James T Trimble Financial Disclosure Report for 2010
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8/3/2019 James T Trimble Financial Disclosure Report for 2010
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,40 10Rev. 1/2011
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2010
Report Required by the Ethics
i n Government Ac t o f 1978(5 U .S.C. app. ,~,~ 101-111)
I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l )
T R I M B L E , J R . , J A M E S T .
4 . T i t l e { A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;
magi s t ra t e j udges i nd i ca t e fu l l - o r p ar t - t ime)
U . S . S E N I O R D I S T R I C T J U D G E
7. Chamber~ or Office A d d r e s s
5 1 5 Mu r ra y S t r e e t
Su i t e 2 1 1A l e x a n d r i a , L A 7 1 3 0 1
2. Court or O r g a n i z a t i o n
U . S . D I S T R I CT CO U R T
3 . D a t e o f R e p o r t
04/21/2011
5a . Repo r t T )~e (check app rop r i a t e type )
] N o m i n a t i o n , D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. O n t h e b a s i s o f th e i n f o r m a t i o n c o n t a in e d i n t h i s R e p o r ~ a n d a n y
m o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t is , in m y o p i n i o n , i n c o m p l i a n c e
v d t h a p p l ic a b l e l a w s a n d r e g u l a t i o n s .
6. Repo r t ing Pe r iod
01/01/2010
12/31/2010
R e v i e w i n g Of f ic e r Date
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,
check ing the NONE box for each pa r t where you have no repor tab le in format ion. S ign on la s t pag~
I . P O S I T I O N S . t R o p o ~ n g indiv idual only; see pp. 9-13 of f i l ing instruct ions. )
NONE (No reportable positions.)
POSITION
I.
2.
3.
4.
N A M E O F OR G A N I Z A T I O N /E N T I T Y
I I . A G R E E M E N T S . m e ~ ,o r t i n g in d i v id u a l only; see p p . 1 4 - 1 6 of filing instructions.)
NONE (No reportable agreements.)
D A T E
1.
2.
3.
PARTIES AND TERM S
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FINANCIAL DISCLOSURE REPORT
Page 2 o f 6
N a m e o f P e r s o n R e p o r t i n g
TRIM BLE, JR., JAM ES T.
D a t e o f R e p o r t
04121/2011
I I l . N O N - I N V E S T M E N T I N C O M E . tRepo,~ ,g i , , iv ldual a ,~spou se; seepp. 17-24 of filing i n s t r u c t i o n s . )
A. Fl ier ’s No n-I nvestment I ncom e
~] NONE non - inve s tmen t i ncome . )N o reportab le
DATE SOURCE AND TYPE
2.
3.
4.
INCOME(yours, not s p o u s e ’ s )
B , S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - If you w e r e m a r r i e d during any portion of the reporting year , c o m p l e t e t h i s sect ion.
(Dollar amount not required except for honoraria.)
NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE
1 .
2.
3.
4.
I V . R E I M B U R S E M E N T S -~a.sportaao. , Io~gi .g ,~’ood, en tertalnmenL
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
~] (No reportab le re imbursemen t s . )ONE
2.
3.
4.
5.
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
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FINANCIAL DISCLOSURE REPORT
Page 3 o f 6
N a m e o f P e rs o n R e p o r t i n g
TRIMBLE, JR. , JAM ES T.
D a t e o f R e p o r t
04/21/201 I
V . G I F T S ¯ a n e l u d , ~ , h o s e , o s p o , , , e and dependent children; s e e p p . 2 8 - 3 1 of f!llng instruction$.)
NONE (No reportable g~s.)
SOURCE DESCRIPTION
I.
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a n d . d e s ,h o s e o / s p o ~ and dependent children; seepp. 32-33 of filing instructions.)
[ NON~ (No reportable liabilities.)
CREDITOR DESCRIPTION
I.
2.
3.
4.
5.
VALUE CODE
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FINANCIAL DISCLOSURE REPOR T
Page 4 o f 6
N a m e o f P e r s o n Repor t ing
T R I M B L E , J R . , J A M E S T .
D a t e o f R e p o r t
04/21/2011
VII. INVESTM ENTS and TRUSTS -i .... e , v a l u e , , r . . . .a o , ~ a . d u d e s , h o s e o /
--] (No repor tab l e asse t s , o rONE i n c o m e , transactions.)
A. B. C.
D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a lu e a t e n d
( i n c l u d i n g t ~ s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d
O) (2) O) (2 )
A m o u n t T ) 1 ~ e ( e . g ., V alue V alueC o d e I div., rcm, C o d e 2 M e t h o d
P l a c e " ( X ) " a f t e r e a c h a s s e t
e x e m p t f r o m p r i o r d i s c l o s u re( A - H ) o r i n l . ) ( J - P ) C o d e 3
( Q - W )
1. Cal. Fed. Emp. Credit Union (Savings Acct) A Interest J T
2. C api t a l One A In te rest L T
3. Raintyee Assoc, Lid Partnersh ip None J W
4. U.S. Savings Bonds - Series EE None K T
5. Exxon Corp. Stock B Dividend L T
6. Eq uitab le Life (S. Prem ) None K T
7. Barksdale Federal Credit Union A I n t e r e s t J T
8. Fidelity Protfolio Advisory Service IRA D D i s t r i b u t i o n M T
9. LPL Strategic Asset M gm t (IRA) D D i s t r i b u t i o n M T
1 0 . L P L S t r a te g i c A s s e t M g m t B D i v i d e n d L T
1 1. Fidelity Asset Mgr-50% A Dividend J T
1 2.
t3.
14 .
15 .
16 .
(i )T y p e ( e . g .,
b u y , s e l l,
T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4) (5 )
D a t e V a l u e Gain Iden tity o f
m m / d d / yy Code 2 Co de I b uye r/se lle r
( J - P ) (A-H) ( i f p r i v a t e
t r a n s a c t i o n )
r e d e m p t i o n )
B u y
B u y
12/16/10 K
10/18/10 J
N O C O N T R O L
N O C O N T R O L
N O C O N T R O L
N O C O N T R O L
1 7 .
I . I n co me G a i n C o d es : A = $ 1 ,000 o r les s B = $ 1 .001 - $ 2 ,500 C = $2 .501 - $ 5 ,000 D = $ 5 ,001 - $ 15 ,000
(See C o l u mn s BI an d D 4 ) F = $ 50,001 - $ 100,000 G = $100.001 - $ 1.000,000 I I I = $1 ,000.001 - $5.000.000
112 =More than $5-000,000
2. Value COdc~ J = $ 15 ,000 o r le s s K = $15 ,001 - $ 50.000 L =$50.0OI - $100,000 M =$100.001 - $250.000
(See C o l u mn s C I an d D 3) N =$250.001 - $5 00.000 O = $5 00 .00 1 - $ 1,0 00,0 00 P I = $1 ,0 00 .0 01 - $ 5.00 0,0 00 P 2 = $5 ,0 00 .00 1 - $ 25 .0 00 .0 00
P3 =$25.000,001 - $50,000,000 P4 =More than $50.000.000
3 . V a l ue M e t hod Code s Q = Appra i s a l R = Cos t ( R e a l E s t a t e Onl y ) S = A s s c s s m c m T =C ash Mark e t
(See C o l u mn C 2 ) U - B o o k V a l u e V =O t h e r W = E s t i m a t e d
E =$ 1 5 ,0 0 1 - $ 5 0 ,0 0 0
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FINANCIAL DISCLOSURE REPORT
P a g e 5 o f 6
N a m e o f P e r s o n R e p o r t i n g
T R I M B L E , J R . , JA M E S T .
Date of Report
04/21/2011
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
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FINANCIAL DISCLOSURE REPORT
Page 6 o f 6
Na m e o f P e r s o n R e p o r t in g
T R I M B L E , J R . , JA M E S T .
D a l e o f R e p o r t
04/21/2011
IX. CERTIFICATION.
I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e to t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .
I fur ther cer t i fy that earned income from ou t s ide emp loym ent and honorar ia and the accep tance of g i ft s wh ich h ave been repor t ed are incom pliance with th e prov is ions of 5 U.S.C. app. § 501 et . seq., 5 U.S.C. § 7353, and Judicial Conference regulat ions .
Signatur e: S] JAM ES T. TRIM BLE, JR.
N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 0 4 )
Committee on Financial Disclosure
A d m i n i s t ra t i v e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1
One Columbus Circle, N.E.
W a s h i n g t o n , D . C. 2 0 5 4 4
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xO 10Roy. 1/2011
FINANCIAL DISCLOSURE REPOR T
FOR CALENDAR YEAR 2010
Report Required by the Eth ics
in Go vernment Act of 1978
(5 U.S .C. app. §§ I01o111)
TRIMBLE, JR. , JAMES T.
4. Title (Article Il l judges indicate active or senior status;magistrate judges indicate full- or parlllime)
U.S. SE NIOR DIST R IC T J UDGE
7 . C h a m b e r s o r O f f ic e A d d r e s s
515 M urray SIreetSuite 211
Alexandria, LA 713 01
2. C o u n o r O r ~ a a ~ z o t l o t ~
U.S. DIST R IC T C OUR T
So. Repor~ T)pe (cheek appropr iate type)
] Nomination. Date
[] Init,al [] Annual [] Final
5b. [~Amended Repoa
On the basis of the informstion contained in this Report end an)"modil ’~ations pertaining Ikereto, it Is. In my opinion, in ompl iancewi th appl icable laws and r~gulat ions.
Reviewing Off icer Date
J. Dote of Repon
6. Reporting Period
0 1 /0 1 /2 0 1 0
Io
1 2 / 31 / 2 01 0
IMPOR TANT NOTE S: The ins t ruct ions acco mpa nyh tg th il form tn t~ t be fo l lowea~ Co mple te a l l par t s ,
checMng the NONE box for each pa r t where you have no repor table in format ion. S ign on las t page .
I . P O S I T I O N S . (Reporting Individual ontJq stepp. 9-1J n/~’ding instruction,.)
[] NONE (’No r e p o r t a b l e p o s i t io n s . )
2 .
3.
4.
5.
P O S I T I O N N A M E O F O R G A N 1 Z A T I O N / gF IT I T Y
tT 1
I I. A G R E E M E N T S . ¢R,po, ,~ i~a~u~,t o~ty:
~-~ NONE (No r e p o r t a b l e a g r e e m e n t s . )
D A T E PARTIES AND TERM S
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FINANCIAL DISCLOSURE REPOR T
Page 2 of 6
N a m e o f P e r s o n R e p o r l in E
T R I M B L E , J R . , JA M E S T . 04R 1/2011
I II . N O N - IN V E S T M E N T I N C O M E . IR~porting indi, idttalamlsp .... ; s eepp . 17 .24 0 /J~d ing ins t ruc t i ong )
A. Filcr’s Non-Investment Income
[] (No r epor tab le non- inves tmen t incom e . )O N E
D A T E S Q L IR C E A N D T Y P E
2.
3 .
4.
I N C O M E( y o u r s , n o t s p o u s e ’ s )
B , S p o u s e ’ s N o n - In v e s t m e n t I n c o m e - ~ f y u u w e e e m a e r i e d d u r i n g a n 2 . p o r t i o n o f t h e r e p o r t in g y e o r . c o m p l c t e t h l s section.
(Dol la r amo;mt no t requi red ex~ ’ept for honora r i a ~
[~ N O N E ( N o r e p o r t a b l e n o n - i n v e s t m e n t i n c o m e . )
D A T E SOURCE AND TYPE
I.
2.
3.
4.
I V . R E I M B U R S E M E N T S -,ro.,po.o.o..~oagi.~,/.o~ ......,,," .....(Includes those to spouse and dependent children: see pp 2J-2 7 t~fih~g instructio~u.)
V~ N O N E ( N o r e p o r t a b l e r e im b u r s e m e n t s . )
SOURCE D A T E S L O C A T I O N P U R P O S E I T E M S P A I D O R P R O V ID E D
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FINANCIAL DISCLOSURE REPORT
Page 3 of 6 T R I M B L E , J R . , JA M E S T .
J-~ N O N E (No reportable g~s.)
SOURCE DESCRIPTION VALU~
2.
3 .
4.
5.
V I . L I A B I L I T I E S . a , , ~ t ., t~ , t * o . o / s ~ o , ,. .. a ~ . ~ . ~ , .t childrt.; r , ¢ p p . 3 2 - 3 . ; offiling i ~ t r u c t i o n s . )
~] (No repor table l iabi l it ies . )ONE
CREDITOR DESCRIPTION
2.
3.
4.
5.
VALUECODE
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FINANCIAL DISCLOSURE REPORT
Page 4 of 6
D a l e o 1 ’ R e p o t s
0 4 1 2 1 / 2 0 1 1
Vll. INVESTMEN TS and TRU STS
N O N E ( N o r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )
A B. C. D.
D~scr,ption of Asseta Incom e dvrin~ G ro~. value at end Transactions during ~ning
( i~luding tm~t assets) reporting ~riod ofr~oning ~ri~
(I) (2) (I) (2) (I) (2) (31 (4)
PI~e "(X)" afl~ each asset Am~nt T~(g., Valu~ Va~ T~ (~ g. Date Value Ga~ Id~t~ly of
exem~ frompnot d~sclosu~ C~ I div., t~ Code 2 Meth~ buy. ~11. m~yy C~e 2 C~c I buy~r/~llet
(A -H) or im ) (J-P) Co~ 3 redemption) (I-P) (A -H) ( irpfivat¢
(Q.~ t~nsaction)
6.
7.
8.
9.
II.
12 .
14 .
1 5 .
17 .
Ca l . F e d . E mp. Cr e di t Union (Sa v ings A c c t )I A I Interest
Capital One A Interest
Noneaintree A ssoc, Led Paanership
U.S Savings Bonds - Series EE
Exxon Corp. Stock
Equitable Life (S. Prom)
Barksd,qe Federal Credit Union
Fidelity Protfolio Advisory Seg’ice IR A
A
D I
Dividend
None K
Interest J
Distribution M
) w
K T
L
N O C O N T R O L
LPL Strategic Asset Mgmt (IRA)
LPL Strategic Asset Mgm t
F i d e l it y A s s e t M g r - 5 0 %
D
A
Dist~but ion
Dividend
Dividend
M
B uy
B uy
12116/I0
10/18/10
K
J
N O C O N T R O L
N O C O N T R O L
N O C O N T R O L
C = $ 2 . 5 0 1 . $ 5 . 0 0 0
H I = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 O O , 0 0 0
L - $ $ 0 . 0 O I . $ I O 0 . 0 O O
-$LO~I - S 15, .00~
H 2 ~ Mo ~
M - -$ 1 00 .001 -
P2 : $~ ,000 ,001 - $ 1 $ . 000 . 1 X 1 0
=Cash
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FINANCIAL DISCLOSURE REPORT
Page 5 of 6 1~ l ,r n e o f P e r s o n R e p o r ~ i , g
T R I M B L E , J R . , J A M E S T . 0 4 / 2 1 / 2 0 J I
VIII . ADDITIONAL INFORMATION O R EXPLtMNATIONS. a~di,o,,p,,,or,opo,Ls
As per my Financial Disclosure Report dated 3/31/201 0 for 20 09 the major portion of my assetshave b een placed with Fidelity Portfolio A dvisory Services and LPL Strategic A ssetM anagement. I t is my sincere belief that these organizations qualify as "w idely held investmentfunds". Th ey purchase and sell for my account at will without any input whatsoever from m e.Th eir holdings vary widely in num ber and types of funds and/or companies. I exercise nooversight regarding the purchase and sale of assets in any of these funds, but simply receive andreview the reports at various intervals.
As stated in my M arch 31 , 20 10 report, I was advised by the Financial Disclosure Office that i t
would not be necessary to list each individual mutual fund and/or corporation, bu t wo uld satisfyreporting dictates by stating the Value of the h olding in each investment fund and incomereceived during the year from said fund. I further indicate that I have no control over how theassets in the funds are m anaged and invested. To be m ore specific , not only do I no t exercisecontrol, but I do no t have the ab ility to exercise control over the financial interests held by the
above named funds.
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FINANCIAL DISCLOSURE REPORT
Page 6 of 6
IX. CERTIFICATION.
IIme of P erson Reporting
T R I M B L E , J R . , J A M E S T .
D a t e o t
0 4 / 2 I ~ O I
[ certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate , t~ue, and com plete to the bes t of my knowledge and bel ief , and Ihat any Information not reported was w ilhheld because i t met appl icable s tatuto~’
pro~isions permitting non-disclosure.
| further certi fy that carne’d income from outs ide employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. § 501 el . seq. , 5 U.S.C. § 7 353, and Judicial Conference regulat ions.
Signa ture : s/JAMES T. TRIMBLE, JR.
N O TE: A N Y I N D I VI D U A L WH O K N O WI N G LY A N D WI LFU LLY FA LS I FI ES O R FA LLS TO FI LE TH I S REPO RT M A Y BE S U BJECT TO CI VI LAND C R IM INAL SA NC T IONS ( 5 U .S ,C . a pp . § 104 )
Committee on Financial DisclosureAdm inistrat ive Office of the United States Courts
Su i te 2 -301
One Columb us Circ le , N.E .Washington, D.C . 2054 4