John P Gilbert Financial Disclosure Report for 2010

8/3/2019 John P Gilbert Financial Disclosure Report for 2010

1/10

A O 1 0Rev. 1/2011FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 20 10

Report Re quired by the Ethicsin Government Act of 1978(5 U.S .C. app. ~ 101-111)

I. Person Report ing (las t name, f i rs t , middle initia l)G I L B E R T , J O H N P .

4. Ti t le (Art ic le I l l judges ind icate ac t ive o r sen io r s tatus;magis t r a te judges ind ica te fu l l - o r pa r t - t ime)

U . S . D IS T R I C T J U D G E - A C T I V E

7. Chambers or Off ice Address3 0 1 W E S T M A I N S T R E E TB ENTON, I L 6281 2

2. Court o r Organ izat ionU N I T E D S T A T E S D I S T R I C T C O U R T - S o u t h e r n D i s tr i c to f I l l i n o i s

5a. Repor~ Type (check appropr ia te type)] N omina t ion , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b as i s o f t h e i n f o r m a t i o n c o n t a in ed i n t h i s R ep o r l an d an ymodif ica t ions per ta in ing there to , i t is , in my opinion, in c o mp l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

3. Date of R e p o r t05/09/201 I

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

R ev i ew i n g O f f i c e r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea[ Complete all parts,checking the NONE box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual only; see pp. 9-13 of fi l ing instruct ions. )~] (No reportable posi t ions.)O N E

P O S I T I O N NAME OF ORGANIZATION/ENTITY

2.

3.

4.

5.

I I . A G R E E M E N T S . (Reporting indi,idual only; see pp. 14-16 of filing instructions.)~1 N O N E (No reportable agreements.)

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 10

N a m e o f P e r so n R e p o r t i n gGILBERT, JOHN P.

D a t e o f R e p o r ~05/09/201 I

1 1 1 . N O N - I N V E S T M E N T I N C O M E . m e p o . i . g individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investment Income~ N O N E (No reportable income.)on-investment

DATE SOURCE AND TYPE

2.3.4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

I.2.

3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmenL(Includes those to spouse and dependent children; see pp. 25-27 of f i ling instructions.)

~] NONE (No reportable reimbursements.)

2.3.4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


3/10


N a m e o f P e r so n R e p o r t i n gG I L B E R T , JO H N P .

D a t e o f R e p o r t05/ 09/ 2 011

V . G I F T S . (Includes those to spouse and depe ndent children; see pp. 28 -31 of filing instructions.)N O N E (No rep ortable gif ts .)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n a u d e s ~ h o s e o l s p o u s e a n d d o p e n d e n , children; see p p . 3 2 - 3 3 of filing instructions.)~ (No reportable liabilities.)O N E

2.3.4.5.

CREDITORO l d N a t i o n a l B a n kPat r i c i a No e

DESCRIPTIONMor tgage on Inves tmen t Pr open) ,Con t r ac t f o r Deed on Inves tmen t Pr oper ~y

VALUECODEMM


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FINANCIAL DISCLOSURE REPORTPage 4 of 10


D a t e o f R e p o r t05109/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ NONE inc ome, assets, or transactions.)N o reportable

D e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g( in c lu d in g t ru s t a s se ts ) r e p o r t in g p e r io d

(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

I. C O M . P E P S I C O A D i v i d e n d2. C O M. H UT T O N T E L . T R. B D i v i d e n d

3. C O M . M F S G V . P L m u t u a l f u n d s A D i v i d e n d4. C O M . F R A N K L I N U . S .G . A D i v i d e n d5. C O M . O L D N A T I O N A L B A N K D D i v i d e n d6. C O M . T E M P . G W T H A D i v i d e n d7. N O B L E E N E R G Y A D i v i d e n d8. O L D N A T I O N A L B A N K - A c c o u n ts A In t9. U N I T S M E A D O W R I D G E $ 2 8 0 , 0 00 E R e n tJac k so n Co . , I L1 0 . T I M E S H A R E S - C A N C U N V I V A , A R e n tC A N C U N , M E X I C O - 7 / 7 /7 9 $ 3 , 0 00II. C O M . B R I S T O L M Y E R S A D i v i d e n d1 2 . C O M A M E R . E L EC . P O W E R A D i v i d e n d1 3 . C O M A L L E T E A D i v i d e n d1 4 . C O M X C E L E N E R G Y A D i v i d e n d

1 5 . C O M C O C A C O L A A D i v i d e n d1 6 . C O M G E N E L E C T A D i vi d en d1 7 . C O M M O T O R O L A A D i v i d e n d

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)

V a lu e V a l u eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

J TJ T

K T

K TN TK TJ TJ TM S

J T

J T

J T

J T

J T

J T

J T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(I) (2) (3)Type (e.g., D a t e V a l u eb u y , s e l l , m m /d d /y y C o d e 2

r e d e m p t i o n ) (J-P)

Ex p i r ed 07/30/10 J

( 4 ) ( 5 )Gain Identi ty of

C o d e I buyer / se l le r(A -H ) ( if pr ivate

t r a n s a c t i o n )

I. In co m e G a in Co d es : A = $1,000 o r le ss B = $1,001 - $2 ,500 C =$2,501 - $5 ,000 D :$5,001 - $15,000(S ee C o lum ns B I a n d D 4) F = $5 0,001 - $100.000 G = $100.0~1 - $1,000.000 H I =$1,000.001 - $5.0~).000 H 2 =M o re t h a n $ 5 .0 0 0.0 ~O

2 . V a l ue Co d es J -$15 .0 00 o r le s s K $1 5 ,00 1 - $5 0.0 00 L :$5 0,001 - $100.000 M -$100,001 - $250 ,000( S e e C o l u m n s C I a n d D 3 ) N =$25 0.001 - $500,000 O =$5 00.001 - $1,000,000 P I = $1 ,000.001 - $5 .0~ 0.000 P2 =$5,000,001 - $25.000.000

P3 -$25.000.001 - $50.000.000 P 4 = M o r e t han $50.000,0003. V a l ue M et ho d Co d es Q =A p p ra i s a l R = Co s t ( Rea l E s t a l e O n l y ) S = A ssessm en t T = C a s h M a r k e t( S e e C o l u m n C 2 ) U = B o o k V a l ue V = O t h e r W = E st i m a t ed

E =$15.001 - $50.000


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N a m e o f P e r s o n R e p o r t in gGILBERT, JOHN P.

D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE income, assets, or transactions.)N o reportable

A. B. C.Description of Assets Income dur ing Gross value a t end( inc lud ing t rus t a s se t s ) reporting pe riod of reporting period

(l) (2) (l) (2) O) (2) (3)P lace "(X)" a fte r each asse t A m ount Type (e.g., V a lu e V a lue Type ( e .g . , D a t e V al u e

ex empt f rom p r io r d i sc losure C o d e I div., rent , C o d e 2 Method buy , se l l , m m / d c b y y C o d e 2(A -H ) o r i n t . ) (J-P) C o d e 3 redempt ion) ( J - P )

1 8 . COM HPQ A Dividend1 9 . COM EXXON M OBIL A Dividend2 0. COM T ECO ENERG Y A Dividend21 . COM ORACLE A Dividend22 . COM CATERPILLAR A Dividend23 . COM FT. DEARBORN A Dividend24 . COM WALMART A Dividend25 . COM WESTAR ENERGY A Dividend26 . COM PUTNAM V ISTA B Dividend27 . COM DELL COM PUTER A Dividend28 . COM M ICROSOFT A Dividend29 . COM TIME W ARNER A Dividend30 . COM CISCO SYSTEMS A Dividend31 . COM PUTNAM GLOBAL A Dividend32 . COM REGIONS FINANCIAL CORP A Dividend33 . COM M UNDER FUND B A Dividend34 . COM ZIM M ER HOLDINGS A Dividend

J

J

J

J

J

( Q - W )

TTTTT

J T

J T

K T

J T

J T

J T

J T

J T

J T

J T

So l d 09/10/10 J

So l d 08/26/I 0 J


( 4 ) ( 5 )G a i n Identity of

C o d e I buyer / se l le r(A -H ) ( if pr ivate

transaction)

A

A

I. In co m e G a in Co d es : A = $1.000 o r le ss B = $1.001 - $2 ,500 C -$2 .5 01 - $5 .000 D =$5.001 - $15,000( S~ e Co l um r t s B I an d 19 4) F =$5 0.0~ 1 - $100.000 G -$100,001 - $1.000.0~ 9 H I = $ 1. 0~ 0 .0 ~ 1 - S 5 .0 9 0. 0~ 0 H 2 = M o re th a n $ 5. 00 0 .0 0 ~

2 . V a l ue Co d es J = $15.000 or less K =S 15.0~ I - $50.000 L -$50.001 - $ 100.000 M = $ 100. 001 - $25 0. 0~(S ~C olu mn s C I a nd D 3) N = $2 50 .00 1 - $5 0~ ,0 ~) O =$50~.001 - $1.00~.00~ PI =$1.0~0.001 - $5.0~0.000 P2 =$5.0~).001 - $25.000.0~0

P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.0003. V a l ue M et ho d Co d es Q =A p p ra i s a l R = Co s l ( Rea l E s t a t e O n l y ) S = A s , cssm cn t T = C a s h M a r k e t

( S C olumn C 2) U ~ B o ~ k V a l ue V O t h e r W =E~.l imatcd

E =$15.0~ I - $50.0~0


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D a t e o f R e p o r t05/09/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - n c o m e , v a lu e , t ransact ions (Includes those of spouse and dependent chi ldren; seepp. 34-60 of f i l ing instruct ians. )~-q (No reportable assets, orO N E income, transactions.)

A. B. C.Description of Assets Income dur ing Gross value a t end( inc lud ing t rus t a s se t s ) reporting period of reporting period

(t ) (2 ) (~) (2) (t )Place "(X)" after each asset A mount Type ( e .g . , V a lu e V a lu e Type (e.g.,

exempt from prior disclosure C o d e I div., rent , Code 2 Method buy , se l l ,(A -H ) o r i n t . ) (J-P) Co de 3 redem ption)(Q-W)

35 . C O M Y U M B R A N D S A D i vi d en d J T36 . C O M H A R L E Y D A V I D SO N A D i vi d en d

37 . B O N D F O R D M O T O R A Interes t J T38. C OM VE RIZ ON CO MM A D i v i d e n d J T39 . C O M A M E R I C A M O V I L A D i v i d e n d J T4 0. C OM DT E E NE RG Y A D i vi d en d J T4 1. C O M S O U T H E R N C O M P A N Y A D i v i d e n d J T4 2 . C O M AE S A D i vi d en d J T43 . C O M T E L E F O N O S A D i v i d e n d J T4 4 . C OM C O RN IN G A D i v i d e n d J T4 5 . C O M IN T E L A D i vi d en d J T46 . C O M T E X I N S T A D i v i d e n d J T4 7 . B O N D FN M A B Interes t K T4 8. B O N D G M A C A Interes t K T49 . B O N D G M A C B Interes t K T

50. B O N D G M AC A Interes t K T51. C D M ID FIR ST B Interes t

S o l d

Transact ions during report ing per iod(2) (3)

D a t e Valuem m / d d/ y y C o de 2

(J-P)

09/10/10 J

Redeemed 05/28/10 K

(4 ) (5 )Gain Identity of

Code I buyer / se l le r(A -H ) { i f p r i v a t e


I . In co m e G a i n Co d es : A =$1,000 or Ic~s B $ 1 ,0 0 1 - $ 2,5 0 0 C =$2,501 - $5 ,000 D = $5 , 001 " $15 , 00 0( S e e C o l u m n s B I a n d D 4 ) F =$50.001 - $100.00 G =$10.001 - $1,00~.0O9 HI =$1,009,001 - $5 ,000,0~ H 2 = M o r e t han

2 . V a l o r Co d es J =$15.000 or less K $15.001 - $5 0.000 L = $5 0,001 - $100.000 M = $100, 001 " $25 0.0 0 0(S ee C olu mn s C I a nd D 3) N =$ 250.00 1 - $500,0 00 O $500.001 - $1,000.000 p I -$ 1.000.001 - $5.000,1~0 P2 =$5,000,001 - $25,000.000

P3 $25,0~0.001 - $50.000.000 P4 = More than $50,000.0003. V a l ue M et ho d Co d es Q =A p p ra i s a l R - Co s t ( Rea l E s t a t e O n l y ) S = A sscssm cn t T ~ C a s h M a r k c t( S e e C o l u m n C 2 ) U = B o o k V a l ue V = O t he r W = E st i m a t ed

E =$15,001 - $50.0~O


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D a t e o f R e p o r t05/09/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - inc o,.e. ,,atue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)[ ~ ] NONE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( in c lu d in g t ru s t a s s e t s ) re p o r t in g p e r io d

(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

V a lu e V a l u eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

O)Type (e.g.,

b u y , s e l l ,r e d e m p t i o n )


(2) (3) (4)D a t e V a l u e G a i n

m m / d d d y y C o d e 2 Code I(J-P) ( A - H )

Idemity ofb u y e r / s e l l e r( i f p r i v a t e


52 . BOND SEARS A I n t e r e s t53. COM ALLSCRIPTS HEALTH A Dividend

J

J

TT

54 . C O M C A R E M A R K A Dividend J T55 . C O M V I T A L I M A G E S A Dividend J T56 . B O N D G M A C 5 % A I n t e r e s t J T57 . C O M EXELON A Dividend J T58 . COM AMEREN A Dividend K T59 . C O M EM PIRE DIST ELEC60 . C O M F P L , n ]k / a N E E

AA

Dividend K TDividend J T

6 1 . CO M A G R B X A D i v i d e n d J T62 . COM NEW WORLD FUND A D i v i d e n d J T63 . C O M G R W F U N D O F A M . A Dividend J T

64 . BONDGECC6%65 . PFD JOHN HANCOCK6 6 . D NP SE LE CT IN C.

A

A

A

Int. /Div.Int./Div.Int. /Div.

K TRedeemed 04/2~/10 K A

Redeemed 04/23/10 J A

67 . B O N D J O H N D E E R E C A P I T A L E I n t e r e s t K T68 . C O M J O H N DEERE A D i v i d e n d J T

I. Income Gain COdc~:( See Co l um n s B I an d D - l }

2 . V al ue Co d es( S e e C o l u m n s C I a n d D 3 )

3.V al ue M et ho d Co d c~[Scc Co l um n C2}

A = 5 1 . 0 0 0 o r l e s sF =$ 50 . 0 0 1 - $ 1 0 0 ,0 0 0J -515.000 or lessN $250.001-$500,000P3 =$ 2 5 ,0 0 0 . 0 0 1 - $ 50 . 0 0 0 . 0 0 0Q = A p p r a i s alU = B o o k V a l u e

=51 ,0~1 - 5 2 , 5 0 0-$100,0~ 1 - $1,0(KI.000

$15,001 - $50,00~=$500,0~1 - $1,000.00~

Co st ( Rea l E s t a t e O n l y )Other

C - 5 2 , 5 01 - $5 , 000H I = $ 1 ,009.001 - $ 5 .090.000L =550.001 - $100.000PI =$1.000.001 - $5 ,000,000P4 =More Ihan 550,000,000S A s s e s s m e n tW = E st i m a t ed

D =$5.001 - $15,000H2 =More than $5.1)00,000M = $100, 0~ 1 -P2 = $5.1)00,001 - $25,000,000T = C a s h M a r k e t

E =$15,001- $50.000


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D a t e o f R e p o r t05/09/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n e o ,. e , , a l ~ e , transact ions (In cludes those of spouse and dependen t children; seepp. 34-60 of fil ing instruct ions.)[~] N O N E (No reportable income, assets, or transactions.)

D e s cr ip t io n o f A s s e ts In c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

0) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A-H) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V alue V alueC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

O)Type (e.g.,

b u y , s e l l ,r e d e m p t i o n )


(2) (3) (4)D a t e V al u e G a i n

m m / d d / y y C o d e 2 C o d e I(J-P) (A -H )

(5 )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e


69 . C O M B A N K O F A M E R IC A A D i v i d e n d J T70 . B O N D G M A C S M A R T N O T E A In teres t J T

71 . BOND ILLINOIS FIN. AUTH. A I n t e r e s t J T7 2. C O M T E L M E X A D i vi d en d J T73. COM 3M CO. A Dividend J T74 . COM FIRST SOUTHERN BANK A Dividend J T75 . COM AOL A Dividend J T76 . C O M C O M C A S T A D i v i d e n d J T77 . C O M E A S T M A N K O D A K A D i v i d e n d J T78 . C O M A T & T A D i v i d e n d79. C.D. BANK OF HAPOALIN A Interes t

TRedeemed 04/23/I 0 J A

80 . COM LORD ABBETT FUND A Dividend J81 . Condo~L ~.~. ] Sarasota, FL A R e n t M12/10/2010 $250,00082 . CD First United Methodist Church A I n t e r e s t K8 3 . COM Fron t i er A Dividend J

T Bu y 07/22/I 0 JR Bu y 12/10/10 MT Bu y 07 /06 /10 KT Spinoff 06/05/I 0 J(from l ine 38)

I . In co m e G a i n Co d es : A = $1,000 o r le ss B = $1,091 - 52 ,500 C = $2,501 - $5 ,000 D =$5.001 - $15,000{See Co l um n s B I an d 134) F =$50,001 - $100,000 G =$100,001 - $1,000.0~ 0 HI =$1,000.001 - $5 ,0~0.000 H2 =More than $5,000,000

2 . V a l ue Co d es J - $15 , 000 o r l e ss K - $15~001 - $50,000 L -$50,001 - $ 100,000 M =$109.001 - $250.000{ S e e C o l u m n s C I a n d D 3 ) N =$250,0~1 - $500.000 O =$50~.001 - $1,00~.000 PI :$1.000,001 - $5 ,000,090 P2 =$5,000,001 - $25.000,0~0

P3 =$25.000.001 - $50.000.000 P4 =More than $50,000,0~03. V a l ue M et ho d Co d es Q =A p p ra i s a l R = Co s l ( Rea l E s t a t e O n l y ) S = A s ~ s s m c m T = C a s h M a r k e t

[ s e c C o l u m n C 2 ) U = B o o k V a l ue V = O th e r W = E slim a to d

E =$15.001 - $50,000


9/10


N a me o f Pe r s o n R e p o r t i n gG I L B E R T , J O H N P .

D a t e o f R e p o r t05/09/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


10/10


N a me o f Pe r s o n R e p o r t i n gG I L B E R T , J O H N P .

Dale of Report05/09/2011

IX. C ERTIFICATION.1 c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u ra t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i ca b l e s t a tu t o r yp r o v i s io n s p e r m i t ti n g n o n - d i s c l o s u re .I f u r th e r c e r t i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t. s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signa ture: S[ JOHN P. GILBERT

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4)

C o m m i t te e o n F i n a n c i a l D i sc l o s u reA d m i n i s t r a t iv e O f f i c e o f th e U n i t e d S t a te s C o u r t sSui te 2-301O n e C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 2 0 5 44

John P Gilbert Financial Disclosure Report for 2010

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Transcript of John P Gilbert Financial Disclosure Report for 2010