Irma E Gonzalez Financial Disclosure Report for 2010

download Irma E Gonzalez Financial Disclosure Report for 2010

of 8

Transcript of Irma E Gonzalez Financial Disclosure Report for 2010

  • 8/3/2019 Irma E Gonzalez Financial Disclosure Report for 2010

    1/8

    AO 10Rev. 1/2011

    FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

    Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

    1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e i n i t i a l )GONZALEZ, IRMA E.

    4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magis t ra te judges ind ica te fu l l - o r par t - t lme)

    U.S. Chie f Dis t r ic t Judg e - Act ive

    7 . Chambers or Off i ce Addre s sUNITED STATES COURTHOUSE940 FRONT ST STE 4194SAN DIEGO CA 92101-8901

    2 . C o u r t o r O r g a n i z a t i o nU.S. Dis t r i c t Cou~Cal i fo rn ia

    3 . Date o f Report04/29/201 I

    5a. Report Type ( c h e ck app rop r i a t e t y p e )] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n the bas i s of the in forma t ion contained in thi s Repo r t a n d a nym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t is , i n m y o p i n i o n , i n c o m p l i a n c ewith app licable la~vs and regu la t ions .

    R e v i e v d n g O f f ic e r D a t e

    6. Report ing Per iod01/01/2010

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followe,! Complete all parts,check ing the NONE box for each par t where you have no repor table in formation . Sign on las t page .

    I . P O S IT I O N S . m e v o r i . ~ individual only; seepp. 9-13 of filing instructions.)D NONE (No reportablepositions.)

    POSITIONI. M e m b e r , B o a r d o f T r u s te e s

    2. Mem ber , San Di ego Boa r d o f Gove r no r s (2005 - p r e s en t )

    3. Mem ber , San Di ego Adv i so r y Boa r d o f Di r e c t o r s (2005 - p r e s en t )

    NAME OF ORG ANIZATION/ENTITYCal i f o rn i a Wes t e rn Schoo l o f Law

    Assoc i a t i on o f Bus i nes s T r i a l Lawyer s (ABTL)

    Feder a l Bar Assoc i a t i on (FBA)

    I I . A G R E E M E N T S . m e v o . i n g individual only; see pp. 14-16 of filing instructions.)~] (No repor tab le agreem ents . )ON E

    DATE PARTIES AND TERMS

  • 8/3/2019 Irma E Gonzalez Financial Disclosure Report for 2010

    2/8

    FINANCIAL DISCLOSURE REPORTPage 2 o f 8

    N a m e o f P e r s o n R e p o r ti n gGONZALEZ, IRaMA E .

    D a t e o f R e p o r t04/29/201 I

    I I 1 . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Fi le r s Non-Inve s tm ent Incom e

    ~ (No repor table income . )ONE non-investmentDATE SOURCE AND TYPE

    2.

    3.

    4.

    INCOME( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f you were married du ring any port ion of the report ing year , complete this sect ion.(Dollar amount not required except for honoraria.)--] N O N E (N o reportable non-investment income.)

    1.20102.3.4.

    DATE_ SOURCE AND TYPEPa r t ne r i n Law F i rm o f Jone s Day

    I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainmena(Includes those to spouse and depend ent children: see pp. 25-27 of filing instructions.)

    NONE (No reportable reimbursements.)SOURCE DATES LOCATION

    I.2.3.4.

    5.

    PURPOSE ITEM S PAID OR PROV IDED

  • 8/3/2019 Irma E Gonzalez Financial Disclosure Report for 2010

    3/8

    FINANCIAL DISCLOSURE REPORTPag e 3 o f 8

    N a m e o f P e r so n R e p o r t i n gGONZALEZ, IRMA E.

    D a t e o f R e p o r t04/29/201 I

    NONE (No reportable gifts.)

    SOURCEI.2.3.4.5.

    DESCRIPTION VALUE

    V I . L I A B I L I T I E S . anctudes those of spouse and de~,~ ,,dent children; see pp. 32-33 of filing inst ructions.)N O N E (No reportable liabilities.)

    CREDITOR DESCRIPTIONI.2.3.

    4.5.

    VALUECODE

  • 8/3/2019 Irma E Gonzalez Financial Disclosure Report for 2010

    4/8

    FINANCIAL DISCLOSURE REPORTPage 4 of 8

    N a m e o f P e r s o n R e p o r t in gGONZALEZ, IRMA E.

    D a t e o f R e p o r t04/29/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s I ncome dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

    (i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

    exempt from prior d isc losure Code I d i v . , r e n t ,( A - H ) o r i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

    (l) (2)V alue V alueC o d e 2 M e th o d

    (J-P ) C o d e 3(Q -W)

    T y p e ( e .g . ,b u y , s e l l,

    r e d e m p t i o n )

    T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

    D a t e V a l u e Gainm m/dd /yy C od e 2 Code I

    ( J -P ) (A -H )I d e n t i t y o fbuyer/se l le r( i f p r i v a t e

    t r a n s a c t i o n )

    I. Cabr i l l o Federa l Credi t Union (Account s )2. Janus Mid-Cap Fund (Mutua l Fund)

    3. Janus Ove rsea s Fund (Mutua l Fund)4. Acorn In t l . S t a te Bank & Trus t (Mutua lFund)5. Frank l i n Temp le ton Mutua l Di scove ry Fund(Mutua l Fund)6. AIM Investments (Money Market)7. Fide l i t y Se l ec t Te l ecommunica t i ons (Mutua lFund )8. Baron Asse t Fund (Mutua l Fund)9. Janus Olympus Fund (Mutua l Fund)1 0 . Janus Globa l Li fe Sc iences (Mutua l Fund )II. Janus Con t ra r i an Fund (Mutua l Fund)1 2 . Q u a lc o m m ( C o m m o n S t o c k )1 3 . C i s c o (C o m m o n S t o c k)1 4 . AT &T (C om m on S t o c k )1 5 . Buffa lo Sma l l Cap (Mutua l Fund)1 6 . Wasa t ch Ul t r a Growth (Mutua l Fund)1 7 . Royce Low-Pr i c ed S tock (Mutua l Fund)

    A I n t e r e s t J T

    C Dividend M T

    C Div i dend M TB Dividend L TB Div i dend L TB Div i dend K TB Div i dend K TB Div i dend K TB Dividend K TB Div i dend K TB Dividend K TA Div i dend J TA Dividend J TB Div i dend J TA Dividend K TA Dividend K TA Dividend K T

    I . Incom e Gain Codes : A =$1,000 o r less B =$1.001 - $2,500 C =$2,501 - $5 ,000 D -$5.001 - $15.000(See Colurans B 1 and D4) F =$50,1)01 - $100,000 G =$100.0~1 - $1,000,000 HI =$1,000,001 - $5 .000,000 }t2 =More than $5.000.000

    2. Value Codes J =$15,000 or le~s K = $15,001 - $50,000 L =$50,001 - $ 100.000 M -$ 100.001 - $250.0~0(See Columns CI and D3) N =$250.001 o $500,!)00 O ~$500.001 - $1,000.000 PI =$1.000,001 - $5 .000.000 P2 -$5.000.001 - $25.000,000p3 = $ 25,0~O,001 o $50.000.000 P4 More tha n $50.000.000

    3. V alu e Metho d Co des Q =Appra isa l R =Cost (Rea l Esta te On ly ) S = Asse ssm en t T Ca: ,h Marke t(s e e Column C2) U = Bo o k V a l u e V =Olhc r W =Es t imat ed

    E -$15.001 - S50,000

  • 8/3/2019 Irma E Gonzalez Financial Disclosure Report for 2010

    5/8

    FINANCIAL DISCLOSURE REPORTP a g e 5 o f 8

    N a m e o f P e r so n R e p o r t i n gGONZALEZ, IRMA E.

    D a t e o f R e p o r t04/29/201 I

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse an d dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s I ncome dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

    O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y pe ( e . g . ,e x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,(A -H ) or in t . )

    G ros s v a l u e a t e ndo f r e p o r t i n g p e r i o d(I) (2)Va lue Value

    C o d e 2 M e t ho d( J -P ) C o d e 3

    (Q -W)

    Type (e.g.,b u y , s e l l ,

    r e d e m p t i o n )

    Tran s a c t i o n s d u r i n g r e po r t i n g p e r i o d

    (2) (3) (4)D a t e Value G a i n

    m n d d d/ y y C o d e 2 C o d e I(J-P) (A -H )

    (5 )I d en t i t y o fbuyer/se l le r( i f p r i v a t e

    t r a n s a c t i o n )

    1 8 . Fide l i ty Low-Pr i c ed S tock (Mutua l Fund) B Dividend1 9 . Fide l it y Growth Comp any (Mutua l Fund) A Dividend

    20 . Fide l i t y Leve raged Company S tock Fund A Dividend(Mutua l Fund)

    21 . Fide l i ty Nord i c Fun d (Mutua l Fund A Dividend22 . Fide l i t y Se l ec t Ene rgy (Mutua l Fund ) B Dividend23 . Fide l i ty Se lec t Energy Services (Mutua l B DividendFund )24 . Fide l i ty Se lec t Defense and Aerosp ace C Dividend(Mutua l Fund)25 . Fide l i ty Se lec t Envi ronmenta l Services B Dividend(Mutua l Fund)26 . Fide l i t y Se l ec t Na tu ra l Resource s (Mutua l B DividendFund )27 . Fide l i ty Se l ec t U t i l it i e s Fund (Mutua l Fund) A Dividend28 . Fide l i t y Se lec t Te l ecom Fund (Mutua l Fund) A Dividend29 . A b e rde en A s i a-P a c P r ime (F A X) (Comm on A DividendS tock )30 . A T& T(T) (Comm on S t ock ) A Dividend31 . Sou t hem Co . (SO ) (Comm on S t ock ) A Dividend32 . F5 Ne t wo rk s ( FFIV ) ( C om m on S t o c k) A Dividend

    33 . SLV (ETF) E Dividend34 . EWW (ETF) F Dividend

    K

    K

    K

    K

    K

    K

    K

    KK

    L

    K

    K

    JJJLL

    TTT

    TTTTT

    T

    TTTTTT

    T Bu yT B uy

    03/10/10 K03/10/10 L

    I. In co m e Gain Cod es : A =$1,000 o r less B =$1,0OI - $2,500 C =$2,5 01 - $5 ,000 D =$5 ,001 - $15,000(See Co lumns B I and I )4 ) F =$50.001 - $ 100.00~ G :$ 100 .001 - $1,000 .000 H I :$ 1.00 0,00 1 - $5 .00 0.090 H2 -More than $5 ,000,0~0

    2. V alu e Co d es J =$15 .000 o r le ss K =$ 15.0~1 - $50,000 L $50.001 - $ 100,000 M =$100.001 - $250.000(s e e Columns CI and D3) N =$250.001 - $500.000 O =$5 00.001 - $1,0OO.000 PI =$1,000.001 - $5,000.000 P2 =$5,000,001 - $25.000,000

    P3 $25,000,001 - $50.009.000 P4 = Mo re than $5 0,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =As:,cssmcnt T =Cash Marke t

    (See Column C2) U =Boc.k Value V Other W =Es l imat ed

    E =$15 .001 - $50 ,000

  • 8/3/2019 Irma E Gonzalez Financial Disclosure Report for 2010

    6/8

    FINANCIAL DISCLOSURE REPORTPage 6 o f 8

    N a m e o f P e r so n R e p o r t i n gGONZALEZ, IRMA E.

    D a t e o f R e p o r t04/29/201 I

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)

    A. B. C.D e sc r ip t io n o f A s s e ts In c o m e d u r i n g G ro s s v a lu e a t e n d

    (in c lu d in g t ru s t a s se ts ) r e p o r t in g p e r io d o f r e po r t i n g p e r i o dO) (2) O) (2)

    Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu eexempt from prior disclosure Code I div . , ren t , C o d e 2 M e th o d(A -H ) or in t . ) (J-P) C o d e 3

    ( Q - W )

    (1 )Type (e.g.,buy , sel l ,

    redempt ion)

    Tran s a c t i o n s d u r i n g r e po r t i n g p e r i o d

    (2) (3) (4)Date V a l u e Gain

    m r r d d d / y y C o d e 2 Code I( J -P ) (A-H)

    (5 )I d en t i t y o f

    buye r / s e l l e r( i f p r i v a t e

    t r a n s a c t i o n )

    35. GLD(ETF) F Dividend L T B uy 06/10/10 L I

    I. Income Gain Codes :(See Co lumns BI and D - I)

    2.Value Codes(See Columns CI and D3)

    3.Value Method Codes{Sc Co lumn C2)

    A =$1,00~ or lessF -$50.0OI - $10~.O00J -$ I 5.000 or lessN -$250.0OI - $500.000P3 -$25.0~).001 - $5 0,009.000Q =Apprai .,alU =Book Value

    B $1.001-$2.500G $10~.0OI - $1.0~1.0~)K $15.001 - $5 0.00~O -$500.001 - $1.000.000R =Cost (Real E~tate Only)V - O t he r

    C :$2,501 - $5,000H 1 =$ 1.00O,O01 - $5 ,000.0~0L :$50,001 - $ 100.0~)PI =$1,000,0~1 -P4 =More than $50,0~0,0~0S :A s .,cssmcnlW =Es t imat ed

    :$5.001 - $15,000H2 :More than $5 ,000.000M $100,0OI - $250.000P2 =$5.000,001 - $25.000.000

    =Cash Marke t

    E :$15.001 - $50,000

  • 8/3/2019 Irma E Gonzalez Financial Disclosure Report for 2010

    7/8

    FINANCIAL DISCLOSURE REPORTPag e 7 o f 8

    N a m e o f P e r so n R e p o r t i n gGONZA LEZ, l lL\IA E.

    Date of Report04/29/201 I

    V III. ADDITIONAL INFORMATION OR EX PLANATIONS. (tndica,tpartofret,on.)Part I. POSITIONS.I am n o l onge r a Boa rd mem b e r o fLa Cuna , a s r e f le c t e d i n I t em 2 o f l a s t y e a r s r e po r t .I am now on the "Advi so ry" Boa rd fo r the Fede ra l Ba r Assoc i a t i on a s oppo sed t o a r egu l a r boa rd m emb e r a s r epor t ed unde r l a s t yea r s I t em 4 .

  • 8/3/2019 Irma E Gonzalez Financial Disclosure Report for 2010

    8/8

    FINANCIAL DISCLOSURE REPORTPage 8 o f 8

    Nam e o f Pe r son Repo r t i ngGONZALEZ, llaMA E.

    Date of Report04/29/2011

    IX . CERTIFICATION.! c e r t i f y t ha t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

    a c cu r a t e , t r u e , an d co m p l e t e t o t he b e s t o f my kn o w l ed g e an d b e l i e f , an d t h a t an y i n fo rm a t i o n n o t r ep o r t ed was w i t hh e l d b ecau s e i t m e t ap p l i c ab l e s t a t u t o ryp ro v i s i o n s p e rm i t t i n g n o n -d i s c l o s u r e .1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ) a n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e p o r t e d a r e i nc om p l i a n c e ~ v i t h t h e p r ov i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q , 5 U . S . C . 7 3 5 3 , a n d J ud i c i a l C on f e r e n c e r e g u l a t i o n s .

    Signatu re: S/IRM A E. GONZALEZ

    NOTE: ANY INDIV IDUAL W HO K NOWINGLY AND WILFULLY FALS IFIES OR FAILS TO FILE THIS R EPOR T MAY BE S UBJ ECT TO CIV ILAND CRIMINAL SANCTIONS (5 U .S.C. app. 104)

    Co m m i tt e e o n F i n a n c i a l D i s c lo s u r eAdm in i s tr a t i ve Of f i c e o f t h e Un i t ed S t a t e s Co u r t sSui te 2-301One Co l um bus C i r c l e , N .E .Wash i ng t on , D .C. 20544