i sa l R C o s t I R c a l E - s t a t e O n l y ) S =Asscssm,. . n! T = C a s h M a r k e t

t S c e C o l u m n C 2 ) U - B o o k V a l u e V - O l h c r W =E s t ima ted

E :$15 ,001 - $50 . 000


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FI N A N C I A L D IS C L O S U R E R E PO R TPage 7 o f 9

N a m e o f P e r so n R e p o r t i n gTunheim, John IL

D a t e o f R e p o r t05/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - | .c o m e , .a l . e , t r a n s a c t i o n s (Includes those of spouse and dependent children; s e e p p . 3 4 - 6 0 of f i l ing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s Incom e during Gross value at end Transactions during reporting period(including trust assets) r q 3o rt i n g p ~ r i o d o f r e po rt i n g p er i o d

! (I) ( 2 ) (I) (2) (I) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V alue V alue T y p e ( e . g ., D a t e Value Gain Identity o f

exempt from prior disclosure Code I d i v . , r e n t , Code 2 M e t ho d buy, sell , m m ! d d / 3 , y Code 2 Code I buyer!seller(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t eI ( Q - W ) tr a n s a c t i o n )

1 8 . America n Funds: Grow th Fund of America A Dividend K T1 9 . Amer ican F unds : Inves tmen t Co. of A Dividend K TAmer ica C I R320 . Am er ican Funds : Eur oPac i f i c Fund A Dividend J T21 . A m e r i c a n F u n d s : A m e r i c a n B a l a n c e d C L R3 A D i v i d e n d K T

22 . America n Funds: Bond Fund of America B Dividend K T2 3. T hi r d A ve nu e V al ue A Div idend J T

I. Incoa~ e Gain Codes: A =$1.000 or less B =$1,001 - $2 ,500 C =$2,501 - $5 ,000 D =$5.001 - $15,000(See Columns B I and D4) F =$50,001 - $100 ,000 G =$100.001 - $1.000 .000 |11 =$1.0~ 0 .001 - $5 ,000 ,000 1|2 =M ore lhan $5 .000.000

2. Value Codes J -$15.0~0 o~ less K ~$15 . 001 - $50 . 000 L -$50.001 - $100.000 M =$100.001 - $250.000(S ee C o lu mn s C I an d D3 ) N =$250.001 - $500.0~0 O =$ 50 0.0 01 - $1 .0 ~).0 00 P I =$ 1.0 ~0 .0 ~1 - $ 5.0 00 ,0 00 P2 =$5.000.001 - $25,0~0.000

P3 =$25.000,001 - $50.000.090 P4 =More than $50.000.0003. Value Melhod Codes Q =Appraisal R -~ S o s t (Rea l ~ ta te O n ly) S =Asscssmcnl T =Cash Markc~(See Col .m n C2) U =Book Value V = O ~ h o " W E s t i m a t e d

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 8 o f 9

Name of P erson Repor t ingTunheim, John 17, .

Date of Report05/15/2011

V III. A D D I T IO N A L I N F O R M A T IO N O R E X P L A N A T I O N S . (lndicatepartofrepor~)


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FI N A N C I A L D I SC L O S U R E R E PO R TPage 9 o f 9

NameofPe~onRepo~ingTunheim, John R.

D a t e o f R e p o r t05/15/2011

IX . CERTIFICATION.I certify that all information give n above ( including information pert aining to my spouse and minor or dependent children, if any) is

accur ate, true, and complete to the best of my know ledge and belief, and that any information not reporte d was withheld because it met applicable statutor yprovisions permitting non-disclosure.I further cer t i fy that ear ned income from outside employment and honorar ia and the acceptance of g i f ts which have been reported ar e in

compliance w ith the provisions of 5 U. S. C. ap p . 50 1 e t . s eq . , 5 U . S . C . 73 53 , and Judic ia l Confe r enc e r egula t ions .

Signature: S/John R. Tunheim

N O T E : A N Y IN D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I F IE S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Offic e of the United States CourtsSuite 2-301One Columbus Circ le, N.E.W ashington, D.C. 20544

John R Tunheim Financial Disclosure Report for 2010

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