Janda.chapter 14 challenge of democracy

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    Chapter 14

    THE COURTS

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    Learning Outcomes

    14.1 Define judicial review, explain thecircumstances under which it was established, andassess the significance of the authority it gave the

    courts.14.2 Outline the organization of the U.S. courtsystem and identify the principal functions ofcourts at each tier of the system.

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    14.3 Describe the process by which cases areboth accepted for review and decided by the U.S.Supreme Court and analyze the role played by

    judicial restraint and judicial activism in judicialdecisions.

    14.4 Explain how judges at different levels of thefederal court system are nominated and confirmedto the federal bench.

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    Learning Outcomes

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    Learning Outcomes

    14.5 Examine the impact, influence andacceptance of decisions on issues of nationalimportance by an institution unaccountable to the

    electorate.14.6 Evaluate the decision-making authority of thefederal judiciary within the context of bothmajoritarian and pluralist democracy.

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    National Judicial Supremacy

    One Supreme Court Defined by Section 1, Article III, of Constitution

    Founders deferred to Congress the decision to create

    national court system

    Judiciary Act of 1789 Federal courts coexist with state courts but are

    independent from them

    Federal judges: lifetime appointment

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    National Judicial Supremacy

    Judicial Review of the Other Branches Marbury v. Madison (1803)

    Established Supreme Courts power of judicial review

    Power to declare congressional acts invalid if they violatethe Constitution

    Subsequent cases extended powerto cover presidential acts as well

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    Chief Justice John Marshall

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    National Judicial Supremacy

    The Exercise of Judicial Review Components of judicial review:

    Power of the courts to declare national, state, & local

    laws invalid Supremacy of national laws/treaties when in conflict with

    state/local laws

    Supreme Court is final authority on meaning of

    Constitution

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    The Organization of Courts

    Some Court Fundamentals Criminal and Civil Cases

    Government prosecutes criminal cases because crimes

    are a violation of public order National penal code limited by the principle of federalism

    Government can be party to civil disputes

    Courts decide both criminal and Civil cases

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    The Organization of Courts

    Some Court Fundamentals (cont.) Procedures and Policymaking

    Most cases never go to trial

    Plea bargain Threat of lawsuit to exact concession

    Settle Though rare, even at Supreme Court level

    Abandon leave disputes unresolved

    Adjudication Opinions published in novel cases

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    The Organization of Courts

    Some Court Fundamentals (cont.) Procedures and Policymaking

    Judges make policy two ways

    Common, or judgment law Statutory construction

    Three tiers of federal courts organized as pyramid

    Bottom: U.S. district courts where litigation begins

    Middle: U.S. court of appeals Top: U.S. Supreme Court

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    The Organization of Courts

    The U.S. District Courts Sources of litigation U.S. district courts extend to the

    following:

    Federal criminal cases, defined by national law Civil cases alleging a violation of national law

    Civil cases brought against U.S. government

    Civil cases between citizens of different states when

    amount in controversy exceeds $75,000

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    The Organization of Courts

    The U.S. Courts of Appeals Appellate Court Proceedings

    Public

    Regional courts Panel of three judges

    Precedents and Making Decisions

    Written judgment of appellate courts serve as precedent

    for subsequent cases Judges make public policy to the extent that they can

    influence decisions in other courts

    Stare decisis

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    The Supreme Court

    Supreme Court strives to achieve justbalance among values of freedom, order, andequality

    Values came into conflict in two controversialissues Desecration of the flag

    School desegregation - Brown v. Board of Education

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    The Supreme Court, 2011 Term: The Lineup

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    The Supreme Court

    Access to the Court Courts cases come from two sources:

    Original jurisdiction

    Appellate jurisdiction Litigants in state cases must satisfy two conditions

    Must have exhausted appeals in state system

    Case must raise a federal question

    Rule of four

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    Copyright 2014 Cengage Learning 17

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    The Supreme Court

    The Solicitor General Represents national government before Court

    Appointed by president 3rd-ranking position inDepartment of Justice

    Duties: Determining whether to appeal a lower courts decision

    Reviewing and modifying briefs for appeals

    Deciding whether or not to file amicus curiae briefs in any

    appellate court

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    The Supreme Court

    Decision Making Courts grant review

    Attorneys submit written briefs

    Oral arguments, limited to 30 minutes per side Oral arguments released on website

    Justices meet in conference

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    The Supreme Court

    Decision Making Judicial Restraint and Judicial Activism

    Judicial restraint

    Defer to decisions of elected branches of government Elected representatives should make the laws

    Judicial activism

    Judges should not defer to the elected branches but shoulduse their judicial power to promote the judgespreferred

    social and political goals

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    Welcome to the Club!

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    The Supreme Court

    Decision Making Judgment and Argument

    Judgment Votes remain tentative until Court issues an

    opinion announcing its judgment Argument

    Concurrence

    Dissent

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    The Supreme Court

    Decision Making The Opinion

    Chief justice or most senior justice in majority decideswhich justice writes majority opinion

    Draft opinion circulated among justices for criticisms andsuggestions

    Public respect of court tested when court ventures intocontroversial areas

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    The Supreme Court

    The Chief Justice Important functions

    Forms docket

    Directs Courts conferences Social, intellectual and policy leadership

    Control discussion of issues

    Communicate

    By memoranda, not e-mail

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    Judicial Recruitment

    The Appointment of Federal Judges No formal requirements for appointment

    President nominates, Senate must confirm

    Appointments likely to serve presidents administration,provide political legacy

    Congress sets compensation

    Appointments for life

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    Judicial Recruitment

    The Appointment of Federal Judges The Advice and Consentof the Senate

    District and Appeals Court vacancies

    Judicial Selection Committee consults with home statesenators from which appointment will be made

    Senatorial courtesy

    Senate Judiciary Committee reviews each judicial nomineeand conducts a hearing

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    Judicial Recruitment

    The Appointment of Federal Judges The American Bar Association

    Screens candidates for the federal bench

    Well qualified Qualified

    Not qualified

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    Judicial Recruitment

    Recent Presidents and the Federal Judiciary Since President Carter, more diverse appointments

    Under Clinton, women or minorities more than half

    appointments Political Ideology at heart of judicial appointments

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    Judicial Recruitment

    Appointment to the Supreme Court Vacancy announced

    President makes nomination

    Senate confirms Since 1900, six appointments failed to be confirmed by

    Senate

    Most nominees have prior judicial experience Tendency for promotion from within judiciary

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    C f

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    The Consequences of

    Judicial Decisions

    Supreme Court Rulings: Implementation andImpact Decisions are implemented by others

    Decisions have far-reaching implications beyond thecase itself

    Roe v. Wade

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    Th C f J di i l

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    The Consequences of Judicial

    Decisions

    Public Opinion and the Supreme Court Policies coming from Supreme Court are generally in

    line with public ideology

    In 2009, 6 in 10 Americans were likely to approve ofSupreme Courts job

    By 2012, public approval rating had fallen to 44percent

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    Th C t d

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    The Courts and

    Models of Democracy

    Majoritarian model Courts adhere to letter of law and defer changes to

    elected representatives

    Pluralist model Courts are policymaking branch of government

    Class action suits

    Rulings have broader impact than other types

    State court rulings can be based on either federal law,state law, or both

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    Th C t d

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    The Courts and

    Models of Democracy

    Supreme Court moving in conservativedirection Some states have become havens for liberal values

    Judges pay attention to views of other courtsand not just those above them

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